Chapter of Dissolution

C. Amorphous solubility and LLPS

How much drug an aqueous solution can hold before a second, drug-rich phase separates.

What this chapter covers

liquid–liquid or glass–liquid phase separation of highly supersaturated solutions, its onset and detection (light scattering, polarity probes, NMR, ultracentrifugation, flux), the amorphous solubility and its calculation from the crystalline solubility, the crystal–amorphous free-energy difference and the water taken up by the amorphous drug, the effect of pH, salt, temperature, a second drug, a solubilizer (SDS micelles, bile salts) and a dissolved ASD polymer on the limit, how the polymer enters the drug-rich phase and how it stabilizes the droplets, the first tests of whether dissolving amorphous films, dispersions, salts, a co-crystal, a glass or a salt shifted from gastric to intestinal pH reaches it, and the activity scale on which the limit is compared across media. The papers and their findings are in sources.md and findings.md. The twelve papers run from 2013 to 2022: the papers of 2013–2016 set out the phase, its onset and its calculation; those of 2017–2022 add micellar surfactant and bile salts, a pH-shift test of pazopanib and the effect of dissolved polymers, studied by NMR.

12 papers2013–202223 findings

01Findings map

From basic to applied. The colour shows the strength of the evidence; click a card to read the finding.

02Which paper supports which finding

Show the table of papers and findings
Phase that formsMeasuring and predicting the limitWhat moves the limitReaching the limit from solid forms and by a pH shift
paperF1F2F3F22F4F5F6F7F8F15F16F9F10F11F12F17F18F19F20F21F13F14F23
2013ilevbare2013aLLPS of eight drugs and the ritonavir phase diagram
2015almeidaesousa2015amorphous solubility of six fast crystallizers; heat-capacity method
2015indulkar2015pH dependence for weak bases
2015mosqueragiraldo2015glass–liquid phase separation of telaprevir
2015trasi2015aa second drug in the drug-rich phase
2016almeidaesousa2016salt, co-crystal, glass and ASD of a weak base
2017indulkar2017aatazanavir in SDS micelles
2017lu2017bsix bile salts and telaprevir
2018sugihara2018pazopanib after a pH shift
2020ueda2020bthree polymers and ibuprofen, by NMR
2021ueda2021six polymers, quantitative NMR
2022ueda2022temperature dependence of polymer partitioning
other library papers22 papers outside the chapter

Dot size = number of citations of the paper in the finding (long version C). Click a dot to open the finding.

03Connections to other subcategories

Takes from

[Crystallization tendency](../../solid-state-stability/crystallization-tendency/index.md)

The melting data, Log P, Tg and the slow-crystallizer class of the eight drugs of the first paper came from the neat-drug classification (builds_on), and slow crystallization "may explain" why they phase separate before crystallizing ilevbare2013a C27. See F3 and Crystallization tendency F18.

Gives to

and takes from [Solution methods](../../characterization-methods/solution-methods/index.md)

The extinction and probe onsets used there are the ones measured here: pyrene and 450 nm extinction gave 11.31 ± 0.56 and 14.15 ± 0.87 µg/mL for CRH1 almeidaesousa2016 R3, and a dye blue shift marked the UV LLPS concentration of nicardipine indulkar2015 R12. See F4 and Solution methods F3.

Gives to

Dissolution / D. Crystallization from solution

The onset sets the supersaturation at which crystallization inhibitors are tested (for example the telaprevir onset chose the concentrations of a later telaprevir study, and the LLPS onset set drug concentrations in a bile salt study) (builds_on); the pH-shift precipitation of weak bases came from there indulkar2015 C12. See F3 and F14.

Gives to

Dissolution / B. Supersaturation from ASD dissolution

The ceiling is the benchmark for ASD dissolution: later studies of danazol, tacrolimus and lopinavir dispersions use the estimated amorphous solubility or the onset as the ceiling, and a second drug lowers it (builds_on) trasi2016 R16; trasi2015b C36; li2018 E7. It takes from there the statement that ASD dissolution is capped at the amorphous solubility almeidaesousa2016 C6. See F8, F11 and F13.

Gives to

Dissolution / A. Release mechanism and LoC

The nanodroplet and glass–liquid picture is used for the nanodroplets formed during ASD release (builds_on) yang2021 C16. See F1 and F2.

Gives to

and takes from Bioperformance

The flux plateau at the LLPS concentration was first shown for felodipine and nifedipine and extended here to telaprevir, ritonavir, lopinavir and paclitaxel mosqueragiraldo2015 C4, R16, R12; trasi2015a R2; later work found a maximum flux close to the amorphous solubility and about half the flux of each drug in a two-drug ASD indulkar2016 R9; alhalaweh2016 R17. See F8 and F11.

Papers of 2017–2022: give to Bioperformance and take from it. The micellar finding that concentration ratios understate supersaturation twofold was carried to biorelevant media, where the flux-based maximum of atazanavir and posaconazole stayed constant while the concentration-based value fell elkhabaz2019b R8, R9, C21; the lowering of the telaprevir maximum by STCDC and SGCDC is cited there as about three-fourths elkhabaz2019b R18. See Bioperformance and F16, F17.

Papers of 2017–2022: give to Dissolution / D. Crystallization from solution. The bile-salt thermodynamics became the activity scale on which a companion paper compared crystallization at equal δ, using the monomer and micelle assignment and the unreachable δ of 28.8 with STCDC and SGCDC lu2017 R1, C13, C14; the SDS CMC and activity-based supersaturation of atazanavir were reused for nucleation in SDS indulkar2019b R1, C18; polymer partitioning and polymer–droplet association were measured for enzalutamide and posaconazole wilson2021 R7, C19; shah2025 C30, R17. See F16, F17, F20.

Papers of 2017–2022: give to Dissolution / A. Release mechanism and LoC and to Physical stability. The NMR approach to drug-rich phases and the SDS result were used for clopidogrel nanodroplets and surfactant partitioning in a ritonavir ASD correasoto2022a C9, R31; yang2022b C16, C44; the entropy-driven polymer partitioning is cited for PVPVA nanoparticles deac2023b C45. See F15, F21.

Papers of 2017–2022: take from Solid state stability. The Flory–Huggins interaction parameter of ibuprofen with PVP-VA (about −1 for a 1/1 blend) is a literature value ueda2021 R14, C39; see Miscibility and drug-polymer interactions and F20.

Papers of 2017–2022: give to Solution methods. NMR of the dissolved drug and of the drug-rich phase, and the limits of the 369 nm emission marker in micelles, are methods results of this chapter ueda2021 P3, R16; indulkar2017a R18; see F15, F4 and Solution methods.

Gives to

ASD process

The mutual lowering of amorphous solubility by a second drug explained lower concentrations from co-granules trasi2019 C5, C38. See F11.

Left to other subcategories: crystallization kinetics and inhibitors in solution (Dissolution / D. Crystallization from solution), dissolution of amorphous solid dispersions as such (Dissolution / B. Supersaturation from ASD dissolution and Dissolution / A. Release mechanism and LoC), membrane transport and biorelevant media (Bioperformance), the probe and UV methods as methods (Solution methods), and the solid-state crystallization classes (Crystallization tendency). The chapters of Dissolution D, B and A are written after this one and are named here without links.

How to read this page. Each finding is one conclusion: a headline, a plain statement, one picture and what it means for your drug. Open How it works for the steps and numbers, and Evidence for the data and conditions, at medium (B) or full (C) length. The coloured tag grades the evidence as strong, moderate or weak. Dotted words show a definition. An id such as hate2017 R15 names a paper and an item in its card. Text marked (synthesis: …) joins several papers and is not one paper's claim.

Evidence length

Topic 1 of 4 · 4 findings · F1–F3, F22

Phase that forms

F1

Topic 1Phase that forms1 of 4

Past a certain concentration, a supersaturated drug solution splits into drug-rich droplets before any crystal appears.

Add a drug from an organic stock solution to water until it is far above its crystal solubility, and at a drug-specific concentration the clear solution turns cloudy. The turbidity is not caused by crystals: the new phase takes up polarity probes, shows no birefringence under polarized light and gave only a broad halo by X-ray diffraction. This was seen for 21 compounds ilevbare2013a C2, R8; almeidaesousa2015 C41; indulkar2015 C6, R19, R20, R21; mosqueragiraldo2015 C21.

strongStrong for the phenomenon, because four kinds of read-out (light scattering, dyes, microscopy or X-ray diffraction, DSC) agree; but the phase itself was isolated and examined for only five drugs ilevbare2013a K1; mosqueragiraldo2015 K1; indulkar2015 K5; almeidaesousa2015 K1, C38.

sorafenib 0.532tolnaftate 0.558clotrimazole 5.2ritonavir 37.2clozapine 135.8griseofulvin 355.96 (with polymer)0.11101001000concentration where the drug-rich phase appears, µg/mL (log scale)

Onsets measured in different media and at 25 or 37 °C, so the drugs are not strictly comparable; griseofulvin was measured with 100 µg/mL HPMCAS-HF. ilevbare2013a R8; almeidaesousa2015 R4, R5, R6

For your drug

  1. Raise the concentration slowly in your medium while recording extinction at a wavelength where the drug does not absorb, then repeat with a polarity probe or the drug's own fluorescence.
  2. Isolate the pellet by ultracentrifugation and check birefringence, XRPD and a DSC Tg. Extinction rise plus probe change plus a halo-only pellet means a drug-rich phase; an extinction rise without a probe change and with birefringent particles means crystallization.

almeidaesousa2015 P1, P2, R4; indulkar2015 P14, P15, P16; ilevbare2013a P7, P9

How it works and key numbers
  1. The supersaturation is made mainly by a solvent shift, which leaves about 1–2% v/v organic solvent in the medium almeidaesousa2015 X9; mosqueragiraldo2015 X7.
  2. Ilevbare and Taylor read the turbidity as liquid–liquid phase separation: the solution and the droplets are in equilibrium, so the drug has the same activity in both ilevbare2013a C29, C36.
  3. A polarity-sensitive dye partitions into the disordered drug-rich phase and changes its emission, whereas crystallization leaves the dye in solution; extinction alone cannot tell the two apart almeidaesousa2015 C12, C16.
  4. Griseofulvin without polymer is the exception: extinction rose near 150 µg/mL with no probe change and small solid particles, which means crystallization almeidaesousa2015 R4.
  5. A caution: in 3.6 mg/mL SDS the 369 nm band appeared from about 200 µg/mL, far below the amorphous solubility of about 1450 µg/mL, so it did not mark a drug-rich phase there indulkar2017a R17, R18, C27.
Analogy. Like oil droplets that cloud a cooling soup long before any fat sets hard.
21compounds in which the non-crystalline drug-rich phase was seenilevbare2013a C2, R8; almeidaesousa2015 C41; indulkar2015 C6
0.532 → 355.96 µg/mLlowest (sorafenib) and highest (griseofulvin, with polymer) onsetalmeidaesousa2015 R5, R6
94.85–95.97%drug in the isolated ritonavir phase; the rest is 4.03–5.15% waterilevbare2013a R6
Evidence: data, conditions and papers

Finding F1. Highly supersaturated solutions of poorly soluble drugs split into a non-crystalline drug-rich phase before crystals appear

In short. Past a drug-specific concentration the solutions of 21 poorly water-soluble compounds in these twelve papers turned turbid, took up polarity probes and, for the five drugs whose phase was isolated or examined (ritonavir, clotrimazole, atazanavir, nicardipine, telaprevir), gave an amorphous pellet or precipitate, not crystals (synthesis: 8 + 6 + 2 + 1 + 2 + 1 + 1 = 21 distinct compounds, because clotrimazole, ritonavir and felodipine recur and the later atazanavir, telaprevir and ibuprofen studies repeat compounds already counted; the added compound is pazopanib) ilevbare2013a C2, R8; almeidaesousa2015 C41; indulkar2015 C6; mosqueragiraldo2015 C21; trasi2015a C12; almeidaesousa2016 C17. The ritonavir phase held about 95% drug and 4–5% water and grew from about 345 to about 842 nm in 64 min ilevbare2013a R6, R3. Onsets ran from 0.53 µg/mL (sorafenib) to 355.96 µg/mL (griseofulvin, with polymer) almeidaesousa2015 R5, R6. Griseofulvin without polymer was the exception: it crystallized before any probe signal almeidaesousa2015 R4. The 2017–2022 papers add pazopanib, whose HCl salt shifted from pH 1.2 to pH 6.5 gave a milky, bluish solution at once with non-birefringent aggregates and particles of 496 nm (145 nm with HPMC) sugihara2018 R11, R14, R15, and ibuprofen, whose drug-rich droplets measured 3182–5313 nm in buffer and 268–345 nm with HPMC or PVP-VA ueda2020b R5.

Type. observation in 21 compounds Strength. for the phenomenon: four kinds of read-out (light scattering, polarity probes, microscopy or XRPD, DSC) point the same way ilevbare2013a K1: moderate to strong; mosqueragiraldo2015 K1: strong; indulkar2015 K5: moderate to strong; almeidaesousa2015 K1: moderate. The phase itself was isolated and examined for five drugs only, and "disordered" elsewhere rests on probe responses almeidaesousa2015 C38. The pazopanib precipitate was examined by DSC after drying, but the crystalline or amorphous nature of its solids was assigned by appearance under polarized light sugihara2018 R17, X6.

How it was shown

Ilevbare and Taylor (2013) pumped a methanol stock into medium at 37 °C and followed extinction for eight drugs; for ritonavir they added DLS and a pyrene titration and isolated the phase by ultracentrifugation ilevbare2013a P5, P7, P8, P9, P10, P11. Almeida e Sousa and co-workers (2015) added a polarity probe for six fast crystallizers almeidaesousa2015 P1, P2; Indulkar and co-workers (2015) used XRPD, microscopy and DSC for three weak bases indulkar2015 P8, P14, P15, P16.

What the data show

Past a drug-specific concentration the solutions turned turbid, took up the probes and gave non-birefringent droplets; where the phase was isolated it was an amorphous pellet. Onsets ran from 0.53 µg/mL (sorafenib) to 355.96 µg/mL (griseofulvin, with polymer) almeidaesousa2015 R5, R6. Griseofulvin without polymer was the exception: it crystallized before any probe signal almeidaesousa2015 R4.

systemmethodresultids
ritonavir, water, 37 °Cextinction, DLS, pyrenenon-birefringent droplets; onset 37.2 (UV), 39.8 (DLS), 39.0 (pyrene) µg/mLilevbare2013a R1, R2, R4, R8
ritonavir, isolated phaseultracentrifuge, 10–50 °C; DSC94.85–95.97% drug, 4.03–5.15% water; Tg 0.4 °Cilevbare2013a R5, R6
six fast crystallizers, 25 °Cextinction plus probeboth change at about the same concentration; turbidity lasts minutesalmeidaesousa2015 R1, R3, R5
clotrimazole, atazanavir, nicardipineXRPD, PLM, DLS, Nile redhalo-only XRPD, no birefringence; 116–387 nm dropletsindulkar2015 R14, R16, R19, R20, R21
pazopanib HCl, pH 1.2 to 6.5eye, DLS, NTA, PLM, DSCmilky at once; 496 nm (145 nm with HPMC); dried precipitate Tg about 83 °Csugihara2018 R11, R14, R15, R16, R17
Fig. 2 of ilevbare2013a: UV extinction and DLS count rate against ritonavir concentration in water at 37 °C
Fig. 2 · ilevbare2013aUV extinction and DLS count rate against ritonavir concentration in water at 37 °C

Both signals are flat at first and then rise steeply; the dashed lines cross near 38 µg/mL (UV) and 41 µg/mL (DLS) ilevbare2013a R2.

Why

Ilevbare and Taylor read the colloids as liquid–liquid phase separation: solution and droplets are in equilibrium, so the drug has the same activity in both ilevbare2013a C29, C36. A polarity dye enters a disordered drug-rich phase and changes its emission, whereas crystallization leaves it in solution, so extinction alone cannot tell the two apart almeidaesousa2015 C12, C16.

Limits and transfer

The phase was isolated and examined for five drugs only ilevbare2013a X8, and all 21 compounds are lipophilic (synthesis), so hydrophilic drugs were not tested. A marker band can appear far below the amorphous solubility in SDS, so check it in the medium of use indulkar2017a R18, C27. Raise the concentration slowly while recording extinction and a probe, then isolate the pellet for birefringence, XRPD and a DSC Tg almeidaesousa2015 P1, P2; indulkar2015 P14, P15, P16.

How it was shown

Ilevbare and Taylor (2013) pumped a 4 mg/mL methanol stock into stirred medium at 37 °C and followed extinction at non-absorbing wavelengths (280–450 nm) for eight drugs, each in a medium where it is un-ionized; the drugs had Log P 2.2–5.6 and melting points 121–187 °C ilevbare2013a P5, M1, M2, M3, M5, M6, M7, M8, M9, R8. For ritonavir in water they added DLS count rate in a flow cell and a pyrene I1/I3 titration, and they isolated the phase by ultracentrifugation at 274,356 × g from 0.5 mL of a 60 mg/mL stock in 20 mL water at 10, 37 and 50 °C, then measured pellet water by drying and Tg by DSC at 20 °C/min ilevbare2013a P7, P8, P9, P10, P11. Almeida e Sousa and co-workers (2015) used six fast-crystallizing drugs at 25 °C in 50 mM phosphate buffer, pH 2 for the three acids and pH 6.8 for the others: extinction at 400 or 450 nm during continuous pumping, and, in stepwise additions, a polarity-sensitive probe (1-pyrenecarboxaldehyde, pyrene, 4-Di-2-ASP) or phenylbutazone's own fluorescence almeidaesousa2015 P1, P2. Indulkar and co-workers (2015) used antisolvent addition, DLS, nanoparticle tracking with Nile red, XRPD, polarized microscopy and DSC for three weak bases at 37 °C indulkar2015 P8, P11, P12, P14, P15, P16. Mosquera-Giraldo and Taylor (2015) combined extinction at 370 nm, 4-Di-2-ASP fluorescence, ¹H NMR of dissolved drug and DSC of an ultracentrifuged pellet for telaprevir in pH 6.8 phosphate buffer at 37 °C mosqueragiraldo2015 P4, P7, P9, P10. Trasi and Taylor (2015) located the onset of ritonavir, lopinavir and paclitaxel at 25 °C in 100 mM phosphate buffer by extinction, pyrene, ultracentrifugation and flux trasi2015a P1, P2, P3, P4, P6, and Almeida e Sousa and co-workers (2016) that of the CRH1 free base by extinction at 450 nm and pyrene almeidaesousa2016 P3, P4. Sugihara and Taylor (2018) shifted pazopanib HCl from simulated gastric fluid (pH 1.2) to pH 6.5 phosphate buffer at 37 °C and looked at the solution by eye, by DLS (backscatter at 173°), by nanoparticle tracking, by polarized light microscopy at 20× and by DSC of the air-dried precipitate sugihara2018 P6, P7, P8, P9, P10. Ueda and Taylor (2020) formed ibuprofen droplets by adding a methanol-d4 stock (2% v/v) to pH 2.0 phosphate buffer in D2O at 37 °C, with or without 300 µg/mL polymer, and sized them fresh by DLS ueda2020b P6.

What the data show

Ritonavir. In water the solution turned cloudy with a bluish tint, and polarized light showed small, non-birefringent, spherical droplets ilevbare2013a R1. Extinction and DLS count rate rose above 37.2 ± 0.9 and 39.8 ± 0.3 µg/mL ilevbare2013a R8. The pyrene I1/I3 ratio stayed at about 1.67–1.69 up to 39.0 µg/mL and fell to about 1.39 at 120 µg/mL ilevbare2013a R4. The droplets grew from about 345 nm at 1 min to about 842 nm at 64 min ilevbare2013a R3. The isolated phase held 94.85–95.97% drug and 4.03–5.15% water between 10 and 50 °C, with a Tg of 0.4 °C against 50.4 °C for dry amorphous ritonavir ilevbare2013a R6, R5, C23. DLS in the second paper gave about 360 nm at 30 µg/mL ritonavir trasi2015a R15. Eight drugs. UV onsets ran from 5.2 µg/mL (clotrimazole) to 135.8 µg/mL (clozapine), and DLS onsets lay close to them (synthesis: the largest UV–DLS difference is 39.8 − 37.2 = 2.6 µg/mL) ilevbare2013a R8. Six fast crystallizers. Extinction and probe signal changed at about the same concentration, and the turbidity lasted only a few minutes before visible particles formed almeidaesousa2015 R1, R3, C17. The probe read-outs were a shift of the 1-pyrenecarboxaldehyde peak from about 468.5–470.5 to about 446–448 nm (ibuprofen), a rise of phenylbutazone's autofluorescence from about 0 to about 980, a rise of the diclofenac pyrene I3/I1 from about 0.52 to about 0.75, and 4–5 nm shifts of the 4-Di-2-ASP peak, to shorter wavelength for tolnaftate and to longer wavelength for sorafenib almeidaesousa2015 R3, X3. Fluorescence onsets were 125.74, 53.61, 0.558, 50.14, 0.532 and 355.96 µg/mL for ibuprofen, phenylbutazone, tolnaftate, diclofenac, sorafenib and griseofulvin almeidaesousa2015 R5, R6. Griseofulvin at pH 6.8 without polymer showed extinction rising near 150 µg/mL with no probe change and small solid particles; with 100 µg/mL HPMCAS-HF in the buffer, extinction and probe intensity rose together near 350 µg/mL and the solution stayed uniformly turbid without visible particles almeidaesousa2015 R4. Weak bases. All six precipitates (clotrimazole from pH 4 and 8, atazanavir from pH 3.5 and 9, nicardipine from pH 6 and 9) showed only broad halos by XRPD and no birefringence indulkar2015 R19, R20, R21; DLS Z-averages were about 116–387 nm indulkar2015 R14; with Nile red in the buffer a population of lipophilic droplets (about 100–450 nm) appeared only above the onset indulkar2015 R16; the DLS polydispersity index of clotrimazole at pH 8 fell from about 0.76 at 6.1 µg/mL to about 0.27 at 6.65 µg/mL at the onset indulkar2015 R11. Telaprevir. Solutions were clear up to about 90 µg/mL and turbid above mosqueragiraldo2015 R1; extinction at 370 nm stayed near zero up to about 93 µg/mL and rose to about 0.048 at about 129 µg/mL mosqueragiraldo2015 R4; the species measured about 300 nm mosqueragiraldo2015 R5; the pelleted material had a Tg of 52 °C mosqueragiraldo2015 R2. CRH1. Solvent shift gave turbidity without visible particles, later clearing as visible particles appeared, with onsets of 14.15 ± 0.87 (extinction) and 11.31 ± 0.56 µg/mL (pyrene) at pH 6.8 and 13.73 ± 0.47 and 12.49 ± 0.08 µg/mL at pH 4.6 with 20 µg/mL HPMC almeidaesousa2016 R5, R3, R4. Pazopanib. Above the amorphous solubility the solution turned milky with a bluish tinge at once sugihara2018 R14; DLS gave Z-averages of 495.9 nm (PDI 0.027) without and 145.4 nm (PDI 0.140) with 50 µg/mL HPMC, NTA found particles of about 50–650 nm sugihara2018 R15, R16, and at the dose below the amorphous solubility no scattering species appeared sugihara2018 R20. Polarized microscopy showed non-birefringent aggregates beside salt crystals at 2 min, and free-base crystals taking over by 10 min without HPMC and by 60 min with it sugihara2018 R11. The dried precipitate had a Tg of about 83 °C sugihara2018 R17. Ibuprofen. In buffer the drug-rich phase was micron-sized (3182–5313 nm at a PDI of 1.00, the top of the scale), with 300 µg/mL HPMC or PVP-VA it was 268–345 nm and with EUD-E 472–808 nm ueda2020b R5, X10; at 400 µg/mL ibuprofen the buffer and all six polymer solutions of the 2021 paper were milky ueda2021 R15.

papersystemmethod and conditionsresultids
ilevbare2013aritonavir, water, 37 °Csolvent shift from methanol; extinction, DLS, pyrenenon-birefringent droplets; onset 37.2 (UV), 39.8 (DLS), 39.0 (pyrene) µg/mLR1, R2, R4, R8
ilevbare2013aritonavir, ultracentrifuged phase10, 37, 50 °C; gravimetry; DSC94.85–95.97% drug, 4.03–5.15% water; Tg 0.4 °CR5, R6
ilevbare2013aeight drugs, 37 °Cextinction and DLS in un-ionizing mediaonsets 5.2 (clotrimazole) to 135.8 µg/mL (clozapine)R8
almeidaesousa2015six fast crystallizers, 25 °Cextinction plus polarity probeboth change at about the same concentration; turbidity lasts minutesR1, R3, R5
almeidaesousa2015griseofulvin, pH 6.8, with and without 100 µg/mL HPMCAS-HFsamewithout polymer: extinction near 150 µg/mL, no probe change, particles; with polymer: both near 350 µg/mLR4
indulkar2015clotrimazole, atazanavir, nicardipine, 37 °Cantisolvent; XRPD; PLM; DLS; Nile redhalo-only XRPD, no birefringence; 116–387 nm dropletsR14, R16, R19, R20, R21
mosqueragiraldo2015telaprevir, pH 6.8, 37 °Cextinction, fluorescence, NMR, DSC of pelletboundary 90–92 µg/mL; pellet Tg 52 °C; about 300 nm speciesR2, R5, R13
trasi2015aritonavir, lopinavir, paclitaxel, 25 °Cfour methodsonsets 26–28, 16–17.3, 27.2–30.1 µg/mL; about 360 nm droplets (ritonavir)R1, R15
almeidaesousa2016CRH1 free base, 25 °Cextinction and pyrene, pH 6.8 and pH 4.6 + HPMCturbidity, then particles; onsets 11.31–14.15 µg/mLR3, R4, R5
sugihara2018pazopanib HCl, pH 1.2 → 6.5, 37 °Cshift; eye, DLS, NTA, PLM, DSCmilky at once; 496 nm (145 nm with HPMC); non-birefringent aggregates, then free-base crystals; dried precipitate Tg about 83 °CR11, R14, R15, R16, R17
ueda2020bibuprofen, pH 2.0 (D2O), 37 °C, 2% methanol-d4solvent shift; DLSdroplets 3182–5313 nm in buffer; 268–345 nm with HPMC or PVP-VA; 472–808 nm with EUD-ER5

Figure

Fig. 2 of ilevbare2013a: UV extinction and DLS count rate against ritonavir concentration in water at 37 °C
Fig. 2 · ilevbare2013aUV extinction and DLS count rate against ritonavir concentration in water at 37 °C

Both signals are flat at first and then rise steeply; the dashed lines cross near 38 µg/mL (UV) and 41 µg/mL (DLS) ilevbare2013a R2.

Fig. 4 of almeidaesousa2015: extinction and probe fluorescence against concentration for six drugs
Fig. 4 · almeidaesousa2015extinction and probe fluorescence against concentration for six drugs

Panels a–f are ibuprofen, phenylbutazone, tolnaftate, diclofenac, sorafenib and griseofulvin; the concentration axes differ about a thousandfold. In panel f the squares (no polymer) show extinction without a probe change, the triangles (HPMCAS-HF) both signals near 350 µg/mL almeidaesousa2015 R3, R4.

Why

Ilevbare and Taylor read the colloids as liquid–liquid phase separation: the four features reported for drug "aggregation" (no second phase below a threshold, non-crystalline aggregates, constant monomer concentration above the threshold, a reproducible threshold in a given buffer) all appeared in their data, and the solution and the droplets are in equilibrium, so the drug has the same activity in both ilevbare2013a C29, C36. They call a hydrophobic-interaction driving force "intuitive" from the Log P range but did not test it ilevbare2013a C37. The probe logic is that a polarity-sensitive dye partitions into a disordered drug-rich phase and changes its emission, whereas crystallization leaves the dye in solution and the emission unchanged, which is why extinction alone cannot tell the two apart almeidaesousa2015 C12, C16; Indulkar and co-workers add that dyes cannot partition into a crystalline phase and confirm lipophilic droplets with Nile red indulkar2015 C29, C37. NMR sees only dissolved telaprevir because molecules in large, viscous glassy aggregates relax too fast to give a resolved signal ("anticipated") mosqueragiraldo2015 C18. (synthesis: the scattering onset, the probe change, the isolated amorphous pellet and the composition of the pellet are four independent observations, and they agree wherever more than one was made, as for ritonavir and telaprevir.) Sugihara and Taylor read the immediate turbidity, the particle sizes and the Tg together as glass–liquid phase separation into a water-saturated colloidal drug-rich phase ("indicate") sugihara2018 C27, C28, and Ueda and Taylor treat the separated ibuprofen phase as a supercooled-liquid emulsion because its Tg is −45 °C ueda2020b C38, M1. Indulkar and co-workers (2017) show the limit of a spectral marker: the 369 nm emission band that marks the atazanavir drug-rich phase in buffer also appeared in 3.6 mg/mL SDS from about 200 µg/mL, far below the amorphous solubility of about 1450 µg/mL, where they read it as drug–drug contact inside micelles and not as a drug-rich phase indulkar2017a R17, R18, C27. (synthesis: a spectral signature of the drug-rich phase must be checked against the amorphous solubility measured in the same micellar medium.)

Conditions and limits

Temperatures were 25 °C almeidaesousa2015 P1; trasi2015a P1; almeidaesousa2016 P3 or 37 °C ilevbare2013a P5; indulkar2015 P8; mosqueragiraldo2015 P7. Supersaturation came mainly from a solvent shift that left about 1–2% v/v organic solvent almeidaesousa2015 X9; mosqueragiraldo2015 X7. The onset did not depend on the stock solvent or addition rate for ritonavir (methanol, ethanol, THF, or a drug dissolved in 0.1 M HCl) ilevbare2013a C28, R9, R10, and the solvent-free pH titration of the weak bases agreed with the antisolvent runs above the lowest pH indulkar2015 C33, X7. Every compound was poorly soluble and lipophilic, with Log P 2.17–5.75 and melting points 75.9–238 °C almeidaesousa2015 M1, M3, M6; mosqueragiraldo2015 M1. The phase was isolated and examined only for ritonavir, clotrimazole, atazanavir, nicardipine and telaprevir, and the ritonavir DSC trace shown stops at 20 °C, so the absence of melting is stated, not shown ilevbare2013a X8. (synthesis: all 21 compounds are lipophilic and poorly soluble, so hydrophilic drugs were not tested.) The 2017–2022 papers add a pH 1.2 to 6.5 transfer (pazopanib) and a dissolved polymer at 300 µg/mL as ways to generate the phase; the ibuprofen work is in D2O buffer with 2% methanol-d4 sugihara2018 P6; ueda2020b M7, P6.

Counterexamples and conflicts

Griseofulvin without polymer crystallized before it could phase separate, or its probe could not enter a glassy phase; the authors cannot tell which almeidaesousa2015 C18. Crystalline nicardipine lost its birefringence in water within 2 h, so it has no crystal–water equilibrium to compare with indulkar2015 R1. The library finds the same split between slow and fast crystallizers in the fluorescence-probe work: see Solution methods F8. Pazopanib at the dose below its amorphous solubility formed no drug-rich phase at all, as expected sugihara2018 R20, C31.

Transfer check

Raise the concentration slowly in the medium of interest while recording extinction at a wavelength where the drug does not absorb, and repeat with a polarity probe or the drug's own fluorescence almeidaesousa2015 P1, P2. Isolate the pellet by ultracentrifugation and check birefringence, XRPD and a DSC Tg indulkar2015 P14, P15, P16; ilevbare2013a P7, P9. A rise of extinction with a probe change and a birefringence-free, halo-only pellet puts the drug inside this evidence; a rise of extinction without a probe change and with birefringent particles, as for griseofulvin without polymer, means crystallization almeidaesousa2015 R4. In a micellar medium also locate the amorphous solubility in that medium, since a spectral band can appear well before it indulkar2017a R18.

History

Before this subcategory the library's background was "promiscuous aggregation": close to 20% of nearly 300 screened compounds formed aggregates of 50 to more than 1000 nm on dilution into water, and LLPS was proposed as the cause ilevbare2013a C7, C9. Ilevbare and Taylor (2013) were the first in the library to isolate and characterize the phase (ritonavir) and to show the onset for eight drugs ilevbare2013a C2, C56. Almeida e Sousa and co-workers (2015) extended it to six fast crystallizers and argued that a fluorescence check is "clearly essential" for them almeidaesousa2015 C21. Indulkar and co-workers (2015) added XRPD and microscopy for three weak bases, Mosquera-Giraldo and Taylor (2015) a glassy telaprevir phase, and the 2015 and 2016 papers by Trasi and Taylor and by Almeida e Sousa and co-workers used the same onset for ritonavir, lopinavir, paclitaxel and CRH1 indulkar2015 C6; mosqueragiraldo2015 C21; trasi2015a C12; almeidaesousa2016 C17. Sugihara and Taylor (2018) extended the phase to a weak base shifted from stomach to intestinal pH, Ueda and Taylor (2020) to a low-Tg drug whose droplets are stabilized by dissolved polymers, and Indulkar and co-workers (2017) showed where the 369 nm marker fails sugihara2018 C27; ueda2020b C13; indulkar2017a C27.

F2

Topic 1Phase that forms2 of 4

The drug-rich phase is a water-plasticized liquid or glass, and in these tests the two behave alike.

The separated phase absorbs water, which lowers its glass transition temperature (Tg, the temperature below which the amorphous drug is glassy) by about 10 °C per 1% water. The ritonavir phase had Tg 0.4 °C, so it is a liquid at 37 °C; the atazanavir and telaprevir phases had 51 and 52 °C, so they are glasses. Both kinds formed at a reproducible concentration and took up probes ilevbare2013a R5, E15, C23; indulkar2015 R22, M2; mosqueragiraldo2015 R2, M1, C30.

moderateModerate: the wet Tg of the isolated phase was measured for four drugs, its water content only for ritonavir, and for griseofulvin and sorafenib the phase was never isolated ilevbare2013a K1; mosqueragiraldo2015 K2; almeidaesousa2015 K5, C38.

Tg of the isolated drug-rich phase (wet)Tg of the dry amorphous drugritonavirliquid at 37 °C37 °Cwet 0.4dry 50.4clotrimazoleliquid at 37 °C37 °Cwet 14dry 28atazanavirglass at 37 °C37 °Cwet 51dry 104telaprevirglass at 37 °C37 °Cwet 52dry 103pazopanibwet Tg not measured37 °Cdried precipitate 83020406080100120glass transition temperature Tg, °C

Absorbed water lowers the Tg of the drug-rich phase; the phase is a glass where the wet Tg stays above the test temperature. ilevbare2013a R5; indulkar2015 R22, M1, M2; mosqueragiraldo2015 R2, M1; sugihara2018 R17, X5

For your drug

  1. Measure the water taken up by the amorphous drug at water activity 1 (vapor sorption), estimate the wet Tg as the dry Tg minus about 10 °C per 1% water, and compare it with the test temperature.
  2. If the pellet can be isolated, run DSC on it; if not, treat "relaxed" as unproven. For a glassy phase, dilute the solution: a probe signal that returns within minutes means a rapidly redissolving phase.

ilevbare2013a E15, P15; indulkar2015 C39; mosqueragiraldo2015 R8; almeidaesousa2015 C38; sugihara2018 X5

How it works and key numbers
  1. Absorbed water plasticizes (softens) the amorphous drug and lowers Tg by about 10 °C per 1% water; for ritonavir 50.0 °C over 4.87% water is 10.3 °C per 1% ilevbare2013a C23, E14, R6, E15; indulkar2015 C39, C38; mosqueragiraldo2015 C13.
  2. If the wet Tg lies below the test temperature the phase is a supercooled liquid; if above, a glass ilevbare2013a C23; indulkar2015 C39.
  3. Griseofulvin and sorafenib still had wet Tg of 88 and 49 °C, above 25 °C, yet their onsets (355.96 and 0.532 µg/mL) matched the supercooled-liquid predictions (356.44 and 0.479 µg/mL) and not the glass predictions (531.41 and 0.725 µg/mL) almeidaesousa2015 R5, R6, R8, R9, R11.
  4. The authors reason that a phase formed in water, where mobility is "likely" higher, holds less enthalpy and entropy than a melt-quenched glass, so it behaves like the liquid; neither paper measured this directly almeidaesousa2015 C37, C29, C38; mosqueragiraldo2015 C26.
Analogy. Like a hard sweet that goes soft in humid air: the wetter it gets, the lower the temperature at which it flows.
To feel the numbers. Pazopanib's dried precipitate has Tg about 83 °C. With the same rule, about 4.6% water (the estimate for the telaprevir glass, borrowed here only as a guess) would lower it by 4.6 × 10 = 46 °C, to about 37 °C, so the dry value alone does not show whether the wet pazopanib phase is a glass at 37 °C.
0.4 vs 50.4 °CTg of the isolated wet ritonavir phase vs dry amorphous ritonavirilevbare2013a R5, C23
about 10 °C per 1%drop of Tg for each 1% water taken upilevbare2013a E15, R6; indulkar2015 C39
355.96 vs 356.44 µg/mLgriseofulvin onset vs the supercooled-liquid prediction (glass prediction 531.41)almeidaesousa2015 R5, R11
Evidence: data, conditions and papers

Finding F2. The drug-rich phase is a water-plasticized supercooled liquid or glass, and a glassy phase behaves much like a liquid one in these tests

In short. Whether the separated phase is liquid or glassy follows its water-plasticized Tg against the test temperature: the ritonavir phase had Tg 0.4 °C (dry 50.4 °C), a supercooled liquid at 37 °C, whereas the clotrimazole, atazanavir and telaprevir phases had about 14, about 51 and 52 °C (dry 28, 104 and 103 °C), so atazanavir and telaprevir phases are glasses at 37 °C ilevbare2013a R5, C23; indulkar2015 R22, M1, M2; mosqueragiraldo2015 R2, M1. The glassy phases still formed at a reproducible concentration, took up probes, and the telaprevir phase redissolved within about 2 min on dilution mosqueragiraldo2015 C30, R8; indulkar2015 C51. For griseofulvin and sorafenib, which are glasses at 25 °C even wet, the onset matched the supercooled-liquid prediction, not the glass prediction, which the authors read as a new phase "much more relaxed" than a melt-quenched glass almeidaesousa2015 C36, C37. The 2017–2022 papers add the dried pazopanib precipitate, Tg about 83 °C, which the authors call glassy at 37 °C although no wet Tg was measured sugihara2018 R17, C28, X5, and ibuprofen (Tg −45 °C), a supercooled liquid whose drug-rich phase solution NMR can see ueda2020b C38, M1.

Type. observation in 9 drugs (ritonavir, clotrimazole, atazanavir, nicardipine, telaprevir, griseofulvin, sorafenib, pazopanib, ibuprofen) Strength. : the wet Tg of the isolated phase was measured for four drugs, but its water content only for ritonavir, and for griseofulvin and sorafenib the "relaxed" phase is inferred from a free-energy match, the phase never having been isolated ilevbare2013a K1; mosqueragiraldo2015 K2: moderate; almeidaesousa2015 K5: weak to moderate, C38. For pazopanib only a dry Tg exists sugihara2018 X5.

How it was shown

For ritonavir the ultracentrifuged pellet was dried for its water content and run by DSC at 20 °C/min, and the sorption isotherm of amorphous ritonavir was extrapolated to 100% RH ilevbare2013a P7, P8, P9, P15. For griseofulvin and sorafenib the water taken up at water activity 1 was estimated and the Tg measured after storage at 97% RH almeidaesousa2015 P7, P8, P9, R8, R9.

What the data show

Water lowered the Tg by about 10 °C per 1% water: the ritonavir pellet fell from 50.4 to 0.4 °C and is a supercooled liquid at 37 °C, whereas the atazanavir and telaprevir phases (about 51 and 52 °C) are glasses ilevbare2013a E15, R5, R6; indulkar2015 R22; mosqueragiraldo2015 R2. Griseofulvin and sorafenib stay glassy even wet, yet their onsets matched the supercooled-liquid prediction almeidaesousa2015 R5, R6, R11.

drugstate testedresultids
ritonavir, 37 °Cpellet, DSC 20 °C/min; gravimetryTg 0.4 °C (dry 50.4); water 4.03–5.15%; supercooled liquidilevbare2013a R5, R6, E14, E15
atazanavir, 37 °Cprecipitate, DSC 5 °C/minTg about 51 °C (dry 104); glassindulkar2015 R22, M2
telaprevir, 37 °Cpelleted phase, DSC 10 °C/minTg 52 °C (dry 103); glass; redissolves in about 2 min on dilutionmosqueragiraldo2015 R2, R8, M1
griseofulvin, 25 °C97% RH storage; free-energy matchTg 88 °C wet; onset matches the supercooled-liquid predictionalmeidaesousa2015 R5, R8, R9, R11
pazopanib, 37 °Cdried precipitate, DSCTg about 83 °C; called glassy; wet Tg not measuredsugihara2018 R17, C28, X5
Fig. 5 of ilevbare2013a: DSC of the isolated ritonavir drug-rich phase
Fig. 5 · ilevbare2013aDSC of the isolated ritonavir drug-rich phase

A glass transition centred at 0.42 °C (onset −2.74 °C, end 4.29 °C); the plotted range is −15 to 20 °C only ilevbare2013a R5, X8.

Why

Absorbed water plasticizes the amorphous drug, so the phase is a supercooled liquid when its wet Tg lies below the test temperature and a glass when above ("consistent with") ilevbare2013a C23; indulkar2015 C39, C38; mosqueragiraldo2015 C13. For the two drugs that stay glassy, a phase formed in water, where mobility is "likely" higher, holds less enthalpy and entropy than a melt-quenched glass almeidaesousa2015 C37, C29. (synthesis: neither paper measured this, so "relaxed" remains an inference.)

Limits and transfer

The telaprevir pellet's water content was not measured, and for pazopanib only a dry Tg exists mosqueragiraldo2015 X3; sugihara2018 X5. Measure the water taken up at water activity 1, estimate the wet Tg as the dry Tg minus about 10 °C per 1% water and compare it with the test temperature; if the pellet cannot be isolated, treat "relaxed" as unproven ilevbare2013a E15, P15; almeidaesousa2015 C38.

How it was shown

For ritonavir the pellet from 0.5 mL of a 60 mg/mL stock in 20 mL water at 10, 37 or 50 °C was dried at below 5% RH to constant weight for its water content, and a DSC trace was run at 20 °C/min; the water sorption isotherm of amorphous ritonavir was measured at 37 °C from 0 to 95% RH and extrapolated linearly to 100% RH ilevbare2013a P7, P8, P9, P15. For clotrimazole and atazanavir the precipitates formed in water at 37 °C were ultracentrifuged, equilibrated at −30 °C and heated at 5 °C/min indulkar2015 P16; the nicardipine phase was removed at 37 °C as a supercooled liquid and refrigerated at 2 °C for 4 h indulkar2015 P14, R23. For telaprevir, material pelleted from turbid solutions was scanned at 10 °C/min, the dry Tg came from melt-quenched drug, and the water uptake of the glass from gravimetric sorption mosqueragiraldo2015 P2, P4, P5. For griseofulvin and sorafenib, the water taken up at water activity 1 was estimated, amorphous samples were stored at 97% RH and their Tg measured, and the free energy to the supercooled liquid and to the glass were computed by the heat-capacity method almeidaesousa2015 P7, P8, P9, R8, R9. Sugihara and Taylor filtered and air-dried the pazopanib precipitate and ran DSC, with instrument, heating rate, dose and polymer level not stated sugihara2018 P10. The ibuprofen Tg of −45 °C was taken from earlier work, and Ueda and co-workers (2022) measured it by DSC of melt-quenched ibuprofen–polymer mixtures ueda2020b M1; ueda2022 R26.

What the data show

The ritonavir pellet showed a glass transition centred at 0.42 °C (onset −2.74 °C, end 4.29 °C) and, by the text, no crystallization or melting peak ilevbare2013a R5. Amorphous ritonavir sorbs 5.21% water by extrapolation to 100% RH, matching the 4.03–5.15% found in the pellet, and the Tg drop fits the rule of about 10 °C per 1% water (50.0 °C over 4.87% is 10.3 °C per 1%) ilevbare2013a E14, R6, E15. Clotrimazole and atazanavir precipitates had Tg of about 14 and about 51 °C, below the dry values of 28 and 104 °C, after absorbing 1.4 and 5.2% water as amorphous solids indulkar2015 R22, M1, M2; (synthesis: 14 °C over 1.4% is 10 °C per 1%, and 53 °C over 5.2% is 10.2 °C per 1%). Nicardipine, with a dry Tg of 15 °C, separated as a supercooled liquid at 37 °C that became more viscous only after 4 h at 2 °C indulkar2015 M3, R23. The telaprevir pellet had a Tg of 52 °C against 103 °C for dry melt-quenched drug, and the glass takes up 4.31% water at 95% RH (about 4.6% at 100% RH by the authors' estimate) mosqueragiraldo2015 R2, M1; (synthesis: 51 °C over about 4.6% is about 11 °C per 1%, but the water content of the pellet itself was not measured mosqueragiraldo2015 X3). Griseofulvin and sorafenib take up an estimated 2.7 and 1.8% water at water activity 1, and amorphous samples stored at 97% RH still had Tg of 88 °C (griseofulvin) and 49 °C (sorafenib), above 25 °C almeidaesousa2015 R8, R9. Even so their onsets, 355.96 and 0.532 µg/mL, matched the supercooled-liquid predictions (356.44 and 0.479 µg/mL) and not the glass predictions (531.41 and 0.725 µg/mL) almeidaesousa2015 R5, R6, R11. The dried pazopanib precipitate gave a Tg of about 83 °C, which the authors say "confirms" a glass at 37 °C; the drug-rich phase in the solution was not isolated and its water content was not measured sugihara2018 R17, C28, X5. (synthesis: with the rule of about 10 °C per 1% water ilevbare2013a E15, an uptake of about 4.6% water, the estimate for the telaprevir glass mosqueragiraldo2015 M1, would lower 83 °C to about 37 °C, so whether the wet pazopanib phase is a glass at 37 °C is not settled by the dry value.) Ibuprofen's Tg of −45 °C makes its drug-rich phase a supercooled liquid, and solution NMR sees its ibuprofen because the molecules still tumble fast, whereas the drug-rich phases of higher-Tg drugs (nifedipine 42 °C, glibenclamide 59 °C) are invisible to it ueda2020b C38, C7, R16.

paperdrugstate testedresultids
ilevbare2013aritonavir, 37 °Cpellet, DSC 20 °C/min; gravimetryTg 0.4 °C (dry 50.4); water 4.03–5.15%; supercooled liquidR5, R6, E14, E15
indulkar2015clotrimazole, 37 °Cprecipitate, DSC 5 °C/minTg about 14 °C (dry 28); supercooled liquidR22, M1
indulkar2015atazanavir, 37 °Cprecipitate, DSC 5 °C/minTg about 51 °C (dry 104); glassR22, M2
indulkar2015nicardipine, 37 °Cprecipitate handled at 37 and 2 °Csupercooled liquid at 37 °C; viscous at 2 °CR23, M3
mosqueragiraldo2015telaprevir, 37 °Cpelleted phase, DSC 10 °C/minTg 52 °C (dry 103); glass; redissolves in about 2 min on dilutionR2, R8, M1
almeidaesousa2015griseofulvin, 25 °C97% RH storage; free-energy matchTg 88 °C wet; onset matches the supercooled-liquid predictionR5, R8, R9, R11
almeidaesousa2015sorafenib, 25 °CsameTg 49 °C wet; onset matches the supercooled-liquid predictionR6, R8, R9, R11
sugihara2018pazopanib, pH 6.5, 37 °Cdried precipitate, DSCTg about 83 °C; called glassy; wet Tg not measuredR17, C28, X5
ueda2020bibuprofen, 37 °CTg from earlier workTg −45 °C; supercooled-liquid emulsion; visible to solution NMRM1, C38

Figure

Fig. 5 of ilevbare2013a: DSC of the isolated ritonavir drug-rich phase
Fig. 5 · ilevbare2013aDSC of the isolated ritonavir drug-rich phase

A glass transition centred at 0.42 °C (onset −2.74 °C, end 4.29 °C); the plotted range is −15 to 20 °C only ilevbare2013a R5, X8.

Table 8 of almeidaesousa2015: predicted amorphous solubilities and measured onsets for the glassy drugs
Table 8 · almeidaesousa2015predicted amorphous solubilities and measured onsets for the glassy drugs

For sorafenib and griseofulvin the supercooled-liquid prediction sits at the onset and the glass prediction above it almeidaesousa2015 R6, R11.

Why

All four groups give the same first explanation: absorbed water plasticizes the amorphous drug and lowers its Tg by about 10 °C per 1% water, so the drug-rich phase is a supercooled liquid when its wet Tg lies below the test temperature and a glass when it lies above ("consistent with") ilevbare2013a C23; indulkar2015 C39, C38; mosqueragiraldo2015 C13. For the two drugs that stay glassy, Almeida e Sousa and co-workers reason that the new phase forms in water, where molecular mobility is "likely" higher and relaxation rapid, so it holds less enthalpy and entropy than a melt-quenched glass and behaves thermodynamically like the supercooled liquid ("This suggests"; "unsurprising") almeidaesousa2015 C37, C29. Mosquera-Giraldo and Taylor make the same assumption for telaprevir, whose glass formed in water they take to be "highly relaxed" mosqueragiraldo2015 C26. (synthesis: two independent sets of data, drugs with a low or moderate wet Tg and drugs with a high one, support a picture in which the phase is liquid-like in the tests used here whatever its nominal state; neither paper measured the enthalpy relaxation or heat capacity of the new phase, so "relaxed" remains an inference.) Sugihara and Taylor use the Tg to name the process glass–liquid phase separation, which by their definition needs a wet Tg above the test temperature, but measured it on the dried material sugihara2018 C2, C28, X5.

Conditions and limits

The state depends on temperature as well as on the drug: the nicardipine phase thickens at 2 °C indulkar2015 R23, and a later paper reports loratadine droplets that are glassy at 5 °C and supercooled liquid at 37 °C yang2021 C16. The telaprevir pellet's water content and crystallinity were not measured, and whether HPMCAS was present in the pellet and how long it stood before analysis are not reported mosqueragiraldo2015 X3, X12. The 97% RH Tg of griseofulvin falls by only 2.8 °C although it absorbs an estimated 2.7% water, against 39 °C for sorafenib with 1.8%, and storage time and water content are not given almeidaesousa2015 X11. No telaprevir ASD was dissolved; all phases came from solvent shift or antisolvent addition mosqueragiraldo2015 X7. Pazopanib adds a case in which the dry Tg is far above 37 °C and the wet Tg is unknown sugihara2018 X5.

Counterexamples and conflicts

None found in the library for the water-plasticization explanation. A low Tg alone does not make a phase last: the ritonavir and clotrimazole liquids and the atazanavir and telaprevir glasses all behaved alike in onset and probe response indulkar2015 C51; mosqueragiraldo2015 C30.

Transfer check

Measure the water taken up by the amorphous drug at water activity 1 (vapor sorption), estimate the wet Tg as the dry Tg minus about 10 °C per 1% water, and compare it with the test temperature ilevbare2013a E15, P15; indulkar2015 C39. A wet Tg above the test temperature means glass–liquid phase separation; test it by dilution (a probe signal that returns within minutes means a rapidly redissolving phase) mosqueragiraldo2015 R8. If the pellet can be isolated, run DSC on it; if not, treat "relaxed" as unproven almeidaesousa2015 C38. For a drug whose dry precipitate has a Tg above 37 °C, as pazopanib's about 83 °C, measure the water uptake of the amorphous drug before calling the phase glassy sugihara2018 X5.

History

Ilevbare and Taylor (2013) characterized a supercooled-liquid drug-rich phase for low-Tg drugs; the introduction of Mosquera-Giraldo and Taylor (2015) states that high-Tg drugs, whose second phase would be a glass, had not been explored ilevbare2013a C22; mosqueragiraldo2015 C5. Almeida e Sousa and co-workers (2015) tested two high-Tg drugs and Mosquera-Giraldo and Taylor (2015) a third, and both groups concluded that the glassy phases behave "phenomenologically the same" or "very similar" to liquid ones almeidaesousa2015 C40; mosqueragiraldo2015 C30. Indulkar and co-workers (2015) proposed "glass–liquid phase separation" as the more appropriate term for atazanavir indulkar2015 C38. Sugihara and Taylor (2018) called pazopanib a glass–liquid case from a dry Tg, and Ueda and Taylor (2020) used a drug whose Tg (−45 °C) makes the drug-rich phase a supercooled liquid that NMR can quantify sugihara2018 C28; ueda2020b C38.

F3

Topic 1Phase that forms3 of 4

The drug-rich phase usually lasts minutes to hours before crystals form, and a dissolved polymer can prolong it.

Ritonavir's drug-rich phase appears at 37.2 µg/mL, far above its crystal solubility of about 2.5 µg/mL, and no crystals formed within 2 h at 34 µg/mL. In faster crystallizers the phase lasts only a few minutes: telaprevir without polymer gave crystals after about 15 min ilevbare2013a R8, R11, R12; mosqueragiraldo2015 R1; almeidaesousa2015 R1.

moderateModerate: the lifetimes are clear but come with different media and inhibitors, and the ritonavir phase diagram rests on four binodal points; the 2 h statement has no method or source ilevbare2013a K3, X17, X11; mosqueragiraldo2015 K1.

Pazopanib after a pH shift: minutes supersaturation lastedno HPMC5 ± 2 min5 µg/mL HPMCabout 8.520 µg/mL HPMC12.550 µg/mL HPMC39

Intermediate dose, pH 6.5, 37 °C; a dissolved polymer lengthens the time before the concentration falls. sugihara2018 R21, R22

region I: only crystals can formregion II: drug-rich phase possiblecrystal solubility 2.5drug-rich phase appears 37.2110100ritonavir in water at 37 °C, µg/mL (log scale)

Ilevbare and Taylor's regions (II is subdivided into IIa and IIb); the binodal onset at 37 °C is taken from the titration. ilevbare2013a R8, R11, C32

For your drug

  1. Record extinction and the polarized-light appearance over time after making a supersaturation above the onset, with and without the intended polymer, and note when birefringent particles first appear.
  2. Particles within minutes without polymer put the drug among the fast crystallizers: add an inhibitor before measuring its onset, and read the maintenance time at the polymer concentration expected in vivo.

mosqueragiraldo2015 P12, R1; almeidaesousa2015 R4; trasi2015a R4; sugihara2018 R22

How it works and key numbers
  1. Ritonavir has a submerged liquid–liquid boundary inside the metastable zone, where crystals could form but nucleate slowly ("oiling out") ilevbare2013a C35.
  2. Binodal and spinodal lie only 4.5–7.7 K apart (synthesis: spinodal minus binodal temperature), in line with a low energy barrier to phase separation ilevbare2013a R11, C31.
  3. The authors call the separation "kinetically favored", because crystal nucleation is slow ilevbare2013a C34, C33.
  4. When supersaturation is made quickly in a fast crystallizer, the disordered phase is short-lived: the six drugs of the 2015 paper stayed turbid "only a few minutes" and griseofulvin crystallized outright without polymer mosqueragiraldo2015 C36, C37; almeidaesousa2015 R1, R4.
  5. A dissolved polymer (5 µg/mL HPMCAS-MF for telaprevir, 100 µg/mL HPMCAS-HF for griseofulvin, 10 µg/mL HPMC for paclitaxel) maintained the phase or prevented crystallization mosqueragiraldo2015 R1; almeidaesousa2015 R4; trasi2015a R4, P2.
  6. An exception: ibuprofen droplets were lost from the buffer dispersion within 1–2 h by creaming (rising to the surface), and crystals appeared only after 24 h ueda2020b R8, R15, C27.
Analogy. Like a traffic jam before a junction: the cars (drug) queue in a holding zone and only later pour into the crystal road, and a good inhibitor is a red light at the junction.
37.2 vs 2.5 µg/mLritonavir drug-rich phase onset vs crystal solubility in water at 37 °Cilevbare2013a R8, R11
about 15 mintelaprevir without polymer: birefringent particles appearmosqueragiraldo2015 R1
5 → 39 minpazopanib supersaturation maintained without vs with 50 µg/mL HPMCsugihara2018 R22
Evidence: data, conditions and papers

Finding F3. The drug-rich phase is a transient precursor of crystals: for ritonavir it forms inside the metastable zone, and it lasts minutes to hours depending on the drug and the inhibitor

In short. The ritonavir temperature–concentration diagram places the drug-rich phase well above the crystal solubility (37.2 against 2.4 µg/mL in water at 37 °C), with binodal and spinodal only 4.5–7.7 K apart (synthesis: spinodal minus binodal temperature at four concentrations) and no crystals within 2 h at 34 µg/mL (a statement with no source) ilevbare2013a R8, R11, R12, X11. For faster crystallizers the phase lasts only minutes: telaprevir without polymer gave birefringent particles after about 15 min, the six drugs of the second paper turned turbid "only a few minutes" before particles appeared, and griseofulvin crystallized outright without polymer mosqueragiraldo2015 R1; almeidaesousa2015 R1, R4. A dissolved polymer (5 µg/mL HPMCAS-MF for telaprevir, 100 µg/mL HPMCAS-HF for griseofulvin, 10 µg/mL HPMC for paclitaxel) maintained the phase or prevented crystallization mosqueragiraldo2015 R1; almeidaesousa2015 R4; trasi2015a R4, P2. The 2017–2022 papers add pazopanib, whose supersaturation after a pH shift lasted 5 ± 2 min without and about 39 min with 50 µg/mL HPMC sugihara2018 R22, C32, and ibuprofen, whose droplets in buffer were lost from the dispersion within 1–2 h by creaming and not by crystallization, crystals appearing only after 24 h ueda2020b R15, R8, C17, C27.

Type. observation in N systems (ritonavir phase diagram; telaprevir, griseofulvin, paclitaxel, CRH1, pazopanib and ibuprofen lifetimes) Strength. : the lifetimes are clear but come with different media and inhibitors, and the phase diagram rests on four binodal points between about 11 and 29 °C ilevbare2013a K3: moderate, X17; mosqueragiraldo2015 K1.

How it was shown

For ritonavir, Ilevbare and Taylor (2013) took the mean of the cloud point on cooling and the clear point on heating as the binodal temperature, extrapolated reciprocal scattering to zero for the spinodal, and measured crystal solubility at 25, 37 and 50 °C ilevbare2013a P12, E13, P5, P1. Lifetimes were watched by eye, polarized light or in-situ UV with and without an inhibitor mosqueragiraldo2015 P12, R1; sugihara2018 P6, R22.

What the data show

Ritonavir crystal solubility was about 1.2, 2.5 and 6.4 µg/mL at 25, 37 and 50 °C, far below the LLPS concentrations of about 37–58 µg/mL ilevbare2013a R11. In faster crystallizers the phase lasts only minutes, and a dissolved polymer lengthens its lifetime mosqueragiraldo2015 R1; almeidaesousa2015 R1.

systemmethodresultids
ritonavir, buffer, 10–65 °Ccloud and clear points; reciprocal scatteringbinodal 11.4–24.7 °C and spinodal 17.6–29.2 °C at 58–42.7 µg/mLilevbare2013a R11, E13
telaprevir, pH 6.8, 37 °Cvisual and polarized light, 5 µg/mL HPMCASparticles after about 15 min without polymer; turbid for hours with itmosqueragiraldo2015 R1
griseofulvin, pH 6.8with and without 100 µg/mL HPMCAS-HFcrystals near 150 µg/mL without polymer; phase separation near 350 µg/mL with italmeidaesousa2015 R4
paclitaxelultracentrifugation, 10 µg/mL HPMCcrystallized without HPMC; ritonavir and lopinavir unchangedtrasi2015a R4
pazopanib HCl, pH 6.5in-situ UV, 0–50 µg/mL HPMCsupersaturation maintained 5 ± 2, about 8.5, 12.5 and 39 minsugihara2018 R21, R22
Fig. 7 of ilevbare2013a: ritonavir temperature–concentration phase diagram
Fig. 7 · ilevbare2013aritonavir temperature–concentration phase diagram

Crystal solubility (lowest curve) lies far below the LLPS concentration; binodal and spinodal points are a few degrees apart on the left branch ilevbare2013a R11, C32.

Why

Ilevbare and Taylor conclude that ritonavir has a submerged liquid–liquid boundary inside the metastable zone ("oiling out"), that the small distance between binodal and spinodal agrees with a low energy barrier, and that LLPS is "kinetically favored" because crystal nucleation is slow ilevbare2013a C35, C31, C34, C33. Mosquera-Giraldo and Taylor note the precursor is short-lived when supersaturation is generated rapidly mosqueragiraldo2015 C36, C37.

Limits and transfer

The binodal and spinodal exist for four concentrations only, and the 2 h induction time has no method or source ilevbare2013a X17, X11. Inhibitors differ between papers, so lifetimes are not comparable across drugs mosqueragiraldo2015 M2; almeidaesousa2015 M7; trasi2015a M6. In stirred ibuprofen dispersions the phase was lost by creaming long before any crystal appeared ueda2020b R8, R15. Record the time course with and without the intended polymer and note when birefringent particles first appear mosqueragiraldo2015 P12, R1.

How it was shown

For ritonavir, Ilevbare and Taylor (2013) found the cloud point on cooling at 0.5 °C/min and the clear point on heating, took their mean as the binodal temperature, and extrapolated the reciprocal 90° scattering intensity (474 nm LED) linearly against temperature to zero for the spinodal; they added the titration onsets from 10 to 65 °C and the shake-flask crystal solubility at 25, 37 and 50 °C ilevbare2013a P12, E13, P5, P1. The nucleation induction time came from a "similar experimental" run at 34 µg/mL with no stated method ilevbare2013a R12, X11. For lifetimes, Mosquera-Giraldo and Taylor watched telaprevir solutions with and without 5 µg/mL HPMCAS-MF by eye and polarized light mosqueragiraldo2015 P12, R1; Almeida e Sousa and co-workers recorded how long the turbidity of the six drugs lasted, and tested griseofulvin with 100 µg/mL HPMCAS-HF almeidaesousa2015 R1, R4; Trasi and Taylor ran the ultracentrifuge method with and without 10 µg/mL HPMC trasi2015a P2, R4; Almeida e Sousa and co-workers (2016) followed CRH1 turbidity and later particles, and preliminary studies without polymer showed that it "crystallized readily" almeidaesousa2016 R5, R13. Sugihara and Taylor followed the apparent concentration of pazopanib after the shift with an in-situ UV probe, took the time over which it stayed near its starting level as the supersaturation maintenance at 0, 5, 20 and 50 µg/mL HPMC (intermediate dose, pH 6.5, 37 °C), and watched the precipitate by polarized microscopy at 2, 10 and 60 min sugihara2018 P6, P7, R22, R11. Ueda and Taylor stirred the ibuprofen dispersion at 300 rpm for 3 h and followed it by DLS, NMR and photographs, and checked the polymer-free dispersion for crystals after 24 h ueda2020b P5, P7, P8.

What the data show

Ritonavir crystal solubility was about 1.2, 2.5 and 6.4 µg/mL at 25, 37 and 50 °C, far below the LLPS concentrations of about 37–58 µg/mL ilevbare2013a R11. Binodal temperatures were about 11.4, 15.7, 20.0 and 24.7 °C at about 58, 50, 46.5 and 42.7 µg/mL, and spinodal temperatures about 17.6, 23.4, 25.2 and 29.2 °C; (synthesis: gaps of 17.6 − 11.4 = 6.2, 23.4 − 15.7 = 7.7, 25.2 − 20.0 = 5.2 and 29.2 − 24.7 = 4.5 K) ilevbare2013a R11. At 34 µg/mL the induction time for crystal nucleation was more than 2 h, and the less stable polymorph, Form I, is only about 5 times as soluble as Form II, so the LLPS solution is supersaturated with respect to every crystal form ilevbare2013a R12, C21. Ilevbare and Taylor distinguish region I (between crystal solubility and the binodal, only crystals can form), IIa (beyond the binodal, LLPS and crystal nucleation can both occur, LLPS only if nucleation is slower) and IIb (beyond the spinodal, spontaneous demixing) ilevbare2013a C32. For faster crystallizers, the telaprevir solution was turbid without visible particles above about 90 µg/mL, birefringent particles appeared after about 15 min, and 5 µg/mL HPMCAS kept the turbid solution for hours mosqueragiraldo2015 R1. The six drugs of the second paper showed turbidity that "lasted only a few minutes" before rapid formation of visible particles almeidaesousa2015 R1. Without HPMCAS-HF griseofulvin crystallized at about 150 µg/mL and showed no probe change almeidaesousa2015 R4. Paclitaxel crystallized during ultracentrifugation without HPMC, whereas ritonavir and lopinavir gave unchanged LLPS concentrations trasi2015a R4. CRH1 turbid solutions cleared as visible particles appeared almeidaesousa2016 R5. Pazopanib. The maintenance time was 5 ± 2, about 8.5, 12.5 and 39 min at 0, 5, 20 and 50 µg/mL HPMC sugihara2018 R22; without HPMC the apparent concentration of the intermediate dose fell from about 18–20 to about 1 µg/mL within about 5 min of the shift (synthesis: total time of about 25 min minus the 20-min shift) sugihara2018 R13, X4. Microscopy at the high dose showed non-birefringent aggregates beside salt crystals at 2 min, free-base crystals only by 60 min without HPMC, and a large non-crystalline aggregate still present at 10 min with it sugihara2018 R11. Ibuprofen. In buffer the droplet-phase ibuprofen fell from about 300 µg/mL to about 52 at 30 min and to zero by 2 h, the vial ended clear with a floating drug-rich droplet, no crystals were present at 3 h and crystals appeared after 24 h (data not shown) ueda2020b R15, R8.

papersystemmethod and conditionsresultids
ilevbare2013aritonavir, buffer, 10–65 °Ccloud and clear points; reciprocal scattering to zerobinodal 11.4–24.7 °C and spinodal 17.6–29.2 °C at 58–42.7 µg/mLR11, E13
ilevbare2013aritonavir, water, 34 µg/mL, 37 °Cunreferenced induction-time statementcrystal nucleation more than 2 hR12
mosqueragiraldo2015telaprevir, pH 6.8, 37 °Cvisual and polarized light, with and without 5 µg/mL HPMCASparticles after about 15 min without polymer; turbid for hours with itR1
almeidaesousa2015six drugs, 25 °Ccontinuous additionturbidity lasted a few minutes before particlesR1
almeidaesousa2015griseofulvin, pH 6.8with and without 100 µg/mL HPMCAS-HFcrystals near 150 µg/mL without polymer; phase separation near 350 µg/mL with itR4
trasi2015apaclitaxel; ritonavir; lopinavirultracentrifugation with and without 10 µg/mL HPMCpaclitaxel crystallized without HPMC; the others unchangedR4
almeidaesousa2016CRH1, 25 °Csolvent shiftturbid without particles, later clear with particlesR5, R13
sugihara2018pazopanib HCl, intermediate dose, pH 6.5, 37 °Cin-situ UV after the pH shift; 0–50 µg/mL HPMCsupersaturation maintained 5 ± 2, about 8.5, 12.5 and 39 minR21, R22
ueda2020bibuprofen at S_a + 300 µg/mL, pH 2.0 (D2O), 37 °Cstirring at 300 rpm; NMR, DLS, photographsdroplet phase gone from buffer within 1–2 h by creaming; crystals only after 24 hR8, R15

Figure

Fig. 7 of ilevbare2013a: ritonavir temperature–concentration phase diagram
Fig. 7 · ilevbare2013aritonavir temperature–concentration phase diagram

Crystal solubility (lowest curve) lies far below the LLPS concentration; binodal and spinodal points are a few degrees apart on the left branch; regions I, IIa and IIb are marked ilevbare2013a R11, C32.

Why

Ilevbare and Taylor conclude that ritonavir has a submerged liquid–liquid boundary inside the metastable zone for crystallization ("oiling out"), that the small distance between binodal and spinodal agrees with a low energy barrier to LLPS, and that LLPS is "kinetically favored" because crystal nucleation is slow ilevbare2013a C35, C31, C34, C33. They add that the eight drugs of the first paper are all slow crystallizers by the melt classification, which "may explain" why they phase separate first ilevbare2013a C27. Mosquera-Giraldo and Taylor call the amorphous precipitate a precursor phase, because the split occurs in a metastable region where the solution can crystallize at any time ("Hence"), and note that when high supersaturation is generated rapidly the disordered phase is short-lived mosqueragiraldo2015 C36, C37. Raina and co-workers earlier stated the same competition, that LLPS will not be seen if crystal nucleation is fast relative to it raina2014a C30. (synthesis: the rate at which supersaturation is generated, a solvent shift in seconds, is part of the picture, since efavirenz, which the melt classes call a slow crystallizer, crystallized readily from solution in other work; see Crystallization tendency F18.) Sugihara and Taylor attribute the HPMC effect to delayed crystallization of the free base, with or without amorphous particles present ("clearly extends") sugihara2018 C39, C26. Ueda and Taylor read the loss of droplet-phase ibuprofen as coarsening and creaming, not crystallization ueda2020b C27, C28.

Conditions and limits

The binodal and spinodal exist only for four concentrations (42.7–58 µg/mL) between about 11 and 29 °C; at 37 °C only titration onsets exist; the binodal method names a pH 6.8 buffer while the plotted points coincide with the water values, and the scan direction on this branch is unresolved ilevbare2013a X17, X6, X7. The 2 h induction time has no method, replicates or source ilevbare2013a X11. HPMC at 10 µg/mL was stated for the single-drug ultracentrifuge and flux runs but not for every fluorescence, extinction and binary run, and equilibration time before centrifugation is not given trasi2015a X11. Inhibitors differ between papers (HPMCAS-MF, HPMCAS-HF, HPMC), so lifetimes are not comparable across drugs mosqueragiraldo2015 M2; almeidaesousa2015 M7; trasi2015a M6. The pazopanib maintenance time has no stated end-point criterion or replicate number, and its crystals were identified by appearance sugihara2018 X9, X6. The ibuprofen time course is for stirred dispersions with dissolved polymer, not for dissolving solid ueda2020b P5.

Counterexamples and conflicts

The "slow crystallizer" explanation is only a "may explain" and was not tested here ilevbare2013a C27. Griseofulvin, a fast crystallizer, did not phase separate at all without polymer almeidaesousa2015 C18. None found in the library of LLPS lying outside the metastable zone. In the ibuprofen buffer dispersion the drug-rich phase disappeared long before any crystal appeared, so a drug-rich phase that vanishes within the first hour is not necessarily a precursor of crystals ueda2020b R8, R15.

Transfer check

Record the time course of extinction and the polarized-light appearance after generating a supersaturation above the onset, with and without the intended polymer, and note when birefringent particles first appear mosqueragiraldo2015 P12, R1. A drug whose particles appear within minutes without polymer is inside the fast-crystallizer evidence (telaprevir, griseofulvin, paclitaxel, CRH1) and needs an inhibitor in the medium before its onset can be measured almeidaesousa2015 R4; trasi2015a R4. Measure the induction time at a concentration just below and just above the onset if a claim about kinetic favouring is wanted ilevbare2013a R12. For a weak base shifted from low to neutral pH, record the apparent concentration with and without the intended polymer and read the maintenance time at the polymer concentration expected in vivo sugihara2018 R22.

History

The submerged-boundary idea and the region diagram come from Ilevbare and Taylor (2013), who cite earlier crystallization work on oiling out ilevbare2013a C32, C35. Raina and co-workers (2014) had named the same competition for felodipine and nifedipine raina2014a C30. Mosquera-Giraldo and Taylor (2015) described a glassy precursor that crystallizes in about 15 min without an inhibitor, and Almeida e Sousa and co-workers (2015, 2016) showed it for fast crystallizers and a salt-forming weak base mosqueragiraldo2015 C31, C36; almeidaesousa2015 C15; almeidaesousa2016 R5. Sugihara and Taylor (2018) gave the first dependence of the maintenance time on polymer concentration in the chapter, and Ueda and Taylor (2020) showed a drug-rich phase that is lost by creaming sugihara2018 C32; ueda2020b C27.

F22

Topic 1Phase that forms4 of 4

Dissolved polymers give smaller droplets, but only HPMC and EUD-E keep most of the drug-rich phase dispersed for 3 h.

Fresh ibuprofen droplets measured 3182–5313 nm in buffer, 272–345 nm with 300 µg/mL HPMC, 268–320 nm with PVP-VA and 472–808 nm with EUD-E. During 3 h of stirring, the ibuprofen in the droplet phase fell from about 300 to 0 µg/mL within 2 h in buffer, from 264 to 67 with PVP-VA, 260 to 183 with HPMC and 249 to 173 with EUD-E ueda2020b R5, R15.

moderateModerate for the observations (DLS, NMR and photographs agree); weak to moderate for the explanations, which rest on initial sizes, the zeta potential and cited emulsion work ueda2020b K5, K6, X2, X3.

Fresh droplet size at the amorphous solubility + 300 µg/mL, nmbuffer, no polymer5313EUD-E808HPMC345PVP-VA320

Values at the highest dose; all three polymers give far smaller droplets than plain buffer, and only EUD-E charges them. ueda2020b R5

buffergone within 2 h300 → 0PVP-VA264 → 67HPMC260 → 183EUD-E249 → 173050100150200250300ibuprofen in the droplets, µg/mL (3 h value to start value)

Droplet-phase drug measured by NMR; green rows kept most of the phase dispersed. ueda2020b R15

For your drug

  1. Measure droplet size at a few minutes and then the dispersion at 1–3 h, with the dissolved polymer at the concentration expected in the ASD.
  2. Use size, count rate (or turbidity), the zeta potential and, for a low-Tg drug, NMR of the droplet-phase drug; do not rank polymers on initial size alone.

ueda2020b P6, P7, R5, R15

How it works and key numbers
  1. The separated phase is an emulsion of a supercooled liquid (Tg −45 °C) that can coarsen by Ostwald ripening (big drops growing at the expense of small ones), flocculation and coalescence, and then cream (float up) ueda2020b C38, C39.
  2. HPMC and PVP-VA lower the amorphous solubility only about twofold, yet the fresh droplets are about 12–15 times smaller than in buffer (synthesis), so the polymers "appear to" slow ripening more than the solubility alone explains ueda2020b E1, C42, R1, R5.
  3. The authors propose two further mechanisms that slow ripening: a transient polymer excess in small droplets, since polymers diffuse about ten times slower than a drug ("could be envisaged"), and a lower interfacial tension ("would reduce") ueda2020b C44, C45, R17.
  4. Later on, adsorbed EUD-E charges the droplets (zeta potential 64.85 mV) and the repulsion "would lead to" less flocculation; uncharged PVP-VA "clearly" gives too little steric repulsion; HPMC is the "most effective" through the combination ueda2020b C49, C50, C51, R6.
  5. PVP-VA droplets kept their size (about 320–440 nm) while the scattering count rate fell from about 470 to 35 × 10⁶ cps ueda2020b R7.
  6. The trade-off: polymer mixing gives better size stability but a lower maximum supersaturation (F19) ueda2020b C52.
5313 → 345 nmfresh droplet size at the highest dose, buffer vs with HPMCueda2020b R5
183 vs 67 µg/mLibuprofen remaining in the droplet phase after 3 h, HPMC vs PVP-VAueda2020b R15
64.85 mVzeta potential of the EUD-E droplets; the others were between −1.92 and 1.45 mVueda2020b R6
Evidence: data, conditions and papers

Finding F22. Polymer type decides droplet size and how long the droplets stay dispersed: HPMC and PVP-VA give small fresh droplets, but only HPMC and EUD-E keep most of the drug-rich phase dispersed for 3 h

In short. Fresh ibuprofen droplets measured 3182–5313 nm in buffer (PDI 1.00), 272–345 nm with 300 µg/mL HPMC, 268–320 nm with PVP-VA and 472–808 nm with EUD-E, and only EUD-E charged them (zeta potential 64.85 mV) ueda2020b R5, R6. During 3 h of stirring at 300 rpm the droplet-phase ibuprofen fell from about 300 to 0 µg/mL within 2 h in buffer, from about 264 to 67 µg/mL with PVP-VA, from about 260 to 183 µg/mL with HPMC and from about 249 to 173 µg/mL with EUD-E ueda2020b R15; the PVP-VA droplets kept their size (about 320–440 nm) while their scattering count rate fell from about 470 to 35 × 10⁶ cps ueda2020b R7. The authors conclude that HPMC "effectively improved" dispersion stability and that PVP-VA is less effective at preventing flocculation and creaming ueda2020b C18, C29.

Type. observation in 1 drug and 3 polymers Strength. for the observations (DLS, NMR and photographs agree); weak to moderate for the explanations (inhibition of Ostwald ripening, steric and charge stabilization), which rest on initial sizes, the zeta potential and cited emulsion work ueda2020b K5, K6, X2, X3.

How it was shown

Ueda and Taylor (2020) formed ibuprofen droplets by adding a methanol stock to pH 2.0 buffer in D2O at 37 °C with no polymer or 300 µg/mL HPMC, PVP-VA or EUD-E, measured size and zeta potential, and followed dispersions stirred for 3 h by DLS, NMR and photographs ueda2020b P6, P5, P7, P8.

What the data show

Fresh droplets were 3182–5313 nm in buffer, 272–345 nm with HPMC, 268–320 nm with PVP-VA and 472–808 nm with EUD-E, and only EUD-E charged them ueda2020b R5, R6. During 3 h of stirring the droplet-phase ibuprofen fell from about 300 to 0 µg/mL within 2 h in buffer, 264 to 67 with PVP-VA, 260 to 183 with HPMC and 249 to 173 with EUD-E ueda2020b R15.

systemmethod and conditionsresultids
ibuprofen at S_a + 100 to + 300 µg/mL; 300 µg/mL polymer; freshDLS size and PDIbuffer 3182–5313 nm (PDI 1.00); HPMC 272–345 (0.04); PVP-VA 268–320 (0.07–0.22); EUD-E 472–808 (0.43–0.55)ueda2020b R5
S_a + 300 µg/mL, freshzeta potential−1.92 (buffer), 0.12 (HPMC), 1.45 (PVP-VA), 64.85 mV (EUD-E)ueda2020b R6
S_a + 300 µg/mL, 3 h at 300 rpmDLS size and count rateHPMC 345–385 nm; PVP-VA 320–440 nm, count rate 470 → 35; EUD-E 810 → 1110 nm, 200 → 120 (× 10⁶ cps)ueda2020b R7
S_a + 300 µg/mL, 3 hNMR droplet-phase ibuprofenbuffer 300 → 0 (2 h); PVP-VA 264 → 67; HPMC 260 → 183; EUD-E 249 → 173 µg/mLueda2020b R15
S_a + 300 µg/mL, 3 h and 24 hphotographsbuffer clear with floating drug-rich droplet at 3 h; crystals only at 24 hueda2020b R8
Fig. 9 of ueda2020b: ibuprofen in water and in droplets during 3 h of stirring
Fig. 9 · ueda2020bibuprofen in water and in droplets during 3 h of stirring

Open symbols are dissolved drug (constant), filled symbols drug in the droplets: lost within 1–2 h in buffer, steadily with PVP-VA, slowly with HPMC and EUD-E ueda2020b R15.

Why

The separated phase is an emulsion of a supercooled liquid (Tg −45 °C) that can coarsen by Ostwald ripening, flocculation and coalescence and then cream ueda2020b C38, C39. HPMC and PVP-VA lower the amorphous solubility only about twofold, yet the fresh droplets are about 12–15 times smaller than in buffer (synthesis), so the polymers "appear to" slow ripening more than solubility alone explains ueda2020b E1, C42, R1, R5.

Limits and transfer

One drug at pH 2.0 in D2O with 2% methanol, one polymer concentration for the stability tests, dissolved polymers rather than dissolving ASDs, and no ripening rate measured ueda2020b X6, P1, X2, X3, X4, X11. Initial size does not predict stability: PVP-VA gave droplets as small as HPMC but lost most of them in 3 h ueda2020b R5, R15. Measure size at a few minutes and the dispersion at 1–3 h with the dissolved polymer, adding the zeta potential ueda2020b P6, P7, R5, R15.

How it was shown

Ueda and Taylor (2020) formed ibuprofen droplets by adding a methanol stock (2% v/v) to pH 2.0 phosphate buffer in D2O at 37 °C containing no polymer or 300 µg/mL HPMC, PVP-VA or EUD-E, at the amorphous solubility plus 100, 200 and 300 µg/mL, and measured size and PDI by DLS (backscatter at 173°) and, at plus 300 µg/mL, the zeta potential, all fresh and in triplicate ueda2020b P6. The dispersions at plus 300 µg/mL were then stirred at 300 rpm and 37 °C; DLS (size and derived count rate), NMR of the drug in each phase and photographs were taken after 0.5, 1, 2 and 3 h, and the buffer dispersion was stirred 24 h to check for crystals ueda2020b P5, P7, P8.

What the data show

Fresh droplets. In buffer 3182, 4678 and 5313 nm (PDI 1.00); with HPMC 272, 330 and 345 nm (PDI 0.04); with PVP-VA 268, 296 and 320 nm (PDI 0.07–0.22); with EUD-E 472, 709 and 808 nm (PDI 0.43–0.55) at plus 100, 200 and 300 µg/mL ueda2020b R5. The zeta potential was −1.92 mV (buffer), 0.12 (HPMC), 1.45 (PVP-VA) and 64.85 mV (EUD-E) ueda2020b R6. Stirring. Buffer droplets fell below the DLS detection limit by 30 min; with HPMC the size stayed at about 345–385 nm and the count rate at about 275–320 × 10⁶ cps; with PVP-VA the size stayed at about 320–440 nm while the count rate fell from about 470 to 95 (1 h) and 35 × 10⁶ cps (3 h); with EUD-E the droplets grew from about 810 to 1110 nm while the count rate fell from about 200 to 120 × 10⁶ cps ueda2020b R7. By NMR the dissolved ibuprofen stayed constant for 3 h in every medium; the droplet-phase ibuprofen was about 52 µg/mL at 30 min and zero from 2 h in buffer, 120 (2 h) and 67 µg/mL (3 h) with PVP-VA, about 202 and 183 with HPMC and about 191 and 173 µg/mL with EUD-E ueda2020b R15. After 3 h the buffer vial was clear with a floating drug-rich droplet, the PVP-VA vial less turbid, and HPMC and EUD-E vials little changed; no crystals were present in buffer at 3 h but crystals appeared by 24 h ueda2020b R8. By NMR HPMC and EUD-E lost a similar share, about 30%, of their droplet-phase drug, so HPMC's advantage rests on size and count rate ueda2020b X12.

papersystemmethod and conditionsresultids
ueda2020bibuprofen at S_a + 100 to + 300 µg/mL; 300 µg/mL polymer; freshDLS size and PDIbuffer 3182–5313 nm (PDI 1.00); HPMC 272–345 (0.04); PVP-VA 268–320 (0.07–0.22); EUD-E 472–808 (0.43–0.55)R5
ueda2020bS_a + 300 µg/mL, freshzeta potential−1.92 (buffer), 0.12 (HPMC), 1.45 (PVP-VA), 64.85 mV (EUD-E)R6
ueda2020bS_a + 300 µg/mL, 3 h at 300 rpmDLS size and count rateHPMC 345–385 nm, count rate about 300 → 280; PVP-VA 320–440 nm, 470 → 35; EUD-E 810 → 1110 nm, 200 → 120 (× 10⁶ cps)R7
ueda2020bS_a + 300 µg/mL, 3 hNMR droplet-phase ibuprofenbuffer 300 → 0 (2 h); PVP-VA 264 → 67; HPMC 260 → 183; EUD-E 249 → 173 µg/mLR15
ueda2020bS_a + 300 µg/mL, 3 h and 24 hphotographsbuffer clear with floating drug-rich droplet at 3 h; crystals only at 24 hR8

Figure

Fig. 9 of ueda2020b: ibuprofen in water and in droplets during 3 h of stirring
Fig. 9 · ueda2020bibuprofen in water and in droplets during 3 h of stirring

Open symbols are dissolved drug (constant), filled symbols drug in the droplets: lost within 1–2 h in buffer, steadily with PVP-VA, slowly with HPMC and EUD-E ueda2020b R15.

Fig. 4 of ueda2020b: droplet size and count rate during stirring
Fig. 4 · ueda2020bdroplet size and count rate during stirring

HPMC is steady, the PVP-VA count rate falls steeply at constant size, the EUD-E droplets grow to about 1.1 µm ueda2020b R7.

Why

Ueda and Taylor treat the separated phase as an emulsion (Tg −45 °C, supercooled liquid) that can coarsen by Ostwald ripening, flocculation and coalescence and then cream ueda2020b C38, C39. The ripening rate scales with the aqueous solubility of the dispersed drug: HPMC and PVP-VA lower the amorphous solubility only about twofold (177.1 to 96.9 and 90.7 µg/mL), yet the fresh droplets are about 12–15 times smaller than in buffer (synthesis: 3182 ÷ 272 and 5313 ÷ 345), so the polymers "appear to" slow ripening more than the solubility alone explains ueda2020b E1, C42, R1, R5. They propose two further mechanisms that slow ripening, a transient polymer excess in small droplets because polymers diffuse about ten times slower than a drug ("could be envisaged"), and a lower interfacial tension ("would reduce") ueda2020b C44, C45, R17. The small fresh droplets "may reflect" this inhibition in the discussion and "contributed" in the conclusion ueda2020b C47. With EUD-E the higher amorphous solubility and the low mixing "most likely" speed ripening and give larger droplets ueda2020b C48. For the later period they say that adsorbed EUD-E charges the droplets positively and the charge repulsion "would lead to" less flocculation and coalescence, that uncharged PVP-VA "clearly" gives too little steric repulsion, and that HPMC, reported to stabilize emulsions sterically, is the "most effective" through the combination ueda2020b C49, C50, C51. The trade-off is that polymer mixing "provides inter-related benefits and disadvantages", better size stability against a lower maximum supersaturation (F19) ueda2020b C52. The extractor notes that no ripening rate was measured, HPMC adsorption and steric repulsion were not measured (the zeta potential with HPMC was near zero), the droplet composition and location of the polymer are unresolved, and flocculation was not measured apart from creaming ueda2020b X2, X3, X4, X11.

Conditions and limits

One drug at pH 2.0 in D2O with 2% methanol, one polymer concentration (300 µg/mL) for the stability tests, dissolved polymers rather than dissolving ASDs, and no membrane-transport or crystallization data beyond 24 h ueda2020b X6, P1. The age of "fresh" droplets is not stated ueda2020b X7. The buffer droplet sizes sit at the DLS PDI ceiling and are only "micron-sized" ueda2020b X10. The charge stabilization by EUD-E belongs to the pH at which it is ionized ueda2020b X6.

Counterexamples and conflicts

Initial size does not predict stability: PVP-VA gave droplets as small as HPMC but lost most of them in 3 h ueda2020b R5, R15. EUD-E stayed in the water with ibuprofen at pH 2.0 (about 289 of 300 µg/mL), but at pH 6.5 it associated with enzalutamide droplets more than HPMCAS did, and the authors name its ionization as the reason, tested at one pH only ueda2020b R13, C35, X6; wilson2021 R7, C19.

Transfer check

Measure droplet size at a few minutes and the dispersion at 1–3 h with the dissolved polymer at the concentration expected in the ASD, using size, count rate (or turbidity) and, for a low-Tg drug, NMR of the droplet-phase drug; add the zeta potential; do not rank polymers on initial size alone ueda2020b P6, P7, R5, R15.

History

The library's background was that HPMC improves the size stability of the drug-rich phase and suppresses crystallization, and that polymer mixing and adsorption at the amorphous interface might matter but were unclear ueda2020b C3. Ueda and Taylor (2020) compared three polymers with NMR evidence of where each sits and measured dispersion stability for 3 h; Wilson and co-workers (2021) found polymer associated with enzalutamide droplets ueda2020b C13, C18; wilson2021 C16.

Topic 2 of 4 · 7 findings · F4–F8, F15–F16

Measuring and predicting the limit

F4

Topic 2Measuring and predicting the limit1 of 7

Several different measurements find the same onset within a few µg/mL, but absorbance or scattering alone can mislead.

Ritonavir in water at 37 °C gave an onset of 37.2, 39.8, 39.0 and 36.0 µg/mL by four different methods: UV extinction, light scattering, a fluorescent probe and the drug concentration in the supernatant after ultracentrifugation. Telaprevir gave 92, 92 and 90 µg/mL. The same methods can also fail, for example when a drug-rich droplet absorbs like dissolved drug ilevbare2013a R8, R4, R6; mosqueragiraldo2015 R13; almeidaesousa2016 R12.

moderateModerate to strong: several principles agree within each paper and across drugs, but nearly all data come from one laboratory, replicates are often not stated and the onset criterion is rarely defined indulkar2015 K4, X17; almeidaesousa2015 X12.

lopinavir25 °C, four methods16–17.3ritonavir25 °C, four methods26–28paclitaxel25 °C, four methods27.2–30.1ritonavirwater, 37 °C, four methods36.0–39.8telaprevirpH 6.8, 37 °C, three methods90–92020406080100onset found by different methods, µg/mL (bar = lowest to highest method)

Each bar covers the highest and lowest onset among the methods used on that drug; the bars are narrow. trasi2015a R1; ilevbare2013a R8, R4, R6; mosqueragiraldo2015 R13

CRH1 hemi-NAP salt: highest concentration by two methods, µg/mLin-situ UV probeoverestimatesabout 19.1centrifuge + HPLCdissolved drug onlyabout 11.4

A pitfall: the UV probe also absorbs light from nanometre-sized drug-rich species and from the UV-active counterion. almeidaesousa2016 R12, R15, C20

For your drug

  1. Use at least two principles in your real medium (absorbance plus a dye or the drug's own fluorescence), run a no-probe control and define the onset criterion before the run.
  2. For every maximum above the expected limit, ultracentrifuge the sample and assay the supernatant by HPLC; in micellar or bile-salt media add ultracentrifugation or flux. Expect a spread of up to about 25% between methods (synthesis) and compare onsets only from matched media.

almeidaesousa2015 R7, X12; almeidaesousa2016 C15, R12; lu2017b R4; ilevbare2013a X14, X16

How it works and key numbers
  1. A second phase scatters light, so absorbance at a wavelength the drug does not absorb rises when it forms almeidaesousa2015 C16.
  2. A polarity dye changes its emission only when it enters a disordered drug-rich phase, not when crystals form; the two readings together separate liquid-liquid separation from crystallization almeidaesousa2015 C12, C16.
  3. Ultracentrifugation, NMR and membrane flux each read a different quantity: the drug in the supernatant, the dissolved drug, and the activity. All three stop rising at the boundary mosqueragiraldo2015 C18, C10.
  4. Pitfalls: nanometre-sized drug-rich species absorb like dissolved drug, and the counterion absorbs between about 250 and 320 nm like the drug almeidaesousa2016 C20, C30, R15.
  5. For two bile salts (STCDC and SGCDC) absorbance rose on the first addition without visible turbidity, so only ultracentrifugation and flux could be used lu2017b R4.
  6. The buffer matters: 100 mM against 50 mM phosphate lowers the telaprevir onset by about 30% lu2017b R9, X11.
36.0–39.8 µg/mLritonavir onset by four methods in water at 37 °Cilevbare2013a R8, R4, R6
19.1 vs 11.4 µg/mLCRH1 hemi-NAP salt: in-situ UV vs centrifuge and HPLCalmeidaesousa2016 R12
about 30%lower telaprevir onset in 100 mM than in 50 mM phosphate bufferlu2017b R9, X11
Evidence: data, conditions and papers

Finding F4. Light scattering, probe fluorescence, ultracentrifugation, titration and flux locate the same onset within a few µg/mL, but absorbance alone and scattering alone can mislead

In short. For ritonavir in water at 37 °C the onset was 37.2 (UV extinction), 39.8 (DLS) and 39.0 µg/mL (pyrene), with 36.0 µg/mL left in the supernatant ilevbare2013a R8, R4, R6. For telaprevir UV, NMR and fluorescence gave 92 ± 2, 92 ± 2 and 90 ± 1 µg/mL, and for ritonavir, lopinavir and paclitaxel four methods each agreed within about 2–3 µg/mL (synthesis: ranges of 2.0, 1.3 and 2.9 µg/mL) mosqueragiraldo2015 R13; trasi2015a R1. Extinction cannot tell crystals from droplets, an in-situ UV probe overestimated the concentration of a drug-rich solution (19.1 µg/mL by UV against 11.4 by centrifugation and HPLC for the CRH1 hemi-NAP salt), and one probe moved in opposite directions for two drugs almeidaesousa2015 C16, X3; almeidaesousa2016 R12. The 2017–2022 papers add telaprevir in 50 mM pH 6.5 buffer at 37 °C, where extinction, ultracentrifugation and the flux plateau gave 146, 149 and 148 µg/mL lu2017b R2.a but extinction could not be used for two bile salts lu2017b R4; pazopanib at pH 8.4, 9.2 µg/mL by extinction with 5 µg/mL HPMC and 11.4 by ultracentrifugation and HPLC with 50 µg/mL HPMC (synthesis: 24% apart) sugihara2018 R1.g, R1.h; and ibuprofen, whose NMR-measured dissolved concentration of 154 µg/mL matched the calculated 151 µg/mL ueda2021 R5, R6 (see also F15).

Type. method comparison Strength. to strong: several principles agree within each paper and across drugs, but nearly all data come from one laboratory, replicate numbers are often not stated, and the onset criterion is rarely defined indulkar2015 K4: moderate to strong, X17; almeidaesousa2015 X12.

How it was shown

In all six papers of 2013–2016, extinction at a wavelength where the drug does not absorb was recorded during continuous addition from a syringe pump ilevbare2013a P5; almeidaesousa2015 P1; indulkar2015 P8. It was compared with DLS, polarity probes, ultracentrifugation with HPLC, NMR and flux ilevbare2013a P11, P10, P7; mosqueragiraldo2015 P10; trasi2015a P6.

What the data show

For ritonavir in water at 37 °C the onset was 37.2 ± 0.9 (UV), 39.8 ± 0.3 (DLS), 39.0 (pyrene) and 36.0 ± 0.49 µg/mL (supernatant) ilevbare2013a R8, R4, R6, independent of the stock solvent ilevbare2013a R10, R9. The failures were specific: in-situ UV overestimated the concentration of a drug-rich solution, and extinction was unusable for two bile salts almeidaesousa2016 R12; lu2017b R4.

systemmethodonset (µg/mL)ids
ritonavir, water, 37 °CUV; DLS; pyrene; supernatant37.2; 39.8; 39.0; 36.0ilevbare2013a R8, R4, R6
ritonavir; lopinavir; paclitaxel, 25 °Cextinction; pyrene; ultracentrifuge; flux break28, 26, 26.2, 27.3; 17.3, 16, 17.1, 16.1; 27.2, 28, 29, 30.1trasi2015a R1
telaprevir, pH 6.8, 37 °CUV 370 nm; NMR; 4-Di-2-ASP92 ± 2; 92 ± 2; 90 ± 1mosqueragiraldo2015 R13
telaprevir, 50 mM pH 6.5, 37 °CUV 370 nm; ultracentrifuge 40 min; flux plateau146; 149; 148lu2017b R2
telaprevir with 12 mM STCDCultracentrifuge; flux (UV unusable)290; 238lu2017b R2, R4, X4
CRH1 hemi-NAP salt dissolutionin-situ UV maximum against centrifuge and HPLCabout 19.1 against about 11.4almeidaesousa2016 R12
Fig. 3 of lu2017b: GLPS onset by three methods in buffer and 12 bile salt media
Fig. 3 · lu2017bGLPS onset by three methods in buffer and 12 bile salt media

White bars are UV extinction, hatched bars ultracentrifugation, black bars the flux plateau; STCDC and SGCDC have no UV bars lu2017b R2, R4.

Why

A second phase scatters light, so extinction rises when it forms, while a polarity probe changes its emission only when it enters a disordered drug-rich phase and not when crystals form almeidaesousa2015 C16, C12. In-situ UV overestimates the concentration because nanometre-sized drug-rich species absorb like dissolved drug ("highly probable") almeidaesousa2016 C20, C30.

Limits and transfer

Nearly all data come from one laboratory, and replicates are often not stated indulkar2015 X17. The telaprevir onset depends on the buffer: 100 mM against 50 mM phosphate lowers it by about 30%, so compare only matched buffers lu2017b R9, X11. Use at least two principles in the real medium, run a no-probe control and define the onset criterion before the run almeidaesousa2015 R7, X12; assay the supernatant of any maximum above the expected limit almeidaesousa2016 C15, R12.

How it was shown

Extinction at a wavelength where the drug does not absorb (280–450 nm; dip probe, 5 or 10 mm path) during continuous addition from a syringe pump was used in all six papers of 2013–2016 ilevbare2013a P5; almeidaesousa2015 P1; indulkar2015 P8; mosqueragiraldo2015 P7; trasi2015a P4; almeidaesousa2016 P3. DLS count rate was recorded in a flow cell simultaneously with the UV probe (ritonavir) ilevbare2013a P11. Polarity probes were pyrene (I1/I3 or I3/I1), 1-pyrenecarboxaldehyde and 4-Di-2-ASP, or a drug's own fluorescence, added stepwise ilevbare2013a P10; almeidaesousa2015 P2; indulkar2015 P9; mosqueragiraldo2015 P9. Ultracentrifugation (274,356 × g in the first paper) separated the phases and the supernatant was assayed by HPLC or UV ilevbare2013a P7; trasi2015a P2; almeidaesousa2016 P7. ¹H NMR peaks integrated against water gave dissolved telaprevir mosqueragiraldo2015 P10, and a side-by-side diffusion cell gave a flux break point trasi2015a P6. Indulkar and co-workers added a pH-shift potentiometric titration in 0.15 M NaCl with no organic solvent indulkar2015 P10. Lu and co-workers (2017) used extinction at 370 nm while a 12 mg/mL methanol stock was pumped at 0.05 mL/min, ultracentrifugation of turbid solutions for 40 min, and the flux plateau in a side-by-side cell lu2017b P2, P3, P4. Indulkar and co-workers (2017) used extinction at 350 nm for the solvent-shift onset of atazanavir, flux in a side-by-side cell and atazanavir's own emission (excitation 250 nm) indulkar2017a P6, P7, P10. Sugihara and Taylor (2018) used extinction at 400 nm with 5 µg/mL HPMC and, at pH 8.4, ultracentrifugation with HPLC sugihara2018 P4, P5. Ueda and co-workers used scattering at 400 nm and quantitative ¹H NMR with a 12–15 s delay and a TSP reference ueda2020b P3, P4; ueda2021 P3; ueda2022 P4.

What the data show

For ritonavir in water at 37 °C: 37.2 ± 0.9 (UV), 39.8 ± 0.3 (DLS), 39.0 (pyrene) and 36.0 ± 0.49 µg/mL (supernatant), a spread that the extractor summarizes as 34–40 µg/mL depending on method ilevbare2013a R8, R4, R6, X14. The onset did not depend on the stock: ethanol at 0.01, 0.02 and 0.05 mL/min gave 35.0, 34.0 and 35.0 µg/mL and THF 37.5 µg/mL, and drug dissolved in 0.1 M HCl and pumped into pH 6.8 buffer gave 18.8, 16.9 and 7.6 µg/mL for ritonavir, efavirenz and loratadine against 18.8, 18.4 and 7.6 from methanol stocks ilevbare2013a R10, R9, R8. In the six-drug study, extinction read above fluorescence for every drug (136.12 against 125.74, 63.02 against 53.61, 0.59 against 0.56, 52.15 against 50.14, 0.64 against 0.53 and 357.61 against 355.96 µg/mL for ibuprofen to griseofulvin), which the authors attribute to a higher detection limit or to continuous pumping against static additions; 2 µM pyrene did not move the phenylbutazone onset (53.2 against 53.6 µg/mL by autofluorescence) almeidaesousa2015 R5, C24, R7, C25. For the three weak bases, UV, fluorescence and titration overlapped over most of the pH range: clotrimazole at pH 8 gave 7.7 µg/mL by UV and about 7 by pyrene, nicardipine at pH 6.3 gave 55 µg/mL by UV and a 4-Di-2-ASP blue shift from 55 µg/mL; the titration read lower for clotrimazole at pH 4 (about 320 against about 490 µg/mL) and higher for nicardipine near pH 5.85 (about 163 against about 107) indulkar2015 R5, R13, R12, R8, R7, X7. Trasi and Taylor's four methods gave ritonavir 28, 26, 26.2 and 27.3, lopinavir 17.3, 16, 17.1 and 16.1, and paclitaxel 27.2, 28, 29 and 30.1 µg/mL trasi2015a R1. For CRH1 extinction and pyrene gave 14.15 and 11.31 µg/mL at pH 6.8 and 13.73 and 12.49 µg/mL at pH 4.6 with HPMC; NAP autofluorescence of the hemi-NAP salt gave about 9.8 µg/mL in the same medium almeidaesousa2016 R3, R4, R17, X13. The pitfalls: during dissolution the in-situ UV maximum of the hemi-NAP salt was about 19.1 µg/mL against about 11.4 µg/mL after centrifugation and HPLC, while all other forms agreed within about 1.3 µg/mL almeidaesousa2016 R12; the counterion absorbs between about 250 and 320 nm like the drug almeidaesousa2016 R15. Telaprevir in bile salts. In buffer the three methods agreed (146, 149, 148 µg/mL), and in 1.86 and 12 mM trihydroxy bile salts they agreed within about 15% (for example 170, 182 and 162 µg/mL in 12 mM SGC); micellar STDC and SGDC gave 311–360 µg/mL by all three. Extinction rose on the first addition of drug to STCDC and SGCDC without visible turbidity, so only ultracentrifugation (133 and 290 µg/mL at 1.86 and 12 mM STCDC) and flux (110, 238, 169 and 177 µg/mL) were reported, 12 mM STCDC being the most divergent pair (238 against 290 µg/mL, ultracentrifuge error bar about ±25) lu2017b R2, R4, X4. The buffer series gave 149/146 µg/mL in 50 mM pH 6.5, 153/148 in 50 mM pH 6.8 and 104/102 in 100 mM pH 6.8 lu2017b R9. Atazanavir. In buffer the onset was 70 µg/mL in the text and 67.5 in Table II, and the flux calibration plateaued at the same concentration, with an arrow labelled 70 µg/mL drawn to the line break near the 80 µg/mL point indulkar2017a R6, R10, X2. Pazopanib. At pH 8.4 extinction and HPLC gave 9.2 ± 0.7 and 11.4 ± 0.1 µg/mL, which the authors call good agreement sugihara2018 R1.g, R1.h, C12. Ibuprofen. The NMR-detected dissolved drug during stirring was about 168 (buffer), 117–121 (HPMC), 90–97 (PVP-VA) and 273–278 µg/mL (EUD-E) against UV-extinction values of 177.1, 96.9, 90.7 and 256.3 µg/mL, differing by up to about 20 µg/mL and not compared in the paper ueda2020b R15, R1, X1; in buffer at 37 °C the NMR value of 154 µg/mL agreed with the calculated 151 µg/mL ueda2021 R5, R6.

papersystemmethod and conditionsonset (µg/mL)ids
ilevbare2013aritonavir, water, 37 °CUV 280 nm; DLS count rate; pyrene; supernatant37.2; 39.8; 39.0; 36.0R8, R4, R6
ilevbare2013aritonavir, water, 37 °Cethanol and THF stocks34.0–35.0; 37.5R10
ilevbare2013aritonavir, efavirenz, loratadine, pH 6.8, 37 °Cdrug in 0.1 M HCl pumped into buffer, against methanol stock18.8, 16.9, 7.6 against 18.8, 18.4, 7.6R9, R8
almeidaesousa2015six drugs, 25 °Cextinction against fluorescence136.12/125.74; 63.02/53.61; 0.59/0.56; 52.15/50.14; 0.64/0.53; 357.61/355.96R5
indulkar2015clotrimazole pH 8; nicardipine pH 6.3, 37 °CUV against pyrene or 4-Di-2-ASP7.7 against about 7; 55 against 55R5, R12, R13
indulkar2015clotrimazole pH 4; nicardipine pH 5.85pH-shift titration against UVabout 320 against about 490; about 163 against about 107R8, R5, R7
mosqueragiraldo2015telaprevir, pH 6.8, 37 °CUV 370 nm; NMR; 4-Di-2-ASP92 ± 2; 92 ± 2; 90 ± 1R13
trasi2015aritonavir; lopinavir; paclitaxel, 25 °Cextinction; pyrene; ultracentrifuge; flux break28, 26, 26.2, 27.3; 17.3, 16, 17.1, 16.1; 27.2, 28, 29, 30.1R1
almeidaesousa2016CRH1, pH 6.8; pH 4.6 + HPMCextinction; pyrene14.15 and 11.31; 13.73 and 12.49R3, R4
almeidaesousa2016CRH1 hemi-NAP salt, pH 4.6 + HPMCNAP autofluorescenceabout 9.8R17
almeidaesousa2016CRH1 hemi-NAP salt dissolutionin-situ UV maximum against centrifuge and HPLCabout 19.1 against about 11.4R12
lu2017btelaprevir, 50 mM pH 6.5, 37 °CUV 370 nm; ultracentrifuge 40 min; flux plateau146; 149; 148R2
lu2017btelaprevir with 12 mM STCDCultracentrifuge; flux (UV unusable)290; 238R2, R4, X4
lu2017btelaprevir, three buffers, 37 °Cultracentrifuge / UV149/146 (50 mM pH 6.5); 153/148 (50 mM pH 6.8); 104/102 (100 mM pH 6.8)R9
indulkar2017aatazanavir, pH 6.8, 37 °Csolvent-shift extinction; flux calibration70 (text) or 67.5 (Table II); flux plateau at the same concentrationR6, R10, X2
sugihara2018pazopanib, pH 8.4, 37 °CUV 400 nm with 5 µg/mL HPMC; ultracentrifuge and HPLC with 50 µg/mL HPMC9.2 ± 0.7; 11.4 ± 0.1R1.g, R1.h
ueda2020bibuprofen, buffer, pH 2.0 (D2O), 37 °CNMR dissolved drug; UV extinctionabout 168; 177.1R15, R1
ueda2021ibuprofen, buffer, pH 2.0 (D2O), 37 °CNMR dissolved drug; calculated (eq 1)154; 151R5, R6

Figure

Fig. 3 of indulkar2015: crystalline solubility, predicted amorphous solubility and three LLPS methods against pH
Fig. 3 · indulkar2015crystalline solubility, predicted amorphous solubility and three LLPS methods against pH

UV extinction, fluorescence and pH-shift titration overlap over most of the pH range for clotrimazole (A), atazanavir (B) and nicardipine (C); the y-axes differ, and the legend colours in panel C differ from A and B indulkar2015 R5, R6, R7, R8.

Fig. 8 of almeidaesousa2016: maximum concentration by in-situ UV and by centrifugation with HPLC for seven forms
Fig. 8 · almeidaesousa2016maximum concentration by in-situ UV and by centrifugation with HPLC for seven forms

Only the hemi-NAP salt differs between the two methods, about 19 against about 11 µg/mL almeidaesousa2016 R12.

Fig. 3 of lu2017b: GLPS onset by three methods in buffer and 12 bile salt media
Fig. 3 · lu2017bGLPS onset by three methods in buffer and 12 bile salt media

White bars are UV extinction, hatched bars ultracentrifugation, black bars the flux plateau; STCDC and SGCDC have no UV bars lu2017b R2, R4.

Why

The authors' logic is that a second phase scatters light, so extinction at a non-absorbing wavelength rises when it forms, while a polarity probe changes its emission only when it partitions into a disordered drug-rich phase and not when crystals form, so the two together separate LLPS from crystallization almeidaesousa2015 C16, C12. Extinction onsets sit slightly above fluorescence onsets because, they say, of a higher detection limit or of continuous pumping against static additions ("can be explained either by") almeidaesousa2015 C24. The solvent-free titration detects the pH at which the neutral drug reaches its amorphous solubility, and its agreement with the antisolvent routes was taken to show that the organic solvent did not matter ("it can be inferred") indulkar2015 C19, C33. NMR reports only dissolved telaprevir, and flux follows activity, so both stop rising at the boundary mosqueragiraldo2015 C18, C10. In-situ UV overestimates the concentration because nanometre-sized drug-rich species absorb like dissolved drug ("highly probable") almeidaesousa2016 C20, C30. (synthesis: methods that read different physical quantities, scattered light, probe polarity, concentration in the continuous phase, activity, agree within about 25% in most comparisons here, which supports the existence of one boundary; the exceptions arise where a method is used outside its range, at the lowest pH or with a UV-active counterion.) Lu and co-workers read ultracentrifugation and flux as giving the coexistence (binodal) concentration of the continuous phase and continual addition with extinction as "might approach" a spinodal point, and their agreement as showing that telaprevir does not supersaturate substantially with respect to GLPS lu2017b C15, C16. For STCDC and SGCDC they "suspect complex formation between drug and bile salt" as the cause of the scattering below the visible onset lu2017b C23. Sugihara and Taylor take the rise of extinction at 400 nm as the amorphous solubility and attribute the amorphous points under the predicted curve below pH 6 to crystallization before the limit was reached sugihara2018 C8, C11.

Conditions and limits

The onset is method-dependent at the level of a few µg/mL: ritonavir in water at 37 °C spans 34–40 µg/mL and Trasi and Taylor's value in 100 mM buffer at 25 °C (26–28 µg/mL) lies above the value of about 22.6 µg/mL read from Fig. 8 of the first paper at the same temperature and ionic strength (synthesis: 3.4–5.4 µg/mL higher; the second study had 10 µg/mL HPMC in some runs) ilevbare2013a X14, R14; trasi2015a R1, X11. The onset criterion is not defined and fluorescence and extinction used different addition modes and volumes almeidaesousa2015 X12. Fluorescence detection near the ng/mL range (tolnaftate, sorafenib) is uncertain almeidaesousa2015 C33. Replicates are not stated for fluorescence, titration, DLS, NTA or dissolution in the weak-base paper, and several SDs are printed as ± 0.0 indulkar2015 X17. During CRH1 salt dissolution the pyrene ratio crossed the LLPS threshold at an apparent concentration of about 9 µg/mL, below the 11.2–12.5 µg/mL estimate and the solvent-shift onsets, and this offset is not discussed almeidaesousa2016 X3. The telaprevir onset depends on the buffer: 100 mM against 50 mM phosphate lowers it by about 30% (104/102 against 149/146 µg/mL), so compare only matched buffers lu2017b R9, X11. The extinction method needs the scattering species to be absent below the onset, which failed with STCDC and SGCDC lu2017b R4. In SDS the 369 nm emission band of atazanavir is present from about 200 µg/mL, so a fluorescence marker of the drug-rich phase is not unique in micellar media indulkar2017a R18. The NMR work is in D2O buffer with 2% methanol-d4 and counts only dissolved drug ueda2021 X10; ueda2022 X6.

Counterexamples and conflicts

The titration departs from the other routes at the lowest pH indulkar2015 X7. The 4-Di-2-ASP peak shifted to shorter wavelength for tolnaftate and to longer wavelength for sorafenib, although the dye is described as blue-shifting in a more hydrophobic environment, and the paper does not comment almeidaesousa2015 C13, X3. Nanosized particles below the expected onset at pH values where the drug is mostly ionized were called an artefact of the antisolvent addition indulkar2015 C36. Extinction was unusable for STCDC and SGCDC, and in micellar atazanavir the 369 nm band appeared far below the onset lu2017b R4; indulkar2017a R18, C27.

Transfer check

Use at least two principles in the real medium (extinction plus a probe or the drug's own fluorescence), run a no-probe control, and define the onset criterion before the run almeidaesousa2015 R7, X12. For every maximum above the expected limit, centrifuge or ultracentrifuge and assay the supernatant by HPLC; a UV value that exceeds the supernatant value points to drug-rich droplets or a UV-active additive almeidaesousa2016 C15, R12. Expect a spread of up to about 25% between methods (synthesis: from the ratios of the onsets above) and do not compare onsets from different media ilevbare2013a X14, X16. In a micellar or bile-salt medium use ultracentrifugation or flux next to extinction, and confirm any fluorescence marker against the amorphous solubility measured in that medium lu2017b R4; indulkar2017a R18. For a drug with a Tg far below the test temperature quantitative NMR gives the dissolved drug directly (F15).

History

Ilevbare and Taylor (2013) combined UV extinction, DLS and pyrene for ritonavir and showed that the stock solvent and the route did not change the onset ilevbare2013a R10, R9. Almeida e Sousa and co-workers (2015) made the fluorescence check standard for fast crystallizers and added a probe control almeidaesousa2015 C21, R7. Indulkar and co-workers (2015) added a solvent-free titration, Mosquera-Giraldo and Taylor (2015) NMR and flux, Trasi and Taylor (2015) four methods including the flux break, and Almeida e Sousa and co-workers (2016) a counterion fluorescence read-out and centrifugation with HPLC indulkar2015 C49; mosqueragiraldo2015 C19, C20; trasi2015a C12, C13; almeidaesousa2016 C50, C42. Probes and UV artefacts are treated in the Solution methods chapter (Related). Lu and co-workers (2017) gave the first comparison of three onset methods in bile-salt media, with extinction unusable for two of the six bile salts; Sugihara and Taylor (2018) repeated the extinction-against-HPLC check for a weak base at pH 8.4; Ueda and co-workers (2020, 2021) moved to NMR of the dissolved drug lu2017b C14, C23; sugihara2018 C12; ueda2021 C10.

F5

Topic 2Measuring and predicting the limit2 of 7

The concentration at which drug-rich droplets appear matches what thermodynamics predicts from the crystal's solubility.

The prediction is C_{amorphous} = C_{eq}\,e^{-I(a_2)}\,e^{\Delta G/RT}: the crystal solubility, multiplied by a free-energy factor and corrected for the water the amorphous drug takes up. Set against measured onsets for 17 compounds, 17 of the 24 rows lie between 0.91 and 1.15 times the prediction. For ritonavir the onset in water was 37.2 µg/mL against a predicted 39.2 ilevbare2013a R8; almeidaesousa2015 R5, R11; indulkar2015 R2; mosqueragiraldo2015 R13; almeidaesousa2016 R2, R4.

moderateModerate: most compounds agree closely, but four of the eight 2013 predictions cannot be recomputed from the printed inputs, tolnaftate deviates 1.7-fold, and the agreement is also the evidence for the heat-capacity free energy ilevbare2013a K2, X1; almeidaesousa2015 K2, X4, X5.

Measured onset divided by calculated amorphous solubility (1.00 = perfect match)ritonavir, water0.95griseofulvin + HPMCAS-HF1.00atazanavir, buffer1.03ibuprofen, NMR1.02clotrimazole, un-ionized1.57tolnaftate1.72telaprevir, Hoffmanan older free-energy method0.38

Ratios computed from the printed onsets and predictions; the first four match, the last three deviate. ilevbare2013a R8; almeidaesousa2015 R5, R6, R11; indulkar2015 R2; indulkar2017a R5, R6; mosqueragiraldo2015 R13; ueda2021 R5, R6

For your drug

  1. Measure the crystalline solubility in your medium, Tm and ΔHf by DSC, and a vapor sorption isotherm of the amorphous drug; calculate the ceiling with the Hoffman and the heat-capacity free energies (F7); then measure the onset in the same medium.
  2. An onset within about 0.9–1.15 times the calculation is inside this evidence; a ratio near 1.3–1.7 or 0.4 means check the free-energy method, the crystal form and the detection limit first. If the drug degrades on melting, as pazopanib does, measure the onset and the crystalline solubility directly.

ilevbare2013a P1, P2; almeidaesousa2015 P5, P6, P7, X5; mosqueragiraldo2015 C23; sugihara2018 C17

How it works and key numbers
  1. At the onset the drug has the same activity (its effective concentration) in the water and in the droplets, and the droplets are water-saturated amorphous drug ilevbare2013a C36, C61.
  2. So the concentration in the water at the onset is the amorphous solubility, which follows from the crystalline solubility through the free-energy gap and the lowering of activity by absorbed water ilevbare2013a C60, C61.
  3. Water uptake lowers the ceiling: the water term is 0.27 for ritonavir and 0.28 for ketoconazole, about a quarter of the value without water (synthesis) ilevbare2013a M1, M8.
  4. The calculation assumes the same activity coefficient at the crystalline and the amorphous concentration, and treats the amorphous drug as a supercooled liquid ilevbare2013a C55, C58.
  5. Atazanavir reached its full predicted advantage (70 against 68 µg/mL) without crystallizing first, which the authors say "may not" hold for all compounds indulkar2017a C12.
  6. The deviations: for tolnaftate the authors attribute the gap to the detection limit and the uncertainty of very low crystalline solubilities, and the Hoffman prediction for telaprevir is 2.7 times the onset almeidaesousa2015 X5, C33; mosqueragiraldo2015 C23.
17 of 24rows with the onset within 0.91–1.15 times the calculationilevbare2013a R8; almeidaesousa2015 R5, R11
37.2 vs 39.2 µg/mLritonavir onset in water vs calculated amorphous solubilityilevbare2013a R8
70 vs 68 µg/mLatazanavir onset in buffer vs calculated valueindulkar2017a R5, R6
Evidence: data, conditions and papers

Finding F5. The onset lies near the amorphous solubility calculated from crystalline solubility, free-energy difference and water uptake

In short. The same equation, C_{amorphous} = C_{eq}\,e^{-I(a_2)}\,e^{\Delta G/RT}, was set against measured onsets for 17 compounds, and 17 of the 24 rows of the table below lie between 0.91 and 1.15 times the prediction, the others being clotrimazole (1.30 and 1.57), tolnaftate (1.72), CRH1 (up to 1.57 at pH 6.8 and 1.23 at pH 4.6), telaprevir with the Hoffman free energy (0.38) and ibuprofen in D2O buffer at 25 °C (1.57) (synthesis: ratios computed from the printed onsets and predictions) ilevbare2013a R8; almeidaesousa2015 R5, R11; indulkar2015 R2; mosqueragiraldo2015 R13; almeidaesousa2016 R2, R4. For ritonavir the onset in water at 37 °C was 37.2 µg/mL against a predicted 39.2 and a film-dissolution value of 34.2 µg/mL ilevbare2013a R8, R13. The authors conclude that the onset is a way to measure the amorphous solubility without making a reference amorphous solid ilevbare2013a C6. The 2017–2022 papers add atazanavir in buffer (70 against 68 µg/mL, ratio 1.03) indulkar2017a R5, R6, ibuprofen at pH 2.0 (154 against 151 µg/mL, ratio 1.02) ueda2021 R5, R6 and the temperature series of ibuprofen, where the measured amorphous-to-crystalline ratio lies above the calculated one at every temperature (5.8 against 3.7 at 25 °C and 2.5 against 1.5 at 60 °C, synthesis: ratios of 1.57 and 1.67) ueda2022 R16. For pazopanib the calculation could not be made because it degrades on melting sugihara2018 C17.

Type. observation in 17 compounds Strength. : close agreement for most, but four of the eight 2013 predictions cannot be recomputed from the printed inputs, the agreement is also the evidence for the heat-capacity free energy (F7), and tolnaftate deviates 1.7-fold ilevbare2013a K2: moderate, X1; almeidaesousa2015 K2: moderate, X4, X5. The ibuprofen temperature series lies 1.4–1.7 times above its calculation (synthesis: ratios of measured to calculated S0a/S0c), which the authors trace to D2O against H2O inputs as "one possible reason" ueda2022 R16, C37, X6, and the atazanavir ratio of 62 follows from the printed inputs only if the 0.22 that Table I heads I(a) is read as exp[−I(a)], as Indulkar 2015 lists it (synthesis: exp(5.65) × 0.22 ≈ 62; read as I(a) it gives about 228) indulkar2017a X1; indulkar2015 M2.

How it was shown

Each paper measured the shake-flask crystalline solubility in the test medium, Tm and ΔHf by DSC, and the activity of the water-saturated amorphous drug, e^{-I(a_2)}, by water sorption and Gibbs–Duhem integration ilevbare2013a P1, P2, P15; almeidaesousa2015 P5, P6, P7. The free energy came from the Hoffman equation or the heat-capacity method (F7), and the prediction C_{amorphous} = C_{eq}\,e^{-I(a_2)}\,e^{\Delta G/RT} was set against the measured onset.

What the data show

Seventeen of the 24 rows lie within about 0.9–1.15 times the calculation (synthesis: onset ÷ prediction) almeidaesousa2015 X5; mosqueragiraldo2015 C23. For ritonavir in water at 37 °C the onset was 37.2 µg/mL against a predicted 39.2 ilevbare2013a R8. The deviations are tolnaftate (1.72), clotrimazole, CRH1 and telaprevir with the Hoffman free energy (0.38) almeidaesousa2015 R6, R11; mosqueragiraldo2015 R13.

compound, mediumonset (µg/mL)predictedratio (synthesis)ids
ritonavir, water, 37 °C37.239.20.95ilevbare2013a R8
griseofulvin, pH 6.8 + HPMCAS-HF355.96356.441.00almeidaesousa2015 R5, R11
tolnaftate, pH 6.80.5580.3251.72almeidaesousa2015 R6, R11
telaprevir, Hoffman free energy92 (UV)245 ± 50.38mosqueragiraldo2015 R13
atazanavir, pH 6.8, 37 °C70681.03indulkar2017a R5, R6
ibuprofen, pH 2.0 (D2O), 25 °C, S0a/S0c5.83.71.57ueda2022 R16
Table 3 of ilevbare2013a: crystalline solubility, predicted amorphous solubility and LLPS concentration of eight drugs
Table 3 · ilevbare2013acrystalline solubility, predicted amorphous solubility and LLPS concentration of eight drugs

The last three columns sit close together for every drug; the medium pH differs between drugs ilevbare2013a R8, X16.

Why

Ilevbare and Taylor argue from phase equilibrium: the drug has the same activity in the water and in the droplets, which are water-saturated amorphous drug, so the concentration in the water at LLPS is the amorphous solubility ilevbare2013a C36, C61, C60. Eq. 1 assumes the same activity coefficient at both concentrations and a supercooled-liquid amorphous drug ilevbare2013a C55, C58. Water uptake lowers the ceiling: exp[−I(a2)] is 0.27 for ritonavir ilevbare2013a M1.

Limits and transfer

Four of the eight 2013 predictions cannot be recomputed from the printed inputs, and the atazanavir ratio of 62 follows only if the 0.22 that Table I heads I(a) is read as exp[−I(a)] ilevbare2013a X1; indulkar2017a X1; indulkar2015 M2. The ibuprofen series lies 1.4–1.7 times above its calculation, which the authors trace to D2O against H2O inputs ueda2022 R16, X6. For a drug that degrades on melting, as pazopanib, the calculation is not available sugihara2018 C17. A ratio near 1.3–1.7 or 0.4 means check the free-energy method, crystal form and detection limit first almeidaesousa2015 X5; mosqueragiraldo2015 C23.

How it was shown

Each paper measured the shake-flask crystalline solubility of the free drug in the test medium (48 h; HPLC) ilevbare2013a P1; almeidaesousa2015 P3; indulkar2015 P3; mosqueragiraldo2015 P1; almeidaesousa2016 P5, Tm and ΔHf by DSC (and, for the Cp method, modulated DSC heat capacities) almeidaesousa2015 P5, P6; mosqueragiraldo2015 P2, P3; almeidaesousa2016 P9, and the activity of the water-saturated amorphous drug, exp[−I(a2)], by gravimetric water sorption and Gibbs–Duhem integration (the Murdande method) ilevbare2013a P2, P15; almeidaesousa2015 P7; indulkar2015 P7; mosqueragiraldo2015 P5; almeidaesousa2016 P8. The crystal-to-amorphous free energy came from the Hoffman equation or the heat-capacity method (F7). Ilevbare and Taylor also dissolved a spin-coated amorphous ritonavir film at 37 °C to get an experimental amorphous solubility ilevbare2013a P3, P4. Indulkar and co-workers (2017) measured the shake-flask solubility of atazanavir free base in 50 mM pH 6.8 phosphate at 37 °C and the solvent-shift onset by extinction at 350 nm, and calculated the ceiling with the Hoffman free energy and a water term from a vapor-sorption isotherm (5.2% water, I(a) 0.22) indulkar2017a P3, P5, P6, M2. Ueda and co-workers (2021, 2022) took the free-energy difference and the water-saturated activity of ibuprofen from the 2015 six-drug paper, measured the crystalline solubility and read the dissolved drug by NMR ueda2021 P7, R6; ueda2022 P11.

What the data show

The table gives, for each compound and medium, the onset, the predicted value (the heat-capacity supercooled-liquid value where there is one) and their ratio (synthesis: onset ÷ prediction). Water-saturated amorphous activities exp[−I(a2)] were 0.27 (ritonavir), 0.44 (efavirenz), 0.60 (loratadine), 0.28 (ketoconazole), 0.73 (indomethacin), 0.85 (felodipine), 0.83 (clotrimazole), 0.80 (clozapine) ilevbare2013a M1, M2, M3, M8, M7, M9, M5, M6, 0.999 to 0.699 from ibuprofen to griseofulvin almeidaesousa2015 M1, M2, M3, M4, M5, M6, 0.82 and 0.22 (clotrimazole and atazanavir) indulkar2015 M1, M2, 0.30 (telaprevir) mosqueragiraldo2015 M1 and 0.755 (CRH1) almeidaesousa2016 M1. Ritonavir's ionic-strength series moved the onset, the film value and the prediction together (F9), and the pH-shift and stock-solvent controls left it unchanged (F4) ilevbare2013a R13, R9, R10. Atazanavir in buffer: crystalline 1.1 µg/mL, predicted ratio 62 and amorphous solubility 68 µg/mL, onset 70 µg/mL indulkar2017a R4, R5, R6. Ibuprofen at pH 2.0 and 37 °C: calculated 151, measured 154 µg/mL ueda2021 R6, R5; in the temperature series the experimental S0a/S0c in buffer was about 5.8, 3.6 and 2.5 at 25, 40 and 60 °C against calculated values of about 3.7, 2.5 and 1.5 ueda2022 R16. The ratio of ibuprofen is not the same from paper to paper: 5.94 in 2020 (177.1 over 29.8 µg/mL) and 3.57 in 2021 (154 over 43.1 µg/mL, synthesis), both at pH 2.0 and 37 °C ueda2020b R1; ueda2021 R5, R2.

papercompound, mediumonsetpredictedratio (synthesis)ids
ilevbare2013aritonavir, pH 6.8 buffer, 37 °C18.820.60.91R8
ilevbare2013aritonavir, water37.239.20.95R8
ilevbare2013aefavirenz, pH 6.818.419.80.93R8
ilevbare2013aloratadine, pH 6.87.66.81.12R8
ilevbare2013aketoconazole, pH 1054.456.60.96R8
ilevbare2013aindomethacin, pH 230.426.71.14R8
ilevbare2013afelodipine, pH 6.89.88.51.15R8
ilevbare2013aclotrimazole, pH 105.24.01.30R8
ilevbare2013aclozapine, pH 10135.8133.31.02R8
almeidaesousa2015ibuprofen, pH 2, 25 °C125.74123.061.02R5, R11
almeidaesousa2015phenylbutazone, pH 253.6153.151.01R5, R11
almeidaesousa2015tolnaftate, pH 6.80.5580.3251.72R6, R11
almeidaesousa2015diclofenac, pH 250.1450.351.00R5, R11
almeidaesousa2015sorafenib, pH 6.80.5320.4791.11R6, R11
almeidaesousa2015griseofulvin, pH 6.8 + HPMCAS-HF355.96356.441.00R5, R11
indulkar2015clotrimazole, un-ionized, 37 °C7.74.91.57R2
indulkar2015atazanavir, un-ionized, 37 °C65.164.91.00R2
mosqueragiraldo2015telaprevir, pH 6.8, 37 °C, Cp supercooled liquid90 (fluorescence), 92 (UV)97 ± 80.93, 0.95R13
mosqueragiraldo2015telaprevir, Hoffman92 (UV)245 ± 50.38R13
almeidaesousa2016CRH1, pH 6.8, 25 °C11.31 (pyrene), 14.15 (UV)9.0–10.01.13–1.57R2, R3
almeidaesousa2016CRH1, pH 4.6 + HPMC12.49 (pyrene), 13.73 (UV)11.2–12.51.00–1.23R2, R4
indulkar2017aatazanavir, pH 6.8, 37 °C70681.03R5, R6
ueda2021ibuprofen, pH 2.0 (D2O), 37 °C1541511.02R5, R6
ueda2022ibuprofen, pH 2.0 (D2O), 25 °C, ratio S0a/S0c5.83.71.57R16

Figure

Table 3 of ilevbare2013a: crystalline solubility, predicted amorphous solubility and LLPS concentration of eight drugs
Table 3 · ilevbare2013acrystalline solubility, predicted amorphous solubility and LLPS concentration of eight drugs

The last three columns sit close together for every drug; the medium pH differs between drugs ilevbare2013a R8, X16.

Fig. 4 of almeidaesousa2016: the ceiling of CRH1 from three directions
Fig. 4 · almeidaesousa2016the ceiling of CRH1 from three directions

The crystalline-solubility bar is the pH 6.8 value, the others are pH 4.6 values with 20 µg/mL HPMC almeidaesousa2016 R7, X1.

Why

Ilevbare and Taylor argue from phase equilibrium: the drug has the same activity in the water phase and in the drug-rich droplets, the droplets are water-saturated amorphous drug, so the drug concentration in the water at LLPS is the amorphous solubility, and that follows from the crystalline solubility by the free-energy gap and the lowering of activity by absorbed water ilevbare2013a C36, C61, C60. Eq. 1 assumes that the activity coefficient in the dilute solution is the same at the crystalline and the amorphous concentration and treats the amorphous drug as a supercooled liquid ilevbare2013a C55, C58. Indulkar and co-workers state the same for weak bases ("Assuming") and Almeida e Sousa and co-workers put it as "the extent of supersaturation is limited by the 'solubility' of the amorphous drug, more rigorously of the water-saturated supercooled liquid or glass" indulkar2015 C43; almeidaesousa2015 C39. Water uptake lowers the ceiling: for ritonavir exp[−I(a2)] is 0.27 and for ketoconazole 0.28, so the water-corrected value is about a quarter of the value without the water term (synthesis: 0.27 and 0.28) ilevbare2013a M1, M8. See the amorphous solubility advantage formula with water-sorption correction. Indulkar and co-workers (2017) call the agreement of 70 with 68 µg/mL "excellent" and conclude that atazanavir reaches its full amorphous solubility advantage without crystallizing first, which "may not" hold for all compounds because of crystallization indulkar2017a C12. Ueda and co-workers use the match of 154 with 151 µg/mL to read the NMR-detected dissolved drug as the amorphous solubility ueda2021 C10; ueda2022 C15.

Conditions and limits

The predictions can be reproduced from the printed inputs for ketoconazole, clotrimazole, felodipine and clozapine but not for ritonavir (32.9 against 39.2 µg/mL in water), loratadine, efavirenz (10.3 against 19.8) or indomethacin (42.9 against 26.7), and the inputs actually used are not stated ilevbare2013a X1. Indulkar and co-workers print Eq. 2 with a minus sign that gives a ratio of 0.072 for clotrimazole, and only the plus sign reproduces their ratios of about 9.2 and 62 indulkar2015 X1, E2, R3. The 2015 Almeida e Sousa predictions recompute from the printed inputs for the Hoffman route but the heat-capacity parameters are not printed almeidaesousa2015 E1, E2, E9. Media differ between drugs (pH 2, 6.8, 10 and water), so compare drugs only with their media ilevbare2013a X16. All comparisons were made for un-ionized drug, at 25 or 37 °C, without polymer or surfactant except griseofulvin (HPMCAS-HF) and CRH1 at pH 4.6 (HPMC). The atazanavir ratio of 62 follows from the Table I inputs only with 0.22 read as exp[−I(a)], as Indulkar 2015 lists it, although Table I heads the column I(a): ΔHf 90.1 J/g, Tm 208 °C and T 310 K give ΔG 14.55 kJ/mol and exp(5.65) × 0.22 ≈ 62, against about 228 with 0.22 read as I(a) (synthesis) indulkar2015 M2; the sign of Eq. 3 is printed inverted, and Table II swaps the text values (67.5 and 70 µg/mL) indulkar2017a X1, X2. The ibuprofen calculation uses inputs of the 2015 six-drug paper (exp[−I(a2)] determined in H2O) while the measurements are in D2O with 2% methanol-d4 ueda2022 X6; ueda2021 X10. Pazopanib melts with degradation at about 300 °C, so neither ΔHf nor the water content of the amorphous drug could be determined sugihara2018 C17, M1.

Counterexamples and conflicts

Tolnaftate's onset is 1.72 times its prediction and sorafenib's 1.11 times, which the authors attribute to the fluorescence detection limit and the uncertainty of crystalline solubilities in the ng/mL range ("may be explained") almeidaesousa2015 X5, C33. Clotrimazole's un-ionized onset (7.7 µg/mL) is about 1.6 times the prediction (4.9 µg/mL) indulkar2015 X6. The Hoffman prediction for telaprevir is 2.7 times the onset (F7) mosqueragiraldo2015 C23. The correlation of the 2016 CRH1 data is called "strong" although the pH 6.8 onsets are up to 1.57 times the estimates (synthesis: 14.15 ÷ 9.0) almeidaesousa2016 C19, R2, R3. Ibuprofen's measured ratio lies 1.4–1.7 times above its calculation at all temperatures (synthesis), and its crystalline solubility at 37 °C differs between papers (29.8 and 43.1 µg/mL), so the same drug gives ratios of 5.94 and 3.57 (synthesis: 154 ÷ 43.1) ueda2022 R16; ueda2020b R1; ueda2021 R2.

Transfer check

Measure the crystalline solubility in the test medium, Tm and ΔHf by DSC, and a vapor sorption isotherm of the amorphous drug to get exp[−I(a2)] by Gibbs–Duhem; calculate the ceiling with the Hoffman and the heat-capacity free energies (F7); then measure the onset in the same medium ilevbare2013a P1, P2; almeidaesousa2015 P5, P6, P7. A drug is inside the evidence if its onset falls within about 0.9–1.15 times the calculation, as 17 of the 24 rows here did; a ratio near 1.3–1.7 or 0.4 means check the free-energy method, the crystal form and the detection limit first (synthesis: from the table above) almeidaesousa2015 X5; mosqueragiraldo2015 C23. For ionizable drugs work in the un-ionized form (F10). For a high-melting drug that degrades on melting, as pazopanib, the calculation is not available; measure the onset and the crystalline solubility directly sugihara2018 C17.

History

The estimate of the amorphous solubility from crystalline solubility, the free-energy gap and a water term is the Murdande method, used earlier in the library (2012) for pH-shift precipitation of weak bases hsieh2012 E5, E6. Ilevbare and Taylor (2013) were the first in the library to show, for eight drugs, that the LLPS onset matches it ilevbare2013a C3. Almeida e Sousa and co-workers (2015) extended this to six fast-crystallizing and glassy drugs, Indulkar and co-workers (2015) to weak bases across pH, Mosquera-Giraldo and Taylor (2015) to telaprevir, and Almeida e Sousa and co-workers (2016) to a salt-forming base almeidaesousa2015 C42; indulkar2015 C3; mosqueragiraldo2015 C27; almeidaesousa2016 C19. Later papers of the library use the onset as the experimental amorphous solubility, for example for tacrolimus (ratio about 35) trasi2016 R16. Indulkar and co-workers (2017) and Ueda and Taylor (2021) used the calculation again to validate a measurement, atazanavir in buffer and ibuprofen by NMR indulkar2017a C12; ueda2021 C10; Sugihara and Taylor (2018) report the first drug of the chapter for which it could not be made sugihara2018 C17.

F6

Topic 2Measuring and predicting the limit3 of 7

The most a drug can be supersaturated differs by more than a hundredfold from drug to drug.

Divide the concentration where drug-rich droplets appear by the crystal's solubility. This ratio was 2.2 for efavirenz, 4.3 for ibuprofen, 54.0 for sorafenib and about 603 for pazopanib at pH 6.5 almeidaesousa2015 R5; ilevbare2013a R8; sugihara2018 R4, R1.e, R2.g.

strongStrong for the spread, since both solubilities were measured directly in the same medium; moderate for its explanation, which is the calculation of F5. The pazopanib ratio carries "high experimental uncertainty" almeidaesousa2015 K6; ilevbare2013a X5; sugihara2018 C16.

5–50-fold range quoted from earlier workefavirenz 2.2ibuprofen 4.3griseofulvin 30.8sorafenib 54.0atazanavir 63.6paclitaxel hydrate 85–94pazopanib 603more than a hundredfold1101001000amorphous over crystalline solubility (log scale)

Ratios from the printed solubilities; several are our arithmetic on the printed values (marked synthesis in the finding). ilevbare2013a R8; almeidaesousa2015 R5; indulkar2017a R4, R5, R6; trasi2015a X12, R18; sugihara2018 R1, R2, R4

For your drug

  1. Before choosing an amorphous formulation, compute e^{\Delta G/RT}\,e^{-I(a_2)} from Tm, ΔHf and a sorption isotherm, then confirm it by measuring the onset (F4) and compare with the crystal form that will be present.
  2. A ratio near 2 means little supersaturation potential; above 30 it means large potential but also a strong driving force for the drug-rich phase to crystallize. For a high-melting weak base expect hundreds only where the drug is un-ionized and a polymer slows crystallization.

ilevbare2013a M2; almeidaesousa2015 R5; sugihara2018 R4, C11

How it works and key numbers
  1. By the equation of F5 the ratio is e^{\Delta G/RT}\,e^{-I(a_2)}: it grows with the free-energy gap (a high melting point and heat of fusion) and shrinks with the water the amorphous drug takes up ilevbare2013a C26; almeidaesousa2015 C27.
  2. Atazanavir (melting point 207.8 °C) has a larger ratio than clotrimazole (144.4 °C) indulkar2015 C44, M1, M2.
  3. Efavirenz has the lowest heat of fusion (14.5 kJ/mol) and the lowest ratio ilevbare2013a M2, R8.
  4. Sorafenib's large free energy of 10.34 kJ/mol is partly cancelled by a large water term (water activity 0.750) almeidaesousa2015 R11, M4, R13.
  5. Pazopanib melts at about 300 °C with degradation, which "lends support" to its very high ratio; at pH 5 it is only about 103 because the drug probably crystallizes before the amorphous limit is reached sugihara2018 C18, C11, R4.
  6. Ibuprofen's ratio falls from 5.8 to 2.5 between 25 and 60 °C because the crystalline solubility rises about fivefold and the amorphous only about 2.1-fold (synthesis) ueda2022 R16, R1, R9, C6, C16.
To feel the numbers. For sorafenib the free-energy factor is e^{10340/(8.314 \times 298.15)} = e^{4.17} = 64.8; times the water term 0.750 it gives 48.6, the printed heat-capacity-method ratio.
2.2 → 603smallest (efavirenz, synthesis) and largest (pazopanib, pH 6.5) onset-to-crystal ratio in the chapterilevbare2013a R8; sugihara2018 R4
4.3 → 54.0ibuprofen to sorafenib, by fluorescence, in the six-drug setalmeidaesousa2015 R5
85–94paclitaxel hydrate, above the 5–50-fold range quoted from earlier worktrasi2015a X12, R18
Evidence: data, conditions and papers

Finding F6. The maximum supersaturation, amorphous over crystalline solubility, differs by more than a hundredfold between drugs, from about 2 to about 600

In short. Fluorescence onsets divided by crystalline solubility gave 4.3 (ibuprofen), 6.4, 20.0, 52.2, 54.0 (sorafenib) and 30.8 (griseofulvin with polymer) almeidaesousa2015 R5, C23. Across the other papers the same ratio is (synthesis: onset ÷ crystalline solubility from the printed values) 2.2 (efavirenz) to 15.5 (ritonavir in water) for the 2013 drugs, about 13 and about 63 for clotrimazole and atazanavir, about 18 for telaprevir, about 10 for CRH1, and 85–94 for paclitaxel hydrate against 6 and 15–16 for lopinavir and ritonavir ilevbare2013a R8; indulkar2015 R10; mosqueragiraldo2015 R14; almeidaesousa2016 R24; trasi2015a X12. The authors' own statement is that the maximum supersaturation is "highly compound dependent" almeidaesousa2015 C23. The 2017–2022 papers add pazopanib, with an amorphous-to-crystalline ratio of about 500–600 from pH 6.4 to 8.4 (about 603 at pH 6.5: 19.8 against 0.033 µg/mL) and about 103 at pH 5.0, the highest the authors' group had measured sugihara2018 R4, R1.e, R2.g, C15; atazanavir at 62–65 indulkar2017a R5, R13; telaprevir at about 28 in 50 mM pH 6.5 buffer (148 over 5.2 µg/mL) lu2017b R2.a, R1.g; and ibuprofen at 3.6–5.9 depending on the paper, falling from 5.8 to 2.5 between 25 and 60 °C ueda2020b R1; ueda2021 R5, R2; ueda2022 R16.

Type. observation in 20 compounds (nicardipine has no crystalline solubility) Strength. for the spread: it rests on direct measurements of both solubilities in the same medium; moderate for its explanation, which is the calculation of F5 almeidaesousa2015 K6: strong; ilevbare2013a X5. The pazopanib ratio carries "high experimental uncertainty" because its crystalline solubility is so low sugihara2018 C16.

How it was shown

The ratio is the LLPS onset divided by the crystalline solubility of the same drug in the same medium almeidaesousa2015 E15; ilevbare2013a P1, P5; indulkar2015 P3, P8; trasi2015a P1, P2. Almeida e Sousa and co-workers (2015) tabulated it for six drugs; Sugihara and Taylor (2018) measured pazopanib at seven pH values between 5 and 8.4, with a 72-h shake flask for the crystal sugihara2018 P2, P4.

What the data show

In the six-drug set the fluorescence ratios ran from 4.3 (ibuprofen) to 54.0 (sorafenib) almeidaesousa2015 R5, R6. In the other papers they ran from 2.2 (efavirenz, synthesis) to 85–94 for paclitaxel hydrate, and pazopanib reached 603 at pH 6.5, about 103 at pH 5.0 ilevbare2013a R8; trasi2015a X12; sugihara2018 R1, R2, R4.

compoundcrystalline solubility (µg/mL)onset (µg/mL)ratioids
ibuprofen29.29125.744.3almeidaesousa2015 R5
sorafenib9.86 × 10⁻³0.5354.0almeidaesousa2015 R5
efavirenz8.218.42.2 (synthesis)ilevbare2013a R8
paclitaxel hydrate0.3227.2–30.185–94trasi2015a R1, X12
atazanavir, pH 6.81.17063.6 (synthesis); predicted 62indulkar2017a R4, R5, R6
pazopanib, pH 6.50.03319.8603 (about 103 at pH 5.0)sugihara2018 R1, R2, R4
Table 5 of almeidaesousa2015: crystalline solubility, onsets and supersaturation ratios of six drugs
Table 5 · almeidaesousa2015crystalline solubility, onsets and supersaturation ratios of six drugs

Ratios run from 4.3 (ibuprofen) to 54.0 (sorafenib) by fluorescence almeidaesousa2015 R5.

Why

By Eq. 1 the ratio is e^{\Delta G/RT}\,e^{-I(a_2)}, so it grows with the free-energy gap (high melting point and heat of fusion) and shrinks with the water the amorphous drug takes up ilevbare2013a C26; almeidaesousa2015 C27. Atazanavir's larger ratio is attributed to its higher melting point, 207.8 against 144.4 °C for clotrimazole indulkar2015 C44, M1, M2.

Limits and transfer

Ratios depend on the medium, crystal form (paclitaxel is a hydrate) and temperature; one drug differed by about 1.7-fold between two papers (ibuprofen, 5.94 and 3.57) trasi2015a M3, X12; ueda2020b R1; ueda2021 R2. The pazopanib ratio carries "high experimental uncertainty" sugihara2018 C16. Compute e^{\Delta G/RT}\,e^{-I(a_2)} from Tm, ΔHf and a sorption isotherm: near 2 means little supersaturation potential, above 30 large potential but a strong driving force to crystallize ilevbare2013a M2; almeidaesousa2015 R5.

How it was shown

The ratio is the LLPS onset divided by the crystalline solubility of the same drug in the same medium (F4, F5) almeidaesousa2015 E15; ilevbare2013a P1, P5; indulkar2015 P3, P8; trasi2015a P1, P2. Almeida e Sousa and co-workers (2015) tabulated it for six drugs by fluorescence and by extinction; the other papers allow it to be computed from their printed solubilities. Sugihara and Taylor measured the amorphous solubility of pazopanib by extinction at 400 nm with 5 µg/mL HPMC at seven pH values between 5 and 8.4, and the crystalline free-base solubility by a 72-h shake flask at 37 °C sugihara2018 P2, P4. Lu and co-workers took the maximum supersaturation as the amorphous over the crystalline solubility, \ln\delta_{max} = \ln(C_{amorphous}/C_{crystalline}), for a simple dilute solution lu2017b E5.

What the data show

The six-drug set has crystalline solubilities from 29.29 µg/mL (ibuprofen) to 9.86 × 10⁻³ µg/mL (sorafenib), onsets by fluorescence of 125.74, 53.61, 0.558, 50.14, 0.532 and 355.96 µg/mL, fluorescence ratios 4.3, 6.4, 20.0, 52.2, 54.0 and 30.8, and extinction ratios 4.7, 7.5, 21.1, 51.6, 64.5 and 31.0 almeidaesousa2015 R5, R6. The printed extinction ratio of diclofenac (51.6) does not follow from its inputs (52.15 ÷ 0.96 = 54.3) almeidaesousa2015 X1. For the 2013 drugs (onset ÷ equilibrium solubility, synthesis): ritonavir 14.5 in pH 6.8 buffer (printed ratio of LLPS to crystalline solubility 14.5) and 15.5 in water, efavirenz 2.2, loratadine 4.8, ketoconazole 14.7, indomethacin 10.1, felodipine 10.4, clotrimazole 13.0 and clozapine 15.4 ilevbare2013a R8, X5. Clotrimazole and atazanavir were about 13 and about 63 times more soluble when amorphous than as crystals at all pH values, with the exceptions in F10 indulkar2015 R10, C26. Telaprevir was "approximately 18" times the crystalline solubility by the authors' rounding to 5 µg/mL and 19.6 by the measured 4.6 µg/mL (synthesis: 90 ÷ 4.6) mosqueragiraldo2015 R14, R13, X4. CRH1 gave "approximately 10-fold" almeidaesousa2016 R24. In the second-drug paper the ratios from the printed solubilities (extractor arithmetic) are 85–94 for paclitaxel (a hydrate), 15–16 for ritonavir, 6–6.4 for lopinavir and 7–8 for felodipine, outside the "5–50-fold" range the authors cite trasi2015a X12, R18. Outside this chapter, tacrolimus gave about 35 and a literature range of 5–65 is cited for other drugs trasi2016 R16, R17, and felodipine about 9.2 in buffer raina2015c C29. Pazopanib. The amorphous solubility fell from 60 ± 1 µg/mL at pH 5 to 9.2 ± 0.7 µg/mL at pH 8.4 and the crystalline from about 0.60 to 0.018 µg/mL, giving ratios of about 103 (pH 5.0), 304, 379, 505, 603 (pH 6.5), 528 and 501 (pH 8.4) sugihara2018 R1, R2, R4; the authors call the near-neutral range "approximately 500-600" and the highest ratio they have measured, other compounds of their group having ranged from 4 to 80 sugihara2018 C14, C15, R5. Other drugs. Atazanavir in buffer: crystalline 1.1 and amorphous 70 µg/mL (ratio 63.6, synthesis: 70 ÷ 1.1), predicted 62, flux-derived 65 indulkar2017a R4, R6, R5, R13. Telaprevir at 37 °C in 50 mM pH 6.5 buffer: 148 over 5.2 µg/mL is 28.5 (synthesis; the authors state about 28), whereas the 2015 paper's 90 over 4.6 µg/mL in 100 mM pH 6.8 buffer is 19.6 (synthesis: 90 ÷ 4.6); the difference follows the onset, 148 against 90–92 µg/mL, which the stronger buffer lowers (F9) lu2017b R2.a, R1.g, E5; mosqueragiraldo2015 R13, R14. Ibuprofen at pH 2.0 and 37 °C: 5.94 (177.1 over 29.8 µg/mL) in the 2020 paper and 3.57 (154 over 43.1 µg/mL, synthesis) in the 2021 paper; the temperature series falls from about 5.8 at 25 °C to about 3.6 at 40 °C and 2.5 at 60 °C ueda2020b R1; ueda2021 R5, R2; ueda2022 R16.

papercompoundcrystalline solubility (µg/mL)onset (µg/mL)ratioids
almeidaesousa2015ibuprofen29.29125.744.3R5
almeidaesousa2015phenylbutazone8.3753.616.4R5
almeidaesousa2015tolnaftate27.87 × 10⁻³0.5620.0R5
almeidaesousa2015diclofenac0.9650.1452.2R5
almeidaesousa2015sorafenib9.86 × 10⁻³0.5354.0R5
almeidaesousa2015griseofulvin (HPMCAS-HF)11.55355.9630.8R5
ilevbare2013aefavirenz8.218.42.2 (synthesis)R8
ilevbare2013aritonavir (pH 6.8 buffer)1.318.814.5R8, X5
ilevbare2013aclozapine8.8135.815.4 (synthesis)R8
indulkar2015clotrimazole; atazanavir0.55; 1.047.7; 65.1about 13; about 63R2, R10
mosqueragiraldo2015telaprevir4.690–9218 (stated), 19.6 (synthesis)R13, R14
almeidaesousa2016CRH1 free base, pH 4.6 + HPMC1.5012.49–13.73about 10R2, R4, R24
trasi2015apaclitaxel hydrate0.3227.2–30.185–94R1, X12
trasi2015alopinavir2.716–17.36–6.4R1, X12
sugihara2018pazopanib, pH 6.5 (pH 5.0 in the text)0.03319.8603 (about 103 at pH 5.0)R1, R2, R4
indulkar2017aatazanavir, pH 6.81.17063.6 (synthesis); predicted 62R4, R5, R6
lu2017btelaprevir, 50 mM pH 6.55.214828.5 (synthesis)R1, R2
ueda2020bibuprofen, pH 2.0 (D2O), 37 °C29.8177.15.94R1
ueda2021ibuprofen, pH 2.0 (D2O), 37 °C43.11543.57 (synthesis)R2, R5

Figure

Table 5 of almeidaesousa2015: crystalline solubility, onsets and supersaturation ratios of six drugs
Table 5 · almeidaesousa2015crystalline solubility, onsets and supersaturation ratios of six drugs

Ratios run from 4.3 (ibuprofen) to 54.0 (sorafenib) by fluorescence almeidaesousa2015 R5.

Why

By Eq. 1 the ratio is e^{\Delta G/RT}\,e^{-I(a_2)}, so it grows with the free-energy gap (high melting point and heat of fusion) and shrinks with the water the amorphous drug takes up ilevbare2013a C26; almeidaesousa2015 C27. Indulkar and co-workers attribute atazanavir's larger ratio to its higher melting point (207.8 against 144.4 °C for clotrimazole) ("can be attributed") indulkar2015 C44, M1, M2. In the six-drug set the heat-capacity free energies were 3.56, 4.59, 6.13, 9.99, 10.34 and 9.39 kJ/mol for ibuprofen, phenylbutazone, tolnaftate, diclofenac, sorafenib and griseofulvin, with water activities 0.999, 0.997, 0.985, 0.932, 0.750 and 0.699 almeidaesousa2015 R11, M1, M2, M3, M4, M5, M6. (synthesis: for sorafenib e^{10340/(8.314 \times 298.15)} = 64.8 and 64.8 × 0.750 = 48.6, and for diclofenac e^{9990/(8.314 \times 298.15)} = 56.3 and 56.3 × 0.932 = 52.5, which are the printed Cp-method ratios 48.6 and 52.5; sorafenib's larger free energy is cancelled by a larger water term almeidaesousa2015 R13.) Efavirenz, with the lowest heat of fusion (14.5 kJ/mol), has the lowest ratio ilevbare2013a M2, R8. The authors suggest that the uncertainty of very low crystalline solubilities contributes to the tolnaftate and sorafenib gaps ("may be explained") almeidaesousa2015 C33. Sugihara and Taylor note that the melting point of pazopanib, about 300 °C with degradation, "lends support" to a high ratio because the melting point is a key determinant, and that the ratio is much lower at pH 5 because the system probably crystallizes before the amorphous limit is reached ("likely") sugihara2018 C18, C11. (synthesis: the ibuprofen ratio falls with temperature because the crystalline solubility rises about fivefold, 23.5 to 116 µg/mL between 25 and 60 °C, and the amorphous solubility only about 2.1-fold, 135 to 284 µg/mL, which the authors relate to entropy-driven dissolution of the crystal and a shrinking miscibility gap ueda2022 R1, R9, C6, C16.)

Conditions and limits

Ratios are medium-dependent: the crystalline form matters (paclitaxel is a non-stoichiometric hydrate with around 3.6% water), the temperature differs (25 or 37 °C), and griseofulvin's onset was measured with polymer in the buffer while its crystalline solubility is not stated for that medium trasi2015a M3, X12; almeidaesousa2015 X6. The ratio for an ionizable drug is a property of the un-ionized form (F10). The pazopanib ratio is for simple buffers with 5 µg/mL HPMC and below pH 6 the measured amorphous solubility lies under its model curve sugihara2018 C16, X10, X12. The telaprevir ratio depends on the medium through the onset (F9) lu2017b R9; and one drug can differ by a factor of about 1.7 between two papers of one group (ibuprofen, 5.94 and 3.57, synthesis: 5.94 ÷ 3.57) ueda2020b R1; ueda2021 R2.

Counterexamples and conflicts

The "5–50-fold" range quoted from earlier work is exceeded by paclitaxel hydrate (85–94) and, in the six-drug set, by diclofenac and sorafenib trasi2015a X12, R18; almeidaesousa2015 R5. Efavirenz's ratio (2.2, synthesis: 18.4 ÷ 8.2) is below it ilevbare2013a R8. Pazopanib's 500–600 exceeds the 5–50-fold range quoted from earlier work and the 4–80 range of the authors' own group sugihara2018 R5, C15; trasi2015a X12.

Transfer check

Before choosing an amorphous formulation for a new drug, compute e^{\Delta G/RT}\,e^{-I(a_2)} from Tm, ΔHf and a sorption isotherm; a ratio near 2 (low heat of fusion, as for efavirenz) means little supersaturation potential, a ratio above 30 means large potential but also strong driving force for the drug-rich phase to crystallize ilevbare2013a M2; almeidaesousa2015 R5. Confirm by measuring the onset (F4) and compare with the crystalline form that will actually be present. For a very high-melting, poorly soluble weak base expect a ratio in the hundreds only at pH values where the drug is un-ionized and crystallization is slowed by a polymer; at lower pH measure it, since pazopanib's ratio fell to about 100 at pH 5 sugihara2018 R4, C11.

History

Ilevbare and Taylor (2013) gave the first set of eight, with the printed LLPS-to-crystal ratio of ritonavir; Almeida e Sousa and co-workers (2015) gave the first explicit table of ratios with the 4.3–54.0 range; Indulkar and co-workers (2015) showed the weak-base ratios of 13 and 63; Mosquera-Giraldo and Taylor (2015) the 18-fold of telaprevir and its flux gain; Trasi and Taylor (2015) found that paclitaxel's ratio exceeded the range cited ilevbare2013a X5; almeidaesousa2015 C23, R5; indulkar2015 C26; mosqueragiraldo2015 C34; trasi2015a X12. Sugihara and Taylor (2018) set the upper end at about 600; Indulkar and co-workers (2017) and Lu and co-workers (2017) added atazanavir and telaprevir ratios measured with micelles present, where the concentration ratio and the activity ratio differ (F16); Ueda and co-workers (2020–2022) added ibuprofen and its temperature dependence sugihara2018 C14, C15; indulkar2017a C21; lu2017b C39; ueda2022 R16. The title was widened from "about 2 to about 90" to "about 2 to about 600" because of the pazopanib data sugihara2018 R4.

F7

Topic 2Measuring and predicting the limit4 of 7

For high-melting drugs the older Hoffman equation overshoots; the heat-capacity method fits better.

The calculation of F5 needs the free-energy gap between crystal and amorphous drug, and there are two ways to estimate it: the Hoffman equation and a heat-capacity (Cp) method that treats the new phase as a supercooled liquid. In six drugs the Cp method came closer to the measured ratios (slope 1.06) than Hoffman (slope 1.20), and for telaprevir Hoffman gave 245 µg/mL against 90–92 measured almeidaesousa2015 R14, R15; mosqueragiraldo2015 R13.

weakWeak to moderate: the Cp method is judged better "based on the hypothesis" that the onset equals the supercooled-liquid solubility, which the same agreement supports; its parameters are not printed and the telaprevir choice was made after two estimates failed almeidaesousa2015 K3, X4, X7; mosqueragiraldo2015 K6, X11.

Telaprevir at 37 °C, µg/mL: three calculations and the measurementHoffman equation245 ± 5Cp, crystal to glass189 ± 16Cp, crystal to supercooled liquid97 ± 8measured onset (UV)92 ± 2

The calculation that treats the new phase as a supercooled liquid comes closest to the measurement. mosqueragiraldo2015 R13, R17

Diclofenac at 25 °C: predicted and measured supersaturation ratioHoffman equation28.9Cp, supercooled liquid52.5measured (fluorescence)52.2

Diclofenac has the largest undercooling and Tg − T∞ of the six drugs, so the Hoffman error is largest. almeidaesousa2015 R13, R5, R16

For your drug

  1. Compute both free energies. If Tm − T exceeds about 100–150 K, or the two results differ by more than the measurement spread, trust neither and measure the onset (F4).
  2. For a drug that is a glass at the test temperature, compute both the supercooled-liquid and the glass value and expect the first to match. Check that your printed Tm, ΔHf and T reproduce the ratio you intend to use before comparing it with a measurement.

almeidaesousa2015 R16, R13, R11, C36; mosqueragiraldo2015 R13; indulkar2017a X1

How it works and key numbers
  1. The Hoffman equation assumes a constant, temperature-independent ΔCp, small undercooling and Tg close to T∞ (the temperature at which crystal and supercooled liquid would have equal enthalpy) almeidaesousa2015 C8, C34, C35.
  2. Diclofenac is high on both (undercooling 147 K, Tg − T∞ 145 K), so the largest error is expected there almeidaesousa2015 C8, R16.
  3. Telaprevir melts at 238 °C and was tested at 37 °C, a gap of about 200 K (synthesis); the authors think this is "most likely" why Hoffman overestimates it 2.7-fold mosqueragiraldo2015 C23, C24, M1.
  4. The glass carries more enthalpy and entropy than the extrapolated supercooled liquid, which explains the higher glass-based estimates almeidaesousa2015 C29, R12.
  5. Both groups close the argument by assuming that the phase formed in water is relaxed and acts as a supercooled liquid (F2); in both papers that choice is justified by the agreement it produces (synthesis) almeidaesousa2015 C37, X4; mosqueragiraldo2015 C26, X11.
  6. Sorafenib has 180 K of undercooling but equal Hoffman and Cp ratios (48.4 and 48.6), so the Hoffman error is not predictable drug by drug almeidaesousa2015 X8.
1.06 vs 1.20slope of predicted against measured ratios for the Cp and the Hoffman method (R² 0.989 vs 0.926)almeidaesousa2015 R14, R15
245 vs 97 vs 92 µg/mLtelaprevir: Hoffman, Cp supercooled liquid, measured by UVmosqueragiraldo2015 R13
28.9 vs 52.5 vs 52.2diclofenac ratio: Hoffman, Cp, measuredalmeidaesousa2015 R13, R5
Evidence: data, conditions and papers

Finding F7. For high-melting drugs the Hoffman free energy overshoots the onset; heat-capacity free energies that treat the new phase as a supercooled liquid fit better

In short. In six drugs at 25 °C, measured fluorescence ratios were fitted by a line through the origin with slope 1.06 and R² 0.989 when the free energy came from the heat-capacity (Cp) method for the supercooled liquid, and slope 1.20 and R² 0.926 with the Hoffman equation; diclofenac, with the largest undercooling and Tg − T∞, was predicted at 52.5 (Cp) and 28.9 (Hoffman) against 52.2 measured almeidaesousa2015 R14, R15, R13, R5, R16. For telaprevir (Tm 238 °C, 37 °C test) Eq. 1 gave 245 ± 5 µg/mL with Hoffman, 189 ± 16 with the crystal-to-glass Cp, 97 ± 8 with the crystal-to-supercooled-liquid Cp, against 90–92 measured mosqueragiraldo2015 R13. For CRH1 (Tm 141.7 °C) the three estimates, 11.2, 12.0 and 12.5 µg/mL, did not separate almeidaesousa2016 M1, R2. The 2017–2022 papers add atazanavir (Tm 208 °C, test at 37 °C), for which the Hoffman inputs printed in the paper give exp(5.65) ≈ 284 (ΔG 14.55 kJ/mol); multiplied by 0.22, which Indulkar 2015 lists for the same drug as exp[−I(a)], this is about 62, the printed ratio, against the measured 64 (70 over 1.1 µg/mL), whereas reading 0.22 as I(a), as the 2017 table heads the column, gives about 228 (synthesis) indulkar2017a X1, E2, E3; indulkar2015 M2, and pazopanib (Tm about 300 °C with degradation), for which neither route can be run sugihara2018 C17, M1.

Type. method comparison Strength. to moderate: the superiority of the Cp method is concluded "based on the hypothesis" that the onset equals the supercooled-liquid solubility, which the same agreement supports; the Cp parameters are not printed; the telaprevir choice was made after two estimates failed; the R² values are through-origin fits almeidaesousa2015 K3: weak to moderate, X4, X7; mosqueragiraldo2015 K6: weak to moderate, X11.

How it was shown

Almeida e Sousa and co-workers (2015) measured Tm and ΔfusH by DSC and the heat capacity of crystal, glass and supercooled liquid by modulated DSC, computed the crystal-to-supercooled-liquid enthalpy and entropy by a cycle, and plotted measured against estimated ratios almeidaesousa2015 P5, P6, P9, P10, E9, E10. Mosquera-Giraldo and Taylor (2015) computed the telaprevir value for three free energies mosqueragiraldo2015 P6.

What the data show

In six drugs at 25 °C the fit through the origin gave slope 1.06 and R² 0.989 with the heat-capacity (Cp) free energy and slope 1.20 and R² 0.926 with Hoffman almeidaesousa2015 R14, R15; diclofenac was predicted at 28.9 (Hoffman) and 52.5 (Cp) against 52.2 measured almeidaesousa2015 R13, R5. For telaprevir the Hoffman estimate was 2.7 times the onset mosqueragiraldo2015 R13, R17.

drugfree-energy routepredictedmeasuredids
diclofenac, 25 °CHoffman / Cp supercooled liquidratio 28.9 / 52.552.2almeidaesousa2015 R13, R5, R16
six drugs, fit through originCp / Hoffmanslope 1.06, R² 0.989 / slope 1.20, R² 0.926fluorescence ratiosalmeidaesousa2015 R14, R15
sorafenib; griseofulvinCp glass / Cp supercooled liquid0.725; 531.41 / 0.479; 356.44 µg/mL0.532; 355.96 µg/mLalmeidaesousa2015 R5, R6, R11
telaprevir, 37 °CHoffman; Cp glass; Cp supercooled liquid245 ± 5; 189 ± 16; 97 ± 8 µg/mL90–92 µg/mLmosqueragiraldo2015 R13, R17
CRH1, pH 4.6 + HPMCHoffman; Cp supercooled liquid; Cp glass11.2; 12.0; 12.5 µg/mL12.49–13.73 µg/mLalmeidaesousa2016 R2, R4
Fig. 6 of almeidaesousa2015: measured against Cp-method supersaturation ratios
Fig. 6 · almeidaesousa2015measured against Cp-method supersaturation ratios

Points lie near the line (slope 1.06, R² 0.989); tolnaftate sits well above it almeidaesousa2015 R14.

Why

The Hoffman equation assumes a constant ΔCp, small undercooling and Tg close to T∞; diclofenac is high on both (undercooling 147 K, Tg − T∞ 145 K), so the largest error is expected there almeidaesousa2015 C8, C34, C35, R16. For telaprevir the authors attribute the error, "most likely", to the high melting point, a gap of about 200 K (synthesis: 238 − 37 = 201 K) mosqueragiraldo2015 C23, C24, C25, M1.

Limits and transfer

The Cp parameters are not printed, and in both papers the reference state is justified by the agreement it produces almeidaesousa2015 E9, E10, X4; mosqueragiraldo2015 E3, X11. Sorafenib has 180 K of undercooling but equal Hoffman and Cp ratios, so the Hoffman error is not predictable drug by drug almeidaesousa2015 X8. If Tm − T exceeds about 100–150 K or the two routes differ by more than the measurement spread, trust neither and measure the onset (F4) almeidaesousa2015 R16, R13; mosqueragiraldo2015 R13; almeidaesousa2016 R2.

How it was shown

Almeida e Sousa and co-workers (2015) measured Tm and ΔfusH by DSC at 10 °C/min and the reversing heat capacity of crystal, glass and supercooled liquid by modulated DSC (±1 °C every 60 s, 2 °C/min), fitted each as a straight line in temperature, and computed the crystal-to-supercooled-liquid enthalpy and entropy by a cycle (heat the crystal to Tm, melt, cool the liquid back), and for sorafenib and griseofulvin also the crystal-to-glass change; they plotted measured ratios against estimated ratios for each method almeidaesousa2015 P5, P6, P9, P10, E9, E10, E11, E12, E13, E14. Mosquera-Giraldo and Taylor (2015) computed the telaprevir amorphous solubility with Eq. 1 for three free energies mosqueragiraldo2015 P6. Almeida e Sousa and co-workers (2016) gave Hoffman and Cp values for CRH1 almeidaesousa2016 P10. Indulkar and co-workers (2017) used the Hoffman equation with DSC Tm and ΔHf (TA Q2000, 5 °C/min) and a water term from a vapor-sorption isotherm indulkar2017a P5, E2, E3. Ueda and co-workers (2021, 2022) took the free-energy difference and water-saturated activity of ibuprofen from the 2015 six-drug paper; ibuprofen melts at 75.9 °C almeidaesousa2015 M1, an undercooling of about 39 K at 37 °C (synthesis: 75.9 − 37) ueda2021 P7, E1.

What the data show

Predicted ratios (Hoffman / Cp supercooled liquid) against measured fluorescence ratios were: ibuprofen 3.7 / 4.2 against 4.3; phenylbutazone 7.0 / 6.4 against 6.4; tolnaftate 9.8 / 11.7 against 20.0; diclofenac 28.9 / 52.5 against 52.2; sorafenib 48.4 / 48.6 against 54.0; griseofulvin 34.8 / 30.9 against 30.8 almeidaesousa2015 R13, R5. Free energies to the supercooled liquid (Hoffman / Cp) were 3.24 / 3.56, 4.84 / 4.59, 5.69 / 6.13, 8.51 / 9.99, 10.33 / 10.34 and 9.69 / 9.39 kJ/mol for the same six drugs, and crystal-to-glass values 11.37 (sorafenib) and 10.38 kJ/mol (griseofulvin) almeidaesousa2015 R11. The through-origin fits gave slope 1.06, R² 0.989 (Cp) and slope 1.20, R² 0.926 (Hoffman); the ordinary R² of the same fits are 0.966 and 0.782 (extractor recomputation) almeidaesousa2015 R14, R15, X7. Tg − T∞ was 81, 42, 143, 145, 107 and 122 K and Tm − T 51, 82, 86, 147, 180 and 192 K for ibuprofen to griseofulvin almeidaesousa2015 R16. For the glassy drugs the glass-based predictions overshoot (sorafenib 0.725 against 0.532; griseofulvin 531.41 against 355.96 µg/mL) while the supercooled-liquid predictions (0.479; 356.44) match (F2) almeidaesousa2015 R5, R6, R11. Telaprevir: 245 ± 5 (Hoffman, 2.7 times the onset), 189 ± 16 (crystal-to-glass Cp, 2.1 times) and 97 ± 8 µg/mL (crystal-to-supercooled-liquid Cp) against 92 ± 2 (UV), 92 ± 2 (NMR) and 90 ± 1 (fluorescence) mosqueragiraldo2015 R13, R17. CRH1: ΔG 5.68 (Hoffman), 5.85 (Cp, supercooled liquid) and 5.95 kJ/mol (Cp, glass), giving 11.2, 12.0 and 12.5 µg/mL at pH 4.6 almeidaesousa2016 M1, R2. For atazanavir the printed Table I inputs (ΔHf 90.1 J/g × 704.86 g/mol = 63.5 kJ/mol, Tm 481.15 K, T 310 K) give ΔG 14.55 kJ/mol and exp(5.65) ≈ 284. With 0.22 read as exp[−I(a)], as in Table 2 of Indulkar 2015 for the same drug, the product is about 62, the ratio the paper prints; with 0.22 read as I(a), as Table I heads the column, it is about 228 (synthesis). The paper prints a predicted amorphous solubility of 68 µg/mL and a measured onset of 70 µg/mL indulkar2017a X1, E2, E3, R5, R6; indulkar2015 M2. For ibuprofen, with a small undercooling, the calculated 151 µg/mL matched the measured 154 µg/mL ueda2021 R6, R5.

paperdrugfree-energy routepredictedmeasuredids
almeidaesousa2015diclofenac, 25 °CHoffman / Cp supercooled liquidratio 28.9 / 52.552.2R13, R5, R16
almeidaesousa2015six drugs, fit through originCp / Hoffmanslope 1.06, R² 0.989 / slope 1.20, R² 0.926fluorescence ratiosR14, R15
almeidaesousa2015sorafenib; griseofulvinCp glass / Cp supercooled liquid0.725; 531.41 / 0.479; 356.44 µg/mL0.532; 355.96 µg/mLR5, R6, R11
mosqueragiraldo2015telaprevir, 37 °CHoffman; Cp glass; Cp supercooled liquid245 ± 5; 189 ± 16; 97 ± 8 µg/mL90–92 µg/mLR13, R17
almeidaesousa2016CRH1, pH 4.6 + HPMCHoffman; Cp supercooled liquid; Cp glass11.2; 12.0; 12.5 µg/mL12.49–13.73 µg/mLR2, R4
indulkar2017aatazanavir, 37 °CHoffman, printed Table I inputs (recomputed), 0.22 read as exp[−I(a)]ratio about 62 (printed 62)ratio 63.6 (synthesis: 70 ÷ 1.1)R4, R5, R6, X1

Figure

Fig. 6 of almeidaesousa2015: measured against Cp-method supersaturation ratios
Fig. 6 · almeidaesousa2015measured against Cp-method supersaturation ratios

Points lie near the line (slope 1.06, R² 0.989); tolnaftate sits well above it almeidaesousa2015 R14.

Fig. 7 of almeidaesousa2015: measured against Hoffman supersaturation ratios
Fig. 7 · almeidaesousa2015measured against Hoffman supersaturation ratios

Wider scatter (slope 1.20, R² 0.926); diclofenac lies far above the line and griseofulvin below it. The text assigns these deviations to its "Figure 6" by mistake almeidaesousa2015 R15, X2.

Why

Almeida e Sousa and co-workers explain the Hoffman errors by its assumptions, a constant, temperature-independent ΔCp, small undercooling and Tg close to T∞ (the temperature at which crystal and supercooled liquid would have equal enthalpy), and expect them largest for diclofenac, which is high on both (undercooling 147 K, Tg − T∞ 145 K) ("should be expected") almeidaesousa2015 C8, C34, C35, R16. The glass carries more enthalpy and entropy than the extrapolated supercooled liquid below Tg, with the enthalpy term dominating, which explains the higher glass estimates almeidaesousa2015 C29, R12. Mosquera-Giraldo and Taylor explain the 2.7-fold Hoffman overestimate for telaprevir "most likely" by its high melting point, a gap of about 200 K between 238 and 37 °C (synthesis: 238 − 37 = 201 K), since the equation assumes a temperature close to Tm, and the remaining 2.1-fold crystal-to-glass discrepancy "most likely" by the quench-cooled DSC glass having more excess enthalpy and entropy than the glass formed in water mosqueragiraldo2015 C23, C24, C25, M1. Both groups close the argument by assuming that the phase formed in water is relaxed and behaves as a supercooled liquid (F2) almeidaesousa2015 C37; mosqueragiraldo2015 C26. (synthesis: that the two independent groups choose the same reference state is encouraging, but in both papers the reference state is justified by the agreement it produces, so the free-energy ranking and the "onset equals amorphous solubility" claim support each other without independent proof almeidaesousa2015 X4; mosqueragiraldo2015 X11.) (synthesis: for atazanavir the Hoffman route at an undercooling of 171 K (481 − 310 K) gives about 62 against a measured 64 once 0.22 is read as exp[−I(a)], so the 2.7-fold overshoot for telaprevir at 201 K is not repeated at 171 K indulkar2017a X1; indulkar2015 M2; mosqueragiraldo2015 R13.)

Conditions and limits

The Cp method needs an un-ionized, non-solvated crystal that melts without degradation, and assumes a Cp linear in temperature, which was shown only for tolnaftate (Fig. 3 of the 2015 paper); for much larger undercooling an expression with a 1/T² term is better almeidaesousa2015 C11, C10, R10. Parameters a–f are not printed in either paper, so Cp-method free energies cannot be recomputed almeidaesousa2015 E9, E10; mosqueragiraldo2015 E3. Tm − T was 51–192 K at 25 °C for the six drugs and 201 K for telaprevir at 37 °C (synthesis: 238 − 37) almeidaesousa2015 R16; mosqueragiraldo2015 M1. For CRH1, with a smaller gap (Tm − T = 116.7 K, synthesis: 141.7 − 25), all three routes agree within 1.3 µg/mL almeidaesousa2016 M1, R2. Pazopanib melts with degradation near 300 °C, so ΔHf and the water content of the amorphous drug could not be determined and neither the Hoffman nor the Cp route could be applied sugihara2018 C17.

Counterexamples and conflicts

Sorafenib has 180 K of undercooling but equal Hoffman and Cp ratios (48.4 and 48.6), so Table 10 does not predict the size of the Hoffman error drug by drug almeidaesousa2015 X8. Tolnaftate deviates by a similar amount under both methods (9.8 and 11.7 against 20.0) almeidaesousa2015 X8. For low-Tg drugs that phase separate as supercooled liquids the Hoffman equation "generally" gave reasonable agreement in earlier work mosqueragiraldo2015 C22. Predictions of the 2013 paper that use the Hoffman route could not all be reproduced (F5) ilevbare2013a X1. Atazanavir (Tm − T = 171 K, synthesis: 481 − 310 K) is a counterexample: with 0.22 read as exp[−I(a)] the Hoffman route gives 62 against a measured 64, so a large undercooling alone did not give an overshoot (synthesis) indulkar2017a X1, R5; indulkar2015 M2.

Transfer check

Compute both free energies. If Tm − T exceeds about 100–150 K or the Hoffman and Cp results differ by more than the measurement spread, trust neither and measure the onset (F4); the differences between the two were small for ibuprofen (Tm − T = 51 K), phenylbutazone and CRH1 and large for diclofenac and telaprevir almeidaesousa2015 R16, R13; mosqueragiraldo2015 R13; almeidaesousa2016 R2. For a drug that is a glass at the test temperature, compute both the supercooled-liquid and the glass value and expect the first to match almeidaesousa2015 R11, C36. Check that the printed Tm, ΔHf and T reproduce the ratio you intend to use, and whether a table lists I(a) or exp[−I(a)], before comparing it with a measurement indulkar2017a X1; indulkar2015 M2.

History

The Hoffman equation was the library's standard route in the 2013 paper ilevbare2013a E2. Almeida e Sousa and co-workers (2015) introduced the heat-capacity method into the library, citing earlier use for alloys, and found it closer to the onsets almeidaesousa2015 C10, C43. Mosquera-Giraldo and Taylor (2015) showed the Hoffman failure for a very high-melting drug and used the same reference state; Almeida e Sousa and co-workers (2016) reported all three routes for CRH1 mosqueragiraldo2015 C27; almeidaesousa2016 R2. Indulkar and co-workers (2017) used the Hoffman equation for atazanavir, where recomputation gives the printed ratio with the water term of the 2015 paper, so this high-melting drug does not show the issue of F7; Sugihara and Taylor (2018) could use neither route for pazopanib indulkar2017a X1; sugihara2018 C17.

F8

Topic 2Measuring and predicting the limit5 of 7

Past the limit, extra drug only adds drug-rich phase; the free drug, its activity and the membrane flux stay level.

Add more and more telaprevir above about 92 µg/mL and the dissolved drug seen by NMR stays at about 81–90 µg/mL. The drug passing through a membrane rises in step with concentration up to 90 µg/mL (0.97 µg/min) and then rises only slightly (1.07 µg/min at 130 µg/mL). Ritonavir, lopinavir, paclitaxel, atazanavir, ibuprofen and pazopanib show the same plateau mosqueragiraldo2015 R10, R12; trasi2015a R2, R1; indulkar2017a R10; ueda2021 R10; sugihara2018 R8, R12.

strongStrong for the plateau of dissolved drug and flux (three independent read-outs for telaprevir); moderate for the claim that free drug cannot exceed the limit from a dosage form, which rests on one dispersion with total drug measured mosqueragiraldo2015 K4; trasi2015a K1; ilevbare2013a K4, X15.

Telaprevir flux through the membrane, µg/min, by donor concentration5 µg/mLabout 0.06890 µg/mLabout 0.97130 µg/mLabout 1.07

Flux rose linearly up to about 90 µg/mL and then levelled off, although the donor concentration kept rising. mosqueragiraldo2015 R12, R14

Ibuprofen dissolved in the water phase (NMR), µg/mL, as more drug is added200 µg/mL added150400 µg/mL added154600 µg/mL added157

Three times more drug added, almost the same free concentration: the excess is in the drug-rich phase. ueda2021 R10, R10.a

For your drug

  1. Measure flux across a membrane against donor concentration in your medium; the break should coincide with the onset (F4) and the calculation (F5).
  2. For an ASD, dissolve it under non-sink conditions and check that the free (ultracentrifuged or filtered) concentration stops at the limit; do not mistake the total UV concentration for free drug. In a micellar medium use flux or another free-drug read-out (F16).

trasi2015a R1, R2; ilevbare2013a X15; almeidaesousa2016 R12; indulkar2017a R11, R13

How it works and key numbers
  1. In a two-phase system the drug has the same chemical potential (escaping tendency) in the water-rich and the drug-rich phase, so added drug only makes more drug-rich phase; the concentration and activity of the water phase stay fixed mosqueragiraldo2015 C35; trasi2015a C5.
  2. Membrane flux follows the donor activity, J = DSa/(h\gamma_m) with a = C\gamma, so a flux plateau means an activity plateau mosqueragiraldo2015 C10, E4, E5.
  3. Trasi and Taylor read the linear part as rising activity and the plateau as constant activity once a drug-rich phase forms trasi2015a C14.
  4. A dosage form that exceeds the LLPS concentration "should undergo LLPS": the concentration from a ritonavir–PVP dispersion levelled off at 18.3 and 18.0 µg/mL with 24.0 µg/mL added ilevbare2013a C48, R17.
  5. The drug-rich phase "will also provide a reservoir" at the maximum, a point taken from earlier work and not tested in the paper mosqueragiraldo2015 C39.
  6. A dissolved polymer that mixes into the drug-rich phase lowers the plateau or makes it depend on the amount of drug, for example HPMC 603 with ibuprofen (F19, F20) ueda2021 R10.d, C24.
81–90 µg/mLtelaprevir dissolved drug (NMR) beyond about 92 µg/mL addedmosqueragiraldo2015 R10
0.97 → 1.07 µg/mintelaprevir flux at 90 and at 130 µg/mL donormosqueragiraldo2015 R12
150 → 157 µg/mLibuprofen dissolved drug while the total rose from 200 to 600 µg/mLueda2021 R10.a
Evidence: data, conditions and papers

Finding F8. At the limit the free concentration, the activity and the membrane flux stop rising, and extra drug only adds drug-rich phase

In short. For telaprevir, dissolved drug (NMR) levelled at about 81–90 µg/mL beyond about 92 µg/mL added, and flux rose linearly to about 0.97 µg/min at 90 µg/mL and reached only about 1.07 µg/min at 130 µg/mL mosqueragiraldo2015 R10, R12. For ritonavir, lopinavir and paclitaxel the flux rose linearly and then flattened at about 0.21–0.22, 0.13–0.14 and 0.25–0.27 µg/min from 30, 20 and 30 µg/mL, with break points of 27.3, 16.1 and 30.1 µg/mL that match three other estimates of the LLPS concentration trasi2015a R2, R1. The concentration from a dissolving ritonavir–PVP dispersion levelled off at 18.3 and 18.0 µg/mL with 24.0 µg/mL added, close to the 18.8 µg/mL LLPS concentration ilevbare2013a R17, R8. The 2017–2022 papers repeat the flux plateau for atazanavir in buffer (about 0.114–0.121 µg/min·cm² from 100 to 200 µg/mL after a linear rise to 70 µg/mL) indulkar2017a R10 and telaprevir (slope 0.009 µg/min per µg/mL to 148 µg/mL, then 1.25–1.32 µg/min) lu2017b R6, show the same upper limit as an NMR-measured dissolved concentration for ibuprofen (150–157 µg/mL from 200 to 600 µg/mL added) ueda2021 R10 and as an apparent concentration of about 17–30 µg/mL after a pH shift of pazopanib (amorphous solubility 19.8 µg/mL) sugihara2018 R8, R12. With a polymer that mixes into the drug-rich phase the limit is lower and, for HPMC 603, not fixed (F19, F20).

Type. observation in 7 drugs (telaprevir, ritonavir, lopinavir, paclitaxel, atazanavir, ibuprofen, pazopanib; ritonavir also by dissolution) Strength. for the plateau of dissolved drug and flux (three independent read-outs for telaprevir), moderate for the claim that free drug cannot exceed the limit from a dosage form (one dispersion, total drug measured) mosqueragiraldo2015 K4: strong; trasi2015a K1: strong; ilevbare2013a K4: weak to moderate, X15. The upper limit was found in three further drugs by flux, by NMR and by UV indulkar2017a R10; lu2017b R6; ueda2021 R10; sugihara2018 R8.

How it was shown

Mosquera-Giraldo and Taylor (2015) followed dissolved telaprevir by ¹H NMR and by diffusive flux in a side-by-side cell at 5–130 µg/mL donors mosqueragiraldo2015 P10, P11. Trasi and Taylor (2015) ran the same cell for ritonavir, lopinavir and paclitaxel and took the break point from intersecting linear fits trasi2015a P6, R1. Ilevbare and Taylor (2013) added portions of a 1:9 ritonavir–PVP dispersion every 10 min with an in-situ UV probe ilevbare2013a P13, P14.

What the data show

Telaprevir dissolved drug (NMR) levelled at about 81–90 µg/mL beyond about 92 µg/mL added, and flux rose linearly to about 0.97 µg/min at 90 µg/mL and reached only about 1.07 at 130 µg/mL mosqueragiraldo2015 R10, R12. The other drugs show the same plateau.

systemmethodresultids
telaprevir, pH 6.8, 37 °C¹H NMR against added drugplateau at about 81–90 µg/mL beyond about 92 µg/mL addedmosqueragiraldo2015 R10
telaprevirside-by-side cell flux, 5–130 µg/mL donorslinear to about 0.97 µg/min at 90 µg/mL; about 1.07 at 130mosqueragiraldo2015 R12
ritonavir, lopinavir, paclitaxel, 25 °Cflux against donor concentrationplateaus about 0.21–0.22, 0.13–0.14, 0.25–0.27 µg/min; break points 27.3, 16.1, 30.1 µg/mLtrasi2015a R2, R1
ritonavir–PVP 1:9 dispersion, 37 °Cincremental dissolution, UV probe6.4, 11.8, 18.3, 18.0 µg/mL with 6.0, 12.0, 18.0, 24.0 addedilevbare2013a R17, R18
atazanavir, pH 6.8, 37 °Cflux in bufferlinear to 70 µg/mL (R² 0.998); about 0.114–0.121 µg/min·cm² at 100–200 µg/mLindulkar2017a R10
ibuprofen, pH 2.0 (D2O), 37 °CNMR dissolved drug150, 154, 157 µg/mL at 200, 400, 600 µg/mL addedueda2021 R10.a
Fig. 9 of mosqueragiraldo2015: diffusive flux against telaprevir donor concentration
Fig. 9 · mosqueragiraldo2015diffusive flux against telaprevir donor concentration

Flux rises linearly up to about 90 µg/mL and then levels off mosqueragiraldo2015 R12.

Why

In an equilibrated two-phase system the chemical potential of the drug is the same in both phases, so added drug increases the amount of drug-rich phase while the concentration and activity of the drug-lean phase stay fixed mosqueragiraldo2015 C35; trasi2015a C5. Flux J = DSa/(h\gamma_m) follows the donor activity a = C\gamma, so a flux plateau means an activity plateau mosqueragiraldo2015 C10, E4, E5.

Limits and transfer

The ASD experiment used one drug, one polymer ratio and total drug by UV, so free drug and activity were not measured ilevbare2013a X15, R16. The break, not the plateau level, marks the telaprevir boundary mosqueragiraldo2015 X10. A second drug lowers the plateau (F11) and a solubilizer raises total concentration without raising activity (F12) trasi2015a C28; ilevbare2013a C54. The flux break should coincide with the onset from F4 and the calculation of F5 trasi2015a R1, R2.

How it was shown

Mosquera-Giraldo and Taylor (2015) followed dissolved telaprevir by ¹H NMR (peaks at 9.13, 8.81 and 8.74 ppm integrated against water, 40–200 µg/mL added) and diffusive flux in a side-by-side cell (32 mL per side, regenerated cellulose 6–8 kDa, 37 °C, 5–130 µg/mL donors, both sides with 5 µg/mL HPMCAS-MF), taking flux from the receiver slope over 60 min mosqueragiraldo2015 P10, P11. Trasi and Taylor (2015) ran the same kind of cell at 25 °C with 10 µg/mL HPMC for ritonavir, lopinavir and paclitaxel (4–60 µg/mL), found the break point by intersecting linear fits of the two regions, and compared it with extinction, fluorescence and ultracentrifugation trasi2015a P6, R1. Ilevbare and Taylor (2013) added about 3 mg portions of a 1:9 ritonavir–PVP dispersion to 50 mL of 100 mM phosphate buffer every 10 min at 37 °C and followed concentration and extinction with an in-situ UV probe ilevbare2013a P13, P14. Indulkar and co-workers (2017) followed atazanavir flux in a side-by-side cell (6–8 kDa regenerated cellulose, 7.07 cm², 34 mL per side, 37 °C) from 1 to 200 µg/mL in buffer indulkar2017a P7, R10. Lu and co-workers (2017) did the same for telaprevir with 5 µg/mL HPMCAS-MF in both chambers lu2017b P4. Ueda and co-workers (2021) added ibuprofen from a methanol-d4 stock to give 50–600 µg/mL and read the dissolved drug from the aqueous-phase peaks ueda2021 P2, P3. Sugihara and Taylor shifted pazopanib HCl from simulated gastric fluid to pH 6.5 and recorded the apparent concentration by UV for 180 min sugihara2018 P6.

What the data show

Telaprevir NMR concentration rose from about 33 µg/mL at about 40 µg/mL added to about 77 at about 87, then stayed at about 81–90 µg/mL up to 200 µg/mL added, the two drawn lines crossing at about 92 µg/mL mosqueragiraldo2015 R10. Flux rose from about 0.068 µg/min at 5 µg/mL to about 0.97 at 90 µg/mL (linear) and then stayed at about 0.97–1.07 µg/min up to 130 µg/mL; the receiver never exceeded about 1.95 µg/mL, under half the crystalline solubility mosqueragiraldo2015 R12, R11. The authors state the gain as approximately 18-fold in concentration and in flux; with the measured 4.6 µg/mL the concentration ratio is 19.6 and the flux ratio from the plotted points about 14–16 (synthesis: 90 ÷ 4.6; 0.97 ÷ 0.068 = 14.3 and 1.07 ÷ 0.068 = 15.7) mosqueragiraldo2015 R14, R15, X4, X5. Both plateaus still rise slightly (flux by about 10% from 90 to 130 µg/mL) mosqueragiraldo2015 X6. In the second-drug paper the plateaus were about 0.21–0.22 µg/min (ritonavir, from 30 µg/mL), 0.13–0.14 (lopinavir, from 20 µg/mL) and 0.25–0.27 (paclitaxel, from 30 µg/mL) trasi2015a R2. The ritonavir supernatant held 57.1, 36.0 and 38.9 µg/mL at 10, 37 and 50 °C, following the LLPS concentrations in water ilevbare2013a R6, R14. In the dispersion experiment measured concentrations were 6.4, 11.8, 18.3 and 18.0 µg/mL against 6.0, 12.0, 18.0 and 24.0 µg/mL expected from the mass added, extinction rose from about 0.042–0.046 after the third portion to about 0.117–0.123 after the fourth, and the colloids measured about 325 nm ilevbare2013a R17, R18. Atazanavir. Flux in buffer was about 0.003, 0.028, 0.064, 0.106 and 0.121 µg/min·cm² at 1, 20, 40, 70 and 100 µg/mL (linear fit up to the amorphous solubility, R² 0.998, slope 0.0017 mL/min·cm²) and about 0.114 at 150 and 200 µg/mL indulkar2017a R10. Telaprevir. Flux was linear (0.009 µg/min per µg/mL, R² 0.9932) to about 1.32 µg/min at 150 µg/mL and about 1.25–1.27 at 160–170 µg/mL, with the receiver below half the crystalline solubility lu2017b R6, R25. Ibuprofen. In buffer the dissolved concentration followed the dose to 100 µg/mL, reached about 150 µg/mL at 200 and stayed at about 154–157 µg/mL at 400 and 600 µg/mL added, so the free concentration did not depend on the amount of drug-rich phase ueda2021 R10.a, C23. Pazopanib. After the shift at the high dose (54 times the amorphous solubility) the apparent concentration held about 17 µg/mL for several minutes with 50 µg/mL HPMC; at the intermediate dose (5.4 times) it held about 22–23 µg/mL for the first 20 min after the shift, rose to about 30 µg/mL at about 32 min and fell sharply at about 35 min, against an amorphous solubility of 19.8 µg/mL; a filtered HPLC sample late in the run gave 0.18 ± 0.03 µg/mL sugihara2018 R8, R12, R1.e, R10, X4, X9.

papersystemmethod and conditionsresultids
mosqueragiraldo2015telaprevir, pH 6.8, 37 °C¹H NMR against added drugplateau at about 81–90 µg/mL beyond about 92 µg/mL addedR10
mosqueragiraldo2015telaprevirside-by-side cell flux, 5–130 µg/mL donorslinear to about 0.97 µg/min at 90 µg/mL; about 1.07 at 130R12
trasi2015aritonavir, lopinavir, paclitaxel, 25 °Cflux against donor concentrationplateaus about 0.21–0.22, 0.13–0.14, 0.25–0.27 µg/min; break points 27.3, 16.1, 30.1 µg/mLR2, R1
ilevbare2013aritonavir, water, 10–50 °Csupernatant after ultracentrifugation57.1, 36.0, 38.9 µg/mLR6
ilevbare2013aritonavir–PVP 1:9 dispersion, 100 mM buffer, 37 °Cincremental dissolution, UV probe6.4, 11.8, 18.3, 18.0 µg/mL with 6.0, 12.0, 18.0, 24.0 addedR17, R18
indulkar2017aatazanavir, pH 6.8, 37 °Cflux against donor concentration in bufferlinear to 70 µg/mL (R² 0.998); about 0.114–0.121 µg/min·cm² at 100–200 µg/mLR10
lu2017btelaprevir, 50 mM pH 6.5, 37 °Cflux against donor concentration in bufferslope 0.009 µg/min per µg/mL; plateau 1.25–1.32 µg/min above 148–150 µg/mLR6
ueda2021ibuprofen, pH 2.0 (D2O), 37 °CNMR dissolved drug against total drug150 → 154 → 157 µg/mL at 200, 400, 600 µg/mL addedR10.a
sugihara2018pazopanib HCl, pH 1.2 → 6.5, 50 µg/mL HPMC, 37 °Cin-situ UV after the pH shift; 54× and 5.4× dosesplateau about 17 and 22–30 µg/mL (amorphous solubility 19.8)R8, R12, R1.e

Figure

Fig. 9 of mosqueragiraldo2015: diffusive flux against telaprevir donor concentration
Fig. 9 · mosqueragiraldo2015diffusive flux against telaprevir donor concentration

Flux rises linearly up to about 90 µg/mL and then levels off mosqueragiraldo2015 R12.

Fig. 2 of trasi2015a: flux against concentration for ritonavir, lopinavir and paclitaxel
Fig. 2 · trasi2015aflux against concentration for ritonavir, lopinavir and paclitaxel

Each drug shows a linear rise and a plateau starting at its LLPS concentration trasi2015a R2, C13.

Fig. 5 of lu2017b: receiver concentration and flux against telaprevir donor concentration in buffer
Fig. 5 · lu2017breceiver concentration and flux against telaprevir donor concentration in buffer

(a) Linear receiver profiles over 60 min; (b) flux rising linearly to the onset at 148 µg/mL and flat above it lu2017b R5, R6.

Why

In an equilibrated two-phase system the chemical potential of the drug is the same in the water-rich and the drug-rich phase, so added drug increases the amount of drug-rich phase while the concentration of the drug-lean phase and its activity stay fixed mosqueragiraldo2015 C35; trasi2015a C5. With D, S, h and γm constant in the cell, flux J = DSa/(h\gamma_m) follows the donor activity a = C\gamma, so a flux plateau means an activity plateau mosqueragiraldo2015 C10, E4, E5. Trasi and Taylor read the linear part as rising activity and the plateau as constant activity once a drug-rich phase forms ("indicates") trasi2015a C14. Ilevbare and Taylor extend this to dosage forms: a supersaturating formulation that exceeds the LLPS concentration "should undergo LLPS" ilevbare2013a C48. Mosquera-Giraldo and Taylor add that the precipitate "will also provide a reservoir" at the maximum, a point taken from earlier work and not tested in their paper mosqueragiraldo2015 C39. See the nanodroplet reservoir effect. Indulkar and co-workers say the plateau occurs because flux is proportional to activity and, above the amorphous solubility, "the excess drug forms a second amorphous phase" whose activity stays at its value at the amorphous solubility, as for felodipine and nifedipine indulkar2017a C17. Ueda and co-workers add that in buffer the dissolved concentration does not depend on the amount of drug-rich phase, a read-out of the same equilibrium without a membrane ueda2021 C23. Sugihara and Taylor read the limited apparent concentration after the pH shift as the amorphous solubility setting the maximum free drug concentration ("clearly demonstrate") sugihara2018 C22, C36.

Conditions and limits

The ASD experiment used one drug, one polymer ratio and total drug by UV; free drug and activity were not measured, and extinction already rose at 18.3 µg/mL, equal to the with-PVP LLPS concentration ilevbare2013a X15, R16. The NMR concentrations lie below the added amount even below the boundary, and the plateau level (81–90 µg/mL) lies below the 92 µg/mL break; the break, not the plateau, should be read as the boundary mosqueragiraldo2015 X10. The low-donor flux traces are curved and the slope window is not stated; replicates are not stated for the flux data mosqueragiraldo2015 X13; trasi2015a X10. The membranes and the polymer additives differ (5 µg/mL HPMCAS-MF against 10 µg/mL HPMC) mosqueragiraldo2015 P11; trasi2015a P6. The pazopanib plateau is an apparent UV concentration in a suspension with colloids, up to about 50% above the amorphous solubility, one trace per condition sugihara2018 X7, X15. With a dissolved polymer the plateau depends on the polymer (F19, F20).

Counterexamples and conflicts

None found in the library for the plateau itself; a later membrane-transport study also found the maximum flux rising linearly up to about 8 µg/mL, close to the amorphous solubility, and not above indulkar2016 R9. Two qualifications: a second drug lowers the plateau (F11), and a solubilizer raises total concentration without raising activity (F12) trasi2015a C28; ilevbare2013a C54. One qualification sits inside the plateau finding: with 500 µg/mL HPMC 603 the dissolved ibuprofen rose from about 88 to 123 µg/mL as the total drug rose from 100 to 600 µg/mL, because the polymer content of the drug-rich phase changed (F20) ueda2021 R10.d, C24.

Transfer check

Measure flux across a membrane against donor concentration in the medium of interest and look for the break; it should coincide with the onset from F4 and the calculation of F5 trasi2015a R1, R2. For an ASD, dissolve it under non-sink conditions and check that the free (ultracentrifuged or filtered) concentration stops at the limit, and that the total UV concentration is not mistaken for free drug (F4) ilevbare2013a X15; almeidaesousa2016 R12. In a micellar medium the plateau of total concentration is not the plateau of free drug; use flux or another free-drug read-out indulkar2017a R11, R13 (F16).

History

Raina and co-workers (2014) had shown that flux peaks at the LLPS concentration for felodipine and nifedipine and proposed a reservoir effect mosqueragiraldo2015 C4, R16; raina2014a C38, C40. Ilevbare and Taylor (2013) were the first in the library to state the limit for a dosage form; Mosquera-Giraldo and Taylor (2015) showed it for a glassy phase with NMR and flux, and Trasi and Taylor (2015) for three more drugs ilevbare2013a C5; mosqueragiraldo2015 C34; trasi2015a C34. Later papers measured the effect for ASDs of telaprevir and for weak bases mosqueragiraldo2018b C4; indulkar2016 R9. Indulkar and co-workers (2017), Lu and co-workers (2017) and Sugihara and Taylor (2018) confirmed the plateau for atazanavir, telaprevir and pazopanib, and Ueda and co-workers (2021) read it without a membrane for ibuprofen indulkar2017a C17; lu2017b C18; sugihara2018 C22; ueda2021 C23.

F15

Topic 2Measuring and predicting the limit6 of 7

For a low-Tg drug, one NMR tube counts dissolved drug, drug-rich phase and the polymer that partitioned into it.

For ibuprofen (Tg −45 °C) in pH 2.0 buffer, NMR shows two sets of drug peaks: dissolved drug and drug in the drug-rich phase. It gives the dissolved concentration (154 µg/mL against 151 calculated) and, from the polymer that disappears from the solution spectrum, a polymer to drug weight ratio of 0.40–1.14 in that phase for six polymers. Drugs with a higher Tg are invisible in their drug-rich phase ueda2021 R3, R5, R6, R4; ueda2020b R16.

strongStrong for the dissolved-drug read-out (three replicates, calibration R² of 0.9996–0.9999, agreement with the calculation); moderate for the polymer reading, which counts all NMR-invisible polymer, including polymer on droplet surfaces ueda2021 R16, R6, X4.

bufferno polymer6.95PVP K127.04PVP K25, K907.05HPMC 6037.08HPMC 6157.09PVP-VA7.116.96.9577.057.17.15drug-rich ibuprofen peak H4*, ppm (further right = more polymer)

The peak moves downfield and broadens as polymer enters the drug-rich phase. ueda2021 R3, R4

Polymer left in solution (NMR), µg/mL, of 300 addedEUD-E289HPMC141PVP-VA85

Ibuprofen at the amorphous solubility + 300 µg/mL. The less polymer remains in solution, the more has entered the drug-rich phase. ueda2020b R13

For your drug

  1. Check that the drug's Tg lies well below the test temperature (or raise the temperature), spike the sample to identify the two peak sets, calibrate drug and polymer against an internal reference with a delay of five times T1, and run three replicates.
  2. Compare the dissolved concentration with the extinction onset and the calculated amorphous solubility, and read the polymer ratio as NMR-invisible polymer per phase-separated drug.

ueda2021 P3, R16, R6, X4

How it works and key numbers
  1. The Tg of −45 °C keeps the drug molecules in the droplets mobile at 37 °C, so they give their own sharp NMR peaks ueda2021 C4; ueda2020b C7.
  2. The drug-rich peaks lie at higher field because that phase is less polar than water ueda2022 C8.
  3. Polymer inside the droplets reorients too slowly to give a solution-state signal, so its loss from the spectrum measures how much is associated with the droplets ueda2021 C7; ueda2020b C22; ueda2022 C10.
  4. The downfield shift and broadening of the drug-rich peaks come from suppressed mobility and a changed environment, both caused by polymer in the phase ueda2021 C6.
  5. The broadening of the dissolved-drug peaks is not a viscosity effect but exchange of drug between the two phases ueda2021 C9; ueda2022 C14.
  6. The polymers neither solubilize nor change the molecular state of the dissolved drug: crystalline solubility stayed at 43.1 µg/mL ueda2021 R1, R2.
154 vs 151 µg/mLibuprofen dissolved drug by NMR vs calculated amorphous solubilityueda2021 R5, R6
0.40–1.14polymer to drug weight ratio in the drug-rich phase for six polymersueda2021 R4, R5
6.95 → 7.11 ppmposition of the drug-rich peak H4* in buffer vs with PVP-VAueda2021 R3
Evidence: data, conditions and papers

Finding F15. For a drug with a low Tg, solution NMR counts the dissolved drug, the drug in the drug-rich phase and the polymer lost to that phase in one tube

In short. For ibuprofen (Tg −45 °C) in pH 2.0 phosphate buffer made in D2O at 37 °C, quantitative ¹H NMR resolves two sets of drug peaks, one for dissolved drug (aromatic H4 and H5 at about 7.29 and 7.25 ppm) and one at higher field for drug in the drug-rich phase (about 6.95 and 6.77 ppm), and it gives the dissolved concentration: 154 µg/mL in buffer against 151 µg/mL calculated ueda2021 R3, R5, R6. A dissolved polymer that enters the drug-rich phase disappears from the solution spectrum and shifts and broadens the drug-rich peaks, so the same spectrum gives a polymer:drug weight ratio in that phase, 0.40–1.14 for six polymers ueda2021 R4, R5. For drugs with a higher Tg (nifedipine 42 °C, glibenclamide 59 °C) solution NMR sees only the dissolved drug ueda2020b R16.

Type. method comparison (NMR against UV extinction and calculation) in 1 drug Strength. for the dissolved-drug read-out (three replicates, calibration lines with R² of 0.9996–0.9999, agreement with the calculated 151 µg/mL); moderate for the polymer reading, which counts all NMR-invisible polymer, including polymer bound at droplet surfaces ueda2021 R16, R6, X4.

How it was shown

Ueda and Taylor (2020) worked at 37 °C by ¹H NMR, adding an ibuprofen stock in methanol-d4 (2% v/v) and splitting the peaks into aqueous-phase and drug-rich-phase sets ueda2020b P4. Ueda and co-workers (2021) read dissolved drug and polymer from their peaks; polymer inside the drug-rich phase gives no signal, so the missing part gives the polymer:drug weight ratio ueda2021 P2, P3, P4, A1, A2, A3, X3.

What the data show

Above the amorphous solubility two sets of drug peaks appeared ueda2021 R3, R9. In buffer the dissolved ibuprofen was about 150, 154 and 157 µg/mL at 200, 400 and 600 µg/mL added ueda2021 R10.a. With polymer the drug-rich H4* peak moved downfield from about 6.95 ppm to 7.04–7.11 ppm and broadened ueda2021 R3, R4; calibrations were linear (R² 0.9996–0.9999) ueda2021 R16.

systemwhat the NMR readsresultids
ibuprofen, buffer, pH 2.0 (D2O), 37 °Cdissolved drug against total drugabout 150, 154, 157 µg/mL at 200, 400, 600 µg/mL addedueda2021 R10.a
ibuprofen 400 µg/mL, six polymers at 1000 µg/mLdissolved drug; polymer:drug ratio in the drug-rich phase154 → 131–89 µg/mL; ratio 0.40–1.14ueda2021 R5
ibuprofen at S_a + 300 µg/mL, 300 µg/mL polymerdissolved polymerHPMC about 141, PVP-VA about 85, EUD-E about 289 µg/mL of 300ueda2020b R13
ibuprofen 400 µg/mL, polymers at 1000 µg/mL, 15–60 °Cdrug-rich peak H6*buffer about 6.77 ppm at all temperatures; HPMC 6.835 → 6.933 ppm (15 → 55 °C)ueda2022 R6
nifedipine (Tg 42 °C), glibenclamide (Tg 59 °C), citedwhich phases are seenonly the dissolved drugueda2020b R16
Fig. 3 of ueda2021: dissolved and drug-rich ibuprofen peaks with six polymers
Fig. 3 · ueda2021dissolved and drug-rich ibuprofen peaks with six polymers

The aqueous-phase peaks (H4, H5) stay at the buffer position, the drug-rich peaks (H4*, H5*) move left and broaden with polymer, most with PVP-VA and HPMC ueda2021 R3.

Why

Polymer inside the droplets reorients too slowly for a solution-state signal, so its loss measures how much is associated with the droplets (all inferred) ueda2021 C7; ueda2020b C22; ueda2022 C10. The drug-rich peaks lie at higher field because that phase is less polar than water ueda2022 C8. Ibuprofen's Tg of −45 °C keeps the droplet molecules mobile at 37 °C ueda2021 C4; ueda2020b C7.

Limits and transfer

All data are for one drug in pH 2.0 phosphate in D2O with 2% methanol-d4 ueda2021 X10, X9. The polymer ratio counts all NMR-invisible polymer, including polymer on droplet surfaces ueda2021 X4; ueda2020b X4, and the method excludes higher-Tg drugs at 37 °C ueda2020b R16. Check that the drug's Tg lies well below the test temperature, run three replicates and compare with the extinction onset and the calculated amorphous solubility ueda2021 P3, R16, R6.

How it was shown

Ueda and Taylor (2020) used an 800 MHz spectrometer with a cryoprobe at 37 °C, added an ibuprofen stock in methanol-d4 to give 2% v/v, used trimethylsilyl propionate (TSP) as shift and quantification reference with a repetition delay of 12–15 s (five times T1), split the ibuprofen peaks into an aqueous-phase and a drug-rich-phase set by Lorentzian fitting, and worked at half of the amorphous solubility (no droplets) and at the amorphous solubility plus 100, 200 and 300 µg/mL ueda2020b P4. Ueda and co-workers (2021) read dissolved ibuprofen from the aqueous H4 and H5 peaks through a calibration line and dissolved polymer from its peak near 2.0 ppm (PVP, PVP-VA) or 3.1 ppm (HPMC) against its own calibration; the polymer inside the drug-rich phase gives no solution signal, so the missing part gives the polymer:drug weight ratio in that phase (formula not printed), in three series that varied polymer species at 1000 µg/mL, polymer concentration at 400 µg/mL ibuprofen, and total ibuprofen at 500 µg/mL polymer, with n = 3 ueda2021 P2, P3, P4, A1, A2, A3, X3. Ueda and co-workers (2022) repeated the measurement at 15–60 °C in 5 °C steps at 600 MHz with a 15 s delay, HPMC solutions to 55 °C only ueda2022 P4.

What the data show

In ibuprofen-saturated solutions with 1000 µg/mL of any of six polymers all ibuprofen peaks stayed at their buffer positions and the crystalline solubility stayed at 43.1 µg/mL, so the polymers neither solubilize nor change the molecular state of dissolved drug ueda2021 R1, R2. Above the amorphous solubility two sets of drug peaks appeared; in buffer the drug-rich peaks kept their shape and position however much drug-rich phase formed ueda2021 R3, R9. With polymer, the drug-rich H4* peak moved downfield from about 6.95 ppm in buffer to about 7.04 (PVP K12), 7.05 (K25, K90), 7.08 (HPMC 603), 7.09 (HPMC 615) and 7.11 ppm (PVP-VA) and broadened, and the polymer peaks lost intensity ueda2021 R3, R4. The dissolved-drug peaks stayed in place but broadened, only when polymer and drug-rich phase were both present ueda2021 R1, R7, R9. In buffer the dissolved ibuprofen was about 150, 154 and 157 µg/mL at 200, 400 and 600 µg/mL added ueda2021 R10.a. The NMR calibrations were linear (R² 0.9996–0.9999) and the total drug signal of both phases lay on the single-phase line ueda2021 R16. Between 15 and 60 °C the drug-rich H6* peak in buffer stayed at about 6.77 ppm, whereas with polymer it moved downfield with temperature, for HPMC from about 6.835 to about 6.933 ppm between 15 and 55 °C ueda2022 R6. Against UV extinction, the NMR dissolved ibuprofen of the stirring tests differed by up to about 20 µg/mL (about 168 against 177.1 µg/mL in buffer, 117–121 against 96.9 with HPMC) and the paper does not compare the two ueda2020b R15, R1, X1.

papersystemwhat the NMR readsresultids
ueda2021ibuprofen, buffer, pH 2.0 (D2O), 37 °Cdissolved drug against total drugabout 150, 154, 157 µg/mL at 200, 400, 600 µg/mL addedR10.a
ueda2021ibuprofen 400 µg/mL, six polymers at 1000 µg/mLdissolved drug; polymer:drug ratio in the drug-rich phase154 → 131–89 µg/mL; ratio 0.40–1.14R5
ueda2020bibuprofen at S_a + 300 µg/mL, 300 µg/mL polymerdissolved polymerHPMC about 141, PVP-VA about 85, EUD-E about 289 µg/mL of 300R13
ueda2022ibuprofen 400 µg/mL, polymers at 1000 µg/mL, 15–60 °Cdrug-rich peak H6*buffer about 6.77 ppm at all temperatures; HPMC 6.835 → 6.933 ppm (15 → 55 °C)R6
ueda2020bnifedipine (Tg 42 °C), glibenclamide (Tg 59 °C), citedwhich phases are seenonly the dissolved drugR16

Figure

Fig. 3 of ueda2021: dissolved and drug-rich ibuprofen peaks with six polymers
Fig. 3 · ueda2021dissolved and drug-rich ibuprofen peaks with six polymers

The aqueous-phase peaks (H4, H5) stay at the buffer position, the drug-rich peaks (H4*, H5*) move left and broaden with polymer, most with PVP-VA and HPMC; dashed lines mark the buffer positions ueda2021 R3.

Why

The authors give four explanations, all inferred. The drug-rich peaks lie at higher field because that phase is less polar than water ueda2022 C8. Polymer inside the droplets reorients too slowly (a long re-orientational correlation time) to give a solution-state signal, so its loss measures how much is associated with the droplets ueda2021 C7; ueda2020b C22; ueda2022 C10. The downfield shift and broadening of the drug-rich peaks arise from suppressed ibuprofen mobility together with a changed environment, both from polymer in the phase ueda2021 C6. The broadening of the dissolved-drug peaks is not a viscosity effect, because it is absent in saturated polymer solutions, but exchange of drug between the two phases (lifetime broadening) ueda2021 C9; ueda2022 C14. The reason for choosing ibuprofen is that its Tg of −45 °C keeps the droplet molecules mobile at 37 °C ueda2021 C4; ueda2020b C7.

Conditions and limits

All data are for one drug in 50 mM pH 2.0 phosphate in D2O with 2% methanol-d4; the time from mixing to acquisition is not printed ueda2021 X10, X9. The polymer weight ratio counts all NMR-invisible polymer, so polymer adsorbed at droplet surfaces would be counted the same way, and the composition of the droplets was not determined ueda2021 X4; ueda2020b X4. At 100 µg/mL total drug the ratios rest on only about 12–19 µg/mL of phase-separated drug ueda2021 X3. The method needs a drug-rich phase whose molecules still tumble quickly, which excludes higher-Tg drugs at 37 °C ueda2020b R16.

Counterexamples and conflicts

None found in the library against the read-out. The NMR and extinction values of dissolved ibuprofen differ by up to about 20 µg/mL within one paper ueda2020b X1.

Transfer check

Check that the drug's Tg lies well below the test temperature (or raise the temperature), spike the sample to identify the two peak sets, calibrate drug and polymer against an internal reference with a delay of five times T1, run three replicates and compare the dissolved concentration with the extinction onset and with the calculated amorphous solubility ueda2021 P3, R16, R6. Read the polymer ratio as NMR-invisible polymer per phase-separated drug ueda2021 X4.

History

Ueda and Taylor (2020) applied the method to three ASD polymers with ibuprofen, Ueda and co-workers (2021) quantified dissolved drug and polymer in three series, and Ueda and co-workers (2022) made it variable-temperature ueda2020b C22; ueda2021 C11; ueda2022 C64. Later papers used the same approach for other drugs and additives: Wilson and co-workers (2021) measured the polymer left in solution and the polymer content of enzalutamide droplets by NMR, and Yang and co-workers (2022) used it to predict the distribution of a surfactant in a hydrated ritonavir ASD wilson2021 R7; yang2022b C44.

Other chaptersextended by B F8
F16

Topic 2Measuring and predicting the limit7 of 7

With micelles the concentration ratio understates supersaturation; the flux-based activity ratio at the limit is unchanged.

SDS micelles solubilize additional atazanavir, so the total concentration ratio at the limit fell from 64.8 in buffer to 33.0–37.5, while the ratio of activities from membrane flux stayed at 65–70. At 3.6 mg/mL SDS the free drug at the limit was only about 65–70 µg/mL although the total was about 1450 µg/mL indulkar2017a R11, R13.

moderateModerate: the twofold gap is large, but the flux calibration assumes micelles do not cross the 6–8 kDa membrane, and for bile salts part of the offsets lies within the uncertainty of the solubilities indulkar2017a X9, X12; lu2017b X7, X8.

concentration ratio (total ÷ crystalline)activity ratio (from membrane flux)100 µg/mL total2.24.8200 µg/mL total4.410.3400 µg/mL total8.918.8800 µg/mL total17.831.51450 µg/mL totalthe amorphous solubility3165110100supersaturation ratio, atazanavir in 3.6 mg/mL SDS (log scale)

The concentration ratio runs at about half the activity ratio all the way up. indulkar2017a R12

Concentration-based maximum supersaturation: buffers against pooled human fluidatazanavir, buffersabout 55atazanavir, human fluidabout 14posaconazole, buffersabout 36posaconazole, human fluidabout 5

The flux-based maximum stayed at about 50–56 (atazanavir) and 29–37 (posaconazole) in all six media. elkhabaz2019b R8, R9, C21

For your drug

  1. Measure flux against donor concentration in buffer first and check that it is linear up to the amorphous solubility; repeat in the micellar medium, convert to activity through the buffer line and compare the activity ratio with the concentration ratio at the limit and at one lower point.
  2. Test whether micelles cross the membrane; if the surfactant is below its CMC or solubilizes little, the two ratios may agree.

indulkar2017a P7, P8, X9, C55

How it works and key numbers
  1. True supersaturation is the activity ratio SR = \gamma c/(\gamma^{*} c^{*}); the concentration ratio equals it only if the activity coefficients at the two concentrations are equal, which micelles break indulkar2017a E9, C20.
  2. The activity of drug in equilibrium with the water-saturated amorphous drug does not depend on the medium, so the activity ratio at the limit is the same with and without SDS indulkar2017a C43, C40.
  3. SDS is therefore said not to mix into the drug-rich phase, an inference from the unchanged maximum flux indulkar2017a X11.
  4. The authors conclude that "concentration ratios cannot give an accurate estimate" of supersaturation in this system indulkar2017a C42.
  5. Lu and co-workers use the same logic for bile salts: the two measures are equal only when the activity-coefficient ratio is one lu2017b E6, C39.
  6. The apparent permeability in 3.6 mg/mL SDS equals that in buffer on an activity basis and is 20-fold lower on a total-concentration basis indulkar2017a R27, E12.
To feel the numbers. In 3.6 mg/mL SDS the free fraction is 0.047, so 1/0.047 = 21, which matches the 20-fold lower apparent permeability on a total-concentration basis.
33.0–37.5 vs 65.0–70.0atazanavir in SDS at the limit: concentration ratio vs activity ratioindulkar2017a R13
65–70 vs about 1450 µg/mLfree vs total atazanavir at the limit in 3.6 mg/mL SDSindulkar2017a R11
about 14 and 5 vs 50–56 and 29–37atazanavir and posaconazole in human fluid: concentration-based vs flux-based maximumelkhabaz2019b R8, R9, C21
Evidence: data, conditions and papers

Finding F16. In micellar media, concentration ratios understate the supersaturation, and the flux-based activity ratio at the amorphous solubility is the same as without micelles

In short. For atazanavir in 1, 2 and 3.6 mg/mL SDS, the ratio of total concentration to crystalline solubility at the amorphous solubility was about 37.5, 35.9 and 33.0, whereas the ratio of flux-derived activities was about 70, 66 and 65, as in buffer (66); at 3.6 mg/mL SDS the free drug at the amorphous solubility was about 65–70 µg/mL although the total was about 1450 µg/mL indulkar2017a R11, R13. For telaprevir with six bile salts the activity ratio scatters about the concentration ratio, which at an activity ratio of 5.0 ranges from 3.9 to 6.7 across media lu2017b R17. A later paper found the flux-based maximum of atazanavir and posaconazole nearly constant across six media, buffers, simulated intestinal fluids and pooled human fluid (about 50–56 and 29–37) while the concentration-based value fell to about 14 and 5 in pooled human fluid elkhabaz2019b R8, R9, C21.

Type. method comparison (concentration-based against flux-based supersaturation) in 2 drugs, with 2 further drugs in later papers Strength. : the twofold gap for atazanavir in SDS is large, but the flux calibration assumes that micelles do not cross the 6–8 kDa membrane, and for bile salts part of the offsets lies within the uncertainty of the solubilities indulkar2017a X9, X12; lu2017b X7, X8.

How it was shown

Indulkar and co-workers (2017) measured atazanavir flux in buffer from 1 to 200 µg/mL in a side-by-side cell and used the linear part up to the amorphous solubility as a calibration with unit activity coefficient; flux in 1, 2 and 3.6 mg/mL SDS then gave the free drug and the activity indulkar2017a P7, P8, P9, E9. Lu and co-workers (2017) plotted δ = F/F° against C/C° in 13 media lu2017b P4, P6, E6.

What the data show

At the amorphous solubility the concentration ratio fell from 64.8 to 33.0 as SDS rose to 3.6 mg/mL, whereas the activity ratio stayed at 65.0–70.0; the free drug was about 65–70 µg/mL although the total was about 1450 indulkar2017a R13, R11. For telaprevir with bile salts most points lay on or above the 1:1 line lu2017b R16, R17.

systemmethod and conditionsresultids
atazanavir, 0–3.6 mg/mL SDS, 37 °Cconcentration-based and flux-based ratio at the amorphous solubilityconcentration 64.8, 37.5, 35.9, 33.0; activity 66.0, 70.0, 66.1, 65.0indulkar2017a R13
atazanavir, 3.6 mg/mL SDSfree drug from flux against total drugfree 65–70 µg/mL at about 1450 µg/mL total (slope 0.047)indulkar2017a R11
atazanavir, 3.6 mg/mL SDSapparent permeability from fluxequal to buffer on an activity basis; 20-fold lower on a total basisindulkar2017a R27
telaprevir, 13 mediaδ against C/C°most points on or above 1:1; 1.86 mM SGCDC below; at δ = 5.0, C/C° 3.9–6.7lu2017b R17
atazanavir and posaconazole, six mediaflux-based and concentration-based maximumflux-based about 50–56 and 29–37 in all media; concentration-based about 55 and 36 → 14 and 5elkhabaz2019b R8, R9, C21
Fig. 7 of indulkar2017a: concentration-based and activity-based supersaturation of atazanavir in SDS
Fig. 7 · indulkar2017aconcentration-based and activity-based supersaturation of atazanavir in SDS

(a) The activity ratio (red) runs to 65 in 3.6 mg/mL SDS while the concentration ratio (black) reaches about 31 indulkar2017a R12.

Why

Supersaturation is the activity ratio SR = \gamma c/(\gamma^{*} c^{*}); the concentration ratio equals it only if the activity coefficients at the two concentrations are equal, which micelles break indulkar2017a E9, C20. The activity of the drug in equilibrium with the water-saturated amorphous drug does not depend on the medium, so the activity ratio at the amorphous solubility is the same with and without SDS, and SDS is said not to mix into the drug-rich phase indulkar2017a C43, C40, X11.

Limits and transfer

The large effect is for one drug and one anionic surfactant; the free-drug calibration assumes that only dissolved drug crosses the membrane, which was not tested indulkar2017a X5, X9, X12. Measure flux in buffer first, repeat in the micellar medium and compare the activity and concentration ratios; below the CMC they may agree indulkar2017a P7, P8, X9, C55.

How it was shown

Indulkar and co-workers (2017) measured atazanavir flux in buffer from 1 to 200 µg/mL in a side-by-side cell (6–8 kDa regenerated cellulose, 37 °C) and used the linear part up to the amorphous solubility as a calibration with unit activity coefficient; flux in 1, 2 and 3.6 mg/mL SDS then gave the free drug, micelle-bound drug followed by mass balance, the concentration-based ratio was total drug over the crystalline solubility in the same medium, and the activity-based ratio was the flux-derived activity over that at the crystalline solubility (Eq. 9) indulkar2017a P7, P8, P9, E9. Lu and co-workers (2017) defined the fundamental supersaturation as δ = F/F°, with F° the flux of a crystal-saturated solution obtained by extrapolating each flux line to the crystalline solubility of the medium, used the buffer series as calibration and plotted δ against C/C° in 13 media lu2017b P4, P6, E6.

What the data show

Atazanavir. In buffer flux rose linearly up to 70 µg/mL (R² 0.998) and was flat above indulkar2017a R10. The slope of free against total drug was 0.998, 0.181, 0.086 and 0.047 at 0, 1, 2 and 3.6 mg/mL SDS, and all four curves ended at about 65–70 µg/mL free drug at totals of about 65, 340, 800 and 1450 µg/mL indulkar2017a R11. In 3.6 mg/mL SDS the activity ratio was about 4.8, 10.3, 18.8, 31.5 and 65 at 100, 200, 400, 800 and 1450 µg/mL total, against concentration ratios of about 2.2, 4.4, 8.9, 17.8 and 31 indulkar2017a R12. At the amorphous solubility the two ratios were 64.8 and 66.0 (0 mg/mL), 37.5 and 70.0 (1), 35.9 and 66.1 (2) and 33.0 and 65.0 (3.6 mg/mL SDS) indulkar2017a R13. The apparent permeability in 3.6 mg/mL SDS equalled that in buffer on an activity basis and was 20-fold lower on a total-concentration basis, which is the inverse of the free fraction (1/0.047 = 21, synthesis) indulkar2017a R27, E12. Telaprevir. In buffer δ matched C/C° (slope 1.011, R² 0.9928); with bile salts most points lay on or above the 1:1 line, for example 12 mM STC at C/C° of about 25.4 gave δ of about 29.0, 12 mM SGCDC about 12.5 gave about 17.1, while the 1.86 mM SGCDC points lay below it (about 28.9 gave about 20.2) lu2017b R16, R17. Later media. In five simulated media and pooled human fluid the flux-based maximum supersaturation stayed at about 50–56 for atazanavir and 29–37 for posaconazole, whereas the concentration-based ratio fell from about 55 and 36 in buffers to about 14 and 5 in human fluid elkhabaz2019b R8, R9, C21. For posaconazole in intestinal media a concentration ratio of about 20 corresponds to a thermodynamic ratio of about 34 duong2022b C9.

papersystemmethod and conditionsresultids
indulkar2017aatazanavir, 0–3.6 mg/mL SDS, 37 °Cconcentration-based and flux-based ratio at the amorphous solubilityconcentration 64.8, 37.5, 35.9, 33.0; activity 66.0, 70.0, 66.1, 65.0R13
indulkar2017aatazanavir, 3.6 mg/mL SDSfree drug from flux against total drugfree 65–70 µg/mL at about 1450 µg/mL total (slope 0.047)R11
indulkar2017aatazanavir, 3.6 mg/mL SDSapparent permeability from fluxequal to buffer on an activity basis; 20-fold lower on a total basisR27
lu2017btelaprevir, buffer, 37 °Cδ against C/C°slope 1.011, R² 0.9928R16
lu2017btelaprevir, 13 mediaδ against C/C°most points on or above 1:1; 1.86 mM SGCDC below; at δ = 5.0, C/C° 3.9–6.7R17
elkhabaz2019batazanavir and posaconazole, six mediaflux-based and concentration-based maximumflux-based about 50–56 and 29–37 in all media; concentration-based about 55 and 36 → 14 and 5R8, R9, C21

Figure

Fig. 7 of indulkar2017a: concentration-based and activity-based supersaturation of atazanavir in SDS
Fig. 7 · indulkar2017aconcentration-based and activity-based supersaturation of atazanavir in SDS

(a) In 3.6 mg/mL SDS the activity ratio (red) runs to 65 while the concentration ratio (black) reaches about 31; (b) at the amorphous solubility both are about 65 in buffer but the concentration ratio drops to 33–38 with SDS indulkar2017a R12, R13.

Fig. 10 of lu2017b: activity-based against concentration-based supersaturation of telaprevir in bile-salt media
Fig. 10 · lu2017bactivity-based against concentration-based supersaturation of telaprevir in bile-salt media

Buffer points lie on the 1:1 line, most bile-salt points above it, and the 1.86 mM SGCDC points below it lu2017b R17.

Why

Indulkar and co-workers write supersaturation as the activity ratio SR = \gamma c/(\gamma^{*} c^{*}) and note that the concentration ratio equals it only if the activity coefficients at the two concentrations are equal, which micelles break; the activity of the drug in equilibrium with the crystal or with the water-saturated amorphous drug does not depend on the medium, so the activity ratio at the amorphous solubility is the same with and without SDS, and SDS is therefore said not to mix into the drug-rich phase, an inference from the unchanged maximum flux indulkar2017a E9, C20, C43, C40, X11. They conclude that "concentration ratios cannot give an accurate estimate" of supersaturation in this system indulkar2017a C42. Lu and co-workers use the same logic, with flux proportional to activity, and state that the two measures are equal only when the activity-coefficient ratio is one lu2017b E6, C39. The extractor adds that wherever flux is proportional to concentration, the ratio (a/a^{\circ})/(C/C^{\circ}) equals F^{\circ}(\mathrm{medium})/F^{\circ}(\mathrm{buffer}), so part of the bile-salt offsets reflects how the measured crystalline solubility of a medium compares with its flux slope lu2017b X7. (synthesis: the twofold SDS gap is far outside that uncertainty, the 3.9–6.7 spread of the bile-salt data is partly inside it.)

Conditions and limits

One drug and one anionic surfactant at 37 °C for the large effect, one drug and single bile salts without lecithin for the second indulkar2017a X5; lu2017b A1. The free-drug calibration assumes that only dissolved drug crosses the membrane and that SDS does not change the membrane; neither was tested, and the number of flux replicates is not stated indulkar2017a X9, X12; lu2017b X8. The authors expect the ratio of the two supersaturations to approach one below the CMC or with a weak solubilizer indulkar2017a C55.

Counterexamples and conflicts

For 1.86 and 12 mM SGCDC the flux lines coincide while the crystalline solubilities differ (5.7 and 9.6 µg/mL), so a common F° cannot hold and the SGCDC points are internally inconsistent lu2017b X7. The size of the discrepancy is "most likely" drug and surfactant dependent: the authors cite about 2:1 for felodipine and smaller deviations for telaprevir in bile salts indulkar2017a C54, R28, R29.

Transfer check

Measure flux against donor concentration in buffer first, check that it is linear up to the amorphous solubility, repeat in the micellar medium, convert to activity through the buffer line and compare the activity ratio with the concentration ratio at the amorphous solubility and at one lower point; test whether micelles cross the membrane indulkar2017a P7, P8, X9. If the surfactant is below its CMC or solubilizes little, the two ratios may agree indulkar2017a C55.

History

Raina and co-workers (2015) had found about 2:1 for felodipine with solubilizers; Indulkar and co-workers (2017) and Lu and co-workers (2017) measured the gap for atazanavir with SDS and telaprevir with bile salts; Elkhabaz and co-workers (2019) extended it to biorelevant media and Duong and co-workers (2022) to posaconazole indulkar2017a R28; elkhabaz2019b C21; duong2022b C9.

Topic 3 of 4 · 9 findings · F9–F12, F17–F21

What moves the limit

F9

Topic 3What moves the limit1 of 9

Salt in the medium lowers the limit, and temperature can move it up, down or both.

The ritonavir limit at 37 °C fell from 37.2 µg/mL in water to 18.8, 14.3 and 4.7 µg/mL in 100, 200 and 500 mM phosphate buffer, and the crystalline solubility fell with it. With temperature, ritonavir in water showed a U-shape (about 58 µg/mL at 10 °C, 37 near 35 °C, 53 at 65 °C), efavirenz rose steadily and so did ibuprofen ilevbare2013a R13, R14, R15; ueda2022 R9.

strongStrong for the salt effect, where onset, film value and calculation move together; weak for the temperature profile, whose explanation is only "surmised" ilevbare2013a K6, K7, X10; ueda2022 R9, C16.

Ritonavir limit at 37 °C by phosphate buffer strength, µg/mLwater37.2100 mM18.8200 mM14.3500 mM4.7

The film-dissolution value (34.2, 21.8, 13.8 and 5.2) and the crystalline solubility fell in step. ilevbare2013a R13

Ritonavir limit in water by temperature, µg/mL10 °C58.020 °C46.230 °C39.435 °C37.3 · minimum45 °C39.555 °C41.565 °C53.0

A U-shape; efavirenz rose steadily from about 19.3 at 10 °C to about 44.6 at 50 °C. ilevbare2013a R14, R15

For your drug

  1. Measure the onset in the medium and at the temperature of use (for an oral drug, 37 °C and a buffer of intestinal ionic strength), not in water at room temperature.
  2. Expect about a twofold lower limit in 100 mM phosphate than in water for a lipophilic, un-ionized drug; check at least two temperatures, since a minimum is possible, and do not read a room-temperature ratio as a 37 °C value.

ilevbare2013a R13, C40, R14; ueda2022 R16

How it works and key numbers
  1. Salt makes the solvent more polar and strengthens hydrophobic association between drug molecules ("salting-out"), so the crystalline solubility and the LLPS concentration both fall; the authors did not measure this ("may be attributed") ilevbare2013a C38, C41.
  2. The onset, the film value and the calculation fall together, so experiments need one consistent medium ilevbare2013a R13, C42, C43.
  3. For telaprevir, the 50 mM pH 6.8 value shows that ionic strength, not pH, is the variable; the stronger buffer gave about 0.70 of the 50 mM value (synthesis) lu2017b R9, C19, C20.
  4. Miscibility of partially miscible liquids usually rises with temperature, as for efavirenz; the ritonavir minimum near 35 °C is only "surmised" to resemble the U-shaped temperature dependence of surfactant CMCs (critical micelle concentrations) ilevbare2013a C44, C47, R14.
  5. Ibuprofen's amorphous solubility rose 2.2-fold (127 to 284 µg/mL) while its crystalline solubility rose 4.9-fold (23.5 to 116), so the ratio fell with temperature ueda2022 R9, R1, R16, C16, C6.
37.2 → 4.7 µg/mLritonavir limit from water to 500 mM phosphate, 37 °Cilevbare2013a R13
58 → 37 → 53 µg/mLritonavir in water at 10 °C, near 35 °C and at 65 °Cilevbare2013a R14
149 vs 104 µg/mLtelaprevir by ultracentrifugation in 50 mM pH 6.5 vs 100 mM pH 6.8 phosphatelu2017b R9
Evidence: data, conditions and papers

Finding F9. Salt lowers the limit in step with crystalline solubility, and temperature can move it either way: ritonavir shows a U-shape, efavirenz a steady rise

In short. The ritonavir LLPS concentration at 37 °C fell from 37.2 µg/mL in water to 18.8, 14.3 and 4.7 µg/mL in 100, 200 and 500 mM phosphate buffer, while the amorphous solubility measured by dissolving a film (34.2, 21.8, 13.8, 5.2 µg/mL) and the crystalline solubility (2.4, 1.3 and 0.95 µg/mL in water, 100 and 200 mM; not measured at 500 mM) fell with it ilevbare2013a R13. In water the ritonavir limit fell from about 58 µg/mL at 10 °C to a minimum of about 37 near 35 °C and rose to about 53 at 65 °C, whereas efavirenz rose steadily from about 19 to about 45 µg/mL between 10 and 50 °C ilevbare2013a R14, R15. The 2017–2022 papers add telaprevir, whose onset fell from 149/146 µg/mL in 50 mM pH 6.5 phosphate to 104/102 µg/mL in 100 mM pH 6.8 phosphate lu2017b R9, and ibuprofen, whose amorphous solubility in buffer rose steadily from about 127 µg/mL at 15 °C to about 284 µg/mL at 60 °C, a third temperature profile besides the U-shape of ritonavir and the steady rise of efavirenz ueda2022 R9.

Type. observation in 4 drugs (ritonavir for salt and temperature; efavirenz and ibuprofen for temperature; telaprevir for buffer strength) Strength. for the salt effect (onset, film value and calculation move together, K6), weak for the temperature profile, whose explanation is only "surmised" and whose trend for other drugs is not shown [ilevbare2013a K6: strong; K7: weak, X10]. The ibuprofen series (ten temperatures, n = 3, in D2O) is direct but is explained only by an analogy with miscibility gaps ueda2022 R9, C16.

How it was shown

Ilevbare and Taylor (2013) pumped a methanol stock into water or 100, 200 or 500 mM phosphate buffer (pH 6.8) at 37 °C and took the onset from extinction, the crystalline solubility after 48 h and the amorphous solubility by dissolving a film ilevbare2013a P1, P3, P4, P5, R13. The temperature series ran at 10–65 °C for ritonavir and 10–50 °C for efavirenz; telaprevir in three buffers and ibuprofen at 15–60 °C were added later ilevbare2013a P5, R14, R15; lu2017b P7, R9; ueda2022 P1, P4.

What the data show

The ritonavir onset, film value and crystalline solubility fell together as the buffer got stronger ilevbare2013a R13. In water the limit fell from about 58 µg/mL at 10 °C to about 37 near 35 °C and rose to about 53 at 65 °C, while efavirenz rose steadily ilevbare2013a R14, R15.

systemmethod and conditionsresultids
ritonavir, 37 °Conset in water and 100, 200, 500 mM phosphate pH 6.837.2; 18.8; 14.3; 4.7 µg/mLilevbare2013a R13
ritonavir, 37 °Camorphous film dissolution in the same media34.2; 21.8; 13.8; 5.2 µg/mLilevbare2013a R13
ritonavir, 10–65 °Conset in water against 100 mM bufferwater 58 → 37 (35 °C) → 53 µg/mL; buffer 27 → 18 → 20 µg/mLilevbare2013a R14
efavirenz, 10–50 °C, wateronset19.3 → 44.6 µg/mL, steady riseilevbare2013a R15
telaprevir, 37 °Conset in 50 mM pH 6.5, 50 mM pH 6.8 and 100 mM pH 6.8 phosphate149/146; 153/148; 104/102 µg/mLlu2017b R9
ibuprofen, pH 2.0 (D2O), 15–60 °Cdissolved drug by NMRabout 127 → 284 µg/mL, steady riseueda2022 R9
Fig. 8 of ilevbare2013a: ritonavir LLPS concentration against temperature in water and in 100 mM buffer
Fig. 8 · ilevbare2013aritonavir LLPS concentration against temperature in water and in 100 mM buffer

A U-shape in water with a minimum near 35 °C, and about half the values and a flatter profile in 100 mM buffer ilevbare2013a R14.

Why

Ilevbare and Taylor attribute the fall to salting-out: salt makes the solvent more polar and strengthens hydrophobic association ("may be attributed") ilevbare2013a C38, C41. They note that miscibility of partially miscible liquids usually rises with temperature, as for efavirenz, and "surmise" that the ritonavir minimum resembles the U-shaped temperature dependence of surfactant CMCs ilevbare2013a C44, C47, R14.

Limits and transfer

Salt data are for one drug in phosphate buffer at 37 °C, and the temperature series covers two drugs in water ilevbare2013a P5, A3, A4. The 500 mM value has no matching crystalline or theoretical value ilevbare2013a R13. Measure the onset in the medium and at the temperature of use, expect a twofold lower limit in 100 mM phosphate than in water, and check at least two temperatures ilevbare2013a R13, C40, R14.

How it was shown

Ilevbare and Taylor (2013) pumped a 4 mg/mL methanol stock into water or 100, 200 or 500 mM sodium phosphate buffer (pH 6.8) at 37 °C and took the onset from extinction at 280–450 nm; they measured crystalline solubility by ultracentrifugation and HPLC after 48 h, and the experimental amorphous solubility by dissolving a spin-coated amorphous ritonavir film (second-derivative UV) in each medium ilevbare2013a P1, P3, P4, P5, R13. The theoretical value came from Eq. 1 with the crystalline solubility of the same medium ilevbare2013a P2. The temperature series ran the same titration at 10–65 °C in water and in 100 mM buffer for ritonavir and at 10–50 °C in water for efavirenz ilevbare2013a P5, R14, R15; crystalline ritonavir solubility was measured at 25 and 50 °C in water too ilevbare2013a P1, R11. Lu and co-workers (2017) measured the telaprevir onset by UV extinction and ultracentrifugation in 50 mM pH 6.5, 50 mM pH 6.8 and 100 mM pH 6.8 phosphate at 37 °C lu2017b P7, R9. Ueda and co-workers (2022) measured dissolved ibuprofen by NMR at 15–60 °C in 5 °C steps (400 µg/mL added, pH 2.0 phosphate in D2O) and the crystalline solubility by shake flask at 25–60 °C ueda2022 P1, P4.

What the data show

In water, 100, 200 and 500 mM buffer, the turbidity onset was 37.2 ± 0.90, 18.8 ± 0.07, 14.3 ± 0.10 and 4.7 ± 0.50 µg/mL, the film amorphous solubility 34.2 ± 2.88, 21.8 ± 1.86, 13.8 ± 1.97 and 5.2 ± 0.65 µg/mL, the crystalline solubility 2.4 ± 0.03, 1.3 ± 0.20 and 0.95 ± 0.11 µg/mL (not given at 500 mM), and the theoretical amorphous solubility 39.2, 20.6 and 15.3 µg/mL ilevbare2013a R13. The onset was thus 0.95, 0.91 and 0.93 times the theoretical value in the three media where both exist (synthesis: 37.2 ÷ 39.2, 18.8 ÷ 20.6, 14.3 ÷ 15.3). Across 10–65 °C the onset in water stayed about twofold above that in 100 mM buffer ilevbare2013a C40, R14. From the plotted points the ratio of the water to the buffer value was 2.1 at 10 °C, 2.1 at 35 °C and 2.7 at 65 °C (synthesis: 58.0 ÷ 27.3, 37.3 ÷ 18.0, 53.0 ÷ 20.0) ilevbare2013a R14. In water the ritonavir onset read about 58.0, 50.3, 46.2, 42.4, 39.4, 37.3, 38.7, 39.5, 40.6, 41.5, 49.0 and 53.0 µg/mL at 10, 15, 20, 25, 30, 35, 40, 45, 50, 55, 60 and 65 °C, and in 100 mM buffer about 27.3, 25.4, 24.6, 22.6, 20.0, 18.0, 18.0, 18.0, 18.6, 18.0, 18.6 and 20.0 µg/mL ilevbare2013a R14. Efavirenz read about 19.3 µg/mL at 10 °C and about 44.6 µg/mL at 50 °C ilevbare2013a R15. The authors state that all compounds except ritonavir rose with temperature but show only efavirenz ilevbare2013a C45, X10. The crystal solubility of ritonavir rose from about 1.2 to about 2.5 and 6.4 µg/mL between 25, 37 and 50 °C ilevbare2013a R11. Telaprevir. The onset was 149/146 µg/mL (ultracentrifugation/extinction) in 50 mM pH 6.5, 153/148 in 50 mM pH 6.8 and 104/102 in 100 mM pH 6.8 buffer, about 0.70 of the 50 mM value in the stronger buffer (synthesis: 104 ÷ 149, 102 ÷ 146); the 50 mM pH 6.8 value shows ionic strength, not pH, to be the variable lu2017b R9, C19, C20. Ibuprofen. In buffer the dissolved ibuprofen was about 127, 135, 179, 250 and 284 µg/mL at 15, 25, 40, 55 and 60 °C, a rise of 2.2 times (synthesis: 284 ÷ 127), while the crystalline solubility rose from about 23.5 to about 116 µg/mL between 25 and 60 °C (4.9 times, synthesis) ueda2022 R9, R1. The measured S0a/S0c therefore fell from about 5.8 at 25 °C to 3.6 at 40 °C and 2.5 at 60 °C ueda2022 R16. The authors read the rising amorphous solubility as a miscibility gap between water and liquid ibuprofen that shrinks with temperature, and the rising crystalline solubility as entropy-driven dissolution ueda2022 C16, C6.

papersystemmethod and conditionsresultids
ilevbare2013aritonavir, 37 °Conset in water and 100, 200, 500 mM phosphate pH 6.837.2; 18.8; 14.3; 4.7 µg/mLR13
ilevbare2013aritonavir, 37 °Camorphous film dissolution in the same media34.2; 21.8; 13.8; 5.2 µg/mLR13
ilevbare2013aritonavir, 37 °Ccrystalline solubility in water, 100, 200 mM2.4; 1.3; 0.95 µg/mLR13
ilevbare2013aritonavir, 10–65 °Conset in water against 100 mM bufferwater 58 → 37 (35 °C) → 53 µg/mL; buffer 27 → 18 → 20 µg/mLR14
ilevbare2013aefavirenz, 10–50 °C, wateronset19.3 → 44.6 µg/mL, steady riseR15
lu2017btelaprevir, 37 °Conset in 50 mM pH 6.5, 50 mM pH 6.8 and 100 mM pH 6.8 phosphate149/146; 153/148; 104/102 µg/mLR9
ueda2022ibuprofen, buffer, pH 2.0 (D2O), 15–60 °Cdissolved drug by NMRabout 127 → 284 µg/mL, steady riseR9
ueda2022ibuprofen, buffer, 25–60 °Ccrystalline solubilityabout 23.5 → 116 µg/mLR1

Figure

Fig. 8 of ilevbare2013a: ritonavir LLPS concentration against temperature in water and in 100 mM buffer
Fig. 8 · ilevbare2013aritonavir LLPS concentration against temperature in water and in 100 mM buffer

A U-shape in water with a minimum near 35 °C, and about half the values and a flatter profile in 100 mM buffer ilevbare2013a R14.

Why

Ilevbare and Taylor expect salt to promote aggregation through hydrophobic interactions and lower the coexistence concentration, and they attribute the fall to salting-out: salt makes the solvent more polar and strengthens hydrophobic association, so both the crystalline solubility and the coexistence concentration fall ("may be attributed"); the solvent polarity and drug association were not measured ilevbare2013a C38, C41. They note that the measured amorphous solubility and the theoretical value (which uses the crystalline solubility of the same medium) track the onset, and conclude that experiments need a consistent medium ilevbare2013a C42, C43. For the temperature trend they note that miscibility of partially miscible liquids usually rises with temperature, which efavirenz follows, and "surmise" that the ritonavir minimum near 35 °C resembles the U-shaped temperature dependence of surfactant CMCs (minimum typically at 20–40 °C), a micelle-like origin that had no structural test ilevbare2013a C44, C47, R14. (synthesis: the 37 °C comparison with Eq. 1 is the only one made, so the shape of Fig. 8 is not tested against the thermodynamic estimate; the crystalline solubility rising with temperature and the free-energy term falling with it are both in the equation.) Lu and co-workers give the reason Ilevbare and Taylor gave for the buffer effect, that higher ionic strength "promotes the aggregation of molecules via hydrophobic interactions", without a test lu2017b C20. Ueda and co-workers expect the miscibility of partially miscible liquids to rise with temperature ueda2022 C16. (synthesis: in this chapter the amorphous solubility rises with temperature in two of the three drugs with a temperature series and has a minimum in one; the ratio to the crystalline solubility falls with temperature for ibuprofen.)

Conditions and limits

Salt data are for one drug, in phosphate buffer, at 37 °C; the temperature series covers two drugs (ritonavir, efavirenz) in water and one in 100 mM buffer ilevbare2013a P5, A3, A4. The 500 mM value has no matching crystalline or theoretical value ilevbare2013a R13. Other papers of this chapter used 50 mM phosphate (ionic strength 155 mM), 50 mM citrate (98 mM) or 100 mM phosphate, so onsets from different papers cannot be set side by side almeidaesousa2015 M15, M16; almeidaesousa2016 M16, M17; trasi2015a M8. The ritonavir "boundary at 37 °C" is a range of 34–40 µg/mL in water depending on method (F4) ilevbare2013a X14. The ibuprofen series stops at 55 °C for the HPMC solution because of gelation, and all its data are in D2O buffer with 2% CD3OD at pH 2.0 ueda2022 R3, X6. The telaprevir comparison is for two buffer strengths at one pH lu2017b X11.

Counterexamples and conflicts

None found in the library for the salt effect. For the temperature trend, only efavirenz is shown to rise, and the claim for the other compounds has no data ilevbare2013a X10. The ritonavir value in 100 mM buffer at 25 °C reported by the second-drug paper (26–28 µg/mL) is higher than the plotted value here (F4) trasi2015a R1; ilevbare2013a R14. The ibuprofen trend is monotonic and does not show the ritonavir minimum ueda2022 R9.

Transfer check

Measure the onset in the medium and at the temperature of use (for an oral drug, 37 °C and a buffer of intestinal ionic strength), not in water at room temperature; expect a twofold lower limit in 100 mM phosphate than in water for a lipophilic, un-ionized drug, as for ritonavir ilevbare2013a R13, C40. Check at least two temperatures, since a minimum is possible ilevbare2013a R14. Where a temperature series is available, take the fall of the ibuprofen ratio with temperature as a warning that data at room temperature overstate the ratio at 37 °C (synthesis: 5.8 at 25 °C against about 3.6 at 40 °C) ueda2022 R16.

History

Ilevbare and Taylor (2013) varied ionic strength and temperature ilevbare2013a A3, A4; the other five papers of 2013–2016 each held the temperature fixed, at 25 or 37 °C almeidaesousa2015 A1; indulkar2015 A1; mosqueragiraldo2015 A1; trasi2015a A1; almeidaesousa2016 A3. Lu and co-workers (2017) found the buffer-strength effect for telaprevir after a published value in 100 mM buffer had been about 1.5 times lower than theirs; Ueda and co-workers (2022) added the first full temperature series for a low-melting, low-Tg drug lu2017b C19, R19; ueda2022 R9.

F10

Topic 3What moves the limit2 of 9

A weak base's limit is set by its un-ionized part, so the total limit rises as the pH falls.

Below its pKa a weak base is partly ionized, and only the un-ionized part forms the drug-rich phase. In clotrimazole, atazanavir and nicardipine at 37 °C the total concentration at the onset rose 30- to 65-fold as the pH fell (clotrimazole 7.7 µg/mL at pH 8, 490.2 at pH 4), while the un-ionized part stayed flat at about 5.6–8.4, 57–70 and 4.5–6.8 µg/mL indulkar2015 R18, R5, R6, R7, R9, F2.

strongStrong for the shape, since the un-ionized concentration stayed flat over 4–6 pH units; moderate for the constant amorphous-to-crystalline ratio. The pazopanib series departs from its curve below pH 6 indulkar2015 K1, K2, X5; sugihara2018 C11.

Clotrimazole: total concentration at the onset by pH, µg/mL (log scale)pH 87.7pH 614pH 5.528pH 565pH 4.5145pH 4490.2

The pKa is 5.89. The un-ionized part stays at about 5.6–8.4 µg/mL throughout. indulkar2015 R5, R9, R18, M1

Pazopanib amorphous solubility, µg/mL: measured vs curvepH 5, measured60pH 5, curveabout 250pH 5.5, measured40pH 5.5, curveabout 80

The curve is the Henderson–Hasselbalch prediction; below pH 6 the measured values lie under it, and the authors think the drug crystallized before the limit was reached ("likely"). sugihara2018 R1, R3, C10, C11

For your drug

  1. Determine the pKa, measure one onset at a pH at least two units above it, compute the total onset at other pH with C_T = C_B(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}) and verify it at one pH near the pKa.
  2. Do not rely on a constant ratio below pH 5 for a base with a pKa near 6; with polymer in the medium, an onset below the curve drawn from the high-pH value means suspect crystallization before the limit.

indulkar2015 E8, X5; sugihara2018 C11

How it works and key numbers
  1. A weak base dissolves as neutral free base plus ionized drug; the ionized part grows tenfold per pH unit below the pKa: C_T = C_B\,(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}) indulkar2015 E8, C42, C46.
  2. LLPS "cannot occur until the concentration of the un-ionized form is exceeded", so at low pH more total drug is needed indulkar2015 C47.
  3. The amorphous-to-crystalline ratio is set by the free-energy gap and absorbed water (F5); atazanavir's larger ratio "can be attributed" to its higher melting point indulkar2015 C43, C44.
  4. A caution: the predicted curve is the crystalline curve times one factor, so its overlap with the data is not an independent test; the real test is the flat un-ionized concentration indulkar2015 X14.
  5. Pazopanib (pKa 6.4): the ratio was about 103 at pH 5.0, 304 at pH 5.5, 379 at pH 6.0 and 500–600 from pH 6.4, so it is not constant across pH sugihara2018 R4.
7.7 → 490.2 µg/mLclotrimazole total concentration at the onset, pH 8 to pH 4indulkar2015 R5, R18
5.6–8.4 µg/mLclotrimazole un-ionized concentration, flat over the whole pH rangeindulkar2015 R9
103 → 500–600pazopanib amorphous-to-crystalline ratio at pH 5.0 and from pH 6.4 upsugihara2018 R4
Evidence: data, conditions and papers

Finding F10. For weak bases the limit is set by the un-ionized drug: the total LLPS concentration rises with ionization as Henderson–Hasselbalch predicts

In short. In clotrimazole, atazanavir and nicardipine at 37 °C the total LLPS concentration rose 30- to 65-fold as pH fell from the un-ionized range toward and below the pKa (clotrimazole 7.7 µg/mL at pH 8 and 490.2 at pH 4; atazanavir about 65 at pH 9 and about 1970 at pH 3; nicardipine 5.5 at pH 9 and about 355 at pH 5.5), while the un-ionized part stayed near 5.6–8.4, 57–70 and 4.5–6.8 µg/mL indulkar2015 R18, R5, R6, R7, R9, F2. The amorphous-to-crystalline ratio was said to be constant at about 13 (clotrimazole) and about 63 (atazanavir) indulkar2015 R10, C26. For the weak base CRH1 (pKa 4.6) the un-ionized onset was about 12 µg/mL at pH 6.8 and at pH 4.6 almeidaesousa2016 R24. The 2017–2022 papers add pazopanib (pKa 6.4): its amorphous solubility rose from 9.2 µg/mL at pH 8.4 to 60 µg/mL at pH 5 and its crystalline solubility from 0.018 to about 0.60 µg/mL, but the amorphous values at pH 5 and 5.5 lay below the Henderson–Hasselbalch curve (60 against about 250 µg/mL, 40 against about 80) sugihara2018 R1, R2, R3.

Type. observation in 3 weak bases, with CRH1 and pazopanib as a fourth and a fifth Strength. for the Henderson–Hasselbalch shape of the onset (flat un-ionized concentration over 4–6 pH units), moderate for the constant ratio [indulkar2015 K1: strong; K2: moderate, X5]. The pazopanib series departs from its curve below pH 6 sugihara2018 C11.

How it was shown

Indulkar and co-workers (2015) studied clotrimazole (pKa 5.89), atazanavir (pKa 4.52) and nicardipine (pKa 7.2) at 37 °C over about ±2 pH units around the pKa indulkar2015 M1, M2, M3, M10, P2, P3. The onset came from antisolvent addition with extinction at 400 nm, fluorescence and a pH-shift titration; the un-ionized part was C_U = X\,C_T/(1+X) with X = 10^{\mathrm{pH}-\mathrm{p}K_a} indulkar2015 P3, P8, P9, P10, E6.

What the data show

The total LLPS concentration rose steeply as pH fell, while the un-ionized part stayed flat at about 5.6–8.4 (clotrimazole), 57.5–70.4 (atazanavir) and 4.5–6.75 µg/mL (nicardipine) indulkar2015 R5, R6, R7, R9. Pazopanib followed the curve from pH 6 upward but lay below it at pH 5 and 5.5 sugihara2018 R3.

systemmethod and conditionsresultids
clotrimazole, 37 °C, pH 8 to 4antisolvent, UV 400 nm7.7 → 490.2 µg/mL total; un-ionized 5.6–8.4 µg/mLindulkar2015 R5, R9, R18
atazanavir, pH 9 to 3sameabout 65 → about 1970 µg/mL total; un-ionized 57.5–70.4 µg/mLindulkar2015 R6, R9
nicardipine, pH 9 to 5.5same5.5 → about 355 µg/mL total; un-ionized 4.5–6.75 µg/mLindulkar2015 R7, R9
clotrimazole; atazanavirpredicted against measured un-ionized amorphous solubility4.9 against 7.7; 64.9 against 65.1 µg/mLindulkar2015 R2
CRH1, 25 °C, pH 6.8 and pH 4.6 + HPMCextinction, pyrene, as un-ionizedabout 12 µg/mL at both; crystalline 1.20 and 1.50 µg/mLalmeidaesousa2016 R3, R4, R24, R2
pazopanib (pKa 6.4), pH 5 to 8.4UV 400 nm onset; shake flaskamorphous 60 → 9.2 µg/mL; crystalline about 0.60 → 0.018 µg/mL; ratio about 103 at pH 5, 500–600 from pH 6.4sugihara2018 R1, R2, R4
Fig. 4 of indulkar2015: un-ionized concentration against pH for crystalline and amorphous forms
Fig. 4 · indulkar2015un-ionized concentration against pH for crystalline and amorphous forms

Flat lines for both forms, about 8- to 17-fold apart for clotrimazole and about 48- to 75-fold for atazanavir (extractor calculation) indulkar2015 R9, X5.

Why

A weak base dissolves as neutral free base plus ionized drug, the ionized part growing tenfold per pH unit below the pKa, C_T = C_B\,(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}) indulkar2015 E8, C42, C46. LLPS "cannot occur until the concentration of the un-ionized form is exceeded" indulkar2015 C47. The predicted curve is the crystalline curve times one factor, so the real test is the constancy of the un-ionized concentration indulkar2015 X14.

Limits and transfer

The clotrimazole ratio is not constant across pH (about 8 at pH 4–4.5) indulkar2015 X5. The pazopanib values at pH 5 and 5.5 lie below the curve (60 against about 250 µg/mL, 40 against about 80), which the authors attribute to crystallization before the limit ("likely") sugihara2018 R3, C10, C11. Measure one onset at least two pH units above the pKa, compute the total onset at other pH and verify it near the pKa indulkar2015 E8, X5.

How it was shown

Indulkar and co-workers (2015) studied clotrimazole (pKa 5.89), atazanavir (pKa 4.52, measured by UV-metric titration) and nicardipine (pKa 7.2) at 37 °C over about ±2 pH units around the pKa, in 0.1 M citrate (pH 3–6), phosphate (6.5–8) or carbonate (9) buffers indulkar2015 M1, M2, M3, M10, P2, P3. The crystalline free base was shaken 48 h and assayed by HPLC; the onset came from antisolvent addition with extinction at 400 nm, from pyrene or 4-Di-2-ASP fluorescence, and from a pH-shift titration of drug dissolved at pH 2.0 in 0.15 M NaCl indulkar2015 P3, P8, P9, P10. The un-ionized concentration was obtained as C_U = X\,C_T/(1+X) with X = 10^{\mathrm{pH}-\mathrm{p}K_a}, and the predicted amorphous solubility at each pH was one amorphous-to-crystalline ratio times the crystalline solubility at that pH indulkar2015 E6, P5. Crystalline nicardipine lost its birefringence in water within 2 h, so only its amorphous solubility could be measured indulkar2015 R1. Almeida e Sousa and co-workers (2016) ran CRH1 at pH 6.8 (fully un-ionized) and at pH 4.6, equal to the pKa, and report all concentrations as un-ionized drug through the Henderson–Hasselbalch equation almeidaesousa2016 M16, M17, C13, E3. Sugihara and Taylor (2018) built the pazopanib diagram with the crystalline free base shaken 72 h at 37 °C in 0.1 M citrate (pH 5–6) and phosphate (pH 6.4–8.4) buffers and the amorphous solubility by extinction at 400 nm with 5 µg/mL HPMC; the Henderson–Hasselbalch curves took the pH 8.4 values as the un-ionized solubility and a pKa of 6.4 sugihara2018 P2, P4, P11, E1, C9.

What the data show

Clotrimazole's LLPS concentration was about 145 µg/mL at pH 4.5, 65 at pH 5, 28 at pH 5.5, 14 at pH 6 and 7.7 at pH 8, and 490.2 at pH 4; atazanavir's about 680 at pH 3.5, 265 at pH 4, 125 at pH 4.5, 95 at pH 5 and 72 near pH 6; nicardipine's about 107 near pH 5.85, 57 at pH 6.3, 36 at pH 6.5 and 13–15 near pH 7 indulkar2015 R5, R6, R7, R18. Crystalline solubility rose in parallel: clotrimazole 0.55 µg/mL at pH 8 (the text says pH 9) and about 62 at pH 4, with 1.08 at pH 6, near its pKa; atazanavir 1.04 at pH 9, 2.12 at pH 4.5 (near pKa 4.52) and about 40 µg/mL at pH 3, the doubling at pH = pKa being the expected one indulkar2015 R2, R4, R5, R6, C23, X2, M2. The un-ionized LLPS concentration was about 5.6–8.4 µg/mL for clotrimazole, 57.5–70.4 for atazanavir and 4.5–6.75 for nicardipine, against about 0.5–0.78 and 0.85–1.2 µg/mL for the crystalline un-ionized clotrimazole and atazanavir indulkar2015 R9. The measured ratios were about 13 and about 63, but the clotrimazole ratio is about 8 at pH 4–4.5 and 12–17 from pH 5, and atazanavir's runs from about 48 to 75 (extractor calculation) indulkar2015 R10, X5. The predicted un-ionized amorphous solubilities were 4.9 and 64.9 µg/mL against 7.7 and 65.1 measured, and at pH 3 the measured atazanavir value (about 1970) is about 27% below the prediction (about 2700) indulkar2015 R2, R6, X6. Titration, UV and fluorescence agreed over most of the range (F4), the maxima on dissolving amorphous films were 69–110% of the onsets (F13), and the precipitates were amorphous at both ends of each pH range (F1) indulkar2015 R8, R18, F6, R19, R20, R21. For CRH1, the onsets were 14.15 and 11.31 µg/mL at pH 6.8 and 13.73 and 12.49 µg/mL at pH 4.6 with 20 µg/mL HPMC, "about 12" at both, with crystalline solubility 1.20 and 1.50 µg/mL almeidaesousa2016 R3, R4, R24, R2. Pazopanib. The crystalline free base was about 0.60, 0.13, 0.079, 0.042, 0.033, 0.025 and 0.018 µg/mL at pH 5, 5.5, 6, 6.4, 6.5, 7 and 8.4, and 0.571 mg/mL in gastric fluid (pH about 1.2) sugihara2018 R2. The amorphous solubility was 60 ± 1, 40 ± 2, 29.4 ± 0.9, 20.9 ± 0.9, 19.8 ± 0.5, 13.5 ± 0.4 and 9.2 ± 0.7 µg/mL at the same pH values sugihara2018 R1, following its curve from pH 6 upward but lying below it at pH 5 and 5.5 (curve values about 250 and 80 µg/mL), which the authors attribute to crystallization before the limit was reached ("likely") sugihara2018 R3, C10, C11. The ratio of the two was therefore about 103 at pH 5.0, 304 at 5.5, 379 at 6.0 and 500–600 from pH 6.4 up, not constant across pH sugihara2018 R4. From pH 1.2 to pH 6.5 the crystalline solubility falls by more than four orders of magnitude sugihara2018 C19.

papersystemmethod and conditionsresultids
indulkar2015clotrimazole, 37 °C, pH 8 to 4antisolvent, UV 400 nm7.7 → 490.2 µg/mL total; un-ionized 5.6–8.4 µg/mLR5, R9, R18
indulkar2015atazanavir, pH 9 to 3sameabout 65 → about 1970 µg/mL total; un-ionized 57.5–70.4 µg/mLR6, R9
indulkar2015nicardipine, pH 9 to 5.5same5.5 → about 355 µg/mL total; un-ionized 4.5–6.75 µg/mLR7, R9
indulkar2015clotrimazole; atazanavirpredicted against measured un-ionized amorphous solubility4.9 against 7.7; 64.9 against 65.1 µg/mLR2
indulkar2015clotrimazole; atazanaviramorphous-to-crystalline ratio, measuredabout 13 and about 63; about 8 at pH 4–4.5 for clotrimazoleR10, X5
almeidaesousa2016CRH1, 25 °C, pH 6.8 and pH 4.6 + HPMCextinction, pyrene, expressed as un-ionizedabout 12 µg/mL at both; crystalline 1.20 and 1.50 µg/mLR3, R4, R24, R2
sugihara2018pazopanib (pKa 6.4), 37 °C, pH 5 to 8.4UV 400 nm onset (5 µg/mL HPMC); shake flaskamorphous 60 → 9.2 µg/mL; crystalline about 0.60 → 0.018 µg/mL; ratio about 103 at pH 5, 500–600 from pH 6.4R1, R2, R4

Figure

Fig. 4 of indulkar2015: un-ionized concentration against pH for crystalline and amorphous forms
Fig. 4 · indulkar2015un-ionized concentration against pH for crystalline and amorphous forms

Flat lines for both forms, about 8- to 17-fold apart for clotrimazole and about 48- to 75-fold for atazanavir (extractor calculation); nicardipine is shown for the amorphous form only indulkar2015 R9, X5.

Why

Indulkar and co-workers reason that a weak base dissolves as neutral free base plus ionized drug, the ionized part growing tenfold per pH unit below the pKa: C_T = C_B\,(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}). Putting the amorphous free-base solubility in for C_B predicts that the amorphous solubility rises below the pKa with a constant ratio to the crystalline one wherever the solution is in equilibrium with the neutral form and not the salt indulkar2015 E8, C42, C46. LLPS "cannot occur until the concentration of the un-ionized form is exceeded", so at low pH the total concentration needed is higher indulkar2015 C47. The ratio is set by the free-energy gap and the absorbed water (F5), and the larger ratio of atazanavir "can be attributed" to its higher melting point indulkar2015 C43, C44. The authors take the supersaturation ratio as "not affected by degree of ionization" indulkar2015 C46. A caution from the extractor: the predicted curve is the crystalline curve times one factor, so its overlap with the LLPS data is not an independent test; the test is the constancy of the un-ionized concentration indulkar2015 X14. Sugihara and Taylor divide the pH-solubility diagram into three regions: below the crystalline curve (subsaturated), between the curves (crystallization the only possible change) and above the amorphous curve (amorphous precipitation); below pH 6 they draw the third boundary along the model curve, so there it is a model and not a measurement sugihara2018 C33, C34, C36, X12.

Conditions and limits

37 °C, 0.1 M buffers, no polymer or surfactant, free-base forms (the sulfate and hydrochloride salts were converted) indulkar2015 P1, M2, M3. The model holds where the solution is in equilibrium with the neutral form; whether a salt limits solubility at the lowest pH was not examined, and the titration departs there indulkar2015 E8, X7. Several plotted pH values differ from the nominal buffer pH indulkar2015 X12. The intestinal conclusions (an atazanavir dose of 400 mg giving about 1.29 mg/mL in the intestine against an onset of 73 µg/mL at pH 6; nicardipine 20 mg giving 64 µg/mL against above 106) are calculations, the two doses differ 20-fold as well as in pKa, and no bile salt or biorelevant medium was used indulkar2015 R26, R27, X15, C58. The pazopanib diagram is for simple buffers with 5 µg/mL HPMC; intestinal solubilizers would raise both boundaries sugihara2018 C37, X10.

Counterexamples and conflicts

The clotrimazole ratio is not constant across pH (about 8 at pH 4–4.5) and its un-ionized amorphous value is about 1.6 times the prediction indulkar2015 X5, X6. The atazanavir onset at pH 3 is below the prediction indulkar2015 X6. None found in the library against the Henderson–Hasselbalch shape of the onset. Pazopanib's amorphous solubility at pH 5 and 5.5 lies below the curve and its ratio falls to about 103, the pattern of clotrimazole's ratio of about 8 at pH 4–4.5 sugihara2018 R3, R4; indulkar2015 X5; the statement of a constant ratio holds only while crystallization is slower than the measurement.

Transfer check

Determine the pKa, measure one onset at a pH at least two units above the pKa (the drug is then un-ionized), compute the total onset at other pH with C_T = C_B(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}), and verify it at one pH near the pKa; do not rely on the constancy of the ratio below pH 5 for a base with a pKa near 6 indulkar2015 E8, X5. In a pH-shift test, a drug-rich phase forms only if the un-ionized concentration after the shift exceeds the free-base amorphous solubility, which depends on dose and volume as much as on pKa indulkar2015 C47, X15. Measure the onset at the intestinal pH of interest with a polymer in the medium; if it falls below the curve drawn from the pH 8 value, suspect crystallization before the limit sugihara2018 C11.

History

The reasoning that weak bases supersaturate on leaving the stomach and that those precipitating as amorphous solids reach the amorphous solubility came from pH-shift work in 2012 indulkar2015 C12; hsieh2012 E5, E6. Indulkar and co-workers (2015) were the first in the library to test the Henderson–Hasselbalch dependence of the LLPS onset across pH, noting that the influence of pH on LLPS had not been widely investigated indulkar2015 C12, C14; Almeida e Sousa and co-workers (2016) used un-ionized concentrations for CRH1 at pH 4.6 almeidaesousa2016 C13; a later paper fitted the same relation to the crystalline and amorphous solubility of posaconazole and another measured both for delamanid across pH duong2022b R1, R2, R3; duong2022a R1, C2. Sugihara and Taylor (2018) built a second pH-solubility diagram with both boundaries after Indulkar and co-workers (2015) and used it to explain a pH-shift test (F23) sugihara2018 C6, C45.

F11

Topic 3What moves the limit3 of 9

A second drug that mixes into the drug-rich phase lowers the limit of both drugs; an ionized second drug does not.

With 10 µM lopinavir, paclitaxel or felodipine in the solution, ritonavir separated at about 14, 10 and 12 µg/mL instead of about 26. In 30 + 30 µg/mL mixtures the bulk concentrations of both drugs were below their single-drug limits and both fluxes fell. Ionized diclofenac stayed in solution and did not change the ritonavir concentration trasi2015a R7, R13, R12, R9, R11.

strongStrong for the lowering, since fluorescence, ultracentrifugation and flux agree (n = 3); moderate for the ideal-mixing model, which ritonavir's points exceed by 2–4 µg/mL trasi2015a K2, K4, K5, X9.

Ritonavir onset with 10 µM of a second drug, µg/mLritonavir aloneabout 26with lopinavirabout 14with felodipineabout 12with paclitaxelabout 10

Each second drug lowers the concentration at which ritonavir separates into a drug-rich phase. trasi2015a R7

Lopinavir left in the water phase, µg/mL, by amount added4 µg/mL added1.368 µg/mL added2.7612 µg/mL added4.216 µg/mL added5.3

Added to a ritonavir-rich phase (45 µg/mL ritonavir): about a third stays in the water, the rest goes into the drug-rich phase. Ionized diclofenac, added the same way, was fully recovered. trasi2015a R9, R11

For your drug

  1. For a combination product or co-dosed drugs, test whether both are unionized and lipophilic at the intestinal pH.
  2. Ultracentrifuge a mixture at the intended ratio and compare each bulk concentration with the single-drug amorphous solubility times its mole fraction in the drug-rich phase; the bulk concentration of the drug present in the smaller molar amount is lowered most (synthesis), so the dose ratio matters as much as the choice of drugs.

trasi2015a P8, P12, E4, C50

How it works and key numbers
  1. Amorphous drugs are liquid-like and can mix; with two unionized drugs the drug-rich phase holds both trasi2015a C37.
  2. With ideal mixing each drug's chemical potential falls by RT\ln x, so each drug's solubility is its single-drug value times its mole fraction x in the drug-rich phase: S_a(x_1) = S_a^\circ x_1 trasi2015a E2, E3, E4.
  3. Lopinavir mixes "fairly ideally" with ritonavir, perhaps from structural similarity; other pairs "are likely" to be non-ideal trasi2015a C43.
  4. Ionic charge keeps diclofenac anions out of the hydrophobic phase trasi2015a C44.
  5. The same principle shows up with other components: bile salts STCDC and SGCDC lowered the maximum telaprevir flux to about 0.8–0.9 of its buffer value, and dissolved ASD polymers lower the amorphous solubility of ibuprofen by up to about 50% (F17, F19–F21) lu2017b R13, R18, C31; ueda2020b R1, C32.
26 → 10–14 µg/mLritonavir onset alone vs with 10 µM lopinavir, paclitaxel or felodipinetrasi2015a R7
about a thirdshare of the added lopinavir that stays in the water, the rest partitions into the ritonavir-rich phasetrasi2015a R9
25.1–25.7 µg/mLritonavir with 4–20 µg/mL ionized diclofenac: unchangedtrasi2015a R11
Evidence: data, conditions and papers

Finding F11. A second unionized drug that mixes into the drug-rich phase lowers the amorphous solubility, the free concentration and the flux of both drugs; an ionized second drug does not

In short. With 10 µM lopinavir, paclitaxel or felodipine in the solution, ritonavir separated at about 14, 10 and 12 µg/mL instead of about 26 µg/mL trasi2015a R7. In 30 + 30 µg/mL mixtures the free ritonavir was 9.3 (with paclitaxel) and 13.2 µg/mL (with lopinavir) by flux and 8.2 and 13.3 by ultracentrifugation; paclitaxel was 14.8 and 15, lopinavir 8.5 and 9.1 µg/mL, and the flux of both drugs fell trasi2015a R13, R12. Lopinavir added to a ritonavir-rich phase left only about a third in the bulk, whereas ionized diclofenac stayed in solution trasi2015a R9, R11. An ideal-mixing relation, S_a(x_1) = S_a^\circ x_1, roughly predicted the ritonavir–lopinavir bulk concentrations trasi2015a R16, E4. The 2017–2022 papers add components that are not drugs: the bile salts STCDC and SGCDC, which cut the maximum flux of telaprevir to about 0.8–0.9 of its buffer value (activity-based boundary from δ ≈28 to ≈22) and are inferred to mix into the drug-rich phase lu2017b R13, R18, C31, X6 (F17), and dissolved ASD polymers that enter the ibuprofen-rich phase and lower its amorphous solubility by up to about 50% ueda2020b R1, C32; ueda2021 R5 (F19–F21).

Type. single-system observation (ritonavir with four other drugs; ideal mixing for one pair) Strength. for the lowering (fluorescence, ultracentrifugation and flux agree, n = 3 in Table 2), moderate for the ideal-mixing model, which ritonavir's points exceed by 2–4 µg/mL [trasi2015a K2: strong; K4: strong; K5: moderate, X9].

How it was shown

Trasi and Taylor (2015) worked in 100 mM phosphate pH 6.8 at 25 °C with ritonavir as anchor. They added ritonavir to pyrene solutions with 5–20 µM lopinavir, paclitaxel or felodipine, added lopinavir or diclofenac to a pre-formed ritonavir-rich phase before ultracentrifugation, and measured flux of 30 + 30 µg/mL binary donors trasi2015a P3, P7, P8, P9, P10, P6.

What the data show

With 10 µM lopinavir, paclitaxel or felodipine the ritonavir onset fell from about 26 to about 14, 10 and 12 µg/mL trasi2015a R7. In 30 + 30 µg/mL mixtures both drugs were depleted below their single-drug limits and the flux of both fell trasi2015a R13, R12. Ionized diclofenac was recovered in full trasi2015a R11.

systemmethod and conditionsresultids
ritonavir with 10 µM lopinavir, paclitaxel, felodipinepyrene (or felodipine 430 nm) onsetabout 14, 10, 12 µg/mL against about 26 alonetrasi2015a R7, R8
ritonavir-rich phase (45 µg/mL) plus lopinavir 4–16 µg/mLbulk after centrifugationabout a third of the lopinavir remains in bulk; ritonavir 23.6 → 19.8trasi2015a R9
the same plus diclofenac 4–20 µg/mLbulk UVdiclofenac fully recovered; ritonavir about 25trasi2015a R11
30 + 30 µg/mL ritonavir with paclitaxel; with lopinavirflux and ultracentrifugation, n = 3ritonavir 9.3 and 8.2; 13.2 and 13.3; paclitaxel 14.8 and 15; lopinavir 8.5 and 9.1 µg/mLtrasi2015a R13
ritonavir–lopinavir, x = 0.06–0.70bulk against ideal-mixing lineritonavir 2–4 µg/mL above the linetrasi2015a R16, X9
telaprevir with 12 mM STCDC or SGCDCflux plateau against buffer1.06–1.11 against 1.25–1.32 µg/min; boundary δ ≈22 against ≈28lu2017b R13, R6, R18
Fig. 4 of trasi2015a: onset of ritonavir phase separation with a second drug present
Fig. 4 · trasi2015aonset of ritonavir phase separation with a second drug present

(a) The pyrene ratio rises at much lower ritonavir concentration with 10 µM second drug, arrows marking the single-drug limits; (b) the onset falls as the second-drug concentration rises trasi2015a R7, R8.

Why

Amorphous drugs are liquid-like and can mix; with two unionized drugs the drug-rich phase holds both, and with ideal mixing each chemical potential falls by RT\ln x, so S_a(x_1) = S_a^\circ x_1 ("suggests") trasi2015a C37, E2, E3, E4, C35. Ionic charge keeps diclofenac anions out of the hydrophobic phase trasi2015a C44. (synthesis: what enters the drug-rich phase lowers the amorphous solubility, what stays out leaves it unchanged.)

Limits and transfer

Ritonavir's points lie 2–4 µg/mL above the ideal-mixing line, so mixing is only approximately ideal for the one modelled pair trasi2015a X9. All runs used methanolic stocks at 25 °C in one buffer, and no co-formulated product was dissolved trasi2015a C45. For co-dosed drugs, ultracentrifuge a mixture at the intended ratio; the bulk concentration of the drug present in the smaller molar amount is lowered most (synthesis) trasi2015a P8, P12, E4, C50.

How it was shown

Trasi and Taylor (2015) worked in 100 mM phosphate pH 6.8 at 25 °C with ritonavir as anchor. They pinned each drug's amorphous solubility by four methods (F4); added ritonavir stepwise to pyrene solutions containing 5–20 µM lopinavir, paclitaxel or felodipine and read the onset from the pyrene I3/I1 ratio (or felodipine's emission at 430 nm); added lopinavir (5–30 µg/mL) to 5, 10, 15 and 30 µg/mL ritonavir, ultracentrifuged and analysed both drugs in the supernatant; added lopinavir (4–16 µg/mL) or diclofenac (4–20 µg/mL) to a pre-formed ritonavir-rich phase (45–85 µg/mL ritonavir); and measured flux of 30 + 30 µg/mL binary donors, converting it to free concentration with the single-drug flux curves and checking by ultracentrifugation trasi2015a P3, P7, P8, P9, P10, P6. The ideal-mixing prediction used the single-drug amorphous solubilities and the ritonavir mole fraction in the drug-rich phase from mass balance trasi2015a P12.

What the data show

With 5, 10, 15 and 20 µM of the second drug the ritonavir onset was about 22, 14, 10 and 6 µg/mL (lopinavir), 16, 10, 4 and 2 (paclitaxel) and 18, 12 and 4 µg/mL (felodipine, to 15 µM) against about 26 alone trasi2015a R8, R7. With 5 µg/mL ritonavir, all lopinavir stayed in the supernatant up to 10 µg/mL and then levelled at about 15 µg/mL while ritonavir fell from about 5 to about 3.2 µg/mL; with 30 µg/mL ritonavir both drugs were depleted from the first addition (ritonavir about 21 to about 13 µg/mL as lopinavir rose from 5 to 30 µg/mL) trasi2015a R5. Adding 4, 8, 12 and 16 µg/mL lopinavir to a 45 µg/mL ritonavir solution left about 1.36, 2.76, 4.2 and 5.3 µg/mL lopinavir in bulk and lowered bulk ritonavir from about 23.6 to about 19.8 µg/mL; raising ritonavir to 65 and 85 µg/mL with 16 µg/mL lopinavir lowered bulk lopinavir to about 4.15 and 3.4 µg/mL trasi2015a R9, R10. Diclofenac at 4–20 µg/mL was recovered in full and ritonavir stayed at about 25.1–25.7 µg/mL trasi2015a R11. In the diffusion cell the receiver reached about 0.24–0.26 µg/mL ritonavir at 75 min from the mixtures against 0.48 from ritonavir alone, 0.33 against 0.49 for paclitaxel and 0.21 against 0.41 for lopinavir trasi2015a R12. Free concentrations from flux and ultracentrifugation are in the table trasi2015a R13. As fractions of the single-drug amorphous solubilities (26.2, 17.1 and 29 µg/mL by ultracentrifugation), the ultracentrifuge values are about 0.31 and 0.51 for ritonavir, 0.53 for lopinavir and 0.52 for paclitaxel (synthesis: 8.2 ÷ 26.2, 13.3 ÷ 26.2, 9.1 ÷ 17.1, 15 ÷ 29) trasi2015a R13, R1. Thirty-four ritonavir and 32 lopinavir points, plotted against the ritonavir mole fraction (0.06–0.70), run from about 3.0 to 21.4 µg/mL (ritonavir) and from about 15.2 to 4.6 µg/mL (lopinavir), with ritonavir mostly 2–4 µg/mL above the line S_a^\circ x and lopinavir below it at mid-range; an extractor check at 30 + 30 µg/mL gives x ≈ 0.41 and predicted bulk values of about 10.8 (ritonavir) and 10.1 µg/mL (lopinavir) against 13.3 and 9.1 measured trasi2015a R16, X9. A bile salt or a polymer takes the place of the second drug in the later papers: with 12 mM STCDC or SGCDC the highest telaprevir flux was about 1.06–1.11 µg/min against 1.25–1.32 in buffer (t test p << 0.05), and 1000 µg/mL of six polymers lowered the dissolved ibuprofen from 154 to about 89–131 µg/mL lu2017b R13, R6; ueda2021 R5.

papersystemmethod and conditionsresultids
trasi2015aritonavir with 10 µM lopinavir, paclitaxel, felodipinepyrene (or felodipine 430 nm) onsetabout 14, 10, 12 µg/mL against about 26 aloneR7, R8
trasi2015aritonavir 5–30 µg/mL plus lopinavir 5–30 µg/mLultracentrifugation, both drugs in supernatantboth depleted below their single-drug limitsR5
trasi2015aritonavir-rich phase (45 µg/mL) plus lopinavir 4–16 µg/mLbulk after centrifugationabout a third of the lopinavir remains in bulk; ritonavir 23.6 → 19.8R9
trasi2015athe same plus diclofenac 4–20 µg/mLbulk UVdiclofenac fully recovered; ritonavir about 25R11
trasi2015a30 + 30 µg/mL ritonavir with paclitaxel; with lopinavirflux and ultracentrifugation, n = 3ritonavir 9.3 and 8.2; 13.2 and 13.3; paclitaxel 14.8 and 15; lopinavir 8.5 and 9.1 µg/mLR13
trasi2015aritonavir–lopinavir, x = 0.06–0.70bulk against ideal-mixing lineritonavir 2–4 µg/mL above the lineR16, X9
lu2017btelaprevir with 12 mM STCDC or SGCDC, 37 °Cflux plateau against buffer1.06–1.11 against 1.25–1.32 µg/min; boundary δ ≈22 against ≈28R13, R6, R18
ueda2021ibuprofen with 1000 µg/mL of six polymers, pH 2.0 (D2O), 37 °CNMR dissolved drug154 → 89–131 µg/mLR5

Figure

Fig. 4 of trasi2015a: onset of ritonavir phase separation with a second drug present
Fig. 4 · trasi2015aonset of ritonavir phase separation with a second drug present

(a) The pyrene ratio rises at much lower ritonavir concentration with 10 µM second drug, arrows marking the single-drug limits; (b) the onset falls as the second-drug concentration rises trasi2015a R7, R8.

Fig. 9 of trasi2015a: bulk concentrations against ritonavir mole fraction in the drug-rich phase, with ideal-mixing lines
Fig. 9 · trasi2015abulk concentrations against ritonavir mole fraction in the drug-rich phase, with ideal-mixing lines

Ritonavir rises and lopinavir falls with the ritonavir mole fraction; the lines are Eq. 4 without fitting trasi2015a R16.

Why

Amorphous drugs are liquid-like and can mix; with two unionized drugs the drug-rich phase holds both, and with ideal mixing each chemical potential falls by RT\ln x, so S_a(x_1) = S_a^\circ x_1 ("suggests"; "readily explained" by conventional thermodynamics) trasi2015a C37, E2, E3, E4, C35. The authors call the lowering of the onset "likely a colligative effect" and compare second drugs at equal molar concentration, which was not tested trasi2015a C19. Lopinavir mixes "fairly ideally" with ritonavir, perhaps from structural similarity, and other pairs "are likely" to be non-ideal, up to immiscibility trasi2015a C43. Ionic charge keeps diclofenac anions out of the hydrophobic phase ("readily explained") trasi2015a C44. (synthesis: this is the same principle as for the solubilizer in F12 read the other way round: what enters the drug-rich phase lowers the amorphous solubility, what stays out leaves it unchanged; the diclofenac result supports the second half, although only one ionized compound was tested.) (synthesis: Lu and co-workers invoke the same principle for bile salts, that a second solute miscible with the drug in the liquid state lowers the maximum supersaturation lu2017b C31, and Ueda and co-workers for polymers, which lower the chemical potential of ibuprofen in the droplets by dilution and, for PVP-VA, by interaction ueda2021 C11, C42; the mechanism is tested directly only for polymers, by NMR of the polymer that disappears from solution (F19).)

Conditions and limits

Solutions were made from methanolic stocks at 25 °C in one buffer; no co-amorphous or co-formulated ASD product was dissolved trasi2015a C45. The second-drug concentration in the fluorescence runs is given as 4 µg/mL in the methods and 10 µM in the results; HPMC (10 µg/mL) is stated only for some runs; equilibration time and the absence of crystals in the binary runs are not documented trasi2015a X3, X11. Paclitaxel at 30 µg/mL is at, not below, its limit, and the reductions are stated against different baselines (30 µg/mL added, or the single-drug amorphous solubility) trasi2015a X7, X8. The below-limit control (no interaction in the bulk) is described inconsistently and its data are not shown trasi2015a X6. The ritonavir curves in the diffusion cell figure are closer to each other than Table 2 suggests trasi2015a X10.

Counterexamples and conflicts

Ritonavir's points lie above the ideal-mixing line, so mixing is only approximately ideal for the one modelled pair trasi2015a X9. The effect is absent for the one ionized second drug trasi2015a R11. None found in the library against the lowering itself; later work reports about half of each drug's flux in a two-drug ASD and mutual reduction in co-amorphous drugs alhalaweh2016 R17; alkalla2026 C7, C12.

Transfer check

For a combination product or co-dosed drugs, test whether both are unionized and lipophilic at the intestinal pH; ultracentrifuge a mixture at the intended ratio and compare the bulk concentrations with each drug's single-drug amorphous solubility times its mole fraction in the drug-rich phase trasi2015a P8, P12, E4. The bulk concentration of the drug present in the smaller molar amount is lowered most, so dose ratio matters as much as drug choice (synthesis: from S_a = S_a^\circ x) trasi2015a C50.

History

Raina and co-workers (2014) had shown flux plateaus for single drugs trasi2015a C5. Trasi and Taylor (2015) were the first in this chapter to show the mutual lowering with a second drug and to propose an ideal-mixing model; later work applied it to binary ASDs and to other combinations trasi2015b C36, C49; trasi2019 C5, C38; alkalla2026 C7. Later the lowering was extended to polymer mixing into the drug-rich phase ueda2020a C36. Lu and co-workers (2017) and Ueda and co-workers (2020–2022) extended the mutual lowering to bile salts and polymers, and the polymer case was measured directly by NMR lu2017b C31; ueda2020b C32; ueda2021 C11.

F12

Topic 3What moves the limit4 of 9

A micelle-forming solubilizer raises both solubilities together, so the supersaturation ratio does not rise.

With 500 µg/mL Tween 80, ritonavir's crystalline solubility rose from 1.3 to 3.5 µg/mL and its LLPS concentration from 18.8 to 46.1 µg/mL, so the ratio of the two stayed near 14.5 and 13.2. PVP at 25 µg/mL changed neither ilevbare2013a R16, X5, C54.

moderateModerate: the thermodynamic argument is clean, but the entry of Tween 80 into the drug-rich phase and the drug activity in the micellar solution were not measured; the SDS result shows the concentration ratio is not conserved for every drug-micelle pair ilevbare2013a K5, X5; indulkar2017a R13.

Ritonavir at 37 °C without and with 500 µg/mL Tween 80, µg/mLcrystalline, buffer1.3crystalline, Tween 803.5drug-rich phase appears, buffer18.8drug-rich phase appears, Tween 8046.1

Both rise by a similar factor, so the gap between them, the supersaturation ratio, stays the same. ilevbare2013a R16

Atazanavir in SDS: concentration-based and activity-based supersaturation ratioconcentration ratio, no SDS64.8concentration ratio, 1 mg/mL SDS37.5concentration ratio, 2 mg/mL SDS35.9concentration ratio, 3.6 mg/mL SDS33.0activity ratio (flux), no SDS66.0activity ratio (flux), 1 mg/mL SDS70.0activity ratio (flux), 2 mg/mL SDS66.1activity ratio (flux), 3.6 mg/mL SDS65.0

Micelles solubilize additional drug, so the concentration ratio halves, but the activity ratio, the true driving force, is unchanged. indulkar2017a R13

For your drug

  1. Measure both the crystalline solubility and the LLPS concentration with and without the additive at the concentration to be used, and compare the ratio; add flux to get an activity-based ratio, since total concentration in micelles overstates the driving force.
  2. Determine the amorphous solubility in the solubilizing medium itself (F16); multiplying the crystalline solubility in the medium by the buffer ratio overshot twofold for atazanavir in SDS.

ilevbare2013a C54, C43; trasi2015a P6; indulkar2017a C16, C64

How it works and key numbers
  1. A solution saturated with crystals has the same drug activity with or without the additive, because the solid is the same ilevbare2013a C49, C54.
  2. The drug-rich liquid keeps its activity as long as the additive does not enter it; with a constant activity coefficient in the dilute solution, the ratio of the two concentrations "must therefore" stay the same ilevbare2013a C54, C55.
  3. PVP leaving both values unchanged "suggests" that it does not enter the ritonavir-rich phase ilevbare2013a C51.
  4. For atazanavir in SDS the concentration ratio halves because the micelle/water partition coefficient falls as the drug concentration rises (F18) indulkar2017a C46, C48.
  5. For telaprevir with bile salts the drug is incorporated into micelles with unchanged activity at both boundaries (F17) lu2017b C28, C49.
  6. Felodipine with additives showed the concentration ratio falling from about 9.2 in buffer to 4.5 (0.04% vitamin E TPGS) and 5.0 (FaSSIF) raina2015c R11, C29.
1.3 → 3.5 and 18.8 → 46.1 µg/mLritonavir crystalline solubility and LLPS concentration with 500 µg/mL Tween 80ilevbare2013a R16
64.8 → 33.0 vs 66.0 → 65.0atazanavir concentration ratio vs activity ratio from 0 to 3.6 mg/mL SDSindulkar2017a R13
9.2 → 4.5felodipine concentration-based ratio with 0.04% vitamin E TPGSraina2015c R11, C29
Evidence: data, conditions and papers

Finding F12. A micellar solubilizer raises crystalline solubility and the LLPS concentration together, so the supersaturation ratio does not rise; PVP at 25 µg/mL changes neither

In short. With 500 µg/mL Tween 80 (above its CMC of 23.6 µg/mL) ritonavir's crystalline solubility rose from 1.3 to 3.5 µg/mL (printed ratio 2.7) and its LLPS concentration from 18.8 to 46.1 µg/mL (printed ratio 2.6; 2.45 by the table values), so the ratio of LLPS concentration to crystalline solubility stayed near 14.5 and 13.2 ilevbare2013a R16, X5. With 25 µg/mL PVP the values were unchanged (1.3 and 18.3 µg/mL) ilevbare2013a R16. The authors conclude that a solubilizer does not raise the maximum supersaturation ilevbare2013a C54; a later study with other additives found the concentration-based ratio fell raina2015c C29. The 2017–2022 papers add the same pattern for telaprevir with micellar dihydroxy bile salts (crystalline 5.2 → 11.1–12.4 µg/mL and GLPS onset 146–149 → 311–360 µg/mL with STDC and SGDC, ratio about 28–32 in both media, synthesis) lu2017b R1, R2, and a different one for atazanavir in SDS: crystalline 1.1 → 45.6 µg/mL and amorphous 70 → about 1450 µg/mL at 3.6 mg/mL SDS, so the concentration ratio fell from about 65 to about 33 while the flux-derived (activity) ratio stayed at about 65 indulkar2017a R7, R13.

Type. single-system observation (ritonavir, one concentration of each additive) Strength. : the thermodynamic argument is clean, but incorporation of Tween 80 into the drug-rich phase and drug activity in the micellar solution were not measured ilevbare2013a K5: moderate, X5. The SDS result shows that the concentration ratio is not conserved for every drug–micelle pair indulkar2017a R13.

How it was shown

Ilevbare and Taylor (2013) dissolved PVP K29/32 at 25 µg/mL or Tween 80 at 500 µg/mL in 100 mM phosphate buffer pH 6.8 at 37 °C and measured ritonavir's crystalline solubility (48 h) and LLPS concentration by UV titration ilevbare2013a P1, P5, A6, M10, M11. Lu and co-workers and Indulkar and co-workers (2017) repeated this with bile salts and SDS, adding flux lu2017b P1, P2, P3, P4; indulkar2017a P3, P6, P7.

What the data show

With Tween 80 the crystalline solubility rose from 1.3 to 3.5 µg/mL and the LLPS concentration from 18.8 to 46.1 µg/mL, so the ratio stayed near 14.5 and 13.2 (synthesis); PVP changed neither ilevbare2013a R16, X5. For atazanavir in SDS the concentration ratio fell by half while the flux-derived (activity) ratio stayed at about 65 indulkar2017a R13.

systemmethod and conditionsresultids
ritonavir, no additive; with 25 µg/mL PVP100 mM pH 6.8, 37 °Ccrystalline 1.3 and 1.3; LLPS 18.8 and 18.3 µg/mLilevbare2013a R16
ritonavir with 500 µg/mL Tween 80samecrystalline 3.5 (2.7×); LLPS 46.1 µg/mL (printed 2.6×; 2.45× from the values)ilevbare2013a R16, X5
felodipine, buffer; 0.04% vitamin E TPGS; FaSSIF37 °Camorphous-to-crystalline ratio about 9.2; 4.5; 5.0raina2015c R11, C29
telaprevir, buffer and 12 mM STDC or SGDCcrystalline solubility; onset by UV, ultracentrifuge, flux5.2 → 11.1, 12.4; 146–149 → 311–360 µg/mL; ratio about 28–32lu2017b R1, R2
atazanavir, 0–3.6 mg/mL SDScrystalline, LLPS and fluxcrystalline 1.1 → 45.6 µg/mL; concentration ratio 64.8 → 33.0; activity ratio 66 → 65indulkar2017a R7, R13
Table 7 of ilevbare2013a: PVP and Tween 80, crystalline solubility and LLPS concentration of ritonavir
Table 7 · ilevbare2013aPVP and Tween 80, crystalline solubility and LLPS concentration of ritonavir

PVP changes nothing; Tween 80 raises both values by a similar factor ilevbare2013a R16.

Why

The crystal-saturated solution has the same drug activity with or without additive, and the drug-rich liquid keeps its activity unless the additive enters it; with a constant activity coefficient in the dilute phase the ratio of the two concentrations "must therefore" stay the same ilevbare2013a C49, C54, C55. For SDS the halving of the concentration ratio is explained by a falling micelle/water partition coefficient (F18) indulkar2017a C46, C48, for bile salts by incorporation into micelles at unchanged activity (F17) lu2017b C28, C49.

Limits and transfer

One drug, one buffer, 37 °C and one concentration of each additive; incorporation of Tween 80 or PVP into the drug-rich phase and drug activity in the micellar solution were not measured ilevbare2013a R16, C54. So "the supersaturation ratio does not rise" holds for all, but "stays constant" does not indulkar2017a R13; raina2015c C29; lu2017b R2. Measure both solubilities with and without the additive and add flux for an activity-based ratio ilevbare2013a C54, C43; trasi2015a P6.

How it was shown

Ilevbare and Taylor (2013) dissolved PVP K29/32 at 25 µg/mL or Tween 80 at 500 µg/mL in 100 mM phosphate buffer pH 6.8 at 37 °C, measured the crystalline solubility of ritonavir by ultracentrifugation and HPLC after 48 h, and the LLPS concentration by the UV titration (n = 3) ilevbare2013a P1, P5, A6, M10, M11. PVP does not solubilize ritonavir, and Tween 80 was above its CMC ilevbare2013a M10, M11. Lu and co-workers (2017) measured the crystalline solubility (48 h), the GLPS onset by three methods and the flux of telaprevir with six bile salts at 1.86 and 12 mM in 50 mM pH 6.5 buffer at 37 °C lu2017b P1, P2, P3, P4. Indulkar and co-workers (2017) did so for atazanavir with 0.05–3.6 mg/mL SDS in 50 mM pH 6.8 buffer at 37 °C and added flux in 1, 2 and 3.6 mg/mL SDS indulkar2017a P3, P6, P7.

What the data show

Without additive the crystalline solubility was 1.3 ± 0.20 and the LLPS concentration 18.8 ± 0.07 µg/mL; with PVP 1.3 ± 0.03 and 18.3 ± 0.26; with Tween 80 3.5 ± 0.10 (ratio 2.7) and 46.1 ± 0.92 µg/mL (printed ratio 2.6) ilevbare2013a R16. The table values give 46.1 ÷ 18.8 = 2.45 (or 2.52 against the with-PVP value), and LLPS-to-crystal ratios of 14.5 without and 13.2 with Tween 80 (synthesis from R16: 18.8 ÷ 1.3 and 46.1 ÷ 3.5) ilevbare2013a X5. The text calls both increases "~3 times" ilevbare2013a C53. In the outside comparison, felodipine with additives showed crystalline solubility up almost 40-fold while the concentration-based amorphous-to-crystalline ratio fell from about 9.2 in buffer to 4.5 (0.04% vitamin E TPGS) and 5.0 (FaSSIF) raina2015c R11, C29. Bile salts. The crystalline solubility of telaprevir was 5.2 µg/mL in buffer and 11.1, 12.2, 12.4 and 9.6 µg/mL with 12 mM STDC, STCDC, SGDC and SGCDC but 6.7 and 6.2 with STC and SGC (1.8–2.4 times for the dihydroxy salts, synthesis) lu2017b R1, X9. SDS. Atazanavir's crystalline solubility stayed near 1 µg/mL up to the CMC of 0.5 mg/mL and rose linearly above it to about 45.6 µg/mL at 3.6 mg/mL, a molar solubilization ratio κ of 0.006; the LLPS concentration rose too (κ 0.183) but only half as fast as the 0.351 predicted from 62 times the crystalline value indulkar2017a R7, R1, R9. At the amorphous solubility the concentration ratio was about 64.8, 37.5, 35.9 and 33.0 and the flux-derived ratio about 66.0, 70.0, 66.1 and 65.0 at 0, 1, 2 and 3.6 mg/mL SDS indulkar2017a R13. The authors read this as a solubilizer that adds drug to micelles without changing the activity at either boundary indulkar2017a C43, C45.

papersystemmethod and conditionsresultids
ilevbare2013aritonavir, no additive100 mM pH 6.8, 37 °Ccrystalline 1.3; LLPS 18.8 µg/mLR16
ilevbare2013aritonavir with 25 µg/mL PVPsamecrystalline 1.3; LLPS 18.3 µg/mLR16
ilevbare2013aritonavir with 500 µg/mL Tween 80samecrystalline 3.5 (2.7×); LLPS 46.1 µg/mL (printed 2.6×; 2.45× from the values)R16, X5
raina2015cfelodipine, buffer; 0.04% vitamin E TPGS; FaSSIF37 °Camorphous-to-crystalline ratio about 9.2; 4.5; 5.0R11, C29
lu2017btelaprevir, buffer and 12 mM STDC or SGDC, 37 °Ccrystalline solubility; GLPS onset by UV, ultracentrifuge and flux5.2 → 11.1, 12.4; 146–149 → 311–360 µg/mL; ratio about 28–32R1, R2
indulkar2017aatazanavir, 0–3.6 mg/mL SDS, pH 6.8, 37 °Ccrystalline, LLPS and fluxcrystalline 1.1 → 45.6 µg/mL; concentration ratio 64.8 → 33.0; activity ratio 66 → 65R7, R13

Figure

Table 7 of ilevbare2013a: PVP and Tween 80, crystalline solubility and LLPS concentration of ritonavir
Table 7 · ilevbare2013aPVP and Tween 80, crystalline solubility and LLPS concentration of ritonavir

PVP changes nothing; Tween 80 raises both values by a similar factor ilevbare2013a R16.

Why

The authors argue that the crystal-saturated solution has the same drug activity with or without additive (same solid), and the drug-rich liquid keeps its activity as long as the additive does not enter it; with a constant activity coefficient in the dilute bulk phase the ratio of the two concentrations "must therefore" stay the same, so a solubilizer puts more drug in solution without raising the maximum supersaturation or the upper limit of activity ilevbare2013a C49, C54, C55. PVP at 25 µg/mL leaving both values unchanged is read as "suggesting" that it does not enter the ritonavir-rich phase ilevbare2013a C51. (synthesis: Raina and co-workers' fall of the concentration-based ratio fits this argument only if the extra solubilized drug is in micelles, which raises crystalline solubility more than the LLPS concentration; the activity argument and the concentration ratio are different measures.) Indulkar and co-workers explain the halving of the concentration ratio by a micelle/water partition coefficient that falls as drug concentration rises: the crystal-based prediction assumes that the adsorption mode seen near saturation also holds at supersaturation (F18) indulkar2017a C46, C48. Lu and co-workers read the bile-salt result as incorporation of telaprevir into micelles with unchanged activity at both boundaries (F17) lu2017b C28, C49. (synthesis: the two cases separate a solubilizer that raises both solubilities in proportion (ritonavir with Tween 80, telaprevir with STDC or SGDC) from one whose partition coefficient depends on the drug concentration (atazanavir with SDS); in both the activity-based boundary is unchanged.)

Conditions and limits

One drug, one buffer, 37 °C, one concentration of each additive; incorporation of Tween 80 or PVP into the drug-rich phase and drug activity in the micellar solution were not measured ilevbare2013a R16, C54. The printed Tween 80 ratio (2.6) does not match the table values ilevbare2013a X5. Single drugs at 37 °C, buffer media with one surfactant or one bile salt at a time and no lecithin indulkar2017a X5; lu2017b A1. In the terms of Ueda 2024 this is Case I, where the maximum supersaturation ratio is unchanged; where the surfactant also mixes into the drug-rich phase (Case III; clopidogrel with TPGS or Tween, ketoprofen with Tween, Table 1, p. 29) it falls.

Counterexamples and conflicts

The felodipine additive results show a falling concentration ratio raina2015c C29. A second drug, unlike Tween 80, does enter the drug-rich phase and lowers the limit (F11) trasi2015a C42. The concentration ratio of atazanavir with SDS falls to about half (65 → 33) and that of felodipine with Vitamin E TPGS to about half (9.2 → 4.5), whereas that of telaprevir with STDC or SGDC is kept, so "the supersaturation ratio does not rise" holds for all, but "stays constant" does not indulkar2017a R13; raina2015c C29; lu2017b R2.

Transfer check

Measure both the crystalline solubility and the LLPS concentration with and without the additive at the concentration to be used, and compare the ratio; also measure flux to get an activity-based ratio, since total concentration in micelles overstates the driving force ilevbare2013a C54, C43; trasi2015a P6. Determine the amorphous solubility in the solubilizing medium itself and the activity-based ratio by flux (F16); multiplying the crystalline solubility in the medium by the buffer ratio overshot twofold for atazanavir in SDS indulkar2017a C16, C64.

History

Ilevbare and Taylor (2013) stated the argument and the Tween 80 result; Raina and co-workers later reported the fall in the concentration-based ratio for felodipine ilevbare2013a C53; raina2015c C29. Lu and co-workers (2017) and Indulkar and co-workers (2017) tested the argument of Ilevbare and Taylor with six bile salts and SDS, and found that it holds for the activity ratio but not always for the concentration ratio lu2017b C49; indulkar2017a C21, C64.

F17

Topic 3What moves the limit5 of 9

Six bile salts act in three ways: some do little, some double both solubilities, and two lower the maximum supersaturation.

Telaprevir's crystalline solubility was 5.2 µg/mL in buffer and 9.6–12.4 with 12 mM STDC, STCDC, SGDC or SGCDC, but only 5.5–6.9 with STC and SGC. Micellar STDC and SGDC raised the onset from about 150 to 311–360 µg/mL, while STCDC and SGCDC lowered the plateau flux to 1.06–1.11 against 1.25–1.32 µg/min lu2017b R1, R2, R6, R13.

moderateModerate: the large effects (about twofold solubilization, about 0.8–0.9 of the maximum flux) are clear and rest on three read-outs, but the mechanisms are inferred and the reference fluxes that test the flux-to-activity conversion are not shown lu2017b K1, K4, X7.

Telaprevir crystalline solubility with 12 mM bile salt, µg/mLbuffer5.2SGC (trihydroxy)6.2STC (trihydroxy)6.7SGCDC9.6STDC11.1STCDC12.2SGDC12.4

The four dihydroxy salts raise solubility about twofold; the two trihydroxy salts barely. lu2017b R1

Telaprevir plateau flux, µg/min: buffer against 12 mM STCDC or SGCDCbuffer1.25–1.32STCDC or SGCDC1.06–1.11

STCDC and SGCDC lower the maximum supersaturation from δ ≈28 to ≈22. lu2017b R6, R13, R18

For your drug

  1. Measure the crystalline solubility, the amorphous solubility by two methods and the flux plateau of the drug in single bile salts of both hydroxylation classes and in the mixture at the intended ratio.
  2. A lowered plateau flux without a lowered crystalline solubility points to a bile salt mixing into the drug-rich phase; a medium with taurocholate (STC) only may mispredict, since SGC, STCDC and SGCDC are more abundant in human intestinal fluid.

lu2017b P1, P4, C38, C53, R22

How it works and key numbers
  1. Trihydroxy salts (STC, SGC) are less hydrophobic and have higher CMCs, so they form fewer micelles at 12 mM ("One possible explanation") lu2017b C45.
  2. STDC and SGDC solubilize telaprevir by incorporating it into micelles ("it is apparent"); the drug-loaded aggregates diffuse more slowly, so the flux is about half at a given concentration lu2017b C28, C46, R12.
  3. Their activity-based boundaries (δ = 1 and ≈28) stay where they are in buffer, so the composition of the crystalline and amorphous phases is unchanged lu2017b C49.
  4. STCDC and SGCDC are thought to mix into the telaprevir drug-rich phase and lower telaprevir's activity there ("presumably"), as a miscible second solute does (F11) lu2017b C50, C51, C31.
  5. With these two salts, extinction rose on the first addition without visible turbidity; the authors suspect drug–bile salt complexes lu2017b R4, C23.
5.2 → 9.6–12.4 µg/mLtelaprevir crystalline solubility in buffer vs 12 mM dihydroxy bile saltslu2017b R1
146–149 → 311–360 µg/mLonset in buffer vs with 12 mM STDC or SGDClu2017b R2
δ ≈28 → ≈22maximum supersaturation without bile salt vs with STCDC or SGCDClu2017b R18, R13
Evidence: data, conditions and papers

Finding F17. Six bile salts act in three ways on telaprevir: trihydroxy salts do little, micellar dihydroxy salts double both solubilities at unchanged activity boundaries, and STCDC and SGCDC lower the maximum supersaturation

In short. Telaprevir's crystalline solubility was 5.2 µg/mL in 50 mM pH 6.5 buffer at 37 °C and 9.6–12.4 µg/mL with 12 mM STDC, STCDC, SGDC or SGCDC, but 5.5–6.9 µg/mL with STC and SGC at 12 mM and with every bile salt at 1.86 mM; its GLPS onset was about 150 µg/mL in buffer, 311–360 with micellar STDC and SGDC and 238–290 with micellar STCDC lu2017b R1, R2. At 90 µg/mL, 12 mM STDC halved the flux (about 0.43 against 0.83 µg/min), and STCDC and SGCDC lowered the maximum flux to 1.06–1.11 µg/min against 1.25–1.32, which the authors read as a fall of the maximum supersaturation from δ ≈28 to ≈22 lu2017b R12, R13, R6, R18. The authors conclude that the six bile salts are "not interchangeable" and that STC, the only bile salt of commercial FaSSIF and FeSSIF, "is not an adequate surrogate" lu2017b C56, C52.

Type. single-system observation (telaprevir, six bile salts at two levels) Strength. : the large effects (about twofold solubilization, about 0.8–0.9 of the maximum flux) are clear and rest on three read-outs, but the mechanisms are inferred and the F° values that test the flux-to-activity conversion are not shown lu2017b K1, K4, X7.

How it was shown

Lu and co-workers (2017) dissolved STC, SGC (trihydroxy), STDC, SGDC, STCDC and SGCDC (dihydroxy) at 1.86 mM (monomer level) or 12 mM (micellar level) in 50 mM pH 6.5 phosphate at 37 °C lu2017b P1, A1, A2, C42, M3. They measured the crystalline solubility, the GLPS onset by extinction, ultracentrifugation and the flux plateau, and flux across a 6–8 kDa membrane lu2017b P1, P2, P3, P4.

What the data show

With 12 mM STDC, STCDC, SGDC or SGCDC the crystalline solubility rose from 5.2 to 9.6–12.4 µg/mL, but STC and SGC gave only 6.7 and 6.2 lu2017b R1. Micellar STDC and SGDC raised the onset to 311–360 µg/mL; STCDC and SGCDC lowered the plateau flux to 1.06–1.11 against 1.25–1.32 µg/min in buffer, and the maximum supersaturation fell from δ ≈28 to ≈22 lu2017b R2, R13, R6, R18.

bile saltmethodresultids
STC, SGC at 1.86 and 12 mMsolubility, onset, fluxcrystalline 5.5–6.7 µg/mL; onset 147–182 µg/mL; flux on the buffer curvelu2017b R1, R2, R10, R11
12 mM STDC, SGDCsamecrystalline 11.1, 12.4 µg/mL; onset 311–360 µg/mL; flux about half at a given concentrationlu2017b R1, R2, R12
STCDC at 1.86 and 12 mMsamecrystalline 6.8, 12.2 µg/mL; onset 133, 290 (ultracentrifuge) and 110, 238 µg/mL (flux); maximum flux about 1.11 µg/minlu2017b R1, R2, R13
SGCDC at 1.86 and 12 mMsamecrystalline 5.7, 9.6 µg/mL; onset 169, 177 µg/mL (flux); maximum flux 1.06–1.10 µg/minlu2017b R1, R2, R13
all six, schematicactivity-based phase boundariesδ = 1 and ≈28; ≈22 with STCDC and SGCDClu2017b R18
Fig. 7 of lu2017b: flux against telaprevir concentration with three pairs of bile salts
Fig. 7 · lu2017bflux against telaprevir concentration with three pairs of bile salts

(a) STC and SGC lie on the buffer curve; (b) 12 mM STDC and SGDC are shifted right; (c) STCDC and SGCDC level off near 1.1 µg/min, below buffer lu2017b R10, R12, R13.

Why

The authors say that trihydroxy salts are less hydrophobic with higher CMCs and so micellize less ("One possible explanation"), that STDC and SGDC solubilize telaprevir by incorporating it into micelles, and that STCDC and SGCDC mix into the drug-rich phase and lower its activity there ("presumably") lu2017b C45, C28, C46, C50, C51, C31. The unchanged boundaries of micellar STDC and SGDC show that the phase compositions are unchanged lu2017b C49.

Limits and transfer

One drug, one buffer, single bile salts without lecithin; whether micelles or drug–bile salt aggregates cross the membrane is not stated lu2017b C42, C59, X8. A lowered plateau flux without a lowered crystalline solubility points to a bile salt mixing into the drug-rich phase lu2017b P1, P4, C38.

How it was shown

Lu and co-workers (2017) dissolved each of STC, SGC (trihydroxy), STDC, SGDC (hydroxyl missing at R3) and STCDC, SGCDC (missing at R4) at 1.86 mM (called the monomer level) or 12 mM (the micellar level) in 50 mM pH 6.5 phosphate at 37 °C, assuming that telaprevir does not shift the CMC (reported CMCs of these salts are 2–12 mM) lu2017b P1, A1, A2, C42, M3. They measured the crystalline solubility (48 h, ultracentrifugation, UV at 270 nm), the GLPS onset by extinction at 370 nm, ultracentrifugation (40 min) and the flux plateau, and flux across a 6–8 kDa membrane (32 mL per side, 5 µg/mL HPMCAS-MF in both chambers, bile salt at the same concentration on both sides) up to 360 µg/mL lu2017b P1, P2, P3, P4.

What the data show

Solubility. With 12 mM bile salt the crystalline solubility was 6.7 ± 1.2 (STC), 11.1 ± 0.6 (STDC), 12.2 ± 0.6 (STCDC), 6.2 ± 0.4 (SGC), 12.4 ± 1.3 (SGDC) and 9.6 ± 0.6 µg/mL (SGCDC) against 5.2 ± 0.1 in buffer; at 1.86 mM it was 5.5–6.9 lu2017b R1. Onset. By UV, ultracentrifugation and flux the onset was 146, 149, 148 µg/mL in buffer; 174, 178, 181 with 12 mM STC; 335, 353, 311 with 12 mM STDC; 347, 360, 345 with 12 mM SGDC; ultracentrifugation 133 and 290 and flux 110 and 238 with 1.86 and 12 mM STCDC; flux 169 and 177 with 1.86 and 12 mM SGCDC lu2017b R2. The onset-to-solubility ratio therefore stays at about 28–32 for STDC and SGDC (for example 335 ÷ 11.1 = 30.2, 347 ÷ 12.4 = 28.0, synthesis) and is lower, about 16–24, for STCDC (290 ÷ 12.2 = 23.8, 110 ÷ 6.8 = 16.2, synthesis) lu2017b R1, R2. Flux. Trihydroxy salts at 1.86 and 12 mM (and 18 mM STC) left the flux on the buffer curve; 1.86 mM STDC, SGDC and STCDC did as well; 12 mM STDC gave about 0.43 µg/min at 90 µg/mL against about 0.83 in buffer, and 12 mM STDC and SGDC kept rising to about 1.34–1.38 µg/min at 330–360 µg/mL; SGCDC lowered the flux equally at both levels (about 0.58 µg/min at 90 µg/mL) lu2017b R10, R11, R12, R13. The plateau flux with STCDC and SGCDC was about 1.06–1.11 µg/min against 1.25–1.32 in buffer (t test p << 0.05), a ratio of about 0.8–0.9 (X6), and the Fig. 11 schematic draws the GLPS boundary at δ ≈28 without bile salt and with trihydroxy salts and micellar STDC and SGDC, and at ≈22 with monomeric and micellar STCDC and with SGCDC lu2017b R13, R6, R18, X6. Extinction rose on the first addition of drug to STCDC or SGCDC without visible turbidity or birefringence lu2017b R4.

papersystemmethod and conditionsresultids
lu2017bSTC, SGC at 1.86 and 12 mM (18 mM STC for flux)solubility, onset, fluxcrystalline 5.5–6.7 µg/mL; onset 147–182 µg/mL; flux on the buffer curveR1, R2, R10, R11
lu2017b12 mM STDC, SGDCsamecrystalline 11.1, 12.4 µg/mL; onset 311–360 µg/mL; flux about half at a given concentrationR1, R2, R12
lu2017bSTCDC at 1.86 and 12 mMsamecrystalline 6.8, 12.2 µg/mL; onset 133, 290 (ultracentrifuge) and 110, 238 µg/mL (flux); maximum flux about 1.11 µg/minR1, R2, R13
lu2017bSGCDC at 1.86 and 12 mMsamecrystalline 5.7, 9.6 µg/mL; onset 169, 177 µg/mL (flux); flux below buffer at both levels, maximum 1.06–1.10 µg/minR1, R2, R13
lu2017ball six, schematicactivity-based phase boundariesδ = 1 and ≈28; ≈22 with STCDC and SGCDCR18
lu2017STC and SGDC with 60 µg/mL telaprevirsurface-tension CMCSTC about 4 mM, SGDC about 2 mMR5

Figure

Fig. 7 of lu2017b: flux against telaprevir concentration with three pairs of bile salts
Fig. 7 · lu2017bflux against telaprevir concentration with three pairs of bile salts

(a) STC and SGC lie on the buffer curve; (b) 12 mM STDC and SGDC are shifted right, with about half the slope; (c) STCDC and SGCDC level off near 1.1 µg/min, below buffer lu2017b R10, R12, R13.

Fig. 11 (panels a, b) of lu2017b: phase boundaries on an activity and a concentration scale
Fig. 11 (panels a, b) of lu2017b: phase boundaries on an activity and a concentration scale

A schematic drawn from the measured boundaries; the red axes give the matching concentrations lu2017b R18.

Why

The authors say that trihydroxy bile salts are less hydrophobic with higher CMCs and so micellize less at 12 mM ("One possible explanation"), that STDC and SGDC solubilize telaprevir by incorporating it into micelles ("it is apparent"), the drug-loaded aggregates diffusing more slowly by the Stokes–Einstein relation, and that STCDC and SGCDC mix into the telaprevir drug-rich phase on GLPS and lower telaprevir's activity there ("presumably"), as a miscible second solute does lu2017b C45, C28, C46, C50, C51, C31. They suspect drug–bile salt complexes behind the scattering with STCDC and SGCDC lu2017b C23. Because the activity-based boundaries (δ = 1 and ≈28) of micellar STDC and SGDC stay where they are in buffer, they conclude that the composition of the crystalline and amorphous phases is unchanged lu2017b C49. The companion paper measured the surface-tension CMC with 60 µg/mL telaprevir as about 4 mM for STC and about 2 mM for SGDC, in line with 1.86 mM being monomeric for these two lu2017 R5, C14.

Conditions and limits

One drug, 50 mM pH 6.5 phosphate, 37 °C, single bile salts without lecithin or cholesterol, and one concentration each below and above the reported CMCs; the CMC of each salt in this medium was not measured here and crystallization was not measured lu2017b C42, C59. Whether micelles or drug–bile salt aggregates cross the membrane is not stated, so lower activity and slower diffusion of drug-loaded aggregates are not separated lu2017b X8. Replicate numbers and the statistic behind the ± values are not printed, and "no significant" is stated without a test lu2017b X4.

Counterexamples and conflicts

The statement that the taurine or glycine conjugate has no impact holds for STC/SGC and STDC/SGDC but not for STCDC/SGCDC: 1.86 mM STCDC overlies buffer up to 90 µg/mL, 1.86 mM SGCDC lies below it lu2017b X5, R13. Monomeric STCDC lowered the onset (133 and 110 µg/mL) and the boundary (δ ≈22) although monomeric salts are said to interact minimally lu2017b X10, R2, R18. By the concentration ratio alone, 1.86 mM SGCDC shows no fall (169 ÷ 5.7 = 29.6, synthesis), the fall being visible only in the flux plateau lu2017b R1, R2, R13. For SGCDC the flux is the same at the two levels although the crystalline solubility differs lu2017b X7.

Transfer check

Measure the crystalline solubility, the amorphous solubility by two methods and the flux plateau of the drug in single bile salts of both hydroxylation classes and in the mixture at the intended ratio; a lowered plateau flux without a lowered crystalline solubility points to a bile salt mixing into the drug-rich phase; use the activity scale before comparing crystallization in different bile-salt media lu2017b P1, P4, C38. A medium with taurocholate only may mispredict, since SGC, STCDC and SGCDC are more abundant in human intestinal fluid lu2017b C53, R22.

History

Chen and co-workers had shown that STC inhibits crystallization of supersaturated celecoxib, which motivated the study lu2017b R24. Lu and co-workers (2017) gave the first comparison of the six bile salts on the thermodynamics of a supersaturated drug; the companion crystallization paper redraws the STCDC and SGCDC curves, from the same flux data, as levelling off at δ ≈21–24 lu2017 R1. Elkhabaz and co-workers (2019) cite the fall of the telaprevir maximum supersaturation with STCDC and SGCDC to about three-fourths elkhabaz2019b R18. Elkhabaz and co-workers (2017) restate that with solubilizing additives the activity boundaries stay the same while the amorphous solubility increases elkhabaz2017 C40.

F18

Topic 3What moves the limit6 of 9

In SDS micelles atazanavir's amorphous solubility rises only half as much as predicted from the crystal.

SDS micelles take up more drug the more SDS is present. The slope of that uptake (the molar solubilization ratio) was 0.006 for the crystal, 0.183 for the measured amorphous solubility and 0.351 for a prediction from 62 times the crystalline solubility, a twofold overshoot. The share of drug in micelles per drug in water (Km/w) fell from about 327 to about 99 as total drug rose to 100 µg/mL and then stayed at about 90–114 indulkar2017a R9, R14.

strongStrong for the twofold overshoot, which rests on two independent solubility profiles and flux; weak to moderate for the surface-to-core mechanism, which rests on four indirect probes indulkar2017a K3, K5, X4, X7.

Atazanavir in SDS: molar solubilization ratio κcrystal0.006amorphous, measured0.183amorphous, predicted from the crystal0.351

κ is the slope of drug taken up per micellized SDS. The prediction rises about twice as steeply as the measurement. indulkar2017a R9

Km/w in 3.6 mg/mL SDS, by total atazanavir (µg/mL)20327452261009920093400100800114145090

Km/w is the micelle/water partition coefficient. Region I (steep fall) then Region II (plateau): the micelles take up drug less readily as the drug concentration rises. indulkar2017a R14

For your drug

  1. Do not multiply the crystalline solubility in a micellar medium by the buffer ratio.
  2. Measure the amorphous solubility in the medium and the free drug by flux at the crystalline and at the amorphous solubility, then compute Km/w at both points; a lower value at the amorphous solubility (atazanavir in SDS, posaconazole in intestinal media) means the prediction overshoots.

indulkar2017a C16, C48; duong2022b C45

How it works and key numbers
  1. Drug solubilized in micelles follows S = S_0 + \kappa\,(C_{SDS} - CMC), where κ is the slope per micellized SDS indulkar2017a E6, R9.
  2. A prediction from 62 times the crystalline solubility assumes the same micelle behaviour at supersaturation as at the crystal limit; this overestimates the amorphous solubility indulkar2017a C46, C48.
  3. The authors "speculate" that near saturation the drug adsorbs at the micelle/water interface; once the surface sites are full it associates with the dodecyl core. A Langmuir fit of the first region gives a limit of 130 µg/mL total drug, "very close" to where Km/w stops falling indulkar2017a C24, C25, R31, R16.
  4. A second emission band at 369 nm appears only above 200 µg/mL; it is read as drug–drug contact inside micelles, not a drug-rich phase indulkar2017a R18, C27.
  5. Energy transfer to curcumin appeared at 1200 but not at 45 µg/mL, the micelle radius grew from 4.61 to 6.08 nm and the drug molecules per micelle rose from 0.4 to 11.5 indulkar2017a R22, R25, R24.
  6. Every probe is indirect, and Km/w has no stated basis indulkar2017a X3, X4, X5, X6, X7.
0.183 vs 0.351measured vs predicted molar solubilization ratio of the amorphous drug in SDSindulkar2017a R9
327 → 99Km/w as total drug rises from 20 to 100 µg/mL in 3.6 mg/mL SDSindulkar2017a R14
0.4 → 11.5drug molecules per micelle at the crystalline vs the amorphous solubilityindulkar2017a R24
Evidence: data, conditions and papers

Finding F18. In SDS the amorphous solubility of atazanavir rises only half as much as predicted from the crystal, because the micelle/water partition coefficient falls with drug concentration

In short. Atazanavir's molar solubilization ratio in SDS (37 °C, pH 6.8) was 0.006 for the crystal, 0.183 for the measured amorphous solubility and 0.351 for the prediction from 62 times the crystalline solubility, so the prediction overshoots about twofold indulkar2017a R9. The micelle/water partition coefficient Km/w fell from about 327 to about 99 as total drug rose to 100 µg/mL (Region I) and then stayed at about 90–114 up to 1450 µg/mL (Region II); a second emission band at 369 nm, energy transfer to curcumin and a micelle radius growing from 4.61 to 6.08 nm were read as a change from adsorption at the micelle surface to dissolution in the core indulkar2017a R14, R18, R22, R25. Later studies found Km/w much lower at the amorphous than at the crystalline solubility for atazanavir and posaconazole in biorelevant media, almost halved for posaconazole in four intestinal media elkhabaz2019b C33; duong2022b C45.

Type. single-system observation (one drug, one surfactant) Strength. for the twofold overshoot of the prediction (two independent solubility profiles and flux); weak to moderate for the surface-to-core mechanism, which rests on four indirect probes, partly measured under other conditions indulkar2017a K3, K5, X4, X7.

How it was shown

Indulkar and co-workers (2017) measured the CMC of SDS in 50 mM pH 6.8 phosphate at 37 °C, the crystalline solubility and the LLPS concentration at 0.05–3.6 mg/mL SDS, and fitted S = S_0 + \kappa\,(C_{SDS} - CMC) to the crystalline, measured amorphous and predicted amorphous solubility indulkar2017a P1, P2, P3, P6, E6. Km/w came from the flux-derived free drug and mass balance indulkar2017a P8, P14, E10, E11.

What the data show

The molar solubilization ratio κ was 0.006 for the crystal, 0.183 for the measured amorphous solubility and 0.351 for the prediction from 62 times the crystalline solubility, so the prediction overshoots about twofold indulkar2017a R9. Km/w fell from about 327 to about 99 up to 100 µg/mL total drug and then stayed at about 90–114 indulkar2017a R14.

systemmethod and conditionsresultids
atazanavir in SDS, 37 °Cκ of crystalline, measured amorphous and predicted amorphous solubility0.006; 0.183; 0.351indulkar2017a R9
3.6 mg/mL SDSKm/w against total drugabout 327 → 99 up to 100 µg/mL; about 90–114 to 1450 µg/mLindulkar2017a R14
3.6 mg/mL SDSemission, energy transfer369 nm band only above 200 µg/mL; transfer to curcumin at 1200 not 45 µg/mLindulkar2017a R18, R19, R22
1–3.6 mg/mL SDSdrug molecules per micelle0.4 → 11.5 from activity ratio 1 to 65indulkar2017a R24
40 mg/mL SDS in D2O, 25 °Cmicelle radius by NMR4.61 nm with 0.4 mg/mL; 6.08 nm with 7 mg/mL drugindulkar2017a R25
posaconazole, four intestinal mediaKm/w at the amorphous and crystalline solubilityalmost halved at the amorphous solubilityduong2022b C45, R14
Fig. 4 of indulkar2017a: crystalline, measured amorphous and predicted amorphous solubility of atazanavir against micellized SDS
Fig. 4 · indulkar2017acrystalline, measured amorphous and predicted amorphous solubility of atazanavir against micellized SDS

The predicted line (blue) rises about twice as steeply as the measured onset (red); κ values are printed on the lines indulkar2017a R8, R9.

Why

The authors "speculate" that atazanavir adsorbs at the micelle/water interface near saturation and, once the surface sites are full, associates with the dodecyl core; the Langmuir limit of 130 µg/mL total drug lies "very close" to where Km/w stops falling indulkar2017a C24, C25, R31. The 369 nm band is read as drug–drug contact in the core, not a drug-rich phase indulkar2017a C27, C28. A crystal-based prediction assumes the adsorption mode throughout and overestimates indulkar2017a C46, C48.

Limits and transfer

One weak base and one anionic surfactant, always above the CMC, and every probe is indirect; whether micelles cross the 6–8 kDa membrane was not tested indulkar2017a A1, X7, X9. Do not multiply the crystalline solubility in a micellar medium by the buffer ratio; measure the amorphous solubility in the medium and the free drug by flux at both solubilities, then compute Km/w at both points indulkar2017a C16, C48; duong2022b C45.

How it was shown

Indulkar and co-workers (2017) measured the CMC of SDS in 50 mM pH 6.8 phosphate at 37 °C by the emission maximum of pyrene carboxaldehyde and the aggregation number by static quenching of pyrene (drug-free solutions), the crystalline solubility (48 h, ultracentrifugation at 209,490 g) and the LLPS concentration (solvent-shift extinction at 350 nm) at 0.05–3.6 mg/mL SDS, and fitted S = S_0 + \kappa\,(C_{SDS} - CMC) to the crystalline, measured amorphous and predicted amorphous solubility indulkar2017a P1, P2, P3, P6, E6. Km/w came from the flux-derived free drug and mass balance, and Region I was fitted to a Langmuir isotherm indulkar2017a P8, P14, E10, E11. Drug emission (excitation 250 nm), energy transfer to 0.5 µg/mL curcumin (45–1200 µg/mL drug in 3.6 mg/mL SDS) and pulsed-gradient spin-echo NMR of 40 mg/mL SDS in D2O at 25 °C with 0, 0.4 and 7 mg/mL drug probed where the drug sits indulkar2017a P10, P11, P12.

What the data show

The CMC in buffer was 0.5 mg/mL against 2.4 mg/mL in water, and the aggregation number 60, 58 and 65 at 1, 2 and 3.6 mg/mL SDS indulkar2017a R1, R2, R3. Crystalline solubility stayed near 1 µg/mL to the CMC and reached about 45.6 µg/mL at 3.6 mg/mL; the measured amorphous solubility rose from about 0.16 to about 2.09 mM over the micellized-SDS range, the prediction to about 4.02 mM, and the fitted κ were 0.006, 0.183 and 0.351 with intercepts of 1.04, 64.6 and 69.2 µg/mL indulkar2017a R7, R8, R9. In 3.6 mg/mL SDS Km/w was about 327 at 20 µg/mL, 226 at 45, 99 at 100, 93 at 200, 100 at 400, 114 at 800 and 90 at 1450 µg/mL; Region I fitted a Langmuir isotherm (R² 0.998, K_ad 3.86 × 10⁵ L/mol, saturation mole fraction 0.017 equal to 130 µg/mL total drug), and the slope change occurred at the same activity at 1 and 2 mg/mL SDS (data not shown) indulkar2017a R14, R16, R15. Drug emission showed a single band at 328 nm at 45 µg/mL and a second at 369 nm, the band of the amorphous film, only above 200 µg/mL, with I369/I328 rising from about 0.41 at 500 to about 0.80 at 1400 µg/mL indulkar2017a R17, R18, R19. Energy transfer to curcumin (a new band at about 490–500 nm) appeared at 1200 but not at 45 µg/mL indulkar2017a R22. Drug molecules per micelle rose from 0.4 at the crystalline solubility to 11.5 at the amorphous solubility, similar at the three SDS levels indulkar2017a R24. In the NMR samples the micelle radius was 4.61 nm with 0 and 0.4 mg/mL drug and 6.08 nm with 7 mg/mL, a volume increase of 130% against a theoretical 100% indulkar2017a R25, R26.

papersystemmethod and conditionsresultids
indulkar2017aatazanavir in SDS, 37 °Cκ of crystalline, measured amorphous and predicted amorphous solubility0.006; 0.183; 0.351R9
indulkar2017a3.6 mg/mL SDSKm/w against total drugabout 327 → 99 up to 100 µg/mL; about 90–114 to 1450 µg/mLR14
indulkar2017aRegion I, 3.6 mg/mL SDSLangmuir fitR² 0.998; K_ad 3.86 × 10⁵ L/mol; x_m 0.017 (130 µg/mL)R16
indulkar2017a3.6 mg/mL SDSemission, energy transfer369 nm band only above 200 µg/mL; transfer to curcumin at 1200 not 45 µg/mLR18, R19, R22
indulkar2017a1–3.6 mg/mL SDSdrug molecules per micelle0.4 → 11.5 from activity ratio 1 to 65R24
indulkar2017a40 mg/mL SDS in D2O, 25 °Cmicelle radius by NMR4.61 nm with 0.4 mg/mL; 6.08 nm with 7 mg/mL drugR25
elkhabaz2019batazanavir and posaconazole, biorelevant mediaKm/w at the amorphous and crystalline solubilitymuch lower at the amorphous solubility for both drugsC33
duong2022bposaconazole, four intestinal mediaKm/w at the amorphous and crystalline solubilityalmost halved at the amorphous solubilityC45, R14

Figure

Fig. 4 of indulkar2017a: crystalline, measured amorphous and predicted amorphous solubility of atazanavir against micellized SDS
Fig. 4 · indulkar2017acrystalline, measured amorphous and predicted amorphous solubility of atazanavir against micellized SDS

The predicted line (blue) rises about twice as steeply as the measured onset (red); κ values are printed on the lines indulkar2017a R8, R9.

Fig. 8 of indulkar2017a: micelle/water partition coefficient against total atazanavir in 3.6 mg/mL SDS
Fig. 8 · indulkar2017amicelle/water partition coefficient against total atazanavir in 3.6 mg/mL SDS

A steep fall in Region I and a plateau in Region II; the y-axis carries no unit indulkar2017a R14, X3.

Why

The authors "speculate" that atazanavir is solubilized by adsorption at the micelle/water interface near saturation, by analogy with nystatin in other micelles, and by association with the dodecyl core once the surface sites are full, by analogy with pyrene; the Langmuir limit corresponding to 130 µg/mL total drug lies "very close" to where Km/w stops falling indulkar2017a C24, C25, R31. The 369 nm band is read as drug–drug contact in the core, because it appears well below the amorphous solubility and so is not a drug-rich phase, the energy transfer as colocalization of drug and curcumin in a non-polar environment, and the swelling as about 7 core-dissolved molecules per micelle against about 0.4 adsorbed ones indulkar2017a C27, C28, C31, C34. A crystal-based prediction assumes the saturated (adsorption) mode throughout, so it overestimates the amorphous solubility; the abstract and conclusions call the change of mechanism "the mechanistic basis" indulkar2017a C46, C48, C65. Raina and co-workers had argued that micelles have a variable capacity that depends on how many solute molecules they already hold raina2015c C37. The extractor cautions that every probe is indirect; Km/w has no stated basis (the plotted values match mole-fraction ratios divided by 1000); the NMR samples differ in temperature, solvent and SDS concentration from the flux conditions; the aggregation number was measured without drug; and Region I ends at about three times the crystalline solubility, not slightly above it indulkar2017a X3, X4, X5, X6, X7.

Conditions and limits

One weak base and one anionic surfactant, always above the CMC, at 37 °C in 50 mM pH 6.8 phosphate (NMR at 25 °C in D2O) indulkar2017a A1, X7. Whether micelles cross the 6–8 kDa membrane was not tested, although the free-drug calibration assumes they do not indulkar2017a X9. The authors expect the twofold error to be "most likely" compound- and surfactant-dependent, and no formulation or in vivo data were measured indulkar2017a C54, C57.

Counterexamples and conflicts

The same 369 nm band marks nanodroplets of atazanavir in buffer in a later study, whereas here it appears in micelles far below the amorphous solubility, so its meaning depends on the medium hate2018 P6; indulkar2017a C27, R18. Whether the plateau of Km/w in Region II reflects core dissolution or another mode is "speculation", supported by the Langmuir fit but not by a direct location of the drug indulkar2017a C24.

Transfer check

Do not multiply the crystalline solubility in a micellar medium by the buffer ratio; measure the amorphous solubility in the medium and the free drug by flux at the crystalline and at the amorphous solubility, then compute Km/w at both points; a lower value at the amorphous solubility, as for atazanavir in SDS and posaconazole in intestinal media, means the prediction overshoots indulkar2017a C16, C48; duong2022b C45.

History

Raina and co-workers (2015) had found about 2:1 for felodipine with solubilizers and suggested a variable micelle capacity; Indulkar and co-workers (2017) proposed the surface-to-core change for atazanavir in SDS; Duong and co-workers (2022) and Elkhabaz and co-workers (2019) used a concentration-dependent Km/w to convert concentration ratios to thermodynamic ratios in biorelevant media raina2015c C37; indulkar2017a C24; duong2022b C8, C9; elkhabaz2019b C33.

F19

Topic 3What moves the limit7 of 9

Polymers that enter the drug-rich phase lower ibuprofen's amorphous solubility; a polymer that stays in the water raises it.

With 300 µg/mL of dissolved polymer, HPMC and PVP-VA lowered the amorphous solubility of ibuprofen from 177.1 to 96.9 and 90.7 µg/mL without changing its crystalline solubility. The cationic EUD-E raised both solubilities. NMR shows why: the HPMC and PVP-VA signals in solution fell to about 141 and 85 µg/mL of the 300 dosed, while EUD-E stayed at about 289 ueda2020b R1, R13.

strongStrong for the drop (UV extinction and NMR, two papers, n = 3); moderate for the mechanism, because the activity of ibuprofen in the droplets and the droplet composition were not measured ueda2020b K1, K3, X4.

Ibuprofen amorphous solubility in 300 µg/mL polymer, µg/mLEUD-E256.3buffer, no polymer177.1HPMC96.9PVP-VA90.7

Crystalline solubility stayed at about 30 µg/mL with HPMC and PVP-VA, so their supersaturation ratio fell from 5.94 to 3.23 and 3.01. ueda2020b R1

Dissolved ibuprofen at 400 µg/mL added, with 1000 µg/mL of six polymers, µg/mLbuffer, no polymer154PVP K12131PVP K25121PVP K90118HPMC 603106HPMC 615100PVP-VA89

Every polymer lowers the dissolved drug; PVP-VA the most. ueda2021 R5

For your drug

  1. Measure the amorphous solubility in the presence of the dissolved ASD polymer at 150–300 µg/mL or more, not in plain buffer.
  2. For a low-Tg drug add NMR of the dissolved polymer to see whether it enters the droplets, and compare the dissolved concentration with and without polymer at the dose of interest (F20).

ueda2020b P3, P4, X5

How it works and key numbers
  1. HPMC and PVP-VA partition into the droplets: only about 141 and 85 µg/mL of the 300 µg/mL dosed stay in solution ueda2020b R13.
  2. The polymer dilutes the drug there and lowers its chemical potential, so the concentration in the water at equilibrium falls ("leads to") ueda2020b C32, C33.
  3. The crystalline solubility (29.8 to 30.0 and 30.1) and the molecular state of the dissolved drug did not change, so these polymers do not solubilize it ueda2020b C11, R1.
  4. EUD-E instead forms complexes with dissolved ibuprofen and raises both solubilities; its ionized, hydrophilic amino groups explain why it stays out of the droplets ueda2020b C34, C35, C36.
  5. Three factors act: dilution by polymer, the extra water that comes with it, and drug–polymer interaction (F20) ueda2021 C11, C42.
  6. Most of the fall occurred by 150 µg/mL polymer (about 111 and 101 µg/mL), with little change from 300 to 500 (about 93 and 89) ueda2020b R2, X5.
177.1 → 96.9 and 90.7 µg/mLamorphous solubility without polymer vs with 300 µg/mL HPMC and PVP-VAueda2020b R1
5.94 → 3.23 and 3.01ratio of amorphous to crystalline solubility with HPMC and PVP-VAueda2020b R1
154 → 89–131 µg/mLdissolved ibuprofen with 1000 µg/mL of six polymersueda2021 R5
Evidence: data, conditions and papers

Finding F19. Dissolved ASD polymers that enter the drug-rich phase lower the amorphous solubility of ibuprofen, and a polymer that stays in the water raises it

In short. At 300 µg/mL in pH 2.0 phosphate (D2O, 37 °C), HPMC and PVP-VA lowered the amorphous solubility of ibuprofen from 177.1 to 96.9 and 90.7 µg/mL without changing its crystalline solubility (29.8 to 30.0 and 30.1 µg/mL), so its ratio fell from 5.94 to 3.23 and 3.01; the cationic EUD-E raised both solubilities (to 256.3 and 42.1 µg/mL) and kept the ratio at 6.09 ueda2020b R1. NMR shows the cause: once droplets formed, the HPMC and PVP-VA signals in solution fell to about 141 and 85 µg/mL of the 300 dosed, whereas EUD-E stayed at about 289 ueda2020b R13. At 1000 µg/mL six polymers lowered the dissolved ibuprofen from 154 to about 89–131 µg/mL ueda2021 R5. The authors conclude that polymers which mix with the drug-rich phase "appear to diminish the maximum achievable drug supersaturation" ueda2020b C33.

Type. observation in 1 drug and 6 polymers (HPMCAS grades in 4 drugs and one cellulose ester cited as related cases) Strength. for the drop (UV extinction and NMR, two papers, n = 3); moderate for the mechanism, because the activity of ibuprofen in the droplets and the droplet composition were not measured ueda2020b K1, K3, X4.

How it was shown

Ueda and Taylor (2020) measured the crystalline solubility of ibuprofen by shake flask in buffer or 300 µg/mL polymer, and the amorphous solubility as the onset of scattering during methanol-stock addition (n = 3) ueda2020b P1, P2, P3, A4. NMR at the amorphous solubility plus 100, 200 and 300 µg/mL located drug and polymer ueda2020b P4.

What the data show

HPMC and PVP-VA lowered the amorphous solubility from 177.1 to 96.9 and 90.7 µg/mL without changing the crystalline solubility (29.8 to 30.0 and 30.1), whereas EUD-E raised both to 256.3 and 42.1 ueda2020b R1. Once droplets formed, the HPMC and PVP-VA signals in solution fell to about 141 and 85 µg/mL of the 300 dosed; EUD-E stayed at about 289 ueda2020b R13.

systemmethod and conditionsresultids
ibuprofen, 300 µg/mL HPMC, PVP-VA, EUD-E; pH 2.0 (D2O), 37 °CS_c by shake flask; S_a by extinctionS_a 177.1 → 96.9, 90.7, 256.3 µg/mL; S_c 29.8 → 30.0, 30.1, 42.1 µg/mLueda2020b R1
same, drug at S_a + 300 µg/mLNMR-detected polymerHPMC about 141, PVP-VA about 85, EUD-E about 289 µg/mL of 300ueda2020b R13
ibuprofen 400 µg/mL; six polymers at 1000 µg/mLNMR dissolved drug154 → 131, 121, 118 (PVP K12, K25, K90), 89 (PVP-VA), 106, 100 (HPMC 603, 615) µg/mLueda2021 R5
four drugs, HPMCAS AS-LF and AS-HF at 1000 µg/mLNMR-detected polymer with droplets presentAS-HF lower than AS-LF for every drugueda2020a R8, C33
telaprevir ASDs, 150 µg/mL drugpolymer fraction of the drug-rich pelletabout 0.9 (cellulose acetate suberate); below 0.3 (PVPVA, HPMCAS)mosqueragiraldo2018b R14, C35
Table 1 of ueda2020b: crystalline and amorphous solubility of ibuprofen in buffer and three polymer solutions
Table 1 · ueda2020bcrystalline and amorphous solubility of ibuprofen in buffer and three polymer solutions

Only EUD-E raises the crystalline solubility; HPMC and PVP-VA halve the amorphous solubility and with it the ratio ueda2020b R1.

Why

A large amount of HPMC and PVP-VA distributes into the droplets, which "leads to" the reduction because the polymer dilutes the drug and lowers its chemical potential there; the unchanged crystalline solubility shows the polymers do not solubilize it ueda2020b C32, C33, C11. EUD-E instead forms complexes with dissolved ibuprofen, raising both solubilities, and its ionized, hydrophilic amino groups explain its low tendency to mix with the droplets ueda2020b C34, C35, C36.

Limits and transfer

One drug in pH 2.0 phosphate in D2O with 2% methanol-d4 at 37 °C, with dissolved polymers instead of dissolving ASDs; the effect levels off between 150 and 300 µg/mL ueda2020b X6, M7, X5. Others state that ASD polymers have minimal impact on the amorphous solubility; here PVP K25 at 1000 µg/mL still lowered the dissolved ibuprofen by 21% (synthesis) trasi2016 C32; ueda2021 R5. Measure the amorphous solubility with the dissolved ASD polymer at 150–300 µg/mL or more ueda2020b P3, P4, X5.

How it was shown

Ueda and Taylor (2020) measured the crystalline solubility of ibuprofen by shaking excess crystals 48 h at 37 °C in buffer or in 300 µg/mL polymer and assaying the centrifuged supernatant by HPLC, and the amorphous solubility as the onset of scattering at 400 nm while a 25 mg/mL methanol stock was pumped at 20 µL/min into 15 mL of medium (n = 3), with HPMC and PVP-VA also at 150 and 500 µg/mL ueda2020b P1, P2, P3, A4. NMR at half of the amorphous solubility and at the amorphous solubility plus 100, 200 and 300 µg/mL located the drug and the polymer (F15) ueda2020b P4. Ueda and co-workers (2021) added ibuprofen to 400 µg/mL to buffer and six polymers at 1000 µg/mL (PVP K12, K25, K90, PVP-VA, HPMC 603 and 615) and read the dissolved drug by NMR ueda2021 A1, P3.

What the data show

Ueda and Taylor (2020). S_c was 29.8 ± 0.9, 30.0 ± 1.7, 30.1 ± 2.5 and 42.1 ± 0.9 µg/mL and S_a 177.1 ± 4.4, 96.9 ± 4.6, 90.7 ± 7.6 and 256.3 ± 5.1 µg/mL in buffer, HPMC, PVP-VA and EUD-E, ratios 5.94, 3.23, 3.01 and 6.09 ueda2020b R1. Most of the fall occurred by 150 µg/mL polymer (about 111 and 101 µg/mL), with little change from 300 to 500 µg/mL (about 93 and 89) ueda2020b R2, X5. Below the amorphous solubility HPMC and PVP-VA changed neither the shape nor the position of the drug peaks, whereas EUD-E shifted both the drug and its own peaks ueda2020b R3, R4. Above it, the drug-rich peaks broadened and moved downfield with HPMC (to about 7.04–7.06 ppm) and PVP-VA (about 7.09–7.10 ppm) from about 6.96 ppm in buffer, and the polymer left in solution was about 214, 174 and 141 µg/mL (HPMC) and 215, 148 and 85 µg/mL (PVP-VA) at the amorphous solubility plus 100, 200 and 300 µg/mL; with EUD-E the drug-rich peaks stayed near their buffer positions, the dissolved-drug peaks moved upfield (about 7.24 and 7.13 against 7.29 and 7.25 ppm) and about 296, 294 and 289 µg/mL stayed dissolved ueda2020b R9, R10, R11, R13. Ueda and co-workers (2021). The dissolved ibuprofen with 1000 µg/mL polymer was about 131 (PVP K12), 121 (K25), 118 (K90), 89 (PVP-VA), 106 (HPMC 603) and 100 µg/mL (HPMC 615) against 154 in buffer, 15% and 42% below the polymer-free value for the extremes (synthesis: (154 − 131) ÷ 154 and (154 − 89) ÷ 154) ueda2021 R5. Related cases. NMR-detected HPMCAS was lower for the HF than the LF grade with each of four drugs, and the HF grade lowered the amorphous solubility more; in telaprevir ASDs the polymer fraction of the drug-rich pellet was about 0.9 for cellulose acetate suberate and below 0.3 for PVPVA and HPMCAS ueda2020a R8, C33; mosqueragiraldo2018b R14, C35.

papersystemmethod and conditionsresultids
ueda2020bibuprofen, 300 µg/mL HPMC, PVP-VA, EUD-E; pH 2.0 (D2O), 37 °CS_c by shake flask; S_a by extinctionS_a 177.1 → 96.9, 90.7, 256.3 µg/mL; S_c 29.8 → 30.0, 30.1, 42.1 µg/mLR1
ueda2020bsame, drug at S_a + 300 µg/mLNMR-detected polymerHPMC about 141, PVP-VA about 85, EUD-E about 289 µg/mL of 300R13
ueda2021ibuprofen 400 µg/mL; six polymers at 1000 µg/mLNMR dissolved drug154 → 131, 121, 118 (PVP K12, K25, K90), 89 (PVP-VA), 106, 100 (HPMC 603, 615) µg/mLR5
ueda2020afour drugs, HPMCAS AS-LF and AS-HF at 1000 µg/mLNMR-detected polymer with droplets presentAS-HF lower than AS-LF for every drugR8, C33
mosqueragiraldo2018btelaprevir ASDs, 150 µg/mL drugpolymer fraction of the drug-rich pelletabout 0.9 (cellulose acetate suberate); below 0.3 (PVPVA, HPMCAS)R14, C35

Figure

Table 1 of ueda2020b: crystalline and amorphous solubility of ibuprofen in buffer and three polymer solutions
Table 1 · ueda2020bcrystalline and amorphous solubility of ibuprofen in buffer and three polymer solutions

Only EUD-E raises the crystalline solubility; HPMC and PVP-VA halve the amorphous solubility and with it the ratio ueda2020b R1.

Fig. 4 of ueda2021: dissolved ibuprofen and polymer weight ratio in the drug-rich phase for seven solutions
Fig. 4 · ueda2021dissolved ibuprofen and polymer weight ratio in the drug-rich phase for seven solutions

Bars give dissolved drug (left axis), diamonds the polymer:drug weight ratio in the drug-rich phase (right axis) ueda2021 R5.

Why

Ueda and Taylor conclude that a large amount of HPMC and PVP-VA distributes into the droplets, which "leads to" the reduction of the amorphous solubility, because the polymer dilutes the drug and lowers its chemical potential there; they take the unchanged crystalline solubility and the unchanged molecular state of dissolved drug as showing that the polymers do not solubilize it ueda2020b C32, C33, C11. EUD-E instead forms complexes with dissolved ibuprofen, raising S_c and S_a together, and its ionized, hydrophilic amino groups explain its low tendency to mix with the droplets; whether the free-to-complexed ratio stays constant "would need to be confirmed" ueda2020b C34, C35, C36. Ueda and co-workers add that the polymer lowers the chemical potential of ibuprofen in the drug-rich phase and so the amorphous solubility ("This occurs because"), and that three factors act: dilution by polymer, the extra water that comes with it and drug–polymer interaction (F20) ueda2021 C11, C42. Mosquera-Giraldo and co-workers had explained the lower flux of a cellulose acetate suberate telaprevir ASD by soluble complexes and substantial mixing of the polymer into the drug-rich phase mosqueragiraldo2018b C37.

Conditions and limits

One drug in 50 mM pH 2.0 phosphate in D2O with 2% methanol-d4, 37 °C, dissolved polymers instead of dissolving ASDs ueda2020b X6, M7; ueda2021 X10. The polymer effect levels off between 150 and 300 µg/mL ueda2020b X5. EUD-E's solubilization, low mixing and charge belong to the pH at which its amino groups are ionized ueda2020b X6. NMR and extinction values of dissolved drug differ by up to about 20 µg/mL ueda2020b X1.

Counterexamples and conflicts

Trasi and co-workers state that polymers used in ASDs have been observed to have minimal impact on the amorphous solubility, and Alkalla and co-workers that HPMCAS and PVP have been reported not to lower supersaturation at the grades and concentrations used, since they do not take part in the drug-rich phase trasi2016 C32; alkalla2026 C38. Here PVP K25 at 1000 µg/mL lowered the dissolved ibuprofen from 154 to about 121 µg/mL, 21% (synthesis: 33 ÷ 154), so "minimal" depends on drug, polymer grade and concentration ueda2021 R5. EUD-E, which stayed in the water at pH 2.0 (F22), associated with enzalutamide droplets at pH 6.5 ueda2020b R13; wilson2021 R7, C19.

Transfer check

Measure the amorphous solubility in the presence of the dissolved ASD polymer at a concentration of at least 150–300 µg/mL, not in plain buffer; for a drug with a low Tg add NMR of dissolved polymer to see whether it enters the droplets; compare the dissolved concentration with and without polymer at the dose of interest (F20) ueda2020b P3, P4, X5. The authors note that a higher polymer:drug ratio in the ASD can "conceivably" reduce the maximum supersaturation advantage further ueda2020b C37.

History

Mosquera-Giraldo and co-workers (2018) and Trasi and co-workers (2015) had shown that a second component in the drug-rich phase lowers the amorphous solubility mosqueragiraldo2018b C33, C37; trasi2015a C42. Ueda and Taylor (2020) measured it for three polymers with NMR evidence of where each polymer sits, Ueda and co-workers (2021) for six polymers, and the HPMCAS grade study showed it for four drugs ueda2020b C22, C32; ueda2021 C11; ueda2020a C33.

F20

Topic 3What moves the limit8 of 9

Different polymers enter the drug-rich phase to different extents, and that decides how far they lower the dissolved drug.

With 1000 µg/mL polymer and 400 µg/mL ibuprofen, the polymer to drug weight ratio in the drug-rich phase ran from about 0.40 (PVP K12) to 1.14 (HPMC 615). With 500 µg/mL polymer the dissolved ibuprofen levelled at about 120 (K25) and 90 µg/mL (PVP-VA) once a drug-rich phase existed, but rose from about 88 to 123 µg/mL with HPMC 603 as more drug was added ueda2021 R5, R10.

moderateModerate: NMR with n = 3 in three overlapping series, but the interaction and water explanations rest on a cited χ and on water uptake of solid dispersions ueda2021 K2, K3, K5, K6, X5, X6.

Polymer to drug weight ratio in the drug-rich phasePVP K120.40PVP K250.52PVP K900.52PVP-VA0.87HPMC 6030.95HPMC 6151.14

1000 µg/mL polymer, 400 µg/mL ibuprofen. K25 and K90 gave the same ratio, so the molecular-weight trend stops at K25. ueda2021 R5, X7

Dissolved ibuprofen with 500 µg/mL polymer once a drug-rich phase exists, µg/mLPVP K25, plateauabout 120PVP-VA, plateauabout 90HPMC 603, 100 µg/mL total drug88HPMC 603, 600 µg/mL total drug123

With HPMC 603 the ceiling is not fixed: it rises as more drug is added, because the polymer content of the drug-rich phase falls. ueda2021 R9, R10

For your drug

  1. Measure the dissolved drug at two polymer concentrations (about 200 and 500–1000 µg/mL) and at two drug loads above the onset.
  2. A dissolved drug that falls as more drug is added, as with HPMC 603, means the ceiling depends on dose; compare polymers at equal polymer content in the drug-rich phase, not at equal polymer concentration.

ueda2021 R10, R11

How it works and key numbers
  1. A larger polymer enters the drug-rich phase more readily (a Brønsted relation, "consistent with"), but K25 and K90 gave the same ratio ueda2021 C29, E3, X7.
  2. PVP-VA's vinyl acetate units are "the likely reason" for its stronger partitioning ueda2021 C30.
  3. HPMC is a mixture of chains of different substitution; the authors "hypothesize" that the less hydrophilic ones enter first, so it keeps partitioning as more drug-rich phase forms ueda2021 C31.
  4. Ideal mixing over-predicts the dissolved drug (about 127–129 µg/mL at a ratio of 1.0, against about 90–106 measured), so three factors act: dilution by polymer, extra water and drug–polymer interaction ueda2021 R12, C33, C42.
  5. An interaction parameter χ of about −1 brought the PVP-VA prediction to about 100 against about 90 µg/mL measured ueda2021 R13.
  6. Water uptake of the dispersions was higher with HPMC 603 than with PVP-VA (13.9 against 13.0%), which makes extra water "unlikely" to explain the larger PVP-VA effect ueda2021 R17, C35.
0.40 → 1.14polymer to drug weight ratio in the drug-rich phase across six polymersueda2021 R5
88 → 123 µg/mLdissolved ibuprofen with 500 µg/mL HPMC 603 as total drug rose from 100 to 600ueda2021 R10
101 vs 123 µg/mLdissolved drug at a polymer ratio of about 0.6, PVP-VA vs HPMC 603ueda2021 R11
Evidence: data, conditions and papers

Finding F20. How much polymer enters the drug-rich phase depends on its molecular weight, chemistry and amount: PVP K25 and PVP-VA reach a ceiling, HPMC 603 does not, and at equal polymer content PVP-VA lowers the drug more

In short. At 1000 µg/mL polymer and 400 µg/mL ibuprofen the polymer:drug weight ratio in the drug-rich phase was about 0.40 (PVP K12), 0.52 (K25 and K90), 0.87 (PVP-VA), 0.95 (HPMC 603) and 1.14 (HPMC 615) ueda2021 R5. With 500 µg/mL polymer, the dissolved ibuprofen levelled at about 120 (K25) and 90 µg/mL (PVP-VA) once a drug-rich phase existed, but rose from about 88 to 123 µg/mL with HPMC 603 as more drug was added ueda2021 R10. At equal polymer content PVP-VA lowered the dissolved drug more than HPMC 603 (about 101 against 123 µg/mL at a ratio near 0.6); ideal Flory–Huggins mixing over-predicted both polymers (about 127–129 µg/mL at a ratio of 1.0), and a literature χ of about −1 brought the PVP-VA prediction to about 100 against about 90 µg/mL measured ueda2021 R11, R12, R13.

Type. observation in 1 drug and 6 polymers, with a model comparison Strength. : NMR with n = 3 in three overlapping series, but the interaction and water explanations rest on a cited χ and on DVS of solid ASDs ueda2021 K2, K3, K5, K6, X5, X6.

How it was shown

Ueda and co-workers (2021) added a methanol-d4 stock of ibuprofen to pH 2.0 buffer in D2O with or without dissolved polymer in three series: six polymers at 1000 µg/mL; three polymers at 25–1000 µg/mL; and 500 µg/mL polymer with 50–600 µg/mL ibuprofen ueda2021 A1, A2, A3. The polymer effect was calculated with ideal and interaction-parameter Flory–Huggins equations, and vapor sorption of ASDs tested the water hypothesis ueda2021 P7, P8, P5, P6.

What the data show

At 1000 µg/mL polymer the polymer:drug weight ratio in the drug-rich phase was 0.40 (PVP K12) to 1.14 (HPMC 615) ueda2021 R5. With 500 µg/mL polymer the dissolved ibuprofen levelled at about 120 (K25) and 90 µg/mL (PVP-VA) but rose from 88 to 123 µg/mL with HPMC 603 as more drug was added ueda2021 R10.

systemmethod and conditionsresultids
six polymers at 1000 µg/mL, 400 µg/mL ibuprofenpolymer:drug weight ratio in the drug-rich phasePVP K12 0.40; K25 0.52; K90 0.52; PVP-VA 0.87; HPMC 603 0.95; HPMC 615 1.14ueda2021 R5
polymers at 500 µg/mL; 50–600 µg/mL ibuprofendissolved ibuprofen against totalK25 about 120, PVP-VA about 90 above the onset; HPMC 603 88 → 123ueda2021 R10
PVP-VA against HPMC 603cross-plot at equal polymer ratio0.58 → 101 against 0.59 → 123 µg/mL; 1.01 → 90 against 0.95 → 106ueda2021 R11
ideal Flory–Huggins (Eq. 4) and Eq. 5 with χ ≈ −1calculation129 and 127 µg/mL at ratio 1.0; about 102 (χ = −1, PVP-VA) against about 90 measuredueda2021 R12, R13
ibuprofen/PVP-VA and /HPMC 603 ASDs, 99% RH, 37 °CDVS water uptake13.0 against 13.9% (1/1); 4.2 against 6.5% (4/1)ueda2021 R17
Fig. 8 of ueda2021: dissolved ibuprofen and polymer ratio against total ibuprofen for buffer and three polymers
Fig. 8 · ueda2021dissolved ibuprofen and polymer ratio against total ibuprofen for buffer and three polymers

(a) Plateaus for buffer, PVP K25 and PVP-VA and a rising curve for HPMC 603; (b) the polymer ratio falls as the drug-rich phase grows ueda2021 R10.

Why

The authors link partitioning to molecular weight through the Brønsted relation K = \exp(M\lambda/RT) ("consistent with") and to the vinyl acetate units of PVP-VA ("the likely reason") ueda2021 C29, C30, E3, X8. They "hypothesize" that HPMC keeps partitioning because the less hydrophilic chains of the mixture enter first ueda2021 C31. Ideal mixing over-predicts the solubility, so three factors lower ibuprofen's chemical potential: dilution by polymer, extra water and drug–polymer interaction ueda2021 C33, C42.

Limits and transfer

One drug at pH 2.0 in D2O, 37 °C; the molecular-weight trend stops at K25, and the PVP-VA against HPMC 603 cross-plot pools two series ueda2021 X9, X10, X7, X8, X11. A falling dissolved drug with rising drug amount, as with HPMC 603, means the ceiling depends on dose; compare polymers at equal polymer content in the drug-rich phase, not at equal polymer concentration ueda2021 R10, R11.

How it was shown

Ueda and co-workers (2021) added a methanol-d4 stock of ibuprofen to pH 2.0 phosphate buffer in D2O containing TSP, with or without dissolved polymer, in three series: six polymers at 1000 µg/mL with 400 µg/mL ibuprofen; PVP K25, PVP-VA and HPMC 603 at 25–1000 µg/mL with 400 µg/mL ibuprofen; and buffer or 500 µg/mL of the same three polymers with 50–600 µg/mL ibuprofen ueda2021 A1, A2, A3. Dissolved drug and dissolved polymer came from NMR as in F15 ueda2021 P3, P4. The theoretical amorphous solubility followed Eq. 1, and the effect of polymer in the drug-rich phase was calculated with Flory–Huggins equations in volume fractions, ideal (Eq. 4) and with an interaction parameter (Eq. 5), from polymer densities by helium pycnometry; dynamic vapor sorption of melt-prepared ibuprofen/PVP-VA and ibuprofen/HPMC 603 ASDs (4/1 and 1/1) at 99% RH and 37 °C for 200 min tested the water hypothesis ueda2021 P7, P8, P5, P6.

What the data show

Species. The dissolved ibuprofen and polymer:drug ratio were 154 and 0 (buffer), 131 and 0.40 (K12), 121 and 0.52 (K25), 118 and 0.52 (K90), 89 and 0.87 (PVP-VA), 106 and 0.95 (HPMC 603) and 100 and 1.14 (HPMC 615); the drug-rich H4* peak moved downfield from 6.95 to 7.04, 7.05, 7.05, 7.11, 7.08 and 7.09 ppm in the same order ueda2021 R5, R3. Polymer concentration. With PVP-VA the dissolved drug was about 149, 139, 101, 90 and 89 µg/mL at 25, 50, 200, 500 and 1000 µg/mL polymer and with HPMC 603 about 152, 150, 135, 117 and 106; PVP K25 gave about 145 at 50 µg/mL and then about 123, 120 and 121; the polymer ratio stopped rising above 200 µg/mL for K25 and above 500 µg/mL for PVP-VA but kept rising for HPMC 603 (about 0.08 to 0.95) ueda2021 R8. At 25 µg/mL all polymers gave two drug-rich environments, which merged by 200 µg/mL ueda2021 R7. Total drug. With 500 µg/mL polymer the drug-rich phase appeared at 200 µg/mL total drug in buffer and PVP K25 but already at 100 µg/mL in PVP-VA and HPMC 603, where the dissolved drug was only about 81 and 88 µg/mL; dissolved drug then held at about 120 and 90 µg/mL (K25, PVP-VA) up to 600 µg/mL total but rose from about 88 to 104, 117 and 123 µg/mL with HPMC 603, while its polymer ratio fell from about 2.14 to 0.59 ueda2021 R9, R10. Equal content. PVP-VA points lay below HPMC 603 points at comparable ratios (about 0.58 giving 101 against 0.59 giving 123 µg/mL; about 1.01 giving 90 against 0.95 giving 106) ueda2021 R11. The ideal curves (Eq. 4) fell from 154 to about 129 (PVP-VA) and 127 µg/mL (HPMC 603) at a ratio of 1.0 and to about 93 and 91 at 2.5, above all measured points; Eq. 5 with χ of −1 gave about 102 at a ratio of 1.0 ueda2021 R12, R13. DVS gave more water uptake with HPMC 603 than with PVP-VA, about 13.9 against 13.0% (1/1) and 6.5 against 4.2% (4/1) after 200 min ueda2021 R17.

papersystemmethod and conditionsresultids
ueda2021six polymers at 1000 µg/mL, 400 µg/mL ibuprofenpolymer:drug weight ratio in the drug-rich phasePVP K12 0.40; K25 0.52; K90 0.52; PVP-VA 0.87; HPMC 603 0.95; HPMC 615 1.14R5
ueda2021PVP K25, PVP-VA, HPMC 603 at 25–1000 µg/mLdissolved ibuprofenPVP-VA 149 → 89; HPMC 603 152 → 106; K25 about 145 (50 µg/mL) → 121; plateaus above 200 (K25) and 500 µg/mL (PVP-VA)R8
ueda2021polymers at 500 µg/mL; 50–600 µg/mL ibuprofendissolved ibuprofen against totalK25 about 120, PVP-VA about 90 above the onset; HPMC 603 88 → 123R10
ueda2021PVP-VA against HPMC 603cross-plot at equal polymer ratio0.58 → 101 against 0.59 → 123 µg/mL; 1.01 → 90 against 0.95 → 106R11
ueda2021ideal Flory–Huggins (Eq. 4) and Eq. 5 with χ ≈ −1calculation129 and 127 µg/mL at ratio 1.0; about 102 (χ = −1, PVP-VA) against about 90 measuredR12, R13
ueda2021ibuprofen/PVP-VA and /HPMC 603 ASDs, 99% RH, 37 °CDVS water uptake13.0 against 13.9% (1/1); 4.2 against 6.5% (4/1)R17

Figure

Fig. 8 of ueda2021: dissolved ibuprofen and polymer ratio against total ibuprofen for buffer and three polymers
Fig. 8 · ueda2021dissolved ibuprofen and polymer ratio against total ibuprofen for buffer and three polymers

(a) Plateaus for buffer, PVP K25 and PVP-VA and a rising curve for HPMC 603 (dashed line: the dose); (b) the polymer ratio falls as the drug-rich phase grows, most steeply for HPMC 603 ueda2021 R10.

Fig. 9 of ueda2021: dissolved ibuprofen against polymer in the drug-rich phase with the ideal-mixing prediction
Fig. 9 · ueda2021dissolved ibuprofen against polymer in the drug-rich phase with the ideal-mixing prediction

PVP-VA points (grey) lie below HPMC 603 points (orange) at the same ratio; the dashed ideal-mixing curves lie above all points ueda2021 R11, R12.

Why

The authors link partitioning to molecular weight through the Brønsted relation K = \exp(M\lambda/RT) ("consistent with") and to the vinyl acetate units of PVP-VA ("the likely reason", through the entropy cost of hydrating apolar groups); polymer hydrophobicity was not measured ueda2021 C29, C30, E3, X8. They "hypothesize" that HPMC keeps partitioning because it is a mixture of chains of different substitution, the less hydrophilic ones entering first ueda2021 C31. Because ideal mixing over-predicts the solubility, they name three factors, each lowering the chemical potential of ibuprofen: dilution by polymer, extra water, and drug–polymer interaction ("There are three factors that are responsible") ueda2021 C33, C42. The larger downfield shift with PVP-VA, a cited molecular-dynamics result and the cited χ of about −1 for a 1/1 blend support the interaction reading ("would, in turn, be consistent with") ueda2021 C40, R14, R19. The DVS result makes it "unlikely" that extra water explains the larger PVP-VA effect, though water "will contribute" to the gap from Eq. 4 ueda2021 C35, C36. The extractor cautions that no interaction or water content was measured in the hydrated drug-rich phase ueda2021 X5, X6.

Conditions and limits

One drug at pH 2.0 in D2O with 2% methanol-d4, 37 °C, one temperature and an unstated time after mixing ueda2021 X9, X10. The molecular-weight trend stops at K25 (K25 and K90 gave the same ratio) ueda2021 X7. The 1000 µg/mL comparison of PVP-VA with HPMC 603 lies within the error of the HPMC value, so the cross-plot of Fig. 9, which pools two series without saying so, carries the claim ueda2021 X8, X11. The HPMC 603 curve of Eq. 4 is reproduced only with the PVP-VA density, not the printed 1.25 g/cm³, though the two curves nearly coincide ueda2021 X1. The drug-rich phase at 100 µg/mL total drug rests on 12–19 µg/mL of phase-separated drug ueda2021 X3, X12.

Counterexamples and conflicts

The water explanation was tested and not supported for the PVP-VA effect ueda2021 C35. The molecular-weight rule fails between K25 and K90 ueda2021 X7. Another study measured less polymer in drug-rich phases (0.05–0.31 weight fraction for HPMCAS grades of posaconazole, ignoring water), so the amount in the phase depends strongly on drug and polymer shah2025 C30, R17.

Transfer check

For a polymer and drug of interest measure the dissolved drug at two polymer concentrations (about 200 and 500–1000 µg/mL) and at two drug loads above the onset; a falling dissolved drug with rising drug amount, as with HPMC 603, means the ceiling is not fixed and depends on dose; compare polymers at equal polymer content in the drug-rich phase, not at equal polymer concentration ueda2021 R10, R11.

History

Mosquera-Giraldo and co-workers (2018) and Ueda and Taylor (2020) established that polymer enters the drug-rich phase and lowers the amorphous solubility; Ueda and co-workers (2021) added molecular weight, chemistry, concentration and the modelling; Ueda and co-workers (2022) added temperature (F21) mosqueragiraldo2018b C37; ueda2020b C32; ueda2021 C42; ueda2022 C64.

F21

Topic 3What moves the limit9 of 9

As temperature rises, more polymer enters the drug-rich phase, the amorphous solubility falls further and the polymer ranking reverses.

Between 15 and 60 °C the polymer to ibuprofen weight ratio in the drug-rich phase rose from about 0.24 to 0.62 (PVP), 0.46 to 1.32 (PVP-VA) and 0.20 to 1.46 (HPMC). The amorphous solubility with HPMC fell from about 0.86 to 0.52 of the buffer value, and the ranking reversed: HPMC > PVP > PVP-VA at 15 °C, PVP > PVP-VA > HPMC at 55 °C ueda2022 R10, R17, R9.

moderateModerate: the temperature trends are direct (n = 3, NMR) and the signs of ΔG, ΔH and ΔS are robust at mid-range, but their temperature slopes rest on a quadratic fit without uncertainties ueda2022 K1, K2, K4, X8, X7.

PVP0.24 → 0.62PVP-VA0.46 → 1.32HPMC0.20 → 1.4600.20.40.60.811.21.41.6polymer to drug ratio in the drug-rich phase (15 → 55–60 °C)

More polymer enters on heating; HPMC starts lowest and ends highest. ueda2022 R10

Amorphous solubility in polymer solution relative to buffer (Sa/Sa0)PVP, 15 °C0.80PVP, 60 °C0.73PVP-VA, 15 °C0.66PVP-VA, 60 °C0.54HPMC, 15 °C0.86HPMC, 55 °C0.52

The drop is steepest for HPMC. ueda2022 R17, R19

For your drug

  1. For a polymer with lower-critical-solution-temperature behaviour (HPMC), measure the partitioning and the amorphous solubility at 37 °C and not only at room temperature.
  2. Remember that ionic strength, pH and gastrointestinal components may also change the partitioning; do not carry a polymer ranking from one temperature to another.

ueda2022 R9, R24, C63

How it works and key numbers
  1. Transfer into the drug-rich phase happens in two steps. Leaving the water breaks water–polymer hydrogen bonds and releases the ordered water around apolar groups, which costs enthalpy but gains entropy ueda2022 C49, C50.
  2. Entering the drug-rich phase needs a cavity, which means breaking drug–drug bonds such as carboxylic acid dimers; the new drug–polymer bonds are weaker ueda2022 C51.
  3. Drug–polymer interactions "do appear important" to offset the unfavourable enthalpy ueda2022 C52, R25.
  4. HPMC's larger transfer enthalpy is explained "at least partially" by weaker interaction, and its steep temperature dependence "likely" reflects dehydration on heating, like its lower critical solution temperature behaviour ueda2022 C53, C57, C32.
  5. Because the ΔH and ΔS of HPMC fall faster, its ΔG crosses those of PVP and PVP-VA, which "explains" the ranking reversal ueda2022 C59, C56.
  6. In the end ΔG of transfer is negative, about −12 to −19 kJ/mol, so the transfer is favourable overall ueda2022 R22, R23.
0.20 → 1.46polymer to drug ratio in the drug-rich phase for HPMC, 15 to 55 °Cueda2022 R10
−12 to −19 kJ/molΔG of polymer transfer: negative, so favourable, and entropy-drivenueda2022 R22, R23
0.86 → 0.52HPMC amorphous solubility relative to buffer, 15 to 55 °Cueda2022 R17
Evidence: data, conditions and papers

Finding F21. Polymer transfer into the drug-rich phase is endothermic over most of the range and entropy-driven, so more polymer enters and the amorphous solubility falls further as temperature rises, and the polymer ranking reverses

In short. Between 15 and 60 °C (HPMC to 55 °C) the polymer:ibuprofen weight ratio in the drug-rich phase rose from about 0.24 to 0.62 (PVP), 0.46 to 1.32 (PVP-VA) and 0.20 to 1.46 (HPMC), and Sa/Sa0 (amorphous solubility in polymer solution over that in buffer) fell, for HPMC from about 0.86 to 0.52 ueda2022 R10, R17. A van't Hoff analysis gave a negative ΔG of transfer (about −12 to −19 kJ/mol) with positive ΔH and ΔS for most of the range, an endothermic, entropy-driven transfer that was most endothermic for HPMC ueda2022 R22, R23, C48. The amorphous-solubility ranking of the polymer solutions reversed: HPMC > PVP > PVP-VA at 15 °C and PVP > PVP-VA > HPMC at 55 °C ueda2022 R9.

Type. observation in 1 drug and 3 polymers over ten temperatures with a thermodynamic analysis Strength. : the temperature trends are direct (n = 3, NMR); the signs and ranking of ΔG, ΔH and ΔS are robust at mid-range, but their temperature slopes rest on a quadratic fit without uncertainties and the molecular explanations on dry ASDs ueda2022 K1, K2, K4, X8, X7.

How it was shown

Ueda and co-workers (2022) dosed 400 µg/mL ibuprofen into pH 2.0 buffer in D2O with 1000 µg/mL PVP K25, PVP-VA or HPMC 603 at 15–60 °C and read dissolved ibuprofen, dissolved polymer and the polymer:drug ratio by NMR ueda2022 P3, P4, R3. The partition coefficient K gave \Delta G = -RT\ln K; \ln K = A + B/T + C/T^{2} was fitted for ΔH and ΔS ueda2022 P12, E3, E4, E5, E6, E7, E8.

What the data show

The polymer:drug ratio in the drug-rich phase rose from about 0.24 to 0.62 (PVP), 0.46 to 1.32 (PVP-VA) and 0.20 to 1.46 (HPMC) between 15 and 60 °C ueda2022 R10. ΔG of transfer was negative (about −12 to −19 kJ/mol) with positive ΔH and ΔS over most of the range ueda2022 R22, R23.

systemmethod and conditionsresultids
PVP, PVP-VA, HPMC at 1000 µg/mL; 400 µg/mL ibuprofen; 15–60 °Cpolymer:drug weight ratio in the drug-rich phasePVP 0.24 → 0.62; PVP-VA 0.46 → 1.32; HPMC 0.20 → 1.46 (to 55 °C)ueda2022 R10
samedissolved ibuprofen15 °C: HPMC 109, PVP 102, PVP-VA 84; 55 °C: PVP 185, PVP-VA 143, HPMC 129 µg/mL (buffer 127, 250)ueda2022 R9
sameΔG, ΔH, −TΔS (quadratic van't Hoff fit)ΔG −12 to −19 kJ/mol; ΔH HPMC 58 → 12, PVP-VA 25 → 5, PVP 30 → 1 (50 °C) then −3, −7 kJ/molueda2022 R22, R23
dry ASDs, 40% polymercarboxylic proton shift 25 → 55 °C0.279 (PVP), 0.271 (PVP-VA), 0.717 ppm (HPMC)ueda2022 R13, R15
Fig. 13 of ueda2022: ΔG, ΔH and −TΔS of polymer transfer against temperature
Fig. 13 · ueda2022ΔG, ΔH and −TΔS of polymer transfer against temperature

(a) ΔG is negative and falls with temperature, with HPMC crossing PVP and PVP-VA; (b) ΔH is positive, HPMC the largest ueda2022 R22, R23.

Why

The transfer has two steps: leaving the water breaks water–polymer hydrogen bonds and releases ordered water, and entering the drug-rich phase needs a cavity, which means breaking drug–drug bonds, while the new drug–polymer bonds are weaker ueda2022 C49, C50, C51. HPMC's steep temperature dependence "likely" reflects dehydration on heating, like its lower critical solution temperature behaviour ueda2022 C53, C57, C32. Its ΔG crosses those of PVP and PVP-VA, which "explains" the ranking reversal ueda2022 C59, C56.

Limits and transfer

One drug at pH 2.0 in D2O; ΔH and ΔS are derivatives of three-parameter fits to 9–10 points without uncertainties, and the interaction ranking comes from dry ASDs ueda2022 C62, X6, X8, X7. "Endothermic" does not hold for PVP at 55–60 °C ueda2022 X1. For HPMC measure the partitioning and amorphous solubility at 37 °C, not only at room temperature, since its ranking reversed between 15 and 55 °C ueda2022 R9, R24, C63.

How it was shown

Ueda and co-workers (2022) dosed 400 µg/mL ibuprofen into pH 2.0 phosphate buffer in D2O containing 1000 µg/mL PVP K25, PVP-VA or HPMC 603 at 15–60 °C (HPMC to 55 °C, where gel-like aggregates form at 60 °C) and read dissolved ibuprofen, dissolved polymer and the polymer:drug weight ratio by NMR as in F15 ueda2022 P3, P4, R3. The partition coefficient of the polymer, K = C_p/C_q (drug-rich phase over water, using 0.99 g/cm³ for the drug-rich phase), gave \Delta G = -RT\ln K; ln K against 1/T was fitted with a straight line and with a quadratic, \ln K = A + B/T + C/T^{2}, from which \Delta H = -R\,(B + 2C/T) and \Delta S = R\,(A - C/T^{2}) followed ueda2022 P12, E3, E4, E5, E6, E7, E8. Solid-state ¹H and ¹³C NMR of melt-quenched ibuprofen–polymer mixtures with 40% polymer at 25, 40 and 55 °C probed the interactions, and DSC of in-situ mixtures gave Tg ueda2022 P5, P6, P7, P8.

What the data show

Partitioning. The ratio was about 0.24, 0.29, 0.39, 0.47, 0.49, 0.52, 0.54, 0.55, 0.60 and 0.62 (PVP), 0.46, 0.51, 0.66, 0.76, 0.85, 0.95, 1.06, 1.12, 1.21 and 1.32 (PVP-VA) and 0.20, 0.27, 0.43, 0.58, 0.80, 1.06, 1.21, 1.29 and 1.46 (HPMC) from 15 °C upward in 5 °C steps; HPMC and PVP-VA crossed between 35 and 40 °C (0.80 against 0.85 at 35 °C, 1.06 against 0.95 at 40 °C) ueda2022 R10, R19. Solubility. Dissolved ibuprofen in buffer rose from about 127 to 284 µg/mL, with PVP from about 102 to 206, PVP-VA 84 to 154 and HPMC 109 to 129 (to 55 °C) ueda2022 R9. Sa/Sa0 fell from about 0.80 to 0.73 (PVP), 0.66 to 0.54 (PVP-VA) and 0.86 to 0.52 (HPMC); PVP-VA and HPMC crossed at 45–50 °C ueda2022 R17, R19. Plotted against the polymer ratio, Sa/Sa0 fell from about 0.86 at a ratio of 0.20 to about 0.52 at 1.46, and at equal ratio between about 0.45 and 1.3 the PVP-VA points lay below the PVP and HPMC points ueda2022 R18. Thermodynamics. ln K rose with temperature for all polymers (PVP about 5.31 to 6.07, PVP-VA 5.89 to 6.72, HPMC 5.14 to 6.88); straight lines gave R² of 0.817 (PVP), 0.961 (PVP-VA) and 0.962 (HPMC), the quadratic 0.971, 0.994 and 0.996 in the same order ueda2022 R20, R21. ΔG ran from about −12.2 (HPMC, 15 °C) to −18.8 kJ/mol (HPMC, 55 °C); ΔH of HPMC fell from about 58 to 12 kJ/mol (15 → 55 °C), of PVP-VA from about 25 to 5 (15 → 60 °C), and of PVP from about 30 to 1 at 50 °C and then to −3 and −7 kJ/mol at 55 and 60 °C, while −TΔS ran from −71 to −31 (HPMC), −39 to −24 (PVP-VA) and −44 to −10.5 kJ/mol (PVP) ueda2022 R22, R23, X1. The ΔG of HPMC crossed that of PVP at 20–25 °C and that of PVP-VA at 35–40 °C ueda2022 R24. Interactions in dry ASDs. The carboxylic proton of ibuprofen lay at about 12.2 ppm in amorphous drug and 9–10 ppm in the ASDs; between 25 and 55 °C it moved upfield by 0.279 (PVP), 0.271 (PVP-VA) and 0.717 ppm (HPMC), temperature coefficients of about −9, −9 and −24 × 10⁻³ ppm/K ueda2022 R11, R13, R15. Other. Crystalline solubility rose from about 23.5 to 116 µg/mL between 25 and 60 °C and was unchanged by the polymers ueda2022 R1, R2. A later study cites the analysis that polymer partitioning into the drug-rich phase is entropically driven with drug–polymer interactions lowering the enthalpic penalty deac2023b C45.

papersystemmethod and conditionsresultids
ueda2022PVP, PVP-VA, HPMC at 1000 µg/mL; 400 µg/mL ibuprofen; 15–60 °Cpolymer:drug weight ratio in the drug-rich phasePVP 0.24 → 0.62; PVP-VA 0.46 → 1.32; HPMC 0.20 → 1.46 (to 55 °C)R10
ueda2022samedissolved ibuprofen15 °C: HPMC 109, PVP 102, PVP-VA 84; 55 °C: PVP 185, PVP-VA 143, HPMC 129 µg/mL (buffer 127, 250)R9
ueda2022sameSa/Sa0HPMC 0.86 → 0.52; PVP-VA 0.66 → 0.57 (0.54 at 60 °C); PVP 0.80 → 0.74R17
ueda2022sameΔG, ΔH, −TΔS (quadratic van't Hoff fit)ΔG −12 to −19 kJ/mol; ΔH HPMC 58 → 12, PVP-VA 25 → 5, PVP 30 → 1 (50 °C) then −3, −7 kJ/molR22, R23
ueda2022dry ASDs, 40% polymercarboxylic proton shift 25 → 55 °C0.279 (PVP), 0.271 (PVP-VA), 0.717 ppm (HPMC); TC about −9 and −24 × 10⁻³ ppm/KR13, R15
deac2023bASD nanoparticles with PVPVAcited analysispartitioning of the polymer into the drug-rich phase entropically drivenC45

Figure

Fig. 5 of ueda2022: dissolved ibuprofen and polymer content of the drug-rich phase against temperature
Fig. 5 · ueda2022dissolved ibuprofen and polymer content of the drug-rich phase against temperature

(a) All polymers lower the dissolved drug, HPMC the flattest curve; (b) the polymer:drug ratio rises, steepest for HPMC, which crosses PVP-VA at 35–40 °C ueda2022 R9, R10.

Fig. 13 of ueda2022: ΔG, ΔH and −TΔS of polymer transfer against temperature
Fig. 13 · ueda2022ΔG, ΔH and −TΔS of polymer transfer against temperature

(a) ΔG is negative and falls with temperature, with HPMC crossing PVP and PVP-VA; (b) ΔH is positive and −TΔS larger in magnitude, HPMC with the largest ΔH ueda2022 R22, R23.

Why

The authors split the transfer in two steps. Leaving the water breaks water–polymer hydrogen bonds and releases the ordered water around apolar groups (the hydrophobic effect), which costs enthalpy and gains entropy, consistent with the negative enthalpies of solution of PVP and HPMC; entering the drug-rich phase needs a cavity, which means breaking drug–drug bonds such as carboxylic acid dimers, and the new drug–polymer bonds are weaker, "as inferred" from solid-state NMR ueda2022 C49, C50, C51. Drug–polymer interactions "do appear important" to offset the unfavourable enthalpy, because polymers partition little into drug-rich phases of drugs that cannot bind them and minimally into octanol ueda2022 C52, R25. HPMC's larger transfer enthalpy is explained "at least partially" by weaker interaction (temperature coefficient −24 against about −9 × 10⁻³ ppm/K), and its steep temperature dependence "likely" reflects the dehydration of HPMC on heating, like its lower critical solution temperature behaviour ueda2022 C53, C57, C32. The 40% vinyl acetate of PVP-VA "likely" adds a hydrophobic-effect term at higher temperature ueda2022 C54. Because the ΔH and ΔS of HPMC fall faster, its ΔG crosses those of PVP and PVP-VA, which "explains" the ranking reversal; the change of ΔG is much smaller than those of ΔH and ΔS, an entropy–enthalpy compensation ueda2022 C59, C56. At equal polymer content PVP-VA lowers Sa/Sa0 more than HPMC, which the authors attribute ("likely") to its stronger interaction with ibuprofen; the polymer content is "clearly" a critical factor but not the only one ueda2022 C43, C45, C41. (synthesis: this repeats at several temperatures the two-factor picture of F20, amount in the drug-rich phase and interaction strength.)

Conditions and limits

One drug at pH 2.0 in D2O with 2% CD3OD; the authors expect H2O to give different partitioning but similar temperature trends ueda2022 C62, X6. ΔH, ΔS and ΔG are derivatives of three-parameter fits to 9–10 points without uncertainties; K rests on an unstated phase-volume basis that ignores water in the drug-rich phase; and ΔG, ΔH and ΔS are given per polymer species although the three polymers differ in molar mass ueda2022 X8, X2, X9. The interaction ranking comes from dry, melt-quenched ASDs with 40% polymer, whereas the wet drug-rich phase holds about 17–59 wt% polymer on a water-free basis; the dehydration of HPMC on heating was not measured ueda2022 X7, C57. The unqualified "endothermic" of the conclusions does not hold for PVP at 55–60 °C ueda2022 X1. The comparison of PVP-VA with HPMC at 40–45 °C lies within the error bars; the equal-ratio comparison of Fig. 11b carries the claim better ueda2022 X10.

Counterexamples and conflicts

The HPMC amorphous solubility called "almost constant" rises by about a quarter (from about 102 µg/mL at 20 °C to about 129 µg/mL at 55 °C) ueda2022 X4, R9. The ritonavir profile of F9 has a minimum, whereas the ibuprofen buffer profile is monotonic ueda2022 C35, R9.

Transfer check

For a polymer with an LCST-type behaviour (HPMC) measure the partitioning and the amorphous solubility at 37 °C and not only at room temperature, since its ranking against PVP-type polymers reversed between 15 and 55 °C; for other media, ionic strength, pH and gastrointestinal components may change the partitioning and "should be considered" ueda2022 R9, R24, C63.

History

The thermodynamics of polymer partitioning was "not well understood" before this paper; Ueda and co-workers (2022) provided ΔG, ΔH and ΔS for three polymers, and Deac and co-workers (2023) cite the entropic driving force for PVPVA nanoparticles ueda2022 C34, C48; deac2023b C45.

Other chaptersbasis for A F27

Topic 4 of 4 · 3 findings · F13–F14, F23

Reaching the limit from solid forms and by a pH shift

F13

Topic 4Reaching the limit from solid forms and by a pH shift1 of 3

Dissolving amorphous drug, a dispersion or a salt reaches the limit but cannot exceed it, if crystallization is slow enough.

Amorphous films of three weak bases dissolved to maxima of 69–110% of the concentration where the drug-rich phase appears (clotrimazole 480 against 490.2 µg/mL at pH 4). The concentration from a ritonavir–PVP dispersion levelled off at 18.3 and 18.0 µg/mL with 24.0 µg/mL added, and CRH1 salts and dispersion reached 11.1–13.2 µg/mL against an estimate of 11.2–12.5 indulkar2015 R18, F6; ilevbare2013a R17, R8; almeidaesousa2016 R12, R2.

moderateModerate: different routes land at the same value, but one run was still rising, one reached only 69%, the maxima are single determinations and the medium of the CRH1 dispersion runs is unclear indulkar2015 K6, X8; almeidaesousa2016 K2, X5, X11; ilevbare2013a K4, X15.

Dissolved maximum ÷ limit at the same pH (1.00 = limit reached)clotrimazole, pH 40.98clotrimazole, pH 80.87atazanavir, pH 3.50.95atazanavir, pH 90.91nicardipine, pH 61.10nicardipine, pH 90.69

The limit is the concentration where the drug-rich phase appears. Amorphous films, 37 °C; ratios computed from the printed maxima and onsets. indulkar2015 R18

CRH1 forms with HPMC: maximum by HPLC, µg/mL (limit 11.2–12.5)free base1.4glass9.8co-crystal6.2HCl salt11.1hemi-NAP salt11.4HBr salt12.4ASD13.2

pH 4.6 with 20 µg/mL HPMC. Salts and the dispersion reach the estimated limit; the glass and the co-crystal never do (F14). almeidaesousa2016 R12, R2

For your drug

  1. Dissolve the form under non-sink conditions in the medium of interest with the intended inhibitor, sample at the maximum, separate the drug-rich phase by centrifugation and assay the supernatant by HPLC; compare the result with the onset (F4) and the calculation (F5).
  2. If the maximum is below the limit, the shortfall is a crystallization or dissolution problem, not a thermodynamic one (F14).

almeidaesousa2016 P12, R12, C31

How it works and key numbers
  1. If an amorphous solid dissolves and crystallization is slow relative to dissolution, the amorphous solubility is reached, and solution beyond it gives an amorphous precipitate indulkar2015 C45.
  2. The limit can be approached from either side, because the water-saturated supercooled liquid and the liquid made by LLPS have the same activity ilevbare2013a C61.
  3. Almeida e Sousa and co-workers extend this to "any solid form": whatever the form, dissolution beyond the limit causes LLPS and a bulk concentration equal to the amorphous solubility almeidaesousa2016 C43.
  4. Amorphous solids often fail to reach it because the solid itself crystallizes on contact with water; the CRH1 salts reached the limit only with HPMC in the medium almeidaesousa2016 C32, R8, R9.
  5. The same rule holds after a pH shift: above the amorphous solubility the drug separates and the solution stays there until crystallization depletes it (F23) sugihara2018 C36, C13.
69–110%dissolved maximum as a share of the LLPS concentration, three weak basesindulkar2015 R18
18.3 and 18.0 vs 24.0 µg/mLritonavir–PVP dispersion: concentration found vs drug addedilevbare2013a R17
11.1–13.2 vs 11.2–12.5 µg/mLCRH1 salts and dispersion with HPMC vs the estimated limitalmeidaesousa2016 R12, R2
Evidence: data, conditions and papers

Finding F13. Dissolving amorphous drug, a dispersion or a salt reaches, but does not exceed, the same limit when crystallization is slow enough

In short. Amorphous films of clotrimazole, atazanavir and nicardipine dissolved under non-sink conditions to maxima of 69–110% of the LLPS concentration at the same pH (for example 480 against 490.2 µg/mL for clotrimazole at pH 4) indulkar2015 R18, F6. The concentration from a 1:9 ritonavir–PVP dispersion levelled off at 18.3 and 18.0 µg/mL with 24.0 µg/mL added, near the 18.8 µg/mL LLPS concentration, and a dissolving ritonavir film gave 34.2 µg/mL in water against an onset of 37.2 ilevbare2013a R17, R8, R13. With 20 µg/mL HPMC in the medium, the HBr and HCl salts and the ASD of CRH1 reached 11.1–13.2 µg/mL by HPLC against an estimated 11.2–12.5 µg/mL almeidaesousa2016 R12, R2. The 2017–2022 papers add a salt dissolved in simulated gastric fluid and shifted to pH 6.5: pazopanib HCl at 54 and 5.4 times the amorphous solubility held an apparent concentration of about 17 and 22–30 µg/mL (amorphous solubility 19.8 µg/mL) with 50 µg/mL HPMC sugihara2018 R8, R12.

Type. observation in N systems (3 weak bases; ritonavir film and dispersion; 4 CRH1 forms) Strength. : different routes land at the same value, but one run was still rising, one reached only 69%, the maxima are single determinations, and the medium of the CRH1 ASD runs is unclear indulkar2015 K6: moderate, X8; almeidaesousa2016 K2: moderate, X5, X11; ilevbare2013a K4: weak to moderate, X15.

How it was shown

Indulkar and co-workers (2015) cast amorphous films, added 15 mL of buffer at 37 °C with more drug than the amorphous solubility, and read concentration by UV every minute indulkar2015 P13, R18. Ilevbare and Taylor (2013) dissolved ritonavir films and a 1:9 ritonavir–PVP dispersion ilevbare2013a P3, P4, P13, P14. Almeida e Sousa and co-workers (2016) dissolved seven forms of CRH1 and sampled at the in-situ UV maximum for HPLC almeidaesousa2016 P11, P12.

What the data show

Films of three weak bases dissolved to maxima of 69–110% of the LLPS concentration at the same pH, for example 480 against 490.2 µg/mL for clotrimazole at pH 4 indulkar2015 R18. The concentration from the dispersion levelled off at 18.3 and 18.0 µg/mL with 24.0 added ilevbare2013a R17, R18. With HPMC in the medium the CRH1 salts and ASD reached 11.1–13.2 µg/mL against an estimate of 11.2–12.5 almeidaesousa2016 R12, R2.

systemmethod and conditionsmaximum against limit (µg/mL)ids
clotrimazole; atazanavir; nicardipine films, 37 °Cnon-sink dissolution, UV480/490.2 and 6.7/7.7; 632/668.4 and 60/65.8; 117/105.9 and 3.8/5.5indulkar2015 R17, R18
ritonavir film, 37 °C, water to 500 mM bufferfilm dissolution, second-derivative UV34.2, 21.8, 13.8, 5.2 against onsets 37.2, 18.8, 14.3, 4.7ilevbare2013a R13
ritonavir–PVP 1:9, 100 mM buffer, 37 °Cincremental dissolution6.4, 11.8, 18.3, 18.0 with 6.0, 12.0, 18.0, 24.0 addedilevbare2013a R17
CRH1 HCl, HBr, hemi-NAP salts and ASD, pH 4.6 + 20 µg/mL HPMCcentrifuge and HPLC at the UV maximum11.1, 12.4, 11.4 and 13.2 against an estimate of 11.2–12.5almeidaesousa2016 R12, R2
pazopanib HCl, pH 1.2 → 6.5, 50 µg/mL HPMCgastric dissolution, pH shift, in-situ UVplateau about 17 (54× dose) and 22–30 µg/mL (5.4× dose) against 19.8sugihara2018 R8, R12, R1.e
Fig. 8 of indulkar2015: dissolution of amorphous clotrimazole and atazanavir films
Fig. 8 · indulkar2015dissolution of amorphous clotrimazole and atazanavir films

Concentration levels off near the LLPS concentration at both pH values for both drugs indulkar2015 R17.

Why

If an amorphous solid dissolves and crystallization is slow relative to dissolution, the amorphous solubility is reached and the solution beyond it gives an amorphous precipitate indulkar2015 C45. The limit can be approached from either side because the water-saturated supercooled liquid and the liquid made by LLPS have the same activity ilevbare2013a C61. Almeida e Sousa and co-workers extend this to "any solid form" almeidaesousa2016 C43.

Limits and transfer

The dispersion test was one composition, one polymer and one run, and the UV probe reads total drug ilevbare2013a X15. The CRH1 glass and co-crystal never reached the limit, and nicardipine at pH 9 reached only 69% almeidaesousa2016 R12, C31; indulkar2015 X8. Dissolve the form under non-sink conditions with the intended inhibitor and assay the supernatant at the maximum; a shortfall is a crystallization or dissolution problem, not a thermodynamic one (F14) almeidaesousa2016 P12, R12, C31.

How it was shown

Indulkar and co-workers (2015) cast amorphous films by rotary evaporation from methanol in vials, added 15 mL of buffer at 37 °C and 300 rpm with more drug than the amorphous solubility, and read concentration by UV every minute indulkar2015 P13, R18. Ilevbare and Taylor (2013) dissolved spin-coated amorphous ritonavir films at 37 °C (second-derivative UV) and a 1:9 ritonavir–PVP dispersion made by rotary evaporation, added in about 3 mg portions every 10 min to 50 mL of 100 mM buffer ilevbare2013a P3, P4, P13, P14. Almeida e Sousa and co-workers (2016) dissolved seven forms of CRH1 in 50 mL of pH 4.6 citrate buffer at 25 °C and 200 rpm, read concentration with an in-situ UV probe, and took a sample at the maximum for centrifugation and HPLC almeidaesousa2016 P11, P12. Sugihara and Taylor (2018) dissolved pazopanib HCl (3.47, 0.35 and 0.035 mg/mL) in simulated gastric fluid for 20 min, transferred 7 mL into 14 mL of concentrated pH 6.5 phosphate buffer and followed the apparent concentration by in-situ UV for 180 min at 37 °C sugihara2018 P6.

What the data show

For the weak bases (maximum ÷ onset), clotrimazole reached 480 ± 13.0 against 490.2 µg/mL at pH 4 and 6.7 against 7.7 at pH 8, atazanavir 632 against 668.4 at pH 3.5 and 60 against 65.8 at pH 9, and nicardipine 117 against 105.9 at pH 6 and 3.8 against 5.5 at pH 9, that is 0.98, 0.87, 0.95, 0.91, 1.10 and 0.69 (synthesis: ratios computed from Table 3) indulkar2015 R18. Atazanavir climbed to a plateau near 60 µg/mL at pH 9 within about 2 h and to about 635 µg/mL at pH 3.5 by 3 h; clotrimazole at pH 4 reached about 485 within 0.6 h and drifted to about 420 by 3 h, and at pH 8 was still rising at 6.8 µg/mL when the run ended at 2 h indulkar2015 R17, X8. The ritonavir film gave 34.2, 21.8, 13.8 and 5.2 µg/mL in water and 100, 200 and 500 mM buffer against onsets of 37.2, 18.8, 14.3 and 4.7 (F9) ilevbare2013a R13. The dispersion gave 6.4, 11.8, 18.3 and 18.0 µg/mL against 6.0, 12.0, 18.0 and 24.0 expected, with extinction rising already after the third portion and colloids of about 325 nm ilevbare2013a R17, R18. For CRH1 with 20 µg/mL HPMC, the HPLC maxima were about 1.4 (free base), 9.8 (glass), 11.1 (HCl salt), 12.4 (HBr salt), 11.4 (hemi-NAP salt, UV about 19.1), 6.2 (co-crystal) and 13.2 µg/mL (ASD) almeidaesousa2016 R12. For griseofulvin, a well-studied fast crystallizer, the introduction of the six-drug paper states that dissolving the amorphous form has never reached the predicted value almeidaesousa2015 C4. The pazopanib high dose only partly dissolved in gastric fluid (a plateau of 2.1 mg/mL), so a salt suspension was shifted; with 50 µg/mL HPMC the apparent concentration reached about 46 µg/mL at the first reading and then held about 17 µg/mL for several minutes before declining, and at the intermediate dose it held about 22–23 µg/mL, 1.1–1.5 times the amorphous solubility (synthesis: 22 ÷ 19.8 to 30 ÷ 19.8) sugihara2018 R6, R8, R12, X7.

papersystemmethod and conditionsmaximum against limit (µg/mL)ids
indulkar2015clotrimazole; atazanavir; nicardipine, amorphous films, 37 °Cnon-sink dissolution, UV480/490.2 and 6.7/7.7; 632/668.4 and 60/65.8; 117/105.9 and 3.8/5.5R17, R18
ilevbare2013aritonavir film, 37 °C, water to 500 mM bufferfilm dissolution, second-derivative UV34.2, 21.8, 13.8, 5.2 against onsets 37.2, 18.8, 14.3, 4.7R13
ilevbare2013aritonavir–PVP 1:9, 100 mM buffer, 37 °Cincremental dissolution6.4, 11.8, 18.3, 18.0 with 6.0, 12.0, 18.0, 24.0 added; onset 18.8R17, R8
almeidaesousa2016CRH1 HCl, HBr, hemi-NAP salts and ASD, pH 4.6 + 20 µg/mL HPMC, 25 °Ccentrifuge and HPLC at the UV maximum11.1, 12.4, 11.4 and 13.2 against an estimate of 11.2–12.5R12, R2
sugihara2018pazopanib HCl, pH 1.2 → 6.5, 50 µg/mL HPMC, 37 °Cgastric dissolution, pH shift, in-situ UVplateau about 17 (54× dose) and 22–30 µg/mL (5.4× dose) against 19.8 µg/mLR8, R12, R1.e

Figure

Fig. 8 of indulkar2015: dissolution of amorphous clotrimazole and atazanavir films
Fig. 8 · indulkar2015dissolution of amorphous clotrimazole and atazanavir films

Concentration levels off near the LLPS concentration at both pH values for both drugs indulkar2015 R17.

Fig. 10 of ilevbare2013a: extinction while a 1:9 ritonavir–PVP dispersion dissolves
Fig. 10 · ilevbare2013aextinction while a 1:9 ritonavir–PVP dispersion dissolves

No turbidity for two portions, then extinction steps up after the third and fourth portions as the concentration levels off at about 18 µg/mL ilevbare2013a R17.

Why

Indulkar and co-workers state that if an amorphous solid dissolves and crystallization is slow relative to dissolution, the amorphous solubility is reached, and that the solution beyond it gives an amorphous precipitate indulkar2015 C45. Ilevbare and Taylor add that the amorphous solubility can be approached from either side: by equilibrating an amorphous solid with water or by supersaturating until LLPS occurs, because the water-saturated supercooled liquid and the liquid made by LLPS have the same activity ilevbare2013a C61. Almeida e Sousa and co-workers extend this to "any solid form": whatever the form, the upper limit is governed by the amorphous solubility, and dissolution beyond it causes LLPS and a two-phase solution whose bulk concentration equals the amorphous solubility ("strong support for the conjecture") almeidaesousa2016 C43. They note that dissolving amorphous solids often fails because the solid itself often crystallizes on contact with water almeidaesousa2016 C32. (synthesis: the common feature of all successful cases is a nanodroplet or drug-rich phase that appears at the limit and maintains the bulk concentration at that value; the cases that fail are the ones where crystallization starts earlier, as in F14.) Sugihara and Taylor state the same rule for a pH shift: above the amorphous solubility the drug phase separates and the solution stays at the amorphous solubility until crystallization depletes it (F23) sugihara2018 C36, C13.

Conditions and limits

Non-sink conditions; films, a 1:9 dispersion and powders at 25 or 37 °C indulkar2015 P13; ilevbare2013a P14; almeidaesousa2016 P11. The ritonavir dispersion test was one composition, one polymer and one run, and the UV probe reads total drug; extinction already rose at 18.3 µg/mL ilevbare2013a X15. The CRH1 maxima carry no error bars and no n, the centrifugation conditions are not given, and the amounts of drug differ up to about fivefold between forms almeidaesousa2016 X11, X9. In the CRH1 runs the ASD curve of Fig. 6 is the no-polymer run, and the medium of the ASD runs in Figs. 7 and 8 is unresolved almeidaesousa2016 X5. The HCl salt reached about the lower limit of the estimate, not above it almeidaesousa2016 X6. The pazopanib values are apparent UV concentrations with colloids present; one filtered HPLC sample late in the run agrees with the probe sugihara2018 R10, C23, X3.

Counterexamples and conflicts

The CRH1 glass and co-crystal never reached the limit (F14) almeidaesousa2016 R12, C31. Nicardipine at pH 9 reached 69%, clotrimazole at pH 4 drifted down after 2 h, and clotrimazole at pH 8 was still rising indulkar2015 X8. The CRH1 salts reached the limit only with HPMC in the medium, and without polymer the amorphous forms crystallized faster than they dissolved (F14) almeidaesousa2016 R8, R9. The intermediate-dose plateau lies up to 1.5 times above the amorphous solubility, which the authors call "equivalent" sugihara2018 X7.

Transfer check

Dissolve the form under non-sink conditions in the medium of interest with the intended inhibitor, sample at the maximum, separate the drug-rich phase by centrifugation and assay the supernatant by HPLC; compare it with the onset (F4) and with Eq. 1 (F5) almeidaesousa2016 P12, R12. If the maximum is below the limit, the shortfall is a crystallization or dissolution problem, not a thermodynamic one (F14) almeidaesousa2016 C31.

History

The upper limit on ASD dissolution was stated in earlier work on dispersions almeidaesousa2016 C6, C9. Ilevbare and Taylor (2013) gave the first library example with a ritonavir–PVP dispersion and a dissolving film; Indulkar and co-workers (2015) showed it for amorphous films of three bases across pH; Almeida e Sousa and co-workers (2016) tested seven solid forms of one drug and put the claim as "regardless of the solid form" ilevbare2013a C52, C61; indulkar2015 C5, C49; almeidaesousa2016 C43. Sugihara and Taylor (2018) showed the ceiling for a salt on a pH shift, a route the earlier papers did not test sugihara2018 C36.

F14

Topic 4Reaching the limit from solid forms and by a pH shift2 of 3

Whether a solid form reaches the limit depends on whether dissolution is faster than crystallization; a dissolved polymer delays crystallization.

Seven solid forms of the weak base CRH1 were dissolved at pH 4.6. Without polymer the co-crystal, glass and the HCl and HBr salts peaked at about 2.9, 3.3, 3.9 and 5.4 µg/mL and then fell to about 2; the dispersion reached about 12.9. With 20 µg/mL HPMC in the medium the same forms peaked at about 6.2, 7.9, 10.7 and 12.1 almeidaesousa2016 R8, R9.

moderateModerate for the outcomes (triplicate means), weak for the proposed mechanism: crystallization from undissolved solid and disproportionation were not tested almeidaesousa2016 K5, K6, K3, C31, X12.

CRH1 forms: highest concentration, µg/mL, without and with HPMCco-crystal, no polymer2.9co-crystal, HPMC6.2glass, no polymer3.3glass, HPMC7.9HCl salt, no polymer3.9HCl salt, HPMC10.7HBr salt, no polymer5.4HBr salt, HPMC12.1

pH 4.6, with 20 µg/mL HPMC where stated. In-situ UV maxima; the estimated amorphous-solubility limit is about 11.2–12.5 µg/mL. The dispersion reached about 12.9 even without polymer. almeidaesousa2016 R8, R9, X3

Pazopanib after a pH shift: minutes supersaturation lastedno HPMC5 ± 2 min5 µg/mL HPMCabout 8.520 µg/mL HPMC12.550 µg/mL HPMC39

Intermediate dose, pH 6.5, 37 °C. sugihara2018 R21, R22

For your drug

  1. For a salt, co-crystal or glass of a fast crystallizer, dissolve it at a pH where it would be unstable, with and without a predissolved inhibitor, sample at the maximum for centrifugation and HPLC, and check the residual solid by XRPD to see whether it converted.
  2. Compare dissolution rate with induction time at equal dose and particle size, and in a pH-shift test vary the polymer over at least four levels and plot the maintenance time against it.

almeidaesousa2016 P11, P12, C35, X9, C37; sugihara2018 R22

How it works and key numbers
  1. A form supersaturates only if it dissolves faster than the lower-energy form crystallizes almeidaesousa2016 C2.
  2. Without polymer CRH1 crystallizes so fast that this cannot be tested; the dispersion reached a higher concentration than the other forms not because it is amorphous (the glass did not) but because the HPMC inside it "clearly" helps dissolution and delays crystallization almeidaesousa2016 C26, C24, C25.
  3. With HPMC in the medium the balance between dissolution and crystallization shifts; the authors suggest that crystallization may start on undissolved solid, since the undissolved salts and the co-crystal "likely" convert to the free base at pH 4.6 almeidaesousa2016 C34, C35, C36.
  4. The dissolution rate of the solid form "appears to be a key parameter"; the solid form and the inhibitor are the two variables that can be changed almeidaesousa2016 C37, C47.
  5. For the glass and co-crystal the authors "cannot conclude" these forms cannot reach the limit, only that crystallization kinetics precluded it here almeidaesousa2016 C31.
  6. For pazopanib, a dose below the amorphous solubility can only crystallize, and HPMC extends the supersaturation sugihara2018 C34, C39, C40.
12.9 vs 2.9–5.4 µg/mLCRH1 dispersion vs co-crystal, glass and salts, no polymeralmeidaesousa2016 R8
6.2–12.1 µg/mLthe maxima of the same non-dispersion forms with 20 µg/mL HPMCalmeidaesousa2016 R9
5 ± 2 → 39 minpazopanib supersaturation without vs with 50 µg/mL HPMCsugihara2018 R22
Evidence: data, conditions and papers

Finding F14. Whether a solid form reaches the limit depends on whether it dissolves faster than crystallization occurs, and a dissolved polymer delays crystallization

In short. Seven forms of the weak base CRH1 were dissolved at pH 4.6 (equal to its pKa) and 25 °C. Without polymer the co-crystal, glass and the HCl and HBr salts peaked at about 2.9, 3.3, 3.9 and 5.4 µg/mL within about 30 min and then fell to about 2 µg/mL by 3.5 h, while the ASD reached about 12.9 µg/mL almeidaesousa2016 R8. With 20 µg/mL HPMC in the medium the maxima rose to about 6.2 (co-crystal), 7.9 (glass), 10.7 (HCl) and 12.1 µg/mL (HBr), and a drug-rich phase (pyrene I3/I1 above 0.586, or a fall of counterion fluorescence) appeared only for the salts and the ASD almeidaesousa2016 R9, R11, R18. Griseofulvin and telaprevir also reached or kept a drug-rich phase only with a polymer present almeidaesousa2015 R4; mosqueragiraldo2015 R1. The 2017–2022 papers add the dependence on polymer concentration: for pazopanib after a pH shift the time supersaturation lasted rose from 5 ± 2 min without HPMC to about 8.5, 12.5 and 39 min at 5, 20 and 50 µg/mL sugihara2018 R22, and a dose below the amorphous solubility could only crystallize sugihara2018 C34.

Type. single-system observation (CRH1), with griseofulvin, telaprevir and pazopanib as supporting cases Strength. for the outcomes (triplicate means with SD in the profiles), weak for the proposed mechanism: crystallization from undissolved solid and disproportionation were not tested, and the glass and the co-crystal show only that crystallization was faster under these conditions [almeidaesousa2016 K5: strong; K6: weak, K3: weak to moderate, C31, X12].

How it was shown

Almeida e Sousa and co-workers (2016) added seven forms of CRH1 to 50 mL of citrate buffer pH 4.6 at 25 °C, without or with 20 µg/mL predissolved HPMC, and followed concentration with an in-situ UV probe in triplicate almeidaesousa2016 P11, P17, R10. Pyrene flagged a drug-rich phase (I3/I1 above 0.586) and a sample at the maximum was assayed by HPLC almeidaesousa2016 P13, P12, C38. Sugihara and Taylor varied HPMC at 0, 5, 20 and 50 µg/mL sugihara2018 A4, P6.

What the data show

Without polymer the co-crystal, glass, HCl and HBr salts peaked at about 2.9, 3.3, 3.9 and 5.4 µg/mL within about 30 min and fell to about 2 by 3.5 h, while the ASD reached about 12.9 almeidaesousa2016 R8. With HPMC the maxima rose to about 6.2, 7.9, 10.7 and 12.1, and a drug-rich phase appeared only for the salts and the ASD almeidaesousa2016 R9, R11.

systemmethod and conditionsresultids
CRH1 co-crystal; glass; HCl salt; HBr salt, no polymerin-situ UV, pH 4.6, 25 °Cmaximum about 2.9; 3.3; 3.9; 5.4 µg/mL, then about 2 by 3.5 halmeidaesousa2016 R8
CRH1 ASD, no polymersameabout 12.9, then about 7.5 at 3.1 halmeidaesousa2016 R8
co-crystal; glass; HCl; HBr, 20 µg/mL HPMCsameabout 6.2; 7.9; 10.7; 12.1 µg/mLalmeidaesousa2016 R9
griseofulvin, with and without 100 µg/mL HPMCAS-HFextinction and probeonset about 150 (crystals) against about 350 µg/mLalmeidaesousa2015 R4
telaprevir, with and without 5 µg/mL HPMCAS-MFvisual and polarized lightparticles in about 15 min against hoursmosqueragiraldo2015 R1
pazopanib HCl, pH 6.5, HPMC 0, 5, 20, 50 µg/mLin-situ UVsupersaturation maintained 5 ± 2, about 8.5, 12.5, 39 minsugihara2018 R21, R22
Fig. 5 of almeidaesousa2016: dissolution of seven forms of CRH1 without polymer
Fig. 5 · almeidaesousa2016dissolution of seven forms of CRH1 without polymer

Only the ASD (orange) reaches the grey band of the estimated amorphous solubility; the other forms peak at 3–5 µg/mL; the hemi-NAP readings are UV artefacts almeidaesousa2016 R8, X10.

Why

Supersaturation needs a form that dissolves faster than the lower-energy form crystallizes almeidaesousa2016 C2. Without polymer CRH1 crystallizes so fast that this cannot be tested; the ASD exceeds the other forms not because it is amorphous (the glass did not) but because HPMC in it "clearly" helps dissolution and delays crystallization almeidaesousa2016 C26, C24, C25.

Limits and transfer

Undissolved solids were not analysed, so disproportionation is inferred, and drug amounts differ up to about fivefold between forms almeidaesousa2016 C35, R22, X7, X9. Dissolve a salt, co-crystal or glass of a fast crystallizer with and without a predissolved inhibitor, check the residual solid by XRPD, and vary the polymer over at least four levels in a pH-shift test almeidaesousa2016 P11, P12, C35; sugihara2018 R22.

How it was shown

Almeida e Sousa and co-workers (2016) added about 10 mg of free base, glass, HCl salt, HBr salt and ASD (2 mg CRH1), 15 mg of co-crystal and 5 mg of hemi-NAP salt to 50 mL of 50 mM citrate buffer pH 4.6 at 25 °C and 200 rpm, without or with 20 µg/mL predissolved HPMC (HPMC chosen after screening a PVPVA copolymer and HPMCAS grades; above 20 µg/mL it gave no further delay, data not shown), and followed concentration with an in-situ UV probe in triplicate almeidaesousa2016 P11, P17, R10. Pyrene (2 µM) was predissolved to flag a drug-rich phase (I3/I1 above 0.586, the ratio at the solvent-shift LLPS onset), counterion fluorescence replaced it for the hemi-NAP salt, and a sample at the maximum was centrifuged for HPLC almeidaesousa2016 P13, P14, P12, C38. The glass was made fresh by melt quenching, the ASD by rotary evaporation (20:80 CRH1:HPMC) almeidaesousa2016 P1, P2. Sugihara and Taylor varied HPMC at 0, 5, 20 and 50 µg/mL in the intestinal compartment (intermediate dose) and used 0 and 50 µg/mL at the other two doses sugihara2018 A4, P6.

What the data show

Without polymer: free base about 1.4 µg/mL (its crystalline solubility), co-crystal about 2.9 at 0.15–0.2 h, glass about 3.3 at 0.25 h, HBr salt about 5.4 at 0.25 h, HCl salt about 3.9 at 0.3–0.4 h, all about 2 by 3.5 h; the ASD about 12.9 at 0.3–0.5 h, about 12.0 at 1.5 h, about 9.2 at 2.5 h and about 7.5 µg/mL at about 3.1 h; the hemi-NAP salt read about 15.8 µg/mL by UV, crystallizing about 30 min after addition almeidaesousa2016 R8, R19. With HPMC: co-crystal about 6.2 at 0.6–0.75 h, glass about 7.9 at 1.2–1.4 h, HCl salt about 10.7 at about 1.2 h (about 4.8 at 3.3 h), HBr salt about 12.1 at 2.0–2.3 h (about 10.5 at 3.5 h, SD ±3.5) almeidaesousa2016 R9. The pyrene ratio stayed at about 0.52–0.57 for free base, glass and co-crystal, and crossed 0.586 for the ASD (peak about 0.709) and for the HCl and HBr salts (peaks about 0.644 and 0.631) almeidaesousa2016 R11. The HPLC maxima were about 9.8 (glass), 6.2 (co-crystal) and 11.1–13.2 µg/mL for the salts and the ASD almeidaesousa2016 R12. The authors note that induction times did not follow supersaturation: the HBr and HCl salts dissolved at similar rates but peaked at about 2.0–2.3 and 1.2 h, and the co-crystal, lowest of the three, peaked first almeidaesousa2016 R9, C33. For griseofulvin, 100 µg/mL HPMCAS-HF moved the extinction onset from about 150 to about 350 µg/mL and allowed glass–liquid phase separation almeidaesousa2015 R4, C19, C20. For telaprevir, 5 µg/mL HPMCAS-MF kept turbid solutions for hours against about 15 min without it mosqueragiraldo2015 R1. Pazopanib. Without HPMC the apparent concentration fell to about 1 µg/mL within about 5–11 min of the shift at all three doses (synthesis: total times of about 25, 27 and 31 min minus the 20-min shift) sugihara2018 R9, R13, R19, X4. With 50 µg/mL HPMC it reached about 1 µg/mL about 40, 85 and 135 min after the shift at the high, intermediate and low dose (synthesis: total times of about 60, 105 and 155 min minus 20 min) sugihara2018 R8, R12, R18, X4.

papersystemmethod and conditionsmaximum (µg/mL)ids
almeidaesousa2016CRH1 co-crystal; glass; HCl salt; HBr salt, no polymerin-situ UV, pH 4.6, 25 °Cabout 2.9; 3.3; 3.9; 5.4, then about 2 by 3.5 hR8
almeidaesousa2016CRH1 ASD, no polymersameabout 12.9, then about 7.5 at 3.1 hR8
almeidaesousa2016co-crystal; glass; HCl; HBr, 20 µg/mL HPMCsameabout 6.2; 7.9; 10.7; 12.1R9
almeidaesousa2016pyrene I3/I1 during dissolution with HPMCthreshold 0.586crossed for ASD, HCl, HBr salts; not for free base, glass, co-crystalR11
almeidaesousa2015griseofulvin, with and without 100 µg/mL HPMCAS-HFextinction and probeonset about 150 (crystals) against about 350 µg/mLR4
mosqueragiraldo2015telaprevir, with and without 5 µg/mL HPMCAS-MFvisual and polarized lightparticles in about 15 min against hoursR1
sugihara2018pazopanib HCl, intermediate dose, pH 6.5, 37 °Cin-situ UV; HPMC 0, 5, 20, 50 µg/mLsupersaturation maintained 5 ± 2, about 8.5, 12.5, 39 minR21, R22
sugihara2018pazopanib HCl, 0.5× dose (below the amorphous solubility)in-situ UV; 0 and 50 µg/mL HPMCabout 13 → 0.04 µg/mL within about 10 min; about 11 → 0.8 µg/mL over 180 minR18, R19, R20

Figure

Fig. 5 of almeidaesousa2016: dissolution of seven forms of CRH1 without polymer
Fig. 5 · almeidaesousa2016dissolution of seven forms of CRH1 without polymer

Only the ASD (orange) reaches the grey band of the estimated amorphous solubility; the other forms peak at 3–5 µg/mL; the hemi-NAP readings are UV artefacts almeidaesousa2016 R8, X10.

Fig. 6 of almeidaesousa2016: dissolution of the same forms with 20 µg/mL HPMC
Fig. 6 · almeidaesousa2016dissolution of the same forms with 20 µg/mL HPMC

The HBr salt reaches the band, the HCl salt just below it, glass and co-crystal lower; the ASD curve is the no-polymer run almeidaesousa2016 R9, X5.

Why

The authors' framework is that supersaturation needs a form with a higher apparent solubility than the stable form that dissolves faster than the lower-energy form crystallizes almeidaesousa2016 C2. Without a polymer, CRH1 crystallizes so fast that the hypothesis cannot be tested ("effectively prevents"), and the ASD exceeds the other forms not because it is amorphous (the glass did not) but because HPMC in the ASD "clearly" helps dissolution and delays crystallization from solution "and/or" the dissolving matrix almeidaesousa2016 C26, C24, C25. With HPMC in the medium the balance between dissolution and crystallization shifts, and the authors suggest that crystallization may start on undissolved solid: the HBr and HCl salts dissolve at a similar rate but the HCl system crystallizes sooner, the undissolved salts and the co-crystal "likely" convert to the free base at pH 4.6, and the lower pHmax of the HCl salt (about twice the solubility of the HBr salt, cited) "may explain" its shorter induction time almeidaesousa2016 C34, C35, C36, R22. They conclude that the dissolution rate of the solid form "appears to be a key parameter" and that the solid form and the inhibitor are the two variables that can be changed almeidaesousa2016 C37, C47. For the glass and the co-crystal they state that they "cannot conclude" these forms cannot reach the limit; only that crystallization kinetics precluded it under the conditions almeidaesousa2016 C31. Sugihara and Taylor conclude that HPMC "clearly" extends supersaturation, with or without amorphous particles, and slows desupersaturation, and that the desupersaturation rate rose with dose (a qualitative ranking, no rates were calculated) sugihara2018 C39, C40, X8. They place the low dose in a region where crystallization is the only possible change and its duration "is highly dependent" on the inhibitor sugihara2018 C34.

Conditions and limits

One compound, one pH, 25 °C, non-sink conditions, polymer predissolved and not blended into the solid almeidaesousa2016 C45. The undissolved solids were not analysed, so disproportionation is inferred; the pHmax values are cited, not measured; AUC and "significant" statements carry no numbers or statistics almeidaesousa2016 C35, R22, X7. Drug amounts differ up to about fivefold between forms, so rates are not directly comparable almeidaesousa2016 X9. The estimate band was measured in HPMC-containing medium but is drawn in the no-polymer Fig. 5 almeidaesousa2016 X10. The ASD curve in Fig. 6 is the no-polymer run, so the polymer effect is shown for the glass, the co-crystal and the three salts only almeidaesousa2016 X8. One drug, one polymer (HPMC, up to 50 µg/mL), single traces, no stated end-point criterion for the maintenance times, crystal identity assigned by appearance sugihara2018 X9, X15, X6.

Counterexamples and conflicts

The pyrene ratio crossed its threshold at an apparent 9 µg/mL in the HCl and HBr runs, below the 11.2–12.5 µg/mL estimate and the solvent-shift onsets, and the offset is not discussed almeidaesousa2016 X3. The HCl salt, placed by the abstract among the forms that went "above" the limit, reached at most about 10.7–11.1 µg/mL, at or below the lowest estimate, and the glass reached about 9.8 µg/mL by HPLC, so the group split rests partly on the pyrene signal almeidaesousa2016 X6, R12. The authors' own result for the induction time (it does not track supersaturation) is "within our ability to determine the rate of supersaturation generation", which they did not measure almeidaesousa2016 C33. None found in the library against the monotonic rise of the maintenance time with HPMC concentration.

Transfer check

For a salt, co-crystal or glass of a fast crystallizer, dissolve at a pH where it would be unstable, with and without a predissolved inhibitor, sample at the maximum for centrifugation and HPLC, and check the residual solid by XRPD to see whether it has converted almeidaesousa2016 P11, P12, C35. Compare dissolution rate against induction time at equal dose and particle size, which the CRH1 study did not hold equal almeidaesousa2016 X9, C37. A drug that crystallizes within minutes without polymer, like CRH1, griseofulvin, telaprevir or paclitaxel, is inside this evidence (F3) almeidaesousa2015 R4; mosqueragiraldo2015 R1; trasi2015a R4. Vary the polymer concentration over at least four levels in a pH-shift test and plot the maintenance time against it sugihara2018 R22.

History

The framework (dissolution must be faster than crystallization; salts and co-crystals convert back to the stable form unless a polymer maintains the supersaturation) comes from earlier work cited by the authors almeidaesousa2016 C2, C7, C8. Almeida e Sousa and co-workers (2015) had already needed a polymer for griseofulvin and Mosquera-Giraldo and Taylor (2015) for telaprevir; the 2016 paper is the first in this chapter to compare seven forms of one drug and to propose the "undissolved solid" explanation almeidaesousa2015 C19; mosqueragiraldo2015 C31; almeidaesousa2016 C34. Sugihara and Taylor (2018) gave the first polymer-concentration series of the chapter, an 8-fold gain at 50 µg/mL (synthesis: 39 ÷ 5) sugihara2018 R22, C32.

F23

Topic 4Reaching the limit from solid forms and by a pH shift3 of 3

After a pH shift, the dose relative to the amorphous solubility decides between amorphous colloids at a fixed free concentration and crystallization.

Pazopanib HCl dissolved in simulated gastric fluid and shifted to pH 6.5 has an amorphous solubility of 19.8 µg/mL against a crystalline 0.033. Doses at about 54 and 5.4 times the amorphous solubility formed non-crystalline colloids and held an apparent concentration of about 17 and 22–30 µg/mL; a dose at about 0.5 times formed no colloids and could only crystallize. HPMC at 50 µg/mL lengthened the time supersaturation lasted from 5 ± 2 to about 39 min sugihara2018 R1.e, R2.g, R8, R12, R20, R22.

moderateModerate: both boundaries and the upper limit of the apparent concentration are measured and fit together, but each pH-shift condition is a single trace, the crystal identity and glassy state are inferred, and absorption was not measured sugihara2018 X15, X6, X5, C35.

below crystalline solubility: subsaturatedbetween: can only crystallizeabove amorphous solubility: colloids formcrystalline 0.033low dose ≈9.3 (0.5×)amorphous 19.8middle dose ≈110 (5.4×)high dose ≈1200 (54×)0.010.1110100100010000pazopanib at pH 6.5, µg/mL (log scale)

Where the three doses sit on the pH-solubility diagram once the pH reaches 6.5. sugihara2018 R23, R1.e, R2.g

Pazopanib at pH 6.5 with 50 µg/mL HPMC: apparent concentration held, µg/mLamorphous solubility (the limit)19.854× doseabout 175.4× dose22–30

Above the limit the free drug is held near the amorphous solubility, while the excess is present as colloids. sugihara2018 R8, R12, R1.e

For your drug

  1. For a weak-base salt, compute the concentration after transfer (dose, stomach volume and dissolution, dilution) relative to the amorphous solubility at the intestinal pH, in simple buffer and, if possible, in intestinal medium with solubilizers.
  2. Run a pH-shift test at three doses straddling the amorphous solubility, with the intended polymer at 0 and at two or three concentrations; check the precipitate by diffraction and measure the water uptake of the amorphous drug before calling it glassy.

sugihara2018 P6, C37, X5, X6

How it works and key numbers
  1. Below the crystalline solubility the solution is subsaturated; absorption "would be expected" to rise with dose, a regime "not expected" for an 800 mg dose of this insoluble base sugihara2018 C33.
  2. Between the two boundaries crystallization is the only possible change, and its duration "is highly dependent" on the inhibitor sugihara2018 C34.
  3. Above the amorphous solubility, unless crystallization comes first, the drug separates as amorphous colloids and the solution stays at the amorphous solubility until crystallization depletes it ("clearly demonstrate") sugihara2018 C36.
  4. HPMC delays crystallization with or without amorphous particles and gives smaller ones (496 nm without, 145 nm with) ("clearly instrumental") sugihara2018 C39, C38, R15.
  5. The authors expect the amorphous particles to replenish absorbed drug while the concentration is held, but doubt that absorption in vivo is fast enough to prevent phase separation once the boundary is crossed; neither flux nor absorption was measured sugihara2018 C35, C42, C43.
19.8 vs 0.033 µg/mLpazopanib amorphous vs crystalline solubility at pH 6.5, a ratio of about 600sugihara2018 R1.e, R2.g, R4
17 and 22–30 µg/mLapparent concentration held at the 54× and 5.4× dosessugihara2018 R8, R12
5 ± 2 → 39 minmaintenance time without vs with 50 µg/mL HPMCsugihara2018 R22
Evidence: data, conditions and papers

Finding F23. After a gastric-to-intestinal pH shift the dose relative to the amorphous solubility at the intestinal pH decides the outcome: above it glassy colloids form and the free drug concentration is limited to the amorphous solubility, below it the drug can only crystallize, and HPMC sets how long supersaturation lasts

In short. For pazopanib HCl dissolved in simulated gastric fluid and shifted to pH 6.5 at 37 °C, the amorphous solubility is 19.8 µg/mL against a crystalline 0.033 µg/mL, a ratio of about 600 sugihara2018 R1.e, R2.g, R4. Doses at about 54 and 5.4 times the amorphous solubility formed non-crystalline colloids (non-birefringent aggregates at the high dose; 496 nm without and 145 nm with 50 µg/mL HPMC at the intermediate dose) and held an apparent concentration of about 17 and 22–30 µg/mL; a dose at about 0.5 times formed no colloids and could only crystallize sugihara2018 R8, R11, R12, R15, R20. HPMC at 50 µg/mL lengthened the time over which supersaturation was maintained about eightfold, from 5 ± 2 to about 39 min sugihara2018 R22. The authors state that the behaviour at each dose "could be readily explained" by the pH-solubility diagram together with crystallization kinetics sugihara2018 C45.

Type. single-system observation (one drug, one salt, one polymer, three doses) Strength. : both boundaries and the upper limit of the apparent concentration are measured and fit together, but each pH-shift condition is a single trace, the crystal identity and glassy state are inferred, and absorption was not measured sugihara2018 X15, X6, X5, C35.

How it was shown

Sugihara and Taylor (2018) dissolved pazopanib HCl at three fractions of the clinical dose in simulated gastric fluid (pH 1.2) with 0, 15, 60 or 150 µg/mL HPMC for 20 min, transferred 7 mL into 14 mL of concentrated pH 6.5 phosphate buffer and followed the apparent concentration with a UV probe for 180 min at 37 °C sugihara2018 P6.

What the data show

Doses at about 54 and 5.4 times the amorphous solubility (19.8 µg/mL) formed non-crystalline colloids and held an apparent concentration of about 17 and 22–30 µg/mL; a dose at about 0.5 times formed no colloids and could only crystallize sugihara2018 R8, R12, R20, R23. HPMC at 50 µg/mL lengthened the maintenance time from 5 ± 2 to about 39 min sugihara2018 R22.

systemmethod and conditionsresultids
54× dose, 50 µg/mL HPMCin-situ UV after the pH shiftplateau about 17 µg/mL for several minutes, about 1 µg/mL after about 40 minsugihara2018 R8
5.4× dose, 0 and 50 µg/mL HPMCUV; DLS; NTA; DSC of the precipitate22–30 µg/mL held, then fall; 496 and 145 nm; dried precipitate Tg about 83 °Csugihara2018 R12, R13, R15, R16, R17
0.5× dose, 0 and 50 µg/mL HPMCUV; NTAabout 13 → 0.04 µg/mL in 10 min without HPMC; about 11 → 0.8 µg/mL in 180 min with; no scattering speciessugihara2018 R18, R19, R20
5.4× dose, HPMC 0–50 µg/mLsupersaturation maintenance5 ± 2, about 8.5, 12.5, 39 minsugihara2018 R22
three doses at pH 6.5position on the pH-solubility diagram54× and 5.4× in region 3; 0.5× in region 2sugihara2018 R23
Fig. 9 of sugihara2018: pH-solubility diagram of pazopanib with the three doses
Fig. 9 · sugihara2018pH-solubility diagram of pazopanib with the three doses

A dose above the red (amorphous) curve forms amorphous colloids; between the curves it can only crystallize; below the black (crystalline) curve it is subsaturated sugihara2018 R23.

Why

Below the crystalline solubility the solution is subsaturated; between the boundaries crystallization is the only possible change and its duration "is highly dependent" on the inhibitor; above the amorphous solubility the drug separates as amorphous colloids and the solution stays at the amorphous solubility until crystallization depletes it ("clearly demonstrate") sugihara2018 C33, C34, C36. HPMC delays crystallization with or without amorphous particles ("clearly instrumental") sugihara2018 C39, C38, C30.

Limits and transfer

Both boundaries are for simple buffers with 5 µg/mL HPMC sugihara2018 X10. The test is closed, non-sink and low-volume, so the authors regard it as "most likely" the worst case; replicates are not stated sugihara2018 C37, C41, X15. For a weak-base salt, run a pH-shift test at three doses straddling the amorphous solubility at the intestinal pH, with the intended polymer at 0 and at two or three concentrations sugihara2018 P6, C37, X5, X6.

How it was shown

Sugihara and Taylor (2018) built the diagram of F10 and then dissolved pazopanib HCl at 1, 1/10 and 1/100 of the clinical dose (800 mg in 250 mL, scaled to 3.47, 0.35 and 0.035 mg/mL) in simulated gastric fluid (pH 1.2, USP 39 without pepsin) containing 0, 15, 60 or 150 µg/mL HPMC for 20 min, transferred 7 mL into 14 mL of concentrated pH 6.5 phosphate buffer (a three-fold dilution, so 0, 5, 20 or 50 µg/mL HPMC), brought the pH to 6.5 with NaOH and followed the apparent concentration with a fiber-optic UV probe for 180 min at 37 °C and 300 rpm sugihara2018 P6. The doses are named by the theoretical intestinal concentration relative to the amorphous solubility, 54, 5.4 and 0.5 times, which the extractor reproduces only as free-base equivalents sugihara2018 P6, X11. Aliquots were examined by polarized microscopy (2, 10 and 60 min after the shift), DLS and zeta potential, NTA and, for the air-dried precipitate, DSC sugihara2018 P7, P8, P9, P10.

What the data show

Gastric stage. The high dose only partly dissolved (a plateau of 2.1 mg/mL within the first minute), so a salt suspension was transferred; the intermediate and low doses dissolved completely (about 300–320 and 33–37 µg/mL) sugihara2018 R6, R7. High dose (54 times). With 50 µg/mL HPMC the first intestinal reading was about 46 µg/mL, followed by about 17 µg/mL for several minutes and a decline to about 1 µg/mL about 40 min after the shift; without HPMC the maximum was about 16 µg/mL and the last reading about 0.07 µg/mL sugihara2018 R8, R9, X4. Intermediate dose (5.4 times). The solution turned milky with a bluish tinge at once; with 50 µg/mL HPMC the concentration held about 22–23 µg/mL, rose to about 30 µg/mL and fell sharply to about 4 µg/mL, ending at about 0.24 µg/mL (text 0.34 ± 0.03), and without HPMC it fell from about 20 to about 0.06 µg/mL within minutes; DLS gave 495.9 nm (zeta +4.16 mV) without and 145.4 nm (−0.65 mV) with HPMC sugihara2018 R12, R13, R14, R15, X2. Low dose (0.5 times). No scattering species appeared; without HPMC the concentration fell from about 13 to about 0.04 µg/mL within 10 min and with 50 µg/mL HPMC it declined from about 11 to about 0.8 µg/mL over 180 min sugihara2018 R18, R19, R20. HPMC. The maintenance time at the intermediate dose was 5 ± 2, about 8.5, 12.5 and 39 min at 0, 5, 20 and 50 µg/mL sugihara2018 R22. Diagram. On the pH-solubility diagram at pH 6.5 the 54-times and 5.4-times markers lie at about 1200 and 110 µg/mL in region 3 (above the amorphous boundary) and the 0.5-times marker at about 9.3 µg/mL in region 2 (between the boundaries) sugihara2018 R23.

papersystemmethod and conditionsresultids
sugihara201854× dose, 50 µg/mL HPMCin-situ UV after the pH shiftplateau about 17 µg/mL for several minutes, about 1 µg/mL after about 40 minR8
sugihara20185.4× dose, 0 and 50 µg/mL HPMCUV; DLS; NTA; DSC of the precipitate22–30 µg/mL held, then fall; 496 and 145 nm; dried precipitate Tg about 83 °CR12, R13, R15, R16, R17
sugihara20180.5× dose, 0 and 50 µg/mL HPMCUV; NTAabout 13 → 0.04 µg/mL in 10 min without HPMC; about 11 → 0.8 µg/mL in 180 min with; no scattering speciesR18, R19, R20
sugihara20185.4× dose, HPMC 0–50 µg/mLsupersaturation maintenance5 ± 2, about 8.5, 12.5, 39 minR22
sugihara2018three doses at pH 6.5position on the pH-solubility diagram54× and 5.4× in region 3; 0.5× in region 2R23

Figure

Fig. 9 of sugihara2018: pH-solubility diagram of pazopanib with the three doses
Fig. 9 · sugihara2018pH-solubility diagram of pazopanib with the three doses

A dose above the red (amorphous) curve forms amorphous colloids; between the curves it can only crystallize; below the black (crystalline) curve it is subsaturated sugihara2018 R23.

Fig. 8 of sugihara2018: HPMC concentration and supersaturation time
Fig. 8 · sugihara2018HPMC concentration and supersaturation time

(a) Intermediate-dose traces at 0, 5, 20 and 50 µg/mL HPMC; (b) maintenance time from about 5 to about 39 min sugihara2018 R21, R22.

Why

Sugihara and Taylor describe three regions: below the crystalline solubility the solution is subsaturated and passive absorption "would be expected" to rise with dose, a regime "not expected" for an 800 mg dose of this insoluble base; between the boundaries crystallization is the only possible change and its duration "is highly dependent" on the inhibitor; above the amorphous solubility, unless crystallization comes first, the drug separates as amorphous colloids and the solution stays at the amorphous solubility until crystallization depletes it ("clearly demonstrate") sugihara2018 C33, C34, C36. HPMC delays crystallization with or without amorphous particles and gives smaller particles ("clearly instrumental"), the drop of the zeta potential being a "qualitative indicator" of adsorption sugihara2018 C39, C38, C30. They expect the amorphous particles to replenish absorbed drug and maximal passive diffusion while the concentration is held, and doubt that absorption is fast enough in vivo to prevent phase separation once the boundary is crossed; neither flux nor absorption was measured sugihara2018 C35, C42, C43.

Conditions and limits

Both boundaries are for simple buffers with 5 µg/mL HPMC, whereas the pH-shift medium was a concentrated phosphate buffer mixed with gastric fluid, and the boundary in that medium was not measured sugihara2018 X10. The test is closed, non-sink and low-volume, and intestinal solubilizers, slower transfer and absorption would shift the boundaries, so the authors regard it as "most likely" the worst case sugihara2018 C37, C41. Replicates are not stated, the crystals are assigned as free base by assumption, the Tg was measured on dried precipitate and the end-point criterion of the maintenance times is not stated sugihara2018 X15, X6, X5, X9. Only one polymer up to 50 µg/mL and one salt were tested sugihara2018 C37.

Counterexamples and conflicts

None found in the library. The intermediate-dose plateau lies up to 1.5 times above the amorphous solubility and the authors still call it equivalent sugihara2018 X7.

Transfer check

For a weak-base salt, compute the concentration after transfer (dose, stomach volume and dissolution, dilution) relative to the amorphous solubility at the intestinal pH, in simple buffer and, if possible, in intestinal medium with solubilizers; run a pH-shift test at three doses straddling the amorphous solubility, with the intended polymer at 0 and at two or three concentrations; check the precipitate by diffraction and measure the water uptake of the amorphous drug before calling it glassy sugihara2018 P6, C37, X5, X6.

History

The pH-shift precipitation of weak bases and amorphous precipitation limited by the amorphous solubility came from earlier work (2012) and the two-boundary diagram from Indulkar and co-workers (2015) sugihara2018 C4, C6; hsieh2012 E5, E6. Sugihara and Taylor (2018) were the first in the chapter to combine the diagram with a dose-ranging pH-shift test and a polymer series for one drug sugihara2018 C45, R22.

01Development line

One entry per paper in year order: what the library already knew, what the paper added, and how it relates to earlier entries.

  1. 2013
    ilevbare2013aLLPS of eight drugs and the ritonavir phase diagramfirst proposed

    Liquid-Liquid Phase Separation in Highly Supersaturated Aqueous Solutions of Poorly-Water Soluble Drugs – Implications for Solubility Enhancing Formulations

    Known before
    melting data, Log P, Tg and the slow-crystallizer class of the drugs from the 2010 classification study, and crystal solubilities and the water sorption method from the 2012 pH-induced precipitation study (builds_on).
    Added
    UV, DLS and pyrene onsets for eight drugs at 37 °C, the isolated ritonavir drug-rich phase (about 95% drug, 4–5% water, Tg 0.4 °C), a ritonavir temperature–concentration diagram, and tests of ionic strength, temperature, Tween 80, PVP and a ritonavir–PVP dispersion ilevbare2013a R8, R5, R6, R11, R13, R14, R16, R17.
    Relation
    first proposed in the library that the LLPS onset equals the water-corrected amorphous solubility and that this concentration caps free drug ilevbare2013a C3, C5.
  2. 2015
    almeidaesousa2015amorphous solubility of six fast crystallizers; heat-capacity methodconfirmsrevises

    Assessment of the Amorphous “Solubility” of a Group of Diverse Drugs Using New Experimental and Theoretical Approaches

    Known before
    the onset method and its link to Eq. 1 from the 2013 paper, and the crystallization free energy of felodipine and nifedipine from the 2006 stability study (builds_on).
    Added
    six fast-crystallizing drugs at 25 °C, two of them glasses, with extinction and a polarity-probe check; free energies by the Hoffman equation and by a heat-capacity (Cp) method to the supercooled liquid and the glass almeidaesousa2015 R3, R5, R11, C10.
    Relation
    confirms that the onset matches the calculated amorphous solubility for fast crystallizers and glassy drugs almeidaesousa2015 C42; revises the free-energy route, the Cp method being closer than Hoffman almeidaesousa2015 C43.
  3. 2015
    indulkar2015pH dependence for weak basesextends

    pH-Dependent Liquid−Liquid Phase Separation of Highly Supersaturated Solutions of Weakly Basic Drugs

    Known before
    the onset as the amorphous solubility, also for a glassy phase (the 2013 and 2015 papers above), and the pH-shift titration method and amorphous precipitation of weak bases from the 2012 pH-induced precipitation study (builds_on).
    Added
    three weak bases over about ±2 pH units around the pKa, a solvent-free titration, XRPD, microscopy, Nile red, DSC of the precipitates and dissolution of amorphous films indulkar2015 R5, R6, R7, R8, R19, R18.
    Relation
    extends the framework to ionizable drugs: the onset follows Henderson–Hasselbalch with a constant un-ionized concentration indulkar2015 C3, C46; the calculation fits atazanavir closely and clotrimazole within 1.6-fold indulkar2015 R2, F3.
  4. 2015
    mosqueragiraldo2015glass–liquid phase separation of telaprevirconfirmsextendscontradicts

    Glass–Liquid Phase Separation in Highly Supersaturated Aqueous Solutions of Telaprevir

    Known before
    LLPS at the amorphous solubility for low-Tg drugs (2013 paper), the flux plateau at the LLPS concentration and the reservoir idea from the 2014 membrane-transport study, and the sorption method (builds_on).
    Added
    a high-Tg, high-melting drug: three onsets (UV, NMR, fluorescence) at 90–92 µg/mL, a pellet Tg of 52 °C, redissolution within about 2 min, NMR and flux plateaus, and three free-energy estimates mosqueragiraldo2015 R13, R2, R8, R10, R12.
    Relation
    extends the framework to a glassy drug-rich phase; contradicts the Hoffman route for this drug (245 against 90–92 µg/mL) and supports a supercooled-liquid reference state mosqueragiraldo2015 R13, C23, C27; confirms the flux plateau mosqueragiraldo2015 C20.
  5. 2015
    trasi2015aa second drug in the drug-rich phaseextends

    Thermodynamics of Highly Supersaturated Aqueous Solutions of Poorly Water-Soluble Drugs—Impact of a Second Drug on the Solution Phase Behavior and Implications for Combination Products

    Known before
    the LLPS concentration equals the amorphous solubility and probes mix into the drug-rich phase (2013 paper), flux maximum at LLPS and the ultracentrifuge supernatant as a binodal point (2014 membrane-transport study), and the estimation of the amorphous solubility (builds_on).
    Added
    ritonavir with lopinavir, paclitaxel, felodipine and diclofenac; onsets by fluorescence, ultracentrifugation and flux; partitioning into a pre-formed ritonavir-rich phase; an ideal-mixing model trasi2015a R7, R13, R9, R16.
    Relation
    new; extends the ceiling to mixtures, where each drug's amorphous solubility falls with its mole fraction in the shared phase trasi2015a C35, C50.
  6. 2016
    almeidaesousa2016salt, co-crystal, glass and ASD of a weak baseextendsrevises

    Supersaturation Potential of Salt, Co-Crystal, and Amorphous Forms of a Model Weak Base

    Known before
    ASD dissolution capped at the amorphous solubility (2011 study), UV probe overreading with submicron particles (2011 methods study), pH-shift supersaturation of weak bases (2012), and Eq. 1 with the onset methods (2013 and 2015 papers) (builds_on).
    Added
    seven solid forms of CRH1 dissolved at pH 4.6 with and without 20 µg/mL HPMC, pyrene and counterion fluorescence, and centrifugation with HPLC at the UV maximum almeidaesousa2016 R8, R9, R11, R12.
    Relation
    extends the ceiling to salts and an ASD, shown for four of seven forms, not for the glass and the co-crystal almeidaesousa2016 C43, C31; revises UV readings of a salt with an absorbing counterion almeidaesousa2016 R12.
  7. 2017
    indulkar2017aatazanavir in SDS micellesrevises

    Impact of Micellar Surfactant on Supersaturation and Insight into Solubilization Mechanisms in Supersaturated Solutions of Atazanavir

    Known before
    the solvent-shift LLPS onset as the experimental amorphous solubility (2013 paper), the flux maximum at the amorphous solubility and flux as a measure of activity (2014 membrane-transport study), the preparation of atazanavir free base and its glass–liquid phase separation (2015 weak-base paper), flux-based activity with solubilizing additives with about 2:1 activity to concentration ratio for felodipine (2015 additive study) and the nanodroplet reservoir sustaining the maximum flux (2016) (builds_on) indulkar2017a R28, C3.
    Added
    one drug and one surfactant (0–3.6 mg/mL SDS): crystalline solubility, LLPS onset, flux-derived free drug and activity ratio, the micelle/water partition coefficient with a Langmuir fit, emission, energy transfer to curcumin, molecules per micelle and micelle size by NMR indulkar2017a R7, R8, R11, R13, R14, R16, R22, R24, R25.
    Relation
    new; shows that the concentration ratio understates supersaturation about twofold while the activity ratio at the amorphous solubility is unchanged by SDS, and revises the crystal-based prediction of the amorphous solubility for micellar media (overshoot twofold) indulkar2017a C21, C16, C43.
  8. 2017
    lu2017bsix bile salts and telaprevirconfirmsextendscontradicts

    Impact of Endogenous Bile Salts on the Thermodynamics of Supersaturated Active Pharmaceutical Ingredient Solutions

    Known before
    telaprevir glass–liquid phase separation at 90–92 µg/mL, the model-drug choice and an earlier onset in 100 mM buffer (2015 paper), flux as a measure of activity and concentration against activity supersaturation with additives (2015 additive study), a miscible second solute lowers the maximum supersaturation (2015 second-drug study) and lower maximum supersaturation and transport with a second solute (2016 multidrug ASD study); STC inhibits crystallization of celecoxib (builds_on) lu2017b R19, R24.
    Added
    six bile salts at 1.86 and 12 mM in 50 mM pH 6.5 buffer: crystalline solubility, GLPS onset by extinction, ultracentrifugation and flux, flux against concentration, activity against concentration supersaturation and phase boundaries, and an ionic-strength check of the onset lu2017b R1, R2, R6, R9, R12, R13, R17, R18.
    Relation
    confirms the flux plateau at the GLPS onset for telaprevir and the lowering of the limit by ionic strength; extends the lowering by a miscible second solute to STCDC and SGCDC; shows that concentration-based and activity-based supersaturation drift apart in bile-salt media; contradicts the use of STC alone as a surrogate for the bile salts lu2017b C18, C20, C31, C39, C52.
  9. 2018
    sugihara2018pazopanib after a pH shiftconfirmsextends

    Evaluation of Pazopanib Phase Behavior Following pH-induced Supersaturation

    Known before
    pH-induced supersaturation and precipitation of weak bases (2012), the pH-solubility diagram with crystalline and amorphous boundaries and the extinction method (2015 weak-base paper), glass–liquid phase separation with the extinction method and colloid size (2015 telaprevir paper) and the flux maximum at LLPS with colloids replenishing absorbed drug (2016 reservoir paper) (builds_on) sugihara2018 C4, C6.
    Added
    pazopanib HCl (pKa 6.4): crystalline and amorphous solubility between pH 5 and 8.4, a two-stage pH-shift test at 1, 1/10 and 1/100 of the clinical dose with 0–50 µg/mL HPMC, DLS, NTA, polarized microscopy and DSC of the precipitate sugihara2018 R1, R2, R4, R8, R12, R15, R17, R22, R23.
    Relation
    extends the diagram of the weak-base paper to a dose-ranging pH-shift test; sets the highest ratio of the chapter (about 600); confirms the cap at the amorphous solubility for a salt; the Tg of the colloids was measured on dried precipitate sugihara2018 C14, C15, C22, C45, X5.
  10. 2020
    ueda2020bthree polymers and ibuprofen, by NMRconfirms

    Polymer type impacts amorphous solubility and drug-rich phase colloidal stability: A mechanistic study using nuclear magnetic resonance spectroscopy

    Known before
    the LLPS concept and the extinction method (2013), polymers stabilize the size of drug-rich droplets and adsorb at the amorphous surface (2013 ritonavir nanodroplet study), solubilization raises the amorphous solubility without raising transport (2017 SDS paper) and polymer mixing with the drug-rich phase lowers the amorphous solubility and membrane transport (2018 telaprevir ASD paper) (builds_on) ueda2020b C3, C4, C5.
    Added
    HPMC, PVP-VA and EUD-E at 300 µg/mL with ibuprofen: crystalline and amorphous solubility, NMR of both phases and of the dissolved polymer, fresh droplet size and zeta potential, and 3 h of stirring ueda2020b R1, R5, R6, R7, R13, R15.
    Relation
    confirms, with NMR evidence of where each polymer sits, the polymer-mixing mechanism proposed for telaprevir; first paper of the chapter to read polymer partitioning and droplet stability together ueda2020b C32, C33, C52.
  11. 2021
    ueda2021six polymers, quantitative NMRextends

    Effect of Polymer Species on Maximum Aqueous Phase Supersaturation Revealed by Quantitative Nuclear Magnetic Resonance Spectroscopy

    Known before
    Eq. 1 and its ibuprofen inputs (2015 six-drug paper), a second component lowers the amorphous solubility, eq 2 (2015 second-drug study), the ASD polymer lowers the amorphous solubility (2018), polymer grade lowers the maximum supersaturation (2020 HPMCAS grades) and NMR of dissolved and phase-separated drug with polymer mixing (2020 NMR paper) (builds_on) ueda2021 C2, C4.
    Added
    PVP K12, K25, K90, PVP-VA and HPMC 603 and 615 at 25–1000 µg/mL with 50–600 µg/mL ibuprofen: dissolved drug and polymer weight ratio in the drug-rich phase, Flory–Huggins calculation and DVS of ASDs ueda2021 R5, R8, R10, R11, R12, R13, R17.
    Relation
    extends the 2020 result to molecular weight, chemistry and amount; shows a ceiling for PVP K25 and PVP-VA and none for HPMC 603; ideal mixing over-predicts the solubility and an interaction term improves it ueda2021 C13, C24, C33, C39.
  12. 2022
    ueda2022temperature dependence of polymer partitioningextends

    Variable-Temperature NMR Analysis of the Thermodynamics of Polymer Partitioning between Aqueous and Drug-Rich Phases and Its Significance for Amorphous Formulations

    Known before
    Eq. 1 inputs and the ideal-mixing reduction (2015), NMR detection of the drug-rich phase and the polymer-lowered amorphous solubility (2020), and the same drug, polymers and quantitative NMR with the polymer distribution at 37 °C (2021) (builds_on) ueda2022 C3, C4.
    Added
    15–60 °C: polymer weight ratio in the drug-rich phase, amorphous solubility, partition coefficient and ΔG, ΔH, ΔS by a van't Hoff analysis, solid-state NMR of dry ASDs and DSC ueda2022 R9, R10, R17, R22, R23, R13.
    Relation
    extends the 2021 result in temperature; shows an endothermic, entropy-driven transfer and a reversal of the polymer ranking; adds the third temperature profile of the chapter ueda2022 C48, C59, R9.
For the authors: coverage of each paper card's main findings
paperfinding of section 0.3used in
ilevbare2013aF1. The colloid is a drug-rich liquid, not crystalsF1, F2, F4
ilevbare2013aF2. LLPS starts at the predicted amorphous solubility, for all eight drugsF5, F6, F4
ilevbare2013aF3. For ritonavir, LLPS lies far above crystal solubility, with a narrow gap to the spinodalF3
ilevbare2013aF4. Salt lowers the limit, and the amorphous solubility followsF9
ilevbare2013aF5. Ritonavir's limit has a U-shaped temperature dependence; efavirenz's risesF9
ilevbare2013aF6. Dissolving a ritonavir–PVP dispersion hits the same ceilingF8, F13
ilevbare2013aF7. A surfactant raises solubility and the LLPS limit together; PVP changes neitherF12
almeidaesousa2015F1. Every drug formed a disordered drug-rich phase before it crystallizedF1, F3, F4
almeidaesousa2015F2. The ceiling of supersaturation runs from about 4 to 54F6
almeidaesousa2015F3. The Cp method changes the free energy most for diclofenac; the glass carries the most free energyF7
almeidaesousa2015F4. The Cp method predicts the measured ceiling better than HoffmanF7, F5
almeidaesousa2015F5. Hoffman fails where undercooling and Tg − T∞ are both largeF7
almeidaesousa2015F6. The glassy drugs separate at the supercooled-liquid, not the glass, "solubility"F2, F7
indulkar2015F1. The LLPS concentration of each base climbs steeply as pH drops below its pKaF10
indulkar2015F2. At the onset, the un-ionized drug concentration is the same at every pHF10
indulkar2015F3. The prediction from crystalline solubility fits atazanavir well and clotrimazole within 1.6-foldF5, F10
indulkar2015F4. Three different routes find the same onsetF4
indulkar2015F5. The drug-rich phase is amorphous nanodroplets, liquid or glassyF1, F2
indulkar2015F6. Dissolving amorphous drug reaches about the LLPS concentrationF13
mosqueragiraldo2015F1. Telaprevir solutions split into two phases at about 90 μg/mLF1, F4
mosqueragiraldo2015F2. The drug-rich phase is a glass at 37 °CF2
mosqueragiraldo2015F3. The glassy phase redissolves fast and takes up a hydrophobic probeF2, F3
mosqueragiraldo2015F4. Dissolved drug and flux stop rising at the phase boundaryF8
mosqueragiraldo2015F5. Only a supercooled-liquid free energy predicts the amorphous solubilityF7, F5
trasi2015aF1. Each drug alone has a ceiling: its amorphous solubilityF4, F6, F8
trasi2015aF2. A second drug makes ritonavir separate at much lower concentrationF11
trasi2015aF3. Lopinavir moves into an existing ritonavir-rich phase; ionized diclofenac does notF11
trasi2015aF4. In mixtures the free concentration and flux of both drugs fallF11
trasi2015aF5. Ideal mixing in the drug-rich phase predicts the bulk concentrations, roughlyF11
almeidaesousa2016F1. The ceiling: LLPS starts where the amorphous solubility is predictedF4, F5, F10
almeidaesousa2016F2. Without polymer, crystallization wins for every form except the ASDF14
almeidaesousa2016F3. With HPMC in the medium, the salts climb to the ceiling; the glass and co-crystal stop below itF14, F13
almeidaesousa2016F4. A drug-rich phase appears only for the salts and the ASDF14, F13
almeidaesousa2016F5. The true solution concentration stays at the ceilingF4, F13
indulkar2017aF1. In plain buffer, atazanavir reaches its predicted amorphous solubilityF5, F6, F7, F4
indulkar2017aF2. SDS raises the amorphous solubility only half as much as predictedF12, F18
indulkar2017aF3. Flux shows the same true supersaturation with and without SDSF16, F8
indulkar2017aF4. The micelle/water partition coefficient falls, then levels offF18
indulkar2017aF5. Spectroscopy places drug in a non-polar, crowded environment at high concentrationF18, F1, F4
indulkar2017aF6. Each micelle carries a fixed drug load at a given supersaturation, and swells when loaded heavilyF18
lu2017bF1. Only micellar dihydroxy bile salts raise the crystalline solubility, by about 2-foldF17, F12
lu2017bF2. The GLPS onset is about 150 µg/mL in buffer and moves differently with each bile saltF17, F4, F12
lu2017bF3. In buffer, flux rises in proportion to concentration up to the GLPS onset and then stopsF8, F16
lu2017bF4. Micellar dihydroxy bile salts halve flux at a given concentration; monomers and trihydroxy salts do not, except SGCDCF17
lu2017bF5. STCDC and SGCDC lower the highest flux, and with it the maximum achievable supersaturationF17, F11
lu2017bF6. Concentration-based and activity-based supersaturation drift apart in bile salt mediaF16
sugihara2018F1. Amorphous pazopanib is 500–600 times more soluble than its crystals near neutral pHF6, F10, F5
sugihara2018F2. After the pH shift, the dissolved concentration stops near the amorphous solubilityF8, F13, F23
sugihara2018F3. Exceeding the amorphous solubility gives glassy drug-rich colloids at once; HPMC makes them smallerF1, F2, F23
sugihara2018F4. Below the amorphous solubility the drug can only crystallize, and HPMC slows itF14, F23
sugihara2018F5. HPMC lengthens supersaturation in step with its concentrationF3, F14, F23
ueda2020bF1. HPMC and PVP-VA roughly halve the amorphous solubility; EUD-E raises itF19
ueda2020bF2. HPMC and PVP-VA move into the drug-rich droplets; EUD-E stays in the water and binds dissolved IBPF15, F19
ueda2020bF3. Polymers keep fresh droplets small, EUD-E least; only EUD-E charges themF22, F1
ueda2020bF4. Under stirring HPMC and EUD-E keep the droplets dispersed; PVP-VA and plain buffer do notF22, F3
ueda2021F1. Polymers leave dissolved IBP alone but change the drug-rich phaseF15
ueda2021F2. Every polymer lowers the free IBP concentrationF19, F11
ueda2021F3. Higher MW and vinyl acetate push more polymer into the drug-rich phaseF20
ueda2021F4. More polymer in solution means less free IBP, until the drug-rich phase stops taking polymerF20
ueda2021F5. Free IBP has a fixed ceiling with PVP K25 and PVP-VA but not with HPMC 603F20, F8
ueda2021F6. At the same polymer load PVP-VA lowers IBP more than HPMC 603, beyond ideal mixingF20
ueda2021F7. Water uptake does not explain why PVP-VA acts more stronglyF20
ueda2022F1. More polymer enters the IBP-rich phase as temperature rises, most steeply for HPMCF21, F15
ueda2022F2. Polymer in the drug-rich phase lowers the amorphous solubility, and the polymer ranking reverses with temperatureF21, F9, F19
ueda2022F3. Polymer transfer is endothermic and entropy-driven, most endothermic for HPMCF21
ueda2022F4. In dry ASDs, IBP hydrogen-bonds more strongly and less temperature-sensitively with PVP and PVP−VA than with HPMCF21

01Concepts

amorphous solubilitythe ceiling of free drug; measured as the LLPS onset or by NMR and calculated by Eq. 1; lowered by polymer, STCDC and SGCDCliquid-liquid phase separationthe phenomenon: onset, droplets, detectionglass–liquid phase separationphase separation into a glassy drug-rich phase (telaprevir, atazanavir)drug-rich phasecomposition, state, lifetime and mixing of the separated phasesupersaturationwhat the ceiling limits and how solid forms reach itsupersaturation ratioamorphous over crystalline solubility, 2 to about 600 between drugsamorphous solubility advantagecalculated gain from making a drug amorphouscrystalline solubilityreference for the ratio and input of Eq. 1thermodynamic activityequal in both phases; capped at the limit; read from fluxchemical potentialwhy a second component lowers the amorphous solubilityactivity coefficientassumed constant in dilute solution in Eq. 1ideal mixingmodel for a second drug in the drug-rich phaseamorphous-crystalline free energy differencethe ΔG of Eq. 1 by Hoffman or heat-capacity routeHoffman equationsimple estimate of ΔG; fails at large undercoolingdegree of supercoolingTm − T and Tg − T∞ as the validity test of the Hoffman estimatesupercooled liquidreference state of the water-saturated amorphous drugstructural relaxationglass formed in water argued to be relaxedplasticization by waterwater lowers the Tg of the drug-rich phase by about 10 °C per 1%water sorptionisotherm of the amorphous drug, input of the water termwater sorption correction of amorphous solubilitythe factor exp[−I(a2)] of Eq. 1Gibbs-Duhem equationintegration of the sorption isotherm for drug activitybinodalcoexistence curve and LLPS concentrationspinodal decompositionspontaneous demixing beyond the spinodaldroplet coalescencegrowth of ritonavir droplets with timehydrophobic interactionsproposed driver of LLPS and of the salt effectionizationthe un-ionized drug sets the limit of weak basespKapKa values of the weak bases and otherspH-dependent solubilitypH profile of crystalline and amorphous solubilityHenderson-Hasselbalch equationun-ionized fraction and pH-solubility profilemicellar solubilizationTween 80, SDS and bile salts raise the solubilities; the activity ceiling is unchangedcritical micelle concentrationCMC of Tween 80 and SDS; bile-salt CMCs; analogy for the U-shaped temperature profilemembrane fluxflux rises linearly and plateaus at the limitnanodroplet reservoir effectclaimed resupply of absorbed drug by the drug-rich phase; not tested in the papers of 2013–2016amorphous solid dispersiondispersion dissolution capped at the limitglass transition temperatureTg of the drug-rich phase decides liquid or glass (existing page)polymer partitioning into the drug-rich phasehow a dissolved ASD polymer enters the droplets and lowers the amorphous solubilityNMR chemical exchange broadeningbroadening of the dissolved-drug peaks by exchange with the drug-rich phasesolubility-permeability interplaythe cost of micellar solubilization for fluxStokes-Einstein equationmicelle radius by NMR; slower diffusion of loaded aggregateshydrophobic effectproposed driver of polymer transfer into the drug-rich phaseFlory-Huggins interaction parameterinteraction term for ibuprofen–PVP-VA (existing page)van't Hoff equationΔG, ΔH and ΔS of polymer transfer (existing page)

02Formulas

amorphous solubility advantage with water-sorption correctionC_{\mathrm{amorphous}} = C_{\mathrm{eq}}\,\exp\left(-I(a_2)\right)\,\exp\left(\frac{\Delta G_{a \to c}}{RT}\right)Eq. 1, the central calculationHoffman equation\Delta G_v = -\frac{\Delta H_{fus}\,(T_{melt,ons} - T)\,T}{T_{melt,ons}^{2}}ΔG inside Eq. 1amorphous-crystalline free energy difference from heat capacityWith linear reversing heat capacities C_p^{sl} = aT + b and C_p^{c} = cT + dCp-method ΔG to supercooled liquid or glassamorphous solubility advantage from free energy difference\ln x_{SL,L_1} = \ln x_{C,L_1} + \frac{\Delta G_{a\to c}}{RT}first approximation and chemical-potential formsolid-liquid equilibrium solubility equation\ln x_{C,L_1} = -\frac{\Delta G_{a\to c}}{RT} - \ln\gamma_{L_1}crystalline solubility with lattice and activity-coefficient termsGibbs free energy relation\Delta G = \Delta H - T\,\Delta SΔG = ΔH − TΔS of the thermodynamic cycleGibbs-Duhem integration of water sorption for drug activityI(a_2) = \left(\frac{n_1}{n_2}\right)_{Henry} + \int_{\bar{a}_1^{H}}^{\bar{a}_1^{S}} \frac{n_1}{n_2}\,\frac{1}{a_1}\,da_1source of exp[−I(a2)]water plasticization rule of thumbStated in words: the wet Tg equals the dry Tg less about 10 °C for each 1% of water sorbedwet Tg of the drug-rich phaseactivity from concentrationa_{i1} = x_i\,\gamma_{i1}a = xγ and a = Cγmembrane flux in terms of solute activityJ = \frac{dM}{dt} = \frac{D\,S\,a}{h\,\gamma_m}flux proportional to donor activityideal-mixing reduction of amorphous solubilityS_a(x_1) = S_a^{\circ}\,x_1S_a(x1) = S_a° x1supersaturation ratioPrinted in words: the supersaturation ratio is the LLPS concentration divided by the equilibrium solubility of the crystalline drug,onset over crystalline solubilitypH-solubility profileC_T = C_B\left(1 + 10^{\,\mathrm{p}K_a - \mathrm{pH}}\right)total solubility of a weak base against pHHenderson-Hasselbalch equation\mathrm{pH} = \mathrm{p}K_a + \log_{10}\frac{[\mathrm{B}]}{[\mathrm{BH}^+]}un-ionized fraction; titration curvesactivity-based supersaturation ratioSR = \frac{a}{a^{*}} = \frac{\gamma\,c}{\gamma^{*}\,c^{*}}SR = a/a^{*}, δ = F/F° from fluxStokes-Einstein equationD_{NMR} = \frac{k_B T}{6\pi\eta r}micelle radius from the NMR diffusion coefficientvan't Hoff equation\frac{d\ln x}{dT} = \frac{\Delta H_f}{R\,T^{2}}linear and quadratic fits of ln K for polymer transfer (existing page)
17 more formulas printed by one paper (table only)
formularole hereexpression
activity equality, supercooled liquid and bulk solutionbasis of the amorphous solubilitya_{SL,L_1} = a_{SL,L_2} ilevbare2013a E8
same in mole fractionswater-saturated supercooled liquid against bulkx_{SL,L_1}\gamma_{SL,L_1} = x_{SL,L_2}\gamma_{SL,L_2} ilevbare2013a E9
supercooled-liquid solubility with water correctionmole-fraction form of Eq. 1\ln x_{SL,L_1} = -\ln\gamma_{L_1} + \ln(x_{SL,L_2}\gamma_{SL,L_2}) ilevbare2013a E10
linear extrapolation of the water sorption isotherm5.21% water at 100% RH for ritonavir% weight gain = 0.075 × %RH − 2.290, R² 0.9912 ilevbare2013a E14
empirical heat capacitynamed, not usedC_p = a + bT + C/T^2 almeidaesousa2015 E5
crystal-to-glass enthalpy, entropy and free energyglass estimate of sorafenib and griseofulvin\Delta G_{c\to g} = \Delta H_{c\to g} - T\Delta S_{c\to g} almeidaesousa2015 E14
entropy change from reversible heatwhy only the reversing Cp is used\Delta S = \Delta_{rev}H/T almeidaesousa2015 E17
spin–spin relaxation time against correlation timewhy NMR sees dissolved telaprevir onlyT_2 = 1/\tau_c (an inverse proportionality) mosqueragiraldo2015 E6, X9
Stokes–Einstein–Debye correlation timeaggregate tumbling in NMR\tau_c = 4\pi\eta r^3/(3kT) mosqueragiraldo2015 E7
linearized Langmuir isothermRegion I of the partition coefficient\frac{C}{x} = \frac{1}{K_{ad}x_m} + \frac{C}{x_m} indulkar2017a E11
static quenching aggregation numberNagg of SDS micelles\ln\frac{I_p}{I_q} = \frac{[Q]\,N_{agg}}{C_{SDS} - CMC} indulkar2017a E1
micelle/water partition coefficientmicelle-bound over free drugK_{m/w} = \frac{\text{drug in the micelle}}{\text{free drug in the aqueous compartment}} indulkar2017a E10
diffusive flux and apparent permeabilityflux per area and the permeability from itJ = \frac{dm}{A\,dt} indulkar2017a E4; P_{app} = \frac{dm}{dt\,A\,C_0} indulkar2017a E12
Brønsted partition coefficientwhy higher molecular weight partitions moreK = \exp\left(\frac{M\lambda}{RT}\right) ueda2021 E3
Ostwald ripening rate (LSW)proportionality of ripening to the aqueous solubility\frac{d\langle d\rangle^{3}}{dt} = \frac{8\gamma V_m C_\infty D}{9\rho RT} ueda2020b E1
chemical shift temperature coefficientstrength and temperature sensitivity of the carboxylic hydrogen bond\mathrm{TC} = \frac{\Delta(\text{chemical shift})}{\Delta T} ueda2022 E9
Gordon-Taylor equationTg of in-situ ibuprofen–polymer mixturesT_{g,mix} = \frac{w_1 T_{g1} + K\,w_2 T_{g2}}{w_1 + K\,w_2} ueda2022 E10

Sources: C. Amorphous solubility and LLPS

Every paper cited in the chapter C. Amorphous solubility and LLPS (category Dissolution) and in the concept and formula drafts written from it. Keys are first-author surname plus year; a, b, c separate papers of the same author and year and are taken from synthesis/citation_keys.csv. The first twelve rows are the papers of the chapter in year order (slice 1: 2013–2016; slice 2: 2017–2022); the other rows are papers cited for comparison, in year order.

keyyeartitleslugcategory / subcategory
ilevbare2013a2013Liquid-Liquid Phase Separation in Highly Supersaturated Aqueous Solutions of Poorly-Water Soluble Drugs – Implications for Solubility Enhancing Formulations2013-ilevbare-llps-supersaturated-poorly-water-soluble-drugsDissolution / C. Amorphous solubility and LLPS
almeidaesousa20152015Assessment of the Amorphous “Solubility” of a Group of Diverse Drugs Using New Experimental and Theoretical Approaches2015-almeida-sousa-amorphous-solubility-diverse-drugs-llps-cp-methodDissolution / C. Amorphous solubility and LLPS
indulkar20152015pH-Dependent Liquid−Liquid Phase Separation of Highly Supersaturated Solutions of Weakly Basic Drugs2015-indulkar-ph-dependent-llps-weak-bases-amorphous-solubilityDissolution / C. Amorphous solubility and LLPS
mosqueragiraldo20152015Glass–Liquid Phase Separation in Highly Supersaturated Aqueous Solutions of Telaprevir2015-mosquera-giraldo-telaprevir-glass-liquid-phase-separationDissolution / C. Amorphous solubility and LLPS
trasi2015a2015Thermodynamics of Highly Supersaturated Aqueous Solutions of Poorly Water-Soluble Drugs—Impact of a Second Drug on the Solution Phase Behavior and Implications for Combination Products2015-trasi-second-drug-supersaturated-solutions-drug-rich-phaseDissolution / C. Amorphous solubility and LLPS
almeidaesousa20162016Supersaturation Potential of Salt, Co-Crystal, and Amorphous Forms of a Model Weak Base2016-almeida-sousa-supersaturation-salt-cocrystal-amorphous-weak-baseDissolution / C. Amorphous solubility and LLPS
indulkar2017a2017Impact of Micellar Surfactant on Supersaturation and Insight into Solubilization Mechanisms in Supersaturated Solutions of Atazanavir2017-indulkar-micellar-surfactant-supersaturation-atazanavir-sdsDissolution / C. Amorphous solubility and LLPS
lu2017b2017Impact of Endogenous Bile Salts on the Thermodynamics of Supersaturated Active Pharmaceutical Ingredient Solutions2017-lu-endogenous-bile-salts-telaprevir-supersaturation-thermodynamicsDissolution / C. Amorphous solubility and LLPS
sugihara20182018Evaluation of Pazopanib Phase Behavior Following pH-induced Supersaturation2018-sugihara-pazopanib-ph-induced-supersaturation-phase-behaviorDissolution / C. Amorphous solubility and LLPS
ueda2020b2020Polymer type impacts amorphous solubility and drug-rich phase colloidal stability: A mechanistic study using nuclear magnetic resonance spectroscopy2020-ueda-polymer-type-amorphous-solubility-drug-rich-phase-colloidal-stabilityDissolution / C. Amorphous solubility and LLPS
ueda20212021Effect of Polymer Species on Maximum Aqueous Phase Supersaturation Revealed by Quantitative Nuclear Magnetic Resonance Spectroscopy2021-ueda-polymer-species-maximum-aqueous-supersaturation-nmrDissolution / C. Amorphous solubility and LLPS
ueda20222022Variable-Temperature NMR Analysis of the Thermodynamics of Polymer Partitioning between Aqueous and Drug-Rich Phases and Its Significance for Amorphous Formulations2022-ueda-polymer-partitioning-ibuprofen-drug-rich-phase-nmrDissolution / C. Amorphous solubility and LLPS
hsieh20122012pH-Induced Precipitation Behavior of Weakly Basic Compounds: Determination of Extent and Duration of Supersaturation Using Potentiometric Titration and Correlation to Solid State Properties2012-hsieh-ph-induced-precipitation-weak-bases-supersaturation-solid-stateDissolution / D. Crystallization from solution
raina2014a2014Enhancements and Limits in Drug Membrane Transport Using Supersaturated Solutions of Poorly Water Soluble Drugs2014-raina-llps-limits-drug-membrane-transport-supersaturated-solutionsBioperformance / Bioperformance
jackson20152015Dissolution of Danazol Amorphous Solid Dispersions: Supersaturation and Phase Behavior as a Function of Drug Loading and Polymer Type2015-jackson-danazol-asd-dissolution-llps-drug-loading-polymer-typeDissolution / B. Supersaturation from ASD dissolution
raina2015c2015Impact of Solubilizing Additives on Supersaturation and Membrane Transport of Drugs2015-raina-solubilizing-additives-supersaturation-membrane-transportBioperformance / Bioperformance
trasi2015b2015Dissolution performance of binary amorphous drug combinations—Impact of a second drug on the maximum achievable supersaturation2015-trasi-taylor-binary-amorphous-drug-combinations-supersaturationDissolution / B. Supersaturation from ASD dissolution
alhalaweh20162016Compromised in vitro dissolution and membrane transport of multidrug amorphous formulations2016-alhalaweh-multidrug-asd-dissolution-transportBioperformance / Bioperformance
indulkar20162016Exploiting the phenomenon of liquid-liquid phase separation for enhanced and sustained membrane transport of a poorly water soluble drug2016-indulkar-llps-nanodroplet-reservoir-membrane-transportBioperformance / Bioperformance
jackson20162016Characterization of Supersaturated Danazol Solutions – Impact of Polymers on Solution Properties and Phase Transitions2016-jackson-supersaturated-danazol-polymer-phase-transitionsDissolution / D. Crystallization from solution
trasi20162016Non-Sink Dissolution Behavior and Solubility Limit of Commercial Tacrolimus Amorphous Formulations2016-trasi-commercial-tacrolimus-asd-nonsink-amorphous-solubilityDissolution / B. Supersaturation from ASD dissolution
elkhabaz20172017Variation in the Supersaturation and Phase Behavior of Ezetimibe Amorphous Solid Dispersions Upon Dissolution in Different Biorelevant Media2017-elkhabaz-ezetimibe-asd-phase-behavior-biorelevant-mediaBioperformance / Bioperformance
lu20172017Maintaining Supersaturation of Active Pharmaceutical Ingredient Solutions with Biologically Relevant Bile Salts2017-lu-bile-salts-telaprevir-supersaturationDissolution / D. Crystallization from solution
purohit2017b2017Phase Behavior of Ritonavir Amorphous Solid Dispersions during Hydration and Dissolution2017-purohit-ritonavir-asd-hydration-dissolution-phase-behaviorDissolution / A. Release mechanism and LoC
hate20182018Insight into Amorphous Solid Dispersion Performance by Coupled Dissolution and Membrane Mass Transfer Measurements2018-hate-asd-coupled-dissolution-membrane-mass-transferBioperformance / Bioperformance
li20182018Tailoring supersaturation from amorphous solid dispersions2018-li-tailoring-supersaturation-lopinavir-insoluble-polymer-asdDissolution / B. Supersaturation from ASD dissolution
mosqueragiraldo2018b2018Influence of Polymer and Drug Loading on the Release Profile and Membrane Transport of Telaprevir2018-mosquera-giraldo-telaprevir-asd-polymer-loading-release-membrane-transportBioperformance / Bioperformance
tres20182018Mechanistic Understanding of the Phase Behavior of Supersaturated Solutions of Poorly Water-Soluble Drugs2018-tres-asd-phase-behavior-fluorescence-lifetime-ritonavir-lopinavirCharacterization methods / Solution methods
wilson20182018Relationship between Amorphous Solid Dispersion In Vivo Absorption and In Vitro Dissolution: Phase Behavior During Dissolution, Speciation, and Membrane Mass Transport2018-wilson-asd-in-vivo-absorption-dissolution-phase-behavior-mass-transportBioperformance / Bioperformance
elkhabaz2019b2019Interplay of supersaturation and solubilization: Lack of correlation between concentration-based supersaturation measurements and membrane transport rates in simulated and aspirated human fluids2019-elkhabaz-supersaturation-solubilization-activity-flux-biorelevant-mediaBioperformance / Bioperformance
indulkar2019b2019Impact of monomeric vs. micellar surfactant and surfactant-polymer interactions on nucleation-induction times of atazanavir from supersaturated solutions2019-indulkar-sds-polymer-hemimicelle-atazanavir-nucleationDissolution / D. Crystallization from solution
trasi20192019Amorphous solid dispersion formation via solvent granulation – A case study with ritonavir and lopinavir2019-trasi-solvent-granulation-ritonavir-lopinavir-asdASD process / ASD process
ueda2020a2020Impact of hypromellose acetate succinate grade on drug amorphous solubility and in vitro membrane transport2020-ueda-hpmcas-grade-amorphous-solubility-membrane-transportBioperformance / Bioperformance
wilson20212021Interaction of Polymers with Enzalutamide Nanodroplets—Impact on Droplet Properties and Induction Times2021-wilson-enzalutamide-nanodroplets-polymer-interactions-induction-timesDissolution / D. Crystallization from solution
yang20212021Drug Release and Nanodroplet Formation from Amorphous Solid Dispersions: Insight into the Roles of Drug Physicochemical Properties and Polymer Selection2021-yang-asd-nanodroplet-release-drug-properties-polymer-selectionDissolution / A. Release mechanism and LoC
correasoto2022a2022Impact of Surfactants on the Performance of Clopidogrel-Copovidone Amorphous Solid Dispersions: Increased Drug Loading and Stabilization of Nanodroplets2022-correa-soto-surfactants-clopidogrel-copovidone-asd-nanodropletsDissolution / A. Release mechanism and LoC
duong2022a2022Combining enabling formulation strategies to generate supersaturated solutions of delamanid: In situ salt formation during amorphous solid dispersion fabrication for more robust release profiles2022-duong-delamanid-in-situ-salt-asd-releaseDissolution / B. Supersaturation from ASD dissolution
duong2022b2022Phase Behavior and Crystallization Kinetics of a Poorly Water-Soluble Weakly Basic Drug as a Function of Supersaturation and Media Composition2022-duong-posaconazole-phase-behavior-crystallization-kinetics-mediaDissolution / D. Crystallization from solution
yang2022b2022Phase separation in surfactant-containing amorphous solid dispersions: Orthogonal analytical methods to probe the effects of surfactants on morphology and phase composition2022-yang-surfactant-containing-rtv-pvpva-asd-phase-separationSolid state stability / Physical stability
deac2023b2023Dissolution Mechanisms of Amorphous Solid Dispersions: Role of Drug Load and Molecular Interactions2023-deac-asd-drug-load-molecular-interactions-locDissolution / A. Release mechanism and LoC
shah20252025Chemistry and ionization of HPMCAS influences the dissolution and solution-mediated crystallization of posaconazole amorphous solid dispersions2025-shah-hpmcas-ionization-posaconazole-asd-crystallizationDissolution / D. Crystallization from solution
alkalla20262026Coadministration of a crystalline drug compromises supersaturation and membrane transport of an amorphous drug2026-alkalla-crystalline-darunavir-compromises-amorphous-atazanavir-supersaturation-transportBioperformance / Bioperformance
For the authors: card issues found while writing

Card issues: C. Amorphous solubility and LLPS

Material problems found in the cards of the chapter while writing it (slice 1: six papers of 2013–2016; slice 2: six papers of 2017–2022). Extractor notes (X#) that the cards already contain are not repeated here; this list holds contradictions between card sections that the X notes do not cover.

paperidproblem
mosqueragiraldo2015sections 0.2, 0.10, P6, X11 against R13 and section 0.3 F5The three amorphous-solubility estimates are lettered b (Hoffman), c (crystal to supercooled liquid) and d (crystal to glass), the footnote letters of Table 2, in sections 0.2, 0.10, P6 and X11, but the sub-table of R13 lists them as rows c (245 µg/mL), d (97) and e (189), and section 0.3 F5 cites "R13.c–h". A reader who matches "estimate (c)" in X11, the estimate that agrees with experiment, to row R13.c finds the Hoffman value instead of the supercooled-liquid value.
trasi2015asection 0.2 (Systems compared) against R1.d, R7, R8The card says felodipine was "measured by fluorescence onset only" [M4, R1.d, R8]. R1.d (extinction 6, diffusion 5.1 µg/mL) is cited from the literature (Table 1 footnote c), no fluorescence onset of felodipine alone is recorded, and R7 and R8 record the onset of ritonavir in the presence of felodipine, not that of felodipine.
indulkar2015section 0 Conclusion against M1, M3, P2The conclusion speaks of three bases "with pKa 4.52, 5.89 and 7.2 at 37 °C", but only the atazanavir pKa was measured (UV-metric titration at 37 °C, P2); the clotrimazole and nicardipine pKa values are cited from the literature (M1, M3), without a stated temperature.

Slice 2: no further contradictions between card sections were found in the six cards of 2017–2022 (indulkar2017a, lu2017b, sugihara2018, ueda2020b, ueda2021, ueda2022), and a script check showed that every id cited in sections 0.1–0.11 of these cards resolves to a row of the same card. The differences met while writing are between papers, not inside a card, and are stated in the findings: the crystalline solubility of ibuprofen at 37 °C in pH 2.0 buffer in D2O is 29.8 µg/mL in ueda2020b and 43.1 µg/mL in ueda2021 (F5, F6); the telaprevir ratio is about 28 in 50 mM pH 6.5 buffer (lu2017b) and 19.6 in 100 mM pH 6.8 buffer (mosqueragiraldo2015) (F6).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

acid-base interaction

The transfer of a proton, or the formation of an ion pair, between an acidic and a basic group of drug and polymer, instead of a neutral hydrogen bond. In the papers of this chapter: the basic dimethylamino group of E100 with the weakly acidic OH groups of naringenin and quercetin (also resveratrol and curcumin); the carboxylic acids of HPMCAS, HPMCP, CAP and Eudragit L 100 with the tertiary amine of lumefantrine; and the strongly acidic sulfonic acid of PSSA with the amine or ring nitrogen of anthranilic acid, lidocaine and dibucaine [wegiel2013a C16, C17, C33; hiew2022a C25, C48; vaneerdenbrugh2011a C22, C38, C44]. The authors take ionic interactions to be "typically stronger" than hydrogen bonds, an assumption, and ascribe the unusual stability of E100 dispersions to them ("appear to be the reason") [wegiel2013a C16, C35]. For the enteric polymers the same contact is held to reduce hydration of the polymer carboxylates and so to slow release ("are postulated"; "is thought to") [hiew2022a C53].

Findings

Miscibility and drug-polymer interactions: F21, F23, F24, F25, F26. Physical stability: F24, F34.

Related concepts

depends on pKa; contrasts with hydrogen bonding, halogen bonding and hydrogen-bond donor and acceptor groups; part of drug-polymer interactions; acts on crystallization inhibition and physical stability; an alternative where intramolecular hydrogen bonding limits hydrogen bonds [wegiel2014 C44].

Formulas

free carboxylate fraction after ion pairing, Fox equation.

How it is measured or obtained

By the loss of the E100 amine bands at 2820 and 2770 cm⁻¹ with rising drug content [wegiel2013a R6]; by a protonated component of the N 1s XPS peak and by carboxylate bands at 1594–1560 and 1410–1343 cm⁻¹ in subtraction IR spectra [hiew2022a R19, R20]; by ATR-FTIR of melts at equimolar functional groups (spectra not shown) [vaneerdenbrugh2011a R8, R15, R17]; by colour change (curcumin with E100) [wegiel2014 R10, C20]: dark red for curcumin–E100 against orange for the others, read as a change of the drug's ionization state; by a dispersion Tg above both components [wegiel2014 C41]. For the weak base lumefantrine with acidic enteric polymers in the physical-stability papers, XPS of the N 1s signal gives the share of protonated drug, and ATR-FTIR shows the polymer carbonyl band moving up and a band near 1560 cm⁻¹ read as carboxylate ("likely") [trasi2020 P15, R9, C11, C12; bhujbal2021 P6, R6]. The pKa of each group is calculated or titrated to judge whether a proton can move [vaneerdenbrugh2011a P7; hiew2022a P17].

Values in the library
materialvalue or classconditionspaper ids
quercetin–E100amine bands gone at 50% quercetinIR, films[wegiel2013a R6]
resveratrol–E100; curcumin–E100bands absent at 50% resveratrol; eradicated at 60% curcuminIR, films[wegiel2013b R7, C15; wegiel2014 R7, C16]
lumefantrine, 25% drug loadingprotonated 19% (HPMCAS), 46% (HPMCP), 55% (CAP), 49% (Eudragit L 100); 0% with PVPVAXPS, dry compacts[hiew2022a R20]
same, after 2 h in pH 6.8 buffer3, 21, 54, 12%XPS[hiew2022a R20]
anthranilic acid, lidocaine, dibucaine with PSSAproton transfer reported; not with PAAATR-FTIR of melts (not shown)[vaneerdenbrugh2011a R8, R15, R17]
cationic drugs with HPMCAS-MF, 1:1 drug to carboxyl, pH 6.0≥70% of the polymer complexedco-precipitation[bapat2024 C19]
curcumin–E100 (basic monomer pKa 8.4; curcumin pKa 10.51, 9.88, 8.38)dark red; Tg 62 °C, about 19 °C above the Fox line after recalculation75:25 powder[wegiel2014 M5, M1, R10, X1, C41]
resveratrol–E100highest amorphous loading of six polymers (60%); "could be responsible" for better manufacturabilityrotary evaporation[wegiel2013b R2, C16, C43]
curcumin–E100; resveratrol–E100amorphous > 350 and > 400 days at 84% RHstorage, 25 °C[wegiel2014 R13; wegiel2013b R12.g]
lumefantrine 40:60 with HPMCAS, Eudragit L100, HPMCP, CAP16, 33, 48, 61% protonated; neat drug 7%rotary-evaporated powders, XPS[trasi2020 R11, C14]
lumefantrine with HPMCP, HPMCAS (20–40% drug), CAP, Eudragit L100 (40%)14–42% protonated; amorphous drug 3%powders precipitated into dilute HCl, XPS[bhujbal2021 R8]
fluorescein in miconazole–PVPVA filmslocated in the drug-rich phase, read as a possible acid–base contact with the weakly basic drug ("may arise")confocal dye screen[saboo2017 C36]

Evidence table: acid-base interaction.

Pitfalls and disagreements

The strength of the contact was not measured, and the causal role of the E100 contact in stability was not separated from other properties of E100 [wegiel2013a X10]. The naringenin–E100 spectra are described but not shown, and no polyphenol-side marker is reported [wegiel2013a C17, X10]. The melt spectra behind the PSSA reactions are not shown, and no acid–base reaction was seen for bifonazole [vaneerdenbrugh2011a X13, R16]. The lumefantrine values come from dry compacts and fall after dissolution, except for CAP; an earlier XPS study found no protonation with HPMCAS where this one found 19% [hiew2022a R20, R30, X14]. An ion pair does not guarantee stability: the 50% HPMCAS dispersion, with 1.61 mol drug per mol acid groups, crystallized within a week [hiew2022a R26, C63]. For curcumin the extent of proton transfer was not measured, and no polymer with the same backbone without amine groups was tested [wegiel2014 C37]. For resveratrol the IR-based ranking that put E100 first did not hold in storage, where PVP outperformed it [wegiel2013b X10]. In the lumefantrine powder studies the share of protonated drug ordered the stability of powders made without water but not of powders precipitated into water, where residual water and drying time decided [trasi2020 C36; bhujbal2021 C50, C51]. The polymer that protonated the drug most, CAP, released the least drug at 40% loading [trasi2020 R14; bhujbal2021 R15].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

activity coefficient

The ratio of the ideal solubility to the real solubility of a drug in a solvent, \gamma_d; a value below 1 means that the drug dissolves better than ideal, far above 1 that it mixes much worse [baird2011 E7, C23; marsac2008b E2, C14]. If the entropy of mixing is close to ideal, \gamma < 1 points to exothermic mixing and favourable drug–solvent interactions and \gamma > 1 to endothermic mixing [baird2011 C23; marsac2008a C34]. New aspect (C. Amorphous solubility and LLPS): the activity coefficient γ of the drug in the dilute aqueous solution links concentration to activity, a = C\gamma or a = x\gamma; the amorphous solubility estimate assumes that γ in the bulk is the same at the crystalline and at the amorphous solubility, a "reasonable assumption" for dilute solutions of poorly soluble compounds ilevbare2013a E7, C55; indulkar2015 C43; mosqueragiraldo2015 E5. Micelles break the assumption of equal activity coefficients at the crystalline and the amorphous concentration: for atazanavir in 3.6 mg/mL SDS the slope of free against total drug, labelled γ, was 0.047, so the concentration ratio is about half the activity ratio indulkar2017a R11, E8, C44. For telaprevir the ratio of flux slopes below the plateau gives the ratio of activity coefficients (Eq. 7) lu2017b E7. New aspects (Miscibility and drug-polymer interactions): For a drug in a polymer the activity coefficient γ carries any non-ideal entropy or heat of mixing, and the mole-fraction solubility of the crystal is its ideal value divided by γ [marsac2009 E1, C4]. It splits into a combinatorial (entropy) part and a residual (enthalpy) part; exothermic mixing lowers γ and endothermic mixing raises it [marsac2009 C10]. In a polymer γ is much higher than in a small-molecule analogue because the polymer contributes less mixing entropy [marsac2006b C50; marsac2009 C33]. Estimating the solubility of a drug in a liquid is essentially the problem of determining γ, which is exceedingly difficult for drugs in viscous glassy polymers [marsac2009 C4]. New aspect (Bioperformance): γ appears in a = \gamma C for the donor and as γm for the membrane in the flux equation, and additives change the donor value raina2015c E3, E4, C35. The concentration-based supersaturation ratio assumes \gamma/\gamma_{eq} = 1; this holds in simple buffers, where the dilute solution is nearly ideal, and fails in media with micelles, where the solubilized fraction differs between the saturated and the supersaturated solution elkhabaz2019b E2, C28, C42. New aspect (Physical stability): the activity coefficient of water in an amorphous drug, from water uptake by Raoult's law a_{water} = \gamma_{water} X_{water}, and of the drug in water, from aqueous solubility; both were tested as predictors of moisture-induced separation and showed no trend [rumondor2009c E1, E2, C29].

Findings

PEG dispersions: F3, F11. C. Amorphous solubility and LLPS: F5, F12, F16. Miscibility and drug-polymer interactions: F8, F9. Bioperformance: F3, F6, F18. Physical stability: F2, F13.

Related concepts

depends on ideal solubility; measured by drug solubility in polymer; indicates enthalpy of mixing; related to Flory-Huggins interaction parameter and drug-polymer interactions, and chemical potential; part of thermodynamic activity; depends on combinatorial entropy of mixing.

Formulas

activity coefficient from solubility, Flory-Huggins melting point depression, activity from concentration, binodal condition, solid-liquid equilibrium solubility equation; Flory-Huggins activity equation.

How it is measured or obtained

From the mole-fraction solubility in a liquid analogue of the polymer, PEG 400, after 24 h at 25 °C with a UV assay, and the ideal solubility from the melting point and heat of fusion, \gamma_d = \frac{1}{x_d}\exp\left(\frac{-\Delta H_{fus}(T_m - T)}{R\,T_m^{2}}\right) [baird2011 P5, P9, E7; marsac2008b P5, P9]. PEG 400 is used because activity coefficients in viscous, semicrystalline PEG 3350 are hard to determine [baird2011 C21]. In the amorphous solubility papers it is not measured; in the liquid–liquid equilibrium form x_{L_1}\gamma_{L_1} = x_{L_2}\gamma_{L_2} it links the water-phase and drug-rich-phase compositions ilevbare2013a E12. For the PVP dispersions, from the solubility of the crystalline drug in 1-ethyl-2-pyrrolidone (excess drug, 25 °C, at least 24 h, UV–Vis, or HPLC with refractive-index detection for sucrose) and the ideal solubility from the melting point, heat of fusion and heat capacities; Eq. 8 then scales γ to PVP, assuming ideal entropy with EP, equal contacts and equal γ at both solubility limits [marsac2009 P2, P7, E1, E8, C11]. In the Bioperformance papers it was not measured; the slope of free against total drug is taken from atazanavir–SDS work indulkar2017a R11, E8, and the solubility split into a crystal term and an activity-coefficient term was used to compare ritonavir and atazanavir alhalaweh2016 E3, E4, E5. In the moisture study, the water activity coefficient from the uptake of the amorphous drug at 95% RH and the drug activity coefficient from mole-fraction solubility [rumondor2009c P13].

Values in the library
materialvalue or classconditionspaper ids
chlorpropamide; aceclofenac; loratadine; haloperidol in PEG 4000.614; 0.121; 2.369; 0.84225 °C[baird2011 R9.a, R9.b, R9.c, R9.d]
acetaminophen, ketoprofen, naproxen, ibuprofen, felodipine, ketoconazole in PEG 4000.06, 0.31, 0.02, 0.64, 0.14, 0.0925 °C[marsac2008b R14.a, R14.b, R14.c, R14.d, R14.e, R14.f]
the same six drugs in water1.2 × 10¹, 1.4 × 10⁴, 3.8 × 10³, 3.1 × 10⁴, 2.4 × 10⁵, 5.3 × 10⁵cited aqueous solubilities[marsac2008b R14]
nifedipine; felodipine in water1.89 × 10³; 2.43 × 10⁵25 °C[marsac2008a R10.c, R10.d]
five compounds in an ethyl-pyrrolidone analogue of PVPbelow 1 for all25 °C[marsac2009 C23, R9]
felodipine, nifedipine, ketoconazole, sucrose, indomethacin in EP0.89, 0.26, 0.68, 0.37, 0.1525 °C[marsac2009 R9]
same five in PVP K123.94, 1.18, 5.04, 1.76, 0.50scaled with Eq. 8[marsac2009 R9]
same five in PVP K29/324.34, 1.30, 5.92, 1.93, 0.54scaled with Eq. 8[marsac2009 R9]
nifedipine, felodipineχ-based activity from melting depression; no direct γFlory–Huggins[marsac2006b E6]
ritonavir, atazanavirlog γ ordering RTV > ATV (recomputed 4.65 against 3.01)pH 6.8alhalaweh2016 X1, X2
felodipine / nifedipine fluxγ/γ* assumed 1 for dilute solutionsbufferraina2015c C32
atazanavir, posaconazoleconcentration-based and activity-based ratios agree in the two buffers and differ in the four micellar mediasix media, 37 °Celkhabaz2019b R8, R9, C42
water in nifedipine, felodipine, droperidol, pimozide, indomethacin, ketoprofen3.19, 4.13, 3.00, 4.65, 2.54, 3.3525 °C, 95% RH[rumondor2009c R24]
same drugs in water4.95 × 10⁵ to 8.88 × 10⁶; ketoprofen 9.85 × 10⁴from solubility[rumondor2009c R24]

The amorphous solubility chapter prints no activity coefficient value.

Pitfalls and disagreements

The conversion from mg/mL to mole fraction is not printed in Baird and Taylor; the printed values equal moles of drug per mole of PEG 400 in 1 mL, and a true mole fraction would give 0.766, 0.149, 2.49 and 0.856 instead of 0.614, 0.121, 2.369 and 0.842, leaving the split at 1 unchanged [baird2011 X4]. Loratadine, grouped with haloperidol as close to ideal, dissolves at about 0.42 of its ideal solubility [baird2011 X13]. Several rows of the Marsac and co-workers table are not internally consistent, aqueous solubilities come from three cited sources at unstated temperatures and the ideal solubility temperature is not stated, so the coefficients in water serve only as orders of magnitude [marsac2008b X5, X18]. Activity coefficients in PEG 400 were measured at 25 °C, far below the 52–61 °C of the molten dispersions, and are not values for molten PEG 3350 [baird2011 X16]. A value below 1 in PEG 400 did not separate the crystalline from the transforming drugs in PEO under humidity: all six were below 1 [marsac2008b R14, R16]. Ketoconazole has 0.09 in PEG 400 but a positive interaction parameter in PEG 3350 [marsac2008b R14.f; zhu2011 R5.f]. In the amorphous solubility papers the constancy of γ underlies the claim that a solubilizer leaves the maximum supersaturation unchanged, while a later study found the concentration ratio falling ilevbare2013a C54; raina2015c C29. There γ is estimated with the ideal dilute solution as standard state, from a buffer calibration indulkar2017a R11, and is the factor in a = C\gamma; the PEG dispersions chapter defines \gamma_d instead as the ratio of ideal to real solubility in a liquid polymer analogue, so the values tabulated above are not those of the aqueous solutions. The predicted γ in PVP exceeds 1 for four of five compounds (1.18–5.97), so the compounds that dissolve better than ideal in the analogue are predicted to dissolve worse than ideal in the polymer; only indomethacin stays below 1 [marsac2009 R9]. Lattice volume, heat capacities, ideal solubilities and the mole-fraction basis in PVP are not printed [marsac2009 X4, X13]. The value of indomethacin in K29/32 differs between table and text [marsac2009 X2]. In the Bioperformance papers γ/γ* = 1 breaks down with solubilizers raina2015c C36; the plotted log γ in the ritonavir–atazanavir figure does not match the recomputation alhalaweh2016 X1, X2. The value of \gamma/\gamma_{eq} is not measured; its departure from 1 is read from the gap between the flux ratio and the concentration ratio (F18) elkhabaz2019b C21, C28. In the 2009 moisture study the drug-in-water column of the table equals the inverse mole-fraction solubility rather than the printed equation, so it ranks drugs by solubility alone [rumondor2009c X1]; two text rankings disagree with the table [rumondor2009c X2, X3].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

additive cases for amorphous solubility

A classification of drug/additive pairs by where the additive acts on the amorphous solubility S_a (Ueda 2024, review, pp. 28–40). Case I: the additive forms a complex with the drug in the aqueous phase; S_c and S_a rise, the free drug at the limit stays at S_a^0 and the maximum supersaturation ratio stays at S_a^0/S_c^0. Case II: the additive distributes into the drug-rich phase; S_c is about unchanged, and S_a and the maximum supersaturation ratio fall. Case III: both; S_c rises, the free drug at the limit and the maximum supersaturation ratio fall, and S_a/S_c does not give the maximum. The case belongs to the pair, not the additive: ketoprofen is listed with EUD-E (I), PVP (II) and CTAB (III) (pp. 29, 40–41).

Findings

Amorphous solubility: F11, F12, F19. Crystallization from solution: F19. Bioperformance: F4, F7, F18, F19.

Related concepts

acts on amorphous solubility; Case I relates to micellar solubilization; Case II relates to polymer partitioning into the drug-rich phase and drug-rich phase; decides how free drug concentration and the supersaturation ratio move.

Formulas

Case I (Eq. 6) and Case II for a small-molecule additive and a polymer (Eqs. 9 and 10), as printed in the review; the equations page gives the steps between them:

S_a=\frac{S_a^0}{1-f^a_{com}}

S_a=S_a^0\cdot x_{\mathrm{drug}}\cdot e^{\chi(1-x_{\mathrm{drug}})^2}

S_a=S_a^0\cdot\Phi_{\mathrm{drug}}\cdot e^{(1-\frac{1}{r})(1-\Phi_{\mathrm{drug}})+\chi(1-\Phi_{\mathrm{drug}})^2}

How it is measured or obtained

The review assigns the case from reported solubility, flux and phase composition data (Table 1, p. 29). Two measurements separate the cases (synthesis): S_c with the additive, and the maximum flux or free drug with the additive. S_c up and maximum flux unchanged is Case I; S_c unchanged with S_a and flux down is Case II; S_c up with flux down is Case III.

Values in the library
caseS_cS_afree drug at S_amaximum supersaturation ratioS_a/S_c gives the maximum?
no additiveS_c^0S_a^0S_a^0S_a^0/S_c^0yes
Case IrisesrisesS_a^0S_a^0/S_c^0no; generally smaller
Case IIabout S_c^0fallsS_a^0X(S_a^0/S_c^0)Xyes
Case IIIrisesfalls then rises, or risesS_a^0X(S_a^0/S_c^0)Xno

X is the term of the drug-rich phase in Eqs. 9 and 10 below. The table is taken from the review's text and Figs. 6 and 7, with the Case III formulas added (equations page, W7).

case in the review's Table 1system in the libraryvaluesids
Case Ifelodipine, 0.04% vitamin E TPGSonset 10.4 → 177.3 µg/mL; concentration ratio 9.2 → 4.5; maximum flux in the buffer bandraina2015c R9, R11
Case Iatazanavir, 3.6 mg/mL SDScrystalline 1.1 → 45.6 µg/mL; amorphous 70 → about 1450 µg/mL; concentration ratio about 65 → about 33; flux-derived ratio about 65indulkar2017a R7, R13
Case Iibuprofen, EUD-Ecrystalline 29.8 → 42.1 µg/mL; amorphous 177.1 → 256.3 µg/mL; ratio 5.94 → 6.09ueda2020b R1
Case IIibuprofen, HPMC; PVP-VAcrystalline 29.8 → 30.0; 30.1 µg/mL; amorphous 177.1 → 96.9; 90.7 µg/mL; ratio 5.94 → 3.23; 3.01ueda2020b R1
Pitfalls and disagreements

The classification comes from a review; the library has not tested it as a whole, and no paper in the library sets out Case III values for one of the pairs listed there. Atazanavir with STC is listed under Case I, yet with 3 mM STC alone the amorphous solubility fell from 65 to 38 µg/mL and the flux-based maximum was about 40 against about 63 in buffer, returning to about 63–66 from 0.075 mM lecithin [indulkar2018 R6, R10], so the assignment holds for STC with lecithin and not for STC alone (synthesis). The same additive can change class with the drug or the medium: EUD-E stays in the water with ibuprofen at pH 2.0 and associates with enzalutamide droplets at pH 6.5 (F19). In Case III S_a depends on the amount of drug-rich phase, so the measured value depends on dose (pp. 39–40). The review gives no partition equation, so x_{\mathrm{drug}} and \Phi_{\mathrm{drug}} must be measured and cannot be predicted from it (equations page).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous-amorphous phase separation

The separation of an amorphous drug–polymer mixture into two amorphous phases of different composition, a drug-rich and a polymer-rich one, shown by two glass transitions or by imaging. In the miscibility papers it is the outcome of a miscibility test: solvent-cast films of itraconazole–HPMC (10–50% drug) and telaprevir with HPMC, PVPVA or HPMCAS carried discrete drug-rich domains in a polymer-rich matrix, and blends of long dextran and PVP chains split into a PVP-rich and a dextran-rich phase [purohit2015a C36, C37; li2016c C54; vaneerdenbrugh2012a C16, C17]. Both phases usually hold some of the other component, by partial miscibility or spectral mixing [li2016c C14]. The papers expect the drug-rich phase to crystallize faster, because less polymer surrounds the drug, and a polymer-rich phase to dissolve first [purohit2015a C51; li2016c C41]. Outside the subcategory it is produced by humidity (felodipine–PVP, miconazole–PVPVA, evacetrapib–HPMC) and by water or alcohol in the casting solvent (itraconazole–HPMC) [marsac2010 C14, C27; saboo2017 C42; li2017 C32; mugheirbi2017 C39; mugheirbi2018 R1]. New aspects (ASD process): it arises either because the pair is not miscible at the composition and temperature (thermodynamic) or because the solvent path through a miscibility gap, or later water, traps a separated state (kinetic) [mugheirbi2017 C3; li2017 C1]. The drug-rich phase can crystallize more readily and phase separation can lower the maximum concentration on dissolution [li2017 C1]. In spray-dried ritonavir–PVPVA powders it is read by aged DSC, a pyrene probe and XPS, and it lowered the 25% DL dissolution rate where the baseline release was fast [li2020 R4, R6, R7, R10]. In hydrating ritonavir–PVPVA tablets the drug-rich phase appears as small discrete droplets in a polymer- and water-rich gel (uncoated) or as connected drug-rich regions along particle boundaries (coated), imaged by confocal fluorescence microscopy [benson2025 R14, R16]. New aspect (Physical stability): the moisture-induced form in drug–PVP dispersions, its signatures (IR toward a non-interacting physical mixture, a second Tg near the drug's Tg, near-additive water uptake) and its consequence: crystallization then proceeds from a polymer-poor drug-rich phase [rumondor2009c C15, C24, C5, C6; marsac2010 C49]. New aspect (Release mechanism and LoC): water-induced AAPS of the hydrating dispersion is the authors' explanation of the limit of congruency. Two roles were proposed. As a source of nanodroplets (mechanism II, cited), drug-rich domains formed in the hydrated matrix would be released as droplets; the 2017 nifedipine and ritonavir papers found no evidence for this, the matrix domains being micron-sized against droplets an order of magnitude smaller [indulkar2017b C7, C26; purohit2017b C56]. As a cause of incongruent release, AAPS at the surface leaves a drug-rich layer once the polymer-rich domains dissolve; films above the limit separated on contact with water and films below it did not [indulkar2019a C8, C33; que2019 C35; saboo2020a C43]. If a drug-rich layer forms by AAPS, the drug controls release and the carrier effect of the polymer is lost [indulkar2017b C33]. Papers of 2020–2022 distinguish the morphology of the separated phase: discrete drug-rich domains went with congruent release and contiguous ones with incongruent release [saboo2021 C30, C53; correasoto2022a C53], while release of two high-Tg drug forms failed without visible separation [correasoto2022b R9; hiew2022b R19]. In dissolving compacts the high water content of the gel layer makes water-induced separation possible, favoured close to the solution where water is highest [yang2022a C44].

Findings

Miscibility and drug-polymer interactions: F18, F19, F22, F3, F23, F26. ASD process: F1, F6, F7, F14, F3, F20, F21, F48. Physical stability: F7, F12, F13, F14, F15, F23. Release mechanism and LoC: F5, F8, F12, F20, F22, F25, F27.

Related concepts

contrasts with drug-polymer miscibility; characterized by phase-separated domain size and spectral mixing; persists through kinetic trapping; lowers physical stability. Caused by moisture-induced phase separation or solvent-induced phase separation. Reversed by remixing of separated amorphous phases; driven in humid storage by the Δχ effect; set by drug-polymer-water miscibility. Its rate against dissolution is phase separation kinetics; produces surface drug enrichment; favoured by hygroscopicity; its morphology is phase separation morphology.

Formulas

Gibbs free energy of mixing, additive moisture sorption, multicomponent Flory-Huggins free energy of mixing, Δχ effect.

How it is measured or obtained

Two Tg events by DSC (one Tg is read as miscible, with the limits in single-Tg miscibility criterion) [vaneerdenbrugh2012a P3, C3]; pyrene and prodan fluorescence and fluorescence imaging, AFM-nanoIR, nanoTA, Lorentz contact resonance and AFM topography [purohit2015a P3, P4, P9, P10; li2016c P2, P4, P7, P8]; for polymer pairs also the hydrogen-bonded fraction of PVP carbonyls by FTIR [vaneerdenbrugh2012a P5]. In the later process papers: two Tgs by DSC, AFM with LCR or nanoTA, fluorescence microscopy and the drug's autofluorescence, TEM with EDX or HAADF [li2017 P9, P10, P13; mugheirbi2017 P8, P9; li2019 P10]. In the moisture papers: IR against a physical-mixture spectrum built from C–C band ratios; DSC wet and re-dried; sorption against additivity; AFM and TEM [rumondor2009c P7, E7, P9, P12; marsac2010 P14, P15]. In the release-mechanism papers: Pyrene I/III ratio, nile red or prodan confocal fluorescence, AFM and DSC of films and powders after 97–100% RH, or of films dipped in buffer for seconds [purohit2017b R2, R3, R4, R5, R6; indulkar2019a R18; que2019 R14; saboo2019 R19; saboo2020a R23]; pyrene and TEM of spray-dried particles [bhardwaj2018 R15, R16].

Values in the library
materialvalue or classconditionspaper ids
itraconazole–HPMC 10:90 to 50:50drug-rich domains at every loading by four film methods; one broad Tg by DSC of powderssolvent-cast from methanol–dichloromethane[purohit2015a R1, R11, R13, R7]
telaprevir–HPMC, –PVPVAdomains from 10% drugspin-coated films[li2016c R4, R6]
telaprevir–HPMCASregular domains only from about 30–40% drugspin-coated films, humidity not controlled[li2016c R5, C17, X2, X9]
dextran–PVP, 20 pairsphase separated at 0, 0–5, 5–7, 5–9 of nine compositions for DEX1, DEX6, DEX40, DEX450DSC, freeze-dried[vaneerdenbrugh2012a R13]
felodipine–PVP, 30–50% PVPdrug-rich and polymer-rich phases after 94% RHIR, TEM[marsac2010 C14, C27]
miconazole–PVPVA 50:50domains after film formation at 60% RH and after 75% RH storageAFM, confocal[saboo2017 R13, R15, C42]
telaprevir–PVPVA, 70% PVPVAtwo overlapping Tgs; "may have partially phase separated"mDSCmosqueragiraldo2018b R23, C53
ECP–polymerdrug-rich spheres (preparation) or drug-rich network (storage)TEM-EDX[li2017 R18, R19, R22]
ITZ–HPMCdiscrete drug-rich domains with self-associated ITZ (extra emission near 381 nm)FLOM, AFM, UV, emission[mugheirbi2017 R1, R22]
LPV–HPMCdiscrete drug-rich domains 50–500 nm high in a polymer-rich matrix; faster release at 33–85% DLAFM, nanoTA, release[li2019 R8, R2]
ritonavir–PVPVA spray-driedsecond non-reversing DSC event after ageing in 50% DL powders from 10:90 to 40:60; drug-rich surfaces (XPS) from 60:40; SNDR at 25% DL about 3.5 → 2.27 → 0.90 mg·min⁻¹·cm⁻¹BLD-35 dryer[li2020 R4, R7, R10]
pimozide–PVP 50:50Tgs −21/44 °C wet, 61/112 °C re-dried94% RH, 42 h[rumondor2009c R17]
felodipine–PVP 46.5 wt%event at ≈45–50 °C instead of one Tg near 80 °Cafter 75–94% RH[marsac2010 R14]
felodipine–PVP 50% filmislands of about 300–500 nm (TEM, AFM)94% RH[marsac2010 C41]
felodipine–PVP at 93% RHcrystallization independent of PVP level; plateau 70–80%powders[rumondor2009b R21, R11, C20]
felodipine, quinidine, pimozide with PVPVA; pimozide with HPMCAStwo Tgs after 94% RH50:50 powders, dried[rumondor2010c R3.a, R3.c, R3.d, R3.e]
indoprofen, clofoctol, probucol, nilutamide, loratadine with PVPseparation at 70–90% PVP for all; at every composition for nilutamide and loratadineIR, 54–94% RH[rumondor2011 R14]
ritonavir with PVP, PVPVA; HPMCASall PVP and PVPVA dispersions separated, from about 1 h; HPMCAS stayed miscible97% RH, films and powderspurohit2017b C1, C22
ritonavir 50:50 PVP filmdark domains of about 1–3 µm in a drug-rich continuous phase after 10 s in buffer; 10:90 uniformdried after immersionpurohit2017b R4
ritonavir–PVPVA films 20, 30, 40%uniform; sparse bright domains; dense domains (LoC 25%)seconds in water[indulkar2019a R18, C20]
ledipasvir–PVPVA films 5, 10, 50%mostly homogeneous; small domains; ≈10–20 µm domains100% RH, 37 °C, 3 days[que2019 R14, C16]
nilvadipine 10:90 film and compactdrug-rich circles and rings of roughly 5–15 µm; rough surface gone after 15 min of dissolution ("superficial")97% RH, 12 h[saboo2019 R19, R17, C24]
felodipine 30% films with PVP, PVPVA, HPMC; HPMCAS, EUDSdiscrete domains; uniform97% RH, 24 h[saboo2020a R23, C23]
ITZ–PVPVA 20% spray-dried particlesno separate drug-rich and polymer-rich phases by pyrene or TEM, also with water in the solventbefore dissolution[bhardwaj2018 C35, C37]
felodipine 30% films with 0–10% TPGSall separated after 12 h; semi-continuous (0, 2%) against discrete (5, 10%) drug-rich domains≈100% RH[saboo2021 R21]
clopidogrel 40, 50, 60% filmsuniform; bicontinuous; drug-continuous5 min, 100% RHcorreasoto2022a R20
atazanavir 10% filmuniform for 3 h at 37 °C; separated within 10 min at 50 °C100% RH[correasoto2022b R9, R12]
lumefantrine free base, benzoate; sulfate filmsseparated; homogeneoushigh RH, 37 °C[hiew2022b R19]
ritonavir–PVPVA 30:70:5 with Tween 80; Span 20Tg onset of surface material 66.01 → 40.25 and 67.85 → 42.18 °C after dissolution, read as a ritonavir-rich phaseDSC, scraped after dissolution[indulkar2022 R19, C19]
ritonavir–PVPVA 10–40% compactsdroplets near the gel–solution boundary (10–20%); continuous drug-rich layer at the interface (30–40%)real-time confocal, pH 6.8[yang2022a R10, R11, R12, R13]
MePHPH–PVPVA; PHPH–PVPVA compactsseparation in the gel layer of most compacts; segregative (MePHPH) and associative (PHPH)in situ confocal with two dyes[deac2023a R6, R7, C25, C28, C71]

Evidence table: amorphous-amorphous phase separation.

Pitfalls and disagreements

A single DSC Tg did not show the separation of itraconazole–HPMC, which the authors attribute to mixing during the scan, a reading supported only by the narrower second-run steps [purohit2015a C39, C26, X1]. Whether the separation is kinetic (solvent-induced, water-induced) or thermodynamic is not settled, and the phase compositions were not measured: the band-ratio and softening data rank the phases but give no weight fractions [purohit2015a C48; li2016c X3, X10]. The separation depended on preparation: humidity, solvent water and the alcohol of the solvent changed whether films separated [mugheirbi2017 C39; mugheirbi2018 R1, C50]. For polymer pairs the plot of the miscibility map is not monotonic cell by cell [vaneerdenbrugh2012a X10]. Separation during dissolution or storage was invoked for PVPVA dispersions of lumefantrine but not measured [hiew2022a C43, C61, X11]. DSC and polarised light microscopy may overestimate miscibility [mugheirbi2018 C4]. Whether separation helps or hurts release depends on the resulting microstructure [li2019 C5, C58]. The same separation can lower release (ritonavir–PVPVA at 25% DL) or raise it (lopinavir–HPMC at 33–85% DL) [li2020 C64; li2019 R2]. In the humid felodipine–PVP films the composition of the polymer-rich phase was not determined either; the DSC "second Tg" near 124 °C may be depressed melting [marsac2010 X7, C18]. Faster crystallization after moisture-induced separation was shown across different drugs, not for one drug with and without separation [rumondor2009c X7]. In the 2019 ritonavir–PVPVA study AAPS was seen only in films dipped for seconds or in humidified samples, not in a dissolving tablet, and neither its rate nor that of dissolution was measured [indulkar2019a X6]. A drug-rich porous surface also follows from faster polymer dissolution alone [saboo2020a X6]. In the 2022 ritonavir surfactant study separation was inferred from one lowered Tg of material scraped from the wet tablet, without a second Tg or water content, and was not tested for three of the five surfactants [indulkar2022 X10, X4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous-crystalline free energy difference

The Gibbs free energy of converting the crystal to the amorphous drug (supercooled liquid or glass) at the test temperature; it fixes the factor e^{\Delta G/RT} of the amorphous solubility almeidaesousa2015 E1, E11. It is estimated from Tm and ΔHf by the Hoffman equation or from temperature-dependent heat capacities by a thermodynamic cycle (the Cp method), to the supercooled liquid or, below Tg, to the glass almeidaesousa2015 E2, E9, E10, E14.

Findings

F5, F7.

Related concepts

estimated by the Hoffman equation; depends on degree of supercooling; sets the amorphous solubility advantage; reference state discussed under structural relaxation.

Formulas

Hoffman equation, amorphous-crystalline free energy difference from heat capacity, Gibbs free energy relation.

How it is measured or obtained

DSC melting data and modulated-DSC reversing heat capacities fitted linearly in T for crystal, glass and supercooled liquid; the Cp method needs an un-ionized, non-solvated crystal that melts without degradation almeidaesousa2015 P5, P6, C11; mosqueragiraldo2015 P3.

Values in the library
materialvalue or classconditionspaper ids
ibuprofen, phenylbutazone, tolnaftate3.24/3.56; 4.84/4.59; 5.69/6.13 kJ/mol (Hoffman / Cp, to supercooled liquid)25 °Calmeidaesousa2015 R11
diclofenac; sorafenib; griseofulvin8.51/9.99; 10.33/10.34; 9.69/9.39 kJ/mol25 °Calmeidaesousa2015 R11
sorafenib; griseofulvin, to the glass11.37; 10.38 kJ/mol25 °Calmeidaesousa2015 R12
CRH15.68 (Hoffman); 5.85 (Cp, supercooled liquid); 5.95 kJ/mol (Cp, glass)25 °Calmeidaesousa2016 M1
telaprevir, Hoffman13.31 kJ/mol (extractor recomputation)37 °Cmosqueragiraldo2015 E1
atazanavir14.55 kJ/mol, Hoffman, recomputed from the printed Table I inputs (ratio about 62, as printed, with 0.22 read as exp[−I(a)]; about 228 read as I(a))310 Kindulkar2017a E2, X1; indulkar2015 M2
Pitfalls and disagreements

The Cp parameters are not printed, so the Cp values cannot be recomputed almeidaesousa2015 E9, E10. The claim that the Cp method is more accurate presupposes that the onset equals the supercooled-liquid solubility almeidaesousa2015 X4. The glass carries more free energy than the supercooled liquid below Tg almeidaesousa2015 C29. For atazanavir (undercooling 171 K, synthesis: 481 − 310 K) the Hoffman inputs printed give the printed ratio of 62 only with 0.22 read as exp[−I(a)], not I(a) as Table I heads the column (synthesis) indulkar2017a X1; indulkar2015 M2; for pazopanib the cycle cannot be run because it degrades on melting sugihara2018 C17.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous salt

The amorphous form of a drug salt; salt formation adds an ionic interaction between the protonated base and the counterion, taken to dominate over hydrogen bonding in setting Tg [towler2008 C23]. Combining salt formation and amorphization "may be desirable", for example for a lyophilized product [towler2008 C18].

Findings

F20.

Related concepts

depends on glass transition temperature; related to crystallization tendency and physical stability.

Formulas

none in this chapter (counterion descriptors listed in the chapter table).

How it is measured or obtained

Prepared by freeze-drying or melt quenching and checked by DSC [towler2008 P3, P5, R1]; Tg, recrystallization on heating, moisture sorption and storage at high humidity are then measured [towler2008 P6, P8, P9]; later by open-dish storage at 40 °C/75% RH [hiew2022b R7; duong2022a C32].

Values in the library
materialvalue or classconditionspaper ids
propranolol saltsTg 9.0–35.9 °C against −9.3 °C for the baseDSC[towler2008 R4]
nicardipine saltsTg 28.5–81.0 °C against 3.2 °C for the baseDSC[towler2008 R5]
20 salts of both bases11 amorphous after freeze-dryingDSC[towler2008 R1]
propranolol salts0.39–61.90% water uptake at 75% RHvapour sorption[towler2008 R8]
lumefantrine saltsbenzoate, PEG 250 diacid, besylate crystallized within 4 weeks; HCl and sulfate not for at least 16 weeks40 °C/75% RH[hiew2022b R7]
delamanid saltsstable 2 weeks; salt formation raised Tg40 °C/75% RHduong2022a C32, C47
Pitfalls and disagreements

Stoichiometry and ionization state of the amorphous salts were not reported [towler2008 X8]. Crystallization and moisture uptake did not follow counterion pKa [towler2008 C14, C34]; drug or salt Tg appeared an important predictor for lumefantrine [hiew2022b C37], yet the highest-Tg propranolol salt crystallized [towler2008 R12]. Salt formation did not change delamanid crystallization in dispersion films at pH 3.0 [nguyen2023b C17].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous solid dispersion

A drug dispersed in a polymer in the amorphous state to raise dissolution rate and supersaturation. In the amorphous solubility and LLPS papers an ASD matters as a route to supersaturation: dissolved beyond the amorphous solubility it gives a drug-rich phase and a cap on the free drug (F8, F13) ilevbare2013a C52, C5; almeidaesousa2016 C6. The ASDs tested were ritonavir:PVP 1:9 and CRH1:HPMC 20:80 ilevbare2013a P13; almeidaesousa2016 M7. The ueda2020b, ueda2021 and ueda2022 studies add that the polymer of an ASD, once dissolved, enters the drug-rich phase and lowers the amorphous solubility, so a higher polymer:drug ratio in the ASD can "conceivably" reduce the supersaturation advantage further; the studies used dissolved polymers, melt-made ibuprofen ASDs for DVS and solid-state NMR, and no dissolving ASD ueda2020b C37, C55; ueda2021 P6; ueda2022 P5. New aspects (Miscibility and drug-polymer interactions): A molecularly mixed, single-phase, homogeneous mixture of drug and polymer, in older wording a "glass solution" in which a solute is dissolved in a glassy solvent [kestur2010b C4; taylor1997 C1]. Amorphous dispersions are used to raise apparent solubility and dissolution, but the amorphous phase is metastable and may crystallize during storage or dissolution [taylor1997 C1, C2; vaneerdenbrugh2010b C6, C7]. The miscibility papers hold that the polymer must be in the same amorphous phase as the drug to be effective ("it is generally accepted") and that maximum stabilization "can only be realized" with intimate mixing, so that a physical mix does not inhibit crystallization [kestur2010a C2; rumondor2009a C3]. Dispersions made by solvent evaporation were not always molecularly mixed: itraconazole–HPMC and telaprevir films carried drug-rich domains [purohit2015a C36; li2016c C54], and neat naringenin and quercetin could not be made amorphous by rotary evaporation, so a polymer was needed to make the dispersion at all [wegiel2013a R7, C46]. Ionizable polymers (E100, HPMCAS, HPMCP, CAP, Eudragit L 100, PAA) add acid–base contacts [wegiel2013a M4, M8; hiew2022a M3, M4, M5, M6]. New aspects (ASD process): the earliest paper of that chapter asks which carrier and process give a useful solid form of an extremely poorly soluble drug and finds that the carrier set whether probucol stayed amorphous [broman2001 C1, C14]. (synthesis: the paper's "solid dispersions" include samples that are not amorphous, since the probucol–PEO and probucol–PAA dispersions are mainly crystalline Form II [broman2001 R4.c–f].) The ASDs of the process papers were also made by solvent granulation of drug and polymer onto lactose and cellulose trasi2019 C50, by spray drying from water-containing methanol [li2020 P1] and by extrusion of physical mixtures of drug and polymer [moseson2020 P4]. New aspect (Bioperformance): the ASD is a drug dispersed amorphously in a polymer (or, in alhalaweh2016, in a mix with a second drug) that releases drug into supersaturation. Rotary-evaporated dispersions were used in alhalaweh2016, hate2018, mosqueragiraldo2018b and elkhabaz2017, and commercial capsules in purohit2018 [alhalaweh2016 P3; hate2018 P5; mosqueragiraldo2018b P1; elkhabaz2017 P6; purohit2018 M2]. Later papers dose such dispersions to animals: rotary-evaporated enzalutamide dispersions to rats, spray-dried pretomanid tablets to monkeys, and generic and innovator tacrolimus capsules to dogs, the generic being a mainly physical mixture of amorphous drug with HPMC and the innovator an intimate dispersion [wilson2018 P10; wilson2020 P1; nguyen2023a P4, P5; purohit2019 C21]. New aspect (Physical stability): the physical-stability papers call the drug–polymer glass a molecular (one-phase) dispersion when it shows a single Tg and drug–polymer hydrogen bonds by IR [konno2006 C8, R5; rumondor2009c C1], and stress that a polymer can inhibit crystallization only while it stays intimately mixed with the drug [marsac2010 C31]. In the study of marketed tacrolimus capsules the term is used strictly: a product that contains the polymer but holds the drug as an amorphous coating on lactose, not mixed with HPMC, is in the authors' belief not an amorphous solid dispersion, and molecular-level mixing is "considered to be essential" for stabilization [trasi2017 C47, C50].

Findings

C. Amorphous solubility and LLPS: F8, F13, F14, F19, F20, F21. Miscibility and drug-polymer interactions: F1, F3, F9, F15, F16, F18, F19, F23, F26. ASD process: F17, F18, F19, F22, F23, F24. Bioperformance: F6, F8, F9, F11, F16, F23, F24. Physical stability: F1, F12, F14, F23, F24, F26, F27, F28, F29, F30, F33, F35.

Related concepts

produces a drug-rich phase above the amorphous solubility; relieved by crystallization unless a polymer is present (F14); requires drug-polymer miscibility; stabilized by drug-polymer interactions and kinetic stabilization; related to crystallization inhibition and supercooled liquid. Processed in the HME operating design space. Sets drug loading effects; related to non-sink dissolution. Can undergo amorphous-amorphous phase separation; stabilized by crystallization inhibition by polymers.

Formulas

Gordon-Taylor equation.

How it is measured or obtained

Rotary evaporation from methanol (ritonavir) or methanol/dichloromethane (CRH1) and incremental or single-dose non-sink dissolution ilevbare2013a P13, P14; almeidaesousa2016 P2, P11. The dispersions of the miscibility papers were made by dissolving drug and polymer in a common solvent and removing it: rotary evaporation from methanol, ethanol, chloroform or dichloromethane–ethanol, followed by vacuum drying [taylor1997 P3; rumondor2009a P1; vaneerdenbrugh2010b P6]; spin coating on coverslips, ZnSe or KRS5 for films [vaneerdenbrugh2010b P1; marsac2009 P4]; cryomilling of a 10% w/w dispersion with crystalline drug and melt-quenching for the low-polymer growth samples [kestur2010a P1, P2]. A physical mix of amorphous drug and polymer is the control without molecular mixing [taylor1997 C24, C26]. Amorphous state is checked by XRPD or polarized light [taylor1997 R1; vaneerdenbrugh2010b P2]. Further preparations: rotary evaporation at 45–60 °C with 24 h vacuum drying and cryomilling [wegiel2013a P1; hiew2022a P5]; spin coating on KRS-5, ZnSe or quartz [purohit2015a P2, P9]; freeze-drying of aqueous polymer blends [vaneerdenbrugh2012a P2]; 50 mg compacts for release [hiew2022a P9]. In the process papers the solid form was read by Raman and DSC (single Tg between those of the components; polymer-free marker band) [broman2001 P1, P2, R1, R4]. In the Bioperformance papers the dispersions were made by rotary evaporation from methanol and cryomilling, and checked by PXRD, DSC, PLM and SHG hate2018 P5, P10; elkhabaz2017 R8. In the physical-stability papers: spin-coated films (dichloromethane:ethanol, ethanol or chloroform, heated to 90 °C) for nucleation, growth and IR; rotary-evaporated and, for low polymer contents, cryomilled powders for DSC, sorption and PXRD [konno2006 P1, P3; rumondor2009c P1; rumondor2009b P1; kestur2010b P1]. Spin-coated films and rotary-evaporated powders of nine 50:50 drug–polymer pairs [rumondor2010c P1, P5]; rotary evaporation in 5% steps to find the highest amorphous loading [wegiel2013b P1]; rotary evaporation followed by cryomilling [wegiel2014 P2, P3]; a 10% PVP dispersion diluted with crystalline drug by cryomilling, then melted, to reach 3% PVP [kestur2013a P4; kestur2013b P2].

Values in the library
materialvalue or classconditionspaper ids
ritonavir:PVP 1:96.4, 11.8, 18.3, 18.0 µg/mL with 6.0, 12.0, 18.0, 24.0 added100 mM pH 6.8, 37 °Cilevbare2013a R17
CRH1:HPMC 20:80about 12.9 µg/mL without polymer in the medium; HPLC maximum about 13.2pH 4.6, 25 °Calmeidaesousa2016 R8, R12
indomethacin–PVP-K90, 5–70 wt% PVPamorphous by XRPD; interactions in dispersions, none in physical mixesmethanol, rotary evaporation[taylor1997 R1, R10, R11, R12]
felodipine–PVP, nifedipine–PVPone amorphous phaseIR, PXRD[rumondor2009a C38]
8 drugs × 7 polymers392 spin-coated compositions scored over 7 daysethanol or ethanol–dichloromethane[vaneerdenbrugh2010b R2]
50/50 drug–PAA, drug–PVP powderscrystalline with PAA for acidic drugs, amorphous with PVProtary evaporation, 7 days[vaneerdenbrugh2010b R9]
felodipine, 0.5–4.5% w/w polymermade by diluting a 10% dispersion by cryomillingmelt-quenched films[kestur2010a P1, C5]
naringenin, quercetin with six polymershighest X-ray amorphous polyphenol content about 20–85%; E100 highest, PAA lowestrotary evaporation at 60 °C, cryo-milled[wegiel2013a R8]
lumefantrine with PVPVA and four enteric polymersall X-ray amorphous with one Tg, except 50% HPMCAS (melted at 126.3 °C on heating)rotary evaporation at 45 °C, sieved below 250 µm[hiew2022a R4, R6]
itraconazole–HPMC, telaprevir–polymersdrug-rich domains in the filmsspin-coated from methanol–dichloromethane[purohit2015a R11; li2016c R4, R5, R6]
probucol–PVP K30 50:50amorphous; Tg 95 °C (solvent), 129 °C (moulded)Raman, DSC[broman2001 R4.a, R4.b]
probucol–PAA, –PEOmainly Form IIsame[broman2001 R4.c–f]
probucol–PVP–PAA 50:25:25mainly amorphousboth routes[broman2001 R4.g, R4.h]
ritonavir and lopinavir with PVPVA 1:1 on lactose:MCCX-ray amorphous granules, unchanged for one month at 40 °C/75% RHsolvent granulationtrasi2019 R1, R2
ritonavir–PVPVA spray-dried, 25–75% DLX-ray amorphous (methanol powders); one Tg of 91, 75 and 63 °Cspray drying[li2020 R1, R2]
ritonavir/atazanavir/lopinavir in PVP K29/3290% polymer, Tg 139–160 °C10% drugalhalaweh2016 R4
atazanavir in HPMCAS, HPMC, PVPVA10, 30, 50%X-ray amorphoushate2018 R10
telaprevir in HPMCAS, HPMC, PVPVA, CA Sub10, 30, 50%one Tg for HPMCAS 50%mosqueragiraldo2018b R15, R23
ezetimibe in PAA, PVP, HPMC-AS50:50no crystals by PLM or SHGelkhabaz2017 R8
tacrolimus capsulestacrolimus:HPMC 1:1; drug about 4% of fillgeneric[purohit2018 M2, R2]
enzalutamide in PVPVA or HPMCAS-MF10 and 50 wt% drug, rotary-evaporated, amorphous by XRPD and FTIRused within 2 weekswilson2018 P10, P11
enzalutamide in CA Sub or CPHPC-106CA Sub 50%; CPHPC-106 10 and 50% drugrotary evaporation[wilson2020 P1, A3]
atazanavir in AS-LF or AS-HF1:9, spray-drieddissolution and transportueda2020a P1, M14
pretomanid in HPMCAS-HF, MF, LF blends20% drug in the monkey tablets, spray-dried; screening powders rotary-evaporatedwith TPGS or tris in two tablets[nguyen2023a P4, P5]
felodipine with PVP, HPMCAS, HPMC 0–100%single Tg at every compositionrotary-evaporated, DSC[konno2006 R5, C8]
five drugs with PVPdry dispersions one phase by IR; single Tg for droperidol and pimozidespin-coated and rotary-evaporated[rumondor2009c R3, R5, C1]
felodipine with 0.5–4.5 wt% PVPmade by cryomilling a 10% dispersion with crystalline drug, then meltingto avoid partial crystallization on rotary evaporation[kestur2010b P1]
resveratrol with E100, PVP, HPMC, HPMCAS, CMCAB, PAAhighest X-ray amorphous loading 60, 45, 40, 35, 35, 15%rotary evaporation[wegiel2013b R2]
curcumin with five polymers75:25 dispersionsrotary evaporation, cryomilling[wegiel2014 P2, P3]
tacrolimus–HPMC 1:1 (solvent cast) and six marketed capsulesdispersion amorphous 4 weeks at 40 °C/75% RH; one generic 57–95% crystalline at 4 weeksopen dish[trasi2017 R16, R13]
ATP enantiomers with 5% w/w polymermelt-quenched films from solvent-evaporated mixturesgrowth at 40–90 °C[sato2015 P1, P3]
indomethacin with 10% w/w HPMC, HPMCAS or PVPsolvent-evaporated dispersion, then melt-quenchedgrowth from 80 °C to near Tm[tian2017 P2]
Pitfalls and disagreements

One composition of one polymer each; the medium of the CRH1 ASD runs in Figs. 7 and 8 is unclear ilevbare2013a X15; almeidaesousa2016 X5. The preparation route changes the result: films, rotary-evaporated powders and melt-quenched powders of the same pair can differ (PH–PAA) and the three characterization methods of one study used differently prepared samples [vaneerdenbrugh2010b C44; rumondor2009a X4]. Direct rotary evaporation below 5% w/w polymer would let felodipine crystallize, hence the cryomilled dilution, whose uniformity at the molecular level is assumed, not measured [kestur2010a C5]. A single Tg does not prove a single phase (see single-Tg miscibility criterion). Thermodynamically stable dispersions are hard to achieve; most are supersaturated and kinetically stabilized [marsac2009 C34]. The amorphous and single-phase state of the halogen-bond dispersions (up to 50 wt% for XPS, 90 wt% for IR) was not verified [que2020 X10]. Neat naringenin gave an amorphous film only by spin coating, quercetin not at all [wegiel2013a R7]. Amorphous probucol occurred only with PVP present, so carrier and form are confounded [broman2001 X13]; amorphous does not mean fastest release [broman2001 C35]. Two drugs in one dispersion can form a co-amorphous system whose amorphous solubilities are lower than those of the single-drug dispersions trasi2019 C38. In the Bioperformance papers making an ASD does not by itself remove dissolution-rate-limited absorption (high loading) indulkar2016 C41. The lowest loading did not always give the best dispersion (10% enzalutamide in HPMCAS crystallized), and the best solution inhibitor of 24 polymers made a dispersion no better than the crystals (F8, F24) [wilson2018 R6, R16; wilson2020 R1, R6]. A dispersion that is one phase when dry can separate under humidity and stay separated after drying [rumondor2009c C2; marsac2010 C53]. Nucleation was measured on films and Tg on powders made differently, so "one phase" is shown on one sample form and assumed for the other [konno2006 X12]. In the later felodipine growth papers too, below about 5% polymer rotary evaporation was expected to crystallize felodipine partly, hence the two-step dilution [kestur2013b C5]. Interactions were read on spin-coated films at other compositions than the stored powders [wegiel2014 X8; wegiel2013b X12]. Equal composition does not mean equal structure: six tacrolimus products with about one part HPMC per part drug differed in stability because of the manufacturing route [trasi2017 R1, R6, C47].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous solubility advantage

The factor by which the amorphous drug is more soluble than the crystal, e^{\Delta G/RT} from the crystal–amorphous free-energy difference, reduced by the activity of the water-saturated amorphous drug ilevbare2013a E1, C60; almeidaesousa2015 E1. In the amorphous solubility and LLPS papers the measured counterpart is the supersaturation ratio at the LLPS onset (F6). The papers of 2017–2022 add measured values of the ceiling ratio of 63.6 (atazanavir, synthesis: 70 ÷ 1.1), 28.5 (telaprevir, synthesis: 148 ÷ 5.2), about 600 (pazopanib) and 2.5–5.9 (ibuprofen, falling with temperature), and that micelles lower the concentration-based advantage (atazanavir 65 → 33) without lowering the activity-based one indulkar2017a R4, R6, R13; lu2017b R2, R1; sugihara2018 R4; ueda2022 R16. New aspect (ASD process): it is the supersaturation an ASD can reach if it stays amorphous and dissolves; crystals in the dispersion "directly" lose their share of it ("potency") and may also consume what is generated [moseson2020a C3]. For bicalutamide the maximum advantage over the stable form is 35-fold [moseson2021 R2]. In the pH-shift test of posaconazole the dose was set at about 10 times the amorphous solubility in the intestinal medium (19.1 µg/mL), that is about 191 µg/mL, and 200 µg/mL at full release [shah2024 P11, X9]. New aspect (Bioperformance): the ratio is computed by the Hoffman estimate with water correction or taken as the LLPS onset over the crystalline solubility raina2014a R7; raina2015c E8. New aspect (Crystallization from solution): in the solution-crystallization papers the advantage fixes the highest supersaturation tested: the calculated amorphous solubility over the crystalline solubility gives S 15.3–15.4 for ritonavir and about 14.7 for celecoxib, and the "amorphous benchmark" S of about 10 for felodipine [ilevbare2012b R3; ilevbare2013c E1, R2; alonzo2012 C42]. The measured counterpart is the plateau after a pH shift or the onset of phase separation (F2). For six dihydropyridines the estimated ratios of amorphous to crystalline solubility in buffer were 16.1 (cilnidipine), 9.03, 8.42, 23.0, 11.7 and 22.9, not reproducible from the printed inputs (felodipine 5.93 recomputed against 6.68 µg/mL); for danazol the recalculated estimate of 7.8 µg/mL is a ratio of 8.7 against the earlier 19.6 [raina2015b X2; jackson2016 R3, R4]. New aspect (Supersaturation from ASD dissolution): the calculated advantage is the yardstick for what a dissolving amorphous solid or dispersion should reach, and the question is whether a dispersion can exceed that of the pure amorphous drug: by flux it did not for felodipine, and the authors add that thermodynamics gives "no reason to expect" the two to be equal [alonzo2011 C22, C45]. The advantage is "rarely achieved" because the solid or the solution crystallizes [konno2008a C4; alonzo2010 C2]. For six marketed tacrolimus capsules the advantage of about 35-fold was "sustained throughout" a 2 h non-sink test trasi2016 C44, C16; mixing the drug with a polymer that does not dissolve lowers the advantage a dispersion can realize li2018 C67.

Findings

Amorphous solubility and LLPS: F5, F6, F7, F12, F14, F16, F21. ASD process: F23, F26, F27, F28, F39, F41. Bioperformance: F1, F4, F18. Crystallization from solution: F2, F9, F14, F19, F21, F22, F34. Supersaturation from ASD dissolution: F1, F5, F7, F18, F22, F23, F28, F29.

Related concepts

same as the ceiling supersaturation ratio; built from amorphous-crystalline free energy difference and water sorption correction of amorphous solubility; gives the amorphous solubility. Realised in non-sink dissolution; lost to residual crystallinity and matrix crystallization; lowered by mutual amorphous solubility reduction. Depends on Hoffman equation; estimated with the Gibbs-Duhem equation water correction; depends on crystalline solubility; related to free drug concentration.

Formulas

amorphous solubility advantage with water-sorption correction, amorphous solubility advantage from free energy difference, supersaturation ratio. Amorphous-to-crystalline solubility ratio, Hoffman equation.

How it is measured or obtained

By calculation (Hoffman or heat-capacity free energy, sorption isotherm) and by the onset almeidaesousa2015 P9, P10; also by dissolving an amorphous film ilevbare2013a P4. In the ASD process papers: crystalline solubility by 72 h shake flask; amorphous solubility as the onset of light scattering during solvent-shift addition (liquid–liquid phase separation), in some cases only with a polymer present because the drug crystallised too fast without it [moseson2020a P7, P8; moseson2021 R1, R27]. In the Bioperformance papers it is estimated from melting data or as onset ÷ crystalline solubility raina2015c P3, P6. In the crystallization-from-solution papers: calculated with the Hoffman equation and a water-sorption correction; measured by dissolving a spin-coated film (ritonavir), by pH-induced precipitation, and by the onset of phase separation of a solvent-shifted solution [ilevbare2012b P4–P6; hsieh2012 P11; jackson2014 P6, P7]. In the ASD dissolution papers: calculated from melting data with the Hoffman equation and the measured crystalline solubility [konno2008a P7; alonzo2010 P12; alonzo2011 P8]; tested against flux relative to the crystal [alonzo2011 R14].

Values in the library
materialvalue or classconditionspaper ids
ibuprofen to griseofulvinpredicted 3.7/4.2, 7.0/6.4, 9.8/11.7, 28.9/52.5, 48.4/48.6, 34.8/30.9 (Hoffman / Cp method)25 °Calmeidaesousa2015 R13
clotrimazole; atazanavirpredicted about 9.2 and 62; measured about 13 and about 6337 °Cindulkar2015 R3, R10
felodipine, buffer; with 0.04% vitamin E TPGS; in FaSSIFabout 9.2; 4.5; 5.0 (concentration-based)37 °Craina2015c C29
tacrolimusabout 35 (49/1.4), about 33–36 by method; other drugs 5–65amorphous solubility by ultracentrifugation, pH 4.5, 37 °Ctrasi2016 R16, R17, X9
IDM, pH 4.5 acetatecrystalline about 8, amorphous about 80 µg/mL (about 10-fold, synthesis); unchanged by 50 µg/mL PVPVA37 °C[moseson2020a R1]
BCL, pH 6.8 phosphateform 1 4.3, form 2 15, amorphous 150 µg/mL; 35-fold37 °C[moseson2021 R1, R2]
RTV and LPV, pH 6.8crystalline 1.8 and 2.9, amorphous 31 and 19 µg/mL10 mM phosphate, 37 °Ctrasi2019 M1, M2
IDM–PVPVA with 25% residual crystalsC720 about 28.8 against about 43.1 µg/mL: the share of the advantage lost with the crystals50 µg/mL total dose[moseson2020a R6]
posaconazole in FaSSGF and FaSSIF V2LLPS concentration (taken as the amorphous solubility) 2326 and 19.1 µg/mL against crystalline 86.5 and 1.2 µg/mL, ratios about 27 and 16 (arithmetic on the cited values)37 °C[shah2024 R11, C14]
ritonavir / atazanavir / lopinavirabout 14 / 83 / 6pH 6.8alhalaweh2016 R6
clotrimazole15pH 8indulkar2016 R3
atazanavirobserved ratio in SDS about half that in buffer, with unchanged activityindulkar2017a C64, C45
atazanavir, posaconazoleconcentration ratio about 55 and 36 in the buffers, about 14 and 5 in pooled human fluid; flux ratio 50–56 and 29–37six mediaelkhabaz2019b R8, R9
atazanavir, darunavir58 and 1.37 from the printed solubilities (printed "almost 82-fold" and "1.30")pH 6.8, 37 °Calkalla2026 R3, R6, X1
pretomanid8–10 in buffers37 °C[nguyen2023a R1]
tacrolimusabout 33pH 4.5[purohit2019 C30]
enzalutamideabout 14.5 (42/2.9); S "approximately 13" is the theoretical 39/2.9pH 6.5wilson2018 R1, R3, X2
felodipineS of about 10 over the crystal (theoretical and measured)benchmark for the supersaturation range S 3–12[alonzo2012 M1, C42]
ritonavir20.6 µg/mL calculated, 19.8 measured; S 15.3–15.4 over 1.3 µg/mL37 °C[ilevbare2012b R1, R2, R3]
efavirenz; celecoxib19.8 and 22.6 µg/mL calculated against 12.3 and 2.5 measured37 °C[ilevbare2013c R2]
five weak basesratios 22.2, 11.9, 20.4, 54.6, 7.0 without and 12.3, 9.8, 16.7, 15.3, 4.3 with water correction37 °Chsieh2012 R10
glyburide; warfarinabout 60 and 4825 °C[hsieh2014 R16]
danazol19.6 printed (15.4 recomputed); earlier estimates 13.7 and 26.525 °C[jackson2014 R2, R3, X1]
six dihydropyridinesestimated amorphous solubility 0.5, 6.68, 48, 20, 6.3, 19.0 µg/mLbuffer, Hoffman with water correction[raina2015b R10]
danazol7.8 µg/mL with heat-capacity data and the water correction; onset 8 µg/mL25 °C, pH 6.8jackson2016 R3, R8
posaconazolemeasured amorphous/crystalline 33.6 at pH 7.0 (32.4–37.3 from pH 2.0 to 7.0); estimate 37.9 printed37 °Cduong2022b R1, R6, R7, X5
felodipineabout 10 times the crystal, about 9.5 µg/mL37 °C, pH 6.8 test fluid[konno2008a R17]
felodipineabout 9.1 µg/mL at 37 °C; 5–6 µg/mL at 25 °CpH 6.8[alonzo2011 M1]
felodipine, flux ratio to the crystal8.5 (pure amorphous), 9.5 (50:50), 10.5 (90:10 HPMC dispersion)dialysis, 37 °C[alonzo2011 R14]
indomethacinabout 21 µg/mL (crystal about 1.2 µg/mL)pH 2.0[alonzo2011 M2]
ritonavir; lopinavir (cited)25 and 17 µg/mL against 1.7 and 2.7 µg/mL crystallinepH 6.8trasi2015b M1, M2
lopinavirabout 5.6 (17.4/3.1)pH 3, 25 °Cli2018 E2, R1
indomethacin with 100 µg/mL HPMC36 µg/mL against 1.61 (γ) and 2.8 µg/mL (α)pH 2.2, 37 °C[xie2017 R3, R1]
paclitaxel31.6 against 0.36 µg/mL, a ratio of about 88pH 6.8, 37 °C, three methods[que2018 R1, R2]
delamanid0.76 against 0.018 µg/mL at pH 6.5, a measured ratio of 42.3 against 31.8 from the Hoffman free energy37 °Cduong2022a R1, R27
praziquantel, racemate and R-enantiomerratios 5.6–7.7 and 4.0–5.8 across nine media; amorphous 1.17–1.74 and 1.20–1.70 mg/mL37 °C[alvarenga2025 R1]
posaconazoleabout 20 against 1.69 µg/mL in FaSSIF; 115.1 µg/mL crystalline in FaSSGF37 °C[elkhabaz2019a R2, R1]
Pitfalls and disagreements

The calculated advantage fails for high-melting drugs when the Hoffman free energy is used (F7) mosqueragiraldo2015 C23, C24. When additives raise crystalline solubility more than the LLPS concentration, the concentration-based ratio falls (felodipine, about 9.2 in buffer to 4.5 in 0.04% vitamin E TPGS and 5.0 in FaSSIF), while the maximum flux stays in the buffer band, so the advantage in activity is retained raina2015c R9, R11, C29. In dispersions, a dose below the amorphous solubility (IDM 50 against about 80 µg/mL) can still lose most of the advantage to crystals; a crystal-free bicalutamide dispersion never reached 40 µg/mL against 150 µg/mL [moseson2020a X17; moseson2021 C41]. The amorphous solubility of ritonavir alone is reduced to about 4 µg/mL in a co-amorphous granule trasi2019 R4. In the Bioperformance papers the ratio from concentrations falls with solubilizers although the flux advantage does not raina2015c C43; the atazanavir ratio differs between cards because the crystalline solubility differs (F1). In human fluid the flux of a solution at the amorphous solubility was about 30 times that of a crystalline suspension for posaconazole, so the advantage was not lost although the concentration ratio fell to about 5 (F18) elkhabaz2019b C30, C45. The printed atazanavir and darunavir ratios do not follow from the printed solubilities alkalla2026 X1. With a polymer in the medium the same ratio applied to the polymer-containing solubility overestimates the ceiling (danazol: 43 against an onset of 8–9 µg/mL) [jackson2014 X9]. Celecoxib's measured 2.5 µg/mL is far below the calculated value and is not discussed [ilevbare2013b X9]. The efavirenz run started at S about 2.3, the ratio of calculated amorphous to crystalline solubility being 2.4 [ilevbare2013c X4]. The printed estimates for the dihydropyridines differ between media in ways the equation does not allow [raina2015b X2]. Felodipine dispersion and solution readings of 14.1 and about 11 µg/mL exceed the 9.5 µg/mL estimate of the 2008 paper, measured by UV through a 70-µm filter [konno2008a X5]. The 25 °C indomethacin range (17–25 µg/mL) does not reproduce from its printed inputs (15.8–23.6) [alonzo2010 X2]. That a dispersion reached the same activity as the pure amorphous drug "may be purely coincidental" [alonzo2011 C48]. The tacrolimus ratio uses an ultracentrifugation value measured with 10 µg/mL HPMC in the buffer trasi2016 X9. For praziquantel the ratio is lower for the enantiomer because its crystal is more soluble, not because its amorphous solubility is lower [alvarenga2025 R1].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

amorphous solubility

The concentration of dissolved drug at which a supersaturated aqueous solution is in apparent, metastable equilibrium with the amorphous drug, more rigorously with the water-saturated supercooled liquid or glass; it is not a true thermodynamic solubility, which is why the authors keep it in quotation marks almeidaesousa2015 C3, C39. In this chapter it is operationally the concentration at which a drug-rich phase first separates (the LLPS or GLPS onset), and the free-drug ceiling above which added drug only makes more drug-rich phase ilevbare2013a C3, C5; mosqueragiraldo2015 C34. It exceeds the crystalline solubility by e^{\Delta G/RT} and is lowered by the water the amorphous drug absorbs ilevbare2013a C60. The papers of 2017–2022 add that the dissolved-drug concentration in the presence of a drug-rich phase can be read directly by NMR (ibuprofen 154 µg/mL in buffer against 151 µg/mL calculated) ueda2021 R5, R6, C10, and that the value changes when a second component enters the drug-rich phase or the water phase: a dissolved polymer that enters the droplets lowers it (ibuprofen 177.1 → 96.9 and 90.7 µg/mL with 300 µg/mL HPMC and PVP-VA) and a polymer that complexes the drug in water raises it (256.3 µg/mL with EUD-E) ueda2020b R1; micelles raise the total concentration at the amorphous solubility but not its activity indulkar2017a R13; STCDC and SGCDC lower the activity at which it is reached lu2017b R18. New aspect (Bioperformance): the highest free-drug concentration that an amorphous (supercooled-liquid or glassy) drug can produce in a medium; above it a second, drug-rich phase separates and the free concentration stays at this value raina2014a C24, C27; alhalaweh2016 C1; hate2018 C5. Several papers treat the concentration at which the second phase appears (the LLPS or glass–liquid onset) as the amorphous solubility indulkar2016 R2; hate2018 R2; alhalaweh2016 R6. In ASD work it is the ceiling of the free concentration a dispersion can give, and the concentration at which flux stops rising (F2). Enzalutamide, atazanavir, darunavir, clozapine, ketoconazole, nifedipine and pretomanid all take the UV-extinction onset as the amorphous solubility, with the polymer or medium of the test present [wilson2018 R2, C16; ueda2020a R1; alkalla2026 R3; nguyen2023a R1, P2]. In rats the enzalutamide dispersions that reached the ceiling gave several times the exposure of the crystalline drug (F23) wilson2018 R16, R18.

Findings

Amorphous solubility and LLPS: F3, F4, F5, F6, F7, F8, F9, F10, F11, F12, F13, F14, F15, F16, F17, F18, F19, F20, F21, F23. Bioperformance: F1, F2, F4, F6, F7, F8, F15, F18, F19, F20, F23, F27, F30.

Related concepts

depends on crystalline solubility and water sorption correction of amorphous solubility; measured as the onset of liquid-liquid phase separation; sets the ceiling of supersaturation; lowered by a second component in the drug-rich phase; gives the amorphous solubility advantage. Papers of 2017–2022: lowered by a dissolved polymer that enters the drug-rich phase (polymer partitioning into the drug-rich phase); not raised in activity terms by micelles (activity-based supersaturation); its upper limit on the activity scale is the maximum achievable supersaturation. Depends on Hoffman equation inputs; related to thermodynamic activity.

Formulas

amorphous solubility advantage with water-sorption correction, amorphous solubility advantage from free energy difference, Hoffman equation, amorphous-crystalline free energy difference from heat capacity. Amorphous-to-crystalline solubility ratio, ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

(1) As the onset of scattering during slow addition of a drug stock, confirmed by a polarity probe ilevbare2013a P5; almeidaesousa2015 P1, P2. (2) As the drug concentration in the supernatant after ultracentrifugation of a phase-separated solution trasi2015a P2; almeidaesousa2016 P7. (3) By dissolving an amorphous film under non-sink conditions ilevbare2013a P4; indulkar2015 P13. (4) As the break point of flux against donor concentration trasi2015a P6. (5) By calculation from the crystalline solubility, the free-energy difference and the water activity of the amorphous drug ilevbare2013a E1. The papers of 2017–2022 add quantitative ¹H NMR of the dissolved drug beside the drug-rich phase ueda2021 P3, P4, ultracentrifugation and the flux plateau in bile-salt media lu2017b P3, P4, and an in-situ UV probe after a pH shift sugihara2018 P6. In the Bioperformance papers: (1) solvent-shift UV extinction, a methanol stock pumped into stirred buffer and the onset of scattering read at 350–455 nm raina2014a P7; alhalaweh2016 P9; indulkar2016 P3; hate2018 P2; elkhabaz2017 P4; (2) ultracentrifugation or centrifugation of a supersaturated solution and assay of the supernatant mosqueragiraldo2018b P8; alhalaweh2016 P10; (3) the flux plateau in a diffusion cell raina2014a R16; (4) estimate from the crystalline solubility with the Hoffman free-energy difference and a water-sorption correction raina2014a E3, E5; (5) the drug's own fluorescence, whose emission intensity rises, and whose peak may shift to shorter wavelengths, when the drug-rich phase forms, at the concentration found by ultracentrifugation in buffers and in pooled human intestinal fluid elkhabaz2019b R3, C17; (6) a solvent-shift or antisolvent addition into buffer with the polymer already dissolved, which gives the value in the presence of that polymer ueda2020a R1; alkalla2026 R3, P7; (7) for tacrolimus the value of about 50 µg/mL is taken from earlier work and used to define the dose-to-volume conditions of a dissolution test [hate2019 R7, C16; purohit2019 C15].

Values in the library
materialvalue or classconditionspaper ids
ritonavir37.2 µg/mL (onset); 39.2 predicted; 34.2 from filmwater, 37 °Cilevbare2013a R8, R13
ritonavir; lopinavir; paclitaxel hydrate26–28; 16–17.3; 27.2–30.1 µg/mL100 mM phosphate pH 6.8, 25 °C, four methodstrasi2015a R1
telaprevir90–92 µg/mL (UV, NMR, fluorescence)pH 6.8, 37 °Cmosqueragiraldo2015 R13
clotrimazole; atazanavir7.7; 65.1 µg/mL (un-ionized)37 °C, 0.1 M bufferindulkar2015 R2
ibuprofen; sorafenib; griseofulvin125.74; 0.532; 355.96 µg/mLpH 2 or 6.8, 25 °C; griseofulvin with HPMCAS-HFalmeidaesousa2015 R5, R6
CRH1 free base12.49–13.73 µg/mLpH 4.6 citrate + 20 µg/mL HPMC, 25 °Calmeidaesousa2016 R4
atazanavir70 µg/mL (onset); 68 predicted; with 3.6 mg/mL SDS about 1450 µg/mL total but 65–70 µg/mL freepH 6.8 buffer, 37 °Cindulkar2017a R5, R6, R11, R13
telaprevir146–149 µg/mL by three methods; 311–360 with 12 mM STDC or SGDC50 mM pH 6.5 buffer, 37 °Clu2017b R2
pazopanib19.8 µg/mL at pH 6.5; 9.2 at pH 8.4; 60 at pH 50.1 M buffers with 5 µg/mL HPMC, 37 °Csugihara2018 R1
ibuprofen177.1 (buffer); 96.9 (HPMC); 90.7 (PVP-VA); 256.3 µg/mL (EUD-E)pH 2.0 (D2O), 300 µg/mL polymer, 37 °Cueda2020b R1
ibuprofen154 µg/mL (buffer) → 89–131 µg/mL with 1000 µg/mL of six polymersNMR, pH 2.0 (D2O), 37 °Cueda2021 R5
ibuprofen in bufferabout 127 µg/mL at 15 °C, about 284 at 60 °CNMR, pH 2.0 (D2O)ueda2022 R9
felodipine5.99 / 8.70 µg/mL predicted; onset 6.01 / 8.70pH 6.8 buffer, 25 / 37 °Craina2014a R16
nifedipine72.09 µg/mL predicted; onset 72.85buffer with 1 mg/mL HPMC, 37 °Craina2014a R16, X3
felodipine, FaSSIFonset 214.6 µg/mL; estimate 308.037 °Craina2015c R1
ritonavir / atazanavir / lopinavir45.2 / 132.1 / 27.2 µMpH 6.8, 37 °Calhalaweh2016 R6
clotrimazole7.5 µg/mL (ratio 15)pH 8, 37 °Cindulkar2016 R2, R3
atazanavir78 µg/mL (94 with 1.8 mg/mL PVPVA)pH 6.8, 1 mg/mL HPMCAShate2018 R2, R3
ezetimibe21.0 µg/mL buffer; 123 µg/mL FeSSIF37 °Celkhabaz2017 R3
telaprevir96–111 µg/mL with 1.05 mg/mL polymerpH 6.8, 37 °Cmosqueragiraldo2018b R13
tacrolimusabout 50 µg/mL (cited), ratio about 35USP medium I[purohit2018 R4; trasi2016 C16]
enzalutamideonset about 42 µg/mL (crystalline 2.9); the printed estimate of about 39 is not reproduced50 mM phosphate pH 6.5, 37 °Cwilson2018 R1, R2, R3, C16
atazanavir, clozapine, ketoconazole81.5 / 233.0 / 75.0 µg/mL without polymer; with AS-HF 35.5 / 95.0 / 56.0; with AS-LF 75.8 / 219.0 / 71.2buffer, 37 °C, 1000–2700 µg/mL polymerueda2020a R1, C13
nifedipine123 µg/mL with AS-HF against 221 with AS-LFbuffer, 37 °C, 1000 µg/mL polymerueda2020a R1
atazanavir, darunavir93.1 ± 1.5 (crystalline 1.6) and 363.8 ± 2.1 µg/mL (hydrate 265.6)pH 6.8, 37 °C, antisolventalkalla2026 R3
atazanavir, posaconazole79–102 and 8.1–43.3 µg/mL in six media (crystalline 1.4–7.1 and 0.22–3.2)FaSSIF-type media and human intestinal fluid pool, 37 °Celkhabaz2019b R1, R2, C15, C16
pretomanidabout 166 µg/mL in buffer, 226 with SLS, 275 with TPGS, 308 in FaSSIF; crystalline 15–18, ratio 8–10pH 6.5, 37 °C[nguyen2023a R1, R2]
tacrolimusabout 50 µg/mL, crystalline 2.5 µg/mL, ratio about 33used to fix the dose-to-volume conditions[hate2019 R7; purohit2019 C30]
Pitfalls and disagreements

The onset depends on the method by up to about 25% (ritonavir in water at 37 °C, 34–40 µg/mL) and on the medium (water against 100 mM buffer, twofold), so values are comparable only within one medium ilevbare2013a X14, X16, C40. Four of the eight 2013 predictions cannot be recomputed from the printed inputs ilevbare2013a X1. The claim that the onset equals the amorphous solubility is partly circular in the free-energy comparison almeidaesousa2015 X4. For ionizable drugs the value is for the un-ionized form indulkar2015 C47. For ibuprofen the same medium gave 177.1 µg/mL by extinction and 154 µg/mL by NMR, with crystalline solubilities of 29.8 and 43.1 µg/mL, in two papers of one group ueda2020b R1, X1; ueda2021 R5, R2. In SDS a prediction from the crystalline solubility overshoots about twofold indulkar2017a C16. For a drug that degrades on melting (pazopanib) the calculation cannot be made sugihara2018 C17. In the Bioperformance papers the onset depends on stirring, addition rate and polymer raina2014a X15. The estimate fails in FaSSIF and for high-melting telaprevir raina2015c C18; mosqueragiraldo2015 C24; the nifedipine prediction cannot be reproduced raina2014a X3. The atazanavir crystalline solubility is 5 µg/mL in one card and about 1.1 µg/mL in two others, so ratios differ hate2018 R1; alhalaweh2016 R6; indulkar2017a E3. A second drug or a polymer in the drug-rich phase lowers it (F6, F7). The value depends on the medium and on the polymer in it: the more hydrophobic HPMCAS grade AS-HF lowered it for four drugs by a quarter to well over half, and a co-dissolved crystalline drug lowered it too (F19, F20) ueda2020a R1, C13; alkalla2026 C1, C39. In simulated and human intestinal fluids the amorphous solubility rose much less than the crystalline solubility, so the ratio of the two fell from about 36 to about 5 for posaconazole (F18) elkhabaz2019b R1, R2. The printed enzalutamide estimate cannot be reproduced from its inputs wilson2018 R3, X1. The amorphous solubility of atazanavir at 37 °C is 75 (cited), 79, 81.5 and 93.1 µg/mL in four later papers, with crystalline values of 1.4, 1.14 and 1.6 µg/mL, so the ratio is 56, 71 or 58 depending on the paper [hate2022 M1; elkhabaz2019b R1, R2; ueda2020a R1; alkalla2026 R3] (synthesis: 79/1.4, 81.5/1.14, 93.1/1.6).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

atomic layer coating

Deposition of a thin metal-oxide film on the surface of powder particles by repeated, self-limiting vapour-phase reactions in a rotating reactor. For Al2O3, trimethylaluminum reacts with surface hydroxyl groups and water regenerates them, giving overall 2 Al(CH3)3 + 3 H2O → Al2O3 + 6 CH4 [duong2022c E5, E6, E7]. In the ASD process papers it is applied at 35 °C to amorphous solid dispersion (ASD) particles made by spray drying, by rotary evaporation or by extrusion and milling, with Al2O3 in all four coating papers and ZnO in one [duong2022c P2, P4; moseson2022a P1, P2, P3; benson2025 P3]. The growth per cycle was varied from slow (under 0.4 nm per cycle) to average and fast, and thickness is reported in nm [moseson2023 P3, P4; benson2025 P3]. The coating was introduced to stop surface crystallization of ASD powders; it also changes flow, water uptake and release.

Findings

F42, F43, F44, F45, F46, F47, F48, F49.

Related concepts

characterised by coating conformality and coating defect density; acts through surface molecular mobility and the moisture barrier effect; targets surface crystallization; sized with the specific surface area; changes powder flowability.

Formulas

coating thickness from oxide content and specific surface area.

How it is measured or obtained

Thickness: residual oxide after heating the coated powder in dry air (800–850 °C, thermogravimetry, TGA) converted with the BET area (see coating thickness from oxide content and specific surface area), and cross-sectional TEM of focused-ion-beam lamellae of about 100 nm [moseson2022a P9, P10, R2; duong2022c P5, P10, R2]. Effects: SEM, XRPD and DSC of powders stored open at 40 °C; dynamic vapour sorption; shear-cell and tapped-density flow tests; release in non-sink tests; SEM/EDX of particles incubated in medium [moseson2022a P11, P12, P14; duong2022c P8, P9, P15, P16; moseson2023 P10, P13, P15].

Values in the library
materialvalue or classconditionspaper ids
ezetimibe–HPMCAS 50 and 70% DL, spray dried, thin and thick Al2O3about 12–40 nm by TEM (six places in one cut); oxide residue 1.7–9.2%rotating-tube reactor, 35 °C[duong2022c R2, R12]
erlotinib–HPMCAS, erlotinib–PVPVA, naproxen–HPMCAS, lumefantrine–PVPVA7.4–24 nm by TGA and BET; 4.4–37.7 nm by TEM; Al2O3 and one ZnOrotary reactor, 35 °C[moseson2022a R2]
posaconazole–HPMCAS 25 and 50% DL, twelve samples11–39 nm (oxide 0.40–3.68%); one slow-deposited 26 nmslow, average, fast growth[moseson2023 R1]
ritonavir–PVPVA 10 and 20% DL, nine coated samples9.3–28.3 nm; oxide 0.92–5.30%; BET 0.22–0.76 m²/g[benson2025 R1]
stored powders, uncoated → coatedcrystals by SEM within 1–3 weeks → 3–24 weeks, or none within 48 weeks to 2 yearsopen dishes, 40 °C, 31–75% RH[moseson2022a R11; duong2022c R16, R17]
tablets of coated ritonavir–PVPVA particlesabout 35–75% of the dose at 60 min against about 95% uncoatedpH 6.8, 37 °C[benson2025 R10]
Pitfalls and disagreements

The thickness label is a mass-balance estimate and differs from TEM by up to a factor of two inside one paper [moseson2022a X10]. The number of cycles is not printed in the coating papers [moseson2023 P3; moseson2022a P3; duong2022c X2; benson2025 M11]. The coating delays crystallization and does not stop it, and it can slow or block release depending on defects, not thickness (see coating defect density) [moseson2022a R11; moseson2023 C53; benson2025 C21]. Evidence is for Al2O3 on six drug–polymer pairs; other oxides, polymers and dosage forms were not tested [duong2022c C60; moseson2022a X20].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Barandiaran-Colmenero method

A DSC method from inorganic glass science to estimate the critical cooling rate: the natural logarithm of the cooling rate is regressed on 1/\Delta T^2, where ΔT is the undercooling at the crystallization peak, and Rcrit is taken as \exp(A), the extrapolated rate at which no crystallization would be seen [baird2010 E1, E2; baird2013 E1, E3]. The Cabral variant subtracts B/T_m^2 from the intercept [baird2010 E3].

Findings

F11.

Related concepts

estimates critical cooling rate; uses degree of supercooling; related to glass-forming ability.

Formulas

Barandiaran-Colmenero critical cooling rate, Cabral critical cooling rate.

How it is measured or obtained

Crystallization peak temperatures at several cooling rates, 5–20 °C/min in a conventional DSC [baird2010 P2, P9] or 5 to about 800–1100 °C/min with rapid heat–cool DSC [baird2013 P3].

Values in the library
materialvalue or classconditionspaper ids
carbamazepineRcrit 118 K/min, r² 0.995–20 °C/min[baird2010 R13.j]
griseofulvin588 K/min, r² 0.975–20 °C/min[baird2010 R13.m]
4-biphenylmethanol3.28 × 10⁴ K/min, r² 0.745–20 °C/min[baird2010 R13.b]
12 of 19 class I moleculesr^2 < 0.55, no estimate5–20 °C/min[baird2010 R13]
phenacetin; benzocaine2.7 × 10³; 6.2 × 10³ K/min5 to ≈1000 °C/min[baird2013 R7.h, R7.d]
benzamide, lidocaine, indoprofenr^2 < 0.555 to ≈1000 °C/min[baird2013 R7]
Pitfalls and disagreements

The method needs undercooling to rise steadily with cooling rate, which often failed because of scattered crystallization temperatures [baird2010 C18; baird2013 C17]. Estimates from 5–20 °C/min contradicted liquid-N2 quench results [baird2010 C21]; accurate predictions are said to need rates at least two orders of magnitude below Rcrit [baird2010 R31].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

binodal

The coexistence curve of the water-rich and the drug-rich liquid phases: beyond it two liquid phases can coexist, and at a fixed temperature its concentration is the LLPS (coexistence) concentration CL-L; the spinodal lies inside it ilevbare2013a C30, C32. The drug concentration in the continuous phase after complete phase separation (the ultracentrifuge supernatant) is one binodal point trasi2015a C10; jackson2016 C7. New aspect (ASD process): in drying and humid films it is the boundary of the two-phase region on a phase diagram. In the evacetrapib (ECP)–methanol–water picture the drying path crosses the binodal while solvent is still present, and the drug leaves as droplets [li2017 C38, C42]. In the drying model of the ritonavir–PVPVA spray solution the two-phase region is computed from the minima of a four-component Flory–Huggins free energy along the drying path, and drug above its solubility marks a path inside it [li2020 P12, R17]. The papers of 2017–2022 add that for telaprevir the ultracentrifuge and flux onsets are read as the coexistence (binodal) concentration of the continuous phase lu2017b C15, C16. New aspect (Release mechanism and LoC): in a hydrating dispersion the binodal is crossed when the local water content is high enough. In dissolving ritonavir–PVPVA compacts at 10% droplets formed near the gel–solution interface once the drug–polymer–water system exceeded its binodal composition, rather than throughout the gel, because a certain water content must be reached first; since droplets formed deeper at 20% than at 10%, the water content needed to cross the binodal is higher at 10% [yang2022a C34, C35, C36]. For the phenolphthalein analogues PVPVA diffused out of the 10% PHPH and 70% MePHPH particles until the hydrophobic binodal composition was reached deac2023b C52, and the binode closer to the initial composition is the majority phase deac2023b C34. Measured in 2024 for two drug–PVPVA–water systems at 37 °C from equilibrated mixtures, with the condition \mu_i^{(1)} = \mu_i^{(2)} used for the PC-SAFT binodal [deac2024b R15, R22, R23, E20]. For MePHPH–PVPVA the binodal at low water lies between the film compositions at 75 and 80% RH, under 15 wt% water [deac2024b C13].

Findings

Amorphous solubility and LLPS: F3, F9, F4. ASD process: F2, F6, F20. Release mechanism and LoC: F5, F25, F27, F30.

Related concepts

boundary of liquid-liquid phase separation; inside it lies the spinodal decomposition region; its concentration is the amorphous solubility. In films it is drawn on a ternary phase diagram. Joined by tie lines ending at the critical point; read with the local equilibrium assumption in the gel layer.

Formulas

binodal condition.

How it is measured or obtained

Cloud point on cooling at 0.5 °C/min and clear point on heating at a known concentration (90° scattering at 474 nm), taking their mean as TL-L; or titration onset at a fixed temperature, which agrees closely with it ilevbare2013a P12, C30. For ECP films the phase boundaries of the ECP–methanol–water diagram were not determined and Fig. 12 is a schematic [li2017 C38, X9]. For the ritonavir–PVPVA spray solution the region is computed along the trajectory, not mapped: pseudo-ternary sections (total solvent, PVPVA, ritonavir) at 11.5:88.5, 15:85 and 30:70 show the region growing with the water content of the feed [li2020 R18]. In the release-mechanism papers: Position of droplet formation in time-lapse confocal images [yang2022a R10, R11]; polymer content of particles held in buffer with PVPVA deac2023b R4, R5.

Values in the library
materialvalue or classconditionspaper ids
ritonavirTL-L about 11.4, 15.7, 20.0, 24.7 °C at about 58, 50, 46.5, 42.7 µg/mLbuffer or water (medium unresolved), 0.5 °C/minilevbare2013a R11, X6
ritonavirLLPS concentration about 57.9 at 10 °C, 37.1 at 35 °C, 54.8 µg/mL at 65 °Cwaterilevbare2013a R11
ECP–methanol–waterdrying path B → D crosses the binodal at C with less water than the spiking path B → E needsschematic[li2017 C38]
ECP–water–polymer (storage)high-DL films absorb little water and stay in the one-phase region; low-DL films cross the binodalschematic[li2017 C42]
drug–polymer mixturesbinodal points are the two minima of the free energy of mixing against compositionargument[rumondor2009a E6, C35]
MePHPH–PVPVA–waterexperimental binodes and tie lines at 37 °CPC-SAFT[deac2024b R15, R22]
ritonavir–PVPVA–methanol–water (25% and 50% DL)the 25% DL path enters the two-phase region from about 12.5:87.5 water:methanol; the 50% DL path from about 11.5:88.5droplet model[li2020 R17, R19, C50, C53]
ritonavir–PVPVA 10%; 20% compactsdroplets near the gel–solution interface; deeper in the gelreal-time confocal, pH 6.8[yang2022a R10, R11]
PHPH–PVPVA; MePHPH–PVPVA hydrophobic binodalabout 72% PVPVA; below 5% PVPVAparticles, 48 h in bufferdeac2023b C52
MePHPH–PVPVA films 10–50%binodal between 75 and 80% RH (≈4.9–9.4 and 9.6–14.6 wt% water)37 °C[deac2024b R1, R2]
Pitfalls and disagreements

The binodal was measured on the low-temperature branch only, four concentrations, and the scan direction on that branch is unresolved ilevbare2013a X6, X7, X17. Raina and co-workers describe the binodal points as the theoretical onset of LLPS in a partially miscible drug–buffer system raina2014a C27. In the film papers the quaternary system with polymer is "much more complex" than the ternary one drawn, and Fig. 12B lacks the letters that the text uses [li2017 C36, X9]. The computed binodal depends on χ values that are partly assumed and inconsistently described, and keeps the 10:90 path outside the region although the powders separate [li2020 X10, X12]. The binode drug loads stated in the 2023 text do not exactly match the nanoparticle data deac2023b X18. MePHPH films separated at 80% RH where the computation predicts one phase, and single-phase PHPH mixtures lie inside the computed gap [deac2024b C34].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

buffer capacity

Evidence table: buffer capacity. Content from the release-mechanism chapter (2022–2025), with a note from the Peptide permeability chapter.

The ability of a medium to take up acid or base with little change of pH, given in mM per pH unit (mM/ΔpH). For an enteric polymer it measures how many buffer species are available to carry away the protons that the polymer releases as it ionizes at the dissolving surface. That the dissolution rate of enteric polymers depends on buffer capacity is described as "well known" (cited) [qi2022 C20]. For HP-50 in four pH 6.8 buffers the rate "appears to trend" with buffer pKa and buffer capacity: slow buffers had higher pKa and lower capacity, fast buffers higher capacity and a pKa near the dissolution pH [qi2022 C14]. HPMCAS-MF dissolution depends strongly on buffer capacity in pH 6.8 phosphate, particularly at low capacity, and "may be approaching" a plateau at higher capacity [bapat2023 C9]. A pre-ionized polymer salt keeps its rate whatever the buffer capacity [qi2022 C4]. In 2024 a stronger buffer (100 against 50 mM pH 6.8 phosphate) sped a 25% loratadine–HPMCAS dispersion about 2.5-fold but neat HPMCAS only about 1.1-fold, and neat HPMCAS dissolved more slowly in 50 mM pH 9.0 glycine (about 0.63 against 0.90 mg/min/cm²), put down to the low buffer capacity of that buffer at the acidic surface [bapat2024 R6, X3, R4, C13].

Findings

Release mechanism and LoC: F23, F24, F32.

Related concepts

sets the microenvironmental pH at the dissolving surface; depends on buffer pKa; acts through the unstirred water layer; its effect is removed by polymer salt formation; related to critical ionization for polymer dissolution and the gel layer of enteric polymers.

Formulas

boundary-layer diffusion flux (film model).

How it is measured or obtained

Phosphate buffers of the same pH at different concentrations: 50 and 5 mM at pH 6.8, given as 29 and 3 mM/ΔpH, the 29 measured by a co-worker with the method not printed [qi2022 R12, M16, M17]; 5, 10, 25, 50 and 100 mM pH 6.8 phosphate given as 3, 5, 13, 26 and 51 mM/ΔpH [bapat2023 A1]. Rates are surface-normalized polymer release rates of compacts on a rotating disk [qi2022 P10; bapat2023 R5].

Values in the library
materialvalue or classconditionspaper ids
HP-50; HP-50-Na compacts≈0.92 → 0.14; ≈2.80 → 2.45 mg/min/cm² from 29 to 3 mM/ΔpHpH 6.8 phosphate, 37 °C[qi2022 R12, C4]
HP-50 in BIS-TRIS, phosphate, Tris, TEA buffers≈44.8 / 28.4 / 6.6 / 1.8% dissolved at 60 min (buffer pKa 6.5 / 7.2 / 8.1 / 10.2)50 mM, pH 6.8[qi2022 R2, C14]
neat HPMCAS-MF≈0.16 / 0.26 / 0.59 / 0.89 / 1.01 mg/min/cm² at 3 / 5 / 13 / 26 / 51 mM/ΔpHpH 6.8 phosphate, 100 rpm[bapat2023 R5]
neat HPMCAS-MFno gel at 5 mM/ΔpH; gel 3 ± 1 µm at 13 and 19 ± 5 µm at 51 mM/ΔpHconfocal, 60 min[bapat2023 R14]
neat HPMCAS-MF; 25% loratadine dispersion≈0.91 → 1.00; ≈0.10 → 0.25 mg/min/cm² (50 → 100 mM)compacts, pH 6.8 phosphate[bapat2024 R6]
Pitfalls and disagreements

The same nominal medium, 50 mM pH 6.8 phosphate, is given 29 mM/ΔpH in the HP-50 paper and 26 mM/ΔpH in the HPMCAS paper (synthesis: from [qi2022 M16] and [bapat2023 A1]), so the two series compare by trend only. The composition and pH of the 5 mM buffer of the HP-50 paper are not printed [qi2022 M17]. In the Peptide permeability chapter a table row labelled "buffer capacity (Osm/L)" carries osmolality values and the buffer capacity is unreported [fagan2025 X1]. In 100 mM phosphate loratadine complexation also fell from about 70 to 48%, a second route for the buffer effect [bapat2024 X11, R16].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

chemical potential

The partial molar free energy of the drug in a phase

The amorphous drug, treated as a supercooled liquid, has a higher chemical potential than the crystal, so its solubility is higher by \exp(\Delta\mu/RT); in an equilibrated two-phase system the chemical potential of the drug is the same in both phases, so transport driven by chemical potential responds non-linearly to total concentration and peaks where the drug-rich phase first forms trasi2015a E1, C36, C5. With ideal mixing in the drug-rich phase the chemical potential of each component falls by RT\ln x trasi2015a E2, E3. The papers of 2017–2022 add that a dissolved polymer which enters the drug-rich phase lowers the chemical potential of the drug there by dilution (and, for PVP-VA, by interaction), so the drug in the water is lowered to match: ibuprofen 154 → 89–131 µg/mL ueda2021 R5, C11, C42; and the fundamental supersaturation is defined by \ln\delta = (\mu - \mu^{\circ})/RT lu2017b E3. New aspect (Bioperformance): it is the driving quantity of passive transport; it is higher in a supersaturated solution than in a saturated one, and lowered by solubilizers and by a second component in the drug-rich phase raina2014a C6, E8; raina2015c C7; alhalaweh2016 C25, C26. Polymer or a second drug in the drug-rich phase dilutes the drug and lowers its chemical potential, and with it the amorphous solubility: HPMCAS-HF for four drugs, darunavir for atazanavir ueda2020a C36; alkalla2026 C7, C12, C37. The Crystallization from solution papers add that solubilization raises the solubility without raising the chemical potential, whereas supersaturation raises it, and derive the activity-based supersaturation δ = a/a° from the same relation [jackson2016 C31; raina2015b C2; lu2017 E1]. New aspect (Supersaturation from ASD dissolution): once a drug-rich phase forms in metastable equilibrium with the water-rich phase, the free drug is fixed at the amorphous solubility, so dispersions cannot raise it further jackson2015 C31, C32; mixing two drugs in the drug-rich phase lowers the chemical potential of each and with it each amorphous solubility, "as long as" they are miscible there trasi2015b C36, C53. Membrane flux into a sink follows the activity of the free drug, so the tacrolimus flux levelling off at the amorphous solubility marks the maximum chemical potential, which six marketed capsules reached trasi2016 C23, C36, C38. Complexed drug raises the total concentration without raising the free drug, so complexed solutions are thermodynamically "quite different" from supersaturated ones [wegiel2015 C23, C44]. Mixing an amorphous drug with a polymer that stays undissolved, and the water the dispersion takes up, lower the drug's chemical potential and with it the maximum concentration the dispersion can reach li2018 C1, C2, C43.

Findings

Amorphous solubility and LLPS: F8, F11, F12, F15, F17, F19, F20, F21. Bioperformance: F6, F7, F19, F20. Crystallization from solution: F22, F31, F37, F44. Supersaturation from ASD dissolution: F7, F11, F17, F18, F25.

Related concepts

related to thermodynamic activity; lowered by ideal mixing in the drug-rich phase; determines the amorphous solubility advantage. Related to drug–drug miscibility and polymer partitioning into the drug-rich phase; related to supersaturation; related to amorphous solubility; lowered by mixing in solubility suppression.

Formulas

amorphous solubility advantage from free energy difference, ideal-mixing reduction of amorphous solubility, activity-based supersaturation ratio, Huang model of drug solubility in an ASD, Flory-Huggins activity equation.

How it is measured or obtained

Not measured; derived from solubility ratios and used to reason about the effect of a second component on the amorphous solubility (F11) trasi2015a E1, E4. In the Bioperformance papers it is inferred from flux or from the shift of the LLPS concentration alhalaweh2016 R12, R13; mosqueragiraldo2018b C37. Through the membrane flux ratio, which follows the activity lu2017 E2. In the ASD dissolution papers it is inferred from flux plateaus and from the fit of ideal mixing jackson2015 R9; trasi2015b R5.

Values in the library

None printed in the amorphous solubility and LLPS chapter; the Bioperformance, Crystallization from solution and ASD dissolution papers give the following.

materialvalue or classconditionspaper ids
telaprevir with CA Sublowered in the drug-rich phase by polymer (fraction 0.90)inferredmosqueragiraldo2018b C37, R14
ritonavir, atazanavir mixtureeach drug's amorphous solubility times its mole fractionideal mixingalhalaweh2016 E7
ritonavir, lopinavir, paclitaxelmax flux drops with a second componentdiffusion celltrasi2015a C35, E3
ibuprofenpolymer dilution, extra water and interactions lower itdrug-rich phaseueda2021 C42
atazanavir, clozapine, ketoconazole, nifedipine with AS-HFamorphous solubility lowered by a quarter to well over half; AS-LF by under a tenth for threebuffer, 37 °Cueda2020a R1, C36
atazanavir with darunaviratazanavir ceiling and flux plateau lowered, darunavir partitioning into the atazanavir-rich phaseinferred from supernatant depletion and fluxalkalla2026 R9, R11, C37
telaprevir with six bile saltsδ 11.5 and 28.8 set from the flux ratiopH 6.5, 37 °Clu2017 R1
enzalutamide above 42 µg/mLequal chemical potential in droplets and water; crystals can start in either phase or at the interfacepH 6.5wilson2021 C3
posaconazole droplets with HPMCASpolymer mixed into the droplets "serves to" lower the drug's chemical potential (not measured)pH 6.5shah2025 C46
ritonavir + lopinavir mixed drug-rich phasesfree RTV 14.2–15.8 and LPV 7.0–7.5 µg/mL at once and twice the single-drug onsets5 htrasi2015b R16
ritonavir with 180 µg/mL PVP, PAA, HPMC, HPMCASLLPS concentration unchanged, read as no change of the phase's activity37 °C[ilevbare2013d R10, C22]
tacrolimus solutions, 20–100 µg/mLflux plateau ≈0.0050–0.0055 µg/min from 60 µg/mLpH 4.5, 37 °Ctrasi2016 R14
resveratrol–HPMCAS solutionsup to ≈1610 µg/mL with flux ≈2.6–4.4 against 2.0 µg/min for the crystalpH 6.8, 37 °C[wegiel2015 R19, R20]
lopinavir with undissolved HPMCP, 15–85% drug≈0.6–10.5 against 17.4 µg/mLpH 3, 25 °C, 48 hli2018 R3
delamanid edisylate in HPMCP-55 against HPMCP-50, pH 1.6release ≈9% against ≈30% of the dose, polymer release ≈1–2% in both25% drug, 37 °C[nguyen2023c R11, R12]
Pitfalls and disagreements

A polymer mixing into the drug-rich phase is later reported to lower the drug's chemical potential and hence the amorphous solubility, as does a second drug in a co-amorphous system ueda2020a C36; trasi2015b C36; alkalla2026 C12. Ideal mixing was tested for one pair only trasi2015a X9. The chemical potential of the drug in the polymer-containing droplets was not measured in any of the polymer papers ueda2020b X4; ueda2021 X5, X6. The activity of telaprevir in the CA Sub-rich phase was not measured, so mixing and complexation are not separated mosqueragiraldo2018b X12. For the darunavir case the mixing is inferred; the centrifuged drug-rich phase was not analysed and the light-scattering onset with darunavir present was not measured (F20) alkalla2026 X6. A higher concentration is not a higher chemical potential in micellar media jackson2016 C31. In the two-drug dispersions the lower chemical potential is inferred, not measured trasi2015b C36. CAAdP 0.85 raised the ritonavir LLPS concentration by about 17%, unlike the other polymers [ilevbare2013d X7]. The lower chemical potential in the lopinavir dispersions is inferred from concentrations; χ was not measured and the model is used qualitatively li2018 C46. For delamanid in HPMCP-55 the authors invoke stronger or more extensive drug–polymer interactions lowering the chemical potential of the drug, which were not measured [nguyen2023c C41, C42].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

cold crystallization

Crystallization on heating a glass into its supercooled liquid (devitrification), as opposed to melt crystallization on cooling [lu2016 C2]. In the DSC classification it separates class II (crystallizes on reheating) from class III [baird2010 R1].

Findings

F7, F15.

Related concepts

process in supercooled liquid; contrasts with crystallization from the supercooled melt; measured by critical heating rate; related to glass stability and polymorphism.

Formulas

none.

How it is measured or obtained

As an exotherm on DSC reheating of a quenched glass, or by isothermal holds above Tg on a hot stage [lu2016 P2, P3; baird2010 P1]; the slowest heating that avoids it is the critical heating rate [baird2013 R9].

Values in the library
materialvalue or classconditionspaper ids
vemurafenib glassexotherms peaking at 157 and 217 °C, then α melting at 271.5 °CDSC at 10 °C/min[lu2016 R3]
11 class II moleculescrystallize on reheating at 10 °C/minDSC[baird2010 R1]
nifedipine glasscrystallized to a metastable form at 87 °C; felodipine did notheating at 2 °C/min[marsac2006a R5]
delamanid glassdevitrified just above Tgliquid-N2 quenchedduong2022a R3
propranolol saltsrecrystallization at 46.5–105.4 °C for four salts; none for nicardipine saltsDSC[towler2008 R4, C10]
rotary-evaporated drug–polymer powdersno exotherm on heatingDSC[vaneerdenbrugh2010b R10]
Pitfalls and disagreements

The polymorph formed on heating is often metastable and may convert later [lu2016 C54]. The rate at which the glass was made changes cold crystallization on reheating [baird2013 C28].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

combinatorial entropy of mixing

The entropy part of the Flory–Huggins activity coefficient and free energy, set by molecular size alone. The activity coefficient of a drug splits into a combinatorial (entropy) part and a residual (enthalpy) part; exothermic mixing lowers and endothermic mixing raises the residual part, and the two are linked because order imposed by exothermic interactions lowers the entropy of mixing [marsac2009 C10]. For the drug in the liquid analogue (1-ethyl-2-pyrrolidone) the combinatorial part is taken as ideal, so only the residual part remains; in PVP it is larger by the factor that the chain length gives, and with equal residual parts the whole difference of ln γ between PVP and the analogue is the combinatorial part [marsac2009 E3, E4, E5, E6, E7, C11]. Per lattice site and for two polymers the term is kT[(\phi_1/N_1)\ln\phi_1 + (\phi_2/N_2)\ln\phi_2], which shrinks as the chains grow [vaneerdenbrugh2012a E5, C35].

Findings

F5, F8, F9, F22.

Related concepts

part of entropy of mixing; contrasts with the residual part carried by enthalpy of mixing; used in activity coefficient; part of Flory-Huggins theory.

Formulas

Flory-Huggins activity equation, Flory-Huggins combinatorial entropy of mixing.

How it is measured or obtained

By calculation (Eqs. 3–8 of the 2009 paper): ln γ in PVP = (MV_drug/MV_lattice)[(1/m_drug) ln(Φ_drug/x_drug) + (1/m_drug − 1/m_PVP) Φ_PVP] + ln γ in EP, with the lattice volume equal to that of EP [marsac2009 E8, P7]. As the chain grows, 1/m_polymer vanishes and the term approaches 1/m_drug, which explains the drop of predicted solubility from EP to PVP K12 and its saturation beyond K29/32 [marsac2009 C24]. The inputs (lattice volume, mole-fraction basis in PVP) are not printed [marsac2009 X4, X13].

Values in the library
materialvalue or classconditionspaper ids
five compounds, γ in PVP K123.94, 1.18, 5.04, 1.76, 0.50 (felodipine, nifedipine, ketoconazole, sucrose, indomethacin)scaled from EP with Eq. 8[marsac2009 R9]
same, PVP K29/324.34, 1.30, 5.92, 1.93, 0.54as above[marsac2009 R9]
same, EP at 25 °C0.89, 0.26, 0.68, 0.37, 0.15measured solubility[marsac2009 R9]
dextran–PVP, 20 pairsminimum from about −27 × 10⁻²³ J (DEX1–PVP12) to about 0 (DEX450–PVP90)25 °C, PVP monomer as lattice site[vaneerdenbrugh2012a R15]

Evidence table: combinatorial entropy of mixing.

Pitfalls and disagreements

The scaling assumes ideal entropy of mixing with EP, identical drug–EP and drug–PVP contacts, and equal γ at the solubility limit in the polymer; none of these was tested against a measured solubility in a polymer [marsac2009 C11, X17]. The γ of indomethacin in K29/32 is 0.134 in Table III but 0.144 in the text of the paper [marsac2009 X2].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

competitive adsorption

Two additives competing for the same adsorption sites on a crystal, so that the pair does no better than the stronger one, or a surfactant displacing a polymer so that the polymer's inhibition is lost. Ilevbare and co-workers read the lack of any gain from adding HPMCAS or CAPh to CAP Adp 0.85 as competition for the same sites ("may compete"), and the loss of CAP Adp effectiveness with Tween 80 "most likely" as reduced polymer adsorption [ilevbare2012a C39, C53]. For felodipine, polymer in solution must compete with growth units for the active sites of the steps, and HPMCAS still adsorbed (phase images) when 100 µg/mL SDS had removed most of its inhibition [schram2016 C14, R17, R16]. New aspect (Mesoporous silica): two species competing for the same sites on a silica surface, so that one displaces the other. On silica the papers write three such exchanges: water against drug (adsorbed drug + solvent ⇌ adsorbed solvent + drug in solution), surfactant against drug, and a cation against a cationic drug at SiO⁻ sites; urea is used as a competitor for hydrogen bonds [dening2019 E9, E10, C5, C55; hate2020b C19, C21; dening2019 C16; mccarthy2020 C28]. Hate and co-workers explain the low uptake of atazanavir from water by water competing with drug for the surface [hate2020a C41]. The silica papers also note that in crystallization studies additives are described as competing for adsorption sites on a growing crystal [ilevbare2012a C33, C39; lu2018 C20].

Findings

Crystallization from solution: F17, F18, F24, F33, F43. Mesoporous silica: F5, F6, F9, F12.

Related concepts

related to synergistic crystallization inhibition, polymer-surfactant interaction and polymer adsorption; acts on drug-silanol hydrogen bonding and ionic interactions; part of the dynamic adsorption-desorption equilibrium; combined with micellar solubilization above the critical micelle concentration; reduces drug adsorption onto silica.

Formulas

none in the crystallization-from-solution papers; in the Mesoporous silica papers competitive solvent-drug adsorption equilibrium.

How it is measured or obtained

Not measured; it is inferred from growth-rate ratios of single additives and of pairs: a pair ratio at or below that of the better component points to shared sites, a pair above both to different sites or a complex [ilevbare2012a R11, R17, C33]. On silica it is measured directly, as adsorption or release with and without the competitor at fixed drug concentration: 5 M urea, 0.5 M urea, 50 mM triethylamine, Vit E TPGS or SDS below and above their CMC [dening2019 P4, P9; mccarthy2020 P9; hate2020b P3, P7].

Values in the library
materialvalue or classconditionspaper ids
CAP Adp 0.85 + HPMCAS; + CAPhpair 2.7; 2.85 against 3.0 for CAP Adp 0.85 aloneritonavir, S 7.6[ilevbare2012a R11.j, R11.k]
Tween 80 + CAP Adp 0.33; + CAP Adp 0.850.70; 0.83 against 1.64; 2.97 for the polymers alone and 0.53 for Tween 80 alone5 µg/mL each, S 7.6[ilevbare2012a R17]
HPMCAS 5 µg/mL ± SDS 100 µg/mL on felodipine seedsgrowth ratio 2.7 (HPMCAS), 1.07 (both), 0.81 (SDS)S 4, rotating disk[schram2016 R16]
telaprevir seeds with STDC and STCDC monomersboth adsorb with different effectiveness ("we can speculate"), giving intermediate growth inhibitionδ 7.9[lu2018 C20, C21, R5]
HPMC-AS in bile salt mediabile salts and lecithin "may" reduce polymer–drug interactionsix media[elkhabaz2021 C32]
ritonavir on SBA-15 + 5 M urea259 → 169 mg/gpH 6.8, initial 27.5 µg/mL[dening2019 R8]
indomethacin; methyl ester + 5 M urea12.4 → 6.1; 14.2 → 5.8 mg/gpH 2.2, activity about 0.2[mccarthy2020 R14]
ketoconazole; clozapine + 50 mM triethylamineabout 66 → 8.6; 53 → 25 mg/gpH 6.8[hate2020b R14]
ritonavir release + Vit E TPGS (28; 500 µg/mL)maximum 61; 69% against 50%; bound drug 90; 72 against 146 mg/gpH 6.8[dening2019 R17, R18, R19]
ritonavir release + SDS 28 µg/mLabout 50%; bound 135 mg/gpH 6.8[dening2019 R17, R19]
Pitfalls and disagreements

Two independent opposing effects (surfactant acceleration and polymer inhibition) would give the same pair ratios, so competition is untested [ilevbare2012a X15]. CAP Adp 0.85 with HPMCAS and CAPh lies in the SP range of HPMC, which did add to CAP Adp 0.85, so hydrophobicity does not explain the difference [ilevbare2012a X8]. Coverage with SDS was not quantified and the interfacial energy was not measured [schram2016 X8]. Mesoporous silica: the adsorption of the competitor itself (Vit E TPGS, triethylamine) on the silica was not measured [dening2019 C55; hate2020b X7]. Urea may lower adsorption by changing the drug's solubility and activity rather than by competing [dening2019 X12]. The "below monolayer" bound drug with Vit E TPGS depends on the drug load assumed [dening2019 X7]. The anionic SDS did not compete, which the authors attribute to repulsion from the negatively charged silica ("unlikely") [dening2019 C56]. The chapters differ in method: competition is inferred from growth-rate ratios on crystals [ilevbare2012a X15] but measured as adsorbed amount on silica [dening2019 R8; hate2020b R14].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

congruent release

Drug and polymer leave a dispersion at the same normalised rate, so release is governed by the polymer; typical of low drug loading, and the condition for fast, complete release of a copovidone dispersion [li2020 C63]. Above a drug-specific loading release becomes incongruent and falls to roughly that of the neat amorphous drug (see limit of congruency). In the bicalutamide dispersion, congruent release at 5 and 10% DL went with escape from matrix crystallization; the authors conclude that it "may be a strategy to avoid" it, yet a congruently releasing dispersion with 3% SDS still lost one of three replicates [moseson2022b C36, C48, C51]. In the Peptide permeability papers: The criterion extends from two components to three, and from a small molecule to a peptide with its permeation enhancer: in an octreotide–SNAC–copovidone dispersion all three components released at one normalized rate, which the authors call synchronous release [bapat2025b C3, C15]. It also survives a component that is not amorphous: both enhancers stayed crystalline in the dispersions and were still carried out with the polymer, which the authors attribute "likely" to the gel-forming properties of copovidone [bapat2025b R17, C44]. A second usage appears in the same subcategory under the name corelease, judged not by rates but by the times at which each component reaches its maximum release from a tablet, which were about 30 min for insulin and about 10–20 min for the enhancer [fagan2025 R20, C44, C46]; see peptide-enhancer co-release. New aspect (Release mechanism and LoC): in the release-mechanism papers of 2017–2020 congruent release is read from drug and polymer assayed separately from a compact of constant area, as equal rates normalized to each component's weight fraction (no significant difference by t-test) or as overlapping percent-release curves [saboo2019 R8, E4; indulkar2019a R3]. Congruent dispersions keep releasing into a medium presaturated with drug, which the authors take as proof of polymer control [indulkar2019a R12, C43; indulkar2017b C35]. The 2017 ritonavir study ties the colloid to release that is "congruent or close to congruent" purohit2017b C52, and the 2019 dihydropyridine study calls congruent release the "sweet spot" of dispersion dissolution because only it gave drug-rich droplets ("a clear link") [saboo2019 C30]. Congruent release ends at the limit of congruency, which lay between 5 and 30% drug in PVPVA, and with HPMCAS or Eudragit S 100 it lasted to 50% felodipine [que2019 C10; indulkar2019a C2; saboo2020a R15]. The papers of 2020–2022 add that congruent release can end after minutes when crystals form on the dissolving surface (indomethacin methyl ester–PVPVA congruent at 5 min up to 25%, over 30 min only at 5%) [saboo2020 R3, R8, C17], that at the limit the polymer controls release whatever the compound [que2021 C39], and that congruent release at a limit raised by a surfactant is slower than at lower loadings (≈1.8 against ≈2.95–3.2 mg/min/cm² for felodipine with 5% TPGS) [saboo2021 X3]. For ritonavir at 30%, one loading above its limit, every surfactant built into the dispersion removed the lag phase and gave congruent release for at least 20 min, but only Span 85 and TPGS kept it congruent to about 87–95% at 90 min [indulkar2022 C31, X14]. For two phenolphthalein analogues in PVPVA the morphology of the two phases after separation "appears" to differentiate congruent from incongruent release; during congruent release the drug is carried into the diffusion boundary layer by swelling and release of the polymer chains [deac2023a C46, C47]. Below the limit the surface drug/polymer ratio of PHPH (5%) and MePHPH (30%) compacts stayed constant during dissolution, as it must if both components release in the dispersion ratio deac2023b C24, C58. The papers of 2023–2025 extend the reading to HPMCAS, where indomethacin, its ester and four weak bases released drug and polymer at matching normalized rates, so that release "appear[s] co-dependent" [bapat2024 C10, C23], and to PVP, where congruency was counted as more than 80% of both components and congruent dispersions released more slowly with higher-molecular-weight grades [deac2024a C36, C19]. In the PVP paper droplets in the gel are held until the polymer is dilute enough to leave and then leave with it, so congruent release is limited by water penetration and the release of chains [deac2024a C34].

Findings

ASD process: F21, F24, F38, F40, F48. Peptide permeability: F4, F5, F6. Release mechanism and LoC: F1, F2, F3, F4, F6, F11, F12, F13, F15, F17, F19, F21, F23, F24, F25, F26, F27, F29, F31, F32, F33.

Related concepts

ends at the limit of congruency; the opposite is incongruent release; belongs to polymer-controlled release; the three-component case for a peptide plus an enhancer is peptide-enhancer co-release; still bounded by the limit of congruency and opposed by incongruent release; the accelerating effect of a co-formulated enhancer connects it to water sorption of the excipient blend. Read by the intrinsic dissolution rate of each component; contradicts the Higuchi two-component dissolution model at low loading; the condition for drug-rich nanodroplets to form; ended early by surface crystallization; coupled to the polymer's own dissolution rate, which a cationic drug can lower through drug-polymer ionic interactions.

Formulas

The same surface-normalized rate is used, printed here as Eq. 1 with the medium volume in the numerator; see surface-normalized release rate [bapat2025b E1]. Also congruent release relation and saturated-medium condition.

How it is measured or obtained

Constant-area dissolution of compacts with drug and polymer both assayed, expressed as normalised release rates or as fractions released; in the ASD process papers the surface-normalised dissolution rate of ritonavir–PVPVA was used and the congruent boundary of 25% DL was cited from earlier work [li2020 P9, E13, R23]. In the Peptide permeability papers: As before by constant-area dissolution with every component assayed and converted to a normalized rate, here at 0.5 cm² in 100 mL of 50 mM pH 6.8 phosphate buffer at 37 °C, with reversed-phase HPLC for peptide and SNAC and aqueous size-exclusion chromatography for copovidone [bapat2025b P4, P2, E1]. The new practical limit is analytical: sodium decanoate could not be quantified at all, so in every decanoate dispersion congruence rests on the peptide and the polymer and the enhancer's co-release is inferred ("presumably") [bapat2025b R6, C19, X1]. In the release-mechanism papers: Wood's apparatus or a die with one face of about 0.5 cm², drug by HPLC or UV, polymer by size-exclusion chromatography, light-scattering detection or colorimetry, and the rate A = kV/(SN) for each component [indulkar2019a P2, P3, P4; saboo2019 P9, P10; saboo2020a E3, P7; bhardwaj2018 P6, P7, E4]. Later variants: 5-min rates sampled every minute [saboo2020 P5]; the last loading with simultaneous release and at least 80% of the drug in 90 min [que2021 P9]; t-tests of normalized rates yang2021 P17; drug release alone [hiew2022b X6].

Values in the library
materialvalue or classconditionspaper ids
ritonavir–PVPVAcongruent up to 25% DL; at 40–50% DL drug release like neat amorphous drugcited[li2020 R23, C63]
ritonavir–PVPVA spray-dried, 25% DLrate about 3.5 mg·min⁻¹·cm⁻¹ from methanol, falling to about 0.90 with 60:40 water:methanolpH 6.5, 100 rpm[li2020 R10]
ritonavir–PVPVA, 50% and 75% DLabout 0.003–0.006 mg·min⁻¹·cm⁻¹, near neat amorphous drug (about 0.0026)same[li2020 R10]
ritonavir–PVPVA (outside)congruent up to 25% DL; polymer leaves first above ittablets[indulkar2019a C2]
felodipine ASDs (outside)PVP and HPMC congruent to 10% DL, PVPVA to 15%; HPMCAS and EUDS congruent to 50% DL37 °C[saboo2020a C12, C14]
BCL–PVPVA 5 and 10% DL, solvent evaporateddrug about 91 and 96% and polymer about 90 and 97% of the dose at 10 min; ends about 91 and 96%dose of at most 30 µg/mL, pH 6.8[moseson2022b R6, R7]
BCL–PVPVA 30% DL with 1.5% SDScongruent; more than 80% in 30 min, about 90–94% at 4 hsame[moseson2022b R9, R13]
RTV–PVPVA 10 and 20% DL powders (below the limit of 25%)seven of eight coated powders about 94–97% at 60 minpH 6.8[benson2025 R4]
SNAC:copovidone 50:50congruent; ≈7.9 and ≈8.7 mg min⁻¹ cm⁻², about 4.4 and 2.7 times the neat rates; complete 25–30 minpH 6.8, 0.5 cm² compact, 37 °C[bapat2025b R2.d–e, R3, X18]
octreotide:SNAC:copovidone, 1.6% peptidecongruent in three components; ≈8.1 / ≈8.4 / ≈8.9 mg min⁻¹ cm⁻²same[bapat2025b R2.f–h, R5]
octreotide:sodium decanoate:copovidone, 1.6% peptide≈23 and ≈25 mg min⁻¹ cm⁻² (peptide, polymer); complete in about 10 min; enhancer not assayedsame[bapat2025b R2.j–k, R9, X1]
SNAC:copovidone ratio seriescongruent within 30 min from 20:80 upward; 10:90 slower, complete within 40 minsame (SI, text only)[bapat2025b R4, C14]
sodium decanoate:copovidone ratio seriespolymer complete within about 10 min from 20:80 upward, by 25 min at 10:90same (SI, text only)[bapat2025b R8, C18]
cyclosporine:copovidone ± enhancer, 1.6% peptidepeptide follows polymer: about 50 min (binary), about 10 min (decanoate), ≈95% at 60 min (SNAC)same[bapat2025b R10, C21]
cyclosporine ternaries, 10–20% peptidenot congruent: polymer complete while peptide reaches ≈54.5% and ≈16% with decanoatesame[bapat2025b R12.i, R13.i, C23]
nifedipine 10 and 20% with HPMC-E5 or PVPVAcomplete release in ~20 and < 5 min, also into water saturated with drug5 °C, D2O[indulkar2017b R8, R9, C35]
ritonavir 10:90 films, PVP, PVPVA, HPMCASdrug and polymer dissolved at the same rate; the polymer almost completely in < 10 min25 °C, pH 6.8purohit2017b C52, R15, R16, R17
ritonavir 50:50 HPMCAS filminitially congruent (≈32–34 µg/mL drug within 5 min)samepurohit2017b R17, C38
ITZ–PVPVA 10% spray-driednormalized drug ≈2000 against polymer ≈2265 µg/min/cm²0.1 N HCl, 37 °C[bhardwaj2018 R11]
ritonavir–PVPVA 10, 20, 25% tablets≈97–100% of both by 60 minpH 6.8, 37 °C[indulkar2019a R3, R11]
ledipasvir–PVPVA 2 and 5%about 100% of both by 60 minpH 6.8, 37 °C[que2019 R3, R4]
ledipasvir–PVPVA with 5 parts SDS, 7.5–30%congruent to 30%; fails at 40%same[que2019 R7, R8, R9]
nilvadipine 5–10%, cilnidipine 5–15% in PVPVAdrug 2.13–2.53 = polymer 2.35–2.76 mg/min/cm² (ns)pH 6.8, 37 °C[saboo2019 R5, R6, R8]
felodipine with HPMCAS (10–50%) and EUDS (10–50%)drug = polymer at every loading; HPMCAS ≈0.13–0.93 mg/min/cm²pH 6.8; EUDS pH 7.4[saboo2020a R14]
nilvadipine, felodipine, cilnidipine 40% in HPMCAS0.42/0.42, 0.34/0.32, 0.26/0.24 mg/min/cm²same[saboo2020a R16]
indomethacin; its methyl ester in PVPVAIND 5, 10%: ≈3.44/3.47, 3.14/3.19; INDester 5–25%: ≈3.3–4.2 mg/min/cm² (drug/polymer, 5 min)pH 2.1 / 6.8, 37 °C[saboo2020 R3, M5, M6]
indomethacin methyl ester–PVPVA 10–25%congruent at first, drug levels off after 7.5–20 min30 min, 37 °C[saboo2020 R8]
four phenolphthalein analogues at their limitsdrug ≈2.9–3.7, polymer ≈2.8–3.4 mg/min/cm² (p = 0.022–0.67)pH 6.8 (TIPP 2.5)[que2021 R21, P9]
felodipine–PVPVA with 2, 5, 10% TPGScongruent to 25, 35, 45%pH 6.8, 37 °C[saboo2021 R12, P6]
loratadine–PVPVA; –HPMCASto 30% and 20% at 37 °C; 2% and 5% at 5 °Ccompacts, t-testyang2021 R22
clopidogrel–PVPVAclose to congruent to 40%; 50% with SDScompactscorreasoto2022a C46, C55
atazanavir–PVPVA5%; 10% with SDS or CTAB; 15% with Span 80compacts[correasoto2022b C12]
ritonavir–PVPVA 30:70 with 5 parts Span 85, TPGS; SDS; Span 20; Tween 80congruent for at least 20 min with every surfactant; ≈87–89% (Span 85, TPGS), ≈78% (SDS), ≈41%, ≈25% of the drug at 90 minpH 6.8, 37 °C[indulkar2022 C31, R8, R9, R5, R7, R6]
miconazole 20% on HP-50; on HP-50-Na; on PTEAincongruent and slow, drug ≈8.6% at 60 min; drug ≈89.5 and 83.7% at 60 min with the polymer aheadcompacts, 50 mM pH 6.8 phosphate, 37 °C[qi2022 R14, C22]
ritonavir–PVPVA 20%; 30%; 40–50%congruent and complete; drug ≈35% with the polymer ahead; drug ≤3% at 90 mincompacts, pH 6.8, 37 °C[yang2022a R2, C12, C13]
indomethacin–HPMCAS-MF 10%; its methyl ester 10%drug and polymer at the same normalized rate within error, ≈0.12 → 0.82 mg/min/cm² over 3–51 mM/ΔpH; rates comparablepH 6.8 phosphate and FaSSIF[bapat2023 R9, R10, R13, C16]
atazanavir–PVPVA 20% with TEAC, TBC, TBAC; at the limit, 25%drug ≈4.6–5.1 mg/min/cm²; ≈2.0–3.1 against neat PVPVA ≈2.7compacts, pH 6.8, 37 °C[correasoto2023 R6, R7, C13]
MePHPH–PVPVA 20, 40, 50, 70%; PHPH–PVPVA 5, 20%drug ≈96 / 61 / 15 / 0%; ≈75 / 0% at 30 mincompacts, pH 6.8, 37 °C[deac2023a R1, R2]
PHPH–PVPVA 5%; MePHPH–PVPVA 30% compactssurface drug content constant over 60 minATR-FTIR of dried surfacesdeac2023b R6, R7
indomethacin, indomethacin methyl ester–HPMCAS-MF 5–60%drug ≈0.85 → 0.50 and 0.66 → 0.39 mg/min/cm² with the polymer alongsidecompacts, pH 6.8 phosphate, 37 °C[bapat2024 R2, R3, C10]
loratadine 25% in HPMCAS LF, MF, HFdrug/polymer ≈0.25/0.27, 0.10/0.12, 0.01/0.02compacts, pH 6.8[bapat2025a R2, C13]
clotrimazole–PVP K25 20%, K29/32 30%, K60 35%, K90 38%congruent (>80% of both components)compacts, pH 8.0, 90–120 min[deac2024a R1, R2]
ritonavir–PVPVA 30% + Span 20congruent for 20 min (≈48% drug, ≈50% polymer), then ≈92–97% drugcompacts, pH 6.8[yang2023 R2, R3, C13]
Pitfalls and disagreements

No numerical criterion is given for "congruent" in the ritonavir study [indulkar2019a X7]. Phase separation can raise or lower release depending on loading regime and on where the drug-rich phase ends up [li2020 C64]. The limit of the bicalutamide pair was not located and lies between 10 and 20% DL [moseson2022b X15]. A congruent SDS dispersion failed after milling [moseson2022b C51]. Peptide permeability: The loading boundary for a peptide is far lower than the values recorded for small molecules on this page: for cyclosporine in copovidone it lies between 1.6% and 5% peptide, and the paper gives neither a threshold nor a mechanism for the change [bapat2025b C5, C22, C45]. Congruence was asserted for systems where it was not computed: no normalized rate exists for any cyclosporine dispersion, and at 1.6% loading with SNAC the peptide in fact lagged (≈75.5% against ≈85% enhancer and ≈89.5% polymer at 30 min) [bapat2025b X2, R10.f]. The claim that a low peptide fraction removes the effect of peptide solubility holds for the decanoate ternaries but not for the SNAC ternaries [bapat2025b C41, X3]. The rates of the fastest systems rest on two or three points, because the compacts were nearly empty by the second sample [bapat2025b X8]. Several profiles plateau at ≈100–110% without a compact assay [bapat2025b X9]. Finally, congruent release of peptide and enhancer has not been shown to improve anything downstream: no permeability or absorption was measured [bapat2025b C6; fagan2025 C45]. In congruent dispersions the polymer still left more slowly than from a neat compact (2.35–2.76 against 3.49 mg/min/cm² for PVPVA; 0.22–0.29 of the neat rate for 10% ITZ), which the authors put "most likely" down to the drug's hydrophobicity or drug–polymer interactions [saboo2019 R8, C13; bhardwaj2018 R12, C49]. The link between congruency and droplets partly follows from how much drug had been released at the time of sampling [saboo2019 X14]. The neat PVPVA compact of the ledipasvir study weighed 250 mg against 100 mg for the dispersions [que2019 X13]. A congruency read-out over 5 min can miss later surface crystallization [saboo2020 X7], and the criteria for the limit differ between papers [que2021 P9; hiew2022b X6]. For the miconazole dispersion on HP-50-Na the authors state polymer release "at the same normalized rate as the drug", but polymer percent release runs above drug release from 20 min (≈40.8 against ≈31.6%) [qi2022 C22, X4]. In the slowest HPMCAS-HF systems the drug left at about half the polymer's rate although the authors call release approximately congruent [bapat2025a X6, C13]. With SDS at 40% ritonavir release was already incongruent at 15 min, against the authors' "congruent" for the first 30 min [yang2023 X4, C4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

critical cooling rate

Rcrit (Rcrit,cool) is the slowest cooling of a melt that avoids detectable crystallization; the rate that avoids any nucleation, RNcrit, is faster still, and cooling between the two leaves nuclei in the glass [baird2010 C50; baird2013 C2]. It is the classical measure of glass-forming ability [baird2010 C49].

Findings

F10, F11, F16.

Related concepts

measures glass-forming ability; estimated by Barandiaran-Colmenero method; contrasts with critical heating rate; related to quenched-in nuclei.

Formulas

Barandiaran-Colmenero critical cooling rate, Cabral critical cooling rate, critical cooling rate to avoid nucleation.

How it is measured or obtained

By cooling at progressively slower rates in a rapid heat–cool DSC until crystallization appears [baird2013 P2, R5]; by extrapolation with the Barandiaran–Colmenero or Cabral methods [baird2010 P9; baird2013 P3]; bounded by the fastest rate at which crystallization was still seen [baird2013 R1, X6].

Values in the library
materialvalue or classconditionspaper ids
8 class I-A moleculesabove the fastest rate reached, 800–1100 °C/minrapid heat–cool DSC[baird2013 R1, X6]
antipyrin, chlorpropamide, flufenamic acid, tolbutamide25 °C/minrapid heat–cool DSC[baird2013 R9]
10 class II molecules5 °C/min or lessDSC[baird2013 R9]
7 class I molecules (extrapolated)20 to 3.26 × 10⁴ K/minBC and Cabral, 5–20 °C/min[baird2010 R13]
delamanidabove 50 °C/min (no glass at 50 °C/min)DSCduong2022a R3
Pitfalls and disagreements

Extrapolated values from narrow rate ranges are unreliable [baird2010 C20]. The authors advise that knowing Rcrit,cool exceeds 500 °C/min is "probably sufficient" to flag a difficult drug [baird2013 C21]. A low Rcrit,cool does not imply a stable glass, since reheating rates needed are far higher [baird2013 C24].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

critical ionization for polymer dissolution

Evidence table: critical ionization for polymer dissolution (names merged there: critical ionization, critical ionization extent, critical ionization fraction, polymer ionization threshold). Content from the release-mechanism chapter (2022–2025), with rows from the Miscibility and drug-polymer interactions chapter.

The minimum fraction of the acid groups of an enteric polymer that must be ionized before its chains dissolve; below it the polymer does not dissolve, or dissolves slowly, whatever the bulk pH. In the Miscibility chapter it was written with the Willson model, dissolution rate ∝ [A⁻]/[HA], and used to explain why CAP and HPMCP dispersions with a basic drug that ties up some acid groups release poorly or slowly [hiew2022a E2, C57]. For HP-50 the critical ionization of about 83% taken from that work "may explain" the almost 2-fold drop of the dissolution rate of BIS-TRIS salts from 100 to 80% ionization, "perhaps" because hydrophobic ionizable polymers need a minimum ionization to dissolve [qi2022 C36, R19]. For HPMCAS-MF no polymer dissolved in FeSSIF V1 at pH 5.0, "presumably" because the threshold ionization was not reached, and near the threshold pH (FeSSIF-V2, pH 5.8) dissolution was slower than in phosphate of corresponding buffer capacity [bapat2023 C14, C12]. The 2025 papers apply the model to drug–polymer complexes: a drug that binds the carboxylates and blocks their hydration "can impact" dissolution, the more succinoylated HPMCAS-LF is proposed to need less ionization to dissolve by analogy with maleic anhydride copolymers, and about 77% ionization is estimated for HPMCAS from a threshold pH of 5.5 [bapat2025a C2, C3, C25; kaur2025 C28, C46].

Findings

Release mechanism and LoC: F23, F24, F32, F33.

Related concepts

a threshold of polymer ionization and of ionization; reached or not according to the microenvironmental pH and the polymer pKa; bypassed by polymer salt formation; behind the pH-dependent polymer solubility of enteric polymers.

Formulas

The Willson relation is printed only in the Miscibility chapter [hiew2022a E2]; no shared formula page.

How it is measured or obtained

By extrapolating literature dissolution data of the neat polymer against the ionized fraction or pH [hiew2022a R27]; indirectly, from dissolution of partially neutralized salts against the amount of base added [qi2022 R13] or from media of different pH [bapat2023 R5, R8].

Values in the library
materialvalue or classconditionspaper ids
CAP; HPMCP (Miscibility chapter)≈0.94; slightly less than 0.83extrapolated from literature data[hiew2022a R27]
HP-50 (HPMCP)≈83% (cited)[qi2022 R19]
HP-50-BIS-TRIS salts, 20–100 mol% baserate ≈1.22 → 2.93 mg/min/cm², largest step from 80 to 100%50 mM pH 6.8 phosphate[qi2022 R13]
neat HPMCAS-MF in FeSSIF V1no dissolutionpH 5.0[bapat2023 R8]
HPMCAS (pKa ≈5.0), threshold pH 5.5≈77% ionization to start dissolvingestimate[kaur2025 C28]
HPMCAS LF, MF, HF1.52, 1.19 (cited), 0.76 mmol/g COOH; pKa 4.91, 4.97, 5.06titration[bapat2025a M3, M4, M5]
Pitfalls and disagreements

The ionization of the partial BIS-TRIS salts was not measured: the axis is mol% base added, read as % ionization, and the 0% point is HP-50 in sodium phosphate buffer, not a salt [qi2022 X9]. The HPMCP value comes from an extrapolation whose relation is not printed [hiew2022a R27]. The critical ionization of the grades was not measured; the LF argument is an analogy [bapat2025a X11]. The acid content of HPMCAS-LF is 1.52 ± 0.03 mmol/g as titrated in the grade paper and 1.54 mmol/g (printed as mM per gram) as cited in the bedaquiline paper [bapat2025a M3; kaur2025 M2].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

critical micelle concentration

The surfactant concentration above which micelles form; Tween 80 was used above its CMC of 23.6 µg/mL (0.018 mM) ilevbare2013a M11. The authors also invoke the U-shaped temperature dependence of surfactant CMCs (minimum typically at 20–40 °C) as an analogy for the U-shaped LLPS concentration of ritonavir ilevbare2013a C47. The papers of 2017–2022 add that the CMC of SDS in 50 mM pH 6.8 phosphate at 37 °C was 0.5 mg/mL against 2.4 mg/mL in water, attributed to ionic strength, with aggregation numbers of 60, 58 and 65 at 1, 2 and 3.6 mg/mL indulkar2017a R1, R2, R3, C10. The six bile salts have reported CMCs of 2–12 mM, and 1.86 and 12 mM were taken as monomeric and micellar levels, assuming telaprevir does not shift the CMC lu2017b C42, M3. New aspect (Bioperformance): above the CMC the micelles begin to solubilize drug, so the CMC marks where solubilization starts raina2015c A2. New aspect (Crystallization from solution): the binary-additive study kept both surfactants far below their CMC so that micellar solubilization was excluded and any effect on growth had to come from adsorption at the crystal interface: Tween 80 at about 0.018 mM (about 24 µg/mL) and TPGS at 0.02 wt% (printed as about 212 µg/mL) against 5 µg/mL used [ilevbare2012a M16, M17, C52]. Other CMCs used: STC 0.97% and SDS 0.24% in water (cited); STC 0.48% and SGC 0.46% w/v in the presence of celecoxib (about 8.9 and 9.4 mM by the card's conversion) [chen2015 M1, M4; li2016a R12, X16]. New aspect (Supersaturation from ASD dissolution): in the celecoxib suspension study the CMC is read with the drug present at saturation, because a drug can shift it: the break point where two straight lines of solubility against surfactant concentration meet [chen2015a P8, E2]. With lopinavir at saturation in pH 3 citrate buffer the CMCs were lower than with celecoxib in pH 3 HCl (SDS 0.050 against 0.23%), and dissolved polymer moved them: HPMCP shifted the SDS break to about 0.1%, and with PVPVA and HPMCAS-HF the lopinavir solubility rose from about 0.025% SDS [li2016b R1, R11, R18, X9; chen2015a R4]. New aspect (Release mechanism and LoC): for surfactants built into a dispersion, the CMC is the reference for whether the released surfactant can solubilize drug in the bulk medium; in the ledipasvir study the surfactant concentration after complete release stayed below the reported CMCs, so bulk solubilization is taken as negligible [que2019 C51]. With TPGS in felodipine dispersions and four surfactants with clopidogrel the CMC was measured in the release medium with and without dissolved polymer [saboo2021 R1; correasoto2022a R1]; 2% TPGS raised the felodipine limit while the released TPGS stayed below the CMC, so micelles play "a negligible role" [saboo2021 C33].

Findings

Amorphous solubility and LLPS: F9, F12, F17, F18. Bioperformance: F3, F9, F22. Crystallization from solution: F18, F28, F29, F31, F32, F38, F39. Supersaturation from ASD dissolution: F14, F19. Release mechanism and LoC: F13, F21.

Related concepts

defines micellar solubilization; analogy used for liquid-liquid phase separation of ritonavir. Limits the micelle-water partition coefficient. Related to polymer-surfactant interaction, interfacial tension and hemimicelle; related to surfactant-induced crystallization; related to the hydrophilic-lipophilic balance of the surfactants.

Formulas

CMC from the solubilization break point (printed in words; no shared page) [chen2015a E2].

How it is measured or obtained

The Tween 80 value is a footnote of Table 7 and not measured in the paper ilevbare2013a M11. Emission maximum of pyrene carboxaldehyde against SDS concentration, and static quenching of pyrene by dodecyl pyridinium chloride for the aggregation number indulkar2017a P1, P2; in a companion paper surface tension with 60 µg/mL telaprevir gave about 4 mM for STC and about 2 mM for SGDC lu2017 R5. In the additive study the CMC was taken from the literature raina2015c A2; elsewhere it was read from pyrene emission, surface tension or solubility breaks indulkar2017a R1, R2. In the PAMPA study of hate2022 it was measured by pyrene fluorescence for SDS and CTAB in a buffer at 37 °C [hate2022 R12]. In the binary-additive study not measured; the CMC values are literature values at 37 °C [ilevbare2012a M16, M17]. In the bile-salt papers from celecoxib solubility against bile salt concentration (intercept of two lines) or surface tension against log concentration [li2016a P7; lu2017 P5]. In the celecoxib suspension study: from Form III solubility at a series of surfactant levels in pH 3 HCl, 25 °C [chen2015a P6, P8]. In the release-mechanism papers: Cited CMCs compared with the surfactant delivered by the dose [que2019 C51, X19]. Drug solubility against surfactant level and the pyrene I1/I3 ratio, with 900 µg/mL PVPVA giving a critical aggregation concentration [saboo2021 P1, P2]; pyrene and Wilhelmy surface tension correasoto2022a P4, P5.

Values in the library
materialvalue or classconditionspaper ids
Tween 80CMC 23.6 µg/mL (0.018 mM)used at 500 µg/mLilevbare2013a M11, R16
SDSCMC 0.5 mg/mL (buffer); 2.4 mg/mL (water, cited); Nagg 58–6550 mM pH 6.8 phosphate, 37 °Cindulkar2017a R1, R2, R3
STC; SGDCCMC about 4 mM; about 2 mMpH 6.5 buffer, 37 °C, with and without 60 µg/mL telaprevirlu2017 R5
Vit E TPGS / Cremophor EL / RH40 / Tween 200.02 / 0.01 / 0.03 / 0.009%levels C1–C3 chosen around itraina2015c A2
SDS in the telaprevir ASDfinal about 15 µg/mL, far below CMC37 °Cmosqueragiraldo2018b R21, C48
taurocholate, glycocholate0.48% and 0.46% (w/v)pH 6.5[li2016a R12]
SDS; CTABSDS 0.5 mg/mL (0.05% w/v); CTAB 0.05 mg/mLpyrene fluorescence, 37 °C, buffer[hate2022 R12]
SDS in the PAMPA receiversink effect from 0.15%, no further rise up to 2%atazanavir 150 µg/mL[hate2022 R13, C29]
Tween 80CMC 0.018 mM, about 24 µg/mL5 µg/mL used (about a fifth)[ilevbare2012a M17, R17]
TPGSCMC 0.02 wt%, printed as about 212 µg/mL (about 200 µg/mL at unit density)5 µg/mL used[ilevbare2012a M16, X16]
TPGS with and without 900 µg/mL PVPVA (ASD dissolution chapter)about 50 µg/mL; about 40 µg/mL with PVPVA (49 ± 4 and 41 ± 3 µg/mL as printed)pH 6.8, 100 mM buffer, 37 °C[saboo2021 R1]
SDS in 50 mM phosphate pH 6.8CMC 0.5 mg/mL (cited); induction-time effect from about 0.075 mg/mL, none further above the CMCatazanavir, 37 °Cindulkar2019b M2, R3
SDS with 1 mg/mL polymercritical aggregation concentration 0.1 (PVPVA), 0.2 mg/mL (HPMC-606, HPMCAS-MF)pyrene I1/I3, no drugindulkar2019b R8
lyso-PC against PClower CMC and higher surface activity (cited)reasoning for faster nucleation with digests[enright2020 C22]
SDS with celecoxib at saturation0.23%pH 3, 25 °C[chen2015a R4]
STC0.69% in the text, 0.668% on the figuresame[chen2015a R4, X1]
polysorbate 80; Poloxamer 188; Triton X1000.0058%; 0.16%; 0.022%same[chen2015a R4]
SDS / Poloxamer 188 / polysorbate 80 / STC with lopinavir0.050 / 1.40 / 0.020 / 0.73%pH 3 citrate, 25 °C[li2016b R1]
SDS with lopinavir and HPMCPbreak near 0.1%pH 3, 25 °C[li2016b R11]
ledipasvir–PVPVA with 5 parts surfactant per 100at most ≈0.048 mg/mL surfactant in the medium after complete release (synthesis: 0.048/0.5 ≈ 0.1 of the SDS CMC in buffer indulkar2017a R1)100 mg compacts, pH 6.8[que2019 X19]
SDS, CTAB, TPGS, Tween 80487 ± 34, 50, 40, ≈14 µg/mL50 mM pH 6.8, 37 °Ccorreasoto2022a R1
SDS, CTAB, TPGS, Tween 80, Span 20, Span 80, Span 85500, 50, 40, 14, 7.3, 14, 5–50 µg/mLas listed[correasoto2022b M3, M4, M5, M6, M7, M8, M9]
Pitfalls and disagreements

The micelle-like origin of the ritonavir profile is "surmised", with no structural data ilevbare2013a C47. The CMC of the other four bile salts in the telaprevir medium was not measured, and the CMC of SDS in buffer is lower than in water lu2017 C14; indulkar2017a C10. The CMC basis (w/v or w/w) and source are not printed in Table I of the additive study raina2015c A2. In the PAMPA study the receiver sink effect is said to be available at 0.15% SDS, three times the CMC read by pyrene (0.05%); whether 0.15% is a tested level or a misprint is unclear [hate2022 R12, R13, X6]. The two printed TPGS values (212 and about 200 µg/mL) agree only at unit density; both are far above the 5 µg/mL used [ilevbare2012a X16]. Ritonavir solubility in 5 µg/mL Tween 80 was 1.3 ± 0.02 µg/mL, so no solubilization is expected below the CMC [ilevbare2012a R1.g]. Most dihydroxy conjugates and SLC have literature CMCs at or below the 1.86–2.51 mM used, so the monomer assumption is uncertain; CMCs were measured for two bile salts only in the telaprevir study [li2016a X16; lu2017 X7]. The Poloxamer 188 CMC rests on solubility changes of 0.1–0.2 µg/mL and is weakly determined [chen2015a X20]. The test levels lie 6–14% above the printed CMCs, not exactly 11% [chen2015a X2]. SDS and STC acted below their CMC as well [chen2015a C6]. The authors place an aggregation onset with PVPVA below 0.01% SDS, whereas the plotted rise begins between 0.01 and 0.025% [li2016b X9]. Below the CMC in the bulk, the surfactant concentration at the dissolving surface was not known [que2019 C53]. Only about half the TPGS had been released at 60 min, so the bulk stayed below the CMC in every felodipine case [saboo2021 X14]; one paper prints the TPGS CMC as 40 and as about 50 µg/mL correasoto2022a X1.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

critical point

Evidence table: critical point (names merged there: critical point, plait point). Content from the release-mechanism chapter (2023–2025).

The point on the binodal of a ternary diagram at which the two coexisting phases have the same composition; the 2023 dissolution papers call it the plait point. Because the volume of the hydrophobic phase decides whether it forms a network, a hydration path entering the two-phase region on the high-drug side of the plait point (through the hydrophobic binodal) makes the hydrophobic phase the majority and "should" give a continuous network, one entering on the other side a discrete phase; the plait point position therefore approximates the maximum limit of congruency of a system [deac2023a C68]. Associative systems have the plait point on the low-drug side and can have a low maximum limit, segregative systems on the high-drug side and a higher one, and a smaller miscibility gap also favours a higher maximum limit [deac2023a C69]. Strong drug–polymer interactions are proposed to lower the limit by shifting the plait point to a lower drug/polymer ratio, which raises the polymer content of the hydrophobic binode and the hydrophobic-phase volume at a given load deac2023b C63, C49. In 2024 the critical point was computed for the four analogues, the drug-rich fraction jumping across it, and its loading followed the cited limits in order, so the authors propose it as "a surrogate" for phase inversion and the limit [deac2024b R35, R37, C64].

Findings

Release mechanism and LoC: F27, F30.

Related concepts

end point of the binodal and of the tie lines on the ternary phase diagram; sets the step of the lever rule; shifted by associative phase separation; approximates the maximum limit of congruency.

Formulas

none.

How it is measured or obtained

Not measured in these papers; placed on schematic diagrams deac2023b X14. Computed in 2024 with PC-SAFT for four drug–PVPVA–water systems; not measured [deac2024b P19, X7].

Values in the library
materialvalue or classconditionspaper ids
associative phenolphthalein analogues (PHPH, TIPP)plait point on the low-drug side, low limit (5, 10%, cited)schematicdeac2023b C49, R8
segregative analogues (MeTIPP, MePHPH)plait point on the high-drug side, higher limit (30, 40%, cited)schematicdeac2023b C48, R8
MePHPH–PVPVA–water≈29 wt% drug, 59 wt% PVPVA, 12 wt% water (≈33% loading)PC-SAFT, 37 °C[deac2024b R22, R35]
PHPH–PVPVA–water≈2.6 wt% drug, 59.5 wt% PVPVA, 38 wt% water (≈4.2% loading read from the diagram, synthesis: 2.6/(2.6 + 59.5) ≈ 0.042; 3.7% as the paper states)same[deac2024b R23, R35]
four analogues≈33.2 / 32.6 / 13.7 / 3.7% loading against cited limits 40 / 30 / 10 / 5%same[deac2024b R37]
Pitfalls and disagreements

The central mechanism of the 2023 paper is drawn on schematic diagrams, one with horizontal tie lines; no diagram, tie line or plait point was measured and the link to the limit rests on the rank order of four analogues deac2023b X14. For PHPH the computed critical point (3.7%) lies below the film switch (10–15%) of the same paper [deac2024b X5]. Two values stand for the PHPH critical point: the paper states 3.7% loading, while the point read from its PHPH–PVPVA–water diagram (about 2.6 wt% PHPH, 59.5 wt% PVPVA) corresponds to about 4.2% (synthesis: 2.6/(2.6 + 59.5) ≈ 0.042), a difference within the precision of reading the plot [deac2024b R23, R35, R37].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystal growth inhibition

Reduction of the crystal growth rate by an additive, here dissolved PVPVA or HPMCAS, expressed as the effectiveness ratio E_G=R_{G,np}/R_{G,p}, the growth rate without polymer over the rate with it [moseson2020a E2; moseson2021 E1]. The mechanism proposed is surface poisoning: polymer globules adsorb on the crystal face and the adsorbed network "appears to limit the sites available for molecular integration" [moseson2020a C48, C50]. HPMCAS at nine times the drug concentration slowed seeded growth of posaconazole in FaSSIF V2 but did not stop it at 100 µg/mL drug: 10 µg/mL seeds left 43.5% at 30 min against 4.5% without polymer [shah2024 R22]. New aspect (Crystallization from solution): The slowing of the growth of drug crystals in a supersaturated aqueous solution by a dissolved additive, usually a polymer, expressed as the ratio of the initial growth rate without additive to that with it, E_g = R_{g0}/R_{gp}; above 1 the additive inhibits growth, below 1 it accelerates it [ilevbare2013b E5; ilevbare2012a E3, E4]. In these papers it is a kinetic effect at constant solubility, shown by solubility controls with the polymer [ilevbare2012c R1, C16]. It is the solution counterpart of the growth inhibition in supercooled liquids described below and is one of two steps of crystallization inhibition, the other being nucleation inhibition. Seeded growth ratios now include HPMCAS on felodipine (2.29 at pH 6.8, 1.28 at pH 3, and 2.7 to 12 depending on how the seeds were made) and bile salts on telaprevir seeds (E_G 1.0–4.6; complete stop with monomeric STCDC) [schram2015 R4; schram2016 R2; lu2017a R7, R10]. New aspect (Supersaturation from ASD dissolution): the 2008 felodipine study reads a flat concentration after an initial drop as growth inhibition: the drop takes the solution from the labile into the metastable zone ("it appears"), where only growth could lower the concentration further, so a plateau "strongly suggests" inhibited growth [konno2008a C27, C26]. The 2011 study reads slower growth of particles with HPMC than with PVP the same way [alonzo2011 C18]. For celecoxib, seeded desupersaturation with HPMCAS gave growth ratios R_0/R_p of about 70–158, less inhibition at the higher supersaturation, against an estimated nucleation ratio of ~4000, so both steps were slowed but nucleation far more ("it can be surmised") [xie2016a R12, R13, C37, C40]; the slow growth explains why crystals formed in dissolving PAA particles did not empty a medium holding HPMCAS [xie2016a C36]. In the supercooled liquid (formerly the page "crystal growth inhibition by polymers", from Crystallization tendency and Miscibility and drug-polymer interactions): the reduction of the crystal growth rate of a drug by a polymer dissolved in its supercooled liquid; the extent is thought to depend on specific drug–polymer interactions such as hydrogen bonding, and at higher levels on the polymer's effect on mobility [trasi2014a C33; trasi2014b C19]. The inhibition depends on the chemistry of the polymer at low levels, where it changes neither the Tg nor the melting point of the drug: at 3% w/w felodipine growth was slowed in the order PVP > PVP/VA > HPMCAS > PVAc [kestur2010a C17, C32, C36]. The factor is not a constant of the polymer: it grows as the temperature falls toward Tg and with polymer content [kestur2010a C12, R6, R8], and the best polymer depends on the drug (PAA for bifonazole, PVP and PVP/VA for nimesulide at low temperature) [kestur2011 C9, C10, C29]. The authors tie the order to the strength or extent of drug–polymer hydrogen bonding and propose, as a "speculation", that crystal growth needs the drug to demix from the polymer at the growth front [kestur2010a C40, C42].

Findings

ASD process: F25, F27, F29, F41. Crystallization from solution: F5, F6, F7, F8, F9, F10, F11, F12, F17, F18, F20, F23, F24, F27, F33. Supersaturation from ASD dissolution: F4, F5, F16, F22. Crystallization tendency: F19. Miscibility and drug-polymer interactions: F10, F11, F12, F13, F14, F17.

Related concepts

part of crystallization inhibition by polymers; acts on crystal seeding; slows desupersaturation; related to crystal growth rate; part of crystallization inhibition; contrasts with nucleation inhibition and with polymer effects on nucleation; related to polymer adsorption on crystal surfaces, step pinning and physical stability; contrasts with the polymer's effect on antiplasticization and thermodynamic driving force for crystallization; depends on hydrogen bonding and intramolecular hydrogen bonding.

Formulas

crystal growth inhibition effectiveness ratio, power-law crystal growth rate, initial growth rate from the desupersaturation slope, Kubota-Mullin model, overall mass crystal growth rate, relative nucleation rate from seeded and unseeded induction times, viscosity-limited normal growth law.

How it is measured or obtained

Seeded growth from a supersaturated solution at a stated supersaturation and polymer concentration, with the growth rate from the desupersaturation profile; adsorption by AFM in liquid (globule spacing) and crystal habit by SEM [moseson2020a P10, P15, P16; moseson2021 P12]. In the crystallization-from-solution papers: Seeded desupersaturation: a fixed mass of seed crystals (0.010 g in 50 mL for ritonavir, celecoxib and efavirenz; about 2.5 mg in 18 mL for felodipine) is placed in buffer with predissolved polymer, supersaturation is created by adding drug in methanol, and a fibre-optic UV probe on second-derivative spectra gives the slope of the first 2 min (5 min for felodipine) as the growth rate [ilevbare2013b P10; alonzo2012 P4]. Eg is the ratio of slopes, in triplicate [ilevbare2012c P12]. Rates can be normalized by seed mass and BET area [ilevbare2013b E6]. Unseeded controls and turbidity checks test that the slope is growth [ilevbare2012a R9; ilevbare2013b R5]. Rotating-disc seeds (felodipine) and seeds grown in situ in the vessel (telaprevir); the ratio is R_0/R [schram2015 P2; schram2016 P5; lu2017a P1, P2]. In the ASD dissolution papers: initial slopes of desupersaturation curves with equal crystal surface areas assumed (Eq. 5) [konno2008a E5, P6, C28]; particle size against time by light scattering [alonzo2011 P5]; seeded desupersaturation with 7 mg seeds in 50 mL, initial slope without polymer against the slope over 16 h with polymer [xie2016a P4, P11]. In the supercooled liquid: by comparing seeded growth rates of the neat drug and of drug with a low polymer level at the same temperatures [trasi2014a P3; trasi2014b P2], with FTIR to assess drug–polymer hydrogen bonding [trasi2014b P4]. For the felodipine, bifonazole and nimesulide dispersions: a 10% w/w polymer dispersion made by rotary evaporation is diluted with crystalline drug in a cryogenic mill to 0.5–4.5% w/w, melted between cover glasses, nucleated over P2O5 at 40 °C (or at ambient temperature) and grown on a hot stage at 70–110 °C (or 18–100 °C), the slope of spherulite diameter against time being the rate [kestur2010a P1, P2, P3, P4; kestur2011 P1, P2, P3]. Whether the slope is a diameter or radius rate is not always stated, and the felodipine Fig. 3 slopes are about twice the Fig. 4 rates [kestur2010a X3; kestur2011 X12]. Hydrogen bonding is read separately by IR on films with 20–50 wt% polymer [kestur2010a P6, C6].

Values in the library
materialvalue or classconditionspaper ids
IDM, PVPVAE_G 18 (5 µg/mL) and 56 (50 µg/mL polymer)50 µg/mL seeds, S = 6[moseson2020a R5]
BCL, PVPVA 70 µg/mL and HPMCAS 1 mg/mLE_G 8.6 and 158150 µg/mL, form 1 seeds[moseson2021 R5]
felodipine seeds, HPMCAS 5 µg/mL (outside)E_G about 2 to 12 depending on how the seed crystals were preparedS = 4[schram2016 R2, C13]
celecoxib, HPMCAS (outside)E_G about 130, 70 and 158 (R_0/R_p at 11/11, 22/5 and 22/22 µg/mL drug/polymer)11 and 22 µg/mL drug, pH 6.8, 37 °C[xie2016a R12]
ritonavir with cellulose polymers (outside)inhibition large at low supersaturation, marginal at the amorphous "solubility"seeded growth[ilevbare2012b C56]
felodipine in buffer, PVP, HPMC, HPMCAS (outside)initial slopes about 0.1399, 0.0398, 0.0044 and 0.0021 µg/mL·min⁻¹9.5 µg/mL start, 150 µg/mL polymer[konno2008a R16]
PCZ 100 µg/mL in FaSSIF V2, HPMCAS 0 / 3 / 9 times the drug; seeds 0 / 10 µg/mL% left at 30 min about 13 / 4.5; 66 / 10.5; 95 / 43.5seeded solution[shah2024 R22]
ritonavir, 34 polymersE_g 0.83–3.25; Pn-IPAAmd 3.25, CAP Adp 0.85 2.98, CAB Adp 0.81 2.70, HPMCAS about 2.545 µg/mL polymer, S 7.6, 37 °C[ilevbare2012c R9]
ritonavir, CA 320S Sub 0.90; 0.6312.6; 10.8same[ilevbare2013b R9]
celecoxib, HPMC; HPMCAS; PVPVA10.2; 8.5; 7.45 µg/mL polymer, S 6.6[ilevbare2013b R9]
efavirenz, PVPVA; CA 320S Sub 0.90about 4.9S 1.2[ilevbare2013b R9]
ritonavir, CAP Adp 0.856.40, 2.99, 1.56S 3.8, 7.6, 15.3[ilevbare2012b R5]
ritonavir, CAP Adp 0.85 + Pn-IPAAmdabout 12.1 (S 7.6); 3.3 (S 15.4)5 + 5 µg/mL[ilevbare2012a R11, R16]
felodipine, 1 µg/mL HPMCgrowth ratio 0.607S 10, 25 °C[alonzo2012 R5]
felodipine, HPMCAS-LF 5 µg/mLE_g 2.29 (pH 6.8), 1.28 (pH 3); 2.7 to 12 by seed route (pH 6.8)S 8 and S 4, 25 °C[schram2015 R4; schram2016 R2]
acetaminophen, 20 µg/mL polymerconcentration at 24 h 16.1 (HPMC), 15.8 (PVP), 13.4 (PAA), 13.0 (none) mg/mLS 1.5, 20 °C[trasi2015 R11]
telaprevir, 1.86 mM bile salts, δ 2.4E_G 3.2 (STC), 1.5, 1.4, 1.2; STCDC no desupersaturationpH 6.5, 37 °C[lu2017a R7, R10]
telaprevir seeds, 1:1 STDC–STCDC (binary-L, 1.86 mM; binary-H, 3.72 mM)E_G about 35.5 and 7.4, between STDC (3.8) and STCDC (>60)δ 7.9, 50 mM phosphate pH 6.5, 37 °C, first 10 min[lu2018 R5]
felodipine particles: none; 90:10 PVP dispersion; HPMC936 nm at 7 min; ≈218 → ≈459 nm (10–90 min); ≈280–307 nm at 90 min25 °C[alonzo2011 R10, R8]
felodipine particles at 37 °C, PVP against HPMC dispersions≈441 nm by 20 min against ≈287–307 nm37 °C[alonzo2011 R11]
paclitaxel seeds with 20 µg/mL HPMCASgrowth continued at S = 88 and left ≈7.9–25.3 µg/mL after 16 h; seeds grew dendritic fingers ≈10.5–16.8 nm widepH 6.8, 37 °C[que2018 R14, R12]
praziquantel with HPMCAS-MF against HPMC E5 LVno concentration drop with HPMCAS outside fed media; HPMC lost dissolved drug at 1.5 mg/mL37 °C[alvarenga2025 R14, C28]
five drugs with 10 mol% PVPgrowth reduced about 3- to 14-fold (authors: "around 5−10"), one point about 50-foldsupercooled liquid, 40–120 °C[trasi2014a R6, X6, C10]
nilutamide≈5 (alone), ≈3.8 (PAA), ≈1.1 µm/s (PVP)supercooled liquid, 80 °C[trasi2014b R3]
felodipine with PVP K-29/322- and 6-fold at 110 °C, 3- and 35-fold at 70 °C (1.5 and 4.5 wt%)supercooled liquid, melt[kestur2010b R13]
bifonazole with PAA5-fold at 100 °C, 15-fold at 18 °Csupercooled liquid, 5 wt%[kestur2011 R7]
flutamide with PVPabout one order of magnitudesupercooled liquid, 10 mol%[trasi2012b R3]
celecoxib with PVP; with TPGSmore than one order slower; about two orders faster at 70 °Csupercooled liquid, 10% w/w[mosqueragiraldo2014 R1, C9]
felodipine with 3% PVP, PVP/VA, HPMCAS, PVAcrate ratios at 70 °C ≈10.0, 6.5, 4.4, 1.2; at 110 °C ≈2.9, 1.1, 1.1, 1.1supercooled liquid, form II, hot stage, triplicate[kestur2010a R6]
felodipine, 4.5% w/w at 90 °C≈4.7 × 10⁻⁹ (PVP), 6.4 × 10⁻⁹ (PVP/VA), 1.7 × 10⁻⁸ (HPMCAS), 3.8 × 10⁻⁸ m/s (PVAc) against 6.7 × 10⁻⁸ m/ssupercooled liquid, log-linear in polymer content[kestur2010a R8]
bifonazole with 5% PAA; PVP; HPMCASratios ≈15, 5.9, 4.0 at 18 °C; ≈5.1, 2.1, 1.7 at 100 °Csupercooled liquid, melt-quenched films[kestur2011 R7]
nimesulide with 5% PVP; PVP/VA; PVAcratios ≈21, 16, 3.4 at 18 °C; ≈4.7, 3.1, 2.0 at 80 °Csupercooled liquid, melt-quenched films[kestur2011 R9]
Pitfalls and disagreements

E_G falls as supersaturation rises and depends on seed preparation, polymer concentration and polymer chemistry, so values from different systems are not comparable [ilevbare2012b C56; schram2016 C13; moseson2020a X12]. Adsorption was imaged on bulk crystals only, not on residual crystals [moseson2020a X5]. The threshold for "effective" is applied loosely: Eg above 1 is the stated rule, but counts of effective polymers match a cut-off near 1.2, and polymers at 1.0–1.4 are called ineffective [ilevbare2013b X3; ilevbare2012c X7]. Eg depends on supersaturation, polymer concentration, pH and buffer strength, so ratios from different papers are comparable only roughly; absolute rates cannot be compared because seed mass, volume and methanol fraction are often not printed [ilevbare2012c X16; ilevbare2012b X12]. Most 2013 ritonavir values were reported before [ilevbare2013b X15]. A polymer that raises the solubility lowers S and so flatters Eg [ilevbare2013c X7; ilevbare2012a X6]. The ratio depends on the seed route and the dose [schram2016 R2]; rates are not normalised to area in the felodipine and telaprevir papers [schram2016 X12; lu2017a C5]. For a bile salt mixture the "intermediate" ratio rests on an off-scale value for STCDC and a wide spread for the mixture (about 16.7–54.5), and secondary nucleation at δ 7.9 was assumed small [lu2018 X7, C8]. Polymers that form globules on an amorphous drug surface "may" need a higher concentration to block growth, which was not measured [mosqueragiraldo2018a C41]. No precipitate was examined in the 2008 felodipine study and surface areas were assumed equal [konno2008a X4, X7]. Seeded and unseeded tests of felodipine with HPMC later found growth at 0.607 of the polymer-free rate but an estimated nucleation-rate ratio of 7.05 × 10⁻⁴, placing the main effect on nucleation [alonzo2012 R5, R17]. For nifedipine polymorph conversion the polymers are read as inhibiting α nucleation, not growth [raina2014b C32]. The celecoxib slopes are not printed and R_p was taken over 16 h while the plot covers 4 h, so the ratios cannot be reproduced; seeded growth was measured with HPMCAS only, not HPMC [xie2016a X8, X5]. A polymer that blocks nucleation need not stop growth: HPMCAS held unseeded paclitaxel at S = 88 for more than 16 h but only slowed growth on seeds [que2018 R3, C30]. In the supercooled liquid: inhibition of growth and of nucleation need not coincide either: for acetaminophen, HPMCAS inhibited nucleation best but growth least [trasi2012a C46]. Some additives accelerate growth [sato2016 R11]. The molar basis of the PVP level was not defined [trasi2014a X7]. The text of the felodipine paper overstates two points against its own figures: the 105 → 70 °C fall is about 51-fold, not 3 orders of magnitude, and PVP still inhibits about 3-fold at 110 °C where the polymers "appear to have no effect" [kestur2010a X1, X2]. The nimesulide text gives 2–10-fold, the plot up to about 21-fold [kestur2011 X7]. The hydrogen-bond order was measured at 20–50 wt% polymer and one temperature, and bifonazole–polymer bonding was not measured [kestur2010a X5; kestur2011 X9]. The melting-point argument used form I in physical mixtures while form II grows [kestur2010a X7]. Only growth was measured, not nucleation [kestur2010a X10]. The two media are explained differently: in solution the authors propose surface poisoning by adsorbed polymer [moseson2020a C48, C50], in the supercooled liquid drug–polymer hydrogen bonding and mobility, with demixing at the growth front as a "speculation" [trasi2014a C33; kestur2010a C40, C42], so ratios from the two media are not interchangeable (synthesis: different media and proposed mechanisms).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystal growth rate

The speed at which a crystal front advances into the surrounding supercooled liquid or glass, taken as the slope of crystal size (length, radius or diameter) against time [trasi2014a P1; trasi2014b E1]. Its temperature dependence is bell-shaped, with a maximum crystal growth velocity between Tg and Tm [trasi2014a C22]. This draft comes from the crystallization-tendency chapter (growth from melts); growth from supersaturated solution, measured by desupersaturation, is covered by other chapters [ilevbare2013b R7]. New aspects (Miscibility and drug-polymer interactions): Growth of felodipine from the supercooled liquid is expected to depend on a thermodynamic part (the free energy difference between liquid and crystal) and a kinetic part (viscosity), as in u = (k/\eta)[1 - \exp(-\Delta G/RT)], and also on molecular recognition at the crystal surface [kestur2010a C30, E1]. The growth rate of felodipine peaks at about 105 °C and a polymer at 3% shifts the apparent maximum to 110 °C (not for PVAc) [kestur2010a R5, C11]. The polymer effect, expressed as the ratio of growth rates without and with polymer, is not constant but grows toward the glass transition [kestur2010a R6; kestur2011 C8, C10]. New aspect (Crystallization from solution): growth from supersaturated aqueous solution is measured as the initial bulk growth rate of seed crystals, the slope of the dissolved drug amount against time over the first 2 min (5 min for felodipine), in µg/mL/min or µg/min, and normalized by seed mass and BET area (mg min⁻¹ m⁻²) to compare drugs [ilevbare2013b E6, E8; alonzo2012 P4]. It follows the empirical law R_G = k_G S^{g} with order g between 1 (diffusion control) and 2 (integration control) [alonzo2012 C3, E2]. New aspect (Physical stability): in the physical-stability papers the growth rate is the slope of crystal diameter (melt films) or radius (thin films at fixed RH) against time, of existing crystals nucleated first, so that growth is measured apart from nucleation [kestur2010b P3; rumondor2010 P1, P5, C7]. New aspect (Supersaturation from ASD dissolution): in the ASD dissolution papers a growth rate from solution is the mass gained by crystals per unit surface area and time, R_G = \frac{1}{A_c}\frac{dM_c}{dt}; with equal surface areas assumed, the slope of the falling concentration ranks growth rates [konno2008a E5, C28].

Findings

Crystallization tendency: F1, F2, F3, F5, F6, F7, F15, F19, F21. Miscibility and drug-polymer interactions: F10, F11, F12, F13. Crystallization from solution: F3, F5, F7, F9, F10, F23, F24, F33, F42. Physical stability: F3, F9, F11, F15, F17, F18, F19, F21, F22, F27, F28, F29, F35. Supersaturation from ASD dissolution: F5.

Related concepts

part of crystal growth; includes maximum crystal growth velocity; depends on melt viscosity and thermodynamic driving force for crystallization; contrasts with nucleation; related to crystal growth inhibition by polymers and surface crystallization; includes spherulitic growth; depends on supercooled liquid; lowered by crystal growth inhibition by polymers; inhibited in crystal growth inhibition; limited at high supersaturation by kinetic roughening; related to integration-controlled crystal growth. Regime diffusion-controlled crystal growth; modified by crystallization inhibition by polymers and moisture-induced crystallization; related to surface-enhanced crystal growth; faster mode near Tg: glass-crystal growth mode; split from nucleation and crystal growth; related to desupersaturation.

Formulas

temperature of maximum crystal growth rate, Jackson interface-kinetics growth rate, linear fit of melt viscosity on Tm − Tg, linear fit of normalized growth rate on melting entropy; viscosity-limited normal growth law, power-law crystal growth rate, initial growth rate from the desupersaturation slope; empirical log-linear growth-rate equation, linear crystal growth rate from size-time slope, crystal growth inhibition effectiveness ratio, overall mass crystal growth rate.

How it is measured or obtained

Hot-stage polarized light microscopy of melt-quenched films seeded at the edge with the form of interest, triplicate where stated [trasi2014a P1; trasi2014b P3]; with the top coverslip removed for surface growth [trasi2014a P2]; from the crystallized area when the front is irregular [trasi2014b P3]; the size–time plot is linear [trasi2012a R4; kestur2011 R4]. In the felodipine, bifonazole and nimesulide studies: the slope of spherulite diameter against time on a hot stage at 70–110 °C (felodipine) or 18–100 °C (bifonazole, nimesulide), triplicate; slower growth below 40 °C was followed in ovens or coolers with periodic pictures [kestur2010a P4; kestur2011 P3]. Whether the slope is a diameter or a radius rate is not always clear: the felodipine Fig. 3 slopes are about twice the Fig. 4 rates [kestur2010a X3; kestur2011 X12]. From solution, by seeded desupersaturation with a fibre-optic UV probe on second-derivative spectra, in triplicate (F5) [ilevbare2013b P10; ilevbare2012a P8]. In the physical-stability papers: melt-quenched felodipine between cover glasses, nuclei formed at 40 °C, grown on a hot stage at 70–110 °C, with crystals 5.5 ± 2 µm thick so that diameter slopes can be compared [kestur2010b P2, P3, R19, C5]. Uncovered spin-coated films, spherulites nucleated on a 90 °C hot plate, radius read from photomicrographs at four or more times for three or more crystals at each RH [rumondor2010 P1, P5]. Seeded edge growth of melt-quenched films of flutamide, acetaminophen and celecoxib, triplicate where stated; the flutamide paper reports diameter, the acetaminophen paper radial growth rates [trasi2012b P2, R3; trasi2012a P2, R6; mosqueragiraldo2014 P3]. Felodipine form I at a free surface or seeded in the bulk, form II unseeded between two cover glasses [kestur2013a P2, P3]. In the ASD dissolution papers: the initial linear slope of solvent-shift desupersaturation curves (felodipine from 9.5 µg/mL with 150 µg/mL polymer) [konno2008a P6].

Values in the library
materialvalue or classconditionspaper ids
nimesulideMCV 216 µm/s, the fastest of 31 drugsbulk melt[trasi2014a R1.a]
clotrimazoleMCV 0.02 µm/s, the slowestbulk melt[trasi2014a R1.ae]
vemurafenib α-needles; β≈106 µm/s at 250 °C; ≈110 µm/s at 230 °Csupercooled liquid[lu2016 R12.o, R12.m]
nilutamide stable form≈0.00015 µm/s at 30 °C to ≈40 µm/s at 100 °Cseeded films[trasi2014b R8]
felodipinemaximum near 105 °C, 3 orders lower at 70 °Cmelt films[kestur2010a R5, C10]
felodipine form Iabout 6 times faster at the surface than in the bulk30 °C, 0% RH[kestur2013b R12]
felodipine filmsabout 2-fold rise over 13–80% RH (≈0.030 → 0.066 mm/min), 40-fold at 87% RH (2.3–2.8 mm/min at 87–93% RH)25 °C[rumondor2010 R1]
bifonazoleabout 5.5 orders lower from 100 to 18 °Cmelt-quenched films[kestur2011 R7]
flutamidenearly 2 orders lower from 70 to 40 °Cfilms[trasi2012b R3]
acetaminophennearly 2 orders lower from 110 to 70 °Cfilms[trasi2012a R6]
indomethacin γ; α; δMCV 4.07 × 10⁻⁷; 4.34 × 10⁻⁶; ≈1.5 × 10⁻⁷ m/s, at 135, 135 and 110 °Cpure melt[tian2017 R7, R8, R9, R10]
celecoxib with TPGSabout two orders faster than celecoxib alone at 70 °C10% w/w[mosqueragiraldo2014 C9]
felodipine form II≈3.5 × 10⁻⁹ (70 °C), ≈6.9 × 10⁻⁸ (90 °C), ≈1.8 × 10⁻⁷ m/s (105 °C)neat, hot stage[kestur2010a R5.a]
felodipine, 3% PVP; PVP/VA; HPMCAS; PVAcat 70 °C ≈3.5 × 10⁻¹⁰, 5.4 × 10⁻¹⁰, 7.9 × 10⁻¹⁰, 3.0 × 10⁻⁹ m/sform II[kestur2010a R5.e, R5.d, R5.c, R5.b]
bifonazole neat; with 5% PAA≈1.7 × 10⁻¹² and ≈1.1 × 10⁻¹³ m/s at 18 °C; ≈4.7 × 10⁻⁶ and ≈9.2 × 10⁻⁷ m/s at 100 °Cmelt-quenched films[kestur2011 R7.a, R7.i]
nimesulide neat; with 5% PVP≈3.7 × 10⁻¹¹ and ≈1.8 × 10⁻¹² m/s at 18 °C; ≈8.5 × 10⁻⁶ and ≈1.8 × 10⁻⁶ m/s at 80 °Cmelt-quenched films[kestur2011 R9.a, R9.g]
ritonavir; celecoxib; efavirenznormalized 0.20; 0.91; 2.97 mg min⁻¹ m⁻² at S 1.2–1.3seeded, 37 °C[ilevbare2013b R7]
celecoxib; ritonavir at S 6.6; 7.66.23; 6.14 mg min⁻¹ m⁻²same[ilevbare2013b R7]
celecoxib; ritonavir at S 14.7; 15.419.08; 14.32 mg min⁻¹ m⁻² (217.5 and 181.5 µg min⁻¹)same[ilevbare2013b R7]
ritonavir without additive, 10 µg/mL1.56 µg mL⁻¹ min⁻¹ (text), about 1.4 (figure)100 mM buffer, S 7.6[ilevbare2012a R10, X5]
ritonavir without additive, S 3.8; 7.6; 15.4about 0.72; 1.4; 3.63 µg mL⁻¹ min⁻¹same[ilevbare2012a R15]
felodipine without HPMC, S 3 to 12about 0.078 to 0.62 µg mL⁻¹ min⁻¹; g about 1.5025 °C[alonzo2012 R4, R13]
telaprevir seeds, no bile salt5.4, 58.6, 89.2 µg/min at δ 2.4, 7.9, 12.5 (per 50 mL vessel)pH 6.5, 37 °C[lu2017a R2, X12]
felodipine seeds, no polymerconcentration 4.0 → 1.7 µg/mL in 50 minS 8, 25 °C, 1000 rpm[schram2015 R1]
atazanavir, posaconazole, six mediaSHG size growth about 2–55 (atazanavir) and 20–156 nm/min (posaconazole); highest in blank buffers37 °C, relative per field[elkhabaz2021 R15, X13]
felodipine form II (PVP grade study)3.5 × 10⁻⁹ m/s (70 °C) to 1.7 × 10⁻⁷ m/s (105 °C, maximum)melt films[kestur2010b R7, C9]
felodipine with 3 wt% PVP K-12, K-29/32, K-9011-, 15-, 21-fold slower at 70 °C; 3-, 3-, 6-fold at 110 °Cmelt films[kestur2010b R8]
felodipine with 0.5–4.5 wt% PVP K-29/32ln rate linear in concentration; slope −0.82 (70 °C) to −0.49 per wt% (105 °C)melt films[kestur2010b R15, E1]
felodipine with 10% PVP vs 10% HPMCAS5.8 × 10⁻⁵ vs 1.3 × 10⁻³ mm/min (13% RH); 7.3 × 10⁻² vs 2.4 × 10⁻³ (93% RH)room temperature[rumondor2010 R5, R3]
flutamide with 10 mol% PVP≈0.13 against ≈1.4 µm/s at 40 °Cmelt films, diameter rate[trasi2012b R3.a, R3.h]
acetaminophen with 10% w/w PAA≈0.43 against ≈5.3 µm/s at 80 °Cmelt films, radial rate[trasi2012a R6.a, R6.h]
celecoxib≈0.002 (70 °C) to ≈12 µm/s (120 °C); 19–38-fold slower with 10% PVPseeded melt films[mosqueragiraldo2014 R1.a, R1.b]
felodipine form I against form II, bulkform I faster at 40–100 °C: ≈4700-fold at 40 °C, 7–9-fold at 80–100 °Cmelt films[kestur2013a R8, X5]
felodipine form I with 3% PVPsurface 1.45 × 10⁻⁹, bulk 6.37 × 10⁻¹¹ m/s (ratio 22.8)30 °C, 0% RH[kestur2013b R12]
ATP(S), ATP(R)0.022–0.032 µm/s (40 °C) to 21–34 µm/s (90 °C); S 1.2–1.6 times fastermelt films[sato2015 R5.a, R5.b, X2]
griseofulvin with 5% PHB≈0.015 → ≈0.15 µm/s at 120 °C (diameter rate)melt films[sato2016 R4.a, R4.c]
celecoxib, alone and with 10% PVP K29/32≈0.010 and ≈0.00003 µm/s at 80 °Cmelt films[xie2016b R21]
felodipine, buffer / PVP / HPMC / HPMCASdMc/dt ~0.1399 / ~0.0398 / ~0.0044 / ~0.0021 µg/mL-minpH 6.8, 37 °C[konno2008a R16]
Pitfalls and disagreements

The MCVs of the 31-drug set have no stated derivation and some disagree with the plotted rates; no replicates are given [trasi2014a X3, X17]. Rankings change with the temperature scale (T/Tg against Tm − T) [trasi2014a C7] and between surface and bulk [trasi2014a C8]. Rates above Tg cannot readily be extrapolated to storage temperatures [trasi2014a C35], and surface-enhanced or sudden growth modes near Tg can make high-temperature data overpredict stability [kestur2013a C7]. Near Tg, diffusion decouples from viscosity [trasi2014a C21]. The text says the felodipine rate falls by 3 orders of magnitude from 105 to 70 °C (the figure in the table above), the plot gives about 51-fold [kestur2010a X1]. The text says the polymers "appear to have no effect" at 110 °C, but PVP still gives a ratio of about 2.9 [kestur2010a X2]. All rates of the felodipine, bifonazole and nimesulide studies are plot readings from log axes and the error bars are not defined [kestur2010a X9; kestur2011 X6]. The bifonazole orders of magnitude in the text (5.5, as in the table above) differ from the plot [kestur2011 X6]. In solution, the same no-polymer condition gives 71.0, 69.80 and about 68 µg min⁻¹ for celecoxib in three places of one paper [ilevbare2013b X7]. Seed amount, volume and methanol fraction are often not printed, so absolute solution growth rates cannot be compared across studies [ilevbare2012c X16]. Efavirenz shows secondary nucleation above 10 µg/mL, which confounds its seeded rate [ilevbare2013b R5]. The fall of pure felodipine growth from 105 to 70 °C is about 49-fold in the PVP grade paper (synthesis: 1.7 × 10⁻⁷/3.5 × 10⁻⁹ [kestur2010b R7]) but 3 orders of magnitude in the text of the other 2010 paper [kestur2010a C10]. The melt growth model takes the diameter slope as the radial front speed [kestur2010b X5]. Replicates and error-bar meaning are not stated for the melt study or for the polymer films at fixed RH [kestur2010b X17; rumondor2010 X7]. Diameter and radial growth rates differ by a factor of two, so flutamide and acetaminophen rates cannot be compared as printed [trasi2012b R3; trasi2012a R6]. The measured felodipine front changes habit with temperature [kestur2013a X12]. The PHB paper reports diameter rates, twice the radial rate [sato2016 X8]. Table 2 of the indomethacin polymorph paper interchanges the δ and γ maxima of the pure drug [tian2017 X1]. Two celecoxib papers differ about tenfold in the factor by which 10% PVP slows growth [mosqueragiraldo2014 R1; xie2016b R21]. The slopes come from one panel without uncertainty, from curves that start at different 5-min levels, and no surface area was measured [konno2008a X7]. The buffer slope reproduces from the plotted points (≈0.14 µg/mL-min) [konno2008a E5].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystalline solubility

The equilibrium solubility of the stable crystalline form of the free drug in a given medium, the reference against which supersaturation and the amorphous advantage are defined; Eq. 1 multiplies it by the free-energy and water terms to obtain the amorphous solubility ilevbare2013a E1; indulkar2015 E2. For ionizable drugs it is measured at each pH and follows the pH-solubility profile of the free base indulkar2015 E8, R4. The papers of 2017–2022 add that it rises steeply with temperature (ibuprofen about 23.5 µg/mL at 25 °C to about 116 µg/mL at 60 °C), that polymers do not change it except one that complexes the drug (EUD-E, 29.8 → 42.1 µg/mL), and that micelles raise it (atazanavir 1.1 → about 45.6 µg/mL at 3.6 mg/mL SDS; telaprevir about twofold with 12 mM dihydroxy bile salts) ueda2022 R1, R2; ueda2020b R1; indulkar2017a R7; lu2017b R1.

Findings

F5, F6, F9, F10, F12, F4, F15, F17, F18, F23.

Related concepts

reference for amorphous solubility and supersaturation; raised by ionization (pH-dependent solubility) and by micellar solubilization; lowered by salt (F9).

Formulas

solid-liquid equilibrium solubility equation, pH-solubility profile, amorphous solubility advantage with water-sorption correction.

How it is measured or obtained

Shake flask with excess crystals, about 48 h at the test temperature, separation by ultracentrifugation, HPLC or UV assay ilevbare2013a P1; almeidaesousa2015 P3; indulkar2015 P3; mosqueragiraldo2015 P1; trasi2015a P1; almeidaesousa2016 P5. A small amount of the stock solvent was added in one study to mimic the onset composition almeidaesousa2015 P3.

Values in the library
materialvalue or classconditionspaper ids
ritonavir2.4; 1.3; 0.95 µg/mLwater; 100 mM; 200 mM phosphate pH 6.8, 37 °Cilevbare2013a R13
ritonavir; lopinavir; paclitaxel (hydrate); felodipine1.7; 2.7; 0.32; 0.74 µg/mL100 mM pH 6.8, 25 °Ctrasi2015a R1
efavirenz; loratadine; ketoconazole; indomethacin; clotrimazole; clozapine8.2; 1.6; 3.7; 3.0; 0.4; 8.8 µg/mLun-ionizing media, 37 °Cilevbare2013a R8
ibuprofen; tolnaftate; sorafenib29.29; 27.87 × 10⁻³; 9.86 × 10⁻³ µg/mL25 °Calmeidaesousa2015 R5
telaprevir4.6 ± 0.1 (4.7 with 5 µg/mL HPMCAS) µg/mLpH 6.8, 37 °Cmosqueragiraldo2015 R13
clotrimazole; atazanavir0.55; 1.04 µg/mL (un-ionized)37 °Cindulkar2015 R2
CRH1 free base1.20 (pH 6.8); 1.50 µg/mL (pH 4.6 + HPMC)25 °Calmeidaesousa2016 R2
telaprevir5.2 ± 0.1 µg/mL; 9.6–12.4 with 12 mM STDC, STCDC, SGDC, SGCDC; 6.2–6.9 otherwise50 mM pH 6.5, 37 °Clu2017b R1
atazanavir1.1 µg/mL (buffer); about 45.6 µg/mL (3.6 mg/mL SDS)pH 6.8, 37 °Cindulkar2017a R4, R7
pazopanib free base0.018 µg/mL (pH 8.4); 0.033 (pH 6.5); about 0.60 (pH 5); 0.571 mg/mL (SGF)37 °C, 72 hsugihara2018 R2
ibuprofen29.8 (2020) and 43.1 µg/mL (2021) at 37 °C, pH 2.0 (D2O); about 23.5 (25 °C) to about 116 µg/mL (60 °C)shake flaskueda2020b R1; ueda2021 R2; ueda2022 R1
Pitfalls and disagreements

Crystalline nicardipine turned amorphous in water within 2 h, so no crystal solubility exists for it indulkar2015 R1. The paclitaxel value is that of a hydrate trasi2015a X12. Solubility at pH 8 is quoted at pH 9 in the text of one paper indulkar2015 X2. Media differ between drugs in the 2013 table ilevbare2013a X16. Pazopanib's value is very low and carries a high experimental uncertainty sugihara2018 C16; the same drug and medium gave 29.8 and 43.1 µg/mL for ibuprofen in two papers ueda2020b R1; ueda2021 R2.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystallization from the supercooled melt

Crystallization of a drug melt as it is cooled below Tm, or while it is held below Tm; it is the route probed by the DSC classification and the one relevant to melt extrusion and melt quenching [baird2013 C1; vaneerdenbrugh2010a P10].

Findings

F9, F14.

Related concepts

contrasts with cold crystallization; measured by crystallization tendency classification; depends on degree of supercooling and melt viscosity; occurs in supercooled liquid.

Formulas

Barandiaran-Colmenero critical cooling rate.

How it is measured or obtained

DSC cooling at fixed rates [baird2010 P1]; rapid heat–cool DSC [baird2013 P2]; isothermal holds of the undercooled melt [moseson2020 R7]; rheometry while cooling [baird2012 P1].

Values in the library
materialvalue or classconditionspaper ids
51 molecules23 crystallize on cooling at 20 °C/minDSC[baird2010 R1]
vemurafenibcrystallized from 248.9 °Ccooling at 10 °C/min[lu2016 R1]
posaconazole, bicalutamide; indomethacincrystallization within 1 h; none in 4 hisothermal holds at 130–180 °C[moseson2020 R7]
acetaminophen with polymersrank orders for nucleation and growth inhibition differ, and differ from solutionundercooled melt (cited)[trasi2015 R14, C28]
Pitfalls and disagreements

Solid-state polymer rankings need not hold in solution [trasi2015 C28]. Melt and solvent classes agree only for rapid solidification [vaneerdenbrugh2010a X7].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystallization inhibition

The delay or slowing of crystallization of an amorphous drug by a polymer mixed with it. Several explanations are in circulation and none is accepted: reduced molecular mobility through a higher Tg (antiplasticization), a lower driving force through a lower chemical potential, a higher barrier, and drug–polymer specific interactions that disrupt the drug's self-association [taylor1997 C3, C4, C5; marsac2006b C2, C5; kestur2010a C29; rumondor2009a C2]. For indomethacin and PVP the proposal is that a nucleus of the stable γ form is built of acid dimers, so that nucleation "would require" breaking the PVP–drug hydrogen bond [taylor1997 C43]. The effect is measured on different quantities: the overall crystallinity of a film over days (the amorphicity index), the growth rate of crystals into the supercooled liquid, or nucleation separately [vaneerdenbrugh2010b E1; kestur2010a P4]. In later designs the effect is read as the amorphicity index of 105 spin-coated pairs of 15 drugs and 7 polymers [vaneerdenbrugh2011a R3], as the highest polyphenol content that stays X-ray amorphous and the days to crystals at five storage conditions [wegiel2013a R8, R9], and as the weeks to crystals of lumefantrine dispersions [hiew2022a R6]. The ranking of polymers follows complementary groups of drug and polymer (see F24). In the glass, melt and solution (formerly the page "crystallization inhibition by polymers", from ASD process, Crystallization from solution, Physical stability and Supersaturation from ASD dissolution): delay of nucleation and slowing of growth of a drug by a polymer in the glass, melt or solution. Two settings matter here. In solution, dissolved PVPVA prevented nucleation of indomethacin for more than 12 h and HPMCAS prevented that of bicalutamide for 8 h [moseson2020a C11; moseson2021 R3]. In the solid or melt, a polymer can stabilise the amorphous drug against recrystallisation and let degradation be tested on a dispersion [moseson2020 C32, C55]. A polymer inhibits in the solid only when intimately mixed with the drug in one phase, usually inferred from a single Tg [rumondor2009c C26; marsac2010 C31]. The polymer's help in solution does not carry into the hydrating solid or across drugs: HPMCAS slowed seeded growth of posaconazole in FaSSIF [shah2024 R22], but in the hydrating solid cryomilled and high-loading bicalutamide–PVPVA dispersions still crystallized [moseson2022b R4, R6]; and coated erlotinib–HPMCAS held 48 weeks at 43% RH where coated erlotinib–PVPVA failed at 6 weeks, a difference the authors attribute to the polymer [moseson2022a R11, R12, C31]. New aspect (Crystallization from solution): the delay of crystallization from a supersaturated aqueous drug solution by a dissolved polymer, through slowing nucleation, growth or both; for felodipine and HPMC both were slowed at µg/mL levels and nucleation far more [alonzo2012 C46]. The papers separate it into crystal growth inhibition and nucleation inhibition because polymers rank differently in the two (F6) [ilevbare2013c C40]. The solid-state version, in amorphous dispersions, is described at the start of this definition. New aspect (Physical stability): in dry felodipine films a few percent of polymer lowered nucleation by orders of magnitude, independent of polymer type and of any Tg rise, and the authors speculate that it raises the kinetic barrier to nucleation [konno2006 C13, C14, C40]. With water present the polymer still inhibits, competing with the water it brings, but the polymers then differ [konno2008 C13, C10]. New aspect (Supersaturation from ASD dissolution): one polymer can act differently on the two routes by which an amorphous solid loses supersaturation: PVP delayed crystallization of the wetted felodipine solid at least as well as HPMC and HPMC-AS but held felodipine solutions poorly [alonzo2010 C38]; the authors therefore "speculate" that some drugs "might" be formulated better with two polymers, one per route [alonzo2010 C46]. Because 1 mg/mL of each polymer left the crystalline solubility of felodipine unchanged, the higher concentrations from the dispersions are read as kinetically maintained supersaturation, not solubilization [konno2008a R1, C17, C22]. The papers of 2015–2018 add that a fast-releasing polymer can be paired with a minor inhibitor that then works in solution [xie2015 C6; xie2016a C69], that against matrix crystallization the inhibitor must stay in contact with the drug in the particle [xie2016a C54], and that the polymer content needed to stop matrix crystallization depends on the polymer [wegiel2015 C11].

Findings

Miscibility and drug-polymer interactions: F1, F9, F10, F11, F12, F13, F15, F16, F17, F23, F24, F25, F26. ASD process: F25, F27, F31, F38, F41, F44. Crystallization from solution: F6, F7, F8, F13, F14, F15, F16, F20, F25, F26, F27, F36, F37, F41, F43, F44. Physical stability: F1, F3, F4, F10, F11, F15, F17, F18, F19, F21, F22, F24, F26, F27, F28, F29, F33, F35. Supersaturation from ASD dissolution: F2, F3, F4, F5, F6, F12, F16, F20.

Related concepts

includes crystal growth inhibition and nucleation inhibition; depends on drug-polymer interactions, drug-polymer miscibility, antiplasticization and thermodynamic driving force for crystallization; contrasts with crystallization tendency of the neat drug; limited by matrix crystallization; related to nucleation, crystal growth rate, kinetic stabilization, polymer hydrophobicity and supersaturation. Acts through kinetic barrier to nucleation and polymer rejection at the crystal growth front (proposed); not through antiplasticization at low content; lost by moisture-induced phase separation; decided by hydrogen-bond donor and acceptor groups and acid-base interaction; related to drug-polymer complexation.

Formulas

amorphicity index, viscosity-limited normal growth law, crystal growth inhibition effectiveness ratio, relative nucleation rate from seeded and unseeded induction times, induction time decomposition, empirical log-linear growth-rate equation, classical nucleation theory, supersaturation ratio, overall mass crystal growth rate.

How it is measured or obtained

Spin-coated films of drug and polymer at several ratios, scored by polarized light microscopy at day 0, 1, 3 and 7 and expressed as an amorphicity index [vaneerdenbrugh2010b P1, P2, E1]; hot-stage growth of spherulites in melt-quenched films with low polymer levels after nucleation at 40 °C [kestur2010a P2, P3, P4]; rotary-evaporated bulk powders by DSC crystallinity [vaneerdenbrugh2010b P8, E5]. Only growth, not nucleation, was measured in the felodipine and bifonazole–nimesulide studies [kestur2010a X10; kestur2011 P3]. Induction time and seeded desupersaturation in solution; DSC of undercooled melts for the dispersion (a melting peak on reheating means nucleation during the hold); matrix crystallisation by microscopy and Raman of particles in buffer [moseson2021 P12, P15, P16; moseson2020 P7]. In the crystallization-from-solution papers: seeded growth rates and unseeded induction times with and without predissolved polymer under identical conditions, combined into a relative nucleation rate (F5, F6) [alonzo2012 P10, E9, E10]; induction times by UV extinction or absorbance [ilevbare2013c P9]; pH-shift precipitation followed by polarized light, WAXS and HPLC [hsieh2014 P2–P7]; fluorescence and SHG for droplet and crystal read-outs [jackson2014 P7, P10]. In the physical-stability papers: nucleation-site counts in films [konno2006 P2; marsac2006a P4; konno2008 P4], melt or film growth rates [kestur2010b P3; rumondor2010 P5], PXRD crystallinity of stored powders [rumondor2009b P5]. In the ASD dissolution papers: non-sink dissolution of dispersions or of amorphous drug with polymer in the medium; solvent-shift solutions with predissolved polymer; induction times by extinction or pyrene; Raman of slurries for the solid [konno2008a P3, P5; alonzo2010 P2, P4, P5; jackson2015 P3; ilevbare2013d P6].

Values in the library
materialvalue or classconditionspaper ids
8 drugs, 7 polymersmean amorphicity index PVP = PVPVA 70 > E100 67 > HPMC 66 > HPMCAS 62 > PAA 49 > PSSA 48spin-coated films, 7 days dry[vaneerdenbrugh2010b R5]
amides, bases against acids with PAA and PSSAhighest for amides (64–78) and bases; lowest for acids (8–31)as above[vaneerdenbrugh2010b R3, C3]
felodipine, 3% PVP, PVP/VA, HPMCAS, PVAcgrowth ratio at 70 °C 10.0, 6.5, 4.4, 1.2hot stage[kestur2010a R6]
bifonazole with 5% PAA5-fold at 100 °C, 15-fold at 18 °Chot stage[kestur2011 R7]
nimesulide with 5% PVP, PVP/VA, PVAcabout 21-, 16-, 3-fold at 18 °Chot stage[kestur2011 R9, X7]
50/50 powders, acidic drugs with PAA against PVPabout 64–117% against at most about 3% crystallinerotary evaporation, DSC[vaneerdenbrugh2010b R9]
acids, acidic N–H drugs, alcohols (13 drugs)AI with E100, PVP, PVPVA about 54–100; with PAA, PSSA mostly about 4–31spin-coated films, 7 days dry[vaneerdenbrugh2011a R3, C20, C25]
naringenin, quercetinhighest X-ray amorphous content: E100 about 85 and 70%, PAA about 30 and 20%rotary evaporation, PXRD[wegiel2013a R8]
naringenin, quercetin with E100 and PVPno crystals for >200 to >450 days at five conditionsPXRD[wegiel2013a R9]
lumefantrine–PVPVA; –enteric polymerscrystals at 1–8 weeks; only at 50% drug loading (1–40 weeks)40 °C/75% RH[hiew2022a R6]
IDM, PVPVA in solutionno nucleation for more than 12 h at 5–50 µg/mL; about 40 min withoutS = 6[moseson2020a R3, C11]
BCL, PVPVA 70 µg/mL and HPMCAS 1 mg/mL in solutioninduction above 1 h; none in 8 h; without polymer under 30 min37 °C[moseson2021 R3]
BCL–PVPVA dispersion in the slurryHPMCAS in the medium delays crystallisation by about 10 min and leaves form 2 growth unchangedRaman[moseson2021 R19, R20, C51]
neat PCZ and BCL meltsnucleate within 1 h between Tg and Tm; IDM did not in 4 hDSC holds[moseson2020 R7]
twenty commercial polymers on ritonavir growth (outside)five effective: Pn-IPAAmd > HPMCAS > HPMC > CAPh > CMCABseeded growth[ilevbare2012c C22]
bifonazole in melt-quenched films (outside)PAA the most effective polymer; PAA ineffective on acetaminophen in solution5 wt%[kestur2011 C9; trasi2015 C26]
erlotinib–HPMCAS against erlotinib–PVPVA, coated, 43% RHnone at 48 weeks against about 6 weeks40 °C, SEM[moseson2022a R11, R12]
felodipine, 1 µg/mL HPMCgrowth ratio 0.607; induction time 15.3 → 136.5 min; J/J_0 7.05 × 10⁻⁴S 10, 25 °C[alonzo2012 R5, R16, R17]
ritonavir, CAB Adp 0.81induction time ≈120 → ≈244 min5 µg/mL, 20 µg/mL drug[ilevbare2013c R9]
celecoxib, HPMC2.4 → 12.6 min (22 µg/mL); 27.5 → 855.5 min (11 µg/mL)5 µg/mL, 37 °C[ilevbare2013c R9, R15]
danazol, HPMC-AS6–10 → 250–516 min10 µg/mL polymer, 25 °C[jackson2014 R17]
warfarin, six polymersamorphous precipitate ≥ 6 h; 103–224 µg/mL1 mg/mL, pH shift[hsieh2014 R4]
celecoxib, 5 µg/mL HPMCASsupersaturation held 16 h; J_0/J_p about 4,00022 µg/mL drug[xie2016a R3, R13]
six dihydropyridines, 4.5 mg/mL polymerPVPVA = HPMC = HPMCAS > PVP > CMCAB = CAPAdp > P2VP = PAAnominal 10 mg/mL[raina2015b C16, R9]
telaprevir 150 µg/mL, 5 µg/mL polymerHPMC 243, HPMCAS 175–226, CA-Sub-090 106 min against 14–15 withoutpH 6.8, 37 °C[mosqueragiraldo2016 R4, R5]
acetaminophen S 1.5, 10 µg/mL95% of vials: none 26, PAA 11, HPMCAS 470, HPMC 1043 min20 °C[trasi2015 R1]
atazanavir, volunteer media V5 and V6, 1 mg/mL HPMC134 ± 23 and 45 ± 7 → >360 minpH 6.5, 37 °C[enright2020 R28]
telaprevir δ 28.8, 150 µg/mL HPMCAS-MF, four lecithin mediaabout 357–474 min, no difference37 °C[lu2018 R7]
enzalutamide 120 µg/mL, 50–100 µg/mL HPMCASabout 431–530 min; P177 about 71–125 minpH 6.5wilson2021 R3
felodipine with 3% PVP, HPMCAS or HPMCnucleation ≈1.3 × 10⁵ → ≈2–3 × 10³ m⁻³ s⁻¹, equal for all three0% RH, 22 °C[konno2006 R4, C14]
nifedipine and felodipine with 7 wt% PVPabout two orders of magnitude lower; 3–4-fold more to 25 wt%0% RH[marsac2006a R16, C18]
felodipine with 3% PVP vs HPMCAS≈8.6 × 10⁵ vs ≈1.3 × 10⁴ m⁻³ s⁻¹75% RH[konno2008 R3.b, C10]
felodipine with 3 wt% PVP K-90growth 21-fold slower at 70 °C, 6-fold at 110 °Cmelt[kestur2010b R8]
felodipine with 25–50% PVP vs HPMCAS51–82% vs 9–28% crystallized after ≈490 days75–93% RH[rumondor2009b R9, C13]
acetaminophen with PAA or HPMCASPAA the best growth inhibitor but most nuclei; HPMCAS the reverse10% w/w[trasi2012a C46, C53]
flutamide with acceptor or donor polymersacceptor polymers (PVP, PDMA, PIPA) slow growth; donor polymers do not10 mol%[trasi2012b C8, C50]
felodipine forms I and II with 3% PVPrate ratios ≈15.8 and ≈18.7 at 60 °C, ≈3.5 and ≈6.5 at 100 °Cmelt growth[kestur2013a R15]
celecoxib with PVP and TPGSslower than PVP alone at 70–120 °C at 10% PVPmelt growth[mosqueragiraldo2014 R2.b, C13]
resveratrol and curcumin dispersionsPVP and E100 best for resveratrol; E100 best, PVP worst for curcuminstorage at 84% RH[wegiel2013b R12; wegiel2014 R13]
ATP(S) vs ATP(R) with 5% HPMCAS-HF or -LFS 1.9–2.5 times faster than R (HF); R 1.5–1.9 times faster than S (LF)melt growth, 50–80 °C[sato2015 R5.i–l]
six compounds with 5% PHBratio with/without polymer ≈0.42–10, rising with compound Tgmelt growth[sato2016 R11]
indomethacin α vs γ with 10% HPMCratio without/with polymer ≈2900 vs ≈2.9 at 120 °Cmelt growth[tian2017 R12.i]
tacrolimus–HPMC 1:1 vs pure amorphous drugamorphous at 4 weeks vs crystalline after 2 weeks at 40 °C/75% RHopen dish[trasi2017 R16, C40]
felodipine dispersions 75% HPMCAS / HPMC / PVPmaxima 14.1 / 4.9 / 2.3 µg/mLpH 6.8, 37 °C[konno2008a R7]
felodipine 9.5 µg/mL, 150 µg/mL polymer8.5–9.1 (HPMCAS), 7.8–8.9 (HPMC) µg/mL held; PVP to ≈2.8solvent shift[konno2008a R14]
amorphous indomethacin, 250 µg/mL PVP≈23.8 µg/mL held 4 h at 25 °CpH 2[alonzo2010 R14]
indomethacin solvent shift, 37 °Cnone ≈42 → ≈7.3 µg/mL in 30 min; HPMC ≈39 held about 2.5 hpH 2[alonzo2010 R17]
danazol dispersions PVP / HPMC / HPMCASinduction ≈56–70 / ≈188–200 / ≈284–319 minpH 6.8, 25 °Cjackson2015 R5
ritonavir 20 µg/mL, 5 µg/mL of 15 additivesinduction 23.6 to 242.8 against 119.3 minpH 6.8, 37 °C[ilevbare2013d R12]
nifedipine γ → α, 1 mg/mL polymerγ intact ≈20 (PVP), ≈60 (HPMC), ≈110 min (HPMCAS) against ≈1325 °C[raina2014b R9]
celecoxib 22 µg/mL, 5 µg/mL PVP-K12 / PVP-K29/32 / HPMCAS, HPMC / PAAonset ≈1 h / ≈2 h / more than 8–16 h / as no polymerpH 6.8, 37 °C[xie2015 R1; xie2016a R3]
tacrolimus 50 µg/mL with 50 µg/mL HPMConset 6–8 h against within 3 hpH 4.5, 37 °Ctrasi2016 R9
indomethacin, 100 µg/mL HPMC against EPOheld ≈1.5 h against crystals during the titrationpH 2.2, 37 °C[xie2017 R5, R8]
resveratrol dispersionsno matrix crystallization from 80% HPMC, 85% HPMCAS, 95% CMCABpH 6.8, 37 °C[wegiel2015 R14]

Evidence table: crystallization inhibition.

Pitfalls and disagreements

Inhibition of growth, of nucleation and of overall crystallinity need not coincide: the best growth inhibitor of acetaminophen promoted nucleation [trasi2012a C46]. Polymers rank differently for different drugs [vaneerdenbrugh2010b C20; kestur2011 C29]. No polymer property tested at low levels (Tg, melting point, molecular weight) explained the order [kestur2010a C32, C34, C35]. The hydrogen-bond mechanism is a rank correlation over four polymers, and the demixing step is the authors' "speculation" [kestur2010a C38, C42]. Film results carried over to bulk powders for six of seven drugs [vaneerdenbrugh2010b C42, C43, C44]. The IR ranking of the polyphenol polymers separated the best and worst but not the middle ones, and polymer content differed from 30 to 80% in the stability comparison [wegiel2013a X4, X3]. The same ionic contact that protected lumefantrine dispersions slowed the dissolution of the enteric polymers [hiew2022a C53]. A polymer that inhibits in solution does not necessarily inhibit in the hydrating solid (HPMCAS and bicalutamide; polymers predissolved with amorphous nifedipine) [moseson2021 C51; raina2014b C11]. The mixing condition fails when the dispersion has phase separated, so water-induced separation can remove the benefit of the polymer [rumondor2009c C6]. Celecoxib with HPMC or HPMCAS at 22 µg/mL and 5 µg/mL polymer gave induction times of about 10–13 min in one laboratory and more than 8–16 h in another [ilevbare2013c R9; xie2015 R1; xie2016a R3]. Growth and nucleation data for the same polymers are often measured at different supersaturations [ilevbare2013b X15]. A polymer that raises the crystalline solubility or lowers the onset of phase separation changes the supersaturation it is credited with (F19) [jackson2014 X9]. In the solid state, equal effectiveness holds for felodipine nucleation when dry, not for growth (polymers differed several-fold) or in humid air [konno2006 C14; kestur2010a R6; konno2008 C10]. After moisture-induced phase separation the PVP level stopped mattering for crystallization at 93% RH [rumondor2009b C20]. The mechanism (barrier at the nucleus, hydrogen-bond coupling, polymer encaged in the crystal) was argued, not measured [konno2006 C40; kestur2010b C35, C42]. A polymer's effects on nucleation and on growth need not agree [trasi2012a C53]. Equal inhibition of two polymorphs is read as action in the liquid, unlike adsorption in solution [kestur2013a C6, C28]. PVP slowed felodipine bulk growth about sevenfold but surface growth only twofold [kestur2013b C32]. A polymer can also speed growth (PHB with high-Tg compounds) [sato2016 C29]; the factor depends on the polymorph and on the side of the growth maximum [tian2017 C37, C35]; and two grades of one polymer can favour opposite enantiomers [sato2015 C28]. PAA, the most effective polymer for bifonazole in melt-quenched films and the best growth inhibitor for acetaminophen melts, was ineffective on acetaminophen in solution (synthesis: contrast between papers) [kestur2011 C9; trasi2012a C46; trasi2015 C26]. In the ASD dissolution papers the ranking depends on the drug (PVP worked for indomethacin, not for felodipine, danazol or ritonavir) [alonzo2010 C22; konno2008a R7; jackson2015 R5; ilevbare2013d R12]. Solution screens predict only the rank order, and HPMC was misranked for felodipine [konno2008a C31; jackson2015 X8]. An additive can stabilize droplet size yet promote crystallization [ilevbare2013d R14].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

crystallization

In this chapter, the formation of crystals from a supersaturated solution or from a drug-rich phase; it depletes the supersaturation, unlike a drug-rich phase, which keeps it [tres2017 C42].

Findings

F3, F8, F9.

Related concepts

contrasts with drug-rich phase and liquid-liquid phase separation; related to crystallization inhibition, crystallization tendency and nucleation induction time.

Formulas

none.

How it is measured or obtained

By visual particles and birefringence under polarized light [raina2015a P7]; by the return of a probe signal toward its aqueous value (pyrene I1/I3, PRODAN lifetime) [raina2015a R16; tres2018 R21]; by a long lifetime component of the drug itself [tres2017 R1.g]; in outside work by PXRD of compacts [bhardwaj2018 R3].

Values in the library
materialvalue or classconditionspaper ids
nifedipinecrystals in buffer at ≈38 (25 °C) and ≈58 µg/mL (37 °C)extinction onset with visible crystals[raina2015a R4, R5]
nimodipinecrystals at ≈21.5 µg/mL (37 °C)same[raina2015a R4, R5]
nifedipine with HPMCpyrene I1/I3 back to ≈1.60 at 400 µg/mL after ≈0.76 at 200 µg/mL25 °C[raina2015a R16]
felodipine 108 µM, no HPMClifetime component 9.04 ns (17%) after 15 hpH 7.4[tres2017 R1.g]
lopinavir, no polymerlifetime 1.31 ns at 94 min to 1.06 ns at 213 minpH 7.4, 24 °Ctres2018 P5, R21
itraconazole dispersionsno crystallinity in compacts after dissolutionPXRD[bhardwaj2018 R3, C14]
Pitfalls and disagreements

Crystallization of a drug-rich phase was inferred from fluorescence in three papers and confirmed by an independent test in none of them [raina2015a X15; tres2017 X6; tres2018 X5]. Extinction cannot tell crystals from a liquid phase [raina2015a C9].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

degree of supercooling

\Delta T = T_m - T, how far below its melting point a liquid is held or crystallizes; "undercooling" and "supercooling" are used as synonyms [baird2013 E4; tian2017 E4]. It sets the driving force, which is proportional to ΔT [tian2017 C22]. New aspect (PEG dispersions): in a dispersion the supercooling of each component is set by the melting point of that component in the mixture, which the other component depresses. For benzocaine the authors cite a melting point of around 89 °C for the neat drug and around 48 °C at the eutectic, so the supercooling at 25 °C is much smaller in the PEG dispersion [zhu2012 C32, M3]. PEG's own supercooling falls when a drug lowers its melting point [zhu2011 C21, R1]. New aspect (C. Amorphous solubility and LLPS): in the amorphous solubility papers the undercooling is T_m - T at the temperature of the solution experiment (25 or 37 °C), together with T_g - T_\infty, where T_\infty is the temperature at which crystal and supercooled liquid would have equal enthalpy; both are used to judge whether the Hoffman free-energy estimate is reliable almeidaesousa2015 C34, C35, R16.

Findings

Crystallization tendency: F2, F7, F10, F11. PEG dispersions: F5, F8, F10. C. Amorphous solubility and LLPS: F7. Physical stability: F18, F28, F29.

Related concepts

related to thermodynamic driving force for crystallization; used by Barandiaran-Colmenero method and critical cooling rate; part of crystallization from the supercooled melt; reduced by melting point depression; governs the accuracy of the Hoffman equation and the amorphous-crystalline free energy difference; related to kinetic versus thermodynamic control of crystal growth.

Formulas

Barandiaran-Colmenero critical cooling rate, Hoffman equation, temperature of maximum crystal growth rate.

How it is measured or obtained

As Tm minus the crystallization peak temperature on cooling at a given rate [baird2010 P2; baird2013 R1]; as the temperature scale for growth data [trasi2014a P5]; in dispersions it shrinks when the polymer depresses the drug's melting point [zhu2011 C20]. In the PEG dispersions it was not measured: the supercooling is inferred from the liquidus of the drug–PEG phase diagram [zhu2012 C32; zhu2011 R1]. The 25 versus 40 °C solidification of pure PEG was used as a control of how much a change of PEG supercooling moves the lamellar long period (about 1 nm) [zhu2011 R8, C21]. In the amorphous solubility papers Tm comes from DSC and T∞ from the enthalpy of conversion with ΔH(c → sl) set to zero in the heat-capacity cycle almeidaesousa2015 E9, R16. In the polymer growth papers, from the onset melting temperature of 10% physical mixtures at 10 °C/min [trasi2012a P5, R9].

Values in the library
materialvalue or classconditionspaper ids
caffeine3.0 °CDSC cooling at 20 °C/min[baird2010 R12.j]
tolbutamide80.8 °CDSC cooling at 20 °C/min[baird2010 R12.v]
4-biphenylmethanol; haloperidol15.1; 90.8 °Crapid cooling at 500 °C/min[baird2013 R1.a, R1.f]
class I-A meltscrystallized after about 5–35 °Crheometer[baird2012 R4]
vemurafenibabout 25 °C before crystallizationDSC cooling at 10 °C/min[lu2016 R1]
benzocaine in PEG 20:80melting point 55 against 92 °C for the pure drugdispersion[zhu2011 C20]
felodipine growth runsΔT 71.4–31.4 °C over 70–110 °Cmelt growth[kestur2010b R17]
benzocaine in PEG 3350supercooling at 25 °C: 89 − 25 = 64 K neat against 48 − 25 = 23 K at the eutectic (synthesis)cited melting points[zhu2012 M3, C32]
PEG 3350 with 20 wt% benzocaine; ibuprofen; fenofibrateliquidus about 54.5, 57, 58.0 °C against about 60.5 °C for PEG, a depression of 6.0, 3.5, 2.5 K (synthesis)read from the phase diagrams[zhu2011 R1.g, R2.g, R1.a; zhu2012 R24.d]
pure PEG 335025 °C: t_{50} about 23 s; 40 °C: about 48–64 ssynchrotron XRD[zhu2012 R4, R16]
ibuprofen, phenylbutazone, tolnaftateTm − T 51, 82, 86 K; Tg − T∞ 81, 42, 143 K25 °Calmeidaesousa2015 R16
diclofenac, sorafenib, griseofulvinTm − T 147, 180, 192 K; Tg − T∞ 145, 107, 122 K25 °Calmeidaesousa2015 R16
telaprevirTm 238 °C against 37 °C, a gap of about 200 KHoffman estimate 2.7 times the onsetmosqueragiraldo2015 M1, C23, C24
CRH1Tm 141.7 °C, so Tm − T = 116.7 K (synthesis: 141.7 − 25)all three free-energy routes agree within 1.3 µg/mLalmeidaesousa2016 M1, R2
acetaminophen with 10% w/w of seven polymersTm 166.7–168.6 against 169 °C; supercooling similar for allDSC[trasi2012a R9, C19]
flutamide with 10 mol% polymersTm 108–110 °C; supercooling hardly changedDSC[trasi2012b R7, C33]
celecoxib with TPGS and PVPTm 151.49 °C, 12 °C below the drugDSC[mosqueragiraldo2014 R5.f, C18]
six compounds with 1–20% PHBTm of physical mixtures 0–4 °C lower, so supercooling taken as unchangedDSC[sato2016 R7, C18]
indomethacin δ, α, γTm 127 (cited), 152 and 160 °CDSC[tian2017 M1]
Pitfalls and disagreements

Undercooling did not always rise with cooling rate and scattered between runs [baird2010 R12, C18]. Hoffman estimates lose accuracy at large undercooling almeidaesousa2015 C34; mosqueragiraldo2015 C24. Low polymer levels barely shift Tm, so the supercooling is similar with and without polymer [trasi2012a C19; sato2016 C18]. In the PEG dispersions the supercooling and the mobility of benzocaine were not measured, and the two cited melting points differ between the two PEG papers (89 and 48 °C against 92 and 55 °C for the 20/80 blend) [zhu2012 C32, C33; zhu2011 R1]. The authors do not weigh reduced PEG supercooling as a cause of slower PEG crystallization, only hydrogen bonding [zhu2012 C44]. In the amorphous solubility papers Table 10 does not predict the size of the Hoffman error drug by drug: sorafenib has 180 K undercooling and equal Hoffman and Cp ratios almeidaesousa2015 X8. Small melting-point shifts were used to rule the driving force out as the cause of growth differences between polymers [trasi2012a C19; trasi2012b C33].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Δχ effect

Demixing of two miscible components caused by a third component, a solvent, that interacts very differently with each of them; the larger the difference between the solvent–component interaction parameters, the stronger the tendency to separate [marsac2010 C36, E1; purohit2017b E4]. In the library the solvent is water, the components a hydrophobic drug and a hydrophilic polymer [marsac2010 C43].

Findings

F12, F13, F14, F31.

Related concepts

mechanism of moisture-induced phase separation; depends on Flory-Huggins interaction parameter; related to cosolvency and enthalpy of mixing.

Formulas

Δχ effect, multicomponent Flory-Huggins free energy of mixing.

How it is measured or obtained

From the absolute difference of the water–drug and water–polymer Flory–Huggins parameters, each obtained from water sorption [marsac2010 E1, R22, E3].

Values in the library
materialvalue or classconditionspaper ids
felodipine–PVP–waterχ water–felodipine ≈3.3, water–PVP ≈0.5 (difference 2.8 by subtraction); felodipine–PVP slightly negativecited values[marsac2010 R22, E1]
six drugs in PVP–waterseparating drugs had water–drug χ 2.84–3.58, non-separating 2.50–2.7125 °C sorption[rumondor2009c R24, C46]
ritonavir with PVP, PVPVA, HPMCAS (outside)larger Δχ, higher tendency to phase separation (argument)stated in wordspurohit2017b E4, C43
loratadine-type ASDs (outside)separation predicted when the difference is large even if drug–polymer χ is negativeargumentyang2021 E2
miconazole–PVPVA 50:50no separation dry at 100 °C; separation with water during casting, storage and immersion, read as a water-driven change of the thermodynamics ("evidence is provided")films and powders[saboo2017 R22, C41, C43]

Evidence table: Δχ effect.

Pitfalls and disagreements

No ternary phase behaviour was measured; all χ values are cited or derived from sorption [marsac2010 C43]. Within the six-drug set the gap in water–drug χ between groups is only 0.13 and coincides with a difference in hydrogen-bond donor type, so the two explanations cannot be separated [rumondor2009c X4, X13]. The miconazole argument rests on one Tg after annealing (data not shown) and on images; no interaction parameters were measured [saboo2017 R22, C43].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

desupersaturation

The fall of the dissolved concentration after supersaturation was reached, because crystals nucleate or seeds grow; in an ASD it "corresponds to the crystal growth rate exceeding the dissolution rate" [moseson2020a C14]. A plateau is not the same as a fall: a crystal-free bicalutamide dispersion that stayed at about 18 µg/mL (30 µg/mL dose) without desupersaturation was read as crystallisation inside the dissolving solid, which caps the concentration without lowering it afterwards [moseson2021 C17, R14]. In the posaconazole pH-shift test the concentration falls below the LLPS concentration (about 19 µg/mL in the intestinal medium) when crystals present or newly formed consume the supersaturation; this is not a return to the crystalline solubility of 1.2 µg/mL [shah2024 R11, X15]. New aspect (Bioperformance): the loss of supersaturation, mostly by crystallization from solution or in the matrix; its onset is read from a concentration fall elkhabaz2017 C19, C23. In dissolution of enzalutamide–PVPVA dispersions and tacrolimus capsules the fall after the maximum was read as crystallization, from seeds in the product or formed in the medium; absorption lowers the donor too [wilson2018 C18; purohit2019 C17, C34; hate2019 C20, C30]. New aspect (Crystallization from solution): with seed crystals present it reflects growth of the seeds; without seeds the crystals must first nucleate, so the profile has a flat start (the induction time) followed by a fall [alonzo2012 P4, P5; ilevbare2013c R7]. New aspect (Supersaturation from ASD dissolution): the fall of the concentration after a dissolving amorphous solid or dispersion has supersaturated the medium, read as crystallization from solution, sometimes together with crystallization of the remaining solid [alonzo2010 C16, C21; jackson2015 C14].

Findings

ASD process: F25, F26, F27, F28, F38, F39, F40, F41, F46. Bioperformance: F9, F10, F11, F12, F14, F16, F23, F28, F29, F30. Crystallization from solution: F4, F5, F14, F20, F23, F24, F27, F33, F42. Supersaturation from ASD dissolution: F4, F5, F6, F15, F16, F20, F22, F26, F28.

Related concepts

read in non-sink dissolution; driven by crystal seeding; slowed by crystal growth inhibition; contrasts with matrix crystallization. Loss of supersaturation; caused by solution crystallization and secondary nucleation; also lowered by an absorptive sink; driven by crystal growth rate and nucleation induction time; summarized by supersaturation factor; related to residual crystallinity.

Formulas

power-law crystal growth rate, initial growth rate from the desupersaturation slope, supersaturation factor, supersaturation ratio, overall mass crystal growth rate.

How it is measured or obtained

From the concentration–time profile after the maximum, or from seeded runs: 50 µg/mL indomethacin made by antisolvent addition and 10–50 µg/mL bulk seeds added, with the growth rate R_G in µg/s taken from the profile (extraction method not printed) [moseson2020a P10, P20, X12]. In the Bioperformance papers: concentration–time profiles, UV at 233 and 350 nm for induction time, with SHG or PLM to confirm crystals elkhabaz2017 P5, P8, P10. In the crystallization-from-solution papers: concentration against time by a fibre-optic UV probe on second-derivative spectra (every 2–5 s), in seeded runs (slope of the first 2–5 min as initial growth rate) and unseeded runs (flat start, then fall); light-scattering extinction and pyrene fluorescence give the matching signals for droplets and crystals [alonzo2012 P3; ilevbare2012a P8; jackson2014 R15]. In the ASD dissolution papers: in situ UV during non-sink dissolution or after a solvent shift; a rise of the pyrene ratio confirms loss of the drug-rich phase [konno2008a P5; alonzo2010 P3, P4; jackson2015 P2, P3]; drug in the filtered liquid of suspensions [chen2015a P11].

Values in the library
materialvalue or classconditionspaper ids
IDM, 50 µg/mL, no polymerunseeded about 50 → 25.6 µg/mL at 120 min; with 50 µg/mL seeds about 26.9pH 4.5, 37 °C[moseson2020a R3.a, R3.d]
IDM, 50 µg/mL, 5 µg/mL PVPVA, 50 µg/mL seedsabout 50 → 37.1 µg/mL in 720 minsame[moseson2020a R3.h, X6]
IDM–PVPVA extrudatesslight fall after the peak above 3% crystallinity (131-2 about 40.6 → 39.4; 117-2 about 30.9 → 28.8)50 µg/mL total dose[moseson2020a R6]
BCL–PVPVA S/155 and M/155about 32.4 → 24.5 and about 28.2 → 16.2 µg/mL150 µg/mL dose, 4 h[moseson2021 R12]
paclitaxel–HPMCAS with 18 wt% seeds (outside)desupersaturation by crystal growth; HPMCAS cannot block it completely16 h[que2018 C30]
tacrolimus capsules (outside)steep decline after the maximum shows that seeds grow rapidly in 100 mLpH 4.5[purohit2018 C43]
PCZ–HPMCAS 10% DL, 0.3% crystals against nonepeak about 178 → 18.5 µg/mL at 150 min against about 172.5 → 125 µg/mL at 300 minpH shift at 60 min, dose about 200 µg/mL[shah2024 R12, R14]
PCZ–HPMCAS 25% DL, 3.2% crystals against nonecrystallization after 45 min against about 1.5 hsame[shah2024 R15, C29]
BCL–PVPVA 30% DL, 3% SDS, cryomilled 5 minpeak about 84% at 45–60 min, then about 78% (about 23 µg/mL)dose of at most 30 µg/mL[moseson2022b R10]
PCZ 20 µg/mL in FaSSIF V2, HPMCAS 0 / 9 times the drug; seeds 0 / 5 / 10 µg/mL% left at 30 min about 66 / 46.5 / 25; about 99.5 / 96 / 74.5seeded solution[shah2024 R22]
ezetimibe PVP ASD, FeSSIF195 µg/mL at 15 min to 41 at 30 min37 °Celkhabaz2017 R14
ezetimibe ASDs, bufferdecline after about 30 minelkhabaz2017 R10, C19
tacrolimus generic, 100 mLabout 98% released at 20–30 min, 39.5% at 120 minmedium I[purohit2018 R7]
felodipine, no polymer, unseededabout 5.35 → 1.54 µg/mL from about 10–15 min to 150 minS 10[alonzo2012 R15]
paclitaxel–HPMCASnone unseeded; present with 18 wt% seeds16 h[que2018 R13]
pazopanib19.8 to about 1 µg/mL at 60 minpH 6.5sugihara2018 R8
enzalutamide PVPVA ASDsmaximum close to the amorphous solubility, then fall; 10:90 HPMCAS peak only 10 µg/mL with crystals in the medium100 µg/mL total, 12.5 mL, pH 6.5wilson2018 R6, C18
tacrolimus, seeded solutionsrate about 0.39 at 50 µg/mL against 0.075 at 20 µg/mL; growth order 1.677seeds from the crystallized generic[hate2019 R17, R18, C30]
tacrolimus 50% and 100% crystalline capsule contents15 and 4 µg/mL at 2 h, still above the crystalline solubility5 mg in 100 mL, pH 4.5[purohit2019 R4]
felodipine, 1 µg/mL HPMC, seeded; unseeded5.1 → 2.17 µg/mL in 58 min; 5.38 → 5.03 over 198 minS 10, 25 °C[alonzo2012 R18]
ritonavir seeded, none; CAP Adp 0.8510.0 → 6.9; 10.15 → 9.25 µg/mL in 2 minS 7.6, 37 °C[ilevbare2012c R7]
danazol 20 µg/mL, no polymerapparent UV concentration 19.2 → 14.4 → 11.8 → 2.1 → 1.4 µg/mL at 1, 5, 10, 30, 60 min25 °C[jackson2014 R15]
celecoxib, HPMC, start S 14.7S 15 for 15 min, 7.8 at 35 min, 4.9 at 100 min, 4.3 at 200–240 min37 °C[ilevbare2013c R16]
paclitaxel with 18 wt% seeds (ASD dissolution chapter)desupersaturation immediate without polymer37 °C[que2018 R7]
telaprevir seeds, 1.86 mM STCDCflat at about 11.2 and 72 µg/mL for 240 min; buffer 4 and 6δ 2.4 and 12.5[lu2017a R11]
telaprevir after 15 h, δ 12.5residual 60.5 (STCDC), 91.7 (SGCDC), 9.0 (STC) of 65.2–95.2 µg/mLdiffusion cell[lu2017a R12]
acetaminophen seeded19.5–19.8 → 13.0 (none) and 16.1 mg/mL (HPMC) at 24 hS 1.5, 20 µg/mL polymer[trasi2015 R11]
atazanavir, posaconazole after nucleation, three mediaatazanavir 1.0, 4.2, 0.3; posaconazole 0.6, 1.9, 1.7 µg/mL·min (buffer-V1, FaSSIF-V1, composite)37 °C, slope after the break[elkhabaz2021 R8, E7]
posaconazole at S 33.6 with nanocrystal seedsfrom about 8.5 to 4.9 µg/mL by 4 min (2 µg/mL seeds), to about 3.4 within about 1 min (20 µg/mL)PBS pH 6.5duong2022b R13
felodipine 50 µg/mL nominal, 150 µg/mL PVP; none≈6.3 → ≈1.9 µg/mL in 240 min; ≈2.7 → ≈1.05solvent shift, 37 °C[konno2008a R12]
indomethacin, solvent shift, no polymer≈27.3 µg/mL held about 25 min, then ≈5.3 at 90 minpH 2, 25 °C[alonzo2010 R18]
felodipine 90:10 HPMC, 90 µg/mL addedapparent ≈75 µg/mL at 5 min, ≈22.6 at 50 min37 °C[alonzo2011 R2]
danazol 90:10 PVP dispersion≈9.2 µg/mL at 60 min to ≈2.2 at 420 min, pyrene ratio risingpH 6.8, 25 °Cjackson2015 R12
nifedipine–HPMC 50:50≈100 µg/mL at ≈22 min to ≈41 at 150 min37 °C[raina2014b R14]
celecoxib–HPMCAS suspension, SDSS ≈8.6 at about 5 min to ≈3.2 at 1 hpH 3, 25 °C[chen2015a R17]
celecoxib 22 µg/mL: none / 5 µg/mL PVP-K12 / PVP-K29/32≈20.8 → ≈4.1 in 1 h / ≈20.9 → ≈4.4 by 8 h / ≈9.1 µg/mL at 8 hsolvent shift, pH 6.8, 37 °C[xie2015 R2]
celecoxib–PVP-K12 50% dispersion≈21.0 µg/mL near 6 h → ≈6.5 at 16 hpH 6.8, 37 °C[xie2015 R6]
celecoxib 22 µg/mL seeded: none / 5 µg/mL HPMCAS≈22.5 → ≈4.0 in 30 min / → ≈16.0 µg/mL at 4 hpH 6.8, 37 °C[xie2016a R11]
tacrolimus 50 µg/mL: none / 50 µg/mL HPMCfall from ≈150 min / from ≈400 minpH 4.5, 37 °Ctrasi2016 R9
indomethacin–EPO 3:7 dispersion≈77 µg/mL (UV) → 8.8 µg/mL (HPLC) at 1 hpH 2.2, 37 °C[xie2017 R11]
lopinavir 50%: EUD, CAP / HPMCPloss within ≈10–12 h / none in 48 hpH 3, 25 °Cli2018 R6
paclitaxel–HPMCAS 49/51 with 18 wt% seeds≈31–33 µg/mL reached, then ≈7.9–25.3 µg/mL left at 16 h depending on the seed typepH 6.8, 37 °C[que2018 R14]
posaconazole–HPMCAS 10% dispersion, high against low dose≈22–24 µg/mL to 120 min then ≈6–8; ≈17–21 µg/mL to 90 min then ≈8 µg/mLFaSSGF → FaSSIF, 37 °C[elkhabaz2019a R6, R12]
praziquantel–HPMC E5 LV dispersions, 1.5 mg/mLa 30% drop in FaSSIF after about 75–82%; R-enantiomer lost dissolved drug in every medium37 °C[alvarenga2025 R14, C36]
Pitfalls and disagreements

Growth rates are vessel mass rates, not normalised to seed area [moseson2020a X12]. In the bicalutamide tests the desupersaturation at 150 µg/mL is attributed to growth from solution, whereas the overall low plateau is attributed to growth in the solid [moseson2021 C21, C46, X4]. The IDM extrudates may have lost concentration by growth into the surrounding amorphous solid rather than from solution [moseson2020a X15]. In the posaconazole test the focused beam reflectance signature read as secondary nucleation for the crystal-containing 25% dispersion has the same form as the one read as primary nucleation for the crystal-free one [shah2024 K3, K4, X14]. For bicalutamide with cryomilled surfactant powders the loss is attributed to nuclei in the milled matrix and was not measured [moseson2022b C26]. In the Bioperformance papers concentration alone cannot separate LLPS from crystallization in turbid media elkhabaz2017 C30. Absorption also lowers the donor (F14). With an absorptive sink the fresh generic tacrolimus did not lose supersaturation at 240, 100 or 40 mL, unlike in a closed vessel; only at 40 mL did total dissolved drug fall for the 20% sample (F14, F28) [hate2019 R11, C20, C35]. Apparent UV concentration of a colloidal solution is distorted by droplet size changes: at 20 µg/mL danazol the early fall is attributed to droplet coalescence, not crystallization, and orthogonal methods are needed [jackson2014 C29, C54, C55]. The seeded profile includes any secondary nucleation [ilevbare2012b X18]. After crystallization with HPMC the celecoxib solution sat at S 4.3, not 1, at 240 min [ilevbare2013c R16]. In the ASD dissolution papers apparent UV falls above the amorphous solubility can come from particle growth or settling as well as from crystallization [alonzo2011 C14; jackson2015 C12]. With HPMC the felodipine solution kept falling slowly; the PVP and buffer solutions approached but did not reach the crystalline solubility in 4 h [konno2008a X10]. After crystallization the celecoxib readings settled at ≈2.6–2.9 µg/mL, above the 1.5 µg/mL crystalline solubility measured by HPLC [xie2016a X4]. With crystals present from the start, the onset of desupersaturation marks the time at which growth outpaces redissolution of amorphous material, not the onset of crystallization [elkhabaz2019a C49].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

diffusion boundary layer

The thin region at a dissolving surface across which drug moves by diffusion. In a polymer melt a dissolution boundary layer and a heat-transfer boundary layer form at each crystal–polymer interface; mixing thins them and so speeds dissolution, and large particles dissolve slowly [moseson2018 C50, C52, C53]. In the Noyes–Whitney form its thickness h stands in the denominator [moseson2018 E5]. In the bicalutamide population balance model it enters only as a lumped dissolution rate constant whose fit (0.1002 ± 0.0511 µm/s) lies far below the assumed values, which the authors relate to melt viscosity [moseson2022c R16, C30]. New aspect (Release mechanism and LoC): at a dissolving dispersion it is the stagnant layer in which, in the first of two proposed mechanisms, drug and polymer released together dissociate and the drug separates as nanodroplets once it passes the amorphous solubility [indulkar2017b C7]. Its thickness h stands in the denominator of the Nernst–Brunner form dC/dt = (DA/Vh)(C_s - C) [indulkar2019a E2]. During congruent release of MePHPH–PVPVA the drug is carried into the diffusion boundary layer by swelling and release of the polymer chains and can separate into nanoparticles within the gel during its residence time of about 2–6 min [deac2023a C47]. The 2025 bedaquiline paper writes polymer release as the flux across the aqueous boundary layer, J_p = (D_p/\delta)\,C_p, so that anything lowering interfacial polymer solubility lowers drug release [kaur2025 E1, C41]; the 2025 grade paper uses the same reading [bapat2025a C29].

Findings

ASD process: F11, F9, F37. Release mechanism and LoC: F5, F25, F32, F34.

Related concepts

part of crystal dissolution into a polymer melt. Part of the Nernst-Brunner equation; where drug-rich nanodroplets form by liquid-liquid phase separation.

Formulas

Noyes–Whitney equation.

How it is measured or obtained

Not measured in the ASD process papers; the drug gradient around a dissolving crystal was mapped by EDX chlorine line scans (ramps of about 7 and 9 µm) [moseson2019 R9, C41]. In the release-mechanism papers: not measured in these papers; D and h are not given [indulkar2019a E2].

Values in the library
materialvalue or classconditionspaper ids
IDM crystal in copovidone, 1 h at 130 °Cgradient about 8 µm on each side of a plateauEDX[moseson2019 R9, C41]
nifedipine ASDs in waternanodroplets form after the drug dissolves in the bulk medium or stagnant diffusion layerisotope scrambling[indulkar2017b C26]
ledipasvir–copovidonedissolution rate by the Noyes–Whitney form with diffusion layer hcompacts[que2019 E1]
ritonavir–PVPVAdiffusion-layer equation used for release from a drug-rich surfaceargument[indulkar2019a E2, C22]
Pitfalls and disagreements

Boundary-layer thickness in the extruder was not measured [moseson2018 C52]. The isotope study does not separate the bulk medium from the stagnant layer as the place where the droplets form [indulkar2017b C26].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

droplet coalescence

The merging of drug-rich droplets into larger ones; the growth of the ritonavir droplets from about 345 to about 842 nm in 64 min is "consistent with coalescence of the droplets, commonly observed in LLPS" ilevbare2013a R3, C18. The papers of 2017–2022 add ibuprofen droplets, which in buffer coarsened and creamed within 1–2 h, whereas with HPMC they stayed at 345–385 nm for 3 h; flocculation and coalescence were not told apart by DLS because the droplets creamed ueda2020b R7, R15, C39, C40. New aspect (Crystallization from solution): for danazol the authors attribute the early fall of the apparent UV concentration of a phase-separated solution (19.2 to 11.8 µg/mL over 10 min at 20 µg/mL) to coalescence of the drug-rich droplets, which changes how they absorb and scatter light, not to crystallization ("is attributed") [jackson2014 C29, R15]. Polymers adsorbed at the droplet surface are inferred to reduce coalescence because the droplets stay smaller ("it is inferred") [jackson2014 C33]. In the later danazol paper DLS sizes fell from about 350 to 103–136 nm with 1000 µg/mL polymer while NTA means stayed at about 181–270 nm, which the authors read as polymer reducing the formation of some larger droplets, "probably through coalescence" jackson2016 R19, R21, C30.

Findings

Amorphous solubility and LLPS: F1, F22. Crystallization from solution: F4, F15.

Related concepts

changes the size of the drug-rich phase; occurs in liquid-liquid phase separation. Papers of 2017–2022: Ostwald ripening, colloidal stability. Reduced by polymer adsorption to drug-rich droplets; related to zeta potential.

Formulas

none.

How it is measured or obtained

DLS mean size against time after a single addition of stock at the onset concentration, 37 °C ilevbare2013a P11, R3. DLS Z-average over hours, UV absorbance and extinction, and pyrene fluorescence on the same solution [jackson2014 P8, P9].

Values in the library
materialvalue or classconditionspaper ids
ritonavir dropletsabout 345, 447, 536, 677, 842 nm at about 1, 10, 28, 46, 64 minwater, 37 °Cilevbare2013a R3
ibuprofen droplets, stirred 3 hbuffer below detection at 30 min; HPMC 345–385 nm; PVP-VA 320–440 nm with count rate 470 → 35 × 10⁶ cps; EUD-E 810 → 1110 nmpH 2.0 (D2O), 37 °C, 300 rpmueda2020b R7
danazol aloneabout 490 nm at once; about 9800 nm at 1 h25 °C, above the onset[jackson2014 R22]
with PVPabout 240–250 nm to 1 h; about 2900 nm at 2 h10 µg/mL polymer[jackson2014 R22]
with HPMC; HPMC-ASabout 305–345 nm to 2 h and 820 nm at 4 h; about 230–250 nm to 4 h and 1250 nm at 6 hsame[jackson2014 R22]
ritonavir nanodroplets (ASD dissolution chapter)stabilized against coalescence "likely" by charge repulsion between adsorbed polymers37 °C[ilevbare2013d C38]
danazol droplets, PVP, HPMC, HPMC-ASDLS z-diameter about 350 → 103–136 nm; NTA 181–270 nm1–1000 µg/mL, 25 °Cjackson2016 R19, R21
Pitfalls and disagreements

Coalescence itself was not observed; size growth is read as its sign ilevbare2013a C18. Droplet size also differs with the technique and the drug (about 116–387 nm for the weak bases) indulkar2015 R14. For danazol no droplet size was measured in the first minutes for the drug alone: the DLS points are 0 and 1 h, the second after crystallization (induction 6–10 min), so coalescence is inferred from the UV signal [jackson2014 X6]. The danazol concentration for DLS is not printed [jackson2014 X11]. Time after supersaturation and drug level of the 2016 measurement are not stated jackson2016 X12.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug adsorption onto silica

Uptake of dissolved drug onto a silica surface

For drug-loaded mesoporous silica the papers hold it responsible for incomplete release: dissolved drug returns to the surface in a dynamic equilibrium [dening2018 C23, C4; dening2019 C4]. Neutral drugs bind mainly by hydrogen bonds from silanols to their acceptor groups, and weak bases still charged at the test pH mainly electrostatically [dening2019 C52; mccarthy2020 C41; hate2020b C28, C35]. Adsorption grows with supersaturation, which the authors relate to the higher activity of the dissolved drug ("can be proposed") and which competes with solvation [dening2019 C39; hate2020b C9, C31].

Findings

F3, F4, F5, F6, F7, F9.

Related concepts

measured by an adsorption isotherm; occurs through drug-silanol hydrogen bonding or ionic interactions; part of a dynamic adsorption-desorption equilibrium; cause of incomplete drug release; grows with supersaturation.

Formulas

adsorbed amount by solution depletion, competitive solvent-drug adsorption equilibrium.

How it is measured or obtained

Solution depletion with blank silica added to a drug solution, or isotherms over a range of concentrations [dening2018 P8; dening2019 P3; hate2020a P13; hate2020b P2; mccarthy2020 P7].

Values in the library
materialvalue or classconditionspaper ids
ritonavir, blank SBA-15 about 100 µg/mL28 → about 22 µg/mL (about 20% adsorbed)pH 6.8, 2 h[dening2018 R13]
ritonavir, loaded SBA-15 in medium at 28 µg/mLabout 600 µg more taken up (27% w/w)pH 6.8[dening2018 R14, R15]
ritonavir on SBA-15up to 424 mg/gpH 6.8, isotherm[dening2019 R2]
atazanavir on SBA-15up to about 20.8 mg/g (300 µg/mL silica)HPMC, 2 h[hate2020a R2]
ketoconazole; clozapine; atazanavir on SBA-15pH 6.8 top points about 66; 53; 21 mg/gHPMC[hate2020b R3, R4, R5]
indomethacin; methyl ester on SBA-15up to about 289; 342 mg/gpH 2.2, HPMC[mccarthy2020 R7, R8]

Evidence table: drug adsorption onto silica.

Pitfalls and disagreements

The adsorbed amount is always derived from what is missing in solution; no paper measured drug on silica during release [dening2019 X18]. Per-gram values depend on the silica concentration used [hate2020a X15]. Blank silica took up only about 20% of ritonavir while loaded silica kept about 50%, so retention "may therefore depend only in part on the adsorption equilibrium" [dening2018 C47].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug–drug miscibility

Mixing of two drugs in one amorphous phase; it makes a mixed drug-rich phase when both dissolve alhalaweh2016 C9, C26. A crystalline drug can also enter an amorphous drug-rich phase from solution: darunavir partitioned into the atazanavir-rich phase in water although the dry amorphous drugs were phase separated alkalla2026 C4, C5, C30, C31.

Findings

F6, F20.

Related concepts

lowers amorphous solubility through the drug-rich phase; related to Fox equation.

Formulas

ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

Melting-point depression of the crystalline drug by the amorphous second drug and one Tg of the melt-quenched mixture alhalaweh2016 P7, P8.

Values in the library
materialvalue or classconditionspaper ids
ritonavir with atazanavirmelting onset 394.4 K to about 380.1 K at x_ATV 0.52; one Tg 349–323 KDSCalhalaweh2016 R8, R9
ritonavir with lopinavirliquid-state miscibility; one Tg in every mixturetrasi2015a C41; trasi2015b R2, C39
atazanavir with darunavir, dry amorphous mixturestwo Tgs in every mixture (neat 105 and 62 °C); heterogeneous co-melt-quenched film with nanoTA softening at 118 ± 4 and 92 ± 2 °CDSC, nanoTAalkalla2026 R15, R16, R17, C30, C31
atazanavir with darunavir in waterdarunavir enters the atazanavir-rich phase; atazanavir's amorphous solubility falls as the darunavir fraction of the phase risesantisolvent, 150 µg/mL atazanavir, pH 6.8alkalla2026 R11, C4, C39
Pitfalls and disagreements

Only miscible, structurally similar drugs were tested; immiscible pairs are outside the evidence alhalaweh2016 C40. Miscibility in water and immiscibility in the dry state differ, the mixing in water is inferred from supernatant depletion, and the plotted mole fraction has no printed calculation (F20) alkalla2026 X5, X6.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug leaching

Evidence table: drug leaching. Content from the ASD dissolution chapter (celecoxib, 2015) and the ASD process chapter.

Passage of drug, and of polymer, out of suspended ASD particles into the surrounding liquid while the particles stay largely undissolved, as in acid for dispersions of enteric polymers. Because the drug is amorphous, leaching can create a supersaturated liquid, whose concentration falls if the drug then crystallizes [chen2015a C13]. For lopinavir dispersions of three HPMCAS grades and HPMCP at pH 3 the leached drug settled between the crystalline and the amorphous solubility, the dispersions leached less polymer than the pure polymers ("consistent with a miscible solid dispersion"), surfactants raised the leached drug in step with its crystalline solubility, and SDS at pH 5 raised drug and polymer leaching together [li2016b R4, R3, C35, C39, C24].

Findings

F15, F18, F19, F24, F25, F27.

Related concepts

depends on pH-dependent polymer solubility and polymer-controlled release; raised by polymer-surfactant complexation; related to solubility suppression by an undissolved, mixed polymer.

Formulas

supersaturation ratio.

How it is measured or obtained

Filtering the suspension liquid (0.45 µm) and assaying drug by HPLC, divided by the crystalline solubility in the same medium, and polymer by colorimetry [chen2015a P11, P12, E1]; drug in acid over time in two-stage tests [moseson2023 R11]. Spray-dried dispersions, 100 mg in 10 mL citrate buffer at 25 °C and 300 rpm, 0.45-µm filtrates to 3 h, lopinavir by HPLC and polymer by phenol–sulfuric acid colorimetry [li2016b P4, P7, P8].

Values in the library
materialvalue or classconditionspaper ids
celecoxib–HPMCAS 33.3%, pH 3, no surfactantS ≈4.3 → ≈6.7 over 48 h, no crystals10 mg/mL, 25 °C[chen2015a R17, R14]
same, 0.25% SDSS ≈8.6 at about 5 min, ≈3.2 at 1 h (crystals)25 °C[chen2015a R17]
same, 0.025% Triton X100S ≈1.6–1.8 for 48 h25 °C[chen2015a R17]
posaconazole–HPMCAS dispersions, gastric stage (ASD process)a low amount of amorphous drug leaches; a coating slows itpH 1.2 and 4.0 media[moseson2023 C17, C20]
lopinavir 33% with HPMCAS LF / MF / HF; HPMCP≈7 µg/mL each; ≈5 µg/mLpH 3, 25 °C, 3 h[li2016b R4]
same, polymerbelow 5 µg/mL from the dispersionspH 3[li2016b R3]
lopinavir–HF with STC; SDS at pH 5; PVPVA + SDS≈25.6; ≈33–39; ≈50 µg/mL25 °C[li2016b R19, R13, R17]
posaconazole–HPMCAS 10 / 25 / 50% drug7.5 / 10 / 11.5% of a 400 µg/mL dose in 60 min, below the 115.1 µg/mL crystalline solubilityFaSSGF pH 1.6, 37 °C[elkhabaz2019a R10, R1]
delamanid salt dispersions, acid stage≈30% (HPMCP-50), under 10% (HPMCP-55) and ≈21–36.5% (HPMCAS grades) at pH 1.6; about 0.5–3.5% at pH 3.025% drug, 37 °C[nguyen2023c R11]
uncoated against coated delamanid–HPMCP-50 tablets≈30–41 µg/mL against below 0.5 µg/mL in the gastric stagepH 1.6, 37 °C[nguyen2023b R2, R10]
Pitfalls and disagreements

The supersaturation in SDS assumes that about 860 µg/mL leached HPMCAS leaves the celecoxib solubility unchanged, which was not tested [chen2015a X10, C11]. The surfactant-free suspension leached to the highest supersaturation without crystallizing [chen2015a X6]. Polymer values from the dispersions lie below detection or near quantitation and differ between figures [li2016b X7, X6]; the amorphous solubility was measured only in plain pH 3 buffer, so leaching with additives cannot be set against it [li2016b X15]. Leaching from an undissolved enteric matrix is attributed to the drug being molecularly dispersed in the polymer, and rose with drug loading for posaconazole [nguyen2023b C35; elkhabaz2019a C29].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug loading

The weight fraction of drug in an ASD (10, 30, 50% in the earlier papers). Higher loading gave slower and lower release in the atazanavir and telaprevir dispersions hate2018 R11; mosqueragiraldo2018b R5, R16. Enzalutamide dispersions differ: 10% in HPMCAS crystallized while the 50% one reached the ceiling slowly, and 50:50 CPHPC-106 gave an exposure like a lipid formulation at a tenfold higher loading (F8, F24) [wilson2018 R6; wilson2020 C19, C22]. New aspect (Release mechanism and LoC): in the release-mechanism chapter drug loading is the main variable, and its limit for congruent release is a concept of its own (limit of congruency). For grazoprevir–HPMCAS solvent-evaporated dispersions release declined steeply with loading, complete at 5%, about 80% at 10 and 15%, and about 30% at 50, 60 and 75%, an apparent plateau [hiew2023 C18, R8]. At nearly the same bulk loading, the release of co-precipitated particles depended on how much drug sat at the particle surface (hierarchical particle approach) [hiew2023 R14, R17]. In 2025 75% grazoprevir–HPMCAS particles with a wetting secondary excipient released like 20–30% dispersions, and the calculated loadings of the treated particles were 71.6–73.9% [hiew2025 R9, R10, R8].

Findings

Bioperformance: F8, F9, F23, F24, F27. Release mechanism and LoC: F11, F28, F35.

Related concepts

affects matrix crystallization and reaching the amorphous solubility; part of amorphous solid dispersion. Limited by the limit of congruency; raised at the particle level by the hierarchical particle approach; interacts with surface drug enrichment.

Formulas

none.

How it is measured or obtained

Set by preparation (rotary evaporation at 10, 30, 50 wt%); effect read from dissolution, flux and AUC hate2018 P5; mosqueragiraldo2018b P1.

Values in the library
materialvalue or classconditionspaper ids
atazanavir HPMCAS 10 / 30 / 50%apparent 248 / 99 / 84 µg/mL at 120 min; AUC 1220 / – / 660closed; absorptivehate2018 R11, R15
telaprevir HPMCAS 10 / 30 / 50%above 90 µg/mL at about 2 / 21 / 600 minpH 6.8mosqueragiraldo2018b R5, R16
grazoprevir ASDsrelease complete at 5%, about 80% at 10–15%, about 30% at 50–75%[hiew2023 C18]
tacrolimus commercial ASD50% loading; higher loading may not generate nanospeciescitedtrasi2016 R19, C41
enzalutamide in HPMCAS-MF 10 / 50%10%: peak about 10 µg/mL with crystals; 50%: ceiling reached in 3–4 h100 µg/mL total, pH 6.5wilson2018 R6
enzalutamide in CPHPC-106 10:90 / 50:50AUC0–inf 516 / 305 µg·h/mL; mass flow about 0.53 / 0.49 µg/minrats, 50 mg/kg[wilson2020 R6, R8, C22]
grazoprevir–HPMCAS-LF solvent-evaporated, 5–75%≈102 → 63 → 43 → 27–30% released at 90 mintwo-stage SGF → FaSSIF[hiew2023 R8]
binary cPADs at 60; 75%; hierarchical cPAD at ≈73%≈37.5; 17%; ≈71%same[hiew2023 R17]
grazoprevir–HPMCAS hierarchical particles73.9% (5 mg/mL HPMC), 71.6% (10 mg/mL, 120 min)calculated[hiew2025 R8]
Pitfalls and disagreements

High loading is "normally preferred" for dose size and cost mosqueragiraldo2018b C59. The limit differs by drug and polymer (F8). Most polymers work well only at low loading, so dispersions are mostly polymer, which raises dose-form size [wilson2020 C19]; a polymer that works at 50% loading is the aim of the enzalutamide study (F24) [wilson2020 C22].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-polymer interactions

The contacts between drug and polymer in an amorphous dispersion, relative to the contacts in the pure components: strong adhesive (drug–polymer) interactions formed at the expense of weak cohesive (self) interactions make mixing exothermic, adhesive interactions that require breaking strong cohesive ones do not [marsac2009 C3, C36]. The interactions are hydrogen bonds where the drug has a donor and the polymer an acceptor, and, for a drug without donors, perhaps dipole–dipole forces and van der Waals contacts [taylor1997 C35; marsac2009 C41; rumondor2009a C23]. Specific interactions have been postulated as one way polymers stabilize amorphous drugs, and as a condition of single-phase dispersions [kestur2010a C3; marsac2009 C3]. In this chapter they are the common thread of the miscibility papers (whether the pair mixes) and the inhibition papers (whether the polymer slows crystallization). The later papers add ionic (acid–base) contacts of E100, enteric polymers and PSSA with basic or acidic drugs [wegiel2013a C16, C35; hiew2022a C25, C48; vaneerdenbrugh2011a C22] and a weak halogen bond between compounds with Cl, Br or I but no donor and the PVP carbonyl [que2020 C1, C25]. A polymer can also bond to itself (PAA, dextran), which competes with the drug [rumondor2009a C45; vaneerdenbrugh2012a C36].

Findings

F1, F2, F3, F4, F7, F8, F12, F13, F14, F15, F17, F20, F21, F23, F24, F25, F26.

Related concepts

includes hydrogen bonding and dipole-dipole interactions; measured by Flory-Huggins interaction parameter and activity coefficient; determines drug-polymer miscibility and crystal growth inhibition by polymers; related to enthalpy of mixing; includes acid-base interaction and halogen bonding.

Formulas

Flory-Huggins melting point depression, Flory-Huggins activity equation.

How it is measured or obtained

Spectroscopically, by shifts of IR bands of the drug and the polymer carbonyl in dispersions against physical mixes and amorphous references [taylor1997 C24, C26; marsac2009 P4]; by a second principal component of the IR spectra beyond calculated physical mixtures [rumondor2009a P5, C9]; thermodynamically, by the melting point depression of the crystalline drug in the polymer (χ) and by the solubility of the drug in a liquid analogue of the polymer (activity coefficient) [marsac2009 P6, P7]; by DSC and PXRD for the resulting phase state [rumondor2009a P2, P8, P9]. Interactions are not measured at the temperature and polymer level of the growth studies [kestur2010a X5]. Further methods: IR band shifts of the polyphenol OH and the polymer C=O in films [wegiel2013a P4]; XPS of N 1s and of halogen core levels [hiew2022a P16; que2020 P5]; solution NMR titration with a monomer analogue for a binding constant [que2020 P6]; crystal-structure statistics of competing groups [vaneerdenbrugh2011a P5].

Values in the library
materialvalue or classconditionspaper ids
indomethacin–PVPacid OH bonded to PVP carbonyl; dimers opened; incomplete bindingIR, 5–70 wt% PVP; physical mixes show none[taylor1997 C35, C26, C37]
felodipine–PVP, nifedipine–PVPone phase over 10–90% and 25–70% PVP; hydrogen bonding "presumably" behind the second PCIR, PXRD[rumondor2009a C38, C20]
felodipine–PAAlittle mixing at 30–70% PAA; competition from PAA self-association "speculated"DSC, IR, PXRD[rumondor2009a C44, C45]
ketoconazole–PVPnear-athermal mixing, no carbonyl shift; dipole–dipole forces "speculated"melting, FTIR[marsac2009 C40, C41, R12.h]
felodipine with PVP, PVP/VA, HPMCAS, PVAcstrength PVP > PVP/VA > HPMCAS ≥ PVAcNH shifts at 50 wt% polymer[kestur2010a C26, R9]
nimesulide with PVP, PVP/VA, PVAcpresent but small; limited by the intramolecular bondIR, 20–50 wt% polymer[kestur2011 C23, C24, C27]
amide and basic drugs with PAA, PSSAhighest crystallization resistance; acidic drugs lowestspin-coated films, 7 days[vaneerdenbrugh2010b C23, C24, C27]
indomethacin–PVP K12χ −0.82 (melting), −1.83 (EP solubility)most favourable of five pairs[marsac2009 R7.e, R9.e, C42]
naringenin, quercetin with PVP; with E100hydrogen bonding strongest with PVP; acid–base contact with E100 (amine bands lost at 50% quercetin)IR, films[wegiel2013a R2, R4, R6]
lumefantrine with enteric polymers and PVPVAprotonated 19–55% with HPMCAS, HPMCP, CAP, Eudragit L 100; 0% with PVPVAXPS, 25% drug loading[hiew2022a R20]
clotrimazole, loratadine, brotrimazole, Me-DIBF with PVPVAhalogen bond: K_F 0.56–1.11 M⁻¹, carbonyl shift 2–6 cm⁻¹NMR, IR[que2020 R12, R11]
15 drugs, 7 polymerscomplementary donor and acceptor groups give the highest amorphicity indexspin-coated films[vaneerdenbrugh2011a R3, C20, C33]

Evidence table: drug-polymer interactions.

Pitfalls and disagreements

In every inhibition study cited here the interaction is inferred or measured under other conditions than the crystallization test, and its causal role is argued, not demonstrated [kestur2010a X5, X6; kestur2011 X9, X10; vaneerdenbrugh2010b C33]. The two thermodynamic routes agree in sign but not in size [marsac2009 X7]. A strong donor polymer is not enough when it bonds to itself (PAA with felodipine) or when the drug donor is tied up intramolecularly (nimesulide) [rumondor2009a C45; kestur2011 C27]. Interaction does not always decide the outcome: PAA, a strong donor, left flutamide growth almost unchanged [trasi2012b R3, C7]. The strength of the ionic and halogen contacts was not measured in the dispersions, and their evidence rests on band loss, binding-energy shifts or spectra that are not shown [wegiel2013a X10; que2020 X11, X12; vaneerdenbrugh2011a X13]. The ionic contact that protects against crystallization also slows the dissolution of the enteric polymers [hiew2022a C53, C65]. A complementary polymer did not always protect: the IR ranking of the polyphenol polymers held at the extremes only [wegiel2013a X4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-polymer miscibility

A single amorphous phase formed by liquid–liquid mixing of amorphous drug and amorphous polymer, a description the authors themselves call "clearly" an oversimplification below Tg, where the system is not at equilibrium [marsac2006b C3]. A molecularly mixed system has one amorphous phase; more than one phase means regions of different drug:polymer ratio [rumondor2009a C4]. Three behaviours follow from the free energy of mixing: complete miscibility (one minimum), complete immiscibility (positive ΔGmix) and partial miscibility (two minima), with strict immiscibility rare, because some of each component always dissolves in the other [rumondor2009a C35, C36, C37]. Miscibility is not solubility: crystals in a dispersion after manufacture or storage do not necessarily mean the two liquids are immiscible, since the solubility limit of the crystal in the polymer may have been exceeded [marsac2006b C43]. Maximum stabilization of an amorphous drug "can only be realized" when drug and polymer are intimately mixed [rumondor2009a C3]. The concept also applies to pairs of polymers, whose miscibility falls with the molecular weights of both: from one phase at every composition for a 783 Da maltodextrin with all PVP grades to two phases at all nine compositions for a 450 kDa dextran with PVP K 90 [vaneerdenbrugh2012a C6, C23, C24, C38]. Solvent-cast films of itraconazole–HPMC (10–50% drug) and of telaprevir with HPMC, PVPVA or HPMCAS were not miscible at the loadings tested, with the onset of separation at 10% drug for HPMC and PVPVA and at about 30–40% for HPMCAS [purohit2015a C36; li2016c C17, C52]. New aspect (ASD process): mixing of drug and polymer at the molecular level in one amorphous phase, judged by a single Tg, featureless AFM and TEM images and spectroscopy, is considered essential for solid-state stability and for supersaturation on dissolution [li2017 C2, C30; broman2001 C14]. In the hot-melt extrusion context it is also the condition for melting point depression: miscible pairs show it, immiscible pairs do not [moseson2018 C8, C15].

Findings

Miscibility and drug-polymer interactions: F3, F4, F5, F6, F7, F17, F18, F19, F22. ASD process: F1, F5, F8, F17.

Related concepts

measured by single-Tg miscibility criterion, melting point depression and Flory-Huggins interaction parameter; depends on enthalpy of mixing, entropy of mixing and drug-polymer interactions; described by free energy of mixing; contrasts with drug solubility in polymer; required for an amorphous solid dispersion; contrasts with amorphous-amorphous phase separation. In films, miscibility is lost in amorphous-amorphous phase separation.

Formulas

Gibbs free energy of mixing, Flory-Huggins free energy of mixing, Flory-Huggins melting point depression, Flory-Huggins combinatorial entropy of mixing.

How it is measured or obtained

By counting glass transitions by DSC, with its limits [rumondor2009a C5, C6]; by IR with PCA against calculated physical mixtures [rumondor2009a C9]; by PXRD with PDF fitting and pure curve resolution [rumondor2009a C10, C11]; by the melting point depression of the crystalline drug in the polymer [marsac2009 C12]; by Flory–Huggins free energy curves from χ [marsac2006b C17]. A pair is classed miscible, partially miscible or immiscible from Tg, FTIR and microscopy in the earlier literature [marsac2009 R1]. Further methods: pyrene and prodan fluorescence, fluorescence imaging, AFM-nanoIR, nanoTA and Lorentz contact resonance on films [purohit2015a P3, P4, P9, P10; li2016c P4, P7, P8]; DSC together with the hydrogen-bonded fraction of PVP carbonyls for polymer blends [vaneerdenbrugh2012a P3, P5]. In the later process papers: a single Tg between those of the components (probucol–PVP 95 or 129 °C between 26 and 163 °C) [broman2001 R4.a, R4.b, C14, M1, M2]; featureless films at the 40 nm AFM resolution [li2017 C8]; melting point depression across the range [moseson2018 R5]; itraconazole's own UV and fluorescence [mugheirbi2017 C30].

Values in the library
materialvalue or classconditionspaper ids
nifedipine, felodipine, ketoconazole, sucrose, indomethacin with PVPmiscible (cited Tg, FTIR)classification used for χ[marsac2009 R1.a, R1.b, R1.c, R1.d, R1.e]
sucrose–dextranmiscible; ibuprofen–dextran, indomethacin–dextran immisciblecited and this study (Tg data not shown)[marsac2009 R1.f, R1.g, R1.h, X10]
itraconazole–Eudragit E100partially misciblecited[marsac2009 R1.i]
felodipine–PVP, nifedipine–PVPone amorphous phase over the compositions studiedIR, PXRD, DSC (cited)[rumondor2009a C38, X5]
felodipine–PAA"practically immiscible" at 30–70% PAA; some mixing at 10 and 90%DSC, IR, PXRD[rumondor2009a C44, C46]
ketoconazole–PVP"suspected" partially miscible, one phase at higher PVP onlyone Tg; IR; PXRD[rumondor2009a C40, X1]
nifedipine–PVP K29/32predicted miscible at all compositions from χ −3.8Flory–Huggins[marsac2006b R2, C33]
itraconazole–HPMC 10:90 to 50:50phase separated at every loading in solvent-cast films; one broad Tg of powdersfluorescence, AFM-nanoIR, nanoTA; mDSC[purohit2015a C36, R7]
telaprevir with HPMC, PVPVA, HPMCASdomains from 10% drug (HPMC, PVPVA); from about 30–40% (HPMCAS)AFM, AFM-IR, nanoTA, LCR[li2016c C17, C52]
dextran–PVP, 20 pairsmiscible at all compositions for 783 Da maltodextrin; phase separated at all nine for DEX450–PVP90DSC, FTIR[vaneerdenbrugh2012a R13, R14]
probucol–PVP K30 50:50single Tg, "seemed" one-phase; carbonyl shiftsolvent, moulded[broman2001 R4, R5, C14]
ECP–HPMC / PVPVAmiscible over 10–90% DL when dry18% RH[li2017 R3.a, C33]
ITZ–HPMCthermodynamically miscible when dry, trapped as two phases when wet ("suggest")7% RH vs 20–40% RH[mugheirbi2017 R1, C39]
IDM–PVPVAmelting point depression confirms miscibility at elevated temperatureDSC[moseson2018 C15]

Evidence table: drug-polymer miscibility.

Pitfalls and disagreements

A single Tg is a weak criterion: domains below 15–30 nm may give one Tg, heating can change miscibility during the scan, and ketoconazole–PVP gave one Tg at every ratio while PXRD suggested partial miscibility [rumondor2009a C6, R3, C40]. The ketoconazole–PVP conclusion conflicts with Table II of the same paper [rumondor2009a X1]. The felodipine–PAA phase state differs with the heating regimen, which the authors read as temperature-dependent mixing [rumondor2009a R1, C15]. The three methods used samples with different thermal histories [rumondor2009a X4]. Molecular-level mixing is assumed in the dilute dispersions of the growth studies but not measured there [kestur2010a C5]. Solvent-cast films and DSC powders of the same pair gave different verdicts, so the verdict depends on sample and method [purohit2015a X1]; heating to 165 °C mixed itraconazole–HPMC films [purohit2015a C38]. The telaprevir onset loadings rest on topography and moisture changed the HPMCAS films from day to day [li2016c X3, C18]. A pair classed miscible by DSC showed domains in films (DEX6–PVP90) [vaneerdenbrugh2012c R16]. A miscibility verdict on a solvent-made batch is a verdict on pair and process together [mugheirbi2017 C54]; a dry film may be trapped rather than miscible [li2017 C43]; low-resolution methods may overestimate miscibility [mugheirbi2018 C4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-polymer-water miscibility

Evidence table: drug-polymer-water miscibility. Content from the release-mechanism chapter (2017–2025).

Whether drug and polymer stay mixed once water enters the dispersion. Indulkar and co-workers (2017) state that AAPS depends on drug–polymer miscibility in the presence of water, set by the balance of drug, polymer and water interactions, and varies with drug, polymer type and composition; drug–PVPVA dispersions that dissolve rapidly while staying miscible in water "are expected" to form nanospecies by dissolution followed by LLPS [indulkar2017b C38]. Saboo and co-workers (2020) add that water can impair the miscibility of a dispersion on hydration, which "is expected" to harm dissolution [saboo2020a C39]. In the Flory–Huggins description a hydrophobic drug and a hydrophilic polymer interact very differently with water, which drives separation purohit2017b C43. Measured in 2023 as the water content at which 30% ritonavir–PVPVA films separated within 12 h: 14.0% without surfactant, 24.5% with SDS, 10.5–16.0% with Span 20, Span 85 or Tween 80; the authors read the SDS shift as a larger miscible region ("suggesting"), "likely responsible" for its better release [yang2023 R21, C9, C10].

Findings

Release mechanism and LoC: F5, F8, F31.

Related concepts

lost through amorphous-amorphous phase separation; expressed by the Flory-Huggins interaction parameter and the Δχ effect; its loss in time is phase separation kinetics.

Formulas

multicomponent Flory-Huggins free energy of mixing, Δχ effect.

How it is measured or obtained

From films or powders exposed to water or high humidity, imaged by fluorescence or tested by DSC (see amorphous-amorphous phase separation) [purohit2017b R3, R6; saboo2020a R23].

Values in the library
materialvalue or classconditionspaper ids
ritonavir–HPMCASmiscible after 97% RH; PVP and PVPVA dispersions separatedfilms and powderspurohit2017b C1
felodipine 30% with HPMCAS, EUDS; PVP, PVPVA, HPMCuniform; separated97% RH, 24 h[saboo2020a C23]
ritonavir–PVPVA 30% films ± 10 parts surfactant14.0 / 16.0 / 10.5 / 12.5 / 24.5% water (none / Span 85 / Span 20 / Tween 80 / SDS)saturated-salt RH, 12 h, confocal[yang2023 R21]
Pitfalls and disagreements

No ternary phase diagram or interaction parameter was measured in these papers purohit2017b E4. The thresholds are single values bracketed by RH steps; only the SDS shift exceeds the step resolution [yang2023 X15, X16].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-rich nanodroplets

The dispersed drug-rich phase formed by LLPS, usually of 100–300 nm, which dissolves fast and is expected to replenish absorbed drug indulkar2016 C4, C25. Droplets are too large to cross the 3–4 nm (regenerated cellulose, 12–14 kDa) or 15 nm (hollow fibre) pores of the membranes used indulkar2016 C11; hate2018 C52. In enzalutamide dispersions the same species is called amorphous aggregates, about 100 nm; in simulated and pooled human intestinal fluids spheres of 0.1–0.5 µm were found wilson2018 R11, C45; elkhabaz2019b R4, C19, C24. New aspect (Supersaturation from ASD dissolution): fast-releasing dispersions put drug above the amorphous solubility into a submicron colloid within minutes, and additives decide its size and how soon it crystallizes [ilevbare2013d C59, C60; jackson2015 C29]. New aspect (Release mechanism and LoC): from dissolving dispersions, nanodroplets formed only where release was congruent or close to congruent, so that the drug concentration exceeded the amorphous solubility [purohit2017b C52; indulkar2019a C5; saboo2019 C30]. The 2017 isotope study concludes that they form from drug that has first dissolved, followed by LLPS ("strongly suggest"), not by release of drug-rich domains from the hydrated matrix [indulkar2017b C26]; Purohit and Taylor reach the same reading for ritonavir films ("likely") purohit2017b C57. When drug release is controlled by polymer dissolution, colloid formation is "highly dependent" on drug loading [que2019 C55]. Their size and life after release depend on the drug, the polymer and small amounts of surfactant: HPMCAS kept elbasvir and loratadine droplets small, and SDS, TPGS or Tween 80 at 4–50 µg/mL kept clopidogrel droplets stable for 4 h while CTAB agglomerated them yang2021 C4; correasoto2022a C12, C38. Built into ritonavir–PVPVA at 30%, the Spans kept the released droplets near 1 µm, while TPGS and Tween 80 let them grow to several micrometres, which the authors suggest "could possibly" come from these surfactants partitioning into the droplets and lowering their Tg [indulkar2022 C47, C48]. In dissolving ritonavir–PVPVA compacts at 10 and 20% droplets formed near the gel–solution interface and entered the solution with the dissolving polymer, which the authors explain by a water content needed to cross the binodal [yang2022a C34, C35, R10, R11].

Findings

Bioperformance: F5, F8, F15, F19, F22, F23. Supersaturation from ASD dissolution: F8, F9, F12, F13. Release mechanism and LoC: F4, F5, F12, F13, F16, F25, F27.

Related concepts

produced by liquid-liquid phase separation; act as nanodroplet reservoir effect; part of the drug-rich phase; related to droplet coalescence and particle absorption of light; form under congruent release above the amorphous solubility. Coarsen by drug-rich phase coarsening.

Formulas

Stokes-Einstein equation.

How it is measured or obtained

NTA (scattering or fluorescence mode with Nile red), DLS, the 369 nm band of atazanavir indulkar2016 P4; hate2018 P3, P4, P6. Nile Red fluorescence of the pellet against aggregate mass, and DLS wilson2018 R8, R11; SEM of a centrifuged pellet with the drug's own fluorescence in human fluid elkhabaz2019b R3, R4; Z-average by DLS under agitation ueda2020a R5, R6; size and zeta potential with polymer or surfactant additives [hate2022 R17]. In the ASD dissolution papers: light scattering in a flow-through cell, nanoparticle tracking of samples or 0.45 µm filtrates, SEM of dried samples [ilevbare2013d P3, P8; jackson2015 P5; trasi2015b P8]. In the release-mechanism papers: NTA, DLS, visible turbidity, environment-sensitive probes in solution and free drug after ultracentrifugation [indulkar2017b R6, R7; purohit2017b R7, R8; indulkar2019a R9; que2019 R5, R12; saboo2019 R11, R12].

Values in the library
materialvalue or classconditionspaper ids
clotrimazole111 / 223 / 246 / 257 nm at 8 / 10 / 15 / 20 µg/mL; 1.2 × 10⁸ to 12.5 × 10⁸ per mLpH 8, NTAindulkar2016 R4
atazanavir, solvent shift204–226 nm, PDI 0.08–0.15100–500 µg/mL, DLShate2018 R6
atazanavir 90:10 HPMCAS and HPMC ASDs294–326 nmclosed and absorptivehate2018 R12
atazanavir with PVPVAabout 245 nm rising to about 700 nm at 75 min and 10 µm at 105 minagglomerationhate2018 R20
telaprevir 90% HPMCAS ASDabout 300 nmDLS (data not shown)mosqueragiraldo2018b R3
ritonavir ASD (Tres 2018)696 / 294 nm (ritonavir / lopinavir)NTAtres2018 R18
enzalutamide 10:90 and 50:50 copovidone ASDsabout 100 nm; about 50 against about 3 µg/mL of 100 as aggregatespH 6.5, 1 h dissolutionwilson2018 R10, R11
atazanavir, posaconazole in pooled human fluidspheres of 0.1–0.5 µm, no needlesSEM of pellet, 100 µg/mL HPMC-ASelkhabaz2019b R4
atazanavir, clozapine with HPMCAS-LF and -HFAS-LF droplets below 300 nm over 3 h; AS-HF kept the initial size; clozapine about 100 nm (AS-HF) against 250 (AS-LF)300 rpm, 37 °Cueda2020a R6
atazanavir 150 µg/mL with polymer or surfactant additivesdroplets of about 280 and about 1000 nm gave the same mass flowPAMPA, 2% SDS receiver[hate2022 R17]
ritonavir–PVP dispersion at 20 µg/mLabout 350 nm at onset; ≈5590 nm by 120 min100 mM buffer, 37 °C[ilevbare2013d R1, R5]
ritonavir 20 µg/mL with 5 µg/mL CAAdP 0.33210−214 nm before crystallizationsolvent shift[ilevbare2013d R12]
danazol 90:10 dispersions246–284 nm25 °Cjackson2015 R6
ritonavir; ritonavir + lopinavir, HPMCAS dispersionsabout 500 nm; about 160 nm in 0.45 µm filtrates1 htrasi2015b R7
felodipine 90:10 HPMC dispersion≈185 → ≈300 nm, read as crystalline25 °C[alonzo2011 R8, C33]
nifedipine 10, 20% with HPMC-E5 or PVPVA≈190–222 nmNTA, 5 °C, D2O[indulkar2017b R7]
ritonavir 10:90 films with PVPVA, HPMCAS, PVP200, 250, 315 nmNTA, fresh filmspurohit2017b R8
ritonavir–PVPVA 10% tablet218 ± 15 nm; media of 10–25% turbidDLS at 30 min[indulkar2019a R9]
ledipasvir–PVPVA 2, 5%cloudy medium; ≈225–257 nm at 5%DLS[que2019 R5, R12]
nilvadipine 5, 10%; cilnidipine 5, 10, 15%237 ± 8, 246 ± 3; 255 ± 1, 300 ± 2, 366 ± 7 nm; none at higher loadingsDLS, about 1 h[saboo2019 R11]
indomethacin–PVPVA 5, 10%250–350 nmNTA, 30 min[saboo2020 R7]
felodipine with 5% TPGSZ-average ≈237–279 nmDLS, 60 min[saboo2021 R17]
elbasvir 2.5%; loratadine 10%PVPVA ≈670 → 1190; ≈820 → 2120 nm; HPMCAS ≈280 → 390; ≈420 → 570 nmDLS, 60 minyang2021 R3, R6
clopidogrel≈520 nm in buffer; stable with SDS, TPGS or Tween 80; ≈12-fold growth with CTABDLS, 4 hcorreasoto2022a R5, R6
four phenolphthalein analogues179–364 nmDLS, 30 min[que2021 R22]
ritonavir–PVPVA 30:70:5 with Span 85; Span 20; none; SDS; TPGS; Tween 80≈330–960; ≈550–1410; ≈940–2200; ≈2400; ≈3840 nm; ≈10 µmDLS of the medium during release[indulkar2022 R11, R13]
plasticized dispersions (systems not specified)500–1500 nm after 90 minDLS[correasoto2023 R5]
MePHPH–PVPVA 5–30%; PHPH–PVPVA 5%nanoparticles formed within the gel; onset 601 ± 68 µm beyond the 356 ± 18 µm gelin situ confocal[deac2023a C27, R8, C31]
drug-rich phase released from 30% MePHPH; from 5% PHPH98.8 against 26.2 wt% drug; Tg 16.8 against −5.8 °CHPLC, DSC[deac2023a R12]
PHPH; MePHPH nanoparticles with PVPVAPVPVA 71.4–78.0; 0.5–7.5 wt%37 °C, two preparation routesdeac2023b R2
Pitfalls and disagreements

The size is quoted as 110, 200, 220 or 250 nm in one paper indulkar2016 X9. Size depends on polymer and agglomeration hate2018 C26, C27. Counts stop at 150 µg/mL in the atazanavir study hate2018 X10. The enzalutamide aggregate amounts come from a Nile Red calibration, and the aggregate-rich ASD also dissolved fastest and left less solid in the dosed suspension (F23) wilson2018 R8, X13, X14. Size fell with polymer concentration and was smaller with AS-HF (F19) ueda2020a C18; in a PAMPA cell the polymer or surfactant type, not the size, shaped the transport gain (F22) [hate2022 R17]. Droplets pass 0.45 µm filters trasi2015b C22. Sizes depend on method (SEM of dried samples against DLS) and medium [ilevbare2013d X12, R9]. Whether the felodipine particles were droplets or crystals was not measured directly [alonzo2011 X7]. Nanodroplets of ritonavir tablets at 20–30% are inferred from turbidity and concentration, not sized [indulkar2019a X5]. The link between congruency and droplets partly follows from the amount of drug released by the sampling time [saboo2019 X14]. The larger cilnidipine droplets at higher loading "could indicate" lower stability or a different formation route [saboo2019 C19]. The slow-exchange premise of the isotope test was shown with solvent-made droplets only [indulkar2017b X5].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-rich phase

The dispersed, non-crystalline phase that forms when a supersaturated drug solution phase-separates above the amorphous solubility: a water-saturated supercooled liquid or, for high-Tg drugs, a glass, that can later crystallize; "drug-rich phase" is judged a more appropriate term than "precipitate" trasi2015a C3; mosqueragiraldo2015 C30. In the papers of this chapter it is the object the probes enter [raina2015a C26] and the object that makes UV readings unreliable tres2018 C37. Other papers show that it can contain polymer and a second drug mosqueragiraldo2018b C35; alkalla2026 C4; ueda2022 C10. New aspects (C. Amorphous solubility and LLPS): the drug-rich phase can be liquid or glassy depending on its water-plasticized Tg (F2), is in equilibrium with the water-rich phase at the amorphous solubility, and keeps the drug activity of the continuous phase constant (F8) ilevbare2013a C36, C61; mosqueragiraldo2015 C35. It is a transient precursor of crystals whose lifetime ranges from minutes to hours (F3) mosqueragiraldo2015 C36, R1. A second unionized drug mixes into it and lowers the amorphous solubility of both (F11) trasi2015a C42. A dissolved ASD polymer also enters it: the polymer:drug weight ratio in the ibuprofen-rich phase was 0.40–1.14 for six polymers at 1000 µg/mL and rose with temperature (PVP-VA 0.46 → 1.32 from 15 to 60 °C), lowering the amorphous solubility (F19–F21) ueda2021 R5; ueda2022 R10. A micellar solubilizer is inferred to stay out of it, because the maximum activity is unchanged, whereas STCDC and SGCDC are inferred to mix into it indulkar2017a C40; lu2017b C50, C51. Where its drug is mobile (ibuprofen, Tg −45 °C), solution NMR sees it ueda2020b C7. New aspect (Bioperformance): the phase is treated as a hydrated amorphous phase in equal activity with the drug-lean solution; for telaprevir it contains polymer when the polymer is poorly soluble raina2014a C33; mosqueragiraldo2018b C35. A second, crystalline drug can enter the phase: darunavir partitioned into the atazanavir-rich phase and lowered what remained in solution alkalla2026 C3, C4, C37. New aspect (Supersaturation from ASD dissolution): dissolving dispersions form it: a ritonavir-rich phase appeared at about the LLPS concentration, redissolved on dilution and had a glass transition near 1 °C, a supercooled liquid at 37 °C [ilevbare2013d R1, R2, C7]; danazol dispersions formed it up to 30% drug with three polymers jackson2015 C36. A phase holding two drugs sets both concentrations by its composition trasi2015b C44. Tacrolimus separates a drug-rich phase between 40 and 50 µg/mL (220 nm after 0.7-µm filtration at 60 µg/mL), and six marketed capsules appeared to dissolve to, not beyond, that limit trasi2016 C15, R11, C40; indomethacin with HPMC formed a 70–100 nm droplet phase from about 40 µg/mL, detected by the drug's own fluorescence [xie2017 R6, R7, C17].

Findings

Solution methods: F3, F4, F5, F7, F8, F9, F10, F11. C. Amorphous solubility and LLPS: F1, F2, F3, F8, F11, F13, F15, F17, F19, F20, F21, F22, F23. Bioperformance: F5, F6, F7, F20. Supersaturation from ASD dissolution: F7, F9, F11, F13, F21.

Related concepts

measured by light scattering by particles and fluorescent probe partitioning; contrasts with crystallization; related to liquid-liquid phase separation and droplet coalescence. In the amorphous solubility chapter: formed by liquid-liquid phase separation or glass-liquid phase separation; acts as a nanodroplet reservoir (claimed); grows by droplet coalescence; receives dissolved polymer (polymer partitioning into the drug-rich phase); its stability against creaming depends on the polymer (colloidal stability, Ostwald ripening). Composition also set by drug–drug miscibility; dispersed as drug-rich nanodroplets; related to chemical potential and ideal mixing.

Formulas

none specific; see amorphous solubility advantage with water-sorption correction for the limit at which it forms. In the amorphous solubility chapter: binodal condition, ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

By light-scattering extinction (F3), by probe or drug fluorescence (F4 to F6), by NTA or DLS sizing of filtered media tres2018 P10; trasi2015a R15, by ultracentrifugation (the supernatant gives the concentration of the other phase) tres2018 P9, and by ¹H NMR peaks of the drug-rich phase ueda2021 R3. In the amorphous solubility papers it is isolated by ultracentrifugation at 274,356 × g with gravimetric water and DSC Tg of the pellet, and examined by polarized microscopy, XRPD, Nile red under a fluorescence filter and ¹H NMR of the dissolved drug ilevbare2013a P7, P8, P9; indulkar2015 P12, P14, P15; mosqueragiraldo2015 P10. The NMR-invisible polymer measures the polymer content (ratio of polymer lost from solution to phase-separated drug), which counts surface-bound polymer too ueda2021 P4, X4. In the Bioperformance papers: pellet analysis after centrifugation (polymer by colorimetry, drug by Nile red) mosqueragiraldo2018b P12–P14; NTA counts alhalaweh2016 P13; mass balance from antisolvent additions alhalaweh2016 P12. In the ASD dissolution papers: stepwise addition and dilution with light scattering; DSC of the ultracentrifuged phase; pyrene I1/I3 (lower in a hydrophobic phase); SEM; nanoparticle tracking; ultracentrifugation with assay of the pellet [ilevbare2013d P4, P9, P7, P8; jackson2015 P5; trasi2015b P9].

Values in the library
materialvalue or classconditionspaper ids
ritonavir, 10% Kollidon VA64 dispersionmean size 696.4 ± 213.6 nmNTA, medium filtered at 1 µm, about 60 mintres2018 R18
lopinavir, 10% dispersion294.3 ± 67.7 nmsametres2018 R18
ritonavir 30 µg/mL≈360 nmDLS, antisolventtrasi2015a R15
ritonavir–HPMCAS dispersion≈500 nmNTA of 0.45 µm filtrate, 1 htrasi2015b R7
tacrolimus, 60 µg/mL≈220 nm, a second phaseNTA of 0.7 µm filtrate, pH 4.5, 37 °Ctrasi2016 R11
telaprevir (glass, Tg 52 °C)≈300 nm; redissolves within about 2 min on dilution37 °Cmosqueragiraldo2015 R4, R5, R8, C13
ibuprofenmicron-sized in buffer; ≈300 nm with HPMC or PVP-VApH 2.0, 37 °Cueda2020b R5
felodipine aggregatesτ2 ≈1.87–2.04 ns, share a2 14–39%24–38 µM, pH 7.4, HPMC 100 µg/mL[tres2017 R1.d–f]
clotrimazole; efavirenz drug-rich phasesPRODAN second band ≈435 and ≈450 nm; τ2 up to 3.40 and 3.89 nspH 7.4[tres2017 P1, R13, R10, R11]
ritonavir pellet94.85–95.97% drug, 4.03–5.15% water, Tg 0.4 °C10–50 °C, waterilevbare2013a R5, R6
weak-base precipitatesX-ray amorphous halos, no birefringence; Tg about 14 (clotrimazole) and about 51 °C (atazanavir)37 °Cindulkar2015 R19, R20, R21, R22
lopinavir added to a ritonavir-rich phaseabout a third stays in bulk; about 0.21 at 85 µg/mL ritonavir25 °Ctrasi2015a R9, R10
ionized diclofenac with the ritonavir-rich phasefully recovered in bulk25 °Ctrasi2015a R11
ibuprofen-rich phasepolymer:drug weight ratio 0.40 (PVP K12), 0.52 (K25, K90), 0.87 (PVP-VA), 0.95 (HPMC 603), 1.14 (HPMC 615)1000 µg/mL polymer, 400 µg/mL drug, 37 °Cueda2021 R5
ibuprofen-rich phaseratio 0.24 → 0.62 (PVP), 0.46 → 1.32 (PVP-VA), 0.20 → 1.46 (HPMC, to 55 °C)15–60 °Cueda2022 R10
pazopanib precipitate (dried)Tg about 83 °C; non-birefringent aggregates then free-base crystalspH 6.5 after pH shiftsugihara2018 R11, R17
telaprevir, 90% CA Sub ASDpolymer 9407 µg, drug 1080 µg; polymer fraction 0.90150 µg/mL, 15 mLmosqueragiraldo2018b R14
telaprevir, 90% HPMCAS / 70% HPMCAS / 90% PVPVApolymer fraction 0.21 / 0.27 / 0.22samemosqueragiraldo2018b R14
ritonavir, atazanavirNTA counts: buffer 4.74 × 10⁶; ATV 150 µg/mL 4.15 × 10⁸ per mLantisolventalhalaweh2016 R15
clotrimazole1.2 × 10⁸ to 12.5 × 10⁸ per mL8–20 µg/mLindulkar2016 R4
atazanavir with darunavir hydrateatazanavir in the drug-lean phase about 61–63 instead of 91–96 µg/mL at about 196 µg/mL darunavir added150 µg/mL atazanavir, 400 µg/mL HPMCAS, pH 6.8alkalla2026 R11, C1
ritonavir phase from a PVP dispersionTg inflection 1.05 °C; pyrene I1/I3 ≈1.43–1.46water, 37 °C[ilevbare2013d R2, R3]
danazol, 90:10 dispersions246–284 nm, 4.1–4.5 × 10⁹ per mL25 °Cjackson2015 R6
lopinavir alone; with ritonavircrystallized at 1–2 h; no crystallization in 5 hpyrene I3/I1trasi2015b R15
indomethacin with 100 µg/mL HPMConset 36 µg/mL; droplets 70–100 nmpH 2.2, 37 °C[xie2017 R4, R6]
indomethacin EPO–HPMC dispersion≈75 nm species; redissolved within ≈2 min after a rise to pH 537 °C[xie2017 R15, R20]
Pitfalls and disagreements

Its amorphous nature was often inferred, not tested: the supernatant matched the amorphous solubility, but no solid-state measurement was made tres2018 X5. Size varies strongly with drug, medium and technique (about 160–700 nm in the rows above), so no size transfers. Filtration may not remove it jackson2015 C12; trasi2016 R8. Droplets coalesce and grow with time, which changes scattering [jackson2014 C29; tres2018 C28]. A glassy phase behaves much like a liquid one in these tests mosqueragiraldo2015 C30. In the amorphous solubility papers the ritonavir DSC trace shown stops at 20 °C, so the absence of melting is stated, not shown ilevbare2013a X8. The water content of the telaprevir pellet was not measured mosqueragiraldo2015 X3. The polymer in the phase is the NMR-invisible polymer and the droplet composition is not known ueda2021 X4; ueda2020b X4. The composition of the mixed ritonavir–atazanavir phase was calculated, not measured alhalaweh2016 C17; absolute pellet amounts of the telaprevir study are not mass balances mosqueragiraldo2018b X8. The NTA count of the ritonavir–atazanavir mixture is below that of buffer alhalaweh2016 X6. The centrifuged drug-rich phase of the darunavir study was not analysed; its composition is inferred from supernatant depletion and flux (F20) alkalla2026 X6. In the ASD dissolution papers the ritonavir phase's water content was not measured, and the probe run is described in two media [ilevbare2013d C8, X1]. Tracking cannot tell droplets from crystals jackson2015 X13. For ritonavir the phase "appears" to promote crystallization rather than protect against it [ilevbare2013d C41]. The non-crystalline state of the indomethacin droplets rests on optical methods; they crystallized after 3 h at pH 2.2 [xie2017 X18, R15].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-rich surface layer

A polymer-depleted, drug-enriched layer at the surface of a dissolving ASD, left when the polymer dissolves ahead of the drug above the limit of congruency. Moseson (2022) shows it on bicalutamide–PVPVA compacts and says that this layer, hydrated and mobile, crystallizes within 20–30 min, which "could prevent release, promote surface crystallization, and prevent or slow continued hydration" [moseson2022b C46, C43]. In the 2021 paper it was inferred from the shape of the PVPVA release curve and pitted surfaces, "presumably drug-rich" [moseson2021 C32, C58]. It is the general case of surface drug enrichment applied to dissolution. New aspect (Release mechanism and LoC): the layer is the drug-controlled surface of the older two-component literature (sulfathiazole–PVP, cited) purohit2017b R23, and the nifedipine study states that if water-induced phase separation forms such a layer, the drug controls release and the carrier effect of the polymer is lost [indulkar2017b C33]. For ritonavir the authors add that drug molecules "can" move laterally on the dissolving surface and that drug-rich nanodomains "can" coalesce into contiguous regions, ritonavir being a supercooled liquid at 37 °C [indulkar2019a C28, C40]. Saboo and co-workers (2021) model it as what a contiguous drug-rich network leaves once the polymer-rich phase dissolves ("likely") [saboo2021 C39]; for clopidogrel, faster polymer loss leaves a drug-enriched compact that "likely accounts for" incomplete release correasoto2022a C25.

Findings

ASD process: F27, F38, F48. Release mechanism and LoC: F3, F7, F20.

Related concepts

forms above the limit of congruency during incongruent release; sits on the gel layer; leads to matrix crystallization and surface crystallization. Its barrier role is the drug-rich barrier layer; sets drug-controlled release; mobile where the drug is a supercooled liquid.

Formulas

None.

How it is measured or obtained

SEM-EDX of exposed compacts: fluorine occurs only in the drug, so F/F0 above 1 means drug enrichment; confocal fluorescence with a drug-rich dye; SEM of the surface for crystals [moseson2022b P14, P15, P16, P17, C8]. In the release-mechanism papers: IR of the tablet surface, micro-CT and SEM of dried compacts [indulkar2019a P7, P8; que2019 P5; saboo2019 P14].

Values in the library
materialvalue or classconditionspaper ids
30% BCL–PVPVA compact surfaceF/F0 = 1.23 ± 0.07 (about 20% enrichment)30 min in buffer[moseson2022b R14]
same, cross-sectiondrug-rich boundary layer 94 ± 8 µm with crystals, F/F0 = 1.41 ± 0.10; gel layer below F/F0 = 0.93 ± 0.061 h[moseson2022b R15]
same, confocalred layer 55 ± 6 µm at 5 min, 103 ± 9 µm at 30 minNile red[moseson2022b R16]
50% BCL–PVPVA compact5–10 µm crust of crystals; red regions of 8 ± 2 µm at 5 min, a continuous layer of 1.9 ± 0.3 µm at 30 min, gone at 60 minSEM-EDX, confocal[moseson2022b R15, R17]
10% BCL–PVPVA compactsurface smooth at 30 minSEM[moseson2022b R14]
coated ritonavir–PVPVA tablet edgeconnected drug-rich regions along particle boundariesconfocal[benson2025 R14]
ritonavir–PVPVA 50%amorphous-ritonavir IR spectrum from 5 min; flaky at 15 minpH 6.8, 37 °C[indulkar2019a R16, R17]
ledipasvir–PVPVA 10%distinct top layer at 10 min; bulging, porous top by 30 minmicro-CT, dried[que2019 R13]
nilvadipine 15:85porous layer within 10 min, growing to 30 minmicro-CT[saboo2019 R13]
felodipine 30% in PVP, PVPVA, HPMCporous layer at the dissolving facemicro-CT, 10 min[saboo2020a R19]
felodipine 30% with 0, 2% TPGS; 5, 10% TPGSporous surface layer after 10 min; homogeneousmicro-CT, dried[saboo2021 R19]
indomethacin–PVPVA 15, 25%rough, porous surface after 5 min; smooth at 10%SEM[saboo2020 R19]
Pitfalls and disagreements

The layers were measured on compacts, and the crystals were identified by shape and not by diffraction [moseson2022b X20, X18]. The polymer-depleted state of the 50% crust is inferred from the dye, and the authors read the crust as formed and dissolved repeatedly, which would make its slow release only "seemingly congruent" [moseson2022b X16, C47]. A drug-rich surface is not the only consideration: a TPGS dispersion released incongruently yet completely because little solid was left when nucleation began [moseson2022b C50]. The layer of the ITZ compacts is a "supposition" [bhardwaj2018 C52]; SEM and micro-CT samples were dried [indulkar2019a X11; que2019 X22].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug-silanol hydrogen bonding

A hydrogen bond between a surface silanol (Si–OH) as donor and an acceptor group of the drug, a carbonyl or a ring nitrogen [dening2019 C28; mccarthy2020 C41; hate2020a C38]. Isolated silanols are taken as the most reactive sites, and siloxane bridges cannot hydrogen-bond [dening2019 C38; mccarthy2020 C8]. The authors read it as the predominant interaction of ritonavir, indomethacin and its methyl ester with SBA-15 ("collectively indicates", "suggest"), the drug's own donor being unnecessary [dening2019 C52; mccarthy2020 C41, C42], and "hypothesize" that strong bonds of this kind make part of the adsorption irreversible [dening2019 C54].

Findings

F5, F10, F12.

Related concepts

part of hydrogen bonding; contrasts with ionic interactions and hydrophobic interactions; probed by competitive adsorption; mechanism of drug adsorption onto silica.

Formulas

none specific; adsorption is quantified with the adsorbed amount by solution depletion.

How it is measured or obtained

ATR-FTIR of loaded silica against a physical mixture: loss of the isolated-silanol band at 3749 cm⁻¹ and shifts of the drug carbonyl bands [dening2019 R11, R12; hate2020a R12; mccarthy2020 R3]. XPS of O 1s and Si 2p [dening2019 R13, R14; mccarthy2020 R4, R5]. Adsorption with 5 M urea as a hydrogen-bond competitor [dening2019 R8; mccarthy2020 R14].

Values in the library
materialvalue or classconditionspaper ids
ritonavir in SBA-15, 38 and 22% w/w3749 cm⁻¹ band absent (present in physical mixture); carbonyl 1715 and 1654 cm⁻¹dry, methanol-loaded[dening2019 R12, R11]
ritonavir in SBA-15, 22% w/wO 1s 532.5 eV between silanol 533.2 and carbonyl 531.3 eV; Si 2p about 0.5 eV lowerXPS[dening2019 R13, R14]
indomethacin; methyl ester in SBA-15carbonyl shifts 1682 → 1669, 1710 → 1688; 1674 → 1663, 1735 → 1725 cm⁻¹ (text); Si 2p 103.8 → 103.4; 103.3 eVdry, ethanol-loaded[mccarthy2020 R3, R4, X1]
atazanavir in SBA-153749 cm⁻¹ band absent from 20% w/w; carbonyl near 1700 at 5%ATR-FTIR[hate2020a R12]
urea effect on adsorptionritonavir 259 → 169; indomethacin 12.4 → 6.1; ester 14.2 → 5.8 mg/g5 M urea[dening2019 R8; mccarthy2020 R14]

Evidence table: drug-silanol hydrogen bonding.

Pitfalls and disagreements

All spectra are of dried, solvent-loaded solids, not of silica that adsorbed drug from water [dening2019 X13]; the loading of the indomethacin spectroscopy samples is not stated [mccarthy2020 X20]. The band shifts in the text exceed those in the figure for some indomethacin bands [mccarthy2020 X1]. The 3300–3600 cm⁻¹ region of hydrogen-bonded silanols in loaded ritonavir is not shown [dening2019 R12]. Urea may lower adsorption through a change of solubility [dening2019 X12]. For ketoconazole, a base partly charged at pH 6.8, hydrogen bonding is a minor part next to electrostatic binding [hate2020b C29, R14].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

drug solubility in polymer

The amount of crystalline drug that a polymer can hold in solution at a given temperature. In the PEG papers it appears in three forms: the eutectic composition, "the maximum drug solubility at the eutectic temperature" of the molten polymer [baird2011 C1]; an extrapolated value at 25 °C, which refers to supercooled liquid PEG because 25 °C is below the PEG melting point [zhu2011 C8]; and the solubility in a liquid low-molecular-weight analogue, PEG 400, used as a stand-in for amorphous PEO because the true value cannot be measured when the transformation is too slow [marsac2008b C18]. For amorphous polymers it is predicted from the heat of fusion, the melting point and the sign of the mixing enthalpy, so that drugs with a high heat or temperature of fusion are less soluble [marsac2006b C52]. New aspects (Miscibility and drug-polymer interactions): For amorphous polymers, the solubility of the crystal in the polymer is the quantity that separates a thermodynamically stable dispersion from a supersaturated one; knowing it would allow the supersaturation, a measure of the driving force, to be evaluated, but it had been measured only in a low-Tg polymer [marsac2006b C44]. It depends on the melting temperature, the heat of fusion and the sign of the mixing enthalpy: high-melting, high-ΔHfus drugs without substantial polymer interaction have very low solubility, and a negative mixing enthalpy raises it [marsac2006b C52, C53]. Miscibility and solubility are different: crystals in a dispersion do not by themselves mean immiscibility [marsac2006b C43]. New aspect (ASD process, extrusion): the depressed melting point at a given composition is the temperature at which the polymer holds that amount of crystalline drug in solution; the authors treat the value from DSC melting point depression (heating a fixed composition until the last crystal dissolves) as thermodynamically equivalent to the solubility that isothermal dissolution during extrusion approaches from the under-saturated side [moseson2018 C10, C43]. New aspect (Physical stability): with water present, the solubility that matters is that in the polymer–water co-solvent, which falls as water is added, and the dispersion's supersaturation rises accordingly (reasoned from NMP–water) [marsac2008a C33, C46].

Findings

ASD process: F8, F9, F11. PEG dispersions: F1, F3, F4, F11. Miscibility and drug-polymer interactions: F4, F8, F9. Physical stability: F10, F15.

Related concepts

depends on melting point depression, crystal lattice energy and drug-polymer interactions; measured by van't Hoff equation and activity coefficient; related to eutectic, ideal solubility and semicrystalline solid dispersion; depends on ideal solubility and activity coefficient for the predicted values; contrasts with drug-polymer miscibility; related to kinetic stabilization. Expressed as formulation critical temperature. Related to cosolvency and supersaturation.

Formulas

van't Hoff equation, activity coefficient from solubility, drug mass solubilized by the amorphous polymer fraction, Flory-Huggins melting point depression; solid-liquid equilibrium solubility equation, Flory-Huggins activity equation.

How it is measured or obtained

From the drug-rich liquidus of the temperature–composition phase diagram: a straight line of \ln x against 1/T, extended to 25 °C and converted to weight percent [zhu2011 P6, E3]; by shake-flask in liquid PEG 400 (excess drug, 24 h at 25 °C, UV assay) [baird2011 P5; marsac2008b P5]; for amorphous PEO as the PEG 400 value times the amorphous volume of PEO in the compact, assuming that crystalline PEO dissolves no drug [marsac2008b E4, C20]; from melting point depression with the Flory–Huggins relation, or from the solubility in an analogue solvent scaled to the polymer, for drugs in PVP [marsac2006b R8, R17; marsac2009 R9]. For drugs in PVP it was not measured in the polymer. It is predicted by solving the solid–liquid equilibrium equation together with the Flory–Huggins activity coefficient and the melting-route χ (2006), checked against the measured solubility in methyl pyrrolidone at 25 °C [marsac2006b P9, P3, E5, E6]; or by measuring the activity coefficient in a liquid analogue (1-ethyl-2-pyrrolidone) and scaling it to PVP K12, K29/32 or K90 with Eq. 8 (2009) [marsac2009 P7, E8]. Estimates made by measuring solubility in a low-molecular-weight analogue "need to be corrected" for the smaller mixing entropy of the polymer [marsac2006b C51]. The fraction of drug in excess of the predicted solubility, at each polymer content, is the fraction "available for crystallization" [marsac2009 P9, R11]. In the extrusion papers it is read from the offset temperature extrapolated to 0 °C/min of cryomilled mixtures, or in a hot-stage test at constant temperature, where complete dissolution within about 8 h below Tc was read as a thermodynamic rather than kinetic limit [moseson2018 P2, R13, C35]; for IDM in copovidone at 1:5 a solubility temperature of about 78 °C is cited from the phase diagram [moseson2019 R21]. In the moisture papers it was not measured in PVP; NMP and NMP–water were used as stand-ins, and a dry-PVP value was cited for the plateau estimate [marsac2008a P8; rumondor2009b R26].

Values in the library
materialvalue or classconditionspaper ids
benzocaine; chlorpropamide; ibuprofen in PEG 335028; 26; 25 wt%extrapolated to 25 °C from the liquidus[zhu2011 R5.b, R5.c, R5.d]
nilutamide in PEG 335011 wt% (eutectic 10 wt% at 58.4 °C)as above[zhu2011 R5.e, X4]
haloperidol; ketoconazole in PEG 33500 wt%as above; text for haloperidol: under 1% w/w[zhu2011 R5.a, R5.f; zhu2012 X10]
fenofibrate in PEG 33506 wt%as above, from the supporting-information diagram[zhu2012 M2]
chlorpropamide; aceclofenac; loratadine; haloperidol in PEG 400194; 233; 49; 14 mg/mL24 h, 25 °C[baird2011 R9]
acetaminophen, ketoprofen, naproxen, ibuprofen, felodipine, ketoconazole in PEG 4000.32, 0.32, 0.22, 0.28, 0.16, 0.02 mole fraction24 h, 25 °C[marsac2008b R14]
the same six drugs in amorphous PEO (9% of 450 mg PEO)14, 24, 13, 17, 15, 2% of the 50 mg of drug dissolvablePEG 400 value used[marsac2008b R16]
nifedipine in PVPmore than 90% polymer needed for no crystallization on a thermodynamic basispredicted with \chi = −3.8[marsac2006b R18, R17]
most drugs in polymeric matriceslikely low at room temperature unless cohesive interactions are extremely favourablesolubility in an ethyl-pyrrolidone analogue[marsac2009 C46, R9]
nifedipine in PVP K29/32; K120.06; 0.07 g/g (0.001 g/g with χ = 0.5)χ −3.8, predicted[marsac2006b R17.a, R17.b]
felodipine in PVP K29/32; K120.25; 0.31 g/gχ −4.2, predicted[marsac2006b R17.a, R17.b]
nifedipine; felodipine in methyl pyrrolidonepredicted 0.15 and 0.48; measured 0.21 ± 0.02 and 0.45 ± 0.07 g/g25 °C[marsac2006b R17.c, R17.d]
felodipine, nifedipine, ketoconazole, sucrose, indomethacin in PVP K29/320.065, 0.049, 0.010, 0.015, 0.134 weight fractionscaled from EP[marsac2009 R9]
same five in EP0.268, 0.215, 0.079, 0.074, 0.396 weight fractionmeasured, 25 °C[marsac2009 R9]
same fivefraction above solubility reaches zero at polymer 0.93, 0.95, 0.99, 0.99, 0.86PVP K29/32[marsac2009 R11]
IDM in PVPVA, 50% DL132.3 ± 0.8 °C (predicted 131.0 °C)DSC offset, 0 °C/min[moseson2018 R5]
IDM in copovidone, 1:5about 78 °Ccited[moseson2019 R21]
felodipine in dry PVP (cited)about 0.25 g/g; taken as at most 0.025 g/g in PVP–waterused for the plateau estimate[rumondor2009b R26, C31]
felodipine–PVP 50% at 93% RHresidual ≈0.1 g drug per 0.86 g PVP–water, above that boundmass balance in words[rumondor2009b E4]
all dispersions studied (cited)supersaturated with respect to the estimated solubility in PVPnifedipine and felodipine[marsac2008a C47]
Pitfalls and disagreements

The 25 °C values are extrapolations below the PEG melting point and refer to supercooled liquid PEG, not to the largely crystalline polymer of a stored dispersion; one value (nilutamide) lies above its own eutectic content [zhu2011 C8, X4]. The eutectic composition is a ceiling at the eutectic temperature, about 49–58 °C, and not a solubility at storage temperature [baird2011 C1; zhu2011 R5]. Estimates of different kinds are not on one scale: weight percent of drug in the saturated PEG solution against percent of the drug in a compact that the amorphous polymer fraction could take up (synthesis: 25 wt% for ibuprofen in PEG 3350 against 17% in a PEO compact [zhu2011 R5.d; marsac2008b R16.d]). The PEG 400 estimate did not predict the humid-storage outcome in PEO [marsac2008b C22], and nominal solubilities above the 20% loading did not keep benzocaine and ibuprofen amorphous in PEG [zhu2012 X13]. PEG 400 may differ from PEG 3350 and PEO through its end groups [baird2011 C22; marsac2008b C19]. All values in PVP are predictions: the temperature and heat-capacity terms are not printed, the only check (methyl pyrrolidone) is about 30% low for nifedipine, and no solubility in a polymer was measured in either paper [marsac2006b X10, X11; marsac2009 X17]. The 2009 summary extends five compounds to "most drugs" [marsac2009 C46, X17]. The solubility in PVP K29/32 of indomethacin is 0.134 in the table and 0.144 in part of the text [marsac2009 X2]. The text and Fig. 6 of the 2009 paper do not agree on the definition of the fraction plotted [marsac2009 X13]. In the extrusion work, microscopy implied a lower Tc than DSC, which the authors attribute to degradation during long holds or crystals below about 600 nm going undetected ("could be due to"), and the agreement depends on the 2 h window [moseson2018 C37, C38, X9]. In the moisture papers the tenfold drop with water is transferred from the NMP system to PVP by assumption [rumondor2009b X9; marsac2008a X4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

enteric polymer

Evidence table: enteric polymer. Content from the ASD dissolution chapter (posaconazole 2019, delamanid 2022–2023, praziquantel 2024–2025) and the Bioperformance chapter.

A polymer with acidic groups, such as the succinoyl groups of HPMCAS, the phthalyl groups of HPMCP or the methacrylic acid of the Eudragit L grades, that stays largely undissolved at gastric pH and dissolves above a threshold pH set by its substitution [nguyen2023c R4, C14; nguyen2023b M11]. In a dispersion it holds most of the drug back in the stomach, which an enteric polymer is chosen for, but it is a poor crystallization inhibitor where it is unionized, so the drug in the wetted matrix can crystallize in acid [nguyen2023b C36, C37]. Around a tablet, as a coating, the same chemistry keeps the gastric medium away from the dispersion altogether [nguyen2023b C43]. Weakly acidic polymers with pH-responsive solubility are used more and more in dispersions, while release and crystallization at a pH where the polymer is insoluble are "not well understood" [nguyen2023a C1].

Findings

F24, F25, F27, F28.

Related concepts

defined by pH-dependent polymer solubility and polymer ionization; governs drug leaching and polymer-controlled release; risk of surface crystallization in acid; read with gastric pH variability.

Formulas

pH-solubility profile.

How it is measured or obtained

Polymer solubility by hydrolysing the cellulose backbone of the dissolved polymer and assaying it by HPLC-ELSD, checked by phenol–sulfuric acid colorimetry, from pH 1.6 to 6.5 [nguyen2023c P3, P4]; polymer release alongside drug release during a two-stage test by the same assay [nguyen2023c P10]. Coat integrity by stirring coated tablets in gastric media overnight and photographing them, with a USP acid-stage tolerance test [nguyen2023b P6, P7].

Values in the library
materialvalue or classconditionspaper ids
HPMCP-50; HPMCP-55893 ± 95 and 189 ± 18 µg/mL at pH 5.0; insoluble below pH 4.550 mg in 15 mL, 48 h, 37 °C[nguyen2023c R4]
HPMCAS-LF; -MF1687 ± 47 and 1401 ± 69 µg/mL at pH 5.5the same[nguyen2023c R4]
HPMCAS-HFdissolves only from about pH 6.0the same[nguyen2023c R4]
HPMCAS-HF, cited threshold (Bioperformance)the most hydrophobic grade, with the highest acetyl:succinoyl ratio, needs the highest pHcited[nguyen2023a C15]
Eudragit L 100-55 as an Acryl-EZE II coat, 14–16% weight gainintact 15 to more than 17 h at pH 1.6–3.0; failed after ≈130–150 min at pH 4.5–5.0; dissolved in 10–15 min at pH 6.0500 mL, 37 °C[nguyen2023b R7]
posaconazole–HPMCAS-MF dispersions in FaSSGF7.5–11.5% of a 400 µg/mL dose released in 60 minpH 1.6, 37 °C[elkhabaz2019a R10]
praziquantel–HPMCAS-MF dispersions, first stage≈9–29% released against ≈88–106% for HPMC E5 LVpH 1.6–5.0 or FaSSGF, 37 °C[alvarenga2025 R7, R10, R13]
Pitfalls and disagreements

The polymer that releases best at intestinal pH is not the one that protects best in acid, and the ranking reverses with the gastric pH: delamanid dispersions of HPMCP-55 ended at ≈80.5% after pH 3.0 but ≈12.5% after pH 5.0, below HPMCAS-LF [nguyen2023c R11, X3]. Holding the drug back is incomplete: posaconazole and delamanid dispersions released 7.5–41% of the dose in acid, where the matrix can then crystallize [elkhabaz2019a R10; nguyen2023b R2]. The printed polymer solubilities above about 3.3 mg/mL exceed what the stated amounts allow [nguyen2023c X1].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

enthalpy of fusion

The heat absorbed when a crystal melts (ΔHfus, heat of fusion), measured by DSC; with Tm it gives the entropy of fusion and the Hoffman estimate of the crystallization driving force [vaneerdenbrugh2010a E1, E2], and with the melting points of two polymorphs it decides monotropy by the heat-of-fusion rule [lu2016 C50].

Findings

F6, F7, F13.

Related concepts

used by entropy of fusion, Hoffman equation and Burger-Ramberger rules; part of thermodynamic driving force for crystallization.

Formulas

Hoffman equation, entropy of fusion, Burger-Ramberger heat-of-fusion rule.

How it is measured or obtained

By DSC melting endotherms, in kJ/mol or J/g, and per volume with the crystal density [baird2010 P1, P8; lu2016 R20].

Values in the library
materialvalue or classconditionspaper ids
ritonavir; haloperidol65.34; 54.26 kJ/molDSC[baird2010 M51, M17]
caffeine20.81 kJ/molDSC[baird2010 M10]
vemurafenib α; β53.8; 33.3 kJ/molDSC[lu2016 R20]
nilutamide stable form; form I~98; around 66 J/gDSC[trasi2014b M1, R6]
class I against class III≈+0.45 against ≈−0.63 SDper volume[baird2010 R22.b]
nifedipine against felodipinehigher ΔHf and Tm, read as a higher intrinsic crystallization tendencyDSC[marsac2008a C35]
Pitfalls and disagreements

One paper gives three different values for the α-vemurafenib heat of fusion, and its virtual transition temperature depends on the choice [lu2016 X1]; a melting endotherm overlapped by recrystallization can understate ΔHm [lu2016 X12]. Fusion properties did not correlate with crystallinity loss of drugs in PEO [marsac2008b C34].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

enthalpy of mixing

The heat effect of mixing drug and solvent or polymer, set by the strength of the cross (adhesive) interactions relative to the interactions in the pure components. Exothermic mixing is read from a Flory–Huggins parameter below zero [baird2011 C26, C27] or from an activity coefficient below 1, provided the entropy of mixing is close to ideal [baird2011 C23; marsac2008b C14]. In the library it is never measured calorimetrically in the PEG papers; it is inferred. Outside this chapter the entropy of mixing is taken as always favourable, so the enthalpy decides miscibility [marsac2009 C29]. New aspects (Miscibility and drug-polymer interactions): The sign and size of the enthalpy of mixing follow the strength and number of interactions in the mixture relative to the pure materials: exothermic only if the cross-interactions are stronger or more numerous, endothermic if a component self-associates more strongly, athermal if they are similar; hydrogen bonds, dipolar forces and van der Waals contacts all contribute, and van der Waals-only systems are expected to mix endothermically [marsac2009 C36, C37]. Since the entropy of mixing with a polymer is always favourable and nearly the same for any pair, the enthalpy, through χ, decides miscibility [marsac2006b C13; marsac2009 C26]. A pair can tolerate a certain maximum unfavourable enthalpy [marsac2009 C26]. In dextran–PVP blends the enthalpy of mixing is inferred to be positive because many blends phase separate, with dextran–dextran hydrogen bonds assumed to be stronger or more numerous than dextran–PVP ones; it was not measured [vaneerdenbrugh2012a C32, C36, X7]. For itraconazole–HPMC, which has no donor, any miscibility is "likely" entropy-driven with little favourable enthalpy [purohit2015a C42]. New aspect (Physical stability): moisture-induced separation "must" come from a positive mixing enthalpy of the ternary system, because the entropy of mixing favours mixing; it is expected when water, polymer and drug interact very differently [rumondor2009c C42, C43]. Miscibility of the dry pair is set by the balance of cohesive and adhesive interactions [marsac2010 C4].

Findings

PEG dispersions: F2, F3, F11. Miscibility and drug-polymer interactions: F2, F5, F6, F7, F18, F22. Physical stability: F13, F23.

Related concepts

depends on Flory-Huggins interaction parameter and activity coefficient; related to hydrogen bonding, drug-polymer interactions and athermal mixing; part of free energy of mixing; contrasts with entropy of mixing; part of Flory-Huggins theory; drives Δχ effect.

Formulas

Flory-Huggins melting point depression, Flory-Huggins interaction parameter from interaction energy; Gibbs free energy of mixing; multicomponent Flory-Huggins free energy of mixing.

How it is measured or obtained

Inferred from the sign of \chi (melting point depression), of \gamma in PEG 400 or water, or from the interaction energy back-calculated from an eutectic composition [baird2011 E3, E8, E7; zhu2011 C6; marsac2008b C14]. Not by calorimetry in the miscibility papers. It is inferred from the sign of χ obtained by melting point depression or from the solubility of the drug in a liquid analogue, which assumes ideal entropy of mixing in that liquid [marsac2009 C29, C11; marsac2006b C35]. The papers on dispersions also define the quantity from component enthalpies: Rumondor and co-workers print ΔHmix as the pure-component minus the mixture enthalpy, so that a positive value is exothermic, but use the conventional sign elsewhere [rumondor2009a E4, X8]. In the moisture papers it is inferred from activity coefficients above or below 1 and from interaction parameters, assuming ideal mixing entropy [marsac2008a C34, C37; rumondor2009c C28].

Values in the library
materialvalue or classconditionspaper ids
chlorpropamide; aceclofenac with PEG 3350exothermic mixing implied by \chi_{dp} −2.53 and −6.68 and interaction energies −6.85 and −18.2 kJ/molback-calculated[baird2011 C18, C27, R1.a, R1.b, R9.a, R9.b]
loratadine; haloperidol with PEG 3350athermal mixing implied by \chi_{dp} 0.13 and −0.04back-calculated[baird2011 C27, R9.c, R9.d]
six drugs with PEG 400; with waterexothermic with PEG 400 (\gamma 0.02–0.64); endothermic with water (\gamma 10¹–10⁵)if mixing entropy is near ideal[marsac2008b C14]
nifedipine, felodipine with NMP and waterexothermic with NMP (γ 0.09, 0.30), endothermic with water (γ 1.89 × 10³, 2.43 × 10⁵)assuming near-ideal mixing entropy; 25 °C[marsac2008a R10, C37]
six drugs in waterγ water 2.54–4.65; unfavourable drug–water contacts95% RH[rumondor2009c R24, C28]
felodipine and quinidine with HPMCASless sorbed water gives a less positive mixing enthalpy, which "may explain" no separationqualitative[rumondor2010c C31]
indomethacin with PVPVAstronger drug–polymer bonds give a more favourable mixing enthalpyqualitative[rumondor2010c C28]
miscible pairs with PVP\chi near or below zero: athermal or slightly exothermic, miscibility largely driven by entropymelting point depression[marsac2009 C29]
indomethacin–PVPmost exothermic of five PVP pairs (χ −0.82 melting, −1.83 solubility route)melting at 1 °C/min; EP at 25 °C[marsac2009 R7.e, R9.e, C29]
felodipine, ketoconazole, nifedipine, sucrose with PVP K12athermal or slightly exothermic, miscibility "largely driven by entropy"offset melting[marsac2009 R7.a, R7.b, R7.c, R7.d, C29]
nifedipine, felodipine with PVP K12exothermic mixing indicated by χ −3.8 and −4.2melting at 1 °C/min[marsac2006b C35, R9]
dextran with ibuprofen or indomethacinadhesive interactions not more favourable than cohesive ones, "speculated"no depression[marsac2009 C43]
dextran–PVPpositive enthalpy inferred where blends separate; dextran–dextran bonds assumed stronger or more numerousphase map; OH band shift[vaneerdenbrugh2012a C36, C37, R13, R16]
itraconazole–HPMCentropy-driven mixing with little favourable enthalpyargument in words[purohit2015a C42]
Pitfalls and disagreements

The entropy of mixing was not measured, so an exothermic reading rests on an assumption [baird2011 C23]. The abstract of Baird and Taylor says the interactions were confirmed by infrared spectroscopy, while the spectra show shifts of drug bands against an additive spectrum and no PEG band was analysed [baird2011 X15]. (synthesis: in water the activity coefficient is far above 1 for all six drugs, which is endothermic mixing if the entropy is ideal, yet the drug with the smallest coefficient lost the most crystallinity in PEO [marsac2008b C14, C35].) The two sign conventions of ΔHmix within one paper change the reading of the PAA statement: with the conventional sign, intra-PAA hydrogen bonds make mixing with felodipine less favourable [rumondor2009a X8, C45]. The statement that the solubility of drugs in polymers is low "unless extremely favourable cohesive interactions" form uses "cohesive" where the paper's own definition would give "adhesive" [marsac2009 X14]. In the miscibility papers the enthalpy was never measured either, so every reading rests on an entropy assumption [marsac2009 C11, C29]. In the ternary water–drug–polymer case the χ terms also carry non-ideal entropy, so "positive enthalpy" is a statement about positive χ terms [rumondor2009c X14]. No mixing enthalpy was computed for the HPMCAS and PVPVA dispersions, and a mobility reading is offered alongside [rumondor2010c X13, C32].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

entropy of fusion

The entropy gained on melting, \Delta S_{fus} = \frac{\Delta H_{fus}}{T_m} with Tm in kelvin [baird2010 E26; vaneerdenbrugh2010a E1]. It is read in two ways in the library: as part of the driving force for crystallization [baird2010 C60] and, following Jackson, as a measure of how few melt molecules are correctly oriented to join the crystal [trasi2014a C31]. A related reading takes the entropy of crystallization as the probability that a molecule has the right conformation or orientation for nucleation [marsac2006a C34].

Findings

F6, F13.

Related concepts

depends on enthalpy of fusion; part of thermodynamic driving force for crystallization; related to conformational flexibility.

Formulas

entropy of fusion, linear fit of normalized growth rate on melting entropy.

How it is measured or obtained

From DSC heat of fusion and melting temperature, per mole or, with the crystal density, per volume [baird2010 P8; trasi2014a M1].

Values in the library
materialvalue or classconditionspaper ids
caffeine; haloperidol; ritonavir4.08, 12.8 and 16.4 × 10⁻² kJ mol⁻¹ K⁻¹DSC[baird2010 M10, M17, M51]
felodipine; nifedipine74.4 and 89.6 J mol⁻¹ K⁻¹DSC[marsac2006a E11]
nilutamide; cinnarizineΔSm/R ≈8.7; ≈12.5growth analysis[trasi2014a R11.a, R11.i]
class I against class III≈+0.41 against ≈−0.59 SDper volume[baird2010 R22.c]
spin-coat class I against III≈+0.46 against ≈−0.33 SDper volume[vaneerdenbrugh2010a R20.d]
fast growers (group 1)≈−0.38 SDper mole[trasi2014a R8.f]
Pitfalls and disagreements

Fast melt crystallizers score high on ΔSfus per volume while fast growers score low on ΔSm per mole (synthesis: different bases and read-outs, see F6). For felodipine and nifedipine an entropy-dominated view would predict felodipine to crystallize more easily, which it does not; the enthalpy dominates there [marsac2006a C35]. Fusion properties did not correlate with crystallinity loss of drugs in PEO [marsac2008b C34].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Fick's first law

Steady-state diffusive flux through a membrane written in activity form, J = D S a/(h \gamma_m) raina2014a E6; the concentration form is J = (D_{eff}/l)(C_d - C_r) indulkar2016 E1. The darunavir and posaconazole papers also write it as J = -D\,dC/dx and as the permeability form J = P C alkalla2026 E1; elkhabaz2019b E5.

Findings

F2, F5, F18, F20.

Related concepts

underlies membrane flux; needs sink conditions.

Formulas

membrane flux in terms of solute activity, membrane flux from concentration difference.

How it is measured or obtained

Used as a model, not fitted: constants D, S, h and γm are assumed constant and not printed [raina2014a E6; hate2017 E1; alhalaweh2016 E1].

Values in the library
materialvalue or classconditionspaper ids
side-by-side cell, activity formJ = DSa/(h\gamma_m), 7.065 cm²felodipine, nifedipineraina2014a E6
flow-through cell, concentration formJ = (D_{eff}/l)(C_d - C_r)clotrimazoleindulkar2016 E1, E4
danazolJ = (dM/dt)(1/S) = D a/(h\gamma_m)ASDjackson2015 E1
atazanavir, posaconazole, six mediapermeability form J = PC: apparent permeability on total concentration fell in micellar media; multiplied by the ratio of total to buffer solubility it was 1.33–1.77 × 10⁻³ (atazanavir) and 2.36–3.03 × 10⁻³ cm/min (posaconazole)side-by-side, 37 °Celkhabaz2019b E5, R12, R13
Pitfalls and disagreements

The text of one paper writes γ for the membrane activity coefficient in Eq. 3 and for the donor in Eq. 4 raina2015c X8. The permeability form with total concentration under-reads permeability where micelles bind drug (F18) elkhabaz2019b R12, R13.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Flory-Huggins interaction parameter

The parameter \chi of Flory–Huggins lattice theory that expresses the energy of drug–polymer contacts relative to the contacts in the pure components. In the PEG papers \chi > 0, \chi = 0 and \chi < 0 mean endothermic, athermal and exothermic mixing [baird2011 C26], and more negative values are "consistent with" a negative enthalpy of mixing and favourable drug–polymer interactions [zhu2011 C6]. The three PEG papers that report it define it differently: Baird and Taylor divide a back-calculated interaction energy by R\,T_{eut,th}, Zhu and co-workers take the drug volume as lattice site and normalize per PEG segment [baird2011 E8; zhu2011 E1, E2]. Marsac and co-workers take the volume of a low-molecular-weight analogue as lattice site for polymers such as PVP [marsac2009 E2]. New aspects (Miscibility and drug-polymer interactions): χ reflects the relative strength of cohesive (drug–drug, polymer–polymer) and adhesive (drug–polymer) interactions and has an entropic part; it can vary with temperature and composition [marsac2006b C15]. A negative χ describes strong, numerous adhesive interactions that favour miscibility, a positive χ stronger cohesive interactions [marsac2006b C16]. In the simulations the χ needed for miscibility over the whole composition range of nifedipine–PVP is about 0.6 or less, and the critical value depends on the lattice definition and is system specific [marsac2006b R3, C18]. Because the entropy of mixing with a polymer is small and almost the same for any pair, differences between compounds come from the magnitude of χ [marsac2009 C26, C31]. A larger negative χ reflects a greater driving force for mixing near the drug's melting temperature [marsac2009 C18]. For dextran–PVP blends χ was not determined and was assumed independent of molecular weight so that only the combinatorial term differs between the 20 pairs [vaneerdenbrugh2012a C33]; for itraconazole–HPMC no χ was measured, and a positive χ is inferred from the lack of hydrogen-bond donors [purohit2015a C41, C42, C47]. New aspect (ASD process): in the 2018 hot-melt extrusion study the lattice volume is the drug's molecular volume (molecular weight divided by true density: IDM 273 cm³/mol, PVPVA 46,610 cm³/mol), \phi is the drug volume fraction from true densities and m the polymer-to-drug volume ratio (170.7 at 50/50) [moseson2018 M1, M2, E2, E6]. The same theory applied to water gives large positive water–drug parameters and a small water–polymer parameter; the asymmetry is the reason cited for moisture-induced demixing [marsac2010 C43; rumondor2009c C45, C46]. In the four-component drying model χ is estimated for each pair from vapour-sorption fits (Flory–Huggins sorption isotherm), a solubility or a heat of mixing: ritonavir–methanol 0.8, ritonavir–water 2.8, PVPVA–methanol 0.73, PVPVA–water 1.13, methanol–water −0.002, ritonavir–PVPVA 0.5 (assumed in the SI) [li2020 R15, E12]. In the later HME papers the same linearized fit gave a negative value for bicalutamide–PVPVA and a positive one for posaconazole–HPMCAS, so the sign differs between pairs [moseson2022c R8; shah2024 R4]. New aspect (Physical stability): water–component parameters from sorption isotherms rank drugs and polymers by their dislike of water, and the drug–water value split six drugs by moisture-induced separation in PVP [rumondor2010a R11; rumondor2009c R24, C46]. New aspect (Supersaturation from ASD dissolution): in an argument about dissolution, the enthalpy of solution of pure amorphous drug contains the water–drug term χ12, whereas a dispersion adds water–polymer (χ13) and drug–polymer (χ23) terms, so there is "no reason to expect" the two to give the same solution activity [alonzo2011 E7, E8, C43, C45]. In the lopinavir work χ enters the drug's chemical potential in a polymer that stays undissolved: a more negative χ, a stronger drug–polymer attraction, lowers the maximum concentration more than dilution alone, a χ above zero lowers it less, and a large χ gives phase separation with little suppression li2018 C44, C51. χ was not measured; the model is "probably best applied in a qualitative manner" li2018 C46. New aspect (Release mechanism and LoC): in the water–drug–polymer free energy of mixing, three pairwise parameters enter: \chi_{DP} is negative or small for a molecular dispersion, \chi_{WD} of a hydrophobic drug is large and positive, and \chi_{WP} is smaller because the polymer hydrogen-bonds with water; a large difference between \chi_{WD} and \chi_{WP} gives a tendency to phase separate on hydration purohit2017b C43, E2, E4. Yang and co-workers (2021) use the Δχ form to explain why log P fails: drugs have much larger χ with water than polymers (cited), so water–drug against water–polymer interactions, drug–polymer interactions and hygroscopicity, not one descriptor, decide separation yang2021 C21, C22, E2.

Findings

PEG dispersions: F2, F3, F5, F6. Miscibility and drug-polymer interactions: F2, F5, F6, F7, F8, F9, F18, F22. ASD process: F8, F1, F20, F41. Physical stability: F4, F8, F13, F23, F29. Supersaturation from ASD dissolution: F7, F18. Release mechanism and LoC: F8, F9.

Related concepts

depends on enthalpy of mixing and melting point depression; derived from drug-polymer interaction energy; contrasts with athermal mixing; related to drug-polymer interactions and activity coefficient; part of Flory-Huggins theory. Relates to drug solubility in polymer. Basis of Δχ effect; measured from water sorption isotherm; linked to water through hydrophobicity; related to drug-polymer miscibility and amorphous solubility advantage. Related to drug-polymer-water miscibility.

Formulas

Flory-Huggins melting point depression, Flory-Huggins interaction parameter from interaction energy, Lacoulonche liquidus model; Flory-Huggins interaction parameter from solubility parameters, Flory-Huggins free energy of mixing, Flory-Huggins activity equation. Extrusion work: molar volume from molecular weight and density, multicomponent Flory–Huggins free energy of mixing. Water sorption: Flory-Huggins water sorption isotherm, ternary Flory-Huggins water sorption isotherm. Dissolution of dispersions: Flory–Huggins enthalpy of mixing for two and three components (named, no shared page) [alonzo2011 E7, E8]; Huang model of drug solubility in an ASD, Δχ effect.

How it is measured or obtained

From the melting point depression of the drug: the slope of the linearized relation against the squared polymer volume fraction, at 50–80% drug in the PEG study [zhu2011 P5, E1]; from the interaction energy that closes the gap between the athermal and the observed eutectic [baird2011 P8, P10, E3, E8]; for PVP, from the slope of the melting-point plot at 0–25 wt% polymer, or from group-contribution solubility parameters [marsac2006b R8, R9, R4]. In the Marsac studies of drugs in PVP and other polymers, three routes appear. (1) Group-contribution solubility parameters, Eq. 2, which always give a non-negative χ [marsac2006b E2, R4]. (2) The slope of the linearized melting point depression against Φ_polymer², over 0–25 wt% polymer, with the lattice site set to the drug (2006) or to a liquid analogue (2009), using the offset of the melting peak in 2009 [marsac2006b E10, R8, R9; marsac2009 P6, C16]. (3) From the activity coefficient of the drug in a liquid analogue (1-ethyl-2-pyrrolidone, 25 °C), scaled to the polymer with Eq. 8 [marsac2009 P7, E8, E9]. A fourth route, the ternary Flory–Huggins fit to moisture sorption, was unable to give unambiguous values [rumondor2010a C30]. In the extrusion work χ is the slope of the linearized melting point depression plot A=\chi B, with A=\left(-\Delta H/R\right)(1/T_c-1/T_m)-[\ln\phi+(1-1/m)(1-\phi)] and B=(1-\phi)^2, fitted through 90/10 to 50/50 IDM:PVPVA; the printed value is reproduced only with a free intercept of about +0.02 (a line through the origin gives −1.86) [moseson2018 E4, R4, X7]. For water: binary Flory–Huggins sorption fits of pure amorphous components, and the drug–water χ from the 95% RH uptake [rumondor2010a P4; rumondor2009c P13, E5]. In the ASD dissolution papers no values were measured; binary parameters cannot simply be carried into the ternary model (cited) [alonzo2011 C44, R27]. In the release-mechanism papers: not measured in the release-mechanism papers; used in argument purohit2017b E2, E4.

Values in the library
materialvalue or classconditionspaper ids
chlorpropamide; haloperidol with PEG 3350−0.50 and 0.08; −2.53 and −0.04zhu2011 (per PEG segment); baird2011 (\Delta W/RT), same phase diagrams[zhu2011 R5.c, R5.a; baird2011 R9.a, R9.d]
aceclofenac; loratadine with PEG 3350−6.68; 0.13\Delta W_{d,p}/(R\,T_{eut,th})[baird2011 R9.b, R9.c]
benzocaine, ibuprofen, nilutamide, ketoconazole with PEG 3350−0.23, −0.19, −0.09, 0.02melting point depression at 50–80% drug[zhu2011 R5.b, R5.d, R5.e, R5.f]
nifedipine; felodipine with PVP K12−3.8; −4.2 near the melting point; solubility-parameter estimates 2.0 and 0.5slope of the linearized plot[marsac2006b R9, R4]
indomethacin with PVP K12−6.16 (onset), −1.94 (midpoint), −0.82 (offset)melting point depression[marsac2009 R6]
indomethacin with PVPVA−1.97 (R² = 0.9895); reproduces all predicted Tc of Table III within 0.05 °Cused to predict Tc; slope with free intercept, 50–90% DL[moseson2018 R4, R5, E2]
PVP-miscible pairsnegative or near zero; immiscible pairs larger positive values, from −0.82 to 0.72offset melting[marsac2009 C17]
indomethacin, felodipine, nifedipine, ketoconazole, sucrose with PVP K12offset χ −0.82, −0.08, 0.00, −0.08, 0.021 °C/min[marsac2009 R7.a, R7.b, R7.c, R7.d, R7.e]
same five compoundssolubility-route χ −1.83, −0.08, −0.81, −0.12, −0.5325 °C, EP[marsac2009 R9]
sucrose–dextran; ibuprofen–dextran; indomethacin–dextran; itraconazole–Eudragit E1000.20; ≥ 0.38; ≥ 0.72; ≥ 0.11 (lower limits for the last three)offset melting[marsac2009 R7.f, R7.g, R7.h, R7.i, C19]
felodipine–PVP; indomethacin–PVP−9.6 to 26.9; −20.4 to 22.0 (ranges only)ternary sorption fit[rumondor2010a R14]
IDM–PVPVA in four other studies−0.64, −2.06, −2.9, −4.5 (assignment to studies not printed)cited[moseson2018 R7]
water–felodipine, water–PVPabout 3.3 and about 0.5 (Δχ large)sorption isotherms, Flory–Huggins fits[marsac2010 C43]
water with amorphous felodipine, PVP, HPMC and HPMCAS3.27 for felodipine; above 0.5 for HPMC and HPMCAS; the PVP value close to but slightly below other authors' valueswater sorption isotherms, 25 °C[rumondor2010a R11, C19, C20]
BCL–PVPVA 30% DL−1.57, read as favourable miscibilityphase diagram, SI not supplied[moseson2021 M1, C10]
RTV–PVPVA (drying model)0.5 assumed in the SI; "likely <0.5, and possibly close to zero" in the text; varied −0.5 to 0.5sensitivity moved mainly the drug–polymer side[li2020 R15, R16, C72, X10]
water–ritonavir and water–PVPVA (drying model)2.8 and 1.13fitted to dynamic vapour sorption, room temperature[li2020 R15]
BCL–PVPVA 30–90% BCL−1.57 (R² 0.994); Tc 145 °C at 30% BCLDSC offsets extrapolated to 0 °C/min[moseson2022c R8, R9]
PCZ–HPMCAS MF, PCZ fractions 0.4–1.0+0.43 (R² 0.991); the fitted line meets B = 0 at A of about −0.05same[shah2024 R1, R4]
water with nifedipine, felodipine, droperidol, pimozide, indomethacin, ketoprofen2.84, 3.18, 2.85, 3.58, 2.50, 2.7125 °C, 95% RH[rumondor2009c R24]
nifedipine–PVP, felodipine–PVP (cited)−3.8 and −4.2 from melting point depressionused for activity[marsac2006a R18]
indomethacin–PVP vs nifedipine–PVP (cited)−0.8 vs 0.0used for susceptibility[rumondor2009c R26]
indomethacin against felodipine, quinidine, pimozide with PVPVAlarger carbonyl red shift (42–44 against 19–22 cm⁻¹) "would result" in a lower \chi_{DP}IR of dry films[rumondor2010c R20, C28]
hydrophobic drugs with water\chi_{WD} expected positive from log Pqualitative[rumondor2010c C30]
indomethacin with HPMC, HPMCAS, PVPχ not measured; stronger interaction "would" lower the driving force for growthargument with the free energy of mixing[tian2017 E2, C30, X13]
lopinavir with HPMCP, EC, HPMCASranked HPMCP > EC > HPMCAS in suppression, read as interaction strengthpH 3, 25 °Cli2018 C54
lopinavir with CA, EUDtwo Tgs, sorption on the additive line; little suppressionpH 3, 25 °Cli2018 C56
ritonavir with PVP, PVPVA, HPMCASno values; the argument explains AAPS of PVP and PVPVA films at 97% RH25 °Cpurohit2017b C43, C1
six drugs with PVPVA and HPMCASno χ measured; argument—yang2021 E2, C21
Pitfalls and disagreements

The values of one paper are not comparable with those of another: for the same published diagram of chlorpropamide the two PEG papers give −2.53 and −0.50, and for haloperidol −0.04 and 0.08, so the sign near zero is not robust [baird2011 R9; zhu2011 R5]. The printed expression for the interaction energy in Baird and Taylor does not reproduce, and only signs and ranking are robust [baird2011 X3]. Zhu and co-workers fitted \chi at 50–80% drug, not at the 20/80 composition of the SAXS/WAXS samples, and the normalization cannot be reproduced from printed inputs [zhu2011 X10]. In the PEG study the size of \chi did not rank the size of the long-period increase: chlorpropamide has the most negative \chi and the smallest increase [zhu2011 X5]. The reading as exothermic mixing assumes a near-ideal entropy of mixing [baird2011 C23]. The printed solubility-parameter values (2.0, 0.5) were not reproduced from the inputs (2.36 and 0.70 at 298.15 K) [marsac2006b X1]. The melting-route χ of one pair spans 7.5-fold with the point of the melting peak read (synthesis: 6.16/0.82) [marsac2009 R6]. The two experimental routes differ by up to 1.01 and rank the compounds differently [marsac2009 X7]. The positive values for non-depressing pairs are lower limits [marsac2009 C19, X11]. The nifedipine volume fractions of the 2006 fit may use felodipine's density [marsac2006b X2]. A χ determined near the drug melting point is applied at storage temperature without correction [marsac2006b C32]. The χ of one pair differs between studies (indomethacin–PVPVA −1.97 against −0.64 to −4.5) [moseson2018 R4, R7]. The positive mixing enthalpy of dextran–PVP is inferred from the existence of phase separation, not measured [vaneerdenbrugh2012a C32, X7]. In the extrusion work a single \chi neglects temperature and composition dependence [moseson2018 C18]. Differences between studies "can be attributed" to sample preparation, DSC method or onset versus offset [moseson2018 C21]; the nature of the fit (with or without intercept) also shifts the value [moseson2018 X7]. For ritonavir–PVPVA the main text and the SI disagree on χ, and the basis of the other χ values (vapour sorption or solubility, room temperature or 37 °C) is described differently in the two; the DVS and solubility data are not shown [li2020 X10, X11]. For posaconazole–HPMCAS χ is a slope with a free intercept, and Tc below 40% PCZ are extrapolations from it [shah2024 R4, X7, X8]. Two values cited in the physical-stability papers for the same pair differ by an order of magnitude: −3.8 and −4.2 (melting onset route, used in 2006) against −0.8 and 0.0 (offset route, used in 2009) for nifedipine–PVP, which reflects the choice of melting-peak point (synthesis; see the onset, midpoint and offset values above) [marsac2006a R18; rumondor2009c R26]. The drug–water χ split rests on approximated densities and a gap of 0.13 [rumondor2009c X4]. No χ was computed in the 2010 polymer comparison: \chi_{DP} is ranked by red shift and \chi_{WD} by calculated log P [rumondor2010c X13]. In the dispersion-dissolution argument, with 90% polymer, fewer drug–drug contacts "would lead to a reduction in the barrier" to dissolution, an argument without χ values [alonzo2011 C43]. The "ideal" line of the lopinavir figure is proportional dilution, not χ = 0 of the equation li2018 X2. No χ values were measured or cited for the ritonavir systems purohit2017b E4.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Flory-Huggins theory

Lattice solution theory for a small molecule and a polymer, used here with the amorphous drug treated as the solvent and one lattice site set equal to the molecular volume of the drug (or, in the 2009 paper, of a liquid analogue of PVP) [marsac2006b C9, E1; marsac2009 P6]. For a large and a small molecule the free energy of mixing is better written in volume fractions than in mole fractions, because the large molecule has far fewer configurations; the first terms of the expression are the entropy of mixing and the last carries the interaction parameter χ [marsac2006b C7, E1]. The authors call it "still considered" an excellent starting point despite documented limits and more advanced models [marsac2006b C8]. In the library the same lattice picture gives four quantities: the free energy of mixing and miscibility, the melting point depression, the activity coefficient of the drug and the solubility of the crystal in the polymer [marsac2006b E1, E3, E6; marsac2009 E2, E8, E10]. Two later uses: for two polymers the chain lengths enter through the lattice sites per chain, N_1 and N_2, in the combinatorial term [vaneerdenbrugh2012a E5, C31]; and for itraconazole–HPMC the equation is used in words to say that, without hydrogen-bond donors, any miscibility is entropy-driven [purohit2015a E1, C41, C42]. New aspect (ASD process): written for a small molecule and a polymer as \Delta G=RT[\phi\ln\phi+\frac{1-\phi}{m}\ln(1-\phi)+\chi\phi(1-\phi)], with the two entropy terms always favouring mixing and the \chi term carrying the enthalpy [moseson2018 E1; purohit2015a C41]. In the hot-melt extrusion papers it is used through the melting point depression relation to build the solubility line for HME [moseson2018 E2]. It was extended to four components in the drying model of a spray droplet, with volume fractions of methanol, water, ritonavir and PVPVA and six pairwise χ values, to locate the drug solubility along the drying path [li2020 P12, E11]. New aspect (Physical stability): extended to the ternary water–drug–polymer system, where separation requires the interaction terms to outweigh the entropy of mixing, and to water sorption of blends, where the drug–polymer term is too small to be fitted [rumondor2009c E4, C42; rumondor2010a C25].

Findings

Miscibility and drug-polymer interactions: F5, F6, F7, F8, F9, F18, F22. ASD process: F8, F20. Physical stability: F4, F8, F13, F23, F29.

Related concepts

gives Flory-Huggins interaction parameter, entropy of mixing, combinatorial entropy of mixing, free energy of mixing and activity coefficient; used for drug-polymer miscibility and drug solubility in polymer. Predicts melting point depression. Explains Δχ effect and moisture-induced phase separation.

Formulas

Flory-Huggins free energy of mixing, Flory-Huggins melting point depression, Flory-Huggins activity equation, Gibbs free energy of mixing, Flory-Huggins combinatorial entropy of mixing. Four-component form: multicomponent Flory–Huggins free energy of mixing. Water sorption: Flory-Huggins water sorption isotherm, ternary Flory-Huggins water sorption isotherm.

How it is measured or obtained

It is a model; its inputs are densities (helium pycnometry or cited), molecular volumes (molecular weight over density), heats of fusion and melting points from DSC, and χ from experiment [marsac2006b P4, P5, P6; marsac2009 P6, P7, P8]. Outside the binary case, a ternary water–drug–polymer form is used to discuss moisture [rumondor2010c E1, C26]. In the extrusion work χ is fitted to melting point depression data (see Flory–Huggins interaction parameter); the free energy itself is not evaluated there [moseson2018 E1, E4]. In the moisture papers the ternary free energy of mixing is used in words, and binary, ternary and pseudobinary sorption equations are fitted to isotherms [rumondor2009c E4; rumondor2010a E1, E2, E4].

Values in the library
materialvalue or classconditionspaper ids
nifedipine with PVP K12, K29/32, K90entropy minimum near Φ ≈ 0.6, against ≈ 0.44 with methyl pyrrolidoneχ = 0[marsac2006b R1]
nifedipine–PVP K29/32miscible over the whole range for χ ≲ 0.6; single deep minimum at χ −3.8, −4.2five χ values[marsac2006b R2, R3]
five compounds with PVPΔG/RT minima at polymer fractions ≈ 0.5–0.6; indomethacin deepestmelting-route and solubility-route χ[marsac2009 R10]
nifedipine, felodipine in PVPlittle activity lowering below polymer volume fraction ≈ 0.5χ from melting depression[konno2006 R20, C35; marsac2006a R19]
indomethacin–PVPVAχ −1.97 from the linearized melting relation; one χ describes Tc from 50 to 90% DL (HME phase diagram)offset extrapolated to 0 °C/min[moseson2018 R4, C19]
dextran–PVP, 20 pairscombinatorial entropy per site from about −27 × 10⁻²³ J (783 Da maltodextrin, PVP K 12) to about 0 (450 kDa dextran, PVP K 90)25 °C, no enthalpic term[vaneerdenbrugh2012a R15, E5]
itraconazole–HPMCentropy-driven miscibility, limited at room temperature (UCST-type); no χ measuredargument in words[purohit2015a C42, C47, E1]
ternary water–drug–polymer systemswater lowers the free energy entropically; large positive \chi_{WD} favours drug-rich separationstored ASDspurohit2017b C43
drug in polymer, melting point depression and activityfree energy of mixing and melting point depression from Flory–Hugginsfelodipine, nifedipine with PVP[marsac2006b E1, E3; marsac2006a E10]
ritonavir–PVPVA–methanol–waterthe computed solubility boundary is crossed from about 12.5:87.5 initial water:methanol at 25% DLfour-component model[li2020 R17, C50]
indomethacin–PVP, felodipine–PVPdrug–polymer term 0.029–0.160% of the ternary adjustment25 °C sorption[rumondor2010a R13]
felodipine–PVP, indomethacin–PVPfitted χ23 −9.6 to 26.9 and −20.4 to 22.0same[rumondor2010a R14]
four blend seriesmean water–blend χ1,23 falls with polymer contentsame[rumondor2010a R15]
felodipine, quinidine, pimozide, indomethacin with PVP, PVPVA, HPMCASternary free energy of mixing used to explain why less hygroscopic polymers separate lessqualitative[rumondor2010c E1, C26, C31, C39]
indomethacin–polymer meltsfree energy of mixing used to argue a lower driving force with stronger interactiongrowth, 80–135 °C[tian2017 E2, C30, C31]

Evidence table: Flory-Huggins theory.

Pitfalls and disagreements

The glasses are non-equilibrium, χ is assumed independent of composition and temperature, and the critical χ for miscibility depends on how the lattice is defined and is system specific [marsac2006b C3, C18; marsac2009 P8]. The melting relation is linear only at low polymer content, so the fitted χ is a composite [marsac2009 C7]. The entropy curves exist for nifedipine only and carry no ordinate scale [marsac2006b X7, X8]. The hydrogen-bond picture cannot be represented by solubility parameters inside the theory [marsac2006b C24]. The ternary form fitted to moisture sorption gave ambiguous χ values [rumondor2010a C30]. The comparison of the 20 dextran–PVP pairs rests on a χ that is independent of molecular weight, which was assumed and not measured, and two of the 20 plotted entropy curves do not follow from the stated inputs [vaneerdenbrugh2012a C33, X1]. For itraconazole–HPMC no χ, n or φ was given [purohit2015a E1]. In the extrusion work the theory neglects the temperature and composition dependence of \chi and treats the polymer as a chain on a lattice; for IDM–PVPVA a single \chi fits 50–90% DL but not 40% DL, where viscosity hindered the measurement [moseson2018 R4, C18, C17]. The printed SI equation of the four-component model lacks the operator joining the combinatorial and χ sums and leaves the chain length undefined, so it is not directly implementable [li2020 X15]. The ternary sorption model assumes that binary interactions carry over unchanged into the blend, which the authors consider "unlikely" [rumondor2010a C26, C27]. χ in the ternary free energy also holds non-ideal entropy, so a positive χ term need not be enthalpic [rumondor2009c X14]. In the three-polymer moisture study it is applied without parameter values, and the data do not separate the thermodynamic from the mobility reading [rumondor2010c X13, X12].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

fragility

How steeply molecular mobility or viscosity changes as a liquid approaches Tg: strong liquids follow Arrhenius behaviour, fragile ones depart from it [baird2012 C37]. It is expressed by the fragility index m (strong below 40, fragile above 75) or by the VTF strength parameter D (strong above 30, fragile below 10) [baird2010 R30]. Good glass formers were expected to be strong liquids [baird2010 C3].

Findings

F5, F12.

Related concepts

measured by melt viscosity; depends on glass transition temperature; proposed predictor of glass-forming ability; related to reduced glass transition temperature.

Formulas

Vogel-Tammann-Fulcher equation.

How it is measured or obtained

m from the heating- and cooling-rate dependence of Tg (Moynihan) and D from m, or D from the VTF equation with T0 set to the Kauzmann temperature [baird2010 P10, E14, E15, E18]; D also by fitting the VTF equation to melt viscosity [baird2012 P5, E4].

Values in the library
materialvalue or classconditionspaper ids
tolazamidem 18DSC rate dependence[baird2010 R18.k]
itraconazolem 731DSC rate dependence[baird2010 R18.r]
nifedipinem 33, D 36 from m, D 9 from VTF with TKDSC[baird2010 R18.i]
28 compounds of classes I-B to IIID 4.3–8.7VTF fit of melt viscosity[baird2012 R12]
Pitfalls and disagreements

The category depends on the estimate used: aceclofenac, tolazamide and nifedipine are strong by m but fragile by the VTF-based D [baird2010 X14]. Fitted T0 values do not satisfy the paper's own T0–D–Tg relation [baird2012 X5]. Fragility did not separate good from poor glass formers [baird2012 C43], and invoking it for outliers in growth data is untested [trasi2014a X18].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

free drug concentration

The concentration of molecularly dissolved drug that can cross a membrane, as against drug in micelles, complexes, droplets or aggregates raina2015c C30, C49; alhalaweh2016 C1. In rat studies of enzalutamide the free drug is inferred from flux: the cellulose acetate suberate dispersion gave free drug like the crystalline form, matching their equal exposure (F24, F25) [wilson2020 C10, C40]. In micellar media the buffer solubility is taken as the free drug and the excess as micelle-associated elkhabaz2019b C26, C31. New aspect (Supersaturation from ASD dissolution): the free drug concentration, not the total, sets the supersaturation that drives crystallization and membrane transport (cited), and it stops at the amorphous solubility once a drug-rich phase forms jackson2015 C26, C31. Flux separated free from complexed resveratrol: more HPMCAS dispersion gave more total but less free drug, free resveratrol being at most about twice saturation [wegiel2015 C19, C41]; six tacrolimus products reached the free-drug maximum of the pure drug trasi2016 C38.

Findings

Bioperformance: F3, F6, F7, F15, F18, F24, F25. Supersaturation from ASD dissolution: F7, F8, F11, F17.

Related concepts

equals thermodynamic activity in effect; lowered by micellar solubilization; related to additive cases for amorphous solubility, speciation, micelle-water partition coefficient; measured by membrane flux; capped by amorphous solubility.

Formulas

activity from concentration, supersaturation from membrane flux ratio, membrane flux in terms of solute activity, activity-based supersaturation ratio, ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

Supernatant after ultracentrifugation alhalaweh2016 P10; flux against a reference raina2015c E9; fluorescence or filtration are less reliable above the amorphous solubility hate2018 X15. In the ASD dissolution papers: by flux across a membrane against a standard curve jackson2015 P4, by flux relative to the crystal [alonzo2011 P4], by solution NMR [alonzo2011 P7], and by ultracentrifugation trasi2015b P9.

Values in the library
materialvalue or classconditionspaper ids
ritonavir, atazanavir (PVP ASD)4.3–4.75 × 10⁻⁵ M and 1.38–1.54 × 10⁻⁴ M alone; falls linearly with mole fractionpH 6.8alhalaweh2016 R12
atazanavir + SDSabout 65 µg/mL at the amorphous solubility whatever the SDS level37 °Cindulkar2017a R11, C19
ritonavir, lopinavir HPMCAS and PVP dispersionsRTV-PVP maximum about 22 µg/mL even after 2 hultracentrifugedtrasi2015b R12, R13
resveratrol–HPMCASat most about twice saturation; enhancement from a soluble complex[wegiel2015 C41]
telaprevir + CA Subnot measured; flux 0.91 µg/min with the predissolved polymermosqueragiraldo2018b R13
enzalutamideabout 42 µg/mL molecularly dissolved of 70 µg/mL added; the rest colloidal amorphous aggregatespH 6.5 buffer[wilson2020 R2; wilson2018 R10]
posaconazole, atazanavirfree concentration at either solid phase taken as the buffer value in every mediumsix media, 37 °Celkhabaz2019b C26, C27, C31
danazol dispersions with a drug-rich phase7.1–9.1 µg/mL (amorphous solubility 8)flux, 25 °Cjackson2015 R9
danazol 50:50 HPMCAS (no drug-rich phase)5.4 ± 0.8 µg/mLflux, 25 °Cjackson2015 R9
ritonavir + lopinavir drug-rich phasesRTV 14.2–15.8, LPV 7.0–7.5 µg/mL for 5 hultracentrifugedtrasi2015b R16
felodipine 90:10 and 50:50 HPMC dispersionsflux ratios 10.5 and 9.5 to the crystal37 °C[alonzo2011 R14]
resveratrol–HPMCAS 15:85, 6–35 mg/mLtotal ≈530 → ≈1610 µg/mL while flux ≈4.4 → ≈2.6 µg/min (crystal 2.0)pH 6.8, 37 °C[wegiel2015 R19, R20]
six tacrolimus products0.0048–0.0054 µg/min against a pure-drug plateau of ≈0.0050–0.0055pH 4.5, 37 °Ctrasi2016 R15, R14
Pitfalls and disagreements

Free drug was not measured in the donor in the hollow-fibre studies, so statements that it equals the amorphous solubility are assumptions hate2018 X11. Equating the buffer solubility with the free drug assumes that bile salts and lecithin do not mix into the drug phases, which the small fall of the posaconazole flux ratio questions (F18) elkhabaz2019b C31, C44. Ueda 2024 (p. 39) gives the general form: the buffer value equals the free drug only in Case I, and in Case III the free drug at the limit falls. In the ASD dissolution papers in situ UV and 0.45 µm filtrates count droplets or particles as dissolved [alonzo2011 C27; trasi2015b C22]. The danazol standard curve does not pass through zero, so flux cannot be converted to concentration by proportion jackson2015 X5. The inverse link of flux and concentration for resveratrol holds only up to about 18.8 mg/mL loading [wegiel2015 X9].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

gastric pH variability

Evidence table: gastric pH variability. Content from the ASD dissolution chapter (delamanid 2023, praziquantel 2024–2025) and the Release mechanism and LoC chapter.

The spread of stomach pH between and within patients, from about 1.6 fasted to 5 or above after a meal, and with age or acid-reducing drugs, which changes how much drug and polymer dissolve during the gastric stage of a dispersion and how long the dispersion sits wetted before the pH rises [nguyen2023c C5, C57]. In vitro tests are usually standardized at one gastric pH and so do not see it [nguyen2023c C5]. Food also prolongs gastric residence, cited as 15–60 min fasted and 2–5 h fed, with a gastric pH of 6–6.5 about 30 min after a meal [nguyen2023b R22, C19].

Findings

F25, F27, F24.

Related concepts

acts through pH-dependent polymer solubility and pH-dependent solubility of weak bases; risk of surface crystallization; mitigated by an enteric polymer coat; read with food effect.

Formulas

none.

How it is measured or obtained

By repeating a two-stage test with the gastric stage set at several pH values (pH 1.6, 3.0 and 5.0, or FaSSGF and a fed gastric medium) and the same intestinal stage, so that only the gastric pH changes [nguyen2023c P8; alvarenga2025 P10, P11, P12]; by soaking a coated tablet across the same range to find where the coat fails [nguyen2023b P6].

Values in the library
materialvalue or classconditionspaper ids
delamanid salt dispersions, five enteric gradesfinal release ≈101 / ≈41 / ≈82% (HPMCP-50), ≈94.5 / ≈80.5 / ≈12.5% (HPMCP-55), down to ≈18 / ≈1 / ≈0% (HPMCAS-HF)60 min at pH 1.6 / 3.0 / 5.0 → pH 6.5[nguyen2023c R11]
delamanid free base with HPMCP-50≈62.5 / ≈33.5 / ≈6.5 µg/mL of 100the same[nguyen2023c R7]
uncoated delamanid–HPMCP-50 tablets, three drug forms≈0.3–93 µg/mL after the shift against ≈82–96 µg/mL in a single stagethe same[nguyen2023b R2, R1]
coated delamanid tablets, three drug forms≈76–86 µg/mL after every gastric pH, a spread of about 4–8 µg/mL within a formthe same, transfer to fresh medium[nguyen2023b R10]
praziquantel–HPMCAS dispersions, 0.667 mg/mL≈92–103% after pH 1.6 or FaSSGF against ≈62–77% after pH 3.0 or 5.01 h gastric stage → pH 6.5[alvarenga2025 R7, R10, R13]
bedaquiline–HPMCAS 5/95 dispersions (Release mechanism and LoC)≈19.5–25 µg/mL of 100 at 120 min from all three gastric pH values60 min at pH 1.6 / 3.0 / 5.0 → pH 6.5[kaur2025 R12]
Pitfalls and disagreements

The worst gastric pH is not the lowest and differs by drug form: pH 3.0 for the delamanid edisylate tablet and pH 5.0 for the free base and the chloride [nguyen2023b X5]. A neutral drug is not exempt: praziquantel, neutral above about pH 3, still recovered less after pH 3.0 and 5.0 starts, which the paper does not explain [alvarenga2025 R4, R10]. The gastric supersaturation reached does not order the final release [nguyen2023c C39]. All of these tests used one 60-min gastric stage and simple media without food components [nguyen2023c X8].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

gel layer

The swollen, porous, polymer- and water-rich layer that forms at a hydrating ASD surface, below any drug-enriched outer layer, and from which the polymer disentangles into the medium. For 30% bicalutamide–PVPVA compacts it has the starting composition (F/F0 of drug 0.93 ± 0.06) [moseson2022b R15]; in ritonavir–PVPVA tablet edges it is the green (polymer- and water-rich) phase that carries drug-rich droplets and moves into solution as the polymer disentangles [benson2025 R14, R16]. (synthesis: release is polymer-controlled while the gel layer lasts and drug-controlled once the polymer has gone and drug-rich material is left; see polymer-controlled release.) New aspect (Release mechanism and LoC): the release-mechanism papers of 2020–2022 place the switch between polymer- and drug-controlled release inside this layer. A glassy polymer dissolves by solvent ingress, swelling, plasticization and gel-layer formation, chain disentanglement and diffusion of the free chains (cited); above its Tg the polymer forms a gel layer, while below it the layer thins and dissolution changes from disentanglement to cracking (cited) [correasoto2022b C33; saboo2020 C54]. For dispersions the polymer rate "is expected to depend" on the water absorbed to form the gel layer, which falls with drug loading, and on the Tg of the hydrated matrix against the test temperature [saboo2020 C55]. Saboo and co-workers (2021) propose a transient gel layer in which water plasticizes the chains before they disentangle, and in which the shape of the drug-rich phase formed by phase separation largely decides between drug- and polymer-controlled release at high loading [saboo2021 C37]. Hiew and Taylor (2022) argue that drug and polymer that separate in the gel layer should still both leave at the neat-polymer normalized rate as long as the separated drug cannot form a continuous barrier layer [hiew2022b C46]. For the enteric polymer HP-50 the gel is tied to ionization: less hydration at lower ionization at the dissolving surface, with the solvent fraction of the gel setting the disentanglement rate (cited); the pre-ionized salts are said to hydrate faster and more and so give a more mobile gel layer [qi2022 C30, C42]. The gel forms when water plasticizes the polymer chains into a rubbery state, which greatly lowers the Tg of the matrix (cited); ritonavir–PVPVA compacts of 10–40% all formed a gel layer with a sharp boundary to the glassy core [yang2022a C23, C42]. HPMCAS-MF formed a gel layer only above a buffer capacity of 13 mM/ΔpH, thickening with buffer capacity, and its gel had a lower apparent pH than the bulk [bapat2023 C27, C28]. A gel layer formed on every PVPVA compact of two phenolphthalein analogues, which suggests the dispersions may dissolve by a mechanism similar to that of neat polymers [deac2023a C44]. The 2024 PVP paper places droplet release at the gel–solution boundary, where the viscosity of overlapping and, above the entanglement weight, entangled chains falls enough for the polymer to leave [deac2024a C32, C33, C34]. The 2024 phase-diagram paper draws the gel layer as a region of the drug–polymer–water diagram between the glass–gel boundary (water content at which Tg = 37 °C) and the gel–solution boundary (from the measured average water and a linear gradient), and finds the MePHPH miscibility gap covering most of it [deac2024b C36, E4, R28].

Findings

ASD process: F27, F38, F48. Release mechanism and LoC: F15, F20, F23, F24, F25, F29, F30, F31.

Related concepts

lies under the drug-rich surface layer; controls polymer-controlled release; ends at the limit of congruency; delayed by a coating defect density that is too low. The site of polymer chain disentanglement; formed by plasticization by water; the place where phase separation morphology decides the release regime; can turn into a drug-rich barrier layer.

Formulas

none.

How it is measured or obtained

SEM-EDX of cross-sections of compacts exposed face down (fluorine of the drug as F/F0) and confocal fluorescence with a drug-rich dye (Nile red) and a polymer- and water-rich dye (Alexa Fluor 488); confocal imaging of the hydrating edge of 100 mg tablets at 37 °C [moseson2022b P14, P15, P16, P17; benson2025 P5, P13]. In the release-mechanism papers: not characterized directly in these papers; inferred from release rates, from micro-CT of tablets after 10 min of dissolution and from films exposed to about 100% RH, whose contiguous drug-rich network "likely also forms" in the transient gel layer [saboo2021 C39, R19, R21]. Thickness of the gel in confocal cross-sections of surfactant-containing compacts after 5–20 min (ImageJ, unit not printed) [yang2023 P9, R15, X8]; position of the glass–gel and gel–solution boundaries on the ternary diagram [deac2024b R26, R27].

Values in the library
materialvalue or classconditionspaper ids
30% BCL–PVPVA compact, 1 hporous gel layer F/F0 0.93 ± 0.06 under a 94 ± 8 µm drug-rich layerSEM-EDX[moseson2022b R15]
same, confocalgel layer 440 ± 6 µm; compact swelled from 2092 ± 24 to 2696 ± 50 µm in 60 minNile red, Alexa Fluor 488[moseson2022b R16, R17]
50% BCL–PVPVA compactno gel layer distinguished; swelled from 1988 ± 11 to 2441 ± 12 µmsame[moseson2022b R17]
uncoated ritonavir–PVPVA tablet edgesmall discrete red droplets throughout a green gel layer that moves into solutionconfocal, 37 °C[benson2025 R14, R16]
coated ritonavir–PVPVA tablet edgegreen and red networks along particle boundaries within 2 min; connected red regions remain outside the receding tablet at 4 minsame[benson2025 R14, R16]
felodipine–PVPVA 30% with 0, 2% TPGS; 5, 10% TPGSporous surface layer with voids at the dissolution front; homogeneous sectionmicro-CT after 10 min[saboo2021 R19]
PVPVAat least 11% water to start chain disentanglement at 37 °Cestimated[hiew2022b R21]
ritonavir–PVPVA 10–40%gel layer with a sharp boundary to the glassy core at every loading; no grain boundaries in the gelconfocal cross-sections, pH 6.8[yang2022a R7, C42]
ritonavir–PVPVA 0–20%; 30%, 40%gel–glass front through ≈100% of the compact at 20 min; ≈29 and 17% with a plateaureal-time imaging[yang2022a R8]
neat HPMCAS-MF in pH 6.8 phosphate 5; 13; 51 mM/ΔpHno gel; 3 ± 1 µm; 19 ± 5 µmconfocal with prodan, 60 min[bapat2023 R14]
neat HPMCAS-MF gel, pH 6.8 phosphate 13–51 mM/ΔpHapparent pH 5.6–6.2gel scraped after the rotating-disk test[bapat2023 R15]
MePHPH–PVPVA 5–50%; PHPH–PVPVA 5–20%gel layer on every compact; 5% PHPH gel 356 ± 18 µmgravimetric and cross-sectional, steady state[deac2023a R4, C44, C31]
ritonavir–PVPVA + Tween 80, 30%≈147.6 → 279.6 (5 → 20 min)confocal cross-sections, unit not printed[yang2023 R15, X8]
ritonavir–PVPVA + Span 20, 40%≈90.7 → 50.7 (5 → 20 min)same[yang2023 R15]
neat PVPVA; 5% PHPH; 5 and 20% MePHPHgel–solution boundary from a linear water gradientternary diagram, 37 °C[deac2024b R27, E4]
Pitfalls and disagreements

Layer thicknesses come from compacts, whereas the authors say polymer loss is much faster from particles than from compacts [moseson2022b C39, X20]. Dye assignments and the polymer-depleted state of the crust are inferred [moseson2022b X16]. The confocal tablet images come from a different compaction and size than the release tablets, and the large red blobs of the uncoated row at 2–3 min are a mounting artefact [benson2025 X5, R15, C29]. That croscarmellose and starch glycolate raise the viscosity of the PVPVA gel is a speculation [benson2025 C50]. Hydrophilic surfactants "would reasonably be expected" to draw more water into the gel–water interface and so speed polymer dissolution, an argument without data [correasoto2022b C42]. Yang and co-workers read thickness as the balance of water penetration and disentanglement, but water ingress was not measured on the compacts [yang2023 C26, C27]. The gel-layer region of the 2024 diagrams rests on a fitted water Tg and on gel water contents cited from 2023 [deac2024b X11, R40].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Gibbs-Duhem equation

The relation between the changes of chemical potential of the components of a mixture; integrated with the measured water activity against composition from a sorption isotherm, it gives the activity of the drug in the water-saturated amorphous phase, the term e^{-I(a_2)} of the amorphous solubility estimate (the Murdande method) almeidaesousa2015 E16, P7; ilevbare2013a P2. In the solution-crystallization papers the factor lowers the Hoffman estimate of the amorphous solubility, and I(a2) is the sum of a Henry's-law term from zero water to the limit of linearity and a numerical integral \sum \langle (n_1/n_2)(1/a_1)\rangle\,\Delta a_1 over the sorption isotherm up to unit water activity [hsieh2012 E5, E6, P13; ilevbare2013c E6].

Findings

Amorphous solubility and LLPS: F5. Crystallization from solution: F2, F21.

Related concepts

yields the water sorption correction of amorphous solubility; input is water sorption; related to thermodynamic activity; corrects the Hoffman equation; used for the amorphous solubility advantage.

Formulas

Gibbs-Duhem equation, amorphous solubility advantage with water-sorption correction.

How it is measured or obtained

Numerical integration of moles of water per mole of drug against 1/a_1 over the sorption isotherm hsieh2012 E5. The papers of this chapter only name the method. The crystallization-from-solution papers measured the isotherm by dynamic vapour sorption of the amorphous solid at the test temperature (37 °C, 5–95% RH in 10% steps, three samples; 25 °C for danazol), with the water content extrapolated to water activity 1 [hsieh2012 P8, P13; jackson2014 P3, P4].

Values in the library

The resulting factors are listed under water sorption correction of amorphous solubility ilevbare2013a M1; almeidaesousa2015 M6. Values printed in the crystallization-from-solution papers:

materialvalue or classconditionspaper ids
danazol\exp[-I(a_2)] = 0.935DVS 5–95% RH, 25 °C[jackson2014 E1, R2]
five weak baseswater correction lowers the estimate for every base, for ketoconazole from 202 to 56.6 µg/mLDVS, 37 °Chsieh2012 R10.d
ritonavir, efavirenz, celecoxibI(a2) values not printed; theoretical amorphous solubilities 20.6, 19.8, 22.6 µg/mL37 °C[ilevbare2012b E8; ilevbare2013c E6, R2]
six dihydropyridinese^(−I(a2)) 0.74–0.91moisture sorption, TA Q5000[raina2015b M1–M6]
Pitfalls and disagreements

The expression is not printed in the 2015 and 2016 papers (named only) and the integral is not shown in any paper of 2013–2016 almeidaesousa2015 E16; almeidaesousa2016 E4. The sorption isotherms, the values of I(a2) and the preparation of the amorphous samples are not printed in the 2012 paper, so the estimates cannot be recomputed hsieh2012 X14. The amorphous solids for sorption (melt-quenched) and for dissolution (solvent-evaporated) differ in preparation [ilevbare2013c X17]. The sorption conditions and water contents are not printed [raina2015b P3].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

glass–liquid phase separation

Phase separation of a supersaturated solution into a water-rich phase and a drug-rich phase that is a glass at the test temperature, because its water-plasticized Tg lies above that temperature; the term was judged "more appropriate" than LLPS for atazanavir (Tg of the precipitate about 51 °C at 37 °C) indulkar2015 C38. It is the title phenomenon for telaprevir (pellet Tg 52 °C) mosqueragiraldo2015 C13, C21. Griseofulvin and sorafenib were also treated as GLPS drugs almeidaesousa2015 C40. The papers of 2017–2022 add pazopanib: the colloids formed after a pH shift were called glass–liquid phase separation from a Tg of about 83 °C measured on the dried precipitate sugihara2018 R17, C27, C28, and telaprevir with bile salts (GLPS onset 146–149 µg/mL in buffer) lu2017b R2. New aspect (Bioperformance): telaprevir with a dry Tg of 103 °C and a wet precipitate Tg of 52 °C mosqueragiraldo2018b M1, C8; enzalutamide, whose water-saturated amorphous Tg by Fox estimate lies above 37 °C, forms a glassy precipitate, and its colloidal aggregates are called products of GLPS wilson2018 R4, C7, C14. New aspect (Crystallization from solution): telaprevir above its amorphous solubility (about 90–100 µg/mL) separates into glassy drug-rich particles of 200–400 nm, which the authors think may provide interfaces for nucleation; in solutions that contain them the apparent concentration drops twice, the first drop being assigned to the aggregates [mosqueragiraldo2016 R1, R3, C7, C11; lu2017 R12].

Findings

Amorphous solubility and LLPS: F2, F7, F5, F4, F17, F23. Bioperformance: F1, F7, F23. Crystallization from solution: F25, F32, F37, F43.

Related concepts

special case of liquid-liquid phase separation; depends on plasticization by water and structural relaxation; contrasts with supercooled liquid; gives a drug-rich phase; related to heterogeneous nucleation (the glassy particles as possible nucleation interfaces).

Formulas

amorphous-crystalline free energy difference from heat capacity.

How it is measured or obtained

As LLPS (extinction, probe, NMR, flux), with the glassy state read from the Tg of the isolated phase, from storage at high humidity, or from the free-energy match (F2) mosqueragiraldo2015 P4; indulkar2015 P16; almeidaesousa2015 P8. The GLPS concentration of telaprevir is about 90–100 µg/mL mosqueragiraldo2018b M1, R1, R2. Cryo-SEM of a 150 µg/mL solution and the double fall of the 270 nm signal; zeta potential of droplets formed at 180 µg/mL [mosqueragiraldo2016 R2, R3; lu2017 R8].

Values in the library
materialvalue or classconditionspaper ids
telaprevir phaseTg 52 °C (dry 103 °C); redissolves in about 2 min on dilutionpH 6.8, 37 °Cmosqueragiraldo2015 R2, R8
atazanavir phaseTg about 51 °C (dry 104 °C)water, 37 °Cindulkar2015 R22
griseofulvin; sorafenibwet Tg 88 and 49 °C at 97% RH; onset matches the supercooled-liquid estimate25 °Calmeidaesousa2015 R9, R5, R6, R11
pazopanib precipitateTg about 83 °C (dried); wet Tg not measuredpH 6.5, 37 °Csugihara2018 R17, X5
telaprevironset 146–149 (buffer), 311–360 (12 mM STDC, SGDC), 238–290 µg/mL (12 mM STCDC)50 mM pH 6.5, 37 °Clu2017b R2
telaprevironset 92 ± 2 µg/mL; precipitate Tg 52 °CpH 6.8, 37 °Cmosqueragiraldo2015 R4, C13
telaprevir, bile salts149 / 146 µg/mL (pH 6.5, 50 mM); 104 / 102 µg/mL (pH 6.8, 100 mM)ultracentrifugation / UVlu2017b R9
enzalutamideonset about 42.5 µg/mL; amorphous precipitate glassy under cross-polarized lightpH 6.5, 37 °Cwilson2018 R2, R4
telaprevir 150 µg/mL, no polymerconcentration about 162 → 100 µg/mL by about 12 min, then a steep fall at 15–25 minpH 6.8, 37 °C[mosqueragiraldo2016 R3]
telaprevir δ 28.8, 1.86 mM bile saltinduction time SGDC >960, STDC 550, STC 60, SGC 30 minpH 6.5, 37 °Clu2017 R4
telaprevir at δ 28.8 with 150 µg/mL HPMCAS-MFturbid in all media (glassy drug-rich phase)five media, 37 °C[lu2018 R8, C35]
enzalutamide above 42 µg/mLglassy droplets of about 100–200 nm; agglomeration without polymer "most likely"pH 6.5wilson2021 R11, C29
Pitfalls and disagreements

The glassy phase behaves like a liquid one in onset, probe uptake and redissolution; the phase was never isolated for griseofulvin and sorafenib, and "relaxed" is inferred almeidaesousa2015 C37, C38; mosqueragiraldo2015 C30. The state depends on temperature: loratadine droplets are glassy at 5 °C and liquid at 37 °C yang2021 C16. The glassy state of the pazopanib phase rests on a dry Tg; with a water uptake of about 4.6% the rule of about 10 °C per 1% would bring 83 °C close to 37 °C (synthesis) sugihara2018 X5; ilevbare2013a E15; mosqueragiraldo2015 M1. The onset of telaprevir depends on buffer strength and pH lu2017b R9. Neither HPMCAS dispersion of enzalutamide showed GLPS: the 10% one crystallized and the 50% one did not dissolve above the ceiling (F23) wilson2018 C23. For telaprevir the dihydroxy bile salts STCDC and SGCDC cap the activity at δ 21–24, so they could not be tested at δ 28.8 lu2017 R1.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

glass transition temperature

The temperature that separates the glass from the supercooled liquid [lu2016 C2]; it is a kinetic transition where the system falls out of equilibrium [trasi2014b C2]. Tg is called "probably" one of the most important properties of an amorphous solid, because storage temperature relative to Tg affects stability [towler2008 C20]. This draft is written from the crystallization-tendency chapter; the evidence table covers far more papers that later chapters will add. New aspect (PEG dispersions): the Tg of the drug relative to the solidification temperature as a possible determinant of whether an amorphous drug is excluded from the crystalline carrier. In polymer blends the additive's mobility, through the blend Tg, is one of three factors that decide exclusion [zhu2011 C2]. In the drug/PEG study a drug Tg above the 25 °C solidification temperature (nilutamide about 33 °C, ketoconazole 44 °C) did not change the pattern [zhu2011 C28, C31]. For water in PEO, Tg describes plasticization (water −136 °C, PEO about −67 °C) [marsac2008b M12, M7, C26].

Findings

Crystallization tendency: F4, F12, F20. PEG dispersions: F6, F11.

Related concepts

used in reduced glass transition temperature and Tm − Tg temperature gap; bounds the supercooled liquid; related to fragility, amorphous salt, plasticization and interlamellar incorporation.

Formulas

reduced glass transition temperature, Vogel-Tammann-Fulcher equation.

How it is measured or obtained

By DSC on reheating a melt-quenched or freeze-dried sample, as onset or midpoint [baird2010 P1; trasi2014b M1; towler2008 P6]; for fast crystallizers that give no Tg, estimated from a Tg/Tm ratio or a Trg–molecular-weight fit [vaneerdenbrugh2010a E7; baird2010 E27]. In the PEG papers the Tg values of the drugs were cited from the crystallization-tendency classification, or measured by DSC (acetaminophen) or estimated with a Tg/Tm ratio (naproxen) [zhu2011 M5, M6; marsac2008b M1, M3, E5].

Values in the library
materialvalue or classconditionspaper ids
propranolol base; hydrochloride−9.3; 35.9 °CDSC[towler2008 R4]
nicardipine base; hydrochloride3.2; 81.0 °CDSC[towler2008 R5]
nilutamide32 °C (onset)DSC[trasi2014b M1]
vemurafenib108 °CDSC at 10 °C/min[lu2016 M1]
felodipine; nifedipine; indomethacin45 °C eachDSC midpoint[baird2010 M37, M32, M40]
lumefantrineabout 18 °C; 19.7 °C (onset)DSC[trasi2020 R5; hiew2022a R3]
five drugs with 10 mol% PVPraised by about 2–3 °CDSC[trasi2014a R7]
nilutamide; ketoconazoleabout 33 °C; 44 °Ccited[zhu2011 M5, M6]
benzocaine−31 °Ccited[zhu2012 M3]
acetaminophen; ketoprofen; naproxen; ibuprofen; felodipine; ketoconazole22.1; −3.0; 24 (estimated); −43.6; 43.1; 44.4 °CDSC and cited[marsac2008b M1, M2, M3, M4, M5, M6]
amorphous PEO; waterabout −67 °C (reported −67 to −55 °C); −136 °Ccited[marsac2008b M7, M12]
Pitfalls and disagreements

Whether a Tg is onset or midpoint is not always stated [towler2008 X7]; Tg of 16 class I molecules is an estimate [baird2010 X17]. Crystallization tendency cannot be predicted from relaxation times and Tg alone [marsac2010 C29], and a high Tg did not prevent a propranolol salt from crystallizing [towler2008 R4.a, R12]. In the solvent screen the Tg contribution separates the classes partly because the storage criterion selects high-Tg compounds [vaneerdenbrugh2010a C41]. The Tg conclusion in the drug/PEG study rests on two drugs whose Tg lie 8 and 19 °C above 25 °C and that also differ in interaction and crystallization tendency [zhu2011 X13]. The Tg of haloperidol is given as below 25 °C in the card of Zhu and co-workers and as 33 °C (calculated from the molecular weight) in the classification paper [zhu2011 M1; baird2010 M17]. The naproxen Tg of 24 °C does not follow from the Tg/Tm rule it cites: the Table 1 melting point gives 26.7 °C [marsac2008b E5, X4]. (synthesis: papers also give different Tg for the same drug, nilutamide 32 °C (onset) against about 33 °C, and felodipine 45 °C (midpoint) against 43.1 °C [trasi2014b M1; zhu2011 M5; baird2010 M37; marsac2008b M5].)

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Henderson-Hasselbalch equation

The relation between pH, pKa and the ratio of un-ionized to ionized drug, \mathrm{pH} = \mathrm{p}K_a + \log_{10}([\mathrm{B}]/[\mathrm{BH}^+]) for a weak base indulkar2015 E1. It is used in this chapter in three ways: to split a measured total concentration into its un-ionized part, C_U = \frac{X}{1+X}C_T with X = 10^{\mathrm{pH}-\mathrm{p}K_a} indulkar2015 E6; to predict the total solubility at any pH from the free-base solubility indulkar2015 E8; and to express concentrations at pH 4.6, equal to the pKa, as un-ionized drug almeidaesousa2016 E3, C13. The pH-shift titration uses modified forms before and after precipitation indulkar2015 E4, E5. The papers of 2017–2022 add the total-solubility form C_T = \frac{1+X}{X}C_U with X = 10^{\mathrm{pH}-\mathrm{p}K_a}, used for pazopanib with the pH 8.4 solubility as C_U and pKa 6.4 sugihara2018 E1, C9.

Findings

F10, F14, F23.

Related concepts

quantifies ionization; uses pKa; gives pH-dependent solubility.

Formulas

Henderson-Hasselbalch equation, pH-solubility profile.

How it is measured or obtained

Calculated from the measured pH and the pKa indulkar2015 E6.

Values in the library

Clotrimazole at pH 6 with total crystalline solubility 1.08 µg/mL and pKa 5.89 gives an un-ionized 0.61 µg/mL (recomputed); atazanavir at pH 1.5, free-base solubility 1.04 µg/mL, pKa 4.52, gives 1090 µg/mL against 1.1 mg/mL printed indulkar2015 E6, E8.

Pitfalls and disagreements

The printed percentage ionized of nicardipine at pH 9 (0.9%) differs from the recomputed value (1.6%) indulkar2015 X4. Eqs. 4 and 5 print the denominator in a way that subtracts a concentration from 1 indulkar2015 X18.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

heterogeneous nucleation

Nucleation at an interface (a foreign particle, a container wall, a second phase), which lowers the nucleation barrier, so nucleation there proceeds more readily wilson2021 C44. New aspect (PEG dispersions): a crystalline carrier as the nucleating surface. Zhu and co-workers conclude that crystalline PEG acts as a favourable heterogeneous nucleation site for the slowly crystallizing ibuprofen and fenofibrate, which explains why the drugs began to crystallize in the dispersion (after about 100 and 120–180 min) earlier than most neat samples, despite a smaller thermodynamic driving force ("it appears") [zhu2012 C4, C34, R23.a]. New aspect (Crystallization from solution): In solution, impurities in large volumes at high supersaturation may induce heterogeneous nucleation, which the authors give as a reason for the small scatter (below 15%) of induction times ("it is reasonable to expect") [ilevbare2013c R17, C16]. For danazol the interface of the drug-rich droplets is a candidate site: crystals could form from the drug-rich or the drug-lean phase, the change to a two-phase solution can alter nucleation, and polymer at the droplet–water interface is "likely" to disrupt nucleation there [jackson2014 C45, C53]. Micelles of dihydroxy bile salts "may" offer interfaces for heterogeneous nucleation, and the surfaces of drug-rich telaprevir particles are expected to enable it; adsorbed bile salt is expected to modify it lu2017 C34, C36, C39. New aspect (Supersaturation from ASD dissolution): the ASD dissolution papers invoke it three times: polymer adsorbed on parent γ nifedipine crystals could reduce heterogeneous nucleation of α on them, and many small solution-grown crystals offer more surface for it [raina2014b C31, C36]; the interfaces of a drug-rich phase "may" act as heterogeneous nucleation sites trasi2015b C31; surfactants promoted ritonavir crystallization only when the ritonavir–water interface of droplets was present [ilevbare2013d C43].

Findings

Crystallization tendency: F10, F17. PEG dispersions: F9. Crystallization from solution: F14, F15, F25, F32, F34, F37, F38. Supersaturation from ASD dissolution: F3, F11, F13.

Related concepts

part of nucleation; contrasts with classical nucleation theory (homogeneous form); related to surface crystallization, stochastic nucleation, nucleation induction time and semicrystalline solid dispersion; related to secondary nucleation and polymer adsorption to drug-rich droplets; related to drug-rich nanodroplets and surfactant-induced crystallization.

Formulas

classical nucleation theory.

How it is measured or obtained

Rarely measured directly; inferred from scatter of crystallization temperatures in DSC pans [baird2010 C19], from crystals forming at a seeded interface [zhu2012 R15, R19], from the effect of shear in a rheometer [baird2012 C8] or from the change of slope of induction time against supersaturation duong2022b C28. In the seeding test a small piece of crystalline PEG is placed in the supercooled neat drug at 25 °C and observed by polarized light microscopy for where the first crystals form; crystals formed at the PEG edge within minutes and none in the bulk [zhu2012 P7, R15, R19]. In the crystallization-from-solution papers it is not measured; the site of nucleation (droplet, interface or bulk) was not determined [jackson2014 X15]. Seeds added on purpose test the related seeded growth (F5, F20) [alonzo2012 P4]. In the ASD dissolution papers it is not measured either, but argued from conversion kinetics and induction times [raina2014b C32; ilevbare2013d R16].

Values in the library
materialvalue or classconditionspaper ids
ibuprofen; fenofibratecrystals form at a crystalline PEG interface within minutes, none in the bulk25 °C[zhu2012 R15, R19, C4]
neat ibuprofen; fenofibrate0.20 and 0.34 of 50 samples crystallized after 3 weeks25 °C, no carrier[zhu2012 R2, R3]
ibuprofen; fenofibrate in 20/80 PEG 3350onset about 100 min; 120–180 min25 °C[zhu2012 R23.a]
class I-A meltscrystallization temperatures higher in the rheometer than in DSC, ascribed to the upper plateshear 30 s⁻¹[baird2012 R5, C8]
class I moleculesscatter of crystallization temperatures ascribed to stochastic and heterogeneous nucleationDSC pans[baird2010 C19; baird2013 C18]
felodipine filmsnucleation "most likely heterogeneous"spin-coated films[konno2006 C33]
posaconazolehomogeneous at high supersaturation, heterogeneous at low; shallow slope of log t against 1/log²S below S about 12 read as heterogeneous ("has been attributed")PBS pH 6.5, 37 °Cduong2022b R10, C28
enzalutamide with drug-rich dropletsdroplets enhance crystallization; droplet/water interface "likely" a favourable site; induction times fall on crossing 42 µg/mLpH 6.5, 2.5–100 µg/mL polymerwilson2021 C45, C46, R3
bicalutamidefractures of mechanically activated samples favour heterogeneous nucleationdispersions[moseson2022b C45]
induction-time replicates, 50–80 mL, S 2.4–15.4scatter below 15%triplicate[ilevbare2013c R17]
danazol, HPMC-ASinduction time 516 → 277 min as drug concentration rises from 10 to 20 µg/mL25 °C[jackson2014 R17]
telaprevir δ 28.8, buffercrystallizes immediately with a drug-rich phase presentpH 6.5, 37 °Clu2017 R4
atazanavir ASD particlesdissolving ASD did not seed nucleation (about 300 against 350 min)PVPVA + SDS, pH 6.8indulkar2019b R5, C25
ritonavir with SDS; Tween 80, below and above LLPSabout 262 against 34.7 min; about 289 against 23.6 min37 °C[ilevbare2013d R16, R12]
nifedipine dispersions against glassγ → α complete in ≈5–40 min against ≈40–145 min with dissolved polymer25 °C[raina2014b R12, R10]
Pitfalls and disagreements

Heterogeneous nucleation by a carrier breaks the link between the crystallization of the pure drug and of the drug in the dispersion [zhu2012 C41]. Homogeneous classical theory is applied to systems that are most likely heterogeneous [konno2006 C33; marsac2006a C32]. The PEG seeding was done in pure supercooled drug, not in the dispersion, and enrichment of the drug in the remaining non-crystalline fraction after PEG crystallizes is an alternative that the experiments cannot separate [zhu2012 X13]. Whether other slowly crystallizing drugs (nilutamide, ketoconazole) are nucleated by crystalline PEG was not tested; in the same PEG at the same ratio neither was fully crystalline at 24 h [zhu2011 R18.e, R18.f]. Nucleation by polymers in solution has been reported, outside the library, and most reports of drugs in polymers find retardation of crystallization [zhu2012 C35, C36]. The attribution to nucleation at the droplet interface is an inference; solutions at 10 µg/mL with HPMC or HPMC-AS are already above their measured onsets [jackson2014 X3, X15]. Impurity-induced nucleation was expected, not tested [ilevbare2013c C16]. Neither micelles as nucleation sites nor the nucleation site in the two-phase solutions were observed lu2017 C34, C40. Neither the enzalutamide nor the posaconazole paper located the nucleation site; the homogeneous–heterogeneous assignment rests on a slope change wilson2021 C45; duong2022b X11. None of the three proposals of the ASD dissolution papers was tested directly [raina2014b C36; trasi2015b C31; ilevbare2013d C43].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Higuchi two-component dissolution model

Evidence table: Higuchi two-component dissolution model. Content from the release-mechanism chapter (2019–2020), with a comparison row from the ASD dissolution chapter.

The diffusion-controlled model of Higuchi and co-workers (cited) for a non-interacting, non-disintegrating mixture of two components: the composition of the dissolving interface stays constant only at one critical mixture ratio; at any other ratio the surface enriches in one component, which then controls dissolution, and for components of very different solubility the drug fraction that gives polymer control is very low [indulkar2019a C23; saboo2020a C35]. Corrigan (cited) noted that such models "appear to" describe high-loading dispersions controlled by a drug-rich surface layer but not low-loading ones, where drug and polymer are released together over a range of compositions [indulkar2019a C24].

Findings

Release mechanism and LoC: F2.

Related concepts

contradicted by congruent release at low loading; predicts a drug-rich surface layer at high loading; related to polymer-controlled release.

Formulas

Higuchi-Corrigan critical mixture ratio.

How it is measured or obtained

Applied by calculation: for felodipine–PVPVA with an amorphous solubility of 8 µg/mL, a PVPVA solubility of 46 mg/mL and a diffusion-coefficient ratio of 10, the critical ratio is about 1.7 × 10⁻³ (printed 1.7 × 10⁻⁶) [saboo2020a R27, X1].

Values in the library
materialvalue or classconditionspaper ids
felodipine–PVPVAcritical drug:polymer ratio ≈1.7 × 10⁻³, far below the 5–50% testedcalculated[saboo2020a R27, C36]
ritonavir–PVPVAcongruent at 10–25%, contrary to the single-ratio predictiontablets[indulkar2019a C24, C25]
celecoxib (ASD dissolution chapter)Corrigan's condition as the basis of polymer control at low and drug control at high loadingcited[xie2016a E2, C4]
Pitfalls and disagreements

The model "may adequately describe" high-loading dispersions but fails for congruent release at 10–15% loading [saboo2020a C37]; judging release by the drug:polymer ratio alone is "clearly an over simplification", since the PVPVA limit varies with the drug and HPMCAS and EUDS stay congruent to 50% [saboo2020a C38].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

HME operating design space

A map of product melt temperature against residence time for hot melt extrusion with regimes: thermal degradation at the top, melting above the drug's melting point, dissolution between Tc and Tm (the drug dissolves into the softened polymer, not melts) and suspension below Tc, plus an inaccessible zone below the polymer's minimum processing temperature [moseson2018a R1; moseson2018 C40, C48]. Higher temperature and longer residence time raise the risk of thermal degradation; lower temperature and shorter residence time the risk of residual crystallinity [moseson2018 C65]. The 2018 map put thermal degradation at the top as a schematic region; the thermogravimetry and assay studies of the ASD process papers give it a measured form, time–temperature contour maps of mass loss and assays of drug after exposure, and show that the lower boundary also moves with the input crystal size [moseson2020 R15, R18; moseson2021 R6]. For 30% bicalutamide–PVPVA, with Tc = 145 °C as the slowest dissolution case, the residence time needed to reach a crystal-free extrudate ranged from 2 min for micronized crystals to more than 20 min for large or broad-distribution crystals [moseson2022c R10].

Findings

F9, F10, F35, F36, F37, F41.

Related concepts

bounded by formulation critical temperature and temperature-composition phase diagram; governs residual crystallinity and crystal dissolution into a polymer melt; the chemical-stability side is the HME processing window.

Formulas

Noyes–Whitney equation.

How it is measured or obtained

By extruding one composition at several melt temperatures and residence times, reading crystallinity with several methods and placing each run on the plane; the zone lines are drawn by the authors between data points and could instead be set by XRPD thresholds (<1%, <2%, <5%) with performance tests [moseson2018 R15, C60].

Values in the library
materialvalue or classconditionspaper ids
50% IDM–PVPVA15 runs; 117–161 °C; 2–20 min; amorphous by all techniques first at 131 °C 20 min, 141 °C 10 min, 161 °C 2 min5 mL recirculating extruder[moseson2018 R10, R15]
1:1 IDM–PVPVAextrudate at 131 °C and 20 min on the lower edge of the dissolution regionschematic from earlier work[moseson2018a R1]
30:70 BCL–PVPVAdissolution regime between Tc = 145 °C and Tm = 195 °C; at 155 °C small input crystals left crystals visible only by TEM, medium and large ones 3.5% and 30%; at 180 °C small crystals left none5 mL extruder[moseson2021 M1, P1, R6]
50/50 IDM/PVPVA and 30/70 BCL/PVPVA, chemical sideIDM/PVPVA under 1% mass loss for short times to 200 °C; BCL/PVPVA 1% within 10 min at 180 °C, after 40 min at 165 °C, after more than 100 min at 155 °Cisothermal TGA, 4 h[moseson2020 R15, C44, C45]
20% RTV with PVPVA 64, HPMCAS MF, HPMCextrusion at 130–160 °C, 5 min: assay 95.7–100.5%, polymer-dependent2 mL extruder[alvarenga2022 R22]
30% BCL–PVPVA at Tc = 145 °C, lots of D50 3.51 / 37.0 / 38.0 / 42.2 / 92.7 µmbelow the limit of detection at 2 / 5 / 6 min; about 2.5% and 15.0% at 20 min for the last two5 mL micro-extruder, PXRD[moseson2022c R10]
PCZ–HPMCAS MF, 10 / 25 / 50% DLcrystals 0.3 / 3.2 / 19.3 wt% at 125 °C, none at 175 °C2 min, SHG[shah2024 R10]
Pitfalls and disagreements

The map assumes controlled particle size, screw configuration and speed; residence time is the time to the first extrudate in a micro-compounder; the X-ray criterion behind the Fig. 8 classes is not stated [moseson2018 C61, X15, X5]. Thermal degradation was not measured and its region is schematic [moseson2018 C65]. The runs of the bicalutamide study are placed by melt temperature only because the residence time and screw speed are in a table that was not supplied [moseson2021 P1]. The ceiling of the window is treated in HME processing window. Processing at Tc is not practical for most products, and screw speed and shear were not studied [moseson2022c C56, C55].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Hoffman equation

An approximation for the free-energy difference between the supercooled liquid and the crystal at a temperature T below Tm, needing only Tm and the heat of fusion [vaneerdenbrugh2010a E2; lu2016 E1]. It assumes that the enthalpies of crystal and supercooled liquid vary linearly with temperature, that is a constant heat-capacity difference, and applies above Tg [marsac2006b C37; ilevbare2013a C58]. In this chapter it supplies the crystallization driving force; most other library papers use it to estimate the amorphous solubility advantage. New aspect (solution methods): in the solution-methods papers the Hoffman equation supplies the free-energy advantage of the amorphous form in the amorphous solubility estimate, printed with a positive sign and \Delta T = T_m - T: \Delta G = \frac{\Delta H_f\,\Delta T}{T_m}\cdot\frac{T}{T_m} [raina2015a E2]. New aspect (C. Amorphous solubility and LLPS): those papers print it as the free-energy term of Eq. 1, \Delta G = \Delta H_f\,(T_m - T)\,T/T_m^{2}, and list its assumptions: a constant, temperature-independent ΔCp, small undercooling and Tg close to T∞; it also does not address the crystal-to-glass conversion ilevbare2013a E2, C58; almeidaesousa2015 E2, C8; mosqueragiraldo2015 E2; almeidaesousa2016 E2. For atazanavir Eq. 2 is printed with DSC Tm 208 °C and ΔHf 90.1 J/g, and the paper's own ratio of 62 follows from them when 0.22 is read as exp[−I(a)], although Table I heads that column I(a) (synthesis) indulkar2017a E2, E3, X1; indulkar2015 M2. New aspect (Bioperformance): the equation estimates the amorphous-to-crystalline solubility ratio \sigma_a/\sigma_c = e^{\Delta G/RT} and is combined with a water-sorption correction raina2014a E3, E5; raina2015c E1, E2. New aspect (Crystallization from solution): in the solution-crystallization papers \exp(\Delta G_c/RT) is the activity ratio taken as the solubility ratio before a water-sorption correction, evaluated at 25 or 37 °C, and the ratio times the measured crystalline solubility is compared with plateaus after pH shifts and with onsets of phase separation (F2) [hsieh2012 E3, E4, R10; hsieh2014 E2, E3; jackson2014 E2, R5]. New aspect (Supersaturation from ASD dissolution): the ASD dissolution papers use it to estimate the amorphous solubility advantage of felodipine and indomethacin; the felodipine inputs of 2008 come from earlier work, which found the equation estimated felodipine's free-energy difference well (cited) [konno2008a E2, R20].

Findings

Crystallization tendency: F6, F7, F13. Solution methods: F5. C. Amorphous solubility and LLPS: F5, F7. Bioperformance: F1, F23. Crystallization from solution: F2, F16, F21. Supersaturation from ASD dissolution: F5, F7.

Related concepts

measures thermodynamic driving force for crystallization; depends on enthalpy of fusion and degree of supercooling; related to entropy of fusion, amorphous-crystalline free energy difference and amorphous solubility; compared with the heat-capacity route in amorphous-crystalline free energy difference; accuracy set by degree of supercooling. Related to amorphous solubility advantage; corrected by the Gibbs-Duhem equation route.

Formulas

Hoffman equation, amorphous solubility advantage from free energy difference.

How it is measured or obtained

Calculated from DSC Tm and ΔHfus at the temperature of interest, per mole, per gram or, with the crystal density, per volume [baird2010 E25; vaneerdenbrugh2010a P11]. Its agreement with MDSC-based free energies was checked for felodipine and nifedipine [marsac2006a C14]. In solution work it enters \exp\left(\frac{\Delta G}{RT}\right) as the amorphous-to-crystalline solubility ratio [alonzo2010 R3; duong2022a R27]. ΔHf and Tm were measured by DSC at 10 °C/min in pinhole aluminum pans; the values are not printed [raina2015a P4, E2]. With a heat-capacity term it becomes \frac{\Delta G_{a\to c}}{RT} = \frac{\Delta H_f}{RT}\left(1 - \frac{T}{T_m}\right) + \frac{1}{RT}\int_{T_m}^{T}\Delta C_p\,dT - \frac{1}{R}\int_{T_m}^{T}\frac{\Delta C_p}{T}\,dT mosqueragiraldo2015 E3. In the amorphous solubility papers ΔHf and Tm are DSC values at 10 °C/min (5 °C/min in one paper), evaluated at 25 or 37 °C almeidaesousa2015 P5; indulkar2015 P6, P5; almeidaesousa2016 P9. In the Bioperformance papers ΔHf and Tm come from DSC melting onset and enthalpy, and the water sorption from gravimetric moisture sorption raina2014a P3, P4. The DSC method is not given in the 2014 pH-shift paper and the heats of fusion are not printed in the 2012 paper [hsieh2012 P13, X14; hsieh2014 X11]. In the ASD dissolution papers: from the DSC enthalpy of fusion and melting temperature (felodipine 30.12 kJ/mol, 143.41 °C; indomethacin 32.48 kJ/mol, 153.4 °C) and the crystalline solubility [alonzo2010 P10, P12, M1, M2]; inputs not printed in the 2008 and 2011 papers [konno2008a E2; alonzo2011 E3].

Values in the library
materialvalue or classconditionspaper ids
felodipine; nifedipine6.2 and 8.8 kJ/mol25 °C[marsac2006a E3, R4]
34 drugsΔGv −8.6 (lidocaine) to −54.7 J/cm³ (acetaminophen)298 K[baird2012 M5, M12]
vemurafenib α against βα lower in free energy up to a virtual transition at 319 °CTm and ΔHm of both forms[lu2016 R22, E1]
felodipineestimated amorphous solubility about 9 µg/mL37 °C[alonzo2010 R3]
delamanidsolubility ratio 31.8 calculated against 42.3 measured37 °Cduong2022a R27
ritonavir, efavirenz, celecoxib≈10.2, ≈2.70, ≈7.74 kJ/mol (extractor calculation)37 °C[ilevbare2013c E7]
six dihydropyridinesused for the yardstick of F5; no ΔG value printed25 and 37 °C[raina2015a E2, R11]
diverse drugsCp method closer to the measured LLPS onsets than the Hoffman equation25 °Calmeidaesousa2015 R11, C43
ritonavir10.1 kJ/mol (extractor recomputation from Table 2 inputs)37 °Cilevbare2013a E2
ibuprofen to griseofulvin3.24, 4.84, 5.69, 8.51, 10.33, 9.69 kJ/mol25 °Calmeidaesousa2015 R11
telaprevir13.31 kJ/mol (recomputed); amorphous solubility 245 ± 5 µg/mL, 2.7 times the onset37 °Cmosqueragiraldo2015 E1, R13, R17
clotrimazole6.26 kJ/mol with a molar mass not printed in the paper (extractor)310 Kindulkar2015 E3
CRH15.68 kJ/mol; estimate 11.2 µg/mL at pH 4.625 °Calmeidaesousa2016 M1, R2
atazanavir14.55 kJ/mol (recomputed from Table I); ratio about 62, as printed, with 0.22 read as exp[−I(a)]; about 228 read as I(a)310 Kindulkar2017a E2, X1; indulkar2015 M2
felodipineHoffman ratio 10.92 (25 °C), 8.64 (37 °C); water factor 0.74, 0.83Tm 147 °C, ΔHf 28.67 kJ/molraina2014a R7
nifedipineprinted ratio 8.78; recomputed 14.45Tm 173 °C, ΔHf 32.5 kJ/molraina2014a R7, X3
atazanavirratio 62, predicted 68 µg/mL310 Kindulkar2017a R5
indomethacin17–25 µg/mL (25 °C), about 37 µg/mL (37 °C)Hoffman estimate[alonzo2010 R8]
enzalutamideprinted estimate about 39 µg/mL (13-fold); the printed inputs give 27.737 °C, Tm 470 Kwilson2018 E1, R3, X1
ritonavirΔHf 60.4 kJ/mol, Tm 121 °C, 37 °C: ΔG = 10.1 kJ/mol and exp(ΔG/RT) = 50.8 (extractor calculation); calculated amorphous solubility 20.6 µg/mL with the water term37 °C[ilevbare2012b E8, E9, R1]
glyburide; warfarinabout 60-fold and 48-fold (59.9 and 47.7 recomputed) from Tm 175.6 °C, ΔHf 45.5 kJ/mol and Tm 169.2 °C, 43.6 kJ/mol25 °C (assumed)[hsieh2014 R16, E3, M3, M4]
danazolTm 225.4 °C, ΔHf 28.9 kJ/mol: ΔG = 6.95 kJ/mol; ratio with the 0.935 water factor 15.4 recomputed against 19.6 printed25 °C[jackson2014 E1, E2, X1]
five weak basesratios 22.2, 11.9, 20.4, 54.6, 7.0 without water correction (carvedilol, clotrimazole, clozapine, ketoconazole, loratadine)37 °Chsieh2012 R10
felodipine (six-dihydropyridine study)e^(ΔG/RT) recomputed 10.84 at 298.15 K from 74.6 J/g and 147 °CDSC data of the paper[raina2015b E1, R1.b]
posaconazoleTm 169.1 °C, ΔHf 76.95 J/g; printed amorphous/crystalline ratio 37.9 with water factor 0.33, estimate 10.22 against 9.08 µg/mL measured310 K; the extractor obtains ΔG = 16.13 J/g and a ratio of about 26.5duong2022b R7, E3, X2
felodipineratio about 10; about 9.5 µg/mL37 °C[konno2008a R17]
felodipineΔG 5729 J/mol, ratio 9.22 (recomputed) against "around 9"37 °C[alonzo2010 E1]
felodipineabout 9.1 µg/mL (37 °C); 5–6 µg/mL (25 °C)pH 6.8[alonzo2011 M1]
Pitfalls and disagreements

The approximation "can lack accuracy": it assumes a constant ΔCp and small undercooling almeidaesousa2015 C8, C34, and was judged inappropriate for telaprevir, far below its melting point mosqueragiraldo2015 C24. It ignores ionization and water sorption raina2014a C10. Printed values are sometimes not reproducible from the printed inputs [baird2012 X2; raina2014a X3]. Sign conventions differ: some papers plot crystal minus liquid [lu2016 X17] or print a leading minus sign duong2022a E2. In the solution-methods papers the Hoffman-based estimate was above the measured danazol onset (16 against 13 µg/mL) and cannot follow polymer effects [jackson2014 R5]. In the amorphous solubility papers, for telaprevir (Tm 238 °C, 37 °C test) the authors judge it inappropriate for large undercooling mosqueragiraldo2015 C24, M1. In the 2013 paper four of eight predictions cannot be reproduced from the printed Table 2 inputs ilevbare2013a X1. Eq. 2 of the weak-base paper is printed with a sign that does not give its stated ratios indulkar2015 X1. Eq. 3 of the atazanavir paper is printed with an inverted sign indulkar2017a X1. The nifedipine ratio of raina2014a does not follow from the printed inputs raina2014a X3. The enzalutamide estimate cannot be reproduced from its printed inputs, and the stated S of "approximately 13" matches the estimate rather than the measured 42/2.9 = 14.5 wilson2018 X1, X2. The danazol ratio cannot be reproduced from the printed inputs, and the weak-base estimates cannot be recomputed from the 2012 paper [jackson2014 X1; hsieh2012 X14]. The equation neglects water mixed into the amorphous phase, which can lower the amorphous solubility by up to a factor of 2 [hsieh2014 R17]. Its use for warfarin assumed 25 °C because the temperature is not printed [hsieh2014 E2]. For posaconazole the printed ratio of 37.9 does not follow from the printed melting data, and the exponent of the printed amorphous-solubility equation has the wrong sign duong2022b X2. The indomethacin estimate at 25 °C does not reproduce from the printed inputs [alonzo2010 X2]. The estimate becomes increasingly approximate far below Tg, and a configurational heat-capacity estimate is more rigorous (cited) [alonzo2011 C5].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrogen-bond basicity

The strength of a group as a hydrogen-bond acceptor

In this chapter it is used qualitatively to rank polymer groups and drug groups: the more basic PVP amide is said to explain why PVP takes the OH from carboxylic acid dimers [taylor1997 C36]; PVP carries a better acceptor than the drug's own groups [marsac2009 C39]; the pyrrolidone groups of PVP and PVP/VA are stronger acceptors than the acetate groups of PVAc [kestur2010a C24, C25; kestur2011 C26]; and the imidazole nitrogen of bifonazole "would be expected" to be a better acceptor than the PAA carbonyl [kestur2011 C16]. A numerical scale (pKBHX) with classes weak < 0.75 < medium < 1.5 < strong < 2.25 < very strong is applied to polymer groups in another paper of the library [wegiel2013b E2, R17, C30]. The numerical pKBHX scale (weak < 0.75 < medium < 1.5 < strong < 2.25 < very strong, from the association of a model compound with 4-fluorophenol) is applied to all donor and acceptor groups of 15 drugs and 7 polymers, with the carbonyl of a COOH group taken as an ester because no value exists [vaneerdenbrugh2011a C14, R1, R2]; the polyphenol paper reuses it for its six polymers [wegiel2013a R12, P8].

Findings

F1, F12, F13, F24, F25.

Related concepts

part of hydrogen bonding; related to pKa and drug-polymer interactions.

Formulas

none.

How it is measured or obtained

Not measured in this chapter's papers; assigned from chemistry, from the drug NH shift in films with different polymers [kestur2010a R9] and from the cited scale [kestur2011 C26].

Values in the library
materialvalue or classconditionspaper ids
PVP, PVP/VA against PVAcstronger acceptor (pyrrolidone against acetate); PVP/VA has 40% acetate side chainspolymer chemistry[kestur2010a C24, M3; kestur2011 C26]
PVP amide against carboxylic acidthe amide is the more basiccited[taylor1997 C36]
polymer groups on the pKBHX scale (other chapter)classes from weak to very strongcited values[wegiel2013b R17, E2]
PVP, PVPVA pyrrolidonevery strong acceptor, 1-methyl-2-pyrrolidone 2.38, no donorpKBHX classes[vaneerdenbrugh2011a R2; wegiel2013a R12]
E100 amine; imidazole of bifonazolestrong 1.98 (triethylamine); very strong 2.72 (1-methylimidazole)same[vaneerdenbrugh2011a R1, R2]
ester, COOH carbonyl, ether, alcoholmedium: 1.07, 1.07, 1.01, 1.02same[vaneerdenbrugh2011a R2; wegiel2013a R12]
amide carbonyl of benzamide, phenacetinstrong 1.81, 1.69same[vaneerdenbrugh2011a R1]
PSSA sulfonic acidlow 0.71 (acceptor); very strong donorsame[vaneerdenbrugh2011a R2]

Evidence table: hydrogen-bond basicity.

Pitfalls and disagreements

The acceptor-strength explanation of the small edge of PVP and PVP/VA over PVAc for nimesulide is not resolved by the NH maxima, which move as far with PVAc as with PVP [kestur2011 X16]. PVP/VA is compared at equal weight, not at equal numbers of pyrrolidone groups, and the 40% acetate figure is not defined as mass or mole [kestur2010a X11]. The group tables call the acceptor classes "donor strength" in a footnote and cite two different references for the values [vaneerdenbrugh2011a X2]; the HPMCAS COOH acceptor mark is missing in the polyphenol paper's table [wegiel2013a X13]. The pKBHX predicted the PVP and E100 as best acceptors, but E100 formed no strong hydrogen bonds because its amine is ionized [wegiel2013a C32, C33].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrogen-bond donor and acceptor groups

The groups of a drug or polymer that can give a hydrogen bond (NH, OH, COOH) or take one (carbonyl, ether or hydroxyl oxygen, amine nitrogen), and their relative strengths; used to choose a polymer whose strongest group complements a free group of the drug [trasi2012b C20, C8; wegiel2013b C30].

Findings

F18, F24.

Related concepts

part of hydrogen bonding; measured by hydrogen-bond basicity; limited by intramolecular hydrogen bonding and self-association; related to Etter's hydrogen-bond rules.

Formulas

none.

How it is measured or obtained

From structure, with acceptor strength classed on the pKBHX scale [wegiel2013b E2, R17]:

\text{weak} < 0.75 < \text{medium} < 1.5 < \text{strong} < 2.25 < \text{very strong}

from computed partial charges on the polymer carbonyl oxygen [trasi2012b R25]; and from IR shifts of drug and polymer bands in films [trasi2012b R14; trasi2012a R16, R17].

Values in the library
materialvalue or classconditionspaper ids
PVP amide; E100 amine; ester, ether and hydroxyl groups of cellulosics and PAAvery strong (2.38); strong (1.98); medium (1.01–1.07) acceptorspKBHX of model compounds[wegiel2013b R17.d, R17.b, R17.a, R17.f, R17.g]
PVP, PIPA, PDMA, PAA, PVAc carbonyl oxygen−0.65, −0.647, −0.64, −0.606, −0.598NBO charge, DFT in vacuum[trasi2012b R25]
flutamideone NH donor; carbonyl and nitro acceptorsstructure[trasi2012b C20]
acetaminophenphenol OH the stronger donor; amide carbonyl the much better acceptorstructure[trasi2012a C32]
curcumin with PVP against cellulosicsacceptor-only polymer against donor-and-acceptor polymersstorage stability[wegiel2014 C31, C34]
Pitfalls and disagreements

A group present in the structure may not be available: the flutamide carbonyl and curcumin's keto–enol group are held in intramolecular bonds [trasi2012b C34, C35; wegiel2014 C3]. A donor polymer can prefer itself (PAA dimers) [trasi2012b C37]. The size of an IR shift did not rank storage stability for curcumin [wegiel2014 X7], and the charge ranking of four carbonyl polymers fails for PAA [trasi2012b X8].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrogen bonding

In the papers of this chapter, a bond between a donor group of the drug (the carboxylic acid OH of indomethacin, the NH of felodipine and nimesulide, hydroxyl groups of sucrose) and an acceptor group of the polymer (the lactam carbonyl of PVP, the acetate groups of PVAc and PVP/VA, the carboxyl of PAA, the groups of HPMCAS), or between molecules of the same kind (acid dimers of the drug, self-association of PAA) [taylor1997 C25, C35; kestur2010a C18; rumondor2009a C45]. A lower NH wavenumber means a stronger bond [kestur2010a C18]. PVP carries a better acceptor than the drug's own groups, so its bonds replace weaker drug–drug bonds [marsac2009 C39]; the more acidic carboxyl of indomethacin is expected to bond more strongly than the NH of felodipine or nifedipine or the OH of sucrose [marsac2009 C42]. A drug donor can also be bound within its own molecule (see intramolecular hydrogen bonding), which leaves little to bond to a polymer [kestur2011 C27]. Later papers add polyphenol OH groups bonding to the PVP carbonyl (a lower OH wavenumber and a larger carbonyl shift mean a stronger bond: OH band at 3138 and 3135 cm⁻¹ with PVP against 3329–3399 cm⁻¹ with the other polymers) [wegiel2013a C8, C9, C11, R2, R4]; dextran hydroxyls bonding to the PVP carbonyl in a polymer–polymer pair, where dextran–dextran bonds are assumed to be stronger or more numerous [vaneerdenbrugh2012a C10, C36]; and a donor and acceptor classification of the groups of 15 drugs and 7 polymers by bonding atom, acidity and the pKBHX scale [vaneerdenbrugh2011a C13, C14, C19]. Lumefantrine did not hydrogen-bond to PVPVA in dried films [hiew2022a C20, R17].

Findings

F1, F2, F3, F4, F12, F13, F14, F17, F20, F22, F24, F25.

Related concepts

part of drug-polymer interactions; includes intramolecular hydrogen bonding and self-association; contrasts with dipole-dipole interactions; related to hydrogen-bond basicity, pKa and binding constant; contrasts with halogen bonding and acid-base interaction; classified by Etter's hydrogen-bond rules.

Formulas

fraction of hydrogen-bonded carbonyl groups from band areas.

How it is measured or obtained

By IR and Raman. Cyclic acid dimers are found by the mutual exclusion rule: an acid band present in the IR and absent in the Raman [taylor1997 C14]. Drug–polymer bonds are read from shifts of the drug NH or acid C=O band and of the polymer carbonyl band, in spin-coated or solvent-cast films at one donor per polymer carbonyl or at 20–50 wt% polymer, always against the amorphous drug and a physical mix, not against the crystal [marsac2009 P4; kestur2010a P6, P7; taylor1997 C7, C24]. A dilution series in a non-polar solvent tests for intramolecular bonds [kestur2011 P9]. In dispersions, a second principal component of the IR spectra beyond a calculated physical mixture is read as "presumably" hydrogen bonding [rumondor2009a C20]. DFT gives the geometry of single molecules [kestur2011 P11]. Further methods: the fraction of PVP carbonyls bonded, from a free and a maximally bonded band fitted to the carbonyl region (fraction of hydrogen-bonded carbonyl groups from band areas) [vaneerdenbrugh2012a P5, E1]; the polyphenol OH band and the polymer C=O shift at 30% polyphenol [wegiel2013a P4]; crystal-structure statistics of competition between groups [vaneerdenbrugh2011a P5, R14]; DFT for intramolecular bonds [vaneerdenbrugh2011a P6].

Values in the library
materialvalue or classconditionspaper ids
indomethacin–PVP-K90PVP C=O at 1636 against 1679 cm⁻¹; drug acid C=O at 1726 cm⁻¹5–70 wt% PVP, solvent-evaporated[taylor1997 R5.l, R11, R12]
amorphous indomethacinacid dimer at 1710 cm⁻¹ (IR) with no Raman bandquench-cooled melt[taylor1997 R5.h, R6]
indomethacin, felodipine, sucrose, ketoconazole with PVP K12PVP C=O shift 45, 25, 25 and 0 cm⁻¹one donor per carbonyl, spin-coated[marsac2009 R12]
felodipine with PVP, PVP/VA, HPMCAS, PVAcNH at 3294, 3298, 3348, 3354 cm⁻¹ against 3341 cm⁻¹50 wt% polymer films[kestur2010a R9]
nimesulideNH at 3345 cm⁻¹ at every concentrationdichloromethane, 1–100 mg/ml[kestur2011 R11]
nimesulide with PVPPVP C=O ≈1684 → ≈1680 cm⁻¹, shoulder ≈1657 cm⁻¹20–50 wt% PVP[kestur2011 R14]
felodipine–PVP, nifedipine–PVPsecond PC with NH and carbonyl loadings10–90% and 25–70% PVP[rumondor2009a R7, R9]
naringenin, quercetin with PVPpolyphenol OH band 3138 and 3135 cm⁻¹; PVP C=O shift 21 and 24 cm⁻¹spin-coated films, 30% polyphenol[wegiel2013a R2, R4]
dextran–PVPPVP C=O 1680 → 1661 cm⁻¹; hydrogen-bonded fraction 1.00 (DEX1–PVP12) to about 0.09 (DEX450–PVP90) at 0.8 dextranspin-coated films[vaneerdenbrugh2012a R2, R14]
benzamide, phenacetin crystalsamide–amide only 100 and 94% alone; 0% with a COOH partner; 14 and 33% with C(O)NC2CSD survey[vaneerdenbrugh2011a R14]
lumefantrine–PVPVAcarbonyl bands fixed at 1736 and 1684 cm⁻¹ at 10, 25 and 50% drugdried spin-coated films[hiew2022a R17]

Evidence table: hydrogen bonding.

Pitfalls and disagreements

Assignments rest on analogy with liquid models: the same non-bonded acid C=O is assigned at 1735 cm⁻¹ (chain ends) and 1726 cm⁻¹ (PVP-bonded molecule), and how one turns into the other is not shown [taylor1997 C32, X4]. IR bonds were recorded at 20–50 wt% polymer, whereas the growth effects were measured at 0.5–5 wt% and 70–110 °C [kestur2010a X5; kestur2011 X10]. The felodipine–PVP carbonyl shift is 25 cm⁻¹ in one paper and about 20 cm⁻¹ in a cited study [marsac2009 R12.b; kestur2011 R20]. A drug without a donor (ketoconazole) shows no shift yet mixes about athermally [marsac2009 R7.c, R12.h]. For bifonazole the donor–acceptor picture rests on crystal-structure reasoning and was not measured [kestur2011 X9]. The bond between indomethacin and PVP is proposed as the reason PVP inhibits crystallization, but no crystallization was measured in that paper [taylor1997 X8]. The PVP shoulder at 1661 cm⁻¹ with naringenin overlaps the drug's own band, and HPMC and PAA are placed on the IR trend line by projection [wegiel2013a X9, X12]. The bonded fraction of dextran–PVP rests on references set by one system and on films prepared differently from the DSC samples [vaneerdenbrugh2012a X12, X8]. No hydrogen bond was measured in the 15-drug screen, and its melt spectra are not shown [vaneerdenbrugh2011a X13].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrophilic-lipophilic balance

Evidence table: hydrophilic-lipophilic balance. Content from the release-mechanism chapter (2019–2025), with rows from the Physical stability chapter.

The balance of hydrophilic and lipophilic parts of a surfactant, used in the library to rank surfactants from hydrophobic (Span 85) to hydrophilic (SDS). Que and co-workers (2019) screened five surfactants at 5 parts per 100 parts drug plus polymer in ledipasvir–PVPVA and found that the more hydrophilic poloxamer 407 and SDS raised the limit of congruency to 7.5 and 30% [que2019 A2, C12]. For clopidogrel SDS (HLB 40) was the only surfactant that raised release, and its higher effective level for droplet stability "most likely" reflects its high HLB correasoto2022a R1, C42, C55; for atazanavir, charge and hydrophilicity did "not appear" to affect release substantially among the low-molecular-weight additives [correasoto2022b C50]. In ritonavir–PVPVA at 30% the outcome did not follow HLB: SDS (40) and Span 85 (1.8) released fast or fully, Tween 80 (15) and Span 20 (8.6) stalled, and the authors saw no correlation between surfactant properties and performance [indulkar2022 M4, M5, M7, M8, C64]. In the 2023 surfactant study the most hydrophilic surfactant (SDS) raised the water needed for separation and the most lipophilic (Span 85) softened the drug-rich layer; at 40% only SDS and Tween 80 kept partial release [yang2023 R21, C18, R2].

Findings

Release mechanism and LoC: F13, F16, F21, F31.

Related concepts

related to critical micelle concentration and polymer-surfactant interaction; raises the limit of congruency.

Formulas

none.

How it is measured or obtained

Not measured; the surfactants are ranked by name, and no HLB values are printed [que2019 X19]. HLB values are cited [correasoto2022a R1; correasoto2022b M3].

Values in the library
materialvalue or classconditionspaper ids
Span 85, Tween 80, vitamin E TPGS in ledipasvir–PVPVA 7.5%no rescue of release (≤ ≈4% drug at 60 min)pH 6.8, 37 °C[que2019 R6]
poloxamer 407; SDSLoC 7.5%; 30%same[que2019 C12]
SDS, Tween 80, Span 20, Span 85 in ritonavir–PVPVA (Physical stability)hydrophilic SDS mainly in the polymer-rich phase, the more hydrophobic surfactants preferentially in drug-rich domainshumidified filmsyang2022b C61, C35
SDS, CTAB, TPGS, Tween 80HLB 40, 22, 13.2, 15citedcorreasoto2022a R1
Span 20, Span 80, Span 85HLB 8.6, 15 (as printed), 11cited[correasoto2022b M7, M8, M9]
SDS, Tween 80, TPGS, Span 20, Span 85 in ritonavir–PVPVA 30:70HLB 40, 15, 13.2, 8.6, 1.8 (cited); ritonavir ≈78, ≈25, ≈89, ≈41, ≈87% at 90 minpH 6.8, 37 °C[indulkar2022 M4, M5, M6, M7, M8, R5, R6, R9, R7, R8]
SDS, Tween 80, Span 20, Span 85 in ritonavir–PVPVAHLB 40, 15.0, 8.6, 1.8 (cited)10 parts per 100 parts drug and polymer[yang2023 M3, M4, M5, M6]
Pitfalls and disagreements

Why SDS works was not tested; the authors offer that the surfactants "possibly" reduce the rate or tendency of phase separation [que2019 C53]. Surfactant location was not measured in the ledipasvir dispersions [que2019 C53]. Span 80 is printed with the same HLB as Tween 80 (15) [correasoto2022b X8]. Span 85 is given HLB 11 in the atazanavir paper against 1.8 in the two ritonavir surfactant papers (synthesis: comparison of the cited values) [correasoto2022b M9; indulkar2022 M8; yang2023 M6]. For ledipasvir the 2019 study gives the gain with SDS as 5 → 30% (F13) [que2019 C12], while the 2023 surfactant paper cites it as 7.5 → 30% [yang2023 R27].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrophobic effect

The release of the ordered, "iceberg-like" water around apolar groups when a solute leaves the water, which costs enthalpy and gains entropy. Ueda and co-workers invoke it for the transfer of a polymer from water into the ibuprofen-rich phase, which has positive ΔH and ΔS for most of the range, and for the vinyl acetate units of PVP-VA and the methyl groups of HPMC ("should be considered", "are expected") ueda2022 C49, C50, C54. The same reasoning is offered for the stronger partitioning of PVP-VA than PVP (entropy cost of hydrating apolar groups) ueda2021 C30.

Findings

F20, F21.

Related concepts

related to hydrophobic interactions (association of apolar molecules); drives polymer partitioning into the drug-rich phase.

Formulas

van't Hoff equation.

How it is measured or obtained

Not measured; it is inferred from the signs of ΔH and ΔS of transfer and from the negative enthalpies of solution of PVP and HPMC (cited) ueda2022 R23, R29, C50.

Values in the library
materialvalue or classconditionspaper ids
polymer transfer into the ibuprofen-rich phaseΔH of HPMC 58 → 12, PVP-VA 25 → 5, PVP 30 → 1 kJ/mol; −TΔS −71 → −31 (HPMC)15–60 °Cueda2022 R23
Pitfalls and disagreements

Water structure around the polymers and the hydration of HPMC with temperature were not measured, and polymer hydrophobicity was not measured ueda2022 C50, C57; ueda2021 X8. The explanation of HPMC's temperature dependence by dehydration ("likely reflecting") is untested in these solutions ueda2022 C57.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrophobic interactions

The association of non-polar drug molecules to minimize contact with water; Ilevbare and Taylor call it "intuitive" that LLPS of drugs with Log P 2.24–5.98 is driven by hydrophobic interactions and attribute the lower LLPS concentration at higher ionic strength to salting-out, which strengthens them ("may be attributed") ilevbare2013a C37, C38, C41. The papers of 2017–2022 add that the lower GLPS onset of telaprevir in 100 mM than in 50 mM phosphate (104/102 against 149/146 µg/mL) is also attributed to hydrophobic aggregation promoted by ionic strength, again untested lu2017b R9, C20; and that the signs of the transfer of polymer into a drug-rich phase (positive ΔH and ΔS) are related to the hydrophobic effect ueda2022 C50 (see hydrophobic effect). New aspect (Crystallization from solution): in the crystallization-inhibition papers hydrophobic interaction is the proposed driver of polymer adsorption on drug crystals and of polymer–polymer association; salts make water a poorer solvent for hydrophobic groups, so if hydrophobic forces drive the polymer to the crystal, a higher buffer concentration should strengthen the interaction and the inhibition [ilevbare2013b C27, C28]. The cellulose polymers gained from 50 to 100 mM phosphate, which the authors read as hydrophobic interaction "verified"; PVPVA did not and is explained by a hydrogen bond [ilevbare2013b R10, C48, C51]. Polymer pairs were also more effective in 100 mM, taken as support for hydrophobic interpolymer complexes [ilevbare2012a C43]. New aspect (Mesoporous silica): the possible binding of lipophilic drugs to the hydrophobic siloxane part of a silica surface, expected for drugs of log P above 4 ("considered feasible") but not found: adsorption of ritonavir (log P 5.98), indomethacin (4.27) and its methyl ester (4.6) did not change with ionic strength [dening2019 C51, C22, M1; mccarthy2020 C6, C31, M1, M2]. A second sense appears for loaded silica: as hydrophobic drug fills the pores the formulation becomes more hydrophobic and water enters more slowly, which "may contribute" to low release at high loading [hate2020a C44, C45; hate2020b C43].

Findings

Amorphous solubility and LLPS: F1, F9, F18, F21. Crystallization from solution: F8, F11, F17, F36, F44. Mesoporous silica: F5, F11.

Related concepts

proposed driver of liquid-liquid phase separation; related to the critical micelle concentration analogy for the temperature profile; related to polymer hydrophobicity, interpolymer complex and polymer adsorption; contrasts with drug-silanol hydrogen bonding as a mechanism of drug adsorption onto silica.

Formulas

none.

How it is measured or obtained

Not measured: neither solvent polarity nor drug association was tested ilevbare2013a C41. In the crystallization-inhibition papers it is inferred by comparing effectiveness ratios at two buffer concentrations (50 and 100 mM phosphate, pH 6.8), with buffer molarity standing in for ionic strength [ilevbare2013b P13, X11; ilevbare2012a P12]. In the Mesoporous silica papers the same salting-out logic is applied to adsorption: adsorption in distilled water, 0.1 M and 0.5 M NaCl, where a hydrophobic contribution should raise adsorption at higher ionic strength [dening2019 P4, C16; mccarthy2020 P10, C30].

Values in the library

None printed in the amorphous solubility and LLPS papers beyond the telaprevir onsets; the crystallization-from-solution and Mesoporous silica papers give the following.

materialvalue or classconditionspaper ids
HPMC on celecoxib; efavirenz6.45 → 10.15; 1.1 → 2.55 (50 → 100 mM)S 6.6; S 1.2[ilevbare2013b R10]
PVPVA on celecoxib; efavirenz7.6 → 7.4; 4.5 → 4.9same[ilevbare2013b R10]
eight polymer pairs on ritonavir1.1–2.6 → 1.7–4.8S 4.3 against 7.7[ilevbare2012a R14]
telaprevir GLPS onset (amorphous solubility chapter)lower in 100 than in 50 mM phosphate, attributed to hydrophobic aggregation37 °Clu2017b R9, C20
A5a, ECB, ECD with telaprevir and atazanavirdrug–CH3 RDF peaks about 25–36 at 0.4–0.5 nm against carboxylate peaks 10–23 at 1.6–2.6 nmMD, 10 ns[mosqueragiraldo2018a R11, C35]
HPMCAS grades with posaconazolehydrophobic drug–polymer interaction proposed to rise with acetyl content and lower pHnot measuredshah2025 C6, C48
ritonavir on SBA-15about 91–95, 162–182, 249–294 mg/g at initial 2.5, 7, 14 µg/mL; no significant salt effectwater, 0.1 and 0.5 M NaCl[dening2019 R9]
indomethacin; methyl ester on SBA-15about 0.8–0.9 and 8–9; about 11 and 65–76 mg/g at 2 and 8 µg/mL; no significant salt effectsame[mccarthy2020 R15]
Pitfalls and disagreements

The Log P of ritonavir is 5.6 in the table and 5.98 in the text ilevbare2013a X2. Buffer molarity, solubility and supersaturation change together in the pair test, and the growth rate without polymer at 50 mM is not reported [ilevbare2012a X12; ilevbare2013b X11]. The hydrophobic contribution for ritonavir rests on the SP trend alone [ilevbare2013b X14]. Mesoporous silica: the ritonavir salt series was run in unbuffered water, where adsorption was higher than in buffer [dening2019 X5]; the indomethacin series used equal concentrations, not equal activities, and an unstated pH [mccarthy2020 X9]. The formulation hydrophobicity invoked for high loadings was not measured [hate2020a C44]. The same salting-out test reads as a hydrophobic contribution for cellulose polymers on drug crystals [ilevbare2013b R10, C48] but finds none for drug on silica [dening2019 R9; mccarthy2020 R15]; the chapters agree on the test and differ in its outcome for the two surfaces.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hydrophobicity

The tendency of a drug to avoid water, read in the library from its calculated log P; for the moisture-separation papers a hydrophobic drug is expected to have a positive water–drug interaction parameter, so that sorbed water makes the dispersion less favourable for it [rumondor2010c C30, M1, M2, M3, M4]. The same papers treat it as one of three factors, with dispersion hygroscopicity and drug–polymer interaction strength, behind moisture-induced amorphous–amorphous phase separation [rumondor2011 C1, C28].

Findings

F13, F23.

Related concepts

related to hygroscopicity (the two together set the water–drug term); part of the argument for moisture-induced phase separation; enters Flory-Huggins interaction parameter (\chi_{WD}); related to lipophilicity.

Formulas

multicomponent Flory-Huggins free energy of mixing, through the water–drug parameter \chi_{WD} [rumondor2010c E1, C30].

How it is measured or obtained

Calculated log P (ChemBioDraw Ultra) for the drugs [rumondor2010c M1; rumondor2011 P9]; cited log P for resveratrol and felodipine [wegiel2013b R20]. The water uptake of the hydrophobic films themselves was not measured [rumondor2011 X6].

Values in the library
materialvalue or classconditionspaper ids
felodipine, quinidine, indomethacin, pimozidecalculated log P 2.24, 2.48, 3.58, 5.34drugs of PVP, PVPVA and HPMCAS dispersions[rumondor2010c M1, M2, M4, M3]
indoprofen, nilutamide, loratadine, clofoctol, probucollog P 2.84, 2.14, 4.13, 8.19, 10.0drugs of PVP films[rumondor2011 R15.e, R15.s, R15.t, R15.f, R15.g]
resveratrol against felodipinelog P 3.1 against 4.5 (cited)contrast of PVP dispersions in humid storage[wegiel2013b R20]
pimozide with HPMCASthe only HPMCAS dispersion that separated; attributed to hydrophobicity94% RH, dried[rumondor2010c C35, R3.e]
clofoctol–PVP (≥ 70% drug), probucol–PVP (90% drug)no separation up to 94% RH; "it is thought" too little water sorbed22 °C films[rumondor2011 C36, R14]
Pitfalls and disagreements

The direction of the effect is disputed within the library: pimozide's high log P is used to explain separation even with HPMCAS [rumondor2010c C35], while in the 20-system study the two most hydrophobic drugs were the only ones that resisted at some compositions and log P was dropped from the discriminant model as insignificant [rumondor2011 X14, R16]. Calculated and cited log P values differ between papers for the same drug: felodipine 2.24 [rumondor2010c M1] against 4.5 [wegiel2013b R20].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

hygroscopicity

How much water a material takes up at a given humidity

For HPMC grades at 21 °C: E3 3.22, E6 3.56, E50 3.43 and AFFINISOL 2.03% w/w at 40% RH; the polymer's hygroscopicity is held to set how much water a film takes up during formation and so the size of drug-rich domains [mugheirbi2017 R2, C23]. Solvents can be hygroscopic too: methanol takes up almost an equimolar amount of water at 50% RH [li2017 R26, C39]. In the coating papers hygroscopicity is a powder-level property read from dynamic vapour sorption of coated and uncoated particles; the abstract of the ezetimibe paper generalizes lower hygroscopicity to all coated powders, which only the thick coatings show [duong2022c C59, X6]. New aspect (Physical stability): for drug–polymer dispersions the polymer sets the hygroscopicity, because the drug is hydrophobic, so a dispersion takes up more water than the amorphous drug, the amount depending on polymer type and content [konno2008 C6, C18]. Nifedipine and its dispersions are more hygroscopic than felodipine's [marsac2008a C12]. New aspect (Release mechanism and LoC): since water-induced AAPS depends on the water absorbed, polymer hygroscopicity "likely" also matters for the limit of congruency; the congruent release of high-loading HPMCAS and EUDS dispersions "conceivably" reflects water uptake too low to induce AAPS [saboo2020a C44].

Findings

ASD process: F4, F2, F44, F45, F49. Physical stability: F6, F11, F16, F23, F33, F35. Release mechanism and LoC: F8, F11, F12.

Related concepts

measured as water sorption and by water sorption isotherm; sets moisture-induced phase separation; drives plasticization by water; acts with hydrophobicity in the water–drug term. Ranks with wettability; drives amorphous-amorphous phase separation on hydration; related to polymer hydrophobicity.

Formulas

Flory-Huggins water sorption isotherm.

How it is measured or obtained

Gravimetric moisture sorption (SGA-100; 42–44 mg of as-received powder dried at 60 °C, equilibrated at 21 °C at 5, 7, 20 and 40% RH, n = 3) [mugheirbi2017 P14]. Gravimetric sorption isotherms of bulk dispersions at 25 °C [konno2008 P7; marsac2008a P6]. In the release-mechanism papers: gravimetric water sorption of neat polymers and amorphous felodipine at 37 °C from 5 to 95% RH, single runs; uptake of 40% HPMCAS dispersions at 100% RH extrapolated from isotherms [saboo2020a R3, R18].

Values in the library
materialvalue or classconditionspaper ids
HPMC E33.22, 1.517, 0.48% w/w40, 20, 7% RH[mugheirbi2017 R2.a]
AFFINISOL2.03, 0.89, 0.19% w/w; about 63% of E3 at 40% RHsame[mugheirbi2017 R2.d, C21]
PVP, HPMC, HPMCAS (outside)PVP absorbs more water than HPMC, HPMC more than HPMCAS, at the same RH and temperature25 °C[rumondor2010a C6, R1]
ritonavir ASDs (outside)PVP and PVPVA are more hygroscopic than HPMCAS, so their ASDs are expected to be more prone to moisture-induced AAPSargumentpurohit2017b C45
polymer hygroscopicity and AAPS (outside)the water–drug contribution to the free energy of mixing depends on the water sorbed, which depends on polymer hygroscopicityfelodipine, indomethacin and others in PVP, PVPVA, HPMCAS[rumondor2010c C30]
PVP, HPMC, HPMCAS, felodipine≈33.5, 10.9, 6.2, 0.7 g/100 g75% RH, 25 °C[konno2008 R8]
felodipine with 25% PVP, HPMC, HPMCAS≈4.7, 2.3, 1.7 g/100 g75% RH[konno2008 R9.d]
nifedipine vs felodipine with 25% PVP≈5.5 vs 4.6 g/100 g75% RH[marsac2008a R2]
felodipine–PVP vs HPMCAS dispersionsPVP dispersions more hygroscopic (cited)93% RH[rumondor2009b R25]
75:25 felodipine and quinidine with PVP, PVPVA, HPMCAS6.4/3.6/2.4 and 5.3/3.4/2.4 g per 100 g25 °C/85% RH[rumondor2010c R18]
PVP, PVPVA, HPMCAS alone≈50, ≈24, ≈8 g per 100 g at ≈85% RHcited isotherms, 25 °C[rumondor2010c R19]
40% resveratrol–PVP dispersion against its physical mixture≈12.8 against ≈36.5% at 95% RH25 °C[wegiel2013b R19]
PVP K29/32, K12, PVPVA, HPMC, HPMCAS; amorphous celecoxib≈68, 67, 48, 31, 12; ≈2.2 g/100 g at 95% RHDVS, 25 °C[xie2016b R12]
six tacrolimus capsule fills1.6–12.8% at 95% RH, most with the most croscarmelloseDVS, 25 °C[trasi2017 R4, C16]
PVP, PVPVA, HPMC, EUDS, HPMCAS≈34, ≈20, ≈9, ≈7.8, ≈5.9% at 75% RH; ≈71, ≈47, ≈28, ≈12.7, ≈10.2% at 95% RH37 °C[saboo2020a R3]
amorphous felodipine≈1.3% at 75% RH37 °C[saboo2020a R3]
40% HPMCAS dispersions of nilvadipine, felodipine, cilnidipine≈5.83, ≈5.67, ≈5.45% at 100% RH (extrapolated)37 °C[saboo2020a R18]
Pitfalls and disagreements

Sorption of dry powders at equilibrium is a proxy for uptake during a seconds-long coating; no water was measured during coating [mugheirbi2017 X4]. Plotted against water content the polymers' nucleation rates fell together within scatter, but at similar water content 7% PVP still nucleated faster than 7% cellulose polymer [konno2008 C30, X4]. The uptake used to explain the polymer order was measured on 75:25 powders at 85% RH, not on the 50:50 test samples [rumondor2010c X7]. Hygroscopicity is not a variable of the 20-system model [rumondor2011 X5]. Water uptake did not rank celecoxib dispersions at 94% RH: PVPVA, with about twice the uptake of HPMCAS, lasted longer [xie2016b R13, R23, C50]. In tacrolimus capsules extra croscarmellose raised sorption but did not destabilize the innovator product [trasi2017 C30]. Water uptake separated the hydrophilic from the hydrophobic polymers but did not rank the limits within the hydrophilic group: HPMC takes up less water than PVPVA yet had the lower limit [saboo2020a X7]. The uptake was measured on neat polymers [saboo2020a X7].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

ideal mixing

Entropy-driven mixing of two amorphous components in the drug-rich phase with no heat of mixing, so that the chemical potential of each falls by RT\ln x and its amorphous solubility becomes the pure-drug value times its mole fraction in that phase trasi2015a C37, E2, E3, E4. Ritonavir and lopinavir are said to mix "nearly ideally" trasi2015a C40. The papers of 2017–2022 add the polymer case: in the ideal-mixing form S_a = S_a^{0}\,x_{drug} a polymer in the drug-rich phase lowers the amorphous solubility, but the authors note that a polymer's large molar volume and specific interactions make mixing non-ideal, and the volume-fraction Flory–Huggins form over-predicts the measured solubility of ibuprofen with PVP-VA and HPMC 603 ueda2021 E2, C28, C33. New aspect (Supersaturation from ASD dissolution): ideal mixing (cited) is applied to dissolving films and dispersions of two drugs: each drug reaches its amorphous solubility times its mole fraction in the amorphous mixture trasi2015b C38, E1. Li and Taylor draw the amorphous solubility scaled by drug weight fraction as "ideal behavior" for lopinavir mixed with an undissolved polymer; HPMCAS lay slightly above it, CAP near it at 15–50% and EC near it at 50–85% drug, HPMCP below it li2018 E7, C20.

Findings

Amorphous solubility and LLPS: F11, F19, F20, F21. Supersaturation from ASD dissolution: F11, F18.

Related concepts

lowers the chemical potential in the drug-rich phase; consequence for the amorphous solubility. Papers of 2017–2022: extended by the interaction term in the Flory-Huggins interaction parameter; requires drug-drug miscibility.

Formulas

ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

The mole fraction in the drug-rich phase follows from mass balance of bulk concentrations after ultracentrifugation; a melting point depression of ritonavir by lopinavir greater than the Schröder–van Laar prediction is offered as confirmation (data not shown) trasi2015a P12, R17. For dissolving two-drug films and dispersions: film plateaus and ultracentrifuged dispersion concentrations against Eq. 1, with amorphous solubilities from the antisolvent study trasi2015b P6, P9, M1, M2.

Values in the library
materialvalue or classconditionspaper ids
ritonavir–lopinavirbulk ritonavir 3.0 → 21.4 µg/mL and lopinavir 15.2 → 4.6 µg/mL for x = 0.06–0.70; ritonavir 2–4 µg/mL above the line25 °Ctrasi2015a R16
ritonavir–lopinavir, 30 + 30 µg/mLpredicted about 10.8 and 10.1 µg/mL against 13.3 and 9.1 measuredextractor checktrasi2015a X9, R13
ibuprofen with PVP-VA, HPMC 603ideal Flory–Huggins: about 129 and 127 µg/mL at polymer ratio 1.0; measured about 89–106 µg/mL37 °Cueda2021 R12, R5
ibuprofen with PVP, PVP-VA, HPMCideal per-chain mole fraction of drug 0.97 or more at the highest ratios, against Sa/Sa0 of 0.52–0.54 (extractor calculation)15–60 °Cueda2022 X3, R17
RTV:LPV films 7:3 / 5:5 / 3:7RTV 15.2 / 11.4 / 6.3 against 16.7 / 11.6 / 6.8 µg/mLpH 6.8trasi2015b R5
HPMCAS dispersions, three ratiosRTV on the line; LPV on or up to about 15% below itultracentrifugedtrasi2015b R17, X8
lopinavir, ideal line at 50% drug17.4 × 0.50 = 8.7 µg/mLpH 3, 25 °Cli2018 E7
lopinavir with HPMCAS at 50% drug≈12.3 µg/mLpH 3, 25 °C, 48 hli2018 R3
Pitfalls and disagreements

Tested for one pair; no fit statistic; other pairs "are likely" to be non-ideal trasi2015a X9, C43. Later work draws the same ideal-mixing line for lopinavir–polymer dispersions li2018 E7. Used only qualitatively for polymers; the mole basis of the polymer is not stated ueda2022 X3. In the two-drug dissolution study the predictions use cited amorphous solubilities, and the pure films reached about 8% less trasi2015b X14; one nearly ideal pair was tested trasi2015b C39. The diagonal of the lopinavir–polymer study is proportional dilution by weight, not the χ = 0 case of the Flory–Huggins term, which with a large polymer would lie above it li2018 X2.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

ideal solubility

The solubility a crystalline drug would have if it mixed ideally with the solvent; it is set by the melting temperature and the enthalpy of fusion alone [marsac2008b E1]. The real solubility differs from it by the activity coefficient, \ln[\gamma_d x_d] = -\Delta G_{fus}/(R\,T), with \Delta G_{fus} taken from the Hoffman relation in the PEG study [baird2011 E5, E6, E7]. Marsac and co-workers use it as the reference for the activity coefficients in PEG 400 and in water [marsac2008b R14]. New aspects (Miscibility and drug-polymer interactions): The mole-fraction solubility a crystal would have if it mixed ideally (γ = 1) is fixed by its heat of fusion, melting point and the heat-capacity difference between liquid and crystal, which enter the equation as integrals from the melting point to the temperature of interest; the real solubility is this value divided by the activity coefficient [marsac2006b E5; marsac2009 E1, C4]. High melting point and high heat of fusion lower the solubility in any solvent or polymer, so drugs with these properties and no strong polymer interaction "will display very low solubility" and "will most likely be harder to stabilize" [marsac2006b C52, C53, C54]. New aspects (Physical stability): the lattice term of the solubility equation separated the two dihydropyridines: nifedipine's larger term (higher heat of fusion and melting point) makes its crystal less soluble in NMP although both drugs mix exothermically with it [marsac2008a R11, C35].

Findings

PEG dispersions: F3, F11. Miscibility and drug-polymer interactions: F8, F9. Physical stability: F2.

Related concepts

measured by enthalpy of fusion; part of activity coefficient; depends on crystal lattice energy; related to drug solubility in polymer and cosolvency.

Formulas

activity coefficient from solubility; solid-liquid equilibrium solubility equation.

How it is measured or obtained

Calculated from DSC melting data (heating at 10 °C/min in pin-holed pans; or the melting point and heat of fusion of Table 1) [marsac2008b P8, P9; baird2011 E7]. The mole-fraction values of Marsac and co-workers are printed without the relation or the temperature, and the extractor recomputed them at 25 °C from the melting data [marsac2008b E1, X5]. In the miscibility papers the heat-capacity terms are cited and not printed, and for ketoconazole the heat-capacity difference was approximated by its value at Tg, integrated between Tg and Tm; the ideal solubilities themselves are not printed [marsac2009 P7, X4; marsac2006b X11]. In the 2008 NMP study the lattice term is obtained from the measured mole-fraction solubility and the activity coefficient, as the first term of \ln x = -\frac{\Delta H_{fus}}{RT}\left(1 - \frac{T}{T_M}\right) - \ln\gamma [marsac2008a E3].

Values in the library
materialvalue or classconditionspaper ids
acetaminophen, ketoprofen, naproxen, ibuprofen, felodipine, ketoconazole0.02, 0.10, 0.01, 0.18, 0.03, 2.0 × 10⁻³ mole fraction as printed; extractor's values at 25 °C 0.020, 0.097, 0.0047, 0.18, 0.023, 0.0016from melting data[marsac2008b R14, X5]
loratadine in PEG 400about 0.109 ideal against 0.046 measured25 °C, Table 1 inputs[baird2011 X13, R9.c]
nifedipine; felodipineΔHfus 39.89 and 30.83 kJ/mol; Tm 445.25 and 414.75 K (inputs)DSC[marsac2006b M1, M2]
indomethacin; ketoconazole; sucroseΔHfus 39.68, 54.10, 44.70 kJ/mol; Tm 432.93, 421.25, 448.84 K (inputs)Table II of the 2009 paper[marsac2009 M6, M3, M5]
itraconazole; ibuprofenΔHfus 56.70 and 24.11 kJ/mol; Tm 438.35 and 347.88 K (inputs)as above[marsac2009 M4, M7]
nifedipine against felodipinethe lower-melting, lower-ΔHfus felodipine is predicted more soluble in PVP (0.25–0.31 against 0.06–0.07 g/g)with χ −4.2 and −3.8[marsac2006b R17, C52]
nifedipine; felodipinelattice term ≈−5.3; ≈−3.5 (natural-log units)25 °C[marsac2008a R11]
Pitfalls and disagreements

The temperature of the printed ideal solubilities is not stated, the naproxen row is not consistent with its coefficients (they fit about 0.0045, not 0.01), and the two coefficients printed for felodipine fit different ideal solubilities [marsac2008b X5]. The naproxen Tg used in the same paper does not follow from the Tg/Tm rule it cites [marsac2008b X4]. The temperature and the heat-capacity values of the 2006 Table II are not printed, and under recomputation with the heat-capacity terms set to zero one value (felodipine in PVP K29/32) does not match [marsac2006b X11]. The two-drug comparison of melting properties is confounded by the different χ of the two drugs [marsac2006b X13]. The melting temperatures of Table II lie 2–3 °C below the plotted pure offsets, so χ cannot be recomputed from the table alone [marsac2009 X4]. Melting data of the two dihydropyridines are not printed in the 2008 NMP paper; the lattice terms are derived from the solubility data [marsac2008a E3].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

incomplete drug release

Release that stops below the dose although the drug has not crystallized; in the library it is the defining problem of drug-loaded mesoporous silica under supersaturating conditions [dening2018 C2, C1; dening2019 C1]. The papers attribute it to adsorption of dissolved drug back onto the silica, in a dynamic and partly irreversible equilibrium [dening2018 C4, C63; dening2019 C32; mccarthy2020 C52; hate2020a C5], with loading, wetting and pore filling as further causes [dening2018 C60; hate2020a C44, C45].

Findings

F7, F8, F9, F10, F11, F12, F13, F14, F15.

Related concepts

caused by drug adsorption onto silica in a dynamic adsorption-desorption equilibrium; contrasts with desupersaturation by crystallization; assessed by absorptive dissolution testing and membrane flux; depends on drug loading.

Formulas

supersaturation ratio, total release by mass balance.

How it is measured or obtained

Closed non-sink dissolution dosed at the amorphous solubility of the medium, with centrifuged or filtered samples over 1–4 h, against the nominal or assayed dose [dening2018 P6; mccarthy2020 P14; hate2020a P7; hate2020b P5]. Free drug by membrane flux against amorphous drug at the same concentration [dening2018 P12]. Recovery, XRPD and assay of the solid after release [dening2018 P9; mccarthy2020 P14]. Release with an absorptive compartment, by mass balance [hate2020a P9, E4].

Values in the library
materialvalue or classconditionspaper ids
ritonavir–SBA-15about 50% (dose at amorphous solubility), 70% (half)pH 6.8, 75 mL, 120 min[dening2018 R6]
ritonavir–SBA-15about 67 → 9% at 50 → 1000% of the amorphous solubilitypH 6.8[dening2018 R23]
ritonavir–SBA-1560–65% after dilution to S about 1; about 71% in FaSSIFpH 6.8; FaSSIF[dening2018 R18, R21]
lopinavir–SBA-1540–50%pH 6.8[dening2018 R19]
indomethacin; methyl ester, 50% monolayerS 7.2 of 15.3; 7.0 of 21.4; 58.8 and 61.8% retainedpH 2.2, HPMC[mccarthy2020 R20, R21, R23]
atazanavir–SBA-15, 20% w/wabout 46.5% closed; about 89.5% with an absorptive sink (240 min)pH 6.8, HPMC[hate2020a R20]
atazanavir–SBA-15, 5–50% w/wabout 73 / 80.5 / 66.5 / 52 / 36% in 90 minabsorptive, pH 6.8[hate2020a R15]
ketoconazole; clozapine; atazanavir, 20% w/wabout 55; 73.5; 40% at pH 6.8; 92; 93; 70% at pH 1 (60 min)HPMC[hate2020b R7, R8, R9]
ketoconazole; clozapine after pH 1 → 6.8about 64–69%; 68–69%HPMC[hate2020b R10, R11]
itraconazole–SBA-15 (outside the library)plateau about 55%simulated gastric fluid[dening2018 R28]

Evidence table: incomplete drug release.

Pitfalls and disagreements

Percent release depends on dose, medium volume and the drug content assumed: the ritonavir percentages rest on a nominal 28 µg/mL, and the dose masses imply about 22% instead of 25% w/w [dening2018 X5]; the indomethacin percentages do not reconcile across text, axes and dose [mccarthy2020 X5]. "Sink" in the dilution test means a total dose equal to the crystalline solubility [dening2018 X7]. "Complete release" with an absorptive sink was about 90% [hate2020a X10]. Release is not incomplete for every drug and medium: charged, soluble bases released 87–97% at pH 1–4.5 [hate2020b R7, R8]. The isotherm accounted for only about a twentieth of the atazanavir held back [hate2020a X14].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

interfacial free energy

The free energy per unit area (or length of a step edge) of the interface between a crystal or nucleus and the solution; a lower value gives a smaller critical nucleus and faster nucleation or growth, and the authors use it to explain why SDS speeds felodipine growth [schram2016 E3, C36]. New aspect (Physical stability): more generally, the free energy cost per area of creating an interface between a new phase (a nucleus or crystal) and its surroundings; in classical nucleation theory the thermodynamic barrier to nucleation grows with its cube [konno2006 E8, C33; baird2012 E2]. Additives can raise it (a polymer layer at a nucleus) or lower it (surfactants) [konno2006 C39; schram2016 C36]. Crystal–solution interface (formerly the page "crystal-solution interfacial free energy", from Crystallization from solution): the free energy per unit area of the boundary between a crystal or a crystal nucleus and the surrounding solution, written γ; in classical nucleation theory it enters the nucleation rate as \gamma^{3} in the exponent, so a small change in γ changes the rate steeply [duong2022b E6; indulkar2018 E6]. In the solution-crystallization papers it is the quantity through which surface-active additives are proposed to speed nucleation: lecithin adsorbing on the growing nucleus ("possibly"), SDS hemimicelles on the crystal surface ("is hypothesized to play a role") and phospholipid digests ("it is postulated") [indulkar2018 C40; indulkar2019b C33; enright2020 C26]. This content comes from the papers of 2018–2022 in Dissolution / D. Crystallization from solution; the free energy per area of a three-dimensional nucleus is distinct from the edge free energy per length of a two-dimensional nucleus used for step pinning (the felodipine edge value below). Interfacial tension (formerly the page "interfacial tension", from Crystallization from solution and Supersaturation from ASD dissolution), the name several papers use for the same quantity: the free energy per area of the interface between a crystal (or a crystal nucleus) and the solution, γ. It enters classical nucleation theory through the barrier \Delta G^{*} and the Kubota–Mullin effectiveness factor α through the surface excess energy [alonzo2012 E7; ilevbare2013c E4]. A surfactant that adsorbs at the crystal–solution interface lowers it, which can speed growth when this outweighs blocking of kink sites [ilevbare2012a C51]. The polymer is said to lower the surface tension needed to form the drug-rich phase of danazol, and SDS to lower the interfacial energy of felodipine; neither was measured [jackson2016 C36; schram2016 C36]. The danazol statement concerns the boundary of a liquid drug-rich phase, not of a crystal (synthesis: the drug-rich phase forms by liquid–liquid phase separation). New aspect (Supersaturation from ASD dissolution): the interfacial tension between an embryonic crystal and a water-saturated supercooled drug liquid is expected to be lower than against dilute aqueous solution, which together with the higher drug concentration favours nucleation in drug-rich droplets ("not unreasonable") [ilevbare2013d C40]. It enters the printed nucleation rate of the felodipine study as γ [konno2008a E3].

Findings

Crystallization from solution: F18, F22, F24, F34, F38, F39, F42. Physical stability: F4, F17. Supersaturation from ASD dissolution: F4, F13.

Related concepts

related to critical radius of a two-dimensional nucleus; general form of crystal-melt interfacial free energy; part of classical nucleation theory; sets the critical nucleus; related to kinetic barrier to nucleation, hemimicelle, mixed micelles, polymer-surfactant interaction, heterogeneous nucleation and drug-rich phase.

Formulas

critical radius of a two-dimensional nucleus (formula table only); classical nucleation theory, classical nucleation barrier, pre-exponential factor of classical nucleation theory, Kubota-Mullin impurity effectiveness factor. The critical nucleus radius r^{*} = 2\gamma\nu/(kT\ln S) follows from γ duong2022b E9.

How it is measured or obtained

For felodipine the edge free energy γ = 3.9 × 10⁻²⁰ J/nm came from water and ethylene glycol contact angles (Wu harmonic mean, angles not printed) [schram2016 P9, R13, X10]. Not measured in the solid-state physical-stability papers, where it enters arguments only [konno2006 C39]. In solution, values follow from linearized nucleation-rate data duong2022b E7. The crystal–solution value is not measured directly in the library. One paper obtained it from the slope of \ln(J/S) against 1/\ln^{2}S fitted to induction times converted into nucleation rates, with a molecular volume of 920 ų and T = 310 K, for posaconazole in buffer and three intestinal media duong2022b P15, E7. The other papers infer a change of γ from shorter induction times, from pyrene signals of adsorbed surfactant, or from a cited surface tension of a medium (32.6 against 54.4 mN/m) [indulkar2019b R6, R7; enright2020 R32]. Not measured in the crystallization-from-solution papers that call it interfacial tension. For paclitaxel the crystal–water value could not be determined and literature values of representative compounds were used [que2018 C37]. Surface tension measurements were used only to find polymer adsorption on seeds [alonzo2012 P6]. Not measured in the ASD dissolution papers either [ilevbare2013d C40].

Values in the library
materialvalue or classconditionspaper ids
felodipine crystal edgeγ 3.9 × 10⁻²⁰ J/nm (contact angles, not printed); ρc 3.98 nm at S 425 °C[schram2016 R13, R14, X10]
atazanavir in lecithin media; with lecithin, lyso-PC and oleatelecithin "possibly" lowers the interfacial energy between solute and emerging crystal; proposed to be lowered, more by the digests; not measured3 mM STC, pH 6.5; bile salt media, pH 6.5[indulkar2018 C40, E6; enright2020 C26]
felodipine with polymera polymer-rich layer at the nucleus "may also increase" the surface penaltyargument[konno2006 C39]
felodipine solution with SDSfaster growth explained by a lower interfacial energyS = 4[schram2016 C36]
felodipine–PVPVA–TPGSTPGS lowering the energy between separated phases slows coarseningASD hydration[saboo2021 C40]
flutamide prenucleiunfavourable interfacial term outweighs the volume term below a critical radiusframework[trasi2012b C46]
posaconazole, PBS pH 6.53.52 mJ/m²37 °C, fit of the high-supersaturation induction timesduong2022b R16
posaconazole, FaSSIF V1, FaSSIF V2, FeSSIF V12.61, 2.73, 3.24 mJ/m²; FeSSIF V2 not fittableas aboveduong2022b R16, R15
naproxen, acetaminophen, tolazamide, lovastatin, cefodizime sodium, prasugrel hydrochloride, spironolactone (cited)0.60–2.80 mJ/m²literatureduong2022b R18
atazanavir with SDS hemimicellesproposed to be lowered; not measured0.075–0.3 mg/mL SDSindulkar2019b C33, X4
felodipine–HPMCγ, a and L of eq 7 not givenKubota–Mullin[alonzo2012 C27]
surfactants on ritonavirgrowth about twice as fast with TPGS or Tween 80 at 5 µg/mLseeded, S 7.6[ilevbare2012a R17, C51]
paclitaxel critical radius 5–7 nmfrom literature surrogates of γS 88[que2018 R15, C37]
supersaturated drugs in surfactant mediasurfactants should lower γ and speed nucleation; human fluid slowed it insteadclassical nucleation theory, 37 °C[elkhabaz2021 C20, C21]
Pitfalls and disagreements

The interfacial energy in SDS or HPMCAS solution was not measured [schram2016 X8]. The solid-state papers use homogeneous theory although nucleation in the films is "most likely heterogeneous" [konno2006 C33]. The papers disagree on whether γ carries the medium effect: the posaconazole fits find no trend of induction time with γ and assign the effect to the pre-exponential factor, whereas the lecithin, SDS and digest papers assume a lower γ [duong2022b C51, C52; indulkar2018 C40; indulkar2019b C33]. The fits rest on 3–9 points per medium, and γ also falls in the induction-time order for three of four media, so a γ contribution is not excluded duong2022b X11, X12. The human-fluid paper notes that surfactants that lower γ should speed nucleation, while human fluid slowed it, and adds an attachment-rate term [elkhabaz2021 C20, C22]. In the celecoxib work on polymer combinations the differences between polymers were not attributed to interfacial tension, because polymer adsorption on the nucleus would lower it and raise the nucleation rate, the opposite of what was observed; the point is argued, not measured [xie2015 C43]. This is opposite in sign to the felodipine argument that a polymer-rich layer at the nucleus "may also increase" the surface penalty [konno2006 C39] (synthesis: two papers assume opposite effects of polymer on γ; neither measured it). The lower interfacial tension in droplets is an expectation, not a measurement [ilevbare2013d C40]. Interfacial tension with and without polymer was not measured, and the text cites the wrong equation for it [xie2015 C43, X1]. The same γ is reported per area (mJ/m²) for three-dimensional nuclei and per length (J/nm) for the step edge of a two-dimensional nucleus, so the two kinds of value are not comparable [schram2016 R13; duong2022b R16] (synthesis: different units and geometry).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

intrinsic solubility

The solubility of the neutral (un-ionized) form of an ionizable drug in equilibrium with its stable crystal; in the pH-titration work it is the neutral-species concentration at the point where the pH gradient crosses zero, so that there is no net dissolution or precipitation hsieh2012 C6, C11. The 2014 paper uses the heading "intrinsic solubility" for the crystalline solubility of the neutral form measured with or without polymer [hsieh2014 R4].

Findings

F1, F2, F19.

Related concepts

equals the crystalline solubility of the neutral form; related to ph-dependent solubility and pH-induced precipitation.

Formulas

Bjerrum function.

How it is measured or obtained

From the CheqSol titration at 37 °C and 0.15 M KCl, and by 72 h shake-flask runs at least two pH units above the pKa with HPLC after ultracentrifugation, to compare the two hsieh2012 P4, P11. For the polymer series, 72 h shake-flask runs at 25 °C in pH 10 or pH 2 buffer with or without 1 mg/mL polymer [hsieh2014 P5].

Values in the library
materialvalue or classconditionspaper ids
bifonazole; dipyridamole; droperidol; papaverine; pyrimethaminetitration 0.3; 5.7; 3.1; 17.2; 25.4 µg/mL against HPLC <1; 4.0 ± 0.5; 4.1 (30 °C); 20.6 ± 0.5; 25.0 ± 0.437 °Chsieh2012 R5
carvedilol; clotrimazole; clozapine; ketoconazole; loratadineHPLC 1.1; 0.4; 8.8; 3.7; 1.6 µg/mL37 °Chsieh2012 R10
papaverine, dipyridamole, warfarin12.2, 5.4, 3.7 µg/mL; glyburide 0.2 (titration)25 °C, no polymer[hsieh2014 R4]
papaverine with HPMC; HPMCAS-LF; HPMCAS-HF20.9; 21.9; 19.0 µg/mL1 mg/mL polymer[hsieh2014 R4.d–f]
posaconazoleC_o in the diprotic Henderson–Hasselbalch fit; crystalline 0.27 and amorphous 8.92–9.20 µg/mL where unionized (pH 5.5–7.0)37 °C, 0.14 Mduong2022b E4, R1
Pitfalls and disagreements

Droperidol degraded in the 72 h run at 37 °C, so a literature value at 30 °C is used hsieh2012 X15. Titration and HPLC values agree for type 1 bases ("good agreement") hsieh2012 C11. The glyburide value of 0.2 µg/mL lies below the HPLC limit of about 1 µg/mL and was assumed for all polymers [hsieh2014 X9, X10].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

ionization

The fraction of a drug that carries a charge at the pH of the medium, set by the pKa through the Henderson–Hasselbalch equation. In this chapter the un-ionized concentration is what the amorphous solubility limits: "LLPS cannot occur until the concentration of the un-ionized form is exceeded", so more total drug is needed at lower pH for a base indulkar2015 C47. An ionized second solute does not mix into a hydrophobic drug-rich phase trasi2015a C44. The papers of 2017–2022 add pazopanib (strongest basic group pKa 6.4): fully ionized in gastric fluid and essentially un-ionized at pH 8.4, with a crystalline solubility that falls by more than four orders of magnitude between pH 1.2 and 6.5 sugihara2018 M1, C9, C19. New aspect (Bioperformance): only the unionized free drug is thought to cross a membrane passively raina2015c C49. In a PAMPA receiver at pH 3 atazanavir (pKa 4.48) ionizes on crossing and keeps the receiver free drug near zero [hate2022 C52]. Most model drugs of the Bioperformance papers were unionized or nearly so at the pH used (synthesis: from the table rows below). New aspect (Crystallization from solution): In the pH-shift studies the ionization of a weak acid or base sets the supersaturation: raising the pH of a base (or lowering that of an acid) beyond the pKa leaves the less soluble neutral form above its crystalline solubility; the final pH was at least two units beyond the pKa [hsieh2012 C1; hsieh2014 P2]. In the growth and nucleation papers the ionization of the polymer matters instead: the carboxylated cellulose esters are nearly fully ionized at pH 6.8 and less than 25% ionized at pH 3.8, whereas the drugs are un-ionized at both (see polymer ionization) [ilevbare2013b R18, C33]. Media were chosen to keep 11 drugs un-ionized (naproxen about 18%, indomethacin about 9% and compound 1 about 20% still ionized by the card's arithmetic); celecoxib is about 7.5% ionized at pH 10 and flibanserin 80% un-ionized at pH 6.5 [chen2015 C6, X3; li2016a R3]. New aspect (Release mechanism and LoC): ionization of the dispersion polymer rather than the drug. For the enteric polymer HP-50, partially neutralized BIS-TRIS salts dissolved more slowly as ionization fell from 100 to 20%, with the largest drop, almost 2-fold, from 100 to 80% [qi2022 C21, R13]; the series "confirms" the importance of the ionized form, and the critical ionization of about 83% estimated for HP-50 "may explain" the drop [qi2022 C36]. Polymer solubilization via ionization, linked to transport of protons across the boundary layer, is called the rate-limiting step of HP-50 dissolution [qi2022 C2]. For weak bases with HPMCAS the 2024–2025 papers compute ionization at the gel pH from pKa: at pH 6.0 HPMCAS about 96% (printed), cinnarizine above 99%, clotrimazole 46% and loratadine 14%; loratadine complexation fell with its calculated ionization from about 20% (pH 5.8) to 0.5% (pH 7.5) [bapat2024 R19, X4; bapat2025a R13, C32]. Bedaquiline was about half protonated (55 ± 4%) in its complex with HPMCAS and in a dry dispersion (52 ± 7%) by XPS [kaur2025 R20].

Findings

Amorphous solubility and LLPS: F10, F11, F13, F14, F23. Bioperformance: F1, F11, F22, F26. Crystallization from solution: F1, F2, F11, F16, F28, F29, F44. Release mechanism and LoC: F24, F32, F33.

Related concepts

quantified by pKa; gives pH-dependent solubility; calculated with the Henderson-Hasselbalch equation; sets the amorphous solubility in total-concentration terms. Related to pH-shift dissolution and polymer dissolution pH threshold. Related to polymer ionization and pH-induced precipitation; of the polymer: critical ionization for polymer dissolution. Of the polymer: critical ionization for polymer dissolution, polymer salt formation, microenvironmental pH.

Formulas

Henderson-Hasselbalch equation, pH-solubility profile. Amorphous solubility advantage with water-sorption correction (ionization term).

How it is measured or obtained

Calculated from the pKa and the pH; the pKa of atazanavir was measured by UV-metric titration in 0.15 M NaCl at 37 °C, the others were taken from the literature or predicted indulkar2015 P2, E1. In the Bioperformance papers the ionization is taken from the pKa and not measured: felodipine pKa below 2 and nifedipine below 3.5 at pH 6.8 raina2014a C9, E4; ezetimibe phenol 9.72 elkhabaz2017 C6; nevirapine 2.8 [hate2017 C8]; clotrimazole about 6, 99% unionized at pH 8 indulkar2016 C8; atazanavir 4.52 or 4.42 hate2018 C15, X1. In the pH-shift studies: pKa by UV-metric titration (and cosolvent extrapolation for the poorly soluble bases) at 37 °C and 0.15 M KCl; the neutral-species concentration by mass and charge balance hsieh2012 P1, P2, P3, P4. In the release-mechanism papers: degree of ionization set by the amount of base used to make the partial salt, not measured [qi2022 X9]. Henderson–Hasselbalch from pKa [kaur2025 E2; bapat2025a P11]; XPS N 1s with a protonated component near 402 eV [kaur2025 R19; bapat2024 R8].

Values in the library
materialvalue or classconditionspaper ids
clotrimazole98.7% ionized at pH 4; 0.8% at pH 8pKa 5.89indulkar2015 R18
atazanavir90.9% ionized at pH 3.5 (91.3% recalculated); 0.0% at pH 9pKa 4.52indulkar2015 R18, X4
nicardipine94.1% at pH 6; 0.9% at pH 9 (1.6% recalculated)pKa 7.2indulkar2015 R18, X4
ritonavirun-ionized at pH above 7.0pKa 1.8 and 2.6ilevbare2013a C13
diclofenacionized at pH 6.8; did not mix with the ritonavir-rich phasepKa 4.2trasi2015a M5, R11
CRH1un-ionized and ionized equal at equilibrium at pH 4.6pKa 4.6almeidaesousa2016 C13
pazopanibdissolves in SGF (pH 1.2); essentially un-ionized at pH 8.4pKa 6.4sugihara2018 C9, C19
felodipine, nifedipineionization term set to 1pH 6.8raina2014a C9
clotrimazoleabout 99% unionizedpH 8indulkar2016 C8
ezetimibebuffer solubility measured at pH 2 because of degradation at neutral pHelkhabaz2017 C9, X5
atazanavir, clotrimazoleamorphous solubility rises as pH falls toward the pKa; ratio constantindulkar2015 C46
atazanavirpH 3 receiver acts as a sink like 2% SDSPAMPA, pKa 4.48[hate2022 C52, R15]
bifonazole; carvedilol; clotrimazole; clozapine; dipyridamolepKa 6.22; 7.75; 5.89; 3.83 and 7.54; below 1 and 6.0837 °C, 0.15 M KClhsieh2012 M1–M5
droperidol; ketoconazole; loratadine; papaverine; pyrimethaminepKa below 2, 7.38 and 10.96; 3.16 and 6.13; 5.26; 6.29; 7.07samehsieh2012 M6–M10
papaverine; dipyridamole; glyburide; warfarinpKa 6.4; 6.2 and 0.8; 4.9; 5.325 °C[hsieh2014 M1–M4]
final pH of the 2014 pH shifts8.4–9.0 (papaverine), 8.2–9.0 (dipyridamole), 1.9–2.9 (glyburide), 2.2–3.3 (warfarin)1 mg/mL polymer[hsieh2014 R4]
naproxen, indomethacin, compound 118%, 9%, 20% ionized (extractor arithmetic)pH 3.5, 3.5, 4[chen2015 X3]
posaconazolepKa 3.6 and 4.6 (cited); unionized at pH 5.5–7.5; crystalline 0.31–0.34 µg/mLFaSSIF-V2 buffer, 37 °Cshah2025 M1, R1, C9
posaconazolefitted pKa 3.53 and 1.24 at 37 °C, 0.14 M; crystalline 0.27 (pH 7.0) to 347 µg/mL (pH 1.0)phosphate buffers pH 1.0–7.0duong2022b R2, R1
HP-50-BIS-TRIS, 20–100 mol% baserate ≈1.22 → 2.93 mg/min/cm²50 mM pH 6.8 phosphate, 37 °C[qi2022 R13]
cinnarizine in HPMCAS-MF 25%protonated 0 (neat), 20 (dry dispersion), 11% (after partial dissolution)XPS N 1s[bapat2024 R8]
bedaquiline: free base, complex, dry 40% dispersion4, 55, 52% protonatedXPS N 1s[kaur2025 R20]
HPMCAS and bedaquiline at pH 6.0 and 5.891.5 / 88.1% and above 99% ionizedHenderson–Hasselbalch[kaur2025 R21, X18]
Pitfalls and disagreements

Loratadine (pKa 5.0) may be partly ionized at the final pH 4–6 of the pH-shift runs, although the paper calls it un-ionized ilevbare2013a C13, X9. Two printed percentages in the weak-base table do not match their pKa indulkar2015 X4. The atazanavir pKa is printed as 4.52 or 4.42 in one card and as 4.48 in the PAMPA study [hate2018 X1; hate2022 C52]. Dipyridamole's pKa is "<1" in one table and 0.8 in the model inputs hsieh2012 X10. The charge of the polymer at the final pH (cationic Eudragit E100 at pH 2–3, anionic polymers at pH 8–9 with the bases) was not varied independently [hsieh2014 R4]. The plotted quantity is mol% BIS-TRIS added, read as % ionization, and the 0% point is HP-50 in sodium phosphate buffer, not a salt [qi2022 X9]. Several printed ionization values do not reproduce from the stated pKa (HPMCAS 96% printed against about 93%; 88.1% for HPMCAS at pH 5.8) [bapat2024 X4; kaur2025 X18].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

kinetic stabilization

Stabilization of an amorphous drug against crystallization by slowing the process (molecular mobility, nucleation, interfacial factors) while the thermodynamic driving force stays large. Marsac and co-workers conclude from a small predicted reduction of the driving force, a low predicted solubility in PVP and the faster nucleation of the pure drugs that inhibition "can therefore be attributed predominantly to a kinetic stabilization"; molecular-level miscibility is "of critical importance" because it alters "thermodynamics and, more importantly, dynamics" [marsac2006b C41, C42, C55, C56, C59]. The same group states that thermodynamically stable dispersions are hard to achieve and that apparent stability is "most likely achieved through modification of the kinetics" [marsac2009 C34]. For the growth of felodipine with PVP the effect "is believed to be kinetic rather than thermodynamic" [kestur2010b C28].

Findings

F9.

Related concepts

contrasts with thermodynamic driving force for crystallization; depends on drug solubility in polymer; related to crystallization inhibition and amorphous solid dispersion.

Formulas

Hoffman equation.

How it is measured or obtained

Not measured directly in this chapter. It is inferred by elimination: the thermodynamic estimates (Hoffman driving force, predicted solubility) are small or low, while the dispersions stay amorphous [marsac2006b R12, R17, X12; marsac2009 R11, X17]. Kinetic quantities (nucleation rates, mobility) are cited from a companion study or not measured [marsac2006b R16, C59].

Values in the library
materialvalue or classconditionspaper ids
nifedipine with 40% PVPdriving force −7.95 against −9.0 kJ/mol pure at 20 °CHoffman[marsac2006b R12]
nifedipine, felodipine in PVPpredicted solubility 0.06–0.07 and 0.25–0.31 g/gFlory–Huggins[marsac2006b R17]
five compounds in PVP K29/3282–99% of the drug above solubility at 0.50 polymerpredicted[marsac2009 R11]
pure nifedipine and felodipine against their dispersionsnucleation much faster for the pure drugscited[marsac2006b R16]

Evidence table: kinetic stabilization.

Pitfalls and disagreements

The kinetic reading is an inference: no crystallization, nucleation or mobility data are reported in either paper [marsac2006b X12; marsac2009 X17]. Being below the estimated solubility did not make PEG dispersions stable, which points to nucleation by the carrier as another route [zhu2012 X13]. A small dissolved fraction may explain why crystallization of a dispersion is not always complete [marsac2009 C35].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

kinetic versus thermodynamic control of crystal growth

Growth of a crystal from a supercooled liquid needs both mobility and a driving force: near Tm mobility is high and the driving force low (thermodynamic control), and on cooling the driving force rises while mobility falls (kinetic control) [mosqueragiraldo2014 C25]. Felodipine growth that slowed on cooling over 70–110 °C was read as transport-limited [kestur2010b C22, C23]. In the indomethacin polymorph paper mobility limits growth below the temperature of fastest growth and the driving force above it, and the steep rise of polymer inhibition above that temperature is placed in the second region [tian2017 C22, C35, C36].

Findings

F3, F22, F29.

Related concepts

depends on thermodynamic driving force for crystallization and molecular mobility; related to melting point depression and degree of supercooling; contrasts with Tg-scaled crystal growth rate.

Formulas

temperature of maximum crystal growth rate.

How it is measured or obtained

From where growth peaks between Tg and Tm and from how an additive's effect changes with temperature [trasi2012a C35; mosqueragiraldo2014 C36].

Values in the library
materialvalue or classconditionspaper ids
celecoxib with 10% TPGS and 10% PVPcelecoxib Tm 151.49 °C (12 °C depressed); growth about 0.03 of PVP alone at 120 °C, 0.6 at 70 °Cseeded melt growth[mosqueragiraldo2014 R5.f, R2.b, X5]
celecoxib with 3, 5, 7% PVP, with and without TPGSpaired curves cross at 110, 100, 90 °Csame[mosqueragiraldo2014 R3, R4, C14]
felodipine form IIgrowth falls on cooling from 105 to 70 °C although the driving force risesmelt films[kestur2010b C22, C23]
acetaminophengrowth maximum closer to Tm, nucleation at larger supercoolingclassical picture[trasi2012a C35]
indomethacin α with 10% HPMCfastest growth moved from 135 to 100 °C; ratio without/with polymer ≈11 (100 °C) → ≈2900 (120 °C)melt growth[tian2017 R15, R12]
Pitfalls and disagreements

The driving force was not calculated for the celecoxib mixtures, and melting-point depression alone does not order them [mosqueragiraldo2014 C33, X13]. The celecoxib growth temperatures were assumed to lie in the mobility-controlled range [mosqueragiraldo2014 C26].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

lever rule

Evidence table: lever rule. Content from the release-mechanism chapter (2023–2025), with rows from the Physical stability chapter.

The rule that gives the relative amounts of two coexisting phases from the position of the overall composition on the tie line joining them: the ratio of the amount of phase A to phase B equals the ratio of the lengths BX to AX yang2022b E1. In the Physical stability chapter it was used on a schematic ritonavir–PVPVA–water diagram to argue that relative phase amounts set bicontinuous or discrete morphology along different hydration paths yang2022b C50. In the 2023 phenolphthalein-analogue paper the majority phase after separation is the binode closer to the initial composition: a polymer/drug ratio above the plait point gives a majority hydrophilic phase with discrete hydrophobic domains, one below it a majority hydrophobic phase, and the hydrophobic-phase volume against drug load is "approximately" a step function with the step at the plait point deac2023b C34, C36. Used quantitatively in 2024: along a hydration path at constant drug-to-polymer ratio the lever rule at the spinodal gives the mass fraction of drug-rich phase, W^{\alpha} = (W_i^T - W_i^{\beta})/(W_i^{\alpha} - W_i^{\beta}), taken as continuous above 0.5 [deac2024b E12, P20, C51]; in 2023 it was used on a schematic ritonavir diagram with and without SDS [yang2023 E2, C41].

Findings

Release mechanism and LoC: F27, F30, F31.

Related concepts

needs a tie line on the ternary phase diagram; its step lies at the critical point; decides phase inversion.

Formulas

lever rule.

How it is measured or obtained

Applied in 2022 and 2023 to schematic ternary diagrams only; no tie line was measured in those papers deac2023b E5, X14; yang2022b E1. In 2024 applied to computed PC-SAFT diagrams [deac2024b E12, P20].

Values in the library
materialvalue or classconditionspaper ids
ritonavir–PVPVA–water, schematic (Physical stability chapter)relative phase amounts set bicontinuous against discrete morphologyargument onlyyang2022b C50
phenolphthalein analogue–PVPVA–water, schematichydrophobic-phase volume steps at the plait pointargument onlydeac2023b C36
MePHPH–PVPVAW^{\alpha} ≈0.15 at 27% → ≈0.82 at 39.5%PC-SAFT diagram, spinodal onset[deac2024b R35]
PHPH–PVPVA≈0.16 at 3.0% → ≈0.82 at 4.5%same[deac2024b R35]
Pitfalls and disagreements

The 2023 use assumes complete separation to the binodal compositions as soon as the hydration path enters the two-phase region deac2023b E5, and on phases reaching equilibrium as fast as water penetrates, the local equilibrium assumption deac2023b C38. No computed MePHPH point lies between 27 and 39.5% except the critical point, and the fraction comes from the model only [deac2024b X8, X16].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

light scattering by particles

Particles suspended in a solution remove light from a beam by scattering and, if they absorb, by absorption; the sum is the extinction. Small particles scatter more at short wavelength (Tyndall effect), larger ones give a flatter, wavelength-independent baseline [vaneerdenbrugh2011b C28, C16, C37]. Extinction measured where the drug does not absorb is used as a read-out for a new phase, which may be crystals or a liquid [raina2015a C9].

Findings

F1, F2, F3, F11.

Related concepts

part of extinction; contrasts with particle absorption of light; related to liquid-liquid phase separation and Mie theory.

Formulas

attenuation coefficient from particle cross-sections, extinction cross-section as sum, Mie theory, scattering baseline correction of UV absorbance.

How it is measured or obtained

Fiber-optic UV/Vis spectra (200–700 nm, 1 cm transflectance dip probes) of suspensions [vaneerdenbrugh2011b P9]; extinction at 450 nm by a dip probe during drug addition or dissolution [raina2015a P6; tres2018 P8]; Mie calculation of the extinction of spheres [vaneerdenbrugh2011b P11].

Values in the library
materialvalue or classconditionspaper ids
felodipine nanosuspensionabsorbance at 425 nm ≈0.10, 0.26, 0.45, 0.5510, 25, 40, 50 µg/mL total, 25 °C[vaneerdenbrugh2011b R3]
felodipine, jetmilledabsorbance at 425 nm ≈0.011 to ≈0.04610 to 50 µg/mL total[vaneerdenbrugh2011b R4]
nonabsorbing spheresextinction at 276 nm ≈0.01 (30 nm) to ≈0.93 (300 nm)Mie, 50 µg/mL, 1 cm[vaneerdenbrugh2011b R13]
ritonavir, 10% and 50% dispersionsextinction at 450 nm ≈0.51 (3 min) against ≈0.01–0.02non-sink dissolutiontres2018 R7
lopinavir, 10% and 50% dispersions≈0.70 (54 min) against ≈0.01sametres2018 R15
Pitfalls and disagreements

Scattering depends on particle size and number, so extinction is not a measure of the amount or composition of the new phase (synthesis: the ritonavir and lopinavir curves differ in time course) tres2018 R7, R15. For spheres of 600–1000 nm nonabsorbing particles lose the Tyndall shape and may upset the usual corrections [vaneerdenbrugh2011b C33, C34].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

limit of congruency

The highest drug loading at which a dispersion still releases drug and polymer congruently; for ritonavir–PVPVA it is 25% DL [indulkar2019a C2; li2020 R23]. The ritonavir spray-drying paper uses it as the reference point: phase separation has its largest effect on release at or below the limit, and above it release is already as slow as the neat amorphous drug [li2020 C67, C66]. For bicalutamide–PVPVA the limit was not located; drug and polymer released together at 5 and 10% DL and apart at 20% [moseson2022b R6, R7, X15]. Benson (2025) studied 10 and 20% DL ritonavir–PVPVA coated powders and tablets below the limit of 25% and describes coated tablets as having a lower effective limit [benson2025 C34]. New aspect (Release mechanism and LoC): defined by Indulkar and co-workers (2019) as the highest drug loading at which congruent release is observed, 25% for ritonavir–PVPVA [indulkar2019a C2]. Each value is the last congruent loading tested, so the switch lies inside the next step [indulkar2019a X7; saboo2020a X11]. The 2019 dihydropyridine study calls it the "drop-off" loading below which formulations must stay if rapid release is required [saboo2019 C33]. Across the papers of 2018–2020 it was not set by drug log P or molecular weight [saboo2019 C35; que2019 C48], was raised by a surfactant in the dispersion [que2019 C12], was absent up to 50% felodipine with HPMCAS and Eudragit S 100 [saboo2020a R15], and coincided with water-induced phase separation of films, which the authors read as its cause ("likely") [saboo2020a C43; indulkar2019a C33]. Papers of 2020–2022 relate it to drug–polymer hydrogen bonding (analogues with donors 5–10% against 25–40% without) [saboo2020 C14, C48; que2021 R19, C33] and to the drug's Tg against the dissolution temperature (cooling below the wet Tg lowered it) [saboo2020 C51; yang2021 C35], raise it with surfactants inside the dispersion [saboo2021 C16; correasoto2022a C55; correasoto2022b C12], and find that salt formation raising the Tg of lumefantrine lowered it [hiew2022b C42]. It is also expressed per mole [que2021 E3]. The 2022 ritonavir surfactant paper calls strategies to raise the limit "essential" for all but the most potent compounds, and showed rescue at one loading above it (30%) without locating a new limit [indulkar2022 C5, A1]. Yang and co-workers (2022) tied the ritonavir limit (cited 25%) to the loading at which the drug-rich phase at the gel surface becomes continuous [yang2022a C15, C58]. Plasticizers raised the limit of the high-Tg drugs atazanavir and ledipasvir three- to fivefold and that of low-Tg ritonavir 1.2-fold [correasoto2023 R16, C12, C17]. For MePHPH–PVPVA the drug content of the gel rose at 40 and 50%, which suggests a true limit below the cited 40% although at least 80% release is still reached at 40% [deac2023a C14, R3, R14]. For four phenolphthalein analogues the limit trends with the PVPVA content of the hydrophobic phase formed by water-induced separation, and strong drug–polymer interactions are proposed to lower it by shifting the plait point to a lower drug/polymer ratio deac2023b C67, C63. The papers of 2023–2025 add two causes beside drug–polymer interactions and drug Tg: the polymer's molecular weight (clotrimazole–PVP below 5% with K12 and K17, 20% with K25 and about 33–38% from K29/32, near the entanglement weight) and the critical point of the drug–polymer–water phase diagram, whose loading followed the cited limits of four phenolphthalein analogues within 7% [deac2024a R12, C37; deac2024b R37, C59]. The PVP paper defines the limit operationally as the highest loading releasing more than 80% of the drug [deac2024a C36].

Findings

ASD process: F21, F38, F48. Release mechanism and LoC: F6, F7, F8, F9, F10, F11, F13, F14, F17, F18, F19, F21, F22, F25, F26, F27, F29, F30, F31.

Related concepts

ends congruent release; above it release is incongruent and drug-controlled. Marked by the falling-off-the-cliff effect; proposed to follow from phase separation kinetics of the hydrating surface; above it a drug-rich barrier layer forms; not ranked by lipophilicity; lowered by drug-polymer hydrogen bonding; depends on the wet glass transition temperature against the test temperature; set by phase inversion near the critical point, or lower by nanodroplet agglomeration when chains are below the critical entanglement molecular weight.

Formulas

molar drug loading, surface-normalized release rate, mole-based limit of congruency.

How it is measured or obtained

From the last drug loading in a series with congruent release of drug and polymer; the criterion varies (simultaneous release; at least 80% of drug released) and each value is the last loading tested, so the threshold lies between it and the next loading [deac2024a C36; saboo2020a X11; hiew2022a X17]. In the release-mechanism papers: from a loading series dissolved as constant-area compacts with drug and polymer assayed (see F1); an earlier film study read the same switch from LLPS in the medium [indulkar2019a A1; saboo2019 A2; purohit2017b R11]. Loadings can be expressed in mol% [saboo2019 E1]. Later criteria: last congruent loading by 5-min rates [saboo2020 C14]; congruent with at least 80% of the drug in 90 min [que2021 P9]; highest loading without a significant drug–polymer difference by t-test yang2021 P17; highest loading with good drug release, no stated criterion [hiew2022b X6].

Values in the library
materialvalue or classconditionspaper ids
ritonavir–PVPVA25% DL; 30% initially congruent then incongruenttablets, pH 6.8, 37 °C[indulkar2019a C2, C32]
felodipine, five polymersPVP 10, PVPVA 15, HPMC 10% DL; HPMCAS and EUDS no limit to 50%30% DL test set[saboo2020a R15]
ledipasvir–PVPVA5% DL (between 5 and 7.5%); 30% with 5 wt% SDS (5 parts per 100 parts drug and polymer); 7.5% with poloxamer 407compacts[que2019 C10, R9, C12]
atazanavir–PVPVA5% DL; 10–15% with surfactants (10% with SDS or CTAB, 15% with Span 80)compacts[correasoto2022b C12]
clopidogrel–PVPVAabout 40% DL; 50% with SDScompactscorreasoto2022a C46, C55
lumefantrine–PVPVA35% DLcompacts[hiew2022a C31]
loratadineHPMCAS 20% at 37 °C, 5% at 5 °C; PVPVA 30% and 2%compactsyang2021 R22
BCL–PVPVAbetween 10 and 20% DL (not located)powders, polymer by size-exclusion chromatography[moseson2022b R6, R7, X15]
coated RTV–PVPVA tabletseffective limit described as below the 10 and 20% DL studiedconfocal, tablets[benson2025 C34]
ITZ–PVPVAswitch between 25 and 20% (spray-dried), 20 and 10% (melt-extruded)0.1 N HCl, compacts[bhardwaj2018 X6, R4]
ritonavir films with PVP; PVPVALLPS up to 20%; only at 10%25 °C, 100 mM pH 6.8purohit2017b R10, R11
nilvadipine; cilnidipine in PVPVA10% (6 mol%); 15% (7 mol%); switch at about 6–9 and 7–9 mol%pH 6.8, 37 °C[saboo2019 R5, R6, C14]
indomethacin; its methyl ester in PVPVA10%; at least 25% (5-min rates)37 °C[saboo2020 C14, P5]
indomethacin–PVPVA10% (25–57 °C), 5% (17 °C), below 5% (10 °C)temperature series[saboo2020 R29]
PHPH, TIPP, Me-TIPP, Me-PHPH in PVPVA5, 10, 30, 40%; 0.016, 0.012, 0.035, 0.115 mol per 100 gpH 6.8 (TIPP 2.5)[que2021 R19, R20, P9]
felodipine–PVPVA with 0, 2, 5, 10% TPGS15, 25, 35, 45%pH 6.8[saboo2021 R12, P6]
lumefantrine free base; eight salts in PVPVAat least 35%; 2–25%drug release only[hiew2022b R20, X7]
atazanavir–PVPVA with 5 g plasticizer per 100 g5 → 7.5–25% (citrate esters 20–25%)compacts, pH 6.8, 37 °C[correasoto2023 R1, C12]
ledipasvir–PVPVA with 10 g TEAC, TBC; GTB5 → 15; 20%same[correasoto2023 R11, C17]
ritonavir–PVPVA with 5 g GTB or TBCcomplete release at 30%, not at 35% (cited limit 25%)same[correasoto2023 R14, R16]
MePHPH–PVPVA 40%; 50%gel drug content 40 → 49%; 50 → 59.5% over 30 minscraped gel, dry basis[deac2023a R3]
PHPH, TIPP, MeTIPP, MePHPH–PVPVAlimit 5 / 10 / 30 / 40% (cited) against PVPVA in nanoparticles ≈77 / 36.5 / 9 / 5 wt%nanoparticles at 60 °Cdeac2023b R8, R3
clotrimazole–PVP K12, K17, K25, K29/32, K60, K90<5, <5, 20, ≈33, 35, ≈38%compacts, pH 8.0, >80% drug in 90–120 min[deac2024a R12, X5]
PHPH, TIPP, MeTIPP, MePHPH in PVPVAcited 5, 10, 30, 40% against critical-point loadings ≈3.7, 13.7, 32.6, 33.2%PC-SAFT phase diagrams, 37 °C[deac2024b R37]
ritonavir–PVPVA + 10 parts Span 20 or Span 85between 30 and 40% (cited 25% without)compacts, pH 6.8[yang2023 R2, R1]
Pitfalls and disagreements

The limit depends on temperature, drug, polymer and additives, and on how it is defined; the lopinavir–HPMC films of F14 show that phase separation can raise release above a loading at which the miscible film is already drug-controlled [li2019 R2]. For ritonavir–PVPVA the next loading above 25% was 30% in the later release studies [yang2022a C15]. For coated ritonavir–PVPVA tablets the shift is inferred because polymer release was not measured [benson2025 X18]. The ritonavir release at the first failing loading (30%) differed about 1.6-fold between two series [indulkar2019a X3]. The molar loadings of the dihydropyridine study cannot be reproduced with one convention [saboo2019 X2]. The coincidence of interaction saturation with the ledipasvir limit "may be coincidental" [que2019 C45]. The link to water-induced phase separation rests on films and humidified compacts, not on dissolving tablets [indulkar2019a X6; saboo2019 X10]. The same pair gave different limits by LLPS in films at 25 °C and by congruency in tablets at 37 °C (ritonavir–PVPVA, 10–20% against 25%) [purohit2017b R11; indulkar2019a C2]. Limits from 5-min rates and from 30-min release differ for a fast crystallizer [saboo2020 X7, R8]; hydrogen bonding and Tg go together across drugs and are hard to separate yang2021 C25; correasoto2022a C49. In the 2022 ritonavir imaging paper release below 30% was measured only at 20%; the 25% limit is cited [yang2022a X7]. The MePHPH limit is given as 40% from an earlier paper, while the methods of the 2023 interface paper call 30% "at the LoC" [deac2023a X1]. The plait-point mechanism is drawn on schematic diagrams; no ternary diagram, tie line or plait point was measured deac2023b X14. The phase-diagram paper did not measure release: its limits are cited, and the MePHPH data it shows place the limit only between 30 and 50% [deac2024b X9]. In the PVP paper the 80% criterion is applied at an unstated time in tests of 90 or 120 min, with some profiles still rising [deac2024a X6]. For ledipasvir with SDS the 2019 study gives 5 → 30% [que2019 C10, C12], while the 2023 surfactant paper cites the gain as 7.5 → 30% [yang2023 R27]. The PHPH critical-point loading is 3.7% as the paper states; read from its PHPH–PVPVA–water diagram (about 2.6 wt% PHPH, 59.5 wt% PVPVA) it is about 4.2% (synthesis: 2.6/(2.6 + 59.5) ≈ 0.042), see critical point [deac2024b R37].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

liquid-liquid phase separation

The splitting of a highly supersaturated aqueous drug solution into a water-rich continuous phase and a dispersed, non-crystalline drug-rich phase, before crystals form; the authors call it glass–liquid phase separation when the drug-rich phase is a glass ilevbare2013a C2; indulkar2015 C38. The concentration at which it starts is called the LLPS concentration, CL-L or coexistence concentration, and in this chapter equals the amorphous solubility within the accuracy of the methods ilevbare2013a C14, C3. It was earlier discussed as "promiscuous aggregation" in screening assays and as "oiling out" in crystallization ilevbare2013a C7, C9, C35. The papers of 2017–2022 add a weak base shifted from simulated gastric fluid to pH 6.5: pazopanib gave a milky, bluish solution at once, with particles of 495.9 nm (145.4 nm with 50 µg/mL HPMC) and no particles at a dose below its amorphous solubility sugihara2018 R14, R15, R20, and ibuprofen droplets that measured 3182–5313 nm in buffer and 268–345 nm with HPMC or PVP-VA ueda2020b R5. New aspect (Bioperformance): the two phases are in metastable equilibrium with equal activity raina2014a C3, C4, C33; indulkar2016 C1; hate2018 C5. For high-Tg drugs such as telaprevir the term glass–liquid phase separation is used mosqueragiraldo2018b M1. Drug-rich spheres were also found by SEM in pooled human intestinal fluid, the first such demonstration according to the authors elkhabaz2019b R4, C24; a crystalline co-drug lowers the concentration at which atazanavir separates alkalla2026 C2. New aspect (Supersaturation from ASD dissolution): dispersion dissolution, unlike dissolution of a neat amorphous drug, can push the concentration past the amorphous solubility, so that LLPS follows dissolution and precedes crystallization jackson2015 C7, C29; the colloids of rapidly dissolving ritonavir dispersions "highly likely" originate from LLPS [ilevbare2013d C33].

Findings

Amorphous solubility and LLPS: F1, F2, F3, F4, F5, F8, F9, F11, F13, F15, F16, F22, F23. Bioperformance: F1, F2, F4, F5, F10, F18, F19, F27. Supersaturation from ASD dissolution: F7, F9, F10.

Related concepts

produces the drug-rich phase; special case glass-liquid phase separation; sets the amorphous solubility; described by the binodal and spinodal decomposition; grows by droplet coalescence; precedes crystallization (a precursor, F3). Produces drug-rich nanodroplets; related to metastable equilibrium.

Formulas

binodal condition, amorphous solubility advantage with water-sorption correction, ideal-mixing reduction of amorphous solubility.

How it is measured or obtained

By extinction at a non-absorbing wavelength during slow addition of a drug stock, by a polarity-sensitive probe or the drug's own fluorescence, by DLS or NTA sizing of the droplets, by ultracentrifugation of the phases, by NMR of dissolved drug, by a flux break, and by a solvent-free pH-shift titration for weak bases ilevbare2013a P5, P10, P11; almeidaesousa2015 P1, P2; mosqueragiraldo2015 P10; trasi2015a P6; indulkar2015 P10 (F4). In the Bioperformance papers: rise of extinction on solvent shift; turbidity without birefringence under polarized light raina2014a R4, C12; droplet size and number by NTA or DLS indulkar2016 P4; hate2018 R6, R7; the 369 nm fluorescence band of atazanavir hate2018 P6, C18; the flux plateau; antisolvent titration read by 450 nm extinction alkalla2026 P7, C16; the drug's own fluorescence intensity and SEM of the centrifuged pellet elkhabaz2019b R3, R4, C17. During dispersion dissolution: the pyrene ratio, with the onset read as the UV concentration at the pyrene drop; stepwise dissolution with dilution; turbidity titration with polymer present [jackson2015 P3; ilevbare2013d P4, P2].

Values in the library
materialvalue or classconditionspaper ids
ritonavir dropletsabout 345 nm at 1 min, about 842 nm at 64 minwater, 37 °C, single addition at the onsetilevbare2013a R3
ritonavir drug-rich phase94.85–95.97% drug, 4.03–5.15% water, Tg 0.4 °C10–50 °C, ultracentrifugedilevbare2013a R5, R6
weak-base dropletsZ-average about 116–387 nmclotrimazole, atazanavir, nicardipine, 37 °Cindulkar2015 R14
telaprevirspecies about 300 nmpH 6.8, 37 °Cmosqueragiraldo2015 R5
ritonavir dropletsabout 360 nm at 30 µg/mL100 mM pH 6.8, 25 °Ctrasi2015a R15
pazopanib colloids495.9 nm without, 145.4 nm with 50 µg/mL HPMC (DLS); NTA about 50–650 nmpH 6.5 after pH shift, 37 °Csugihara2018 R15, R16
ibuprofen droplets3182–5313 nm (buffer); 272–345 (HPMC); 268–320 (PVP-VA); 472–808 nm (EUD-E)pH 2.0 (D2O), 37 °C, freshueda2020b R5
felodipineonset 5.70–13.4 µg/mL20–45 °C, bufferraina2014a R1
nifedipineLLPS only with 1 mg/mL HPMC: 30.86–88.89 µg/mL20–45 °Craina2014a R1, R5
clotrimazoleonset 7.5 µg/mL; droplets 111–257 nmpH 8indulkar2016 R2, R4
atazanavir78 µg/mL; droplets 204–226 nmpH 6.8hate2018 R2, R6
ritonavironset about 38 µg/mL in waterUV extinctionilevbare2013a R2
enzalutamideonset about 42 µg/mLpH 6.5, 37 °Cwilson2018 R2, C16
atazanavir, darunavir93.1 and 363.8 µg/mL (antisolvent, 450 nm)pH 6.8, 37 °Calkalla2026 R3, C16
pretomanidabout 166 µg/mL in buffer, 308 in FaSSIFpH 6.5, 37 °C[nguyen2023a P2, R2]
danazol dispersions (eight)onset about 6.0–10.4 µg/mL against 8 µg/mLpH 6.8, 25 °Cjackson2015 R5, M1
ritonavir–PVP dispersion, stepwiseonset between 10 and 20 µg/mL37 °C[ilevbare2013d R1, X8]
ritonavir, 180 µg/mL PVP / PAA / HPMC / HPMCAS / CAAdP 0.8518.3 / 18.3 / 18.7 / 18.2 / 21.3 µg/mL (18.2 without)titration, 37 °C[ilevbare2013d R10]
Pitfalls and disagreements

Extinction alone cannot tell droplets from crystals, and a fast crystallizer may crystallize before it phase separates (griseofulvin without polymer) almeidaesousa2015 C16, C18. The ritonavir phase diagram rests on four binodal points between about 11 and 29 °C ilevbare2013a X17. Droplet size grows with time by coalescence and varies with drug and technique ilevbare2013a R3, C18. In SDS the 369 nm band that marks the atazanavir drug-rich phase in buffer appears from about 200 µg/mL, far below the amorphous solubility of about 1450 µg/mL, so a spectral marker has to be checked in the micellar medium indulkar2017a R17, R18, C27; extinction rose on the first addition to STCDC and SGCDC without visible turbidity lu2017b R4. LLPS is seen only if nucleation is slow compared with phase separation; the metastable zone for LLPS is "small" by the authors' reading raina2014a C30, C32. Turbidity does not tell LLPS from crystallization without a crystal-specific method elkhabaz2017 C30. Above the onset an inhibitor can still fail: pretomanid with HPMCAS-HF crystallized within minutes in the presence of droplets (F27) [nguyen2023a R7, C13]. A polymer in the droplets lowers the onset (F19) ueda2020a R1, C13. In the danazol dispersion study the overshoot above the amorphous solubility before LLPS was inferred from UV, which is unreliable there jackson2015 X12; a slowly releasing dispersion (50:50 HPMCAS danazol) never reached it jackson2015 C33.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

local equilibrium

Evidence table: local equilibrium. Content from the release-mechanism chapter (2023–2025).

The assumption that phase separation in a hydrating dispersion is at least as fast as water penetration, so that the phases at each depth of the gel layer are in pseudo-equilibrium with the local water content and their compositions can be read from the equilibrium ternary diagram [deac2023b C38; deac2023a C70]. The gel surface, with water activity near unity, can equilibrate with the solution and resemble the dilute nanoparticle composition, while deeper layers with less water reach other regions of the diagram deac2023b C61. Compacts above the limit formed a surface barrier "in pseudo-equilibrium" with the aqueous phase deac2023b C3. The 2024 phase-diagram paper assumes that the separated phases reach local equilibrium at once along the hydration path, "likely" valid for MePHPH and PHPH because both drug-rich phases are rubbery at 37 °C, and expects high-Tg drugs "may not" conform [deac2024b C48, C49, C50, C54].

Findings

Release mechanism and LoC: F25, F27, F30.

Related concepts

lets the ternary phase diagram, its binodal and tie lines describe the gel layer; needs a mobile phase, related to the wet glass transition temperature.

Formulas

none.

How it is measured or obtained

Indirectly: time for nanoparticle composition to settle and for compact surfaces to reach a constant composition deac2023b C38, R2, R6, R7, and comparison of the released hydrophobic phase with equilibrated nanoparticles, with its Tg against the test temperature [deac2023a C39, R12].

Values in the library
materialvalue or classconditionspaper ids
PHPH and MePHPH nanoparticles with PVPVAcomposition settled within 5 min37 °Cdeac2023b C38, R2
PHPH and MePHPH compact surfaces above the limitpseudo-equilibrium within 10 minATR-FTIRdeac2023b C38, R6, R7
hydrophobic phase released from 30% MePHPH; 5% PHPHTg 16.8; −5.8 °C, both below 37 °CDSC[deac2023a R12, C39]
Pitfalls and disagreements

The assumption "may be valid" when the hydrophobic phase is mobile; dispersions whose hydrophobic phase has a high Tg need further work [deac2023a C70].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

matrix crystallization

Crystallisation of the amorphous solid itself while it is in contact with the medium, before the drug has dissolved (also called solid-mediated crystallisation), in competition with dissolution and with crystallisation from solution [moseson2021 C1, C27]. Bicalutamide–PVPVA is the case in point of the ASD process papers: a hydrated, polymer-depleted, drug-rich solid that is "likely" below its Tg at 37 °C becomes mobile enough to crystallise in place, a surface-driven reaction triggered by hydration and polymer loss [moseson2021 C55, C56, C59]. Moseson (2022) tested the route across loadings: bicalutamide–PVPVA at 5 and 10% loading released drug and polymer together and escaped it, whereas 20–50% loading, cryomilling and cryomilled surfactant-containing powders raised the risk. The authors call it surface-mediated: a polymer-depleted, drug-rich boundary layer forms, crystallizes and "could prevent release" [moseson2022b C36, C39, C43, R6, R7]. In posaconazole–HPMCAS at 50% loading a 12 nm coating went with a much lower SHG signal after 3 h and higher release, which the authors suggest is a delay of matrix crystallization [moseson2023 R15, R18, C40]. New aspect (Bioperformance): crystallization inside the undissolved ASD particle during dissolution, as against crystallization from solution mosqueragiraldo2018b C40; elkhabaz2017 C34. The poor exposure of the 10% enzalutamide–HPMCAS dispersion was attributed to rapid matrix crystallization on contact with water; the printed evidence is crystals in the medium and a 10 µg/mL maximum wilson2018 C56, X11. New aspect (Supersaturation from ASD dissolution): in the first study of the two routes it is called "crystallization from matrix": the amorphous particle converts to crystal on contact with the medium, against nucleation and growth from the supersaturated solution [alonzo2010 C43, C47]. If it is faster than dissolution, no concentration above that of the crystal can be reached, because the crystal is what dissolves [alonzo2010 C33]. The papers of 2015–2018 show that the dispersion polymer and its share decide it: resveratrol dispersions needed 80–95% cellulosic polymer to stay amorphous in buffer, PAA failed for celecoxib "irrespective of the drug loading", and an inhibitor dissolved in the medium cannot reach it [wegiel2015 R14; xie2016a C33, C31; xie2015 C35].

Findings

ASD process: F27, F28, F29, F38, F39, F40, F41, F46. Bioperformance: F9, F11, F12, F23, F26, F27, F30. Supersaturation from ASD dissolution: F1, F2, F3, F16, F24, F27.

Related concepts

contrasts with desupersaturation; accelerated by residual crystallinity; not blocked by crystallization inhibition by polymers in solution; accompanies incongruent release and surface drug enrichment; related to surface crystallization; avoided by congruent release; fed by the drug-rich surface layer; delayed by an atomic layer coating in one posaconazole system. Contrasts with solution crystallization; favoured by drug loading; part of crystallization during dissolution; related to plasticization by water.

Formulas

None specific; the competition with dissolution is set out with the Noyes-Whitney equation [alonzo2010 E3].

How it is measured or obtained

Time-lapse polarised light microscopy of particles in buffer, in-line Raman of a slurry resolved by MCR-ALS, XRPD and SEM of recovered solids, polymer release by size-exclusion chromatography, and dissolution at several doses read for plateaus below the amorphous solubility and a falling fraction dissolved [moseson2021 P14, P15, P16, R17, R18, R19]. SEM, SEM-EDX (fluorine occurs only in the drug, F/F0) and confocal fluorescence of compacts exposed face down to medium for 5–60 min; Raman slurries resolved by MCR-ALS for the form 2 time course [moseson2022b P12, P14, P15, P16, P17]. SHG of particles after 3 h in buffer [moseson2023 R18]. Polarized light microscopy of particles in buffer mosqueragiraldo2018b R18; SHG elkhabaz2017 P10; indirectly, a flux ceiling not reached mosqueragiraldo2018b R16. In the ASD dissolution papers: in situ Raman of aqueous slurries with a PLS model for crystallinity or marker bands, PXRD of wetted powder after 15 min, and polarized light microscopy of wetted particles [alonzo2010 P5, P6, P8; raina2014b P4, P6, P10]; the 1630/1605 cm−1 Raman ratio of resveratrol slurries, also in a medium where the enteric polymer does not dissolve (pH 1.2) [wegiel2015 P7, A3]; the amorphous Raman shoulder near 1598 cm−1 of celecoxib slurries [xie2015 P3, R3]; polarized light of residues retrieved after the release peak [xie2016a P6].

Values in the library
materialvalue or classconditionspaper ids
BCL–PVPVA 30:70, crystal-freeform 2 begins at 20–30 min (half conversion about 36 min); plateau about 37–38 µg/mL against an amorphous solubility of 150 µg/mL60 and 150 µg/mL doses, pH 6.8[moseson2021 R12, R13, R19]
BCL–PVPVA with residual or added form 1 crystalsform 1 first detectable at about 15 min (S/155), 7 min (M/155), from the first spectrum (10% seeds)Raman slurry, 10 mg/mL[moseson2021 R21]
amorphous nifedipine (outside)crystallises mainly by the matrix route within about 10 min; PVP, HPMC or HPMCAS in solution do not change onset or routebuffer, 25 °C[raina2014b C10, C11]
celecoxib dispersions (outside)polymers dissolved in solution cannot inhibit crystal formation in the matrixhigh drug loading[xie2015 C35]
telaprevir 50% HPMCAS (outside)slow, incongruent release; HPMCAS leaves about twice as fast as the drug, leaving a drug-rich layeroptical micrographsmosqueragiraldo2018b C40, C43
enzalutamide 10:90 HPMCAS (outside)rapid matrix crystallisation on contact with waterdissolutionwilson2018 C56
posaconazole ASDs in acid (outside)matrix crystallisation about 68% at 50% DL, about 0.05% at 25% DLSHG over TPE-UVF, 30 min[elkhabaz2019a R20, C38]
BCL–PVPVA 5 / 10 / 20 / 30 / 50% DL powdersend level about 91 / 96 / 88 / 86 / 73% of the dose; polymer ahead of drug from 20% DLdose of at most 30 µg/mL, pH 6.8[moseson2022b R6, R7]
30% and 50% DL compacts, 1 hdrug-rich boundary layer of 94 ± 8 µm with crystals (F/F0 1.41 ± 0.10); 5–10 µm crust of crystalsSEM-EDX[moseson2022b R15]
30% DL cryomilled 2 and 5 minabout 50 and 49% of the dose, plateau about 15 µg/mLsame[moseson2022b R4]
10% DL after 10 min of cryomilling or extrusion and 30 s of millingabout 93% of the dosesame[moseson2022b R8]
30% DL with 3% TPGS, cryomilled 5 minstops at about 60% (about 18 µg/mL)same[moseson2022b R12]
50% PCZ–HPMCAS, small particles, uncoated against 12 nm Al2O3SHG 126.7 against 3.7; about 3.35 against 5.1 µg/mL at 3 hsingle stage, pH 6.5[moseson2023 R18, R15]
telaprevir 50% HPMCAS ASDbirefringent domains in the particle at 20 min; 0.65 µg/minpH 6.8mosqueragiraldo2018b R16, R18
telaprevir 47.5:47.5:5 SDS ASDnone visible; 1.07 µg/minsamemosqueragiraldo2018b R16, R18
ezetimibe PAA ASDcrystals within minutes, inferred from the matrixbuffer, FeSSIFelkhabaz2017 C34, R12, R16
posaconazole ASDs 10 / 25 / 50%SHG crystallinity 0.3–0.4 / 3–4 / 19–26%60 min FaSSGF[shah2024 R21]
posaconazole ASDs50% DL final crystallinity about 250 times that of 25% DL[elkhabaz2019a R18]
enzalutamide 10:90 HPMCAS-MF ASDpeak about 10 µg/mL, crystals in the mediumpH 6.5, 100 µg/mL totalwilson2018 R6, C56
pretomanid HPMCAS-HF ASD tabletscrystalline drug in the particles after FeSSIF at pH 5.5 and below, and after a 1 h gastric stagePXRD and SEM, 30 mg in 150 mL[nguyen2023a R20, R22]
neat amorphous felodipine≈54% crystalline at 1 min (37 °C); 50% after about 8 min (25 °C)pH 6.8 slurry[alonzo2010 R2]
felodipine with 500 µg/mL PVP, HPMC, HPMC-AS in the medium50% crystalline at ≈20.5, ≈18.5, ≈13.5 min37 °C[alonzo2010 R6]
neat amorphous indomethacinα form present at 90 min, like pure α at 120 minpH 2, 37 °C[alonzo2010 R12]
nifedipine 50:50 dispersions (PVP shown)particles not birefringent; crystals form in the solutionpH 6.8[raina2014b R13, X18]
nifedipine–HPMCAS 50:50 at pH 2matrix amorphous for 3 hpolymer barely soluble[raina2014b R15]
celecoxib–HPMCAS 33.3% particles in pH 3 suspensioncrystals on or in particles after about 7 days (Triton X100), none in 48 h25 °C[chen2015a R20, R14]
resveratrol 35% with HPMC / HPMCAS / CMCABRaman ratio ≈0.87 / ≈0.84 / ≈0.81 (crystal 0.76) within hourspH 6.8, 37 °C[wegiel2015 R9]
resveratrol, minimum polymer to prevent it80% HPMC, 85% HPMCAS, 95% CMCABpH 6.8, 37 °C[wegiel2015 R14]
neat amorphous celecoxibcomplete within an hour; crystals on the particles from 2 minpH 6.8, 37 °C[xie2015 R4, R8]
celecoxib–PVP-K12 50%crystalline within 4 h in a slurrypH 6.8, 37 °C[xie2015 R4]
celecoxib–PAA 5:5 and 1:9, HPMCAS in the mediumrelease stopped at about half; needles in the residuepH 6.8, 37 °C[xie2016a R9, R10]
lopinavir 50% with EUD, CAP / HPMCPcrystals by 8–16 h / none at 48 hpH 3, 25 °Cli2018 R7
delamanid salt dispersions, films after 1 h in acidclear at pH 1.6 (HPMCP); crystals at pH 3.0 on all but HPMCP-55; small crystals on every film at pH 5.025% drug, 37 °C[nguyen2023c R19]
same, powderspitted, porous HPMCAS surfaces with agglomerates increasing with pH; HPMCP-50 covered at pH 5.01 h in acid[nguyen2023c R18]
delamanid dispersions in HPMCP, films with and without a 2 µm Eudragit L 100-55 layerstar- and needle-shaped crystals on every uncoated film; none under the layerpH 3.0, 1 h[nguyen2023b R3, R6]
posaconazole–HPMCAS dispersionscrystals by SHG in every system after 30 min in FaSSGF, more numerous after transfer37 °C[elkhabaz2019a R16]
Pitfalls and disagreements

The hydrated-solid mobility mechanism was not measured (the wet Tg of amorphous bicalutamide could not be determined) and the kinetics come from slurries far above the dose concentrations [moseson2021 R27, X8, X11]. Attribution to the matrix route is often inferred: crystals could instead nucleate in the concentrated boundary layer around the dissolving particles, or the evidence is crystals in the medium and a low maximum without a solid-state analysis [xie2016a X6; wilson2018 X11]. Solution-mediated growth is not absent at high dose [moseson2021 X4]. The results and the discussion of the 2022 study disagree on whether 20–30% loading crystallized, the crystals of the compacts were identified by shape and not by diffraction, and the polymer-depleted state of the crust is inferred from a dye [moseson2022b X14, X16, X18]. The Tg and composition of the hydrated layer were not measured [moseson2022b C60]. One micrograph without XRPD supports the telaprevir case mosqueragiraldo2018b X13. Matrix and solution crystallization were not separated for enzalutamide: no solid-state analysis of the wetted dispersion is shown (F9) wilson2018 X11. In the ASD dissolution papers, slurries held far more solid per unit of polymer than dissolution vessels (about 500–750-fold for felodipine), so their lag times rank systems but do not give the time scale in dissolution [alonzo2010 X5]. The proposal that crystallization starts at the particle surface and that dissolved polymer delays it there was not tested [alonzo2010 C36]. For felodipine at 25 °C the fall after the peak may come from the matrix as well as from solution [alonzo2010 X6]. The PVP-K12 celecoxib dispersion crystallized in a slurry yet released fully in dissolution [xie2015 R4, R6]. PXRD found no crystals in delamanid dispersion powders after 1 h in acid, a method that detects about 1–5% crystallinity, so the crystal mass that harmed release was small [nguyen2023c R15, R16, C46].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

melt viscosity

The steady-shear viscosity of a drug melt at Tm (ηmelt) and below it in the undercooled range; its rise on cooling is expressed as the ratio \eta/\eta_{melt} [baird2012 P1, E7]. It stands for the molecular mobility that nucleation and growth need [baird2012 C4].

Findings

F5, F12.

Related concepts

measures molecular mobility for crystal growth rate and nucleation; used to obtain fragility; related to Tm − Tg temperature gap and glass-forming ability.

Formulas

Vogel-Tammann-Fulcher equation, linear fit of melt viscosity on Tm − Tg.

How it is measured or obtained

Parallel-plate rheometry at 30 s⁻¹, stepwise from Tm downward with remelting between steps [baird2012 P1]; fitted with the VTF equation [baird2012 P5]; in drug–polymer melts by the same method [tian2017 R13].

Values in the library
materialvalue or classconditionspaper ids
benzamide2.86 × 10⁻³ Pa·s, the lowestat Tm[baird2012 R1.b]
ritonavir1.99 Pa·s, the highestat Tm[baird2012 R1.ah]
felodipine; nifedipine154.0 and 36.20 × 10⁻³ Pa·sat Tm[baird2012 R1.u, R1.q]
class I-A; class III averages≈0.005 and ≈0.11 Pa·s at Tm; ≈0.014 and ≈0.53 Pa·s at 20 °C undercoolingclass averages[baird2012 R8]
17 drugs\eta(T_m) falls linearly with Tm − Tg, R^2 = 0.7368data of baird2012[trasi2014a R9]
indomethacin with 10% PVPhigher viscosity than with HPMC or HPMCAS at 80–105 °C; pure indomethacin crystallized during measurementrheometry[tian2017 R13, C19]
indomethacin in a polymermatrix viscosity falls quickly as the drug plasticizes the polymerhot melt extrusion[moseson2018 C45]
Pitfalls and disagreements

Single runs at one shear rate; shear itself promoted nucleation at the plate [baird2012 X12, C8]. The link to crystallization is an association across classes, not shown within classes [baird2012 X15]. Viscosity does not fully describe felodipine mobility in PVP dispersions [kestur2010b C24].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

melting point depression

The lowering of the melting temperature of a crystalline component by the second component of a miscible mixture. Marsac and co-workers describe it as a manifestation of the reduced thermodynamic activity of the drug in the polymer: the dispersed drug reaches the chemical potential of the crystal at a lower temperature [marsac2006b C39]. In drug–PEG dispersions both branches of the liquidus are depressed, the drug's by dissolving in molten PEG and PEG's by dissolved drug, until they meet at the eutectic [baird2011 E1, E2]. Whether a pair shows depression separates miscible from immiscible pairs [marsac2009 C12]. New aspects (Miscibility and drug-polymer interactions): For drugs in amorphous polymers the depression is the visible sign of a miscible pair and the route to χ: pairs reported miscible lower the melting point of the drug, immiscible or partially miscible pairs show little or none, and a depression beyond the entropy-only (athermal) prediction means negative χ [marsac2009 C5, C12]. The offset of the melting endotherm is used because it gives the melting point at the final composition if mixing is complete [marsac2009 C16]. New aspect (ASD process): for an amorphous polymer the depressed melting point at a fixed composition is called the critical temperature Tc (the temperature at which the last drug crystal has dissolved in the polymer); it is the crystalline solubility temperature of that composition and the lowest product melt temperature at which a crystal-free extrudate is possible in theory, but it is not an upper or lower critical solution temperature [moseson2018 P2, C43]. A negative Flory–Huggins \chi adds depression beyond the combinatorial entropy [moseson2018 C9]. New aspect (Physical stability): used as the test of whether a few percent of polymer lowers the driving force for crystallization: no depression means no thermodynamic route [kestur2010b C25, C26].

Findings

PEG dispersions: F1, F2, F3, F4, F8, F10. Miscibility and drug-polymer interactions: F6, F7, F8, F9, F11. ASD process: F8, F9, F17, F19, F35, F36, F41. Physical stability: F4, F18, F22, F28, F29.

Related concepts

part of temperature-composition phase diagram; measured by liquidus temperature; depends on enthalpy of mixing and Flory-Huggins interaction parameter; reduces degree of supercooling; related to eutectic; measures Flory-Huggins interaction parameter through the Flory–Huggins relation; depends on drug-polymer miscibility and on the glass transition temperature of the polymer; related to thermodynamic driving force for crystallization. Measured to give formulation critical temperature; sets the lower bound of the HME operating design space.

Formulas

Flory-Huggins melting point depression, Lacoulonche liquidus model.

How it is measured or obtained

By hot-stage polarized light microscopy as the temperature at which the last crystal melts (1 °C/min) and by DSC offset melting (1 °C/min), on fused or physical mixtures that are ground and stored dry [baird2011 P2, P3; zhu2011 P3, P4; zhu2012 P9, P10]. For amorphous polymers the offset is extrapolated to 0 °C/min [moseson2018 R5]. An interaction parameter follows from the slope of the Flory–Huggins relation at 50–80% drug [zhu2011 P5]. In the PVP studies: physical mixtures of sieved crystalline drug and polymer (45–75 µm or 45–90 µm), dried for a week over phosphorus pentoxide or nitrogen, geometric mixing, modulated DSC at 1 °C/min under nitrogen, onset (marsac2006b) or offset (marsac2009) of the melting endotherm [marsac2006b P1; marsac2009 P1]. Only polymers that are liquid-like at the drug melting point work: PVP K12 (Tg 100 °C) gave depression, PVP K29/30 (Tg 168 °C) at 10 °C/min essentially none [marsac2006b C29, R11, M3, M4]. The fit uses data over 0–0.25 polymer fraction [marsac2006b R8]. In the extrusion work: cryomilled physical mixtures at 40–90% drug loading (DL), triplicate preparations, 3–5 mg scanned from 25 to 180 °C at six heating rates (0.5, 1, 2, 3, 5, 10 °C/min); the melting point offset temperature is fitted with a second-order polynomial against heating rate and extrapolated to 0 °C/min to give Tc [moseson2018 P1, P2, E7]. The offset rises with heating rate, for 50/50 IDM:PVPVA from about 133.2 °C at 0.5 °C/min to about 146.1 °C at 10 °C/min [moseson2018 R3.f]. In the felodipine growth work: DSC offset of the bulk melting endotherm at 1 °C/min of crystalline felodipine cryomilled with 3% PVP K-12; not possible for higher PVP grades, whose Tg lies above the drug melting point [kestur2010b P6].

Values in the library
materialvalue or classconditionspaper ids
benzocaine in PEG 3350melting around 89 °C neat, eutectic around 48 °C; text of the other paper: 92 °C neat and about 55 °C for the 20/80 blendfused dispersions[zhu2012 C32, M3; zhu2011 R1]
ibuprofen; fenofibrate in PEG 3350about 30 °C; about 20 °C by the text, about 24 °C by the ploteutectic depression[zhu2012 C34, X11, R24]
chlorpropamide, aceclofenac in PEG 3350liquidus at 40 wt% drug about 55–56 and 86–88 °C against about 98 and 135.5 °C predictedDSC and hot stage[baird2011 R5.e, R6.e]
nifedipine, felodipine in PVP K12decreased linearly over 0–25 wt% polymer; \chi −3.8 and −4.21 °C/min, small particles[marsac2006b R7, R9]
indomethacin in PVP K12\chi −6.16 (onset), −1.94 (midpoint), −0.82 (offset)1 °C/min[marsac2009 R6]
indomethacin in PVPVAabout 30 °C at 50% drug loading; 1–4 °C below 30% polymerDSC offsets[moseson2018 R6]
probucol in PEOmelting point 101 °C, Form II only, "may be due to" depressioncompression-moulded dispersion[broman2001 R4.f, C20]
nifedipine in PVP K12onset ≈171 → ≈156.5 °C; ≈144.5 °C at Φ ≈ 0.3831 °C/min[marsac2006b R6]
felodipine in PVP K12onset ≈141 → ≈122 °C; ≈115.5 °C at Φ ≈ 0.3831 °C/min[marsac2006b R6]
indomethacin in PVP K12offset ≈161.5 → ≈155 °C; onset ≈160 → ≈135.5 °CΦ ≈ 0.23[marsac2009 R2]
ketoconazole in PVP K12offset ≈150.0 → ≈147.5 °CΦ ≈ 0.23[marsac2009 R3]
itraconazole with Eudragit E100offset ≈168.0 → ≈167.4 °Cpolymer fraction up to ≈0.54[marsac2009 R4]
felodipine with 3% PVP, PVP/VA, HPMCAS, PVAc140.7, 142.9, 141.4, 142.6 °C against 141.5 °C: noneoffset, 1 °C/min[kestur2010a R1]
indomethacin (IDM) with PVPVA, 90/10 to 40/60Tc 159.9 ± 0.3, 157.2 ± 0.4, 151 ± 3, 141 ± 3, 132.3 ± 0.8, 129 ± 6 °C; IDM 160.64 °C; depressions 0.7, 3.4, 9.6, 19.6, 28.3, 31.6 °Coffset extrapolated to 0 °C/min[moseson2018 R5, R6]
probucol with PAA (solvent / moulded)melting 110 / 116 °C against 116 °C for pure Form II; read as depression "can be explained by"DSC 20 °C/min for dispersions, 10 °C/min for references[broman2001 R4.c, R4.d, C17, X5]
polymers and surfactants with celecoxib (10% additive)3–4 °C with one additive; 12 °C for TPGS–PVPDSC[mosqueragiraldo2014 C18]
IDM with copovidone (1:5)solubility temperature about 78 °C (cited)phase diagram[moseson2019 R21]
bicalutamide with PVPVA, 30–90% BCLTc 145 °C at 30% BCL to about 192.3 °C at 90%; drug about 193.8 °Coffset extrapolated to 0 °C/min[moseson2022c R8, R9]
posaconazole with HPMCAS MF, PCZ fractions 0.4–1.0Tc about 161.7 °C at 0.4 to about 168.6 °C for neat PCZ; calculated 135 / 155 / 165 °C at 10 / 25 / 50% DLsame[shah2024 R1, R4, R5, X7]
felodipine with 3 wt% PVP K-12140.7 vs 141.5 °C, within the ±1 °C SD1 °C/min[kestur2010b R1.e, M1, X11]
indomethacin–PVP (cited)χ23 from melting point depression used as input to the ternary sorption modelliterature[rumondor2010a P5]
acetaminophen with 10% w/w polymers166.7–168.6 against 169 °Cphysical mixtures, DSC[trasi2012a R9]
flutamide with 10 mol% polymers108–110 °CDSC[trasi2012b R7]
six compounds with 1–20% PHB0–2 °C (1–10% PHB), up to 4 °C (20%)DSC of physical mixtures[sato2016 R7, X11]
indomethacin with 10% polymernamed as a possible reason for the steep inhibition above the growth maximum; not measuredargument[tian2017 C36]
Pitfalls and disagreements

Onset, midpoint and offset of the melting event give different depressions and different \chi [marsac2009 R6]. DSC and hot-stage values differ by up to about 16 °C at some compositions [baird2011 X7]. The low-temperature endotherm of the chlorpropamide and aceclofenac dispersions drifts to 39–49 °C in drug-rich traces, which a simple eutectic would not show [baird2011 R4, X8]. Very slow scans and controlled particle size were needed to see substantial depression with PVP K12, and with PVP K29/32 at 10 °C/min there was essentially none [marsac2006b C30, R11]. For PEG, the depression of the drug is the cited reason for a smaller driving force and delayed crystallization of benzocaine, but the supercooling in the dispersion was not measured [zhu2012 C32, C33]. The felodipine premix test read as slow mixing has an unverified direction [marsac2009 X6, R8]. The linear plot has a small non-zero intercept and the fit range is stated two ways [marsac2006b X4]. At 3 wt% polymer no depression is measured, and the melting point used there is that of form I in physical mixtures while form II grows [kestur2010a R1, X7]. Sucrose degrades on melting [marsac2009 C14]. A polymer with Tg near the drug melting point can hide the depression [marsac2009 C22]. In the extrusion work, mixtures with little polymer show only 1–4 °C of depression and the extent depends on interaction strength [moseson2018 C16, C42]. The 40/60 mixture scattered by about ±6 °C and lay above the model line, attributed to viscosity, and was left out of the fit [moseson2018 R5.g, C17]. In the probucol study depressions of a few °C compare dispersion melts at 20 °C/min with reference melts at 10 °C/min, and the table does not say whether values are onsets or peaks [broman2001 X4, X5]. The same low melting of probucol in moulded PEO is read as depression "may be due to" [broman2001 C20]. The depression of bicalutamide at 30% loading is large (about 49 °C from 193.8 °C to 145 °C, arithmetic on the cited values); that of posaconazole measured at 40% PCZ is about 7 °C (168.6 against 161.7 °C), and the values at 10–25% loading are extrapolations from the fitted line [moseson2022c R8, R9; shah2024 R1, X7]. The felodipine growth test used one composition and one grade only; the conclusion that the driving force is unchanged rests on a 0.8 °C difference inside the error [kestur2010b X11]. The celecoxib text gives 3–4 °C for one additive while the table gives 1.68–4.49 °C [mosqueragiraldo2014 X3], and the depression does not order the celecoxib ternaries [mosqueragiraldo2014 X13].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

membrane flux

The rate at which drug crosses a membrane in a side-by-side diffusion cell, taken as the slope of the receiver concentration against time; with diffusion coefficient, area, thickness and membrane activity coefficient constant, it is proportional to the donor activity mosqueragiraldo2015 E4, C10; trasi2015a P6. It rises linearly with concentration up to the amorphous solubility and then plateaus (F8). The papers of 2017–2022 add atazanavir (flux per area, 7.07 cm²) and telaprevir (mass flow rate), both linear up to the amorphous solubility in buffer and flat above it, and flux in micellar media as a free-drug read-out indulkar2017a E7, R10, R11; lu2017b E1, R6. New aspect (Bioperformance): the mass of drug crossing a membrane per time (and per area), proportional to the solute activity in the donor when area, diffusion coefficient, membrane thickness and membrane activity coefficient are fixed raina2014a C11, E6; raina2015c C14. It is reported as µg/min from receiver slope × volume, as mass flow, or per area (F2). In rats the mass flow of the dissolved formulation across a dialysis membrane ranked formulations by exposure (F25) [wilson2018 R15, R17; wilson2020 R8, C27, C44]. New aspect (Crystallization from solution): it serves as an activity read-out in micellar and polymer media, where a flux plateau marks the maximum free-drug concentration and equal flux means equal activity [jackson2016 E1, E2, C9, C16; li2016a E2, C14]. New aspect (Supersaturation from ASD dissolution): flux used as a particle-blind measure of dissolved drug while dispersions dissolve: across a dialysis membrane, relative to the crystal [alonzo2011 E1, C9], and in a side-by-side cell, converted to free drug with a standard curve jackson2015 E1, E3, P4.

Findings

Amorphous solubility and LLPS: F4, F8, F11, F16, F17. Bioperformance: F2, F3, F4, F5, F7, F15, F18, F19, F20, F21, F22, F24, F25. Crystallization from solution: F22, F31, F32, F38, F40. Supersaturation from ASD dissolution: F7, F8, F17.

Related concepts

reads thermodynamic activity; plateau marks the amorphous solubility; basis of the claimed nanodroplet reservoir effect. Described by Fick's first law; requires sink conditions; part of membrane transport and membrane asymmetry; measures free drug concentration.

Formulas

membrane flux in terms of solute activity. Flux definition, mass flow rate from receiver concentration slope, membrane flux from permeability and concentration, supersaturation from membrane flux ratio, membrane flux from concentration difference.

How it is measured or obtained

Regenerated cellulose membrane (6–8 kDa cut-off), 30–32 mL per side, 25 or 37 °C, receiver measured by UV probe or HPLC, sink conditions mosqueragiraldo2015 P11; trasi2015a P6. In the Bioperformance papers: side-by-side diffusion cell with UV dip probes and a receiver under sink conditions raina2014a P8, P9; flow-through cell with fresh receiver buffer indulkar2016 P5, P10; hollow-fibre module [hate2017 P4]; Caco-2 monolayers alhalaweh2016 P17; side-by-side cell with a dialysis membrane and a donor taken from a dissolved formulation [wilson2018 P15, P16; wilson2020 R8]; side-by-side cell with a regenerated cellulose membrane in simulated and pooled human intestinal fluids elkhabaz2019b R7; lipid-impregnated PVDF (PAMPA) cell with a buffer or surfactant receiver [hate2022 R1, R19]; Caco-2 monolayers with a crystalline co-drug present alkalla2026 R13. The flux is normalized by membrane area as J = dm/(dt\,A) wilson2018 E3; alkalla2026 E2. In the crystallization-from-solution papers: side-by-side diffusion cell with a regenerated cellulose membrane (6–8 kDa), the same medium on both sides, a donor concentration series and the receiver read by UV dip probe below sink limits [jackson2016 P9; li2016a P8; lu2017 E2]. In the ASD dissolution papers: dialysis bag (6–8 kDa in the text, 10 kDa on the figure) with 500 µg/mL HPMC in the receptor, slope over 10–40 min [alonzo2011 P4, X1]; regenerated cellulose membrane (6–8 kDa), 200 mL per side, 30 mm opening, 25 °C jackson2015 P4; PermeGear side-by-side cells, 7.065 cm², regenerated cellulose 6–8 kDa (resveratrol) or 12–14 kDa (tacrolimus), receiver kept below a third of the crystalline solubility [wegiel2015 P10; trasi2016 P9].

Values in the library
materialvalue or classconditionspaper ids
telaprevirabout 0.068 µg/min at 5 µg/mL; about 0.97 at 90; about 1.07 at 130 µg/mL donor37 °Cmosqueragiraldo2015 R12
ritonavir; lopinavir; paclitaxelplateaus about 0.21–0.22; 0.13–0.14; 0.25–0.27 µg/min25 °Ctrasi2015a R2
ritonavir, lopinavir, paclitaxel in 30 + 30 µg/mL mixturesflux of each drug lower than from the single-drug donor25 °Ctrasi2015a R12
atazanavirabout 0.003 µg/min·cm² at 1 µg/mL, 0.106 at 70, 0.121 at 100, 0.114 at 200 µg/mL; slope 0.0017 mL/min·cm²buffer, 37 °Cindulkar2017a R10
telaprevirslope 0.009 µg/min per µg/mL; about 1.32 µg/min at 150 µg/mL; plateau 1.25–1.2750 mM pH 6.5, 37 °Clu2017b R6
telaprevir with 12 mM STDCabout 0.43 against 0.83 µg/min at 90 µg/mL37 °Clu2017b R12, R6
felodipineplateau 63–71 (25 °C) and 136–149 × 10⁻³ µg/min (37 °C)buffer + HPMCraina2014a R11, R12
nifedipineabout 1.7–1.9 µg/min37 °C, 1 mg/mL HPMCraina2014a R14
clotrimazoleJmax 0.686–0.693 µg/(h·cm²)flow-through, pH 8indulkar2016 R9
telaprevir1.05–1.18 µg/min above 90 µg/mLASD dose seriesmosqueragiraldo2018b R1
atazanavir, ritonavir(10.5 / 9.1) × 10⁻⁵ mg/min/cm² alone; about half in 1:1Caco-2alhalaweh2016 R17
telaprevir, antisolventplateau about 18-fold the saturated solutionside-by-sidemosqueragiraldo2015 R12, C40
tacrolimusabout 0.0050–0.0053 µg/min above 50 µg/mL; pure-drug solutions 20 / 50 / 60–100 µg/mL: ≈0.0027 / ≈0.0047 / ≈0.0050–0.0055 µg/minpH 4.5, 37 °Ctrasi2016 R14
danazol, no polymer, 25 °Cflux rises linearly to 8 µg/mL (about 0.0152) and plateaus (about 0.0156–0.0159, units as printed)donor 2–12 µg/mLjackson2016 R10
enzalutamideabout 0.18 µg/min at 10 µg/mL, about 0.87 at 50 and 0.81–0.91 up to 100; 10:90 ASD solution and drug with 900 µg/mL polymer both about 0.76side-by-side, 5 µg/mL HPMCASwilson2018 R13, R14
enzalutamide formulations after 1 h of dissolution0.632, 0.456, 0.437, 0.147, 0.063 µg/min (10% and 50% copovidone, 50% HPMCAS, 10% HPMCAS ASDs, slurry)dialysis membranewilson2018 R15
enzalutamide, four formulationsabout 0.53, 0.49, 0.068, 0.063 µg/min (10:90 and 50:50 CPHPC-106 ASDs, CA Sub ASD, slurry)dialysis membrane[wilson2020 R8]
atazanavir, posaconazoleJ_{eq} 2.08–2.48 × 10⁻³ and 5.79–6.97 × 10⁻⁴; J_{amph} 0.105–0.139 and 0.0191–0.0239 µg/(min·cm²)six media, 37 °Celkhabaz2019b R7
atazanavir, PAMPAabout 0.33 µg/min at 10 µg/mL, about 1.95 at 70 and 2.0–2.3 above; with 2% SDS receiver about 5.0 at 80 to 8.8 at 1000 µg/mLlipid-impregnated PVDF[hate2022 R1, R19]
atazanavir alone and with darunavir hydrateplateau about 9.5 × 10⁻⁵ against 2.9 × 10⁻⁵ µg/(min·cm²); Caco-2 about 0.083 against 0.053pH 6.8, 400 µg/mL HPMCASalkalla2026 R9, R13
danazol, PVP, HPMC, HPMC-AS 1–1000 µg/mLmaximum flux about 0.0126–0.0175 against about 0.0153donor 15 µg/mLjackson2016 R11
celecoxib, nevirapine, 0.1% STC or SGC0.44, 0.46, 0.41 and 20.9, 23.4, 21.0 µg/min (no additive, STC, SGC)pH 6.5, 37 °C[li2016a R15]
tacrolimus, cilnidipine at the amorphous solubility0.027–0.031 and 0.0014–0.0018 µg/min·cm² in buffer, FaSSIF-V1, Composite-SIF; flux at the crystalline solubility not measurable37 °C, 7.07 cm², regenerated cellulose 6–8 kD[indulkar2018 R12, R13]
telaprevir, bile salt mixturesmass flow unchanged at 1.86 mM, lower at 3.72 and 5.58 mM50 mM phosphate pH 6.5[lu2018 R2, X2]
felodipine controls 10 and 5 µg/mLratios 10.0 ± 3.4 and 4.8 ± 0.39 to the crystal37 °C[alonzo2011 R14]
felodipine 90:10, 50:50, pure amorphous10.5 ± 1.2, 9.5 ± 1.8, 8.5 ± 1.837 °C[alonzo2011 R14]
danazol dispersions PVP, HPMC, HPMCAS14.0–18.3 × 10⁻⁵ µg/(min·mm²) with LLPS; 10.3 × 10⁻⁵ without (50:50 HPMCAS)25 °Cjackson2015 R9
tacrolimus products dissolved in 30 mL0.0048–0.0054 µg/minpH 4.5, 37 °Ctrasi2016 R15
resveratrol–HPMCAS solutions; saturated crystal≈4.4 → ≈2.6 µg/min; 2.0 µg/minpH 6.8, 37 °C[wegiel2015 R20]
Pitfalls and disagreements

The plateau still rises by about 10% from 90 to 130 µg/mL mosqueragiraldo2015 X6; the low-donor flux traces are curved and the slope window is not stated mosqueragiraldo2015 X13. The membrane is described as regenerated cellulose and, once, cellulose acetate mosqueragiraldo2015 X1. Whether micelles or drug-loaded aggregates cross the 6–8 kDa membrane is not stated, so lower activity and slower diffusion are not separated; replicates are not stated lu2017b X8, X4; indulkar2017a X9, X12. In the Bioperformance papers units are not comparable between papers (µg/min, µg/(h·cm²), mg/min/cm²), and replicates and error definitions are often not stated raina2015c X12; indulkar2016 X8. A plateau needs a sink receiver and a stable donor raina2014a C20; the hollow-fibre module shows a continuing rise hate2018 R9. The plateau is not universal: with a sink receiver the PAMPA mass flow of atazanavir keeps rising above the amorphous solubility (F22) [hate2022 R19]. The position of the break is known only to within the spacing of the concentrations tested [hate2022 X13]. The area behind a printed µg/min is not always stated elkhabaz2019b X6; wilson2018 R15. The flux axes of the danazol paper carry no time unit, replicates are not stated and the crystalline reference flux differs between figures (about 0.0011 and 0.0008) jackson2016 X9, X10, X11. In the SDS study the flux values behind the stated supersaturation of about 65 are not printed indulkar2019b X6. In the ASD dissolution papers all felodipine ratios share one unreplicated crystalline slope, and no statistical test supports their equality [alonzo2011 X4, X5]. The danazol absolute fluxes do not reproduce from the example profile and the flux window per formulation is not stated jackson2015 X4, X6. Below 50 µg/mL the tacrolimus flux rose but did not extrapolate to zero, and the product donors' conditions are unclear trasi2016 X8, X7; flux was measured only for one resveratrol series [wegiel2015 C10]. The upper tacrolimus plateau is read as about 0.0053 µg/min in one chapter and ≈0.0055 µg/min in the ASD dissolution chapter, from the same result trasi2016 R14.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

membrane transport

Passive transfer of dissolved drug across a membrane; in these papers a measure of free drug or activity [alhalaweh2016 C2; hate2017 C36]. Includes diffusion cells, Caco-2 monolayers and a hollow-fibre module.

Findings

F2, F6, F13, F21.

Related concepts

quantified as membrane flux; depends on membrane mass transfer coefficient.

Formulas

membrane flux in terms of solute activity.

How it is measured or obtained

See membrane flux; percentage transferred, receiver Cmax and AUC in the hollow fibre [hate2017 R3, R6].

Values in the library
materialvalue or classconditionspaper ids
nevirapine41.5% in 60 min (hollow fibre) against 1.50% (flat sheet)100 µg/mL[hate2017 R3]
ritonavir, atazanavirCaco-2 flux about halved in a 1:1 solutionHBSS pH 6.5alhalaweh2016 R17
telaprevir, bile saltstrihydroxy salts on the buffer curve; dihydroxy at 12 mM about 2-fold lowerlu2017b R10, R12
Pitfalls and disagreements

Only passive diffusion; active transport and P-gp are not covered raina2014a C42.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

metastable equilibrium

The state in which the drug-rich and the drug-lean phases coexist with equal activity while both remain supersaturated with respect to the crystal raina2014a C33; alhalaweh2016 C1; indulkar2016 C23. The Crystallization from solution papers extend it to amorphous precipitates and add cases: type 2 bases precipitate when the concentration is close to the amorphous solubility and keep a metastable equilibrium between solution and amorphous precipitate hsieh2012 C29; after danazol separates, the supersaturation stays constant because the drug-lean solution is in equilibrium with the droplets [jackson2014 C28]; the dihydropyridine precipitates are taken to be in metastable equilibrium with a supersaturated water-rich phase, so that crystallization can start in either, and for danazol the binodal compositions are x = 4.27 × 10⁻⁷ (water-rich) and 0.92 (droplet) mole fraction [raina2015b C24, C39; jackson2016 R22].

Findings

Bioperformance: F1, F5, F10. Crystallization from solution: F1, F2, F4, F21, F22.

Related concepts

the state of liquid-liquid phase separation; related to chemical potential; characterizes amorphous precipitation; related to amorphous solubility.

Formulas

none.

How it is measured or obtained

Not measured as such; concentration or flux staying constant while two phases coexist raina2014a C36. In the pH-shift and danazol papers it is inferred from a concentration plateau at the amorphous solubility while the precipitate remains amorphous (Bjerrum data following the curve for the supernatant concentration, a pyrene ratio held at about 1.5), and by the later fall to the crystalline solubility [hsieh2012 R8, R9; jackson2014 R8, R15].

Values in the library
materialvalue or classconditionspaper ids
telaprevira 130 µg/mL solution has the same flux as a 90 µg/mL solution; added drug increases the amount of drug-rich phase while the drug-lean concentration stays constant37 °Cmosqueragiraldo2015 C35, C36
danazol ASDsall except 50:50 HPMCAS exceed the amorphous solubility only brieflyjackson2015 C31
felodipineamorphous precipitates are probably viscous supercooled liquids in metastable equilibrium[raina2015b C24]
loratadineplateau 9.6–10.3 µg/mL to about 91 min against crystalline 1.6 µg/mLpH shift, 37 °Chsieh2012 R8, R10
danazol above 13 µg/mLpyrene about 1.5 for 9 min, then crystallization25 °C[jackson2014 R15]
atazanavir (Bioperformance)metastable equilibrium until crystal nucleation, drug activity equal in both phasesASD-coupled dissolution and membrane transferhate2018 C5
danazol–water, 25 °Cbinodal 4.27 × 10⁻⁷ and 0.92 mole fraction danazolfrom the onset and moisture sorptionjackson2016 R22
Pitfalls and disagreements

It lasts only until crystals nucleate (F10). The phase was not observed or analysed in the type 2 bases, and phase separation was "believed" to explain them hsieh2012 C34. For danazol, how LLPS affects subsequent crystallization is "not well understood" [jackson2014 C45].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

micellar solubilization

Increase of the apparent solubility of a drug by incorporation into surfactant micelles; with Tween 80 above its CMC, ritonavir's crystalline solubility rose 2.7-fold and its LLPS concentration about 2.5-fold (synthesis: 46.1 ÷ 18.8 = 2.45), leaving their ratio about unchanged ilevbare2013a R16, X5. The papers of 2017–2022 add two cases. In 3.6 mg/mL SDS atazanavir's crystalline solubility rose from 1.1 to about 45.6 µg/mL and its amorphous solubility to about 1450 µg/mL, so the concentration ratio fell from about 65 to about 33 while the flux-derived activity ratio stayed at about 65 (molar solubilization ratio κ 0.006, 0.183 and 0.351 for crystal, measured and predicted amorphous) indulkar2017a R7, R9, R13. With 12 mM bile salts, STDC, STCDC, SGDC and SGCDC raised telaprevir's crystalline solubility 1.8–2.4 times and its GLPS onset about twofold, while STC and SGC did not lu2017b R1, R2, X9. New aspect (Bioperformance): uptake of drug into surfactant or bile-salt micelles raises the equilibrium solubility and the total concentration but not the free drug raina2015c C30. In simulated and pooled human intestinal fluids bile salts and lecithin raised the crystalline solubility proportionally more than the amorphous solubility (F18) elkhabaz2019b C35; high log P drugs are expected to show a positive food effect for this reason [nguyen2023a C77, C78]. New aspect (Crystallization from solution): In the bile-salt and surfactant papers the question is whether the surfactant raises the dissolved drug without raising its activity: STC at 0.1% raised the crystalline solubility only 1.1- to 3.5-fold across 11 drugs, whereas SDS at 0.1% raised it up to about 266-fold, and 12 mM dihydroxy bile salts needed about twice the telaprevir for the same activity [chen2015 R1, R2; lu2017 R1]. The 2018–2025 papers carry the question into bile salt–lecithin media and above the CMC of SDS, where micelles raise both the crystalline and the amorphous solubility but not the activity-based supersaturation at the amorphous solubility [indulkar2018 R8, R12; indulkar2019b R1, R2; duong2022b R8]. New aspect (Mesoporous silica): with drug-loaded silica, micelles act in two ways at once, by solubilizing released drug and, for a surfactant that competes for the silica surface, by displacing adsorbed drug; the authors write a three-way metastable equilibrium, drug adsorbed to silica ⇌ drug in solution ⇌ drug solubilized in micelles [dening2019 E11, C57]. They call micellar solubilization "therefore advantageous" for silica systems because it raises release and micellar drug replenishes free drug as it permeates, while cautioning that micelles "may actually reduce" the free fraction and the flux [dening2019 C60, C58, C59]. New aspect (Supersaturation from ASD dissolution): in the celecoxib suspension study each surfactant raised the Form III solubility steeply above its CMC, and supersaturation was referred to the solubility in each medium so that solubilization alone would not raise S [chen2015a R5, C2, C3]. In suspensions of enteric lopinavir dispersions at pH 3, drug leaching followed the solubilization of the crystalline drug by each surfactant, so that the leached concentration rose with the crystalline solubility in the same medium and their ratio stayed nearly constant for a given polymer [li2016b C39, C40]. With a polymer present STC at least doubled the crystalline solubility given by STC alone, and PVPVA with SDS raised it from 3.3 to 11.4 µg/mL [li2016b R5, C43]. A marketed tacrolimus product containing sodium lauryl sulfate reached the same maximal flux as the others, so no solubilization was seen at its level trasi2016 C38. New aspect (Release mechanism and LoC): two surfactant papers of 2021–2022 ask whether micelles explain the higher limit of congruency of surfactant-containing dispersions. Monomeric TPGS did not raise the crystalline solubility of felodipine (about 1.3 µg/mL, as in buffer), so no significant solubilization occurs without micelles [saboo2021 C8, R2]; since 2% TPGS raised the limit to 25% with TPGS below its CMC, and at 30% both 5% TPGS (below the CMC) and 10% TPGS (above it) released congruently, micellar solubilization plays "a negligible role" in the limit [saboo2021 C33]. For clopidogrel the effect on the LLPS concentration depended on the surfactant: SDS raised it only above its CMC, while TPGS and Tween 80 raised it at 50 but not at 5 µg/mL correasoto2022a C9, R3; up-field NMR shifts with 50 µg/mL TPGS below and above the LLPS concentration are read as solubilization of clopidogrel in the less polar micelles correasoto2022a C16, R11. The micellar content of FaSSIF did not raise HPMCAS-MF dissolution or release from 10% indomethacin–HPMCAS, consistent with polymer-controlled release [bapat2023 C11, C20]. In the 2025 bedaquiline study simulated intestinal fluids raised the crystalline solubility from undetected (pH 6.5) to 7.8 µg/mL (FaSSIF-V1), from below 0.1 to 258.8 µg/mL (FeSSIF-V2) and to 628 µg/mL (FeSSIF-V1), and cut drug–HPMCAS complexation from up to about 90% to at most about 29%; the authors read the micelle affinity of the drug cation as the reason the complex does not form ("explains") [kaur2025 R2, R6, R8, C36, C39].

Findings

Amorphous solubility and LLPS: F12, F16, F17, F18. Bioperformance: F3, F4, F16, F18. Crystallization from solution: F19, F28, F29, F31, F32, F34, F38. Mesoporous silica: F12. Supersaturation from ASD dissolution: F7, F14, F15, F19, F28. Release mechanism and LoC: F21, F23, F34.

Related concepts

surfactant above the critical micelle concentration; leaves thermodynamic activity unchanged; raises crystalline solubility. Papers of 2017–2022: described by the micelle/water partition coefficient; cost for transport: solubility-permeability interplay; measured on the activity scale by activity-based supersaturation. Contrasts with nanodroplet reservoir effect; lowers free drug concentration; measured by membrane flux; related to mixed micelles. Competes with drug adsorption onto silica together with competitive adsorption of the surfactant; related to supersaturation. Distinct from surfactant partitioning into the drug-rich phase; ruled out as the cause of a higher limit of congruency with TPGS.

Formulas

solid-liquid equilibrium solubility equation. Activity from concentration, micelle-water partition coefficient, membrane flux from permeability and concentration, membrane flux in terms of solute activity, supersaturation from membrane flux ratio, supersaturation ratio.

How it is measured or obtained

Crystalline solubility and LLPS concentration with and without the surfactant, 500 µg/mL Tween 80 in 100 mM phosphate pH 6.8 at 37 °C ilevbare2013a P1, P5, A6. In the Bioperformance papers crystalline solubility is measured against surfactant concentration and free drug by flux or ultracentrifugation raina2015c P1; indulkar2017a R11. In the bile-salt and surfactant papers: 48 h shake-flask solubility with and without the surfactant, a membrane mass flow that follows the activity, and an activity-based supersaturation calibrated from the flux [chen2015 P1; li2016a P8, R15; lu2017 E1, E2]. In the Mesoporous silica papers: crystalline and amorphous solubility of ritonavir with SDS (28 µg/mL) and Vit E TPGS (28 and 500 µg/mL; cited CMC 212 µg/mL) in pH 6.8 phosphate at 37 °C, and release from ritonavir–SBA-15 dosed at the amorphous solubility of each medium [dening2019 P1, P2, P9, M3]; release in FaSSIF dosed at its amorphous solubility [dening2018 P6, R21]. In the ASD dissolution papers: excess Form III stirred 48 h at 25 °C in pH 3 HCl with the surfactant, ultracentrifuged and assayed by HPLC [chen2015a P6]; crystalline solubility in every leaching medium, with excess polymer, 48 h at 25 °C, ultracentrifuged [li2016b P5]; break of crystalline solubility against surfactant concentration as the CMC [li2016b P3]. In the release-mechanism papers: crystalline solubility against surfactant concentration with and without 900 µg/mL PVPVA [saboo2021 R2]; LLPS concentration by UV extinction, centrifugation and diffusion cell with 5 and 50 µg/mL surfactant correasoto2022a R3.

Values in the library
materialvalue or classconditionspaper ids
ritonavir with 500 µg/mL Tween 80crystalline 1.3 → 3.5 µg/mL; LLPS 18.8 → 46.1 µg/mL37 °Cilevbare2013a R16
felodipine with 0.04% vitamin E TPGScrystalline solubility up almost 40-fold; concentration ratio 9.2 → 4.537 °Craina2015c C29
atazanavir with SDScrystalline 1.1 → 45.6 µg/mL; κ 0.006 (crystal), 0.183 (amorphous), 0.351 (predicted)0–3.6 mg/mL SDS, pH 6.8, 37 °Cindulkar2017a R7, R9
telaprevir with 12 mM bile saltscrystalline 5.2 → 11.1 (STDC), 12.2 (STCDC), 12.4 (SGDC), 9.6 (SGCDC), 6.7 (STC), 6.2 µg/mL (SGC)50 mM pH 6.5, 37 °Clu2017b R1
felodipine1.1 to 35.3–49.0 µg/mL with six additives above CMC / 0.1–1%37 °Craina2015c R2
nifedipine10.3 to 53.4–90.7 µg/mL37 °Craina2015c R3
atazanavir + SDSconstant about 1 µg/mL to 0.5 mg/mL SDS, then 2.6 / 22.2 / 45.6 µg/mL at 0.6 / 2.0 / 3.6 mg/mLpH 6.8indulkar2017a R7, R8
celecoxib Form IIISDS 0.25% 14.5, STC 0.75% 5.8 µg/mL25 °C[chen2015a R5]
posaconazolecrystalline 0.23 (buffer) to 3.2 µg/mL (FaSSIF-V1); amorphous 8.1 to 43.3six media, 37 °Celkhabaz2019b R1, R2
atazanavircrystalline 1.4 to 7.1 µg/mL; amorphous 79 to about 99–102six media, 37 °Celkhabaz2019b R1, R2
pretomanidequilibrium solubility about 3-fold (FaSSIF V1) and 6-fold (FeSSIF V2) the buffer value37 °C[nguyen2023a R1, C33]
11 drugs, 0.1% STC and SDSSTC 1.1–3.5-fold; SDS 1.2–266-fold25 °C (telaprevir 37 °C)[chen2015 R1]
celecoxib, 0.1% STC, SGC, HPMCASsolubility 1.2 → 2.9, 2.4, 2.4 µg/mL; mass flow unchanged (0.44–0.46 µg/min)pH 6.5, 37 °C[li2016a R15]
telaprevir, 12 mM STDC, SGDC, STCDCabout 140 against 60 µg/mL for the same δ 11.5pH 6.5, 37 °Clu2017 R1
ritonavir, cilnidipine; buffer, FaSSIF-V1, Composite-SIFamorphous/crystalline ratio 12 → 8.4, 7.8 and 36.5 → 12.9, 13.7; ritonavir SRamorph 9.2–10 throughoutpH 6.5, 37 °C, 3 mM bile salt[indulkar2018 R8, R12]
telaprevir, 3.72 and 5.58 mM bile salt mixturesδ 11.5 at about 72–77 against 60 µg/mL in buffer50 mM phosphate pH 6.5, 37 °C[lu2018 R1.h, R2]
atazanavir, SDS above the CMC (0.5 mg/mL)crystalline about 46 and amorphous about 1480 µg/mL at 3.6 mg/mL; concentration ratio about 35–38 against SRamorph stated about 6550 mM phosphate pH 6.8, 37 °Cindulkar2019b R1, R2, X6
posaconazole, five biorelevant mediaconcentration ratio 17.9–20.7 against 28.3–33.7 in buffers; Km/w about 635–1820 at the amorphous and about 1440–3240 at the crystalline solubility37 °C, pH 1.6–6.5duong2022b R8, R14
atazanavir, posaconazole in aspirated human fluidconcentration ratio about 15 and 5.4 against cited activity ratios 54 and 30pH 7.3, 37 °C[elkhabaz2021 R1, R4, X14]
ritonavir, 28 µg/mL SDS; 28 and 500 µg/mL Vit E TPGScrystalline 3.6 → 6.6; 11.8; 14.9 µg/mL; amorphous 27.9 → 26.8; 27.7; 76.6 µg/mLpH 6.8, 37 °C[dening2019 R1]
ritonavir–SBA-15 in micellar Vit E TPGS69% at 30 min against 50% in buffer; bound drug 72 against 146 mg/g; crystallized about 45 mindose 77 µg/mL[dening2019 R18, R19]
ritonavir in FaSSIFcrystalline 8.8, amorphous 42.7 µg/mL; release from SBA-15 about 71% against about 50%dose 43 µg/mL[dening2018 M1, R21]
celecoxib Form III, SDS 0 → 0.40%1.1 → 92.6 µg/mLpH 3, 25 °C[chen2015a R6]
STC 0.10 → 1.50%1.8 → 26.0 µg/mLpH 3[chen2015a R7]
polysorbate 80 0 → 1%1.2 → 198.4 µg/mLpH 3[chen2015a R8]
Triton X100 0 → 0.15%1.2 → 59.6 µg/mLpH 3[chen2015a R9]
Poloxamer 188 0.002 → 3%1.4 → 2.5 µg/mLpH 3[chen2015a R10]
lopinavir with HPMCAS-HF, + SDS / Poloxamer 188 / polysorbate 80 / STC3.3 / 3.0 / 4.5 / 7.2 against 1.9 µg/mLpH 3, 25 °C[li2016b R5]
lopinavir with HPMCAS-HF, PVPVA and SDS11.4 µg/mLpH 3, 25 °C[li2016b R5]
lopinavir with HPMCAS-HF and SDS at pH 56.3 µg/mL25 °C[li2016b R5]
delamanid, crystalline0.52 (FaSSIF V1), 2.30 (FeSSIF V2), 13.10 (FEDGAS pH 4.5) and 57.97 µg/mL (FEDGAS pH 3.0) against below 0.02 µg/mL in buffer above pH 5.537 °C[nguyen2023b R13, R18]
praziquantel, amorphous and crystallineamorphous 1.74 and 1.70, crystalline 0.31 and 0.43 mg/mL in FeSSIF-V2 (racemate, R-enantiomer) against 1.17/1.39 and 0.16/0.23 mg/mL in PBS pH 6.537 °C[alvarenga2025 R1]
delamanid, amorphous69.9 (FaSSGF), 7.93 (FaSSIF V1), 3.11 (FaSSIF V2) and 0.76 µg/mL (PBS pH 6.5)37 °Cduong2022a R1
felodipine with monomeric TPGScrystalline solubility ≈1.3 µg/mL, as in buffer; slope change near 48 (buffer) and 40 µg/mL TPGS (with PVPVA)37 °C[saboo2021 R2, C8, P1]
clopidogrel in buffer; with 50 µg/mL TPGS; with 50 µg/mL Tween 80LLPS concentration 23 ± 3; 29 ± 2; 30 ± 2 µg/mL37 °Ccorreasoto2022a R3
clopidogrel with 5 µg/mL TPGS, CTAB or 50 µg/mL SDS20 ± 1 µg/mL37 °Ccorreasoto2022a R3
neat HPMCAS-MF in FaSSIF; in blank FaSSIF buffer≈0.56; ≈0.57 mg/min/cm²pH 6.5, 12 mM/ΔpH[bapat2023 R7]
bedaquiline in FaSSIF-V1, FeSSIF-V2, FeSSIF-V1crystalline solubility 7.8, 258.8, 628 µg/mL37 °C[kaur2025 R2]
Pitfalls and disagreements

Whether the surfactant enters the drug-rich phase and the activity in the micellar solution were not measured ilevbare2013a C54. Total concentration in micelles overstates the driving force (F12). Total concentration in micelles overstates the driving force; the micelle/water partition coefficient depends on the drug concentration, so a prediction from the crystalline solubility overshoots about twofold for atazanavir in SDS indulkar2017a C46, C48. Whether micelles cross the 6–8 kDa membrane was not tested indulkar2017a X9; lu2017b X8. In the Bioperformance papers the micelle capacity changes with drug load, so a single partition coefficient is wrong raina2015c C37; it was not measured there. In human fluid the micelles added proportionally less drug at the amorphous than at the crystalline solubility; the printed partition coefficients are total-to-buffer ratios, one higher than the defining equation gives (F18) elkhabaz2019b R11, X2. A ratio of concentration to solubility understates the supersaturation when the solubilizer raises the solubility but not the activity (celecoxib with STC, SGC and HPMCAS) [li2016a X18]; at matched ratio the SDS runs held up to 36 times more drug [chen2015 X4]. In micellar media the partition coefficient falls with drug concentration, so a concentration ratio near 20 can correspond to an activity ratio near 34; the posaconazole paper converts by assuming a linear fall between the two solubilities duong2022b C9, C26, E11. Mesoporous silica: both Vit E TPGS media crystallized between 30 and 45 min, so it is "not clear" whether release had finished [dening2019 C34]; the release gain was not shown as a flux gain [dening2019 C58]. The FaSSIF gain is attributed "likely" to micellar solubilization and better wetting, neither measured [dening2018 C48]. The silica papers' view that micellar drug replenishes free drug as it permeates [dening2019 C60, C58] sits against the Bioperformance statement that micelles raise the total concentration but not the free drug raina2015c C30; the silica authors themselves caution that micelles may reduce the free fraction and the flux [dening2019 C59]. In the celecoxib suspensions the solubility used to normalize S in SDS was measured without the leached HPMCAS present [chen2015a X10], and two test-level solubilities are not in the supplementary tables [chen2015a X14]. The surfactant-titration curves of the lopinavir study give lower solubilities than its table for the same media, and the reading that polymers weaken Poloxamer 188 rests on them [li2016b X3, X4]; leached HPMCP shifted the SDS break to about 0.1% [li2016b R11]. A modest gain in a fed medium leaves room for the medium to act on crystallization instead: praziquantel release fell to about 34–52% in FeSSIF-V2 at 1.5 mg/mL [alvarenga2025 R18, C29], whereas the several-hundredfold gain for delamanid raised the release of the marketed tablet [nguyen2023b R14, C29]. The TPGS concentrations listed for the felodipine runs assume complete release into 100 mL; only about half the TPGS had been released at 60 min, so the bulk concentration was about half the listed value [saboo2021 X14]. Micellar solubilization and disruption of the complex were not separated in FaSSIF-V1 [kaur2025 X13].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

microenvironmental pH

Evidence table: microenvironmental pH (names merged there: diffusion layer pH, microenvironmental pH, surface pH). Content from the release-mechanism chapter (2022–2025), with rows from the Bioperformance and Peptide permeability chapters.

The pH at a dissolving surface, in its gel layer or in the adjacent boundary layer, which can differ from the bulk pH. When an acidic polymer dissolves above its pKa, ionization releases protons and lowers the interfacial pH, which can lower solubility and dissolution; the protons leave by diffusion, by neutralization with hydroxyl ions from the bulk or through proton carriers (buffer species), and finite diffusion times give a surface-to-bulk gradient set by hydrodynamics, the pKa and solubility of the solute and the pKa and concentration of the buffer (cited) [qi2022 C24]. HP-50 is extensively ionized at pH 6.8 given its pKa of 4.2, "but the pH at the dissolving surface may differ" [qi2022 C23]. For HPMCAS-MF a lower pH at the polymer–solution interface, set up by the protons the ionizing polymer releases, is called "probable" and is "strongly supported" by the gel measurements; more buffer species carry more protons to the bulk and lessen the drop [bapat2023 C38, C39]. Polymer release rate was highly correlated with gel-layer pH, which was substantially lower than bulk pH [bapat2023 C51]. In the Bioperformance chapter a base was added to pretomanid–HPMCAS-HF dispersions in the expectation that it raises the microenvironmental pH and so speeds polymer dissolution [nguyen2023a C26]. In the Peptide permeability chapter a high local concentration of permeation enhancer at the tablet surface raised the surface pH and changed insulin release [fagan2025 C33]. The papers of 2024–2025 use the HPMCAS gel pH of 6.0 in 50 mM pH 6.8 phosphate (measured in 2023) as the pH at which a weak base meets the ionized polymer, so complexation was measured at pH 6.0, and weak bases are more ionized there than in the bulk [bapat2024 C9, C48, R20; bapat2025a C28, R15; kaur2025 C44, R22]. The 2025 grade paper measured the pH of polymer slurries in water, taken as the lowest possible surface pH: 4.52 (LF), 4.61 (MF) and 4.73 (HF) [bapat2025a C10, M3, M4, M5].

Findings

Release mechanism and LoC: F23, F24, F32, F33.

Related concepts

set by buffer capacity and buffer pKa; decides whether the polymer reaches its critical ionization for polymer dissolution; avoided by polymer salt formation; located in the gel layer and the unstirred water layer; related to polymer ionization.

Formulas

boundary-layer diffusion flux (film model).

How it is measured or obtained

Gel-layer apparent pH by indicator absorbance: HPMCAS made with chlorophenol red or bromothymol blue, compacted, exposed in the rotating-disk apparatus, the gel removed and its spectrum read [bapat2023 P10]. In the HP-50 paper surface pH was not measured; a cited gradient for HP-50 films was used [qi2022 R18, X16]. In the Peptide permeability chapter, the pH of saturated enhancer suspensions and the colour of a pH indicator drop on the tablet surface [fagan2025 R5, R19].

Values in the library
materialvalue or classconditionspaper ids
HP-50 films (cited)surface pH ≈0.4 units below bulkphosphate of similar capacity[qi2022 R18]
HPMCAS-MF gel at 13, 26, 51 mM/ΔpH; pH 7.5 phosphateapparent pH 5.6, 6.0, 6.2; 6.3, against rates ≈0.60–1.09 mg/min/cm²bulk pH 6.8 or 7.5[bapat2023 R15, R16]
HPMCAS-TEA gelapparent pH 6.7, rate ≈1.62 mg/min/cm²50 mM pH 6.8 phosphate[bapat2023 R16, C41]
C10 and SNAC minitablets (Peptide permeability chapter)surface pH near 8 and near 7 by indicator; suspensions pH 8.8–9.2 and 7.6–7.9biorelevant media[fagan2025 C36, C8]
HPMCAS LF, MF, HF slurries in waterpH 4.52, 4.61, 4.73overnight stirring[bapat2025a M3, M4, M5]
25% loratadine–HPMCAS-MF on a cited gel-pH axis 6.0, 6.2, 6.3release ≈0.12, 0.29, 0.68 mg/min/cm²three buffers[bapat2024 R15, X6]
Pitfalls and disagreements

The HP-50 paper calls polymer ionization the rate-limiting step in the abstract but "likely" in the discussion; surface pH, proton flux and gel hydration were not measured, and the proton-carrier argument uses calculated buffer pKa values and a cited gradient [qi2022 X16]. The HPMCAS values are apparent pH of gel removed from the compact, not an in situ profile [bapat2023 P10]. Only the gel pH of 6.0 has a stated source; the 6.2 and 6.3 values of the 2024 plot do not [bapat2024 X6]. The MF slurry pH has no stated source [bapat2025a X4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

mixed micelles

Aggregates of bile salts with phospholipids and their hydrolysis products, the good drug solubilizers of intestinal fluid; the bile-salt papers worked with single bile salts and name mixed micelles with lecithin as the next, more biorelevant step [chen2015 C4; lu2017 C42]. From 2018 the library measures mixed micelles of bile salt and lecithin directly in crystallization tests: lecithin shortens induction times and raises the amorphous solubility of atazanavir, its digests accelerate more, and the bile salt to phospholipid ratio sets the induction time in volunteer media [indulkar2018 R16, R6; enright2020 R10, R18].

Findings

F28, F32, F39, F40, F41, F43.

Related concepts

related to bile salt micelles and biorelevant media.

Formulas

none.

How it is measured or obtained

Not measured in these papers.

Values in the library
materialvalue or classconditionspaper ids
telaprevir, single bile saltssystems with micelles and a drug-rich phase are called probably the most relevant in vivo and need lecithin mixed micellespH 6.5, 37 °Clu2017 C42
FaSSIF-V1, Composite-SIFunimodal 49 ± 4 nm; bimodal 63 ± 4 nm (56%) and 3.9 ± 0.4 nm (44%)DLS, 173°[indulkar2018 R5]
atazanavir, 3 mM STC with 0–0.75 mM lecithininduction time about 595 → 43 min; amorphous solubility 38 → about 82 µg/mLpH 6.5, 37 °C[indulkar2018 R16, R6]
atazanavir, volunteer media with 350 µM phospholipidbile salt:phospholipid 1.6–14.7; 23–33 against 112–144 minpH 6.5, 37 °C[enright2020 R18, E2]
posaconazole, FaSSIF-V1 against FaSSIF-V2more lecithin gives higher amorphous solubility and Km/w for posaconazole, not for atazanavirbiorelevant and human fluidselkhabaz2019b C38
Pitfalls and disagreements

Lecithin was absent from all the bile-salt studies of this chapter's papers up to 2017, and may alter solubility and kinetics [li2016a C64]. The two proposed lecithin routes (taurocholate drawn into mixed micelles; lecithin lowering the interfacial energy of the nucleus) were not measured [indulkar2018 C40; elkhabaz2021 C25].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

moisture barrier effect

Reduction of the uptake of water, or of its rate, by a particle coating. It was offered as one of two reasons why an alumina shell stabilizes an ASD powder, the other, "perhaps more importantly", being lower surface molecular mobility [duong2022c C53, C54]; alumina nanoshells blocked water uptake of amorphous lactose in earlier work (cited) [duong2022c C6]. In the ASD process papers it is measured as equilibrium uptake and as uptake kinetics, and the two do not agree: thin coatings leave equilibrium uptake unchanged, thick or slow-deposited coatings lower or slow it [moseson2022a C20; duong2022c C59; moseson2023 C13].

Findings

F43, F45, F47.

Related concepts

measured as water sorption and hygroscopicity; set by coating defect density and thickness; proposed beside surface molecular mobility as a stabilizing mechanism of the atomic layer coating.

Formulas

none.

How it is measured or obtained

Dynamic vapour sorption of coated and uncoated powder: isotherms at 40 °C (0–95% RH) or 37 °C (5–95% RH in 5% steps, n = 3), or kinetics after drying at 0% RH and a step to 90% RH for 2–3 h [moseson2022a P12, R8, R9; duong2022c P9, R9; moseson2023 P10, R7, R8; benson2025 P8, R3].

Values in the library
materialvalue or classconditionspaper ids
erlotinib–HPMCAS, 5–25 nmabout 5.7% uncoated against about 5.4% coatedDVS 40 °C, 75% RH[moseson2022a R8, R9, C20]
ezetimibe–HPMCAS 50% DL, uncoated / thin / thickabout 5.65 / 5.83 / 3.17%DVS 37 °C, 95% RH[duong2022c R9]
ezetimibe–HPMCAS 70% DL, uncoated / thin / thickabout 4.88 / 5.21 / 4.35%same[duong2022c R9]
posaconazole–HPMCAS 25% DL, 0 / 11 / 23 / 39 nmabout 4.7 / 4.3 / 3.7 / 1.2% at 30 minDVS 37 °C, 90% RH[moseson2023 R7]
posaconazole–HPMCAS 50% DL, slow-deposited 26 nmabout 0.33% at 2 h against about 4.2–4.5%same[moseson2023 R8]
ritonavir–PVPVA 20% DL, slow-coated 20.5 nmabout 15.1% against about 20% at 3 hsame[benson2025 R3]
Pitfalls and disagreements

The thin 50% ezetimibe coating protected for two years without lowering uptake, so equilibrium uptake is not a measure of protection [duong2022c X7; moseson2023 C52]. The abstract of the ezetimibe paper generalizes lower hygroscopicity to all coated powders, which only the thick coatings show [duong2022c C59, X6]. Sorption was measured on dry powders, not on powders in storage, and the slow-sorbing posaconazole samples had not levelled off within 2 h [moseson2023 X17]. Moseson (2022) read the unchanged bulk uptake as a coating that "would block water adsorption to the particle surface", which was not measured [moseson2022a C42, C43].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

moisture-induced crystallization

Crystallization of an amorphous drug, alone or in a dispersion, that sorbed water starts or speeds up. In the library it is measured as a nucleation rate, a crystal growth rate or a crystallized fraction that rises with storage relative humidity [konno2008 C11; rumondor2010 C8, C9; rumondor2009b C7]. Two routes are distinguished: water raises molecular mobility (plasticization) and may raise the drug's chemical potential, or water first splits a dispersion into drug-rich and polymer-rich amorphous phases, from which the drug-rich phase crystallizes [marsac2008a C1, C26; rumondor2009c C5; marsac2010 C25]. New aspect (Supersaturation from ASD dissolution): it serves as the solid-state comparison for the polymer ranking in dissolution: dry felodipine dispersions with PVP, HPMC and HPMCAS nucleated alike, whereas with moisture HPMCAS and HPMC inhibited crystallization better than PVP (cited) [konno2008a R18]. The resveratrol dispersions that resisted crystallization at high humidity (PVP, E100) also stayed amorphous in buffer but gave no concentration gain, and those that crystallized at high humidity (HPMC, HPMCAS, CMCAB) also crystallized in buffer at 35% drug [wegiel2015 R21, C7, C9]. Indomethacin dispersions at 60% drug with HPMC or EPO crystallized within 5 days at 40 °C/75% RH, the EPO–HPMC ternary not within 100 days [xie2017 R26].

Findings

Physical stability: F9, F11, F15, F24, F25, F33, F34. Supersaturation from ASD dissolution: F4, F6, F16, F20.

Related concepts

depends on plasticization by water and water sorption; can follow moisture-induced phase separation; part of solid-state crystallization of amorphous drugs; related to hygroscopicity; related to physical stability and crystallization inhibition by polymers.

Formulas

none specific; the water uptake that drives it is described by Flory-Huggins water sorption isotherm.

How it is measured or obtained

Storage over saturated salt solutions at fixed RH and counting of birefringent nucleation sites in spin-coated films [konno2008 P3, P4]; growth of existing crystals in films at fixed RH [rumondor2010 P3, P4, P5]; PXRD crystallinity of stored powders with PLS calibration [rumondor2009b P5]; AFM and polarized light on films after 1–16 h at 94% RH [marsac2010 P14, R19]. Outside the subcategory, SHG imaging of spray-dried dispersions at 40 °C and 75–82% RH [correasoto2017 R4, C15].

Values in the library
materialvalue or classconditionspaper ids
amorphous felodipine filmnucleation ≈1.4 × 10⁵ → 2.9 × 10⁶ m⁻³ s⁻¹0 → 75% RH, 22 °C[konno2008 R1.a, R3.a]
amorphous nifedipine filmnucleation ≈4.7 × 10⁵ → 6.8 × 10⁶ m⁻³ s⁻¹0 → 75% RH[marsac2008a R1.a]
amorphous felodipine filmgrowth ≈0.030 → 0.066 mm/min (13–80% RH), 2.3–2.8 mm/min at 87–93% RH, with needleshumidity stage, 25 °C[rumondor2010 R1, C9]
felodipine–PVP 25% powder1.2% (0% RH) to 82.1% (93% RH) crystallized after ≈494 days22–25 °C[rumondor2009b R9.a, R9.g]
felodipine–HPMCAS 50% powder9.2–16.6% at every RH after ≈490 days22–25 °C[rumondor2009b R9]
felodipine–PVP 50% filmcrystals by 4 h at 94% RH, after phase separationAFM, polarized light[marsac2010 R19, C24]
FTM–HPMCAS spray-dried dispersion (outside)faster crystallization at 82% than at 75% RH40 °C, SHG[correasoto2017 C15]
Accord tacrolimus capsules (outside)rapid crystallization in the powder blend40 °C/75% RH[purohit2019 C33]
resveratrol with HPMC, HPMCAS, CMCAB, PAAcrystalline at the first sampling at 84% RH, then fully; PVP and E100 not25 °C[wegiel2013b R12, R14, R16]
curcumin dispersionsat 84% RH: E100 > 350, cellulosics 75, PVP 22, neat 14 days25 °C[wegiel2014 R13]
indoprofen–PVPseparation at 54% RH, crystals from 75% (30% PVP) or 84% RH (50% PVP)22 °C films[rumondor2011 R11, R14]
lumefantrine–CAP 40:60 precipitated into water (9% water)crystalline from the first day at 40 °C/75% RH; amorphous 3 months under vacuumPXRD[bhujbal2021 R4.a, R5, R10, C17]
tacrolimus generic capsule contents≈36, 68 and 84.5% at 30, 35 and 40 °C/75% RH, ≈11% at 40 °C/54% RH, 4 weeksopen dish[trasi2017 R14]
felodipine dispersions with PVP, HPMC, HPMCAS (cited)no difference dry; HPMCAS ≈ HPMC > PVP at high RHstorage[konno2008a R18]
flutamide and ezetimibe HPMCAS dispersions (Solid-state methods)first storage time with detected crystallinity, by methodstorage[correasoto2017 R1]
tacrolimus capsules (Bioperformance)% crystallized against storage timestorage[purohit2019 R1]
resveratrol dispersions (storage, cited)PVP, E100 stable; HPMC, HPMCAS, CMCAB crystallized at high RHstorage[wegiel2015 R21]
indomethacin 60% with HPMC; EPO; EPO–HPMCcrystals within 5 days; within 5 days; amorphous beyond 100 days40 °C/75% RH[xie2017 R26]

Evidence table: moisture-induced crystallization.

Pitfalls and disagreements

The growth jump of felodipine above 80% RH has no counterpart in water uptake or Tg, and its cause is "currently unknown" [rumondor2010 C31, C33]. Bulk powder of pure amorphous felodipine crystallized within 12 days at 0% as well as at 93% RH, so at that resolution water made no difference [rumondor2009b R12, X8]. Whether crystallization follows the wet one-phase route or the phase-separated route changes how polymer content acts (no effect of PVP level at 93% RH) [rumondor2009b C20, C21]. For resveratrol the authors "do not fully understand" why humidity acted more than heat, and the contrast fails at 120 °C [wegiel2013b C40, X8]. In the precipitated lumefantrine series water content varies with the polymer, so the water effect is inferred [bhujbal2021 C51, C56]. A solid-state ranking under moisture need not hold in dissolution: HPMCAS and HPMC were alike in humid solids but HPMCAS dispersions gave far more supersaturation, and the authors suggest the inhibition mechanisms "may vary" with the amount of water [konno2008a C33, C34].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

moisture-induced phase separation

Splitting of an initially miscible drug–polymer dispersion into drug-rich and polymer-rich amorphous phases because of water, either taken up during storage or present during preparation. Two routes are distinguished: water carried into a drying solution, which gives drug-rich spheres in a polymer-rich matrix, and water absorbed by a dry film, which gives a drug-rich network with polymer-rich holes (evacetrapib) [li2017 C24, C28, C32]. Water acts as an antisolvent for hydrophobic drugs [li2017 C32; saboo2017 C42]. New aspect (Physical stability): in the physical-stability papers, sorbed water splits an initially one-phase drug–PVP dispersion into drug-rich and polymer-rich amorphous phases before crystals appear; the authors hold it to be thermodynamically driven, with mobility setting its rate [rumondor2009c C2, C35, C41; marsac2010 C14].

Findings

ASD process: F1, F2, F4, F6. Physical stability: F12, F13, F14, F15, F16, F23, F31, F32.

Related concepts

a case of solvent-induced phase separation; a form of amorphous-amorphous phase separation; depends on hygroscopicity and water sorption; trapped by kinetic trapping; explained by Δχ effect; followed by moisture-induced crystallization; reversed by remixing of separated amorphous phases; driven also by hydrophobicity.

Formulas

Δχ effect, multicomponent Flory-Huggins free energy of mixing.

How it is measured or obtained

AFM topography and roughness, TEM with EDX, AFM-LCR and nanoTA, fluorescence microscopy and, for powders, modulated DSC for the number of Tgs [li2017 P8, P10, P13; mugheirbi2017 P8, P9, P11; li2019 P9, P10]. In the drug–PVP storage papers: IR of re-dried films against a calculated physical-mixture spectrum, DSC for two Tgs wet and re-dried, near-additive water uptake, AFM phase contrast and TEM without diffraction rings [rumondor2009c P7, P9, R22; marsac2010 R19, R20].

Values in the library
materialvalue or classconditionspaper ids
ECP–HPMC / PVPVA filmsfeatureless at 18% RH; domains at 35–50% RH; 20 µL water per mL of stock splits a 50% filmspin coated[li2017 R3, R5, R12]
ECP–PVPVA after 97% RH, 7 daysnet-like structures at 10–80% DL; F/N 0.10 (continuous) against 0.06TEM-EDX[li2017 R19, R22]
ECP–PVPVA powders after 24 h at 97% RHtwo Tgs at 10–50% DL, one at 60–90%modulated DSC[li2017 R24]
ITZ–HPMC E3 filmsdomains at 40% and 20% RH, none at 7% RH; network after 24 h at 40 °C/75% RHspin coated[mugheirbi2017 P13, R1, R3, R17]
LPV–HPMC E5 films after 97% RHirregular discrete and semi-continuous domains; continuous phase 173 ± 13 °CnanoTA[li2019 R8, R14]
felodipine–PVP at about 75% RH and abovedrug-rich and polymer-rich amorphous phasescited[rumondor2009b R24]
telaprevir ASD filmsdry nitrogen (RH below 18%) eliminates water-vapour-induced separationcitedmosqueragiraldo2018b C11
LPV ASD powders with EC, HPMCAS, HPMCPstayed one phase after 48 h at 97% RHTgli2018 R9, C40
nifedipine-, pimozide-, droperidol–PVPseparated within 1 h at 94% RH; pimozide from 54% RHdried films[rumondor2009c R7, R9, R10, R12]
indomethacin-, ketoprofen–PVPone phase for 40 and 68 days at 94% RHsame[rumondor2009c R14, R16]
felodipine–PVPsmall change at 33–58% RH, distinct at 75% RH, amorphous-felodipine-like after 94% RH1 day–1 week[marsac2010 R7, R11]
felodipine with 25% HPMCAS or HPMCno change after 7 weeks at 75% RHdried films[konno2008 R11]
same drugs with PVP, PVPVA, HPMCASextent follows polymer hygroscopicity, PVP > PVPVA > HPMCASIR band loss, DSC[rumondor2010c C38, C33]
20 drug–polymer systemsHPMCAS dispersions less susceptible in general; PVP highly vulnerableclasses[rumondor2011 C29]
miconazole–PVPVA 50:501–3 µm drug-rich domains after 7 days at 75% RH; 4–25 µm domains within 5–30 min in bufferconfocal, AFM-IR[saboo2017 R15, R18, R19]
celecoxib–PVP 6:4two Tg events after 3 days at 94% RH, not after 75% RHDSC[xie2016b R18, R19]
ritonavir–PVPVA 30:70 with surfactantsSDS and Tween 80 delay visible separation; Spans speed it and coarsen the domainsconfocal at high RH, 37 °Cyang2022b R5, R6, R7, R8, C7
Pitfalls and disagreements

The water content of films and solutions was not measured in the film studies, so "moisture" is inferred from humidity and added water [li2017 X14; mugheirbi2017 X4]. The water-uptake explanation of the DL effect on storage separation rests on powders after 24 h, not on films [li2017 X8]. Whether a dry film is miscible or kinetically trapped is open [li2017 C43]. The effect of water reverses with PrOH and BuOH [mugheirbi2018 C12]. In the drug–PVP storage study, two-phase evidence in the wet state exists only for pimozide; for nifedipine and droperidol it rests on IR of re-dried films and sorption [rumondor2009c X10]. Donor type, carbonyl red shift and drug–water χ split the drugs the same way [rumondor2009c X13]. Class labels per system ignore that resistance depended on drug loading [rumondor2011 X13, C38]. The pattern depends on how water arrives: humid air gives drug-rich droplets in a polymer-rich matrix, bulk water a coarser connected structure [saboo2017 C46].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

molecular mobility

How fast molecules of an amorphous solid move and rearrange, the kinetic side of crystallization next to the driving force [marsac2006a C4; vaneerdenbrugh2010a C3]. In the library it is read from Tg (higher Tg, lower mobility at a given temperature), from enthalpy relaxation times, from melt viscosity and from model relaxation times, and water raises it by plasticization [konno2006 C2; marsac2006a R4.n; kestur2010b R10; rumondor2010 E1; marsac2008a C1].

Findings

F5, F9, F13, F14, F21, F22.

Related concepts

indicated by glass transition temperature; measured by enthalpy relaxation and structural relaxation time; raised by plasticization by water; related to kinetic barrier to nucleation.

Formulas

Kohlrausch-Williams-Watts equation, Stokes-Einstein equation; the AGV equation is listed on the chapter page as table only.

How it is measured or obtained

Enthalpy recovery after ageing fitted with the KWW function [konno2006 P6; marsac2006a P9]; zero-shear melt viscosity [kestur2010b P4]; Adam–Gibbs–Vogel relaxation time from Tg [rumondor2010 P8]; Tg and Tg − T as indicators [marsac2008a R8].

Values in the library
materialvalue or classconditionspaper ids
amorphous nifedipine, felodipineτ 6.3 and 4.2 h at 23.5 °C; nucleation 2–4 times faster for nifedipinedry[marsac2006a R4.n, C13]
felodipine with 3 wt% PVP K-12, K-29/32, K-90melt viscosity ≈58, 156, 690 Pa·s vs ≈44 Pa·s alone100 °C[kestur2010b R10.c]
amorphous felodipine filmsgrowth follows AGV mobility to the power 0.513–75% RH[rumondor2010 R7, C27]
pimozide–PVPmoisture-induced separation much slower at 4 °C than at 22 °C75% RH[rumondor2009c R11, C41]
ketoprofen–PVPwet Tg −23 °C, mobile, yet no separation94% RH[rumondor2009c R25, C38]
coated ASD powders (outside)crystallization onset linked to Tg − T at the storage condition40 °C[moseson2022a C24, C25]
ritonavir ASDs (outside)Tg only a crude indicator of mobilitydegradation study[alvarenga2022 C21]
celecoxib with miscible surfactantsmain effect "most likely" on mobilityTg-scaled growth[mosqueragiraldo2014 C30]
felodipine free surfacefaster growth "may be attributed" to mobile surface moleculesfilms[kestur2013a C16]

Evidence table: molecular mobility.

Pitfalls and disagreements

Bulk mobility measures did not rank crystallization: DSC relaxation may not describe "the motion involved in nucleation", viscosity "cannot be used as a precise measure" of drug mobility, and growth outran AGV mobility [marsac2006a C37; kestur2010b C24; rumondor2010 C26]. Mobility sets the rate of moisture-induced separation but does not cause it [rumondor2009c C35, C41; li2017 C44]. Tg did not rank polymers for acetaminophen, flutamide, resveratrol or curcumin [trasi2012a C18; trasi2012b C33; wegiel2013b C33; wegiel2014 C22].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

nanodroplet reservoir effect

The proposal that the drug-rich phase replenishes drug absorbed from the water phase, keeping the activity and flux at their maximum for as long as it lasts mosqueragiraldo2015 C39; indulkar2015 C54, C55. In the Amorphous solubility papers of 2013–2016 it is argued from the flux plateau and from earlier work: none of them depleted the dissolved drug and followed resupply mosqueragiraldo2015 C39. The flow-through experiments of 2016 test it, by the length of the steady receiver period against the excess over the onset indulkar2016 R5, R6. The papers of 2017–2022 add that Sugihara and Taylor expect the amorphous particles to maintain supersaturation by replenishing absorbed drug ("is expected"), and Indulkar and co-workers that an LLPS system sustains maximum flux while a micellar system at the same total concentration gives lower flux; neither flux with and without particles nor resupply was measured in these papers sugihara2018 C43; indulkar2017a C61, C62. New aspect (Bioperformance): replenishment of absorbed free drug by dissolution of drug-rich droplets, which keeps the solution at the amorphous solubility and the flux at its maximum until the droplets are used up indulkar2016 C25, C31; raina2014a C38. Micelle-solubilized drug is not an equivalent reservoir indulkar2016 C26. A depot role was proposed for amorphous aggregates in vivo, with little in vivo data wilson2018 C8, C40; in a PAMPA cell nanodroplets are said to raise the concentration at the donor-side membrane surface and remove the unstirred-layer gradient [hate2022 C58, C61, C76]. New aspect (Mesoporous silica): silica formulations are the library's case where the reservoir is absent. Released drug approached but did not exceed the amorphous solubility, so no drug-rich phase formed to replenish absorbed drug [dening2018 C32, C44], and an acid-first atazanavir–silica run reached the amorphous solubility without LLPS, from which the authors infer that the reservoir "may not occur" with silica [hate2020a R23, C54]. New aspect (Supersaturation from ASD dissolution): in the dispersion-dissolution papers the reservoir idea is cited, not tested: a drug-rich phase in metastable equilibrium with the water "has been suggested" to keep supersaturation constant while drug is absorbed jackson2015 C8, and a polymer that promotes LLPS "may be preferable" for that reason trasi2015b C46. For indomethacin, the droplets that a fast-releasing EPO–HPMC dispersion formed in acid redissolved within minutes when the pH rose to 5, which the authors call a reservoir that becomes available on dilution to higher pH; here the reservoir means redissolution, not replenishment during membrane transport [xie2017 C42, X9]. New aspect (Release mechanism and LoC): Que and co-workers (2019) take as their starting point "an emerging opinion" that drug-rich colloids act as a reservoir sustaining maximum flux, so that the optimal outcome of ASD dissolution is to exceed the amorphous solubility with colloid formation [que2019 C3]. They add that the smaller colloids formed with surfactants have a larger specific surface area, which "can potentially" improve absorption through faster replenishment, so colloid size should be considered when formulations release alike [que2019 C54]. Papers of 2021–2022 use it as the reason to keep released droplets small: smaller colloids "can potentially" improve absorption by faster replenishment, and surfactants that coarsen droplets "would be a poor choice" [que2021 C37; correasoto2022a C1, C43].

Findings

Amorphous solubility and LLPS: F8, F16, F23. Bioperformance: F5, F8, F19, F22, F23. Mesoporous silica: F8, F15. Supersaturation from ASD dissolution: F7, F9, F21, F26. Release mechanism and LoC: F4, F13, F16.

Related concepts

depends on the drug-rich phase; inferred from membrane flux; related to thermodynamic activity. Needs drug-rich nanodroplets; contrasts with micellar solubilization. Absent where drug adsorption onto silica keeps the solution below the amorphous solubility; related to free drug concentration; the droplets form under congruent release.

Formulas

Receiver concentration-time profile with flow washout, membrane flux in terms of solute activity.

How it is measured or obtained

Not measured in the Amorphous solubility papers of 2013–2016; later papers use donors with and without nanodroplets and a membrane indulkar2016 R7. In the Bioperformance papers: a flow-through cell with a sink receiver, taking the length of the steady receiver period against the excess over the onset indulkar2016 R5, R6 and a comparison with coarse amorphous particles indulkar2016 R7; a hollow-fibre receiver above the amorphous-solubility level and a fluorescence ratio falling to the amorphous-solubility level hate2018 R13, R16; hollow-fibre receiver Cmax against donor concentration above the amorphous solubility ueda2020a R10, C26; and PAMPA mass flow against donor concentration with a sink receiver, with an interface concentration estimated from it [hate2022 R19, C61]. In the Mesoporous silica papers: dissolution of ritonavir–SBA-15 at 200–1000% of the amorphous solubility with 1 µm filtration to count nanodroplets, against membrane flux [dening2018 P10, R8]; side-by-side comparison of atazanavir–SBA-15 with an HPMC dispersion of the same loading at 200 µg/mL in an absorptive apparatus [hate2020a P12]. Not measured in the ASD dissolution papers; the danazol work shows only that the free drug plateau is the same for all dispersions with a drug-rich phase jackson2015 R9. In the release-mechanism papers: not measured in these papers; colloid size by DLS [que2019 R12].

Values in the library

None in the Amorphous solubility papers of 2013–2016; the Bioperformance, Mesoporous silica and ASD dissolution papers give the following.

materialvalue or classconditionspaper ids
clotrimazole 10 / 15 / 20 µg/mLsteady period 1 / 5 / at least 13 h16 h flow-throughindulkar2016 R6, X5
clotrimazole + 7.5 mg/mL 150–250 µm particlesno reservoir (0.63 to 0.42 µg/mL)5 hindulkar2016 R7
atazanavir 90:10 ASDsreceiver above AS level 120 min; 4 h: about 200 minhollow fibrehate2018 R13, R21
posaconazole ASDs (FaSSGF)longer supersaturation at higher dose, "most likely" reservoirtwo doses[elkhabaz2019a C48]
ritonavir on SBA-15no reservoir at the amorphous solubility without excess drug[dening2018 C44]
ritonavir–SBA-15, 400 and 1000% doseabout 24 µg/mL, about 85% of the amorphous solubility; no drug-rich phase by dissolutionpH 6.8[dening2018 R22, C32]
10% atazanavir–SBA-15 against 10% HPMC ASDdonor about 48–57 against up to about 207 µg/mL with LLPS; receiver about 4.3–5.2 against 10.2–11.6 µg/mL200 µg/mL, absorptive[hate2020a R24, R25]
atazanavir, clozapine, two HPMCAS gradesCmax keeps rising above the amorphous solubility with approximately parallel slopeshollow fibre, 37 °Cueda2020a R10, C26, C27
atazanavir, PAMPA with 2% SDS receivermass flow 5.0 to 8.8 µg/min between 80 and 1000 µg/mL; estimated interface concentration near a plateau at 400 µg/mLlipid-impregnated hydrophobic PVDF[hate2022 R19, C61]
enzalutamide in ratsaggregate-forming ASD about 30% more AUC than two ASDs that only reached the ceiling (no statistical test)10 mL/kgwilson2018 R17, C46, X6
danazol dispersions with LLPSsame maximum flux, read as the maximum transport rate25 °Cjackson2015 C39, C32
indomethacin EPO–HPMC 3:5:2 dispersionapparent ≈93.5 → ≈43 µg/mL within ≈2 min of the shift; 39.1 of 40 µg/mL at 3 hpH 2.2 → 5, 37 °C[xie2017 R10, R20]
posaconazole–HPMCAS 10% dispersion, two dosesthe same peak near 20 µg/mL; desupersaturation about an hour earlier at one-fifth of the dose, with fewer dropletsFaSSGF → FaSSIF, 37 °C[elkhabaz2019a R12, R6, R14]
delamanid salt dispersions during releasestable drug-rich nanodroplets, smaller with HPMCP than with HPMCASPBS pH 6.5, 37 °Cduong2022a R25
ledipasvir–PVPVA 5%; with poloxamer 407; 7.5% with SDS≈225–257; ≈96–130; ≈60–63 nmDLS, 10–60 min[que2019 R12]
TIPP, Me-TIPP; PHPH, Me-PHPHcolloids 179–193; 348–364 nmDLS, 30 min[que2021 R22]
clopidogrel dropletsstable with 4–50 µg/mL SDS, TPGS or Tween 80 for 4 hDLScorreasoto2022a R6
Pitfalls and disagreements

The claim that a colloidal drug-rich phase is favourable for absorption rests on literature and argument ("likely") indulkar2015 C55, X15. A plateau of flux shows constant activity but not resupply trasi2015a C14. The Amorphous solubility papers of 2013–2016 treat the effect as untested, whereas the flow-through experiments of indulkar2016 follow resupply by the length of the steady receiver period indulkar2016 R5, R6; so it is untested only in the former. In the Bioperformance papers depletion times were back-calculated in a way that does not match a mass balance indulkar2016 X3; droplet dissolution speed was estimated, not measured indulkar2016 R18; with mesoporous silica the effect "may not occur" [hate2020a C54]. The interface concentration of the PAMPA study is derived from mass flow anchored at 75 µg/mL, so the 1000 µg/mL point equals 75 by construction and the plotted values still rise from about 64 at 400 to 75 at 1000; no interface concentration, layer thickness or droplet dissolution rate was measured, so the mechanism is an interpretation (F22) [hate2022 X7, X8]. The rat difference rests on one aggregate-forming ASD that also dissolved fastest (F23) wilson2018 X14. Mesoporous silica: at the tenfold ritonavir dose, flux equalled that of amorphous ritonavir while dissolution through a filter that passes the droplets gave about 85% of the amorphous solubility, so whether the LLPS concentration was reached is unresolved [dening2018 X14, C33]. The method used to look for nanodroplets in the acid-first atazanavir run is not described and its data are not shown [hate2020a C54, R23]. In the ASD dissolution papers, for ritonavir the droplets "appear" to promote crystallization, the opposite of a stabilizing role [ilevbare2013d C41]. Danazol transport was measured across a dialysis-type membrane only, without absorption data jackson2015 X12. The posaconazole reservoir was inferred from the dose effect; neither the undissolved amorphous drug nor the droplet mass was measured over time [elkhabaz2019a X8]. The three colloid-forming formulations differ in loading and release rate, so the size difference cannot be assigned to the surfactant alone [que2019 X11]. No flux or absorption was measured in these papers [que2019 C54; que2021 C37].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

NMR chemical exchange broadening

The widening of the NMR peaks of a species that moves between two environments, here ibuprofen exchanging between the aqueous phase and the drug-rich phase. The dissolved-ibuprofen peaks stay sharp in saturated polymer solutions and in buffer with droplets, and broaden only when a drug-rich phase that contains polymer is present ueda2021 R1, R9, C9. The authors attribute this to lifetime broadening by exchange with a mobility-suppressed, polymer-loaded phase with faster spin–spin relaxation, and not to solution viscosity ueda2020b C24; ueda2021 C9; ueda2022 C14.

Findings

F15.

Related concepts

used to read the drug-rich phase and polymer partitioning into the drug-rich phase.

Formulas

none.

How it is measured or obtained

Line shape of the aqueous-phase peaks of the drug (H4, H5 or H5, H6) after Lorentzian decomposition at 37 °C or at 15–60 °C; widths are described qualitatively and were not tabulated ueda2020b P4; ueda2021 P3; ueda2022 P4.

Values in the library
materialvalue or classconditionspaper ids
dissolved ibuprofen with HPMC, PVP-VAsharp below the amorphous solubility, broad above it; narrower and resolved again during stirring as PVP-VA droplets leavepH 2.0 (D2O), 37 °Cueda2020b R3, R10, R14
dissolved ibuprofen with six polymersbroadened most with HPMC and PVP-VA; positions unchanged1000 µg/mL polymer, 400 µg/mL drugueda2021 R3
dissolved ibuprofen, 15–60 °Cbroader in PVP-VA and HPMC solutions than in PVP solution1000 µg/mL polymerueda2022 R5
Pitfalls and disagreements

The exchange rate and the relaxation rates were not measured; the authors say the mobility suppression "also appears to contribute" ueda2020b C24; ueda2021 C17. The polymer-induced downfield shift of the drug-rich peaks reduces the shift difference, and mobility suppression in the drug-rich phase strengthens the lifetime broadening, so both enter the explanation ueda2021 C9.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

non-sink dissolution

Dissolution at a dose that would exceed the crystalline solubility if it all dissolved, so that supersaturation can build up and the competing kinetics of dissolution, nucleation and crystal growth can be seen; non-sink testing is called essential for supersaturating systems and more sensitive to crystals than most solid-state methods [moseson2021 C3]. In the ASD process papers it is a statement about the dose against the solubility of each solid form, not one apparatus: ritonavir and lopinavir granules at pH 6.8 were "highly non-sink" against crystalline solubilities of 1.8 and 2.9 µg/mL trasi2019 C10, M1, M2, and a bicalutamide dose of 3 µg/mL, the lowest that could be weighed and below the form 1 solubility, still "does not meet the traditional definition of sink conditions" [moseson2021 C24]. Further non-sink designs in the later papers: bicalutamide–PVPVA powder at a dose giving at most 30 µg/mL, chosen so that nucleation from solution does not interfere [moseson2022b P10, C7]; posaconazole coated powders at a dose equal to the amorphous solubility (8 µg/mL) [moseson2023 P13]; posaconazole after a gastric-to-intestinal pH shift at about 10 times the amorphous solubility (about 200 µg/mL) [shah2024 P11]; ritonavir powders and tablets at up to 25 µg/mL [benson2025 P11]; and 10 mg ezetimibe in 50 mL [duong2022c P15]. New aspect (Bioperformance): the dose is larger than the medium can dissolve at the (crystalline or amorphous) solubility, so that supersaturation and its loss can be seen [elkhabaz2017 P7; purohit2018 C30; alhalaweh2016 P10]. Absorptive tests combine non-sink dissolution with a membrane at three volumes, 5 mg of tacrolimus in 240, 100 and 40 mL [hate2019 R7, C39]. New aspect (Supersaturation from ASD dissolution): in the ASD dissolution papers of 2008–2015 the dose is set against both reference solubilities: non-sink with respect to the crystal so that supersaturation can show, and, in the danazol work, also above the amorphous solubility so that a drug-rich phase can form; danazol films were dosed at 20–30 µg/mL against 8 µg/mL amorphous and about 1 µg/mL crystalline solubility jackson2015 C10, P1. Only part of the dose may dissolve: the highest felodipine value, 14.1 µg/mL, was about 28% of a 50 µg/mL nominal dose [konno2008a X15]. The papers of 2015–2018 add two dose designs: a dose equal to the amorphous solubility (celecoxib, 8.8 mg in 400 mL, 22 µg/mL), at which a dispersion that stays amorphous should release completely while any drug crystallized in the matrix cannot dissolve [xie2015 C17; xie2016a C8], and the whole contents of a marketed capsule in 40 mL, the baseline gastric volume (tacrolimus, 125 µg/mL nominal against an amorphous solubility of about 50 µg/mL) trasi2016 P11, C29.

Findings

ASD process: F14, F21, F23, F26, F27, F28, F29, F38, F39, F40, F41, F46, F47, F48. Bioperformance: F8, F10, F14, F16, F17, F25, F28, F30, F31. Supersaturation from ASD dissolution: F1, F4, F6, F7, F8, F10, F16, F20, F21, F22, F24, F25, F26.

Related concepts

reads desupersaturation; detects residual crystallinity and matrix crystallization; uses the amorphous solubility advantage; also the setting for the release of coated particles (see atomic layer coating) and for the effect of wettability. Contrasts with sink conditions; related to pH-shift dissolution and absorptive sink; measured by free drug concentration; related to supersaturation and amorphous solubility.

Formulas

supersaturation ratio. Sink index, Noyes-Whitney equation.

How it is measured or obtained

IDM: 200 mL of 50 mM pH 4.5 acetate buffer at 37 °C stirred at 300 rpm, a UV dip probe with a scattering-corrected calibration (absorbance at 317 nm minus 450 nm), n = 3, 12 h, maximum 50 µg/mL, S = 6 [moseson2020a P9]. BCL: 3, 30, 60 and 150 µg/mL for 4 h at 37 °C, triplicate [moseson2021 P13]. Ritonavir granules: 250 mL, 150 rpm, 0.45 µm PTFE filtrate assayed by HPLC trasi2019 P8, P15. Two-stage pH-shift tests: 60 min in 40 mL fasted-state simulated gastric fluid (pH 1.6), then double-strength intestinal medium added to pH 6.5, samples centrifuged and assayed by HPLC (n = 3), with SHG, two-photon UV fluorescence and focused beam reflectance giving the solid [shah2024 P11, P12, P13, P14, P15]; posaconazole–HPMCAS powders held 30 min to 4 h at pH 1.6 or 4.0 and then moved to pH 6.5 [moseson2023 P13]. In the Bioperformance papers powder or capsule contents are dissolved in a small volume with in situ UV or sampled HPLC [elkhabaz2017 P7; purohit2018 P8; hate2018 P8]. In the ASD dissolution papers: paddle dissolution of powder with UV sampling through a 70-µm filter [konno2008a P3]; small-volume vessels with fibre-optic UV probes read every minute [alonzo2010 P2; alonzo2011 P2]; film dissolution with pyrene aliquots jackson2015 P2; filtered sampling for clear PVP solutions and ultracentrifugation for turbid HPMCAS ones trasi2015b P5, P9. Two-stage tests of indomethacin dispersions, 1 h in pH 2.2 buffer and then pH 5 or 6.8 by adding phosphate [xie2017 P7, P8]; suspensions of enteric dispersions in acid as non-sink leaching tests [li2016b P4]; films cast in vials and stirred 48 h at pH 3 li2018 P4, P5.

Values in the library
materialvalue or classconditionspaper ids
IDM–PVPVA extrudatesC720 about 43.1 → 28.8 µg/mL with 0 → 25% crystalline drug50 µg/mL total dose, pH 4.5, 12 h[moseson2020a P9, R6]
BCL–PVPVA 30:70fraction dissolved at 4 h about 0.82 → 0.23 as the dose rises 3 → 150 µg/mL (crystal-free)pH 6.8, 37 °C[moseson2021 P13, R17]
RTV and LPV granulesRTV about 4 µg/mL in the co-granule against about 30 alone250 mL, pH 6.8, 0.45 µm filtratetrasi2019 P8, R4
tacrolimus capsules (outside)100 mL gives 50 µg/mL at complete dissolution, equal to the amorphous solubilitypH 4.5, 37 °C, 300 rpm[trasi2017 R3, C12]
tacrolimus generic capsules (outside)the more non-sink tests (100 and 40 mL) discriminate crystallinity better than larger volumesUSP and non-pharmacopeial media[purohit2018 C57]
BCL–PVPVA 5 / 10 / 20 / 30 / 50% DL powdersend level about 91 / 96 / 88 / 86 / 73% of the dosedose of at most 30 µg/mL, pH 6.8, 4 h[moseson2022b R6]
BCL–PVPVA 30% DL, cryomilled 2 and 5 minabout 50 and 49% of the dose (about 15 µg/mL, the form 2 solubility)same[moseson2022b R4, M1]
PCZ–HPMCAS 10% DL, extruded at 175 °C (no crystals) against 125 °C (0.3% crystals)peak about 172.5 against 178 µg/mL; about 125 against 14.5 µg/mL at 300 minpH shift at 60 min, dose about 200 µg/mL[shah2024 R12, R14]
PCZ–HPMCAS 25% DL coated 11–39 nm, pH 6.5about 90% of the dose in 10–20 mindose 8 µg/mL[moseson2023 R9]
ezetimibe–HPMCAS 50% DL, uncoated / thin / thickpeak about 14.0 / 12.5 / 10.1 µg/mL fresh; at 12 months about 5.6 against 12.4 and 11.1 µg/mL10 mg in 50 mL, pH 6.5[duong2022c R13, R23]
ezetimibe ASDs7.5 mg in 15 mL, about 500 µg/mLbuffer, FeSSIF, Ensure Pluselkhabaz2017 P7
ritonavir, atazanavir PVP ASDs150 mg in 15 mL, 120 minpH 6.8alhalaweh2016 P10
atazanavir ASDs200 µg/mL in 50 mLclosed vesselhate2018 P8
tacrolimus capsules5 mg in 900 / 450 / 100 / 40 mLmedium I[purohit2018 P7, P8]
tacrolimus (Accord)maximum 45 µg/mL within 40 min, about 25 µg/mL at 2 hone capsule in 100 mL[trasi2017 R3, C12]
tacrolimus 5 mg in 240 / 100 / 40 mLmaximum donor concentration about 21 / 50 / 125 µg/mL; sink index against the amorphous solubility 2.4 / 1 / 0.4absorptive hollow-fibre test[hate2019 R7]
tacrolimus capsule contents5 mg in 100 mL, pH 4.5, 50 µg/mL HPC, 300 rpmUSP-type test 1 medium[purohit2019 P5, E3, C35]
enzalutamide ASDs100 µg/mL total in 12.5 mL, pH 6.5, 300 rpmclosed vesselwilson2018 R6
felodipine dispersions, 10–75% PVP, HPMC or HPMCAS30 mg in 600 mL (50 µg/mL nominal); maxima 0.8–14.1 µg/mLpH 6.8, 37 °C, 50 rpm[konno2008a P3, R10, X15]
neat amorphous felodipine100, 500 and 1,000 µg/mL; plateau ≈0.9–1.1 µg/mL, like the crystalpH 6.8, 37 °C[alonzo2010 P2, R1]
neat amorphous indomethacin300 µg/mL; peak ≈14.9 (25 °C) and ≈11.2 µg/mL (37 °C)pH 2[alonzo2010 P3, R7]
HPMC–felodipine 90:10 and 50:5030 and 150 µg/mL nominal; UV ≈27 and ≈8.9 µg/mL18 mL, 37 °C[alonzo2011 R1]
danazol films, three polymers, three loadings20–30 µg/mL nominal; free drug 5.4–9.1 µg/mLpH 6.8, 25 °Cjackson2015 P1, R9
ritonavir and lopinavir 20% dispersions20 mg in 40 mLpH 6.8, 25 °Ctrasi2015b P5
celecoxib dispersions with PVP, HPMCAS, HPMC, PAA, 10–60% drug22 µg/mL nominal (= amorphous solubility) in 400 mLpH 6.8, 37 °C, 16 h[xie2015 P5; xie2016a P5]
six marketed tacrolimus capsules5 mg in 40 mL (125 µg/mL nominal); plateau ≈46–50 µg/mLpH 4.5, 37 °Ctrasi2016 P11, R10
indomethacin dispersions and crystals4 mg in 50 mL (80 µg/mL), then 100 mL (40 µg/mL)pH 2.2 → 5[xie2017 P7]
lopinavir films, 15–85% drug2 mg solids in 10 mL, 48 hpH 3, 25 °Cli2018 P4, P5
paclitaxel–HPMCAS 49/51 dispersiondose set to reach the amorphous solubility (31.6 µg/mL) in 15 mLpH 6.8, 37 °C, 16 h[que2018 P8, R1]
posaconazole–HPMCAS dispersions and Noxafil powder400 µg/mL in the gastric stage, 200 µg/mL after transfer, ten times the amorphous solubilityFaSSGF pH 1.6 → FaSSIF pH 6.5, 37 °C[elkhabaz2019a P6]
delamanid dispersions and tablets100 µg/mL at full release, about 100 times the amorphous solubility at pH 6.5PBS pH 6.5 or pH 1.6 → 6.5, 37 °Cduong2022a P16
praziquantel dispersions667 µg/mL and 1.5 mg/mL against an amorphous solubility of 1.1–1.4 mg/mLPBS pH 6.5, 37 °C[polyzois2024 P8, R2]
Pitfalls and disagreements

Filtering through 0.45 µm removes colloids above that size, and the authors treat the filtrate as molecularly dissolved drug even though material that formed at pH 6.8 passed larger-pore filters trasi2019 C11, X13. The dose per fluid volume decides how much supersaturation seeds can consume: seeds are expected to be a greater risk in a small fluid volume in vivo, and the apparent potency of the seeds rose with dose in the bicalutamide tests [moseson2020a C56; moseson2021 C76]; results "should be put in perspective of the minimum and maximum fluid volumes expected in vivo" [hate2019 C39]. The 12 h window is longer than gastrointestinal transit but lets dissolution and growth both be seen [moseson2020a C32]. At 30 µg/mL bicalutamide with PVPVA does not nucleate from solution, so a fall at that dose is read as the solid route [moseson2022b C7, R22]. In the posaconazole pH-shift test "desupersaturation" means a fall below the LLPS concentration (about 19 µg/mL), not a return to the crystalline solubility of 1.2 µg/mL [shah2024 R11, X15]. For the coated powders the replicate numbers and the meaning of the error bars are not printed [moseson2023 X17; benson2025 X20]. In the Bioperformance papers a closed vessel overstates supersaturation over time (F14), and most absorption is not modelled in such tests. The volume decides the result: the same 20% crystalline capsule passed the virtual check at 100 mL and failed at 40 mL (F28) [hate2019 R13, C41], and closed dissolution did not rank the rat exposures (F25) wilson2018 C57. In the ASD dissolution papers, above the amorphous solubility UV readings include particles, so the apparent maximum of a non-sink test overstates dissolved drug [alonzo2011 C27; jackson2015 C12]. Results compare only at similar dose-to-volume ratios [konno2008a X15]. The two drugs of the 2010 study were tested at different pH, volume, stirring and solid amounts [alonzo2010 X9]. With the dose at the amorphous solubility a test asks whether a dispersion reaches the ceiling, not whether it can stay above it [xie2016a X11]. A shift to pH 6.8 let three indomethacin dispersions look alike that a shift to pH 5 separated [xie2017 C66]. In the tacrolimus test the 100 mL control called sink is nominally at the amorphous solubility trasi2016 X5. Where the dose equals the amorphous solubility, complete release and the ceiling cannot be told apart [que2018 P8; xie2016a X11]; where it is ten to a hundred times higher, the test asks instead how long the drug stays at the ceiling [elkhabaz2019a P6; duong2022a P16].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Noyes-Whitney equation

The dissolution-rate relation dC/dt = (DA/hV)(C_s-C) (diffusion coefficient D, surface area A, boundary-layer thickness h, liquid volume V, solubility C_s): in the ASD process chapter it is applied to crystals dissolving in a polymer melt, where higher temperature and plasticisation by dissolved drug raise D, smaller particles raise A and shear thins h [moseson2018 E5, C52; moseson2019 E2, C39]. In the bicalutamide model the Noyes–Whitney form is carried by a size-dependent shrinkage rate with one fitted rate constant that lumps viscosity, plasticization by dissolved drug, viscous heating and the absence of sink conditions [moseson2022c E18, E9, C38]. New aspect (Supersaturation from ASD dissolution): in aqueous dissolution of dispersions it appears as the dissolution arm of the two-route scheme, dissolution rate proportional to surface area and a concentration difference ("modified Noyes and Whitney", cited) [alonzo2010 E3, C43], and in a carrier-controlled form in which the drug dissolves at the polymer rate scaled by the drug:polymer ratio [alonzo2011 E4, C37]. For indomethacin precipitates, a higher crystalline solubility from dissolved EPO speeds dissolution by the Noyes–Whitney relation, but "this effect alone cannot explain" the fast redissolution of the small crystals, which the authors attribute mainly to their size [xie2017 E1, C47, C48]. New aspect (Release mechanism and LoC): in the release-mechanism papers of 2017–2020 the equation describes drug-controlled release, with the solubility term set to the amorphous solubility of the drug-rich surface [indulkar2017b E4; indulkar2019a E1, C22]. Two consequences are drawn from it: dissolving an amorphous drug cannot raise the free concentration above its amorphous solubility [que2019 E1, C2; purohit2017b C50], and a dispersion that keeps releasing into a medium already at the amorphous solubility cannot be drug-controlled, since the equation then gives a zero rate [indulkar2017b E5, C35]. Saboo and co-workers (2020) use it to argue that an amorphous form gives a dissolution-rate advantage similar to its 2–20-fold solubility advantage, which for exceptionally insoluble drugs is "likely" still insufficient [saboo2020a E1, C1].

Findings

ASD process: F9, F11, F12, F31, F36, F37. Supersaturation from ASD dissolution: F1, F10, F21. Release mechanism and LoC: F1, F3.

Related concepts

uses the diffusion boundary layer; with Stokes–Einstein equation; related to polymer-controlled release and crystallization during dissolution. Written with the Nernst-Brunner equation diffusion layer; describes drug-controlled release; related to the intrinsic dissolution rate.

Formulas

Noyes–Whitney equation, congruent release relation, saturated-medium condition.

How it is measured or obtained

Used in words, not fitted, in the ASD process papers; its parameters (viscosity, boundary-layer thickness, local temperature) were not measured [moseson2018 C52, X15; moseson2019 E3]. Also used qualitatively in the ASD dissolution papers; no rate constant was fitted [alonzo2010 E3; alonzo2011 E4]. In the release-mechanism papers: used as an argument, with no rate constant fitted; the test is release into medium presaturated with drug [indulkar2017b C35; indulkar2019a R12].

Values in the library
materialvalue or classconditionspaper ids
crystals in a polymer meltframework for the diffusion-only model that the fragmentation mechanism extendsIDM in copovidone[moseson2019 E2, C40]
amorphous drug dissolution into mediumdriving force vanishes at the amorphous solubilityritonavir ASDspurohit2017b C50
congruent and incongruent releasedissolution rate follows Noyes–Whitney and Nernst–Brunner with the solubility of the surface formritonavir–copovidone[indulkar2019a C22]
crystals in a polymer melt, physical mixtures against a dispersionthe lag of a mixture with 93 µm crystals (about 10 °C in TGA) is explained by crystal dissolution at a rate set by particle sizeBCL–PVPVA[moseson2020 E1, C33, R13]
BCL crystals in PVPVA at Tc, population balance modelfitted dissolution rate constant 0.1002 ± 0.0511 µm/s against assumed 0.5 and 4 µm/s30% BCL, 145 °C[moseson2022c R16, A4]
felodipine, indomethacin (scheme)dissolution competes with matrix and solution crystallizationFig. 16[alonzo2010 C43]
felodipine and indomethacin 90:10 dispersionsdissolution "appears" polymer-controlled, much faster than 50:50pH 6.8 and 2.0[alonzo2011 C38]
indomethacin α precipitate (5–10 µm) against sieved α (106–250 µm) with matched EPO32.1 µg/mL at 3 h against 24.6 µg/mL at 8 hpH 5, 37 °C[xie2017 R19, R17, R25]
nifedipine 10, 20% with HPMC-E5 or PVPVArelease continued into water saturated at the amorphous solubility (110 µg/mL), so not drug-controlled5 °C, D2O[indulkar2017b C35, R8, R9]
ledipasvir–PVPVAthe highest free drug from dissolving amorphous drug is its amorphous solubilityargument[que2019 C2]
felodipineamorphous solubility only about 6 times the crystalline; intrinsic rate extremely low, so amorphization alone gives little rate advantage ("unlikely")pH 6.8[saboo2020a C26]
Pitfalls and disagreements

The equation neglects crystal defects and mechanical breakage, which is the gap the 2019 paper addresses [moseson2019 C2]; the particle number is taken as constant in a published HME model [moseson2019 R25, C55]. The equation is named in the thermogravimetry paper without inputs [moseson2020 E1]. In the aqueous scheme of 2010 the printed form A(C − Ceq) is negative while a solid dissolves below Ceq, so it gives directions only [alonzo2010 X3]. The ledipasvir study restricts the equation to dispersions whose release stays at or below the amorphous solubility [que2019 E1]. The 2017 ritonavir paper prints the equation with the same label as its Flory–Huggins equation and calls it eq. 3 in the text purohit2017b X2.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

pH-dependent polymer solubility

Evidence table: pH-dependent polymer solubility. Content from the ASD dissolution chapter (2014, 2015) and from papers of the release-mechanism and crystallization-from-solution chapters.

The change of a polymer's aqueous solubility with pH through ionization of its acidic or basic groups. HPMCAS, an enteric polymer, is a weak acid (pKa about 5), insoluble when un-ionized and soluble when sufficiently ionized [kaur2025 C27]. In the ASD dissolution chapter this is used twice: an HPMCAS dispersion of nifedipine placed at pH 2 keeps its matrix in place because the polymer is not very soluble there (cited) [raina2014b C25], and celecoxib–HPMCAS particles are dosed as an acidified suspension because the polymer stays largely undissolved at pH 3 [chen2015a R18]. The papers of 2015–2018 add further uses: a resveratrol–HPMCAS dispersion crystallized about equally at pH 6.8 and at pH 1.2, where HPMCAS is "essentially insoluble", which placed the crystallization in the matrix [wegiel2015 M4, C16]; enteric dispersions of lopinavir at pH 3 leached less than 5 µg/mL of polymer [li2016b R3, C8]; at pH 3 HPMCAS, HPMCP and CAP stay undissolved, which keeps a mixed dispersion's composition and lets the polymer lower the drug's maximum concentration li2018 C12, C45; and the cationic EPO dissolves by ionization at pH 2.2 but is "soluble up to pH 5" [xie2017 M3, C29]. New aspect (Release mechanism and LoC, 2024–2025): the HPMCAS grades differ in how much they need to ionize: the more succinoylated LF dissolved about three times faster than HF at pH 6.8 and 7.5, and the authors propose that it needs less ionization to dissolve [bapat2025a R1, C25]. HPMCAS alone stays dissolved at pH 5.8 and above at 0.5 mg/mL, while about 77% ionization is estimated to be needed for it to start dissolving [kaur2025 C11, R3, C28]. A drug that complexes the polymer lowers its solubility at a pH where it would otherwise dissolve (insoluble drug-polymer complex) [bapat2024 C29]. Co-precipitation into acidified water uses the low solubility of HPMCAS at low pH to make high-loading particles [hiew2025 C6].

Findings

Supersaturation from ASD dissolution: F2, F15, F1, F15, F16, F18, F19, F21, F24, F25, F27. Release mechanism and LoC: F23, F33, F34, F35.

Related concepts

related to polymer ionization, drug leaching and polymer-controlled release. Set by critical ionization for polymer dissolution; lowered at the surface by microenvironmental pH and by an insoluble drug-polymer complex.

Formulas

Henderson-Hasselbalch equation.

How it is measured or obtained

By polarized light of the undissolved matrix [raina2014b P5], by colorimetric assay of dissolved polymer [chen2015a P12], or by polymer solubility at fixed pH [kaur2025 R4].

Values in the library
materialvalue or classconditionspaper ids
nifedipine–HPMCAS 50:50 at pH 2matrix undissolved and amorphous for 3 hpolarized light, Raman[raina2014b R15]
HPMCAS-LF from celecoxib particles at pH 3about 1.5–3.5 µg/mL in the liquid over 24 h without surfactant25 °C[chen2015a R18]
HPMCAS LF and MF at pH 5.0 (Release mechanism and LoC)about 250 and 110 µg/mLblank FeSSIF-V1 pH[kaur2025 R4]
HPMCAS grades with posaconazole (Crystallization from solution)incomplete release where the grade is less solublepH 5.5–7.5shah2025 C16
HPMCAS at gastric pH (Release mechanism and LoC)insoluble, so exposed surface area mattered only in the FaSSIF stagetwo-stage release[hiew2025 C32]
HPMCAS LF / MF / HF / HPMCP, spray-dried alone≈15 / ≈19 / ≈68 / below 5 µg/mLpH 3, 25 °C, 1–3 h[li2016b R2]
the same from 33% lopinavir dispersionsbelow 5 µg/mLpH 3[li2016b R3]
HPMCAS-HF from lopinavir dispersions with SDS at pH 5≈74.5–134 µg/mL25 °C[li2016b R13]
cellulosic polymers in lopinavir release testsmostly below detection, estimated 3–25 µg/mLpH 3, 25 °Cli2018 R5
HPMCP-50; HPMCP-55893 ± 95 and 189 ± 18 µg/mL at pH 5.0; insoluble below pH 4.548 h, 37 °C[nguyen2023c R4]
HPMCAS-LF; -MF; -HF1687 ± 47 and 1401 ± 69 µg/mL at pH 5.5; HF only from about pH 6.048 h, 37 °C[nguyen2023c R4]
Eudragit L 100-55 coat on tabletsintact 15 to more than 17 h at pH 1.6–3.0; failed after ≈130 min at pH 4.5 and ≈150 min at pH 5.0; dissolved within 10–15 min at pH 6.0500 mL, 37 °C[nguyen2023b R7]
neat HPMCAS LF, MF, HF≈1.50 / 0.90 / 0.45 (pH 6.8) and ≈1.73 / 1.09 / 0.63 mg/min/cm² (pH 7.5)compacts, 50 mM phosphate, 37 °C[bapat2025a R1]
HPMCAS LF, MF slurries in waterpH 4.52, 4.61 (HF 4.73)overnight stirring[bapat2025a M3, M4, M5]
HPMCAS with ≈5 mg/mL solubility at pH 6.0lowered by lipophilic weak bases through complexationspike test[bapat2024 C29]
bedaquiline–HPMCAS 20% in FeSSIF-V1 (pH 5.0)≈22.5–25% releasedpowder, 120 min[kaur2025 R16, C51]
Pitfalls and disagreements

A surfactant can dissolve the polymer at low pH and undo the effect (SDS raised dissolved HPMCAS to about 860 µg/mL at pH 3) [chen2015a R18]. The low dissolved levels at pH 3 lie far below the printed calibration range of the assay [chen2015a X8]. HPMCAS-HF, the grade with the highest pKa, leached most of the three grades at pH 3, "somewhat counterintuitive", perhaps from a small low-pH-soluble fraction ("may") [li2016b C9, C10]; the dispersion polymer values lie below the detection limit or near the quantitation limit [li2016b X7]. Dissolved polymer does not guarantee released drug: delamanid release from an HPMCAS-HF dispersion stayed near zero at pH 6.5 while about 30% of the polymer dissolved [nguyen2023c R11, R12]. The printed polymer solubilities above about 3.3 mg/mL exceed what the stated amounts allow [nguyen2023c X1]. The MF slurry pH has no stated source [bapat2025a X4]; raising the bulk pH speeds the neat polymer as well as reducing drug ionization, so the two effects are not separated in the grade comparison [bapat2025a K2].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

pH-dependent solubility

The rise of the solubility of an ionizable drug as pH moves toward and past the pKa; for a weak base the total solubility is the free-base solubility times (1 + 10^{\mathrm{p}K_a-\mathrm{pH}}) indulkar2015 E8. The amorphous solubility follows the same shape with the amorphous free-base solubility in place of the crystalline one, so the un-ionized concentration at the LLPS onset is constant across pH (F10) indulkar2015 C46, R9. The papers of 2017–2022 add pazopanib, for which the crystalline free base follows the curve from pH 5 to 8.4 and the amorphous solubility follows its curve from pH 6 upward but lies below it at pH 5 and 5.5 sugihara2018 R2, R3, C10, C11. New aspect (Crystallization from solution): in the pH-shift studies the shift itself generates supersaturation, since weak bases with pKa 5–8 dissolve at gastric pH 1.5–3.5 and can precipitate at duodenal pH 5–7 hsieh2012 C1; the Bjerrum plot ties the pH, the total concentration and the solubility of whatever solid is present, and the curve moves by \log_{10}(S_0'/S_0) pH units when the solid's solubility changes (0.85 units for 11.3 against 1.6 µg/mL) hsieh2012 E2, R9. New aspect (Supersaturation from ASD dissolution): a weak acid. Indomethacin (pKa 4.42, cited) has an aqueous solubility of 1.5 µg/mL at pH 1.2 and 105 µg/mL at pH 7.4 (cited) [xie2017 M1]; the measured solubility of the α crystals rose from 2.8 µg/mL at pH 2.2 to 15 µg/mL at pH 5 [xie2017 R1, R2]. In a two-stage test the rise of pH after the acid stage therefore turns what separated in acid into a solid that can dissolve again: the drug-rich droplets of an EPO–HPMC dispersion disappeared within minutes of a rise to pH 5, "consistent with" an increase in the amorphous solubility on ionization [xie2017 C40, R20]. Weak bases (formerly the page "pH-dependent solubility of weak bases", from ASD process and Supersaturation from ASD dissolution): the solubility of a weakly basic drug rises when it is ionised at low pH and falls when the pH rises. Ritonavir (pKa 1.8 and 2.6) is "highly, not completely" ionised at pH 1.2, with a crystalline solubility of about 0.4 mg/mL there against 1.8 µg/mL at pH 6.8, so dissolution in 0.1 N HCl is at sink and at pH 6.8 strongly non-sink; lopinavir is not ionised at either pH trasi2019 M1, M2, C14. On a pH rise the ionised drug becomes supersaturated and, above its amorphous solubility, forms a drug-rich phase trasi2019 C40. For posaconazole the acid stage releases drug that becomes supersaturated at pH 6.5; extruded dispersions release more in acid than amorphous ones because crystalline drug sits apart from HPMCAS, which does not dissolve in acid [shah2024 C41, R12]. Coated posaconazole powders were held 30 min to 4 h at pH 1.6 or 4.0 and then moved to pH 6.5 [moseson2023 R10, R12, R13]; coated and uncoated ritonavir tablets released alike in 0.1 N HCl, where the drug is far more soluble [benson2025 R12]. For a weak base formulated with an enteric polymer, the drug and the polymer change their solubility in opposite directions across the gastric-to-intestinal range, and the window in which neither dissolves well decides the outcome. Delamanid, with a fitted pKa of 3.94 ± 0.04 against a reported 4.3, loses about 500-fold of its crystalline solubility and about 200-fold of its amorphous solubility between pH 1.6 and 6.5, while the enteric polymers dissolve only from about pH 5–6; the authors summarize that at pH 1.6 the drug dissolves and the polymers do not, at pH 3.0 and 5.0 both are poorly soluble, and at pH 6.5 the polymers dissolve and the drug hardly at all [nguyen2023c R1, R2, R3, R4, C14, C15]. Posaconazole shows the same pattern between gastric and intestinal fluid, which the authors attribute to nearly complete ionization in acid [elkhabaz2019a R1, C11].

Findings

Amorphous solubility and LLPS: F10, F23. Crystallization from solution: F1, F2, F34. Supersaturation from ASD dissolution: F21, F24, F25. ASD process: F23, F24, F41, F46, F48.

Related concepts

depends on ionization and pKa; applies to crystalline solubility and amorphous solubility; related to intrinsic solubility and pH-induced precipitation; related to pH-shift dissolution, precipitate redissolution and polymorphism; produces supersaturation read in non-sink dissolution; mixing in the drug-rich phase gives mutual amorphous solubility reduction; sets the window with pH-dependent polymer solubility; drives salt disproportionation; read with gastric pH variability and drug leaching.

Formulas

pH-solubility profile, Henderson-Hasselbalch equation, Bjerrum function, amorphous-to-crystalline solubility ratio.

How it is measured or obtained

Shake-flask crystalline solubility in 0.1 M buffers over about ±2 pH units of the pKa; LLPS onset by antisolvent addition, fluorescence and solvent-free pH-shift titration at each pH indulkar2015 P3, P8, P9, P10. In the pH-shift studies the crystalline solubility of the neutral form is measured at a pH at least two units above the pKa for bases (pH 10 buffer) or below it for acids (pH 2 buffer) [hsieh2012 P11; hsieh2014 P5]; potentiometric (CheqSol) titration of the neutral concentration and 72 h shake-flask solubility at fixed pH hsieh2012 P4, P11. For indomethacin: shake-flask solubility of the γ and α forms in pH 2.2 McIlvaine buffer (37 °C, 48 h) and of the α form at pH 5, with and without dissolved polymer [xie2017 P2, R1, R2]. For weak bases in the ASD process papers: dissolution in 0.1 N HCl and pH 6.8 phosphate buffer, and an acid-to-pH 6.8 shift with ultracentrifugation of the supernatant trasi2019 P8, P9, P11, P12. In the ASD dissolution papers: crystalline solubility by shake flask in each buffer and amorphous solubility by the onset of light scattering during slow addition of a stock, with a Henderson–Hasselbalch fit over the measured values to give the pKa [nguyen2023c P1, P2, E1]; the same measurements in simulated gastric and intestinal fluids [elkhabaz2019a P2, P4; duong2022a P1, P2].

Values in the library
materialvalue or classconditionspaper ids
clotrimazolecrystalline 0.55 (pH 8) to about 62 µg/mL (pH 4); LLPS 7.7 to 490.2 µg/mL37 °Cindulkar2015 R4, R5, R18
atazanavircrystalline 1.04 (pH 9) to about 40 µg/mL (pH 3); LLPS about 65 to about 1970 µg/mL37 °Cindulkar2015 R4, R6
nicardipineLLPS 5.5 (pH 9) to about 355 µg/mL (pH 5.5); no crystalline value37 °Cindulkar2015 R7, R1
CRH1un-ionized onset about 12 µg/mL at pH 6.8 and pH 4.625 °Calmeidaesousa2016 R24
pazopanibcrystalline about 0.60 → 0.018 µg/mL; amorphous 60 → 9.2 µg/mL (pH 5 → 8.4); ratio about 103 at pH 5, 500–600 from pH 6.437 °C, 0.1 M buffers + 5 µg/mL HPMCsugihara2018 R1, R2, R4
loratadineBjerrum data on the curve for S0 = 11.3 µg/mL, 0.85 pH units from the curve for the crystal (1.6 µg/mL)37 °Chsieh2012 R9, E2
dipyridamoledata left the ionization curve at pH about 5.1 and met the crystal curve at pH about 4.037 °Chsieh2012 R4
papaverine, dipyridamole, glyburide, warfarincrystalline solubility in pH 10 or pH 2 buffer: 12.2, 5.4, 0.2 (titration), 3.7 µg/mL25 °C, no polymer[hsieh2014 R4]
posaconazolecrystalline 0.27 (pH 5.5–7.0) to 347.03 µg/mL (pH 1.0); amorphous 8.92–9.20 to 7761.96 µg/mL; diprotic HH fitphosphate buffers, 0.14 M, 37 °Cduong2022b R1, R2, E4
indomethacin (cited)1.5 µg/mL at pH 1.2 to 105 µg/mL at pH 7.4; pKa 4.42literature[xie2017 M1]
indomethacin γ; α1.61; 2.8 µg/mL at pH 2.2; α 15 µg/mL at pH 537 °C, no polymer[xie2017 R1, R2]
delamanid, amorphous and crystalline154.5 → 0.76 and 10.2 → 0.018 µg/mL between pH 1.6 and 6.5, a ratio of 42; fitted pKa 3.94 ± 0.04 against a reported 4.3 (Henderson–Hasselbalch fit)37 °C[nguyen2023c R1, R2, R3]
praziquantelamorphous 1.17–1.43 mg/mL across six buffers; calculated pKa 1.14, so the drug is neutral above about pH 337 °C[alvarenga2025 R1, R4]
ritonavir from the marketed tabletabout 84 µg/mL in acid falling to about 4.6 after the shift to pH 6.8200 mL acid, 30 min, then NaOH and buffertrasi2019 R8
ritonavir solution without excipientsabout 97 → 16 µg/mL after neutralisation; precipitate not birefringentultracentrifuged supernatanttrasi2019 R9, R10
posaconazole (outside)solubility much higher in the gastric than in the intestinal medium because the drug is nearly completely ionised in acidbiorelevant media[elkhabaz2019a C11, C40]
delamanid (outside)pH-solubility profile of a weak base by the Henderson–Hasselbalch equationbuffers and media[nguyen2023b E1, R13]
posaconazole form Icrystalline solubility 86.5 µg/mL at pH 1.6 (FaSSGF) and 1.2 µg/mL at pH 6.5 (FaSSIF V2); LLPS concentration 2326 and 19.1 µg/mL37 °C[shah2024 R11, C14]
PCZ–HPMCAS extruded at 125 °C against 175 °C, 10 / 25 / 50% DLabout 38 / 43 / 73.5 against 30 / 28.5 / 39.5 µg/mL after 60 min at pH 1.6two-stage test[shah2024 R12, R15, R18]
coated and uncoated 20% DL RTV–PVPVA tablets in 0.1 N HClabout 87–91% at 60 mintablets[benson2025 R12]
delamanid in biorelevant media, crystalline; amorphous17.6 / 0.52 / 0.086 / 0.018 and 69.9 / 7.93 / 3.11 / 0.76 µg/mL (FaSSGF, FaSSIF V1, FaSSIF V2, PBS pH 6.5)37 °Cduong2022a R1
posaconazole, crystalline115.1 ± 9.4 µg/mL in FaSSGF against 1.69 ± 0.06 µg/mL in FaSSIF48 h, 37 °C[elkhabaz2019a R1]
posaconazole, amorphousabout 20 µg/mL in FaSSIF with 20 µg/mL HPMCAS; 8 µg/mL in plain buffer pH 6.537 °C[elkhabaz2019a R2, R4]
Pitfalls and disagreements

The predicted amorphous curve is the crystalline curve times one factor, so it is not an independent test of the shape indulkar2015 X14. The relation holds where the solution is in equilibrium with the neutral form and not the salt indulkar2015 E8. Below pH 6 the amorphous boundary of the pazopanib diagram is a model curve, not a measurement sugihara2018 X12. Solubility was measured in other buffers than the precipitation, and buffer compositions are not given [hsieh2014 X8]. The legend of the loratadine Bjerrum figure names the predicted amorphous solubility, the text the supernatant value (11.0 against 11.3 µg/mL) hsieh2012 X6. The plotted Henderson–Hasselbalch fit of the posaconazole paper lies far below the data at pH 2.5–3.0 for one assignment of the two pKa values duong2022b X3. The pH profile of indomethacin is cited, not measured, and its amorphous solubility was measured at pH 2.2 only, so the ionization explanation of the droplet disappearance at pH 5 is an inference [xie2017 M1, R3, C40]. Ionization does not explain the whole pH dependence of release: praziquantel, neutral above about pH 3, still lost release after gastric stages at pH 3.0 and 5.0, so the pH dependence of release need not come from the drug [alvarenga2025 R4, R10]. Acid-stage release does not rule out the problem: the neutral partner drug still lowered ritonavir release in acid, and the fall after the pH shift reflects loss of ionisation, dilution and mixing with the partner (not separated) trasi2019 C41, C47. The final pH after the shift was not measured and the acid volume is printed as 250 mL in the caption and 200 mL in the methods trasi2019 X4, X5. The fitted curve for delamanid follows the amorphous data but gives about 3.7 instead of the measured 10.2 µg/mL for the crystal at pH 1.6 [nguyen2023c R3]. The gastric supersaturation that the drug's own pH dependence creates did not order the final release of delamanid dispersions [nguyen2023c C39].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

pH-induced precipitation

The precipitation of an ionizable drug when a change of pH makes its neutral, less soluble form exceed the crystalline solubility: a weak base dissolved in the stomach can precipitate at duodenal pH 5–7 hsieh2012 C1; the 2014 series also shifted two weak acids to a final pH of 1.9–3.3 [hsieh2014 P2]. Precipitation of a base releases protons and lowers the pH, dissolution consumes them hsieh2012 C6.

Findings

F1, F2, F16.

Related concepts

produces amorphous precipitation; classified by chaser and non-chaser behaviour; related to ionization and ph-dependent solubility.

Formulas

Bjerrum function, supersaturation factor, scattering vector.

How it is measured or obtained

By potentiometric (CheqSol) titration in a Sirius GLpKa titrator: drug dissolved at low pH, titrated with KOH to the turbidity point, then alternating acid and base aliquots; neutral concentration from mass and charge balance, with the solid examined by polarized light, DSC and PXRD or synchrotron WAXS and the supernatant by HPLC [hsieh2012 P4–P6, P9–P12; hsieh2014 P1–P7]. For the 2014 polymer series the drug was dissolved in its ionized form with or without 1 mg/mL polymer and the pH moved two units beyond the pKa [hsieh2014 P2].

Values in the library
materialvalue or classconditionspaper ids
ten weak basesfive crystalline (supersaturation 3.1–14.7 min) and five amorphous (7.2–20.7 times crystalline solubility)37 °C, 0.15 M KClhsieh2012 R1, R5, R10
papaverine, dipyridamole, glyburide, warfarin, no polymerpeaks about 240, 84, 6.5 and 165 µg/mL; crystallized25 °C[hsieh2014 R1]
glyburide, warfarin with six to eight polymersamorphous precipitate for at least 6 h; warfarin 103–224 µg/mL1 mg/mL polymer[hsieh2014 R4]
pazopanib HCl shifted from simulated gastric to pH 6.5 (amorphous solubility chapter)supersaturation 5 ± 2 min without HPMC, about 39 min with 50 µg/mL37 °Csugihara2018 R22
Pitfalls and disagreements

The titration amounts and replicate numbers are not printed, the duration of supersaturation has no criterion, and the degree of supersaturation is defined differently for the two types hsieh2012 X13, X5, X3. In 2014 solubility was measured in other buffers over 72 h and concentration in KCl within 1 h [hsieh2014 X8]. No in vivo data test the link to absorption hsieh2012 C28.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

pH-shift dissolution

Two-stage dissolution in which the dose dissolves in acid and the pH is raised, creating supersaturation of a weak base [hate2017 C8, C41]. Two-stage tests were also used for the enteric-polymer pretomanid ASD: a gastric stage, then fasted or fed intestinal medium [nguyen2023a P11, P12, C63].

Findings

F10, F14, F26, F27.

Related concepts

related to non-sink dissolution and ionization.

Formulas

none.

How it is measured or obtained

30 min in 0.1 N HCl, then an equal volume of 0.17 M Na2HPO4, giving pH 6.5 [hate2017 P7].

Values in the library
materialvalue or classconditionspaper ids
nevirapine powder (100 mL) and tablet (400 mL)nominal S 3.9; donor 475–500 µg/mL after the shift37 °C[hate2017 R7, R18]
ketoconazole, clozapine on silicadissolved amount decreased by 30–35% on shiftingpH 1 to 5.5/6.8[hate2020b R10, R11]
pretomanid ASD tablets1 h gastric stage, then intestinal medium: all three tablets crystallized30 mg in 150 mL[nguyen2023a R22, P12]
Pitfalls and disagreements

The PVPVA run used another route to supersaturation [hate2017 X15].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

pKa

The pH at which half of an ionizable drug is protonated; two pH units above the pKa a weak base is almost fully un-ionized and two units below almost fully ionized, which set the pH range of the weak-base solubility studies indulkar2015 C16. New aspects (Miscibility and drug-polymer interactions): The acid dissociation constant is also used to classify the drugs of a polymer screen as acidic, weakly acidic or basic, and as a proxy of donor strength: a lower pKa means a stronger acid and a better hydrogen-bond donor [vaneerdenbrugh2010b M3, M4, M5, M6, M7, M8; rumondor2011 C30]. The values are computed, not measured. In the later papers the pKa decides whether a proton can move between drug and polymer: PSSA (−1.5) with the basic pKa of anthranilic acid (2.0), lidocaine (amine 7.8) and dibucaine (amine 9.8), and not PAA (4.5) or flufenamic acid (basic −2.1) [vaneerdenbrugh2011a R1, R2, R9, C22, C23]; lumefantrine (amine 8.73, cited) with enteric polymers of pKa 4.32–6.21 [hiew2022a M1, R22]. New aspect (Release mechanism and LoC): the pKa of the buffer species, relative to the surface and bulk pH, decides whether a buffer carries protons away from a dissolving enteric polymer. BIS-TRIS (pKa 6.5) and phosphate (7.2) bind protons at the lower surface pH and release them at the bulk pH, BIS-TRIS better because more of it is in the base form at a surface about 0.4 units below bulk; Tris (8.1) and TEA (10.2) are mostly protonated at both and cannot act as proton carriers, which slows HP-50 dissolution [qi2022 C27]. For HPMCAS-MF, pH 7.5 phosphate gave faster dissolution than pH 9.0 phosphate because the latter has a low buffer capacity [bapat2023 C15]. The polymer pKa values used were 4.2 for HP-50 and 4.92 or 5.0 for HPMCAS-MF, both cited [qi2022 C23; bapat2023 M3]. The 2025 grade paper titrated HPMCAS LF and HF, giving pKa 4.91 and 5.06 at the half-neutralization point against a cited 4.97 for MF [bapat2025a R8, C11, M3, M4, M5]; the 2024–2025 papers flag weak bases with pKa above about 5 as at risk of complexing HPMCAS at the gel pH [bapat2024 C45].

Findings

C. Amorphous solubility and LLPS: F10, F23. Miscibility and drug-polymer interactions: F15, F17, F21, F24, F26. Physical stability: F13, F24. Release mechanism and LoC: F23, F32, F33.

Related concepts

sets ionization and pH-dependent solubility; indicates donor strength in hydrogen bonding; related to drug-polymer interactions, hydrogen-bond basicity, acid-base interaction and hydrogen-bond donor and acceptor groups. Of buffer species, sets buffer capacity at a given pH and the microenvironmental pH; of the polymer, sets the critical ionization for polymer dissolution.

Formulas

Henderson-Hasselbalch equation.

How it is measured or obtained

UV-metric titration at 37 °C in 0.15 M NaCl (atazanavir), or taken from the literature or predicted by software (the other drugs) indulkar2015 P2, M1, M3; almeidaesousa2015 M3. In the polymer screens, calculated with the ChemAxon plugins of MarvinSketch 5.2.0 from the structures [vaneerdenbrugh2010b P9]. Functional-group densities of the polymers (mmol/g of COOH, amide, amine) were calculated from the structures in the same way [vaneerdenbrugh2010b P10]. For the enteric polymers the pKa was measured by potentiometric base-to-acid titration, as the pH at 50% neutralization, with the carboxylic acid content between the two end points (HPMCAS 1.19 mmol/g, pKa 4.97; HPMCP 1.69, 4.32; CAP 2.94, 4.57; Eudragit L 100 4.48, 6.21), giving 99, >99, >99 and 80% ionization at pH 6.8 [hiew2022a P17, R22]. In the 20-system moisture study, calculated with MarvinSketch unless marked otherwise in the table [rumondor2011 P9]. In the release-mechanism papers: buffer pKa values calculated or stated (table in the HP-50 paper) [qi2022 C27, X16]; polymer pKa cited [qi2022 C23; bapat2023 M3].

Values in the library
materialvalue or classconditionspaper ids
clotrimazole; atazanavir; nicardipine5.89 (cited); 4.52 (measured); 7.2 (cited)37 °Cindulkar2015 M1, M2, M3
ritonavir1.8 and 2.6citedilevbare2013a M1
loratadine; efavirenz5.0; 10.2citedilevbare2013a M3, M2
telapreviracid 11.8; base 0.31citedmosqueragiraldo2015 M1
CRH14.6 (base)method not printedalmeidaesousa2016 M1
ibuprofen; phenylbutazone; diclofenac4.35; 4.35; 4.03 (acids)citedalmeidaesousa2015 M1, M2, M4
pazopanib6.4 (strongest basic group)stated without a source; used for the 37 °C curvessugihara2018 M1, C9
flurbiprofen; flufenamic acid; chlorpropamide4.37; 3.88; 4.33 (acidic)computed[vaneerdenbrugh2010b M3, M4, M5]
chlorzoxazone9.39 (weakly acidic)computed[vaneerdenbrugh2010b M6]
bifonazole; lidocaine6.69; 7.75 (basic)computed[vaneerdenbrugh2010b M7, M8]
indoprofen against other carboxylic acids (other chapter)a somewhat weaker acid, with the smallest phase separationPVP dispersions with moisture[rumondor2011 C33]
PAA; PSSA; E100 amine4.5; −1.5; 8.5computed[vaneerdenbrugh2011a R2]
anthranilic acid; flufenamic acid (basic pKa)2.0; −2.1computed[vaneerdenbrugh2011a R1, R9]
HPMCAS, HPMCP, CAP, Eudragit L 1004.97, 4.32, 4.57, 6.21 (acid content 1.19, 1.69, 2.94, 4.48 mmol/g)titration, n = 2[hiew2022a R22]
lumefantrine (tertiary amine)8.73cited[hiew2022a M1]
indomethacin, ketoprofen, indoprofen in PVPpKa 4.5, 5.02, 5.8; resist, resist, separate slightly20-system table[rumondor2011 R15.a, R15.d, R15.e]
20 drug–polymer systemsOPLS-DA loading of pKa ≈ −0.35: lower pKa goes with no separationdiscriminant model[rumondor2011 R17, C40]
curcumin against E100pKa 10.51, 9.88, 8.38 against an average 8.4 for the basic monomeracid–base pairing[wegiel2014 M1, M5, C16]
HP-50 in BIS-TRIS, phosphate, Tris, TEA buffersbuffer pKa 6.5, 7.2, 8.1, 10.2; ≈44.8, 28.4, 6.6, 1.8% HP-50 dissolved at 60 min50 mM, pH 6.8[qi2022 R2, C27]
HP-50; HPMCAS-MFpKa 4.2; 4.92 or 5.0 (cited)[qi2022 C23; bapat2023 M3]
HPMCAS LF, MF, HF4.91, 4.97 (cited), 5.06back-titration, half-neutralization[bapat2025a M3, M4, M5]
bedaquiline8.5 (measured)SI, not supplied[kaur2025 M1]
Pitfalls and disagreements

Several pKa values are predicted, not measured (tolnaftate, sorafenib, griseofulvin) almeidaesousa2015 M3, M5, M6. The pKa values of the polymer screens are calculated and rest on one program [vaneerdenbrugh2010b P9]. Flufenamic acid is treated as purely acidic because its aniline N–H is in an intramolecular bond [vaneerdenbrugh2010b C12]. The acid–base reading of the PAA/PSSA reversal is the authors' hypothesis; interactions in the films were not measured [vaneerdenbrugh2010b C33]. The pKa values of the moisture discriminant model are calculated and correlate with donor type and carbonyl shift, so their separate weight is not established [rumondor2011 P9, X10]. The proton-carrier argument uses calculated buffer pKa values and a cited surface-to-bulk gradient; surface pH was not measured in the HP-50 paper [qi2022 X16]. The pKa of HPMCAS-MF is used as 4.92 or 5.0 (cited) in the 2023 HPMCAS dissolution paper, against 4.97 measured by titration in the lumefantrine study and cited in the 2025 grade paper (synthesis: comparison of the values on this page) [bapat2023 M3; hiew2022a R22; bapat2025a M4].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

plasticization by water

The lowering of the glass transition temperature of an amorphous drug by absorbed water, taken in these papers as about 10 °C per 1% water ilevbare2013a C23, E15; indulkar2015 C39. A water-saturated drug-rich phase therefore has a wet Tg far below that of the dry amorphous drug, and its state at the test temperature (supercooled liquid or glass) follows from it (F2). New aspect (ASD process): in the coating study of four drug–polymer systems, water sorbed at the storage humidity lowers the glass transition of the powder, and the wet Tg onset minus the storage temperature (Tg − T, negative when stored above Tg) is the number compared with crystallization onset [moseson2022a P6, E2, R12]. Nucleation and growth speed up with humidity because sorbed water raises mobility and lowers the wet Tg, so a coating that works on the surface cannot rescue a powder whose bulk is mobile [moseson2022a C41, C25]. In dissolution, hydration lowers the Tg of a drug-rich bicalutamide layer, and the authors list mobility above the wet Tg among the reasons why not every ASD is susceptible to matrix crystallization [moseson2022b C63]. For hydrating posaconazole–HPMCAS the gastric stage lets crystals grow inside the wetted matrix after water uptake and plasticization (the authors' reading) [shah2024 C45]. New aspect (Physical stability): in drug–polymer dispersions water erases the Tg gain of a high-Tg polymer: at 75–76% RH felodipine and nifedipine dispersions with up to 25% PVP fell below the Tg of the dry drug [konno2008 C16; marsac2008a C17]. Plasticization is "directly related to the hygroscopicity of polymer", yet per gram of water it lowers the Tg of the pure drug most [konno2008 C20; marsac2008a C19]. New aspect (Supersaturation from ASD dissolution): the ASD dissolution papers use it in two places: to explain why wetted amorphous felodipine crystallizes faster at 37 than at 25 °C (dry Tg about 45 °C, just below 35 °C at 75% RH, cited) [alonzo2010 M1, C34], and to read the low Tg of an isolated ritonavir drug-rich phase as a ritonavir-rich phase holding a few percent of water [ilevbare2013d C8]. New aspect (Release mechanism and LoC): the wet Tg of the drug-rich phase decides whether nanodroplets are glassy or liquid at the test temperature. Indulkar and co-workers (2017) estimate that water-saturated amorphous nifedipine droplets have a Tg near 17 °C (dry 42 °C, 2.5% water), which makes drug exchange between droplets and solution slow at 5 °C, the premise of their isotope test [indulkar2017b C16, M1, C13]. Ritonavir, with a wet Tg around 0 °C, is a supercooled liquid under release conditions [que2019 R28, C49; indulkar2019a M1]. For indomethacin the relevant wet Tg is "plausibly" that of the drug-enriched surface (a 70% dispersion with about 6% water, onset 18 °C) rather than that of the neat drug (estimated 29 °C) [saboo2020 C52, R30, M1]; by the same 10 °C per 1% rule every lumefantrine dispersion's wet Tg would lie below 37 °C [hiew2022b C44].

Findings

Amorphous solubility and LLPS: F2. ASD process: F44, F38, F41. Physical stability: F5, F6, F9, F12, F33, F34. Supersaturation from ASD dissolution: F1, F9. Release mechanism and LoC: F5, F9, F18.

Related concepts

lowers the glass transition temperature; measured with water sorption; decides glass-liquid phase separation against LLPS; related to supercooled liquid. Raises surface molecular mobility; lowers the Tg that decides surface crystallization; sets how long an atomic layer coating protects a powder. Special case of plasticization; set by hygroscopicity; raises molecular mobility; related to matrix crystallization, drug-rich phase and moisture-induced crystallization. Gives the wet glass transition temperature.

Formulas

water plasticization rule of thumb, Tg − T, Gordon-Taylor equation.

How it is measured or obtained

DSC of the isolated drug-rich phase or of amorphous drug stored at high humidity, with water from gravimetric sorption or from drying the pellet ilevbare2013a P8, P9, P15; mosqueragiraldo2015 P4, P5; almeidaesousa2015 P8. For stored ASD powders the wet Tg onset was read in hermetically sealed DSC pans after 24 h at the storage humidity, 5 °C/min, triplicate preparations [moseson2022a P6]. The Tg of hydrated bicalutamide could not be determined [moseson2021 R27, X8]. In the felodipine and nifedipine moisture papers, DSC of bulk samples equilibrated at each RH and sealed [konno2008 P6; marsac2008a P7], reported as ΔTg dry minus 75% RH [konno2008 R9]. In the ASD dissolution papers: by DSC of the phase isolated by ultracentrifugation [ilevbare2013d P9]; for felodipine the humid Tg is cited, not measured in the medium [alonzo2010 C34]. In the release-mechanism papers: dry Tg by DSC, water content extrapolated from a 25 °C sorption profile to 100% RH, and a rule of about 10 °C Tg depression per 1% water [indulkar2017b P3, P4, E6]. DSC of a 70% dispersion after 4 h at 100% RH [saboo2020 P23]; sorption at 37 °C extrapolated to 100% RH with the rule yang2021 P9.

Values in the library
materialvalue or classconditionspaper ids
ritonavirTg 50.4 → 0.4 °C with 4.03–5.15% waterisolated phase, 10–50 °Cilevbare2013a R5, R6
clotrimazole; atazanavirTg 28 → about 14 °C (1.4% water); 104 → about 51 °C (5.2%)precipitates, 37 °Cindulkar2015 R22, M1, M2
telaprevirTg 103 → 52 °C; 4.31% water at 95% RHpellet, 37 °Cmosqueragiraldo2015 R2, M1
sorafenib; griseofulvinTg 88.2 → 49 °C; 90.8 → 88 °C at 97% RHamorphous drugalmeidaesousa2015 M5, M6, R9
erlotinib–HPMCAS 60% DLwet Tg − T about −8.8 °C (75% RH) and −2.3 ± 1.1 °C (43% RH)24 h at RH, T = 40 °C[moseson2022a R12]
erlotinib–PVPVA 50% DL−0.5 ± 1.2 °C43% RH[moseson2022a R12]
naproxen–HPMCAS 10% DL; lumefantrine–PVPVA 40% DLabout +11.3 °C (75% RH); +10.7, +14.3, +11.3 and +11.4 °C (43% and 31% RH)same[moseson2022a R12]
rule of thumb for stabilitymore than 50 °C between storage temperature and Tg (cited); the authors state the benefit of the coating holds at about 0 to +15 °C[moseson2022a E3, C45, R17]
felodipine with 25% PVP, HPMCAS, HPMCTg 54.9 → 31.1, 44.2 → 35.6, 43.1 → 34.4 °C0 → 75% RH[konno2008 R5]
felodipine dispersions ≤ 25% polymerTg ≈30–35 °C after 75% RH, below dry felodipine ≈43 °C25 °C[konno2008 R7, C16]
nifedipine pure; 25% PVP≈43 → 26 °C; ≈54 → 29 °C0 → 76% RH[marsac2008a R6]
amorphous felodipine (cited)Tg ≈45.7 → 29.6 °C, smooth0 → 94% RH[rumondor2010 R10]
pimozide–PVP 50:50wet Tgs −21 and 44 °C94% RH[rumondor2009c R17]
ketoprofen–PVP 70:30wet Tg −23 °C94% RH[rumondor2009c R25]
celecoxib 6:4 dispersionsTg 64–103 → 22–42.1 °C after 3 days at 94% RHDSC[xie2016b R17, R20]
tacrolimus; tacrolimus–HPMC 1:163.6 → 51.4 °C; 77.2 → 49.0 °C after 3 days at 75% RHDSC[trasi2017 R15]
lumefantrine dispersions precipitated into water4–6% water (HPMCP, HPMCAS), 9% (CAP); Tg 45–112 °CTGA; DSC[bhujbal2021 R10]
felodipine (cited)Tg about 45 °C dry, just below 35 °C after 75% RHstorage data[alonzo2010 M1]
ritonavir drug-rich phase from a PVP dispersionTg inflection 1.05 °C against 50 °C for the amorphous drugwater, 37 °C, DSC at 20 °C/min[ilevbare2013d R2, M1]
indomethacin (cited)Tg falls rapidly with water content, as for felodipineliterature[alonzo2010 R24]
nifedipinedry Tg 42 °C; wet Tg approximately 17 °C (estimated)2.5% water (estimated)[indulkar2017b M1, C16]
ritonavirTg 50 °C; wet Tg around 0 °C (cited)release conditions[que2019 R28]
indomethacin; indomethacin–PVPVA 70%wet Tg 29 °C (estimated); onset 62.64 → 18.48 °C with ≈6% water37 °C, 100% RH[saboo2020 M1, R30]
loratadine, miconazole, danazol, elbasvirwet Tg 13.8 (DSC), −4.7, 73.3, 129.1 °C (rule)37 °Cyang2021 M1, M2, M3, M4
atazanavirdry 105 °C, wet 55 °Ccited[correasoto2022b M1]
Pitfalls and disagreements

The griseofulvin Tg falls only 2.8 °C with an estimated 2.7% water, against 39 °C for sorafenib with 1.8%, and storage time and water content are not stated almeidaesousa2015 X11. The water content of the telaprevir pellet was not measured mosqueragiraldo2015 X3. For the coated powders the wet Tg values are not printed, only Tg − T bars, and the definition in words is the reverse of the sign used [moseson2022a R12, X24, E2]. Uncoated powders failed in about 1–2 weeks across the whole range of Tg − T, so Tg − T orders the coated failures only in part [moseson2022a X15]. The 0 to +15 °C statement applies to coated powders only [moseson2022a C45, R11]. The rule of 10 °C per 1% water given in the Definition fits the pure drugs but not the 25% polymer dispersions of the felodipine study, which drop about 5 °C per 1% (synthesis: 23.7 °C with 4.68% water [konno2008 R6]). Plasticization did not by itself cause phase separation or rank nucleation [rumondor2009c C38; konno2008 C26]. Plasticization by water did not rank celecoxib dispersions at 94% RH: four Tgs within about 5 °C, very different stability [xie2016b C46]. The water content of the ritonavir phase was not measured [ilevbare2013d C8]. Plasticization does not rank crystallization: indomethacin, with a similar Tg drop, crystallized much more slowly than felodipine during dissolution [alonzo2010 C42]. The 17 °C nifedipine value is an estimate from a rule taken from indomethacin; no Tg of water-saturated nifedipine was measured [indulkar2017b X8]. The 70% indomethacin dispersion is a model of the surface layer [saboo2020 X16], and most wet Tgs are rule estimates yang2021 P9.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

plasticization

Lowering of the glass transition temperature of a mixture by a component with a lower Tg; in the library water is the usual plasticizer of drugs, polymers and dispersions, and drugs, surfactants and plasticizers lower the Tg of polymers [konno2008 C2, C14; marsac2008a C1; correasoto2022b C39]. The opposite, a higher-Tg component raising the Tg, is antiplasticization [konno2008 C16]. New aspect (Supersaturation from ASD dissolution): plasticization by water acts during dissolution as well as during storage. For delamanid salts, four of eight liquefied at 40 °C/75% RH, which the authors attribute "presumably" to plasticization by water, and the salts took up 5.8–21.1% water against far less for the free base duong2022a R20, C27. In the undissolved matrix of an enteric dispersion in acid, absorbed water lowers the Tg and raises molecular mobility, which the authors give as the reason why the drug can crystallize there although the medium is subsaturated; water content and Tg were not measured in that state [nguyen2023c C43]. In hot-melt extrusion the drug itself plasticizes the polymer, which the authors use to justify extruding a drug at the polymer's Tg ("would") [alvarenga2025 C46]. New aspect (Release mechanism and LoC): in the release papers of 2021–2022 plasticization of the dispersion by the drug or by an added surfactant is used to explain faster polymer release. Clopidogrel (Tg −9 °C) lowered the dispersion Tg, and the faster PVPVA release from its binary dispersions is called a plasticization effect, as for PMMA with 20 wt% PEO, whose dissolution rate rose by a factor of two (cited) correasoto2022a C48, R30. TPGS lowered the Tg of 30% felodipine–PVPVA dispersions and "could" raise the limit of congruency through higher molecular mobility [saboo2021 R5, C43]. Surfactants and VP lowered the Tg of 10% atazanavir–PVPVA dispersions, and improved release is "due, at least in part," to plasticization raising polymer-chain mobility [correasoto2022b R20, C40]. In the other direction, more low-polarity drug "would be anticipated" to reduce water penetration and water plasticization and so lower the polymer rate yang2021 C32, and a drug–polymer interaction that persists in water is proposed to do the same [que2021 C44]. Surfactants can also promote crystallization by plasticizing the matrix (cited), and Tween 80 and TPGS "could possibly" plasticize ritonavir droplets so that they coalesce [indulkar2022 C40, C48]; except for SDS every surfactant lowered the single Tg of 30:70 ritonavir–PVPVA (midpoints 70.90–77.51 against 82.24 °C) [indulkar2022 R18]. Built into PVPVA dispersions of high-Tg drugs, plasticizers lowered the Tg and raised release and the limit; the authors suggest increased polymer chain mobility, that is a faster disentanglement rate, as one mechanism [correasoto2023 C30, C39]. Faster initial water entry from drug plasticization, together with phase separation moving most water into the hydrophilic phase, is a "possible explanation" for polymer release rising faster than water penetration in MePHPH–PVPVA up to 20% [deac2023a C51, C50]. The 2023 surfactant study attributes barrier disruption by non-ionic surfactants to plasticization: Span 20 and Span 85 lowered the Tg of amorphous ritonavir from 46.8 °C to 7.7–27.8 °C and, partitioning into the drug-rich phase, are taken to soften the drug-rich layer so that flow removes it [yang2023 R22, C11, C18, C35]. The 2025 high-loading particle study warns that SDS, also a plasticizer, may predispose amorphous formulations to phase separation and recrystallization [hiew2025 C58].

Findings

Physical stability: F6, F9, F22, F28, F32. Supersaturation from ASD dissolution: F23, F24. Release mechanism and LoC: F15, F18, F21, F26, F31.

Related concepts

special case plasticization by water; contrasts with antiplasticization; measured by glass transition temperature; raises molecular mobility; tested by Tg-scaled crystal growth rate; lowers physical stability and matrix crystallization; limits in situ salt formation. Speeds polymer chain disentanglement.

Formulas

Gordon-Taylor equation gives the ideal-mixing Tg that plasticization lowers.

How it is measured or obtained

DSC of samples equilibrated at a given RH and sealed hermetically, onset or midpoint Tg [konno2008 P6; marsac2008a P7]; the drop in Tg between the dry state and storage at 75% RH, ΔTg [konno2008 R9]. Outside the subcategory, Tg of drug–polymer–surfactant or plasticizer blends by DSC [correasoto2023 R17, C30; nguyen2023a R13]. In the ASD dissolution papers: water sorption at rising relative humidity with DSC of the same materials for Tg, and open-dish storage at 40 °C/75% RH with visual inspection and PXRD duong2022a P12, P10, P13; in extrusion, the drug Tg and the polymer Tg set the processing window [alvarenga2025 M1, M2, M3, E2]. In the release-mechanism papers: DSC of dispersions with and without the additive [saboo2021 R5; correasoto2022b R13].

Values in the library
materialvalue or classconditionspaper ids
felodipine with 25% PVP, HPMCAS, HPMCTg 54.9 → 31.1, 44.2 → 35.6, 43.1 → 34.4 °C0 → 75% RH, 25 °C[konno2008 R5]
felodipine–PVP 0–100%ΔTg ≈15 °C (7% PVP) to ≈158 °C (pure PVP)dry minus 75% RH[konno2008 R9]
25% polymer dispersionsTg drop ≈13.3 °C at ≈1.1% water (PVP) vs ≈6.2 °C (HPMCAS)25 °C[konno2008 R6, C14]
nifedipine, pure and 25% PVP≈43 → 31 °C with ≈1.15 g/100 g water; ≈54 → 43 °C with ≈2 g/100 g25 °C[marsac2008a R7, C19]
pimozide–PVP 50:50two Tgs −21 and 44 °C wet against one at 94 °C dry94% RH[rumondor2009c R17]
PTM–HPMCAS–TPGS (outside)Tg ≈79 → 63 °C with TPGS at 20% loadingDSC[nguyen2023a R13, C22]
atazanavir and ledipasvir ASDs with plasticizers (outside)lower Tg than the binary ASDDSC[correasoto2023 C30]
celecoxib with 10% TPGS or sucrose palmitateTg 55.34 → 44.81 and 44.46 °C; growth fasterDSC[mosqueragiraldo2014 R5, C16]
pretomanid–HPMCAS with TPGS (other chapter)Tg falls as TPGS risesDSC[nguyen2023a R13, C22]
ritonavir–PVPVA with Span 20 or Span 85Spans in the drug-rich phase, read as plasticizing it and speeding separation ("likely")O-PTIR, NMR, confocalyang2022b C58, X13
griseofulvin, DPB, celecoxib with 5% PHBTg −5 to −12 °C; growth up to ≈10-fold fasterDSC; melt growth[sato2016 R7, R11, X6]
delamanid sulfonate salts, neatwater 5.8–7.1% (aromatic), 8.1–11.6% (camsylate, edisylate), 16.2–21.1% (esylate, mesylate); four liquefied95% RH; 2 weeks at 40 °C/75% RHduong2022a R20
delamanid edisylate 1:1 with excess acid59% water uptake and Tg 53.9 °C against 11.6% and 117.8 °C for the 2:1 salt95% RHduong2022a R21
delamanid salt dispersions at 20% drug with HPMCASwater ≈10–13.6% against ≈8.2% for the free-base dispersion; Tg 100.4–117.0 against 86.7 °C95% RHduong2022a R22, R23
delamanid free-base dispersions, 0 to 20% drugTg 121.0 → 86.7 °C (HPMCAS) and 120.1 → 82.0 °C (HPMCP); water at 95% RH ≈10.8–11.6% → ≈7.9–8.2%DSC, sorptionduong2022a R9, R10
praziquantel, racemate and R-enantiomerTg about 37 and 34 °C, used to place the extrusion temperatures at 150 and 120 °CDSC[alvarenga2025 M2, M1]
felodipine–PVPVA 30% with 0, 2, 5, 10% TPGSTg 89.2, 86.0, 80.8, 71.1 °C (felodipine 44.7, PVPVA 105.4 °C)DSC, dry[saboo2021 R5]
atazanavir–PVPVA 10% with SDS, CTAB, TPGS, Tween 80, Span 20, Span 80, Span 85, VPTg lowered by 16, 9, 14, 14, 11, 13, 7, 16 °C from the binaryDSC, dry[correasoto2022b R20]
clopidogrel–PVPVA 40–60%PVPVA ≈4.1–6.7 against ≈2.6–2.7 mg/min/cm² for neat PVPVAcompacts, 37 °Ccorreasoto2022a R18, C48
loratadine–HPMCAS 5%HPMCAS released faster than from neat HPMCAS, "feasible" plasticization by a low-Tg drugcompactsyang2021 C31, R18
ritonavir–PVPVA 30:70 with 5 parts Tween 80, TPGS, Span 20, Span 85, SDSTg midpoint 70.90, 72.84, 73.24, 77.51, 84.93 °C against 82.24 °CDSC, dry[indulkar2022 R18]
8:1 atazanavir and ledipasvir glasses with nine plasticizersTg lowered by 30.4–43.3 and 47.6–53.1 °Cmodulated DSC[correasoto2023 R17, R18]
ledipasvir–PVPVA 10% with 5 and 10 g TEACTg 99.1 → 85.8 °C; release 20 → 94% by 90 minDSC; compacts, pH 6.8[correasoto2023 R9]
amorphous ritonavir with Span 20 (80–20, 60–40)onset Tg 14.8, 7.7 °C (46.8 °C neat)DSC[yang2023 R22]
amorphous ritonavir with Span 85 (80–20, 60–40)27.8, 12.7 °CDSC[yang2023 R22]

Evidence table: plasticization.

Pitfalls and disagreements

Two framings coexist: water is the more efficient plasticizer of PVP dispersions at equal water content (compared with cellulose dispersions) and the more efficient plasticizer of the drug alone per gram of water (compared with PVP dispersions); both hold, for different comparisons [konno2008 C14; marsac2008a C19]. A rule of thumb in the library puts the Tg drop at about 10 °C per 1% water yang2021 E3, which fits pure drugs but overestimates the drop of the 25% polymer dispersions, about 5 °C per 1% (synthesis: 23.7 °C with 4.68% water for 25% PVP [konno2008 R6]). Plasticization alone does not cause moisture-induced phase separation [rumondor2009c C38]. Lower plasticization by water is offered as an alternative to the thermodynamic reading for HPMCAS dispersions [rumondor2010c C32, X12]. The Span plasticization rests on Tgs given only in the supplement yang2022b X13. Liquefaction was reported for four salts while the text and the table disagree on which, and the photograph of one looks unliquefied duong2022a X1, X11. The water content and Tg of the wetted matrix in acid, on which the mobility argument rests, were not measured [nguyen2023c C43]. For the extrusion window no Tg of a drug–polymer blend was measured [alvarenga2025 C46]. The dispersion Tg of the clopidogrel study is in the SI and not in the main text correasoto2022a R26, and the loratadine–HPMCAS dispersion Tg was not measured yang2021 C31. Among the atazanavir additives the Tg depression and the release enhancement did not rank together (TPGS lowered the Tg by 14 °C and raised release only 4-fold, Span 80 by 13 °C and 35-fold) [correasoto2022b R20]. The Tg of the drug-rich layer formed in situ was not measured; plasticization is inferred from drug–Span mixtures [yang2023 X17].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer adsorption to drug-rich droplets

The accumulation of a dissolved polymer at the interface of the drug-rich droplets of a phase-separated solution, where it is thought to reduce droplet coalescence and to disturb heterogeneous nucleation at the droplet–water interface ("likely"); with the cellulosic polymers it is accompanied by some polymer mixing into the droplets [jackson2014 C33, C50, C53, C48]. The zeta potential of danazol droplets moved with the charge of the polymer over 1–1000 µg/mL (PVP −7.1 to −3.5, HPMC −2.9 to −2.2, HPMC-AS −8.9 to −18.6 mV against −8.1), and bile salts made telaprevir droplets about −40 to −53 mV against −9.2 mV jackson2016 R18; lu2017 R8.

Findings

F15, F32.

Related concepts

part of liquid-liquid phase separation; related to droplet coalescence, zeta potential and polymer adsorption.

Formulas

none.

How it is measured or obtained

Indirectly: droplet size by DLS over hours, zeta potential of the droplets, and the lowered onset of phase separation; preliminary NMR gave the polymer content of the droplets (not shown) [jackson2014 R22, R23, R5, R26].

Values in the library
materialvalue or classconditionspaper ids
danazol droplets aloneabout 490 nm at once, about 9800 nm after 1 h25 °C[jackson2014 R22]
danazol droplets with HPMC; HPMC-ASabout 305–345 nm up to 2 h; about 230–250 nm up to 4 h10 µg/mL polymer[jackson2014 R22]
zeta potential: alone; PVP; HPMC; HPMC-AS−8.1; −5.3; −2.3; −13.7 mV25 °C[jackson2014 R23]
polymer in the dropletsaround 10–20% for HPMC, below about 10% for PVP, none for HPMC-ASpreliminary NMR[jackson2014 R26]
ritonavir nanodroplets (ASD dissolution chapter)charge repulsion between polymers adsorbed at the ritonavir–water interface "likely" stabilizes against coalescence37 °C[ilevbare2013d C38]
telaprevir droplets, 1.86 mM six bile saltszeta about −40 (SGC) to −53 mV (STCDC)180 µg/mL, pH 6.5lu2017 R8
Pitfalls and disagreements

The NMR is preliminary and not shown, with no value for HPMC-AS; the site of nucleation was not measured [jackson2014 X15]. The coalescence claim has no droplet size in the first minutes for danazol alone [jackson2014 X6]. Zeta potential was measured at 180 µg/mL, not in the induction-time solutions lu2017 X6.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer adsorption

The attachment of a dissolved polymer to a surface, here the drug crystal (and, for danazol, the droplet interface). Every explanation of crystal growth inhibition in these papers assumes that the polymer must adsorb on the crystal to act, and "there is a general consensus" that it must (Mullin 2001, outside the library) [ilevbare2012c C3, C35; ilevbare2013b C47]. Adsorption can be physical (van der Waals, electrostatic, usually reversible) or chemical, and is driven by hydrophobic interaction, electrostatic attraction and hydrogen bonding [ilevbare2012c C4]. On crystal surfaces (formerly the page "polymer adsorption on crystal surfaces", from Crystallization from solution): the binding of a dissolved polymer to the faces of a growing drug crystal, which blocks growth sites and slows or shapes growth; it is usually face-selective, because molecular crystals are anisotropic, and changes habit when it slows the fast faces [ilevbare2012c C3, C5, R18]. It is the central assumed mechanism of crystal growth inhibition: the polymer occupies growth sites as a mechanical barrier and pins advancing steps [alonzo2012 C9; ilevbare2012c R19]. HPMCAS-LF was seen by AFM on three faces of felodipine, (1 1 −1), (1 −2 −2) and (1 −1 1), with no visible difference in density, taken as nonspecific adsorption, and AFM-IR identified the adsorbed material on a dried film [schram2015 R23, R25, R20, R21].

Findings

Crystallization from solution: F7, F8, F10, F11, F12, F23, F24, F27, F36, F38, F42, F44.

Related concepts

related to surface coverage, step pinning, polymer conformation, crystal habit and BFDH morphology prediction; mechanism of crystal growth inhibition.

Formulas

adsorbed amount by solution depletion, Langmuir-Freundlich isotherm, Kubota-Mullin model, Cabrera-Vermilyea step pinning.

How it is measured or obtained

By depletion: seeds equilibrated with polymer solution for 16–24 h, the amount adsorbed per area from the polymer lost from the supernatant, C_a = (C_i - C_f)\,V/(m \times A), with the polymer assayed by the phenol–sulfuric acid method at 490 nm, or by surface tension for HPMC [ilevbare2012b P9, E10; alonzo2012 P6]. In the ritonavir screen and the 2013 growth paper adsorption was not measured [ilevbare2012c C35; ilevbare2013b X14]. Adsorption on crystal faces is also read indirectly by growth-rate ratios against polymer concentration, by crystal habit and PXRD of the grown crystals, and by FTIR shifts of the drug bands after exposure to polymer [alonzo2012 R8; ilevbare2012c R4, R6; ilevbare2013b R12].

Values in the library
materialvalue or classconditionspaper ids
HPMC on felodipine seedsabout 60–167 µg/mL/m² up to 0.38 µg/mL equilibrium; 285–534 at 0.62–1.12 µg/mLsurface tension, 16–24 h[alonzo2012 R6]
CAP Adp 0.85 on ritonavir seedsplateau about 41 mg/m² (pH 3.8); about 27 mg/m² (pH 6.8)depletion, 4.0 mg seeds in 20 mL[ilevbare2012b R9, R10]
PVPVA on indomethacin crystalsglobule spacing 160 ± 50 nm (5 µg/mL); 70 ± 20 nm (50 µg/mL)AFM[moseson2020a R12]
HPMCAS on paclitaxel dendritesadsorption-site spacing about 10–16.8 nmSEM finger width[que2018 R12]
HPMCAS-LF pre-adsorbed on felodipine seedsovergrown by fresh drug in polymer-free solution (growth ratio about 1.8, then 1.08 in a second run)S 4, 25 °C[schram2016 R2, R3]
A5a, A5b, ECA, ECB, ECD on amorphous atazanavirA5a even, no globules; ECA, ECB small even globules; ECD larger; A5b large uneven globules5 µg/mL, 1 h, tapping-mode AFM in buffer[mosqueragiraldo2018a R4]
HPMCAS L, M, H on posaconazole dropletspolymer on every droplet surface from the ζ-potential ("is expected to delay surface crystallization")pH 6.5shah2025 R15, C43, C44
HPMC, felodipine seedsinhibition plateau (ratio about 0.55) where fitted coverage reaches about 1 (1 µg/mL)S 8, 25 °C[alonzo2012 R7, R8]
Pn-IPAAmd, ritonaviraspect ratio 4.4 against 8.8; (200) PXRD peak about 245 against 150 countsS 7.6, 37 °C[ilevbare2012c R4, R6]
PVPVA, celecoxib and efavirenz seedsN–H bands 3331 → 3321, 3225 → 3217; 3316 → 3308 cm⁻¹overnight in 100 µg/mL[ilevbare2013b R12]
HPMCAS on paclitaxel seedspolymer slows but does not block growth at S 88seeded ASD dissolution[que2018 C30, C38]
HPMCAS, earlier felodipine work"may adsorb at the crystal surface and block growth sites"dilute supersaturated solution[rumondor2010 C38]
felodipine, HPMCAS-LF, pH 3adsorption on three faces exposing methyl/oxygen, chlorine/methyl and methyl/amine/oxygen groupsAFM in liquid[schram2015 R23, R25]
HPMC-606, HPMCAS-MF on atazanavir with SDSstrong adsorption keeps SDS off the crystal ("we can speculate"), not measured1 mg/mL polymer, 0.1 mg/mL SDSindulkar2019b C43
bile salts on atazanavir needlesblocking of the needle sides "hypothesized" from aspect ratios 41–83 against 12.4biorelevant media[elkhabaz2021 C47, R21]
Pitfalls and disagreements

Adsorption by depletion has no crystal-free control, so loss by aggregation or on vessel walls would count as adsorption [ilevbare2012b X15]. The amount adsorbed did not predict the effect: more adsorbed at pH 3.8 and less inhibition [ilevbare2012b R9, R7]. Maximal adsorption did not stop growth at S 7.6 with 100 µg/mL polymer [ilevbare2012b R17]. Isotherm fits missed adsorption at low concentration [alonzo2012 C21]. The adsorbed amount was not measured in either felodipine–HPMCAS paper [schram2015 X7]. The AFM coverage ranking is qualitative, one image per polymer [mosqueragiraldo2018a X16]. The face-specific binding of Pn-IPAAmd rests on means of 50 crystals with overlapping spreads and PXRD relative intensities, with no adsorption or face-specific rate measured [ilevbare2012c X12]. The BFDH fast faces are assumed to be the fast faces of the real crystals [ilevbare2012c C45]. The PVPVA hydrogen bond is proposed from N–H shifts alone [ilevbare2013b X13]. Nonspecific adsorption is a visual judgement and the (1 −1 1) region shows streaks [schram2015 X8]. Face-selective adsorption is the stated general case for ritonavir [ilevbare2012c C5], whereas HPMCAS-LF on felodipine showed no visible difference in density between three faces [schram2015 R23, R25]; neither paper measured face-specific adsorbed amounts (synthesis: contrast between papers).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer chain disentanglement

Evidence table: polymer chain disentanglement. Content from the release-mechanism chapter (2020–2025), with rows from the Miscibility and drug-polymer interactions and ASD process chapters.

The step in which polymer chains leave the swollen, plasticized gel layer for the medium. A glassy polymer dissolves by solvent ingress, swelling, plasticization and gel-layer formation, chain disentanglement by reptation over a characteristic time and diffusion of the free chains; for high-molecular-weight neutral polymers such as PVPVA under stirring, solvent ingress or disentanglement is typically rate-limiting (cited) [correasoto2022b C33]. Polymer dissolution as a whole is controlled by water diffusion into the matrix, chain disentanglement from the plasticized gel and chain diffusion in the boundary layer; a polymer with Tg above the test temperature must take up a critical amount of solvent before its chains can disentangle, and the further the temperature lies below Tg, the more solvent is needed [hiew2022b C38, C39, E1]. Que and co-workers (2021) add from the literature that solvent quality (Flory–Huggins χ) matters, and that neat PVPVA at high water activity has its Tg below room temperature and gels and dissolves rapidly [que2021 C42]. Disentanglement is faster above Tg; below Tg the gel layer thins and dissolution changes from disentanglement to cracking (cited) [saboo2020 C54]. Enteric polymers must also ionize, which increases hydration and chain mobility and enables reptative disentanglement [qi2022 C10]; the higher hydration of HP-50 salts "likely" offsets the effect of a lipophilic drug on the water fraction of the gel [qi2022 C40]. A neat PVPVA compact first swelled and then shrank, read as chains that had not yet had time to disentangle and later disentangled and dissolved [yang2022a C32, R9]. Correa Soto and co-workers (2023) cite the Devotta free-volume model, in which the maximum chain mobility rises with the fractional free volume of the gel, and take the disengagement rate as proportional to chain mobility [correasoto2023 E2, E3, C39]. In low-loading MePHPH gels about as much water per polymer was needed to disentangle as in neat PVPVA, as expected if the hydrophilic phase controls gel erosion, and the congruent release rate is proposed to be controlled by water penetration and by disentanglement at the gel/solution surface [deac2023a C52, C73]. The 2024 phase-diagram paper takes the gel–solution boundary as the polymer concentration at which chains disentangle, which a strongly interacting drug such as phenolphthalein "may impact" [deac2024b C39]; below the limit droplets leave when the chains disentangle, above it a continuous drug-rich phase cannot [deac2024b C47].

Findings

Release mechanism and LoC: F15, F18, F22, F23, F24, F25, F26, F29, F30.

Related concepts

takes place in the gel layer; needs plasticization by water below the wet glass transition temperature; sets the rate of polymer-controlled release; faster with plasticization by the drug or a surfactant; needs chains above the critical entanglement molecular weight to be entangled in the first place.

Formulas

critical polymer volume fraction for glassy polymer dissolution; the disentanglement rate expression above is named and printed only by Hiew and Taylor (2022) [hiew2022b E2]. free-volume chain mobility (Devotta model).

How it is measured or obtained

Not measured directly in the library. It is inferred from polymer release rates of compacts [saboo2020 C55; correasoto2022b C40] and estimated through the critical polymer volume fraction and the Narasimhan–Peppas disentanglement rate k_d = B/(1 - v_p)^{1.9} [hiew2022b E1, E2].

Values in the library
materialvalue or classconditionspaper ids
PVPVA (Tg 102.9 °C, density 1.19 g/cm3)critical polymer volume fraction 0.89, so at least 11% water to start disentangling37 °C, estimated[hiew2022b R21]
lumefantrine salt–PVPVA dispersions35–55% water at 95% RH, more at lower loading40 °C[hiew2022b R5]
lumefantrine–PVPVA 5–35%; 40–50% (Miscibility chapter)PVPVA ≈4.49–4.91 against 4.58 neat; 0.21–0.004 mg/min/cm²pH 6.8, 37 °C[hiew2022a R13, C59]
ritonavir–PVPVA tablets (ASD process chapter)discrete drug-rich nanodroplets in the gel layer move into solution as the polymer disentanglesuncoated tablets, 37 °C[benson2025 C28]
Pitfalls and disagreements

The papers propose but do not measure how the drug changes disentanglement: a drug–polymer interaction that persists in water is proposed to occupy polymer solvation sites and so slow plasticization and disentanglement [que2021 C44], interaction of the hydrophobic drug with the polymer "is expected to" retard chain hydration [hiew2022a C49], and above a critical loading dilution by the drug "likely" prevents enough water uptake for disentanglement [hiew2022a C59]. A lower Tg from TPGS "should theoretically" let disentanglement start with less water [saboo2021 C43]. With 10 °C per 1% water, the wet Tg of every lumefantrine dispersion should lie below 37 °C, so the authors find release "difficult to rationalize" by wet Tg and the disentanglement model alone [hiew2022b C44]. PVPVA dissolves when a critical water concentration is reached at the gel–solution interface, at a steady state between water penetration and disentanglement [benson2025 C61]. For HPMCAS-MF (about 18 kDa, below the critical values estimated for other polysaccharides) the authors judge molecular entanglement "unlikely" and dissolution diffusion- rather than disentanglement-controlled, since the rate stayed linear in the square root of rotation speed with no plateau [bapat2023 C45, C30, R27].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer hydrophobicity

Water affinity of a polymer, judged here by aqueous solubility and by a calculated solubility parameter; the two rank cellulose acetate suberate and HPMCAS differently mosqueragiraldo2018b C13, X6. HPMCAS grade AS-HF is more hydrophobic than AS-LF (more acetate, less succinate) and goes more into the drug-rich phase ueda2020a C34, C35; for the enzalutamide polysaccharides the polymer needs a balance of hydrophobic and hydrophilic substituents [wilson2020 C28, C30]. New aspect (Crystallization from solution): in the growth and nucleation papers it is judged by the Fedors solubility parameter \delta (lower means more hydrophobic; water 49.01 MPa^1/2) relative to that of the drug [ilevbare2012c E1; ilevbare2013c E5, M29], and the working claim is that a polymer must have a moderate hydrophobicity relative to the drug to inhibit crystallization: a very hydrophilic polymer stays solvated, a very hydrophobic one collapses on itself [ilevbare2012c C36; ilevbare2013c C4]. For six dihydropyridines PVPVA, HPMC and HPMCAS (moderately hydrophobic) delayed crystallization of the precipitate most, the very hydrophilic PAA and the hydrophobic P2VP not at all, with hydrophobicity not measured; for telaprevir the calculated SP did not predict the order across chemistries [raina2015b C41, C42, X9; mosqueragiraldo2016 C25].

Findings

Bioperformance: F7, F8, F10, F19, F24, F27. Crystallization from solution: F8, F13, F16, F17, F25, F26, F36, F37, F44.

Related concepts

governs polymer partitioning into the drug-rich phase, polymer dissolution pH threshold; measured by solubility parameter; related to amphiphilicity, polymer chain stiffness, degree of substitution, hydrophobic interactions and polymer adsorption.

Formulas

Fedors group-contribution solubility parameter.

How it is measured or obtained

Gravimetric aqueous solubility at pH 6.8; Fedors solubility parameter mosqueragiraldo2018b P11, P21. In the crystallization-from-solution papers calculated by the Fedors group-contribution method from the repeat unit (with a molar-volume correction for glassy polymers) [ilevbare2012c E1, E2, E3], and used in a multivariate model with the other polymer descriptors (SP, DP, Mn, monomer Mw, hydrogen-bond donors and acceptors, Tg) [ilevbare2012c R12, R14].

Values in the library
materialvalue or classconditionspaper ids
CA Sub / HPMCAS / HPMC / PVPVA3.3 / 20.5 / 37.1 / 45.9 mg/mL; 23.18 / 21.47 / 23.93 / 23.59 MPa^1/2pH 6.8mosqueragiraldo2018b M2, M3, M4, M5
ezetimibe in Ensure Plusopposite polymer ranking in the aqueous and oily phases "raises questions" about hydrophilicityelkhabaz2017 C52
ritonavir, cellulose esterssolubility parameter 20.56–23.28 inhibited growth; more hydrophobic ones did not[ilevbare2012c C25, C30]
PVP / HPMCAS filmscontact angle 11.8° / 45°spin-coated[saboo2020a R4]
CPHPC-106 / cellulose acetate suberatedissolves (cited 43.5 mg/mL) / does not (3.0 mg/mL); the better solution inhibitor was the insoluble oneenzalutamide[wilson2020 M2, M3, C35]
14 new cellulose estersSP 19.62–23.28 MPa^1/2; effective (ratio 1.64–2.98) at 20.56–23.28, ineffective (0.83–1.01) at 19.62–20.41ritonavir growth, 5 µg/mL[ilevbare2012c R10]
OPLS-DA of 19 cellulose-based polymersSP loading about 0.70, R²Ycum 0.713, Q²Y 0.512ritonavir growth[ilevbare2012c R12, R14]
effective polymers, ritonavir; efavirenz; celecoxibmean SP 20.87; 21.73; 24.28 against drug SP 20.03; 21.89; 23.38induction time at 5 µg/mL[ilevbare2013c R13]
16 polymers on three drugswindow 20.56–23.28 for drugs of SP 20.03–23.38seeded growth[ilevbare2013b R9, M1–M3]
pH-shift precipitation, nine polymersPAA (very hydrophilic) and CMCAB failed for warfarin; CAP-adipate (most hydrophobic) failed for both acids1 mg/mL[hsieh2014 R4, C39]
celecoxib, HPMCAS; PAAHPMCAS and HPMC effective, very hydrophilic PAA not22 µg/mL drug[xie2016a C18]
PVPVA, HPMC, HPMCAS; PAA, P2VPbeyond 24 h for four drugs; as buffernominal 10 mg/mL, 4.5 mg/mL polymer[raina2015b R9]
six carboxylated cellulose derivatives (neutral structures)Fedors SP 25.5 (A5a), 24.3 (A5b), 19.9–22.2 MPa^1/2 (ethers); ECA (19.9) the most broadly effective5 µg/mL, nine drugs[mosqueragiraldo2018a R6, R2]
HPMCAS L, M, Hmore acetyl, less succinoyl: longer posaconazole induction times, more polymer in dropletspH 5.5–7.5shah2025 R3, R17, C48
Pitfalls and disagreements

CA Sub is "more hydrophobic" than HPMCAS by aqueous solubility but not by solubility parameter mosqueragiraldo2018b X6. Hydrophobicity cuts both ways: it improved inhibition of crystallization and lowered the ceiling (F19, F24); HPMCAS-HF, the most hydrophobic grade, was the only effective pretomanid inhibitor (F27) [ueda2020a C35; wilson2020 C35; nguyen2023a R5]. SP and the carboxyl content of the new esters co-vary, so their effects are not separated [ilevbare2012c X10]. The SP values of the commercial and synthetic polymers are not printed in the 2012 paper [ilevbare2012c X11]. The 2013 text misstates the failing range as SP "greater than 20.56" [ilevbare2013b X2]. The rule predicts the best polymer for ritonavir and efavirenz but the synthetic Pn-IPAAmd and PAA are exceptions for celecoxib, and PVPVA works for celecoxib and efavirenz through a proposed hydrogen bond [ilevbare2013c X11; ilevbare2013b C51]. The rule was reached from three drugs [ilevbare2013c K3]. The cellulose ether with the lowest calculated SP was the best inhibitor for fast crystallizers, so the SP window does not carry across chemistries [mosqueragiraldo2018a R2, R6].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer ionization

The degree to which the acid or base groups of a polymer are ionized at the test pH. The ω-carboxyalkanoate substituents (adipate, suberate, sebacate) of the new cellulose esters have a pKa of about 4.43, so they are nearly fully ionized at pH 6.8 and less than 25% ionized at pH 3.8; the ritonavir and celecoxib in the growth tests are un-ionized at both pH [ilevbare2012c R15; ilevbare2013b R18, C33]. HPMCAS-LF (pKa 5.5) is taken as nearly fully ionized at pH 6.8 and un-ionized at pH 3; two carboxylated cellulose esters lost their whole effect on telaprevir at pH 3.0; PAA failing for acetaminophen is attributed to its ionization at pH 6.8 [schram2015 C4; mosqueragiraldo2016 R7; trasi2015 C27]. Above the polymer pKa the degree of ionization still matters: for HPMCAS (pKa about 4.9) a rise from pH 5.5 to 7.5 weakened every grade against posaconazole nucleation, and the grade with the least succinoyl was the best inhibitor shah2025 R3, C14, M2. New aspect (Supersaturation from ASD dissolution): in the dissolution of dispersions, ionization decides whether the polymer dissolves and so how fast the drug is released: EPO is highly soluble at pH 2.2 "due to ionization", which gave rapid and complete dissolution of the indomethacin–EPO dispersion above the amorphous solubility, followed by crystallization [xie2017 C29]. In leaching from suspended lopinavir dispersions, a small extent of HPMCAS ionization from pH 3 to pH 5 "significantly enhanced" leaching in media with an ionic surfactant (with SDS drug from about 13 to about 36 µg/mL and polymer from about 21 to about 120 µg/mL), lopinavir itself not ionizing over this range [li2016b C24]. HPMCAS LF, with a lower pKa than HF, is taken as more ionized at pH 5 [li2016b C27]. The authors "can only speculate" that ionized chains become less coiled and expose less polar, uncharged groups to SDS [li2016b C49].

Findings

Crystallization from solution: F11, F13, F16, F23, F25, F27, F36, F44. Supersaturation from ASD dissolution: F10, F15, F20.

Related concepts

related to ionization, degree of substitution, polymer conformation and polymer self-association; related to polymer-surfactant complexation, pH-dependent polymer solubility and drug leaching.

Formulas

none.

How it is measured or obtained

Not measured: the degree of ionization is taken from the pKa of the substituent (literature) and the pH of the medium [ilevbare2012c R15; ilevbare2013c R18]. The effect is read from growth ratios or induction times at two pH, with non-ionizable HPMC as the control [ilevbare2012b R7; ilevbare2013c R14]. In the dispersion-dissolution papers it is likewise not measured but inferred from the medium pH and cited pKa values [li2016b C27, C24].

Values in the library
materialvalue or classconditionspaper ids
adipate, suberate, sebacate substituentspKa about 4.43; about 100% ionized at pH 6.8; less than 25% at pH 3.8literature[ilevbare2012c R15; ilevbare2013c R18]
CAP Adp 0.85; HPMC on ritonavirgrowth ratio 2.98 → 1.12; 2.19 → 2.31 from pH 6.8 to 3.8S 7.6[ilevbare2012b R7]
CA 320S Sub 0.63 on celecoxib6.1 → 1.5 (75% lower)S 6.6[ilevbare2013b R13]
CAP Adp 0.85 on efavirenzinduction time 24.9 → 12.6 min19 µg/mL[ilevbare2013c R14]
HPMCAS, Eudragit E100 in the pH-shift studyHPMCAS unionized at the acidic final pH 1.9–3.3; E100 cationic1 mg/mL[hsieh2014 C36, R4]
PAA in celecoxib dispersions (ASD dissolution chapter)pKa 4.28, completely ionized at pH 6.8pH 6.8[xie2016a C24]
CAP-Adp-085, CA-Sub-090, telaprevir68 → 9 and 105 → 8 min (pH 6.8 → 3.0)150 µg/mL, 5 µg/mL polymer[mosqueragiraldo2016 R7]
HPMCAS L, M, H (A/S about 0.28–0.64, 0.5–1.1, 1.25–3.5)posaconazole induction time M >240, 208, 136 min at pH 5.5, 6.5, 7.5; ζ of droplets −12.9, −10.8, −7.4 mV (L, M, H, pH 6.5)FaSSIF-V2 buffer, 37 °Cshah2025 R3, R15, M2
carboxylated ethyl cellulose ECD (two acids)modelled fully ionized; partial protonation "possible"MD, 310 K[mosqueragiraldo2018a C32, X9]
HPMCAS-HF lopinavir dispersions with SDS, pH 3 → pH 5drug about 13 → about 36 µg/mL; polymer about 21 → about 120 µg/mL25 °C[li2016b C24]
EPO in indomethacin dispersionshighly soluble at pH 2.2 owing to ionization37 °C[xie2017 C29]
Pitfalls and disagreements

The pH arm changes the buffer species (acetate against phosphate) and sometimes the polymer-free rate or time [ilevbare2013b X11; ilevbare2013c X9]. The size of the loss at pH 3.8 does not follow the carboxyl content in the middle of the ranking [ilevbare2012b X17]. PAA, fully ionized at pH 6.8, did not inhibit any of the three drugs [ilevbare2013b R9.b]. The degree of ionization was not measured in these papers [schram2015 C4; mosqueragiraldo2016 X24]. Ionization and hydrophobicity of HPMCAS change together with pH and were not measured; the pH effect on the induction time is measured, its route is not shah2025 X8. The degree of ionization of the HPMCAS grades at pH 3 and pH 5 was not measured, and how a small degree of ionization raises SDS-driven leaching is "currently unclear" [li2016b C24, C27, C49].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer partitioning into the drug-rich phase

The distribution of a dissolved polymer between the aqueous phase and the drug-rich phase that forms above the amorphous solubility, expressed as the polymer:drug weight ratio in the drug-rich phase or as the partition coefficient K = C_p/C_q (polymer in the drug-rich phase over polymer in water) ueda2021 P4; ueda2022 E3. For ibuprofen it is seen as the polymer that disappears from the solution NMR spectrum when droplets form, because polymer in the viscous droplets reorients too slowly to give a signal ueda2020b C22; ueda2021 C7. Polymer in the drug-rich phase lowers the chemical potential of the drug there and so the amorphous solubility (F19–F21) ueda2021 C11. New aspect (Bioperformance): a large share of polymer in the drug-rich phase lowers the chemical potential of the drug there and may lower the flux plateau mosqueragiraldo2018b C34, C35, C37. HPMCAS grade AS-HF distributed much more into the drug-rich phase than AS-LF for four drugs, which the authors say accounts for its lower amorphous solubility ueda2020a C20, C33; HPMCAS and PVP are not expected to enter the atazanavir–darunavir phase alkalla2026 C38. New aspect (Crystallization from solution): the share of a dissolved polymer found in the drug-rich precipitate against the solution, with PVPVA and HPMCAS in both (about 7% of the felodipine precipitate), PAA almost only in the water and P2VP in the precipitate [raina2015b R12, C20]; from 2021 the polymer share in the droplets was set against crystallization inhibition, and it did not rank HPMCAS against Eudragit E PO for enzalutamide but did rank three HPMCAS grades for posaconazole wilson2021 C38; shah2025 C51.

Findings

Amorphous solubility and LLPS: F15, F19, F20, F21, F22. Bioperformance: F7, F19. Crystallization from solution: F19, F26, F37, F44.

Related concepts

lowers the amorphous solubility through the chemical potential of the drug in the drug-rich phase; driven by the hydrophobic effect and drug–polymer interaction (Flory-Huggins interaction parameter); measured with the help of NMR chemical exchange broadening; affects colloidal stability. Depends on polymer hydrophobicity. Related to amorphous precipitation.

Formulas

van't Hoff equation, Flory-Huggins reduction of amorphous solubility, ideal-mixing reduction of amorphous solubility. Drug-rich phase composition, polymer partitioning into the drug-rich phase by depletion.

How it is measured or obtained

Quantitative ¹H NMR of the dissolved polymer (peak at 2.0 ppm for PVP and PVP-VA, 3.1 ppm for HPMC) against TSP and a calibration line, compared with the polymer concentration before drug is added; the missing part is taken as being in the drug-rich phase and divided by the phase-separated drug ueda2021 P3, P4. Variable-temperature NMR gives K and, from a van't Hoff analysis, ΔG, ΔH and ΔS of transfer ueda2022 P12. Other methods in the library assay the polymer in the ultracentrifuged pellet or supernatant mosqueragiraldo2018b R14; shah2025 R16. Colorimetric assay of polymer in the centrifuged pellet and Nile red fluorescence for drug mosqueragiraldo2018b P12–P14. Solution NMR of the polymer with and without droplets (acetyl or hydroxypropyl peak), the lost signal being read as polymer in the droplets ueda2020a R7, R8. Ultracentrifugation of the suspension and ¹H NMR of precipitate and supernatant in d6-DMSO, masses scaled to 10 mL [raina2015b P8].

Values in the library
materialvalue or classconditionspaper ids
ibuprofen with six polymerspolymer:drug ratio 0.40 (PVP K12), 0.52 (K25, K90), 0.87 (PVP-VA), 0.95 (HPMC 603), 1.14 (HPMC 615); dissolved drug 131–89 µg/mL1000 µg/mL polymer, 400 µg/mL drug, pH 2.0 (D2O), 37 °Cueda2021 R5
ibuprofen with PVP K25, PVP-VA, HPMC 603ratio stops rising above 200 (K25) and 500 µg/mL polymer (PVP-VA); HPMC 603 keeps rising (about 0.08 → 0.95)25–1000 µg/mL polymerueda2021 R8
ibuprofen with HPMC, PVP-VA, EUD-Epolymer still in solution at S_a + 300 µg/mL: about 141, 85, 289 of 300 µg/mL37 °Cueda2020b R13
ibuprofen, 15–60 °Cratio 0.24 → 0.62 (PVP), 0.46 → 1.32 (PVP-VA), 0.20 → 1.46 (HPMC, to 55 °C)1000 µg/mL polymerueda2022 R10
polymer transfer into the ibuprofen-rich phaseΔG −12 to −19 kJ/mol; ΔH of HPMC 58 → 12, PVP-VA 25 → 5 kJ/mol15–60 °C, quadratic van't Hoff fitueda2022 R22, R23
telaprevir ASDs, 150 µg/mL drugpolymer fraction of the pellet about 0.9 (cellulose acetate suberate), below 0.3 (PVPVA, HPMCAS)pH 6.8, 37 °Cmosqueragiraldo2018b R14, C35
posaconazole with HPMCAS grades L, M, Hpolymer weight fraction in the phase about 0.05, 0.14, 0.31, water ignored100 µg/mL drug, 900 µg/mL polymer, pH 6.5, 37 °Cshah2025 R16, R17, C30, E3
enzalutamide dropletsEudragit E PO associates with the droplets more than HPMCASpH 6.5, 37 °Cwilson2021 R7, C19
telaprevir, CA Sub / HPMCAS / 70% HPMCAS / PVPVApolymer fraction 0.90 / 0.21 / 0.27 / 0.22150 µg/mLmosqueragiraldo2018b R14
felodipinePVPVA and HPMCAS distributed; PAA in the supernatant; P2VP with the drugprecipitates[raina2015b C20, R12]
ibuprofen, polymerspolymer ratio falls with total drug37 °Cueda2021 R10
atazanavir, nifedipine, clozapine, ketoconazole droplets with 1000 µg/mL AS-LF / AS-HFNMR-detected polymer about 975 / 880, 955 / 480, 920 / 415, 990 / 600 µg/mL37 °Cueda2020a R8, C20
felodipine 100 mg, PVPVA 45 mgprecipitate 6.8 mg, supernatant 36.7 mg10% DMSO, pH 6.8[raina2015b R12]
felodipine, HPMCAS7.1 mg and 34.2 mgsame[raina2015b R12]
felodipine, PAA; P2VP (18 mg)0.9 and 46.6 mg; 17.7 mg and not detectedsame[raina2015b R12]
enzalutamide droplets, HPMCAS, Eudragit E PO12.7–24.7 and 40.8–41.0 w/w% (NMR); about 19–23 w/w% both (colorimetry)120 and 70 µg/mL drug, pH 6.5wilson2021 R7, R9, X4, X5
Pitfalls and disagreements

The "polymer in the drug-rich phase" is the NMR-invisible polymer and would include polymer adsorbed at droplet surfaces; the droplet composition and the activity of the drug in it were not measured ueda2021 X4; ueda2020b X4. The molecular-weight rule fails between PVP K25 and K90, polymer hydrophobicity was not measured, and the ranking of HPMC 603 against PVP-VA reverses with polymer concentration ueda2021 X7, X8. Two papers state that polymers used in ASDs have minimal impact on the amorphous solubility or do not take part in the drug-rich phase, which the ibuprofen data contradict for PVP K25 (154 → 121 µg/mL) trasi2016 C32; alkalla2026 C38; ueda2021 R5. The transfer enthalpy is per polymer species of different molar masses and has no stated uncertainty ueda2022 X9, X8. In the telaprevir study HPMCAS and PVPVA fractions are equal although their solubilities differ twofold mosqueragiraldo2018b X7. For atazanavir only about 12% of AS-HF disappeared from the solution signal although the ceiling fell by more than half, and the signal does not separate polymer mixed into the droplet from polymer adsorbed at its surface (F19) ueda2020a X4, X10. The felodipine precipitate study used four polymers, one drug and single determinations, and its totals deviate from the stated amounts by up to about 8% [raina2015b X9, X12].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer salt formation

Evidence table: polymer salt formation. Content from the release-mechanism chapter (2022–2023), with rows from the Bioperformance chapter.

Pre-ionizing an acidic dispersion polymer by reacting its acid groups with a base (sodium or an amine) before the dispersion is made. Pre-ionization removes the generation and transport of protons during dissolution; the comparisons of HP-50 with HP-50-Na (faster in 50 mM phosphate, independent of buffer capacity, soluble in water) "confirm" that proton generation and removal hinder dissolution of the protonated polymer [qi2022 C31]. Polymer salts dissolved about 3-fold faster than HP-50 at pH 6.8, and pre-ionization via salt formation is called a successful strategy for designing polymers for better dispersion performance [qi2022 C3, C6]. The triethylamine salt of HPMCAS, which releases no protons, had a gel pH close to the bulk and released faster than protonated HPMCAS [bapat2023 C41]. In the Bioperformance chapter base was added at one mole per mole of HPMCAS-HF acid groups to pretomanid dispersions, which "likely" forms a polymer salt [nguyen2023a E7, C67].

Findings

Release mechanism and LoC: F23, F24.

Related concepts

removes the dependence on buffer capacity and on the microenvironmental pH; exceeds the critical ionization for polymer dissolution before dissolution; a form of polymer ionization of enteric polymers.

Formulas

none.

How it is measured or obtained

Acid–base reaction of the polymer with the base, then dispersion preparation [bapat2023 P4, M4]; the sodium content of HP-50-Na by ICP-OES and ¹H NMR [qi2022 R3]; rotating-disk dissolution of neat and drug-loaded compacts [qi2022 R10, R15].

Values in the library
materialvalue or classconditionspaper ids
HP-50-Na3.38–3.52 wt% sodium, 91–95% of acid groupsICP-OES, ¹H NMR[qi2022 R3]
HP-50 and nine salts≈0.92 against ≈2.35–3.09 mg/min/cm²50 mM pH 6.8 phosphate, 37 °C[qi2022 R10]
HP-50-Na; HP-50≈2.80 → 2.45; ≈0.92 → 0.14 mg/min/cm² from 29 to 3 mM/ΔpHpH 6.8 phosphate[qi2022 R12]
miconazole 20% on HP-50, HP-50-Na, PTEAdrug ≈0.22 / 3.15 / 2.70 mg/min/cm²50 mM pH 6.8 phosphate[qi2022 R15]
HPMCAS-TEA against HPMCAS-MF≈1.62 against ≈0.89 mg/min/cm²; gel pH 6.7 against 6.050 mM pH 6.8 phosphate[bapat2023 R16, R15]
Pitfalls and disagreements

Water uptake does not rank the salts: the sodium salt took up most water without dissolving faster than the amine salts [qi2022 X17, C35]. The amounts used to prepare the partial salts are not printed [qi2022 X9]. The salts change the dry dispersion as well: Tg ranged from 55 °C for the tris salt to 231 °C for the sodium salt [qi2022 R8].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymer-surfactant interaction

The association of a polymer with a surfactant in solution, which changes the properties of both and, for a hydrophobic polymer, can reduce the polymer's adsorption on the crystal and so its crystallization inhibition [ilevbare2012a C53, C54]. Pharmaceutical examples named are PEG with polysorbate 80, HPMC with poloxamer and polysorbate 80, and PVP with SLS [ilevbare2012a C3]. For felodipine, 100 µg/mL SDS cancelled most of the effect of 5 µg/mL HPMCAS on growth (2.7 → 1.07) although HPMCAS still adsorbed [schram2016 R16, R17]. New aspect (Release mechanism and LoC): for TPGS with dissolved PVPVA, the CMC and the critical aggregation concentration differ minimally and insignificantly relative to the TPGS levels used, which "suggests" little-to-no TPGS–PVPVA interaction affecting the CMC [saboo2021 C7, R1]. The authors conclude that the surfactant should be incorporated into the dispersion rather than added as an external excipient, since TPGS pre-dissolved in the medium did not help [saboo2021 C35, R15]. For ritonavir–PVPVA Indulkar and co-workers (2022) suggest that SDS forms micellar aggregates on the PVPVA chain and that this complex "may" dissolve faster than the polymer alone, about doubling early polymer release, and that a surfactant interacting strongly with the polymer "can" make a crystallization-inhibiting polymer ineffective [indulkar2022 C33, R20, C42]; complexation was not measured there [indulkar2022 C33].

Findings

Crystallization from solution: F18, F24, F38. Release mechanism and LoC: F13, F15, F21.

Related concepts

related to competitive adsorption and interfacial tension. Measured through the critical micelle concentration.

Formulas

none.

How it is measured or obtained

Not measured in the binary-additive paper: the effect is read from the growth-rate ratio of surfactant–polymer pairs against the components [ilevbare2012a R17, X15]. In the ASD dissolution chapter, the CMC of TPGS with and without PVPVA gave about 50 µg/mL against 40 µg/mL (a critical aggregation concentration) [saboo2021 R1]. In the release-mechanism papers: CMC by drug solubility against surfactant level and by the pyrene I1/I3 ratio, without and with 900 µg/mL PVPVA [saboo2021 P1, P2, R1].

Values in the library
materialvalue or classconditionspaper ids
Tween 80 with CAP Adp 0.33; 0.85growth ratio 0.70; 0.83 against 1.64; 2.97 for the esters alone5 µg/mL each, ritonavir, S 7.6[ilevbare2012a R17]
TPGS with and without 900 µg/mL PVPVACMC about 50 µg/mL; about 40 µg/mL with PVPVA, "little-to-no" interactionpH 6.8, 37 °C[saboo2021 R1, C7]
surfactants with a crystallization-inhibiting polymerthe polymer can be rendered fully or partly ineffective, particularly when surfactant and polymer interact extensivelyritonavir–PVPVA ASD (argued)[indulkar2022 C42]
felodipine, HPMCAS + SDSgrowth ratio 1.07 against 2.7 (HPMCAS)S 4, 25 °C[schram2016 R16]
SDS with PVPVA, HPMC-606, HPMCAS-MFCAC 0.1, 0.2, 0.2 mg/mL; with 0.1 mg/mL SDS atazanavir induction time 350, >1000, >1000 min1 mg/mL polymer, pH 6.8indulkar2019b R8, R4
ritonavir–PVPVA 30:70:5 with SDS against binary 25:75PVPVA ≈35.4 against ≈14.0 units at 10 min (unnormalized)compacts, pH 6.8[indulkar2022 R20, X6]
Pitfalls and disagreements

Polymer–surfactant aggregates, polymer adsorption and surfactant adsorption were not measured in the ritonavir study [ilevbare2012a X15]. Surfactants were only tested below their CMC and only Tween 80 with two related esters [ilevbare2012a R17]. The SDS–polymer correlation rests on two CAC values and one SDS level equal to the PVPVA CAC, with censored times indulkar2019b X8.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

polymorphism

The ability of a molecule to crystallize in more than one crystal structure [towler2007 C2]; the metastable form often crystallizes first, and recrystallization from the undercooled melt "frequently" gives a metastable polymorph [baird2010 C16]. This draft is written from the crystallization-tendency chapter; the evidence table lists further papers that later chapters will add.

Findings

F4, F7, F8.

Related concepts

includes monotropy; tested by Burger-Ramberger rules; related to cold crystallization, conformational flexibility and prenucleation clusters.

Formulas

Burger-Ramberger heat-of-fusion rule, Hoffman equation.

How it is measured or obtained

By Raman (including in liquid N2), XRPD, FTIR, DSC melting and solid-state NMR [baird2010 P5; trasi2014b R15, R20, R25; lu2016 R18, R19]; the polymorph produced is mapped against temperature or supersaturation [lu2016 R10; towler2007 R1].

Values in the library
materialvalue or classconditionspaper ids
indomethacin α and γα above a supersaturation of 4, γ below about 3.5ethanol (cited)[towler2007 R1]
anthranilic acidform II from most solvents below 50 °C; form III from the melt or above 50 °Ccited[towler2007 R2]
vemurafenibat least four forms: α, β, γ, δsupercooled liquid[lu2016 C41]
nilutamidestable form, forms I and II, a suspected hydratemelt and humidity[trasi2014b R15, C25]
indomethacin δ, α, γdifferent maximum growth rates and nucleation temperaturespure melt[tian2017 R7, R1]
8 of 23 class I moleculesa different polymorph after liquid-N2 quenchRaman[baird2010 R3]
Pitfalls and disagreements

The polymorph obtained from solution is sometimes stated without an identification method [towler2007 X5]. Forms γ and δ of vemurafenib rest on Raman and morphology only [lu2016 X6]. Solution motifs do not reliably foretell the polymorph [towler2007 C33].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

reduced glass transition temperature

T_{rg} = \frac{T_g}{T_m} with both temperatures in kelvin [baird2010 E4]. Assuming equal viscosity at Tg, a higher Trg means a more viscous liquid between Tg and Tm and so, it was expected, a better glass former; a typical value of 0.66 had been proposed [baird2010 C1, R29].

Findings

F5, F12.

Related concepts

depends on glass transition temperature; related to Tm − Tg temperature gap; proposed predictor of glass-forming ability; contrasts with melt viscosity as a predictor.

Formulas

reduced glass transition temperature.

How it is measured or obtained

From DSC Tg (midpoint) and melting peak [baird2010 P1]; where Tg cannot be measured, Tg is estimated from a Trg–molecular-weight fit or a fixed Tg/Tm ratio [baird2010 E27; vaneerdenbrugh2010a E7].

Values in the library
materialvalue or classconditionspaper ids
class I (23 molecules)0.69 ± 0.02DSC[baird2010 R14]
class III (17 molecules)0.73 ± 0.04, not significantly different from class IDSC[baird2010 R14]
classes II and III0.65–0.76 and 0.65–0.81DSC[baird2010 F5]
ritonavir0.81DSC[baird2010 R18.ab]
class II compounds0.65–0.76, not the constant 2/3DSC[baird2012 R14]
pretomanid; delamanid0.67; 0.64, both class IDSC[nguyen2023a C59]
35 compoundsT_{rg} = 0.00021\,\mathrm{MW} + 0.64433,\quad R^2 = 0.44regression[baird2010 E27, R19]
Pitfalls and disagreements

Trg did not separate the classes, nor class I-A from I-B [baird2010 C23, C37], and compounds with similar Tm − Tg had very different tendencies [baird2012 C36]. Trg of the 16 class I molecules without measured Tg is a function of molecular weight alone [baird2010 X17]. A small Tm − Tg (high Trg) did go with slow growth [trasi2014a R8.h].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

residual crystallinity

Small amounts of crystalline drug that remain in, or appear soon in, a nominally amorphous sample after preparation. In the solid-state methods papers: submicrometre crystals in a melt-quenched film that looked amorphous by polarized-light microscopy [wanapun2010 R4, C8]; crystals in a freshly rotary-evaporated naproxen–HPMCAS dispersion that PXRD and Raman called amorphous [kestur2012 R1, R2, R3, C7]; and the posaconazole extrudate crystals below the pXRD limit (F10) [shah2024 R9, R10]. New aspect (ASD process): drug crystals that remain in a nominally amorphous dispersion after processing lose the amorphous solubility advantage, may accelerate crystallization on storage and can consume supersaturation in solution, so a fully amorphous product is desired [moseson2018 C4]. How much, how large and of what kind is acceptable "remains open" [moseson2018a C33]. In the dissolution papers of 2020 and 2021 it is also the share of the drug that cannot dissolve and can seed growth: indomethacin–PVPVA extrudates with 0–25% crystals lost up to about a third of the reachable concentration, and for bicalutamide–PVPVA the authors judge residual crystallinity, "even trace levels", "of high risk" [moseson2020a R6; moseson2021 C79]. For posaconazole–HPMCAS extruded for 2 min at 125 °C the crystals measured by SHG were 0.3, 3.2 and 19.3 wt% at 10, 25 and 50% loading, and none at 175 °C [shah2024 R10]. For bicalutamide lots extruded at Tc it is the share left after a given residence time, and it depends on the input crystals' size distribution, agglomeration and defects as well as on the median size [moseson2022c R10, C44, C46]. New aspect (Bioperformance): the question is what crystals in a nominally amorphous product do to dissolved drug and exposure, rather than whether they can be detected. Generic tacrolimus capsules were crystallized in storage to known levels (10 to 100%) and tested for release, supersaturation, absorption and exposure; the amorphous fraction dissolves to a supersaturated solution in which the crystalline fraction cannot dissolve, and the crystals may also grow on that supersaturation [hate2019 C36, C37; purohit2019 C32, C54]. New aspect (Crystallization from solution): seed crystals that survive or form in an amorphous drug product act as growth sites when the product dissolves into a supersaturated solution; Alonzo and co-workers conclude it "would be extremely important" to minimise residual crystallinity in an amorphous felodipine formulation, because residual seeds "could have a large impact" on the supersaturation maintained even with HPMC [alonzo2012 C45]. Ilevbare and co-workers add that seeds left from manufacturing "can thus potentially" shorten supersaturation unless a growth inhibitor is present [ilevbare2012b C4]. Seeds that crystallized out of a felodipine–HPMCAS melt grew far more slowly (ratio 12 with HPMCAS in solution) than buffer-grown seeds (2.7), and monomeric STCDC kept telaprevir seeds from growing for 15 h [schram2016 R2; lu2017a R10, R12]. New aspect (Supersaturation from ASD dissolution): crystals present in or added to a dispersion before it dissolves act through the growth area they offer and their origin, not through their mass; at an equal 18 wt% the paclitaxel seed types left between ≈7.9 and ≈25.3 µg/mL of a 31.6 µg/mL amorphous solubility after 16 h, and percent crystallinity "per se is not a predictive indicator" [que2018 R14, C5, C54]. Crystals can also form during preparation of a fast crystallizer: delamanid dispersions made by rotary evaporation showed drug peaks, and release was incomplete "once any level of residual crystallinity could be detected" duong2022a R8, C56.

Findings

Solid-state methods: F5, F7, F10. ASD process: F9, F10, F12, F26, F27, F28, F29, F36, F37, F41. Bioperformance: F16, F17, F28, F29, F30, F31. Crystallization from solution: F9, F20, F24, F33. Supersaturation from ASD dissolution: F22, F23.

Related concepts

detected by second harmonic generation; limited by limit of detection; part of solid-state crystallization of amorphous drugs; related to degree of crystallinity. Detected within the limit of detection for crystallinity; arises in the HME operating design space; related to crystal dissolution into a polymer melt; the crystals act as crystal seeding and cost the amorphous solubility advantage; in some systems they start matrix crystallization; set by the input-crystal attributes described under particle breakage and crystal defects; its effect in solution is read as desupersaturation. The form formed in the product is endogenous crystallization; tested with an absorptive sink; judged by virtual bioequivalence; related to heterogeneous nucleation, secondary nucleation and crystal growth inhibition; acts through seeded crystal growth; depends on crystal habit and crystallization tendency; countered by in situ salt formation.

Formulas

Sink index, power-law crystal growth rate, supersaturation ratio, Cabrera-Vermilyea step pinning.

How it is measured or obtained

SHG imaging for SHG-active forms; polarized-light microscopy, TEM with electron diffraction, XRPD and DSC for extrudates, with a clear order of sensitivity (F7) [moseson2021 R6; moseson2018 C27, C31]. In the extrusion papers: XRPD (Bragg-Brentano, Cu Kα; limits of detection and quantification about 0.4% and 1% against a calibration of crystalline IDM in a solvent-evaporated ASD), polarised light microscopy of powder in mineral oil, DSC (dissolution endotherm above about 1.5 J/g), bright-field TEM with Fourier analysis and SEM [moseson2018 P7, P8, P9, R12; moseson2018a P3, P7, P9]. The method sets where "amorphous" begins [moseson2018 C63]. For bicalutamide–PVPVA only TEM found the crystals of an extrudate below the XRPD limit of detection (about 1%, quantification about 3%), and DSC saw only the 30% extrudate through a broad dissolution endotherm over 120–170 °C [moseson2021 P2, R6, R7]. SHG was compared with pXRD for posaconazole–HPMCAS (pXRD limit of detection 0.3 and of quantification 1.2 wt%; SHG calibrated on spiked dispersions, see Solid-state methods F10) [shah2024 R9, R10]. PXRD of bicalutamide in PVPVA used the 17.2° peak against a 0–65% calibration (R² = 0.9952), limit of detection about 1% and of quantification about 3% [moseson2022c P15, P16]. SEM was the primary detector of surface crystals in stored coated powders, where XRPD missed several arms [moseson2022a C22, X14]. In the tacrolimus capsules PXRD with a standard curve (R² 0.9808, limit of detection about 1%, limit of quantification about 5%) was used in one study and a limit of detection of 10% in another; tacrolimus is only about 3.7 wt% of the capsule contents, which makes quantification hard [hate2019 R2; purohit2018 R2; purohit2019 C12]. The level is brought about by storage at 40 °C/75% RH or by blending [hate2019 R2; purohit2019 R1, A1]. In the crystallization-from-solution papers it is not measured; the seeded experiments model it with a fixed mass of seeds (about 2.5 mg in 18 mL for felodipine; 0.010 g in 50 mL for ritonavir) [alonzo2012 P4; ilevbare2013b P10]. In the ASD dissolution papers: seeds grown in buffer at a chosen supersaturation for 5.5 h, half of each batch probe-sonicated, sized by SEM over 100 crystals and converted to an end area per gram on a cuboid assumption; as-received drug slurried for the same time as a bulk-API seed [que2018 P6, P10, C18]. PXRD of dispersions after preparation, with DSC and water sorption duong2022a P9, P10, P12. A spray-dried free-base dispersion was checked against a rotary-evaporated one by PXRD and release [nguyen2023c R5, R6].

Values in the library
materialvalue or classconditionspaper ids
griseofulvin film (b)several submicrometre SHG crystals at 0 min; dense field by 12 min120 °C[wanapun2010 R4]
naproxen–HPMCAS 75/25, freshSONICC about 24% of the drug, about 6 wt% of the powder; PXRD halorotary-evaporated, cryomilled[kestur2012 R16, X9]
IDM–PVPVA extrudatediscrete crystals below 100 nm and 5–10 nm domains; XRPD halo; Tg 73.8 ± 2.6 °C, trace birefringence; TEM crystals <100 nm and 5.8 ± 1.2 nm domainsHME at 131 °C, 20 min (1:1, at Tc)[moseson2018a R5, R9, C10, P1, R6, R7, R11]
BCL–PVPVA extrudatesbelow 1%: TEM only; 3.5%: PLM and TEM; 30%: DSC, SEM tooXRPD LOD about 1%[moseson2021 R6]
posaconazole HME ASD, 125 °C0.3, 3.2, 19.3 wt% of the ASD by SHG at 10, 25, 50 wt% DL; pXRD no peaks / 2.4 / 23.1%; none at 175 °CHME below the dissolution temperature, 2 min[shah2024 R10, R9]
50% IDM–PVPVA extrudates≈26.1, 16.0, 7.2% (117, 121, 126 °C, 2 min); ≈1.5–1.8% at 10–20 min below Tc; ≈0 at 131 °C 10 minXRPD[moseson2018 R10]
IDM crystals in copovidonelast XRD peak gone by about 135 min; crystals by PLM at 120 min and TEM at 3 h130 °C, still[moseson2019 R4, R5.h, R15]
paclitaxel–HPMCAS with seedsseed mass is not the relevant parameter; growth area and interface structure aredissolution[que2018 C5, C54, C58]
tacrolimusPXRD limit of detection about 1%, of quantification about 5%—[hate2019 R2]
delamanid free-base ASDsresidual crystallinity above 10–15% DL went with incomplete release; drug PXRD peaks from 15% (HPMCAS) and 20% drug (HPMCP)rotary evaporation, after preparationduong2022a R8, C56
50% IDM–PVPVA extrudates, dissolution (0, 1.8, 3, 7, 16, 25% crystallinity)C720 about 43.1, 43.6, 39.4, 34.5, 32.6, 28.8 µg/mL; slight fall after the peak above 3%50 µg/mL total dose, pH 4.5, 12 h[moseson2020a R6]
30:70 BCL–PVPVA extrudatesS/180 none by any method; S/155 below the XRPD limit, crystals by TEM only (140 ± 10 nm); M/155 3.5%; L/155 30%5 methods[moseson2021 R6, R11]
same, 4 h concentration at 150 µg/mLabout 35, 24.5, 16.3 and 10.5 µg/mL for none, below 1%, 3.5% and 30% (12.3 with 10% added seeds)pH 6.8, 37 °C[moseson2021 R17]
fresh generic tacrolimus capsulesno detectable crystallinity but seeds below 5% of the drugnon-sink, 100 mL[purohit2018 C44, C46]
30% BCL–PVPVA at Tc = 145 °C, lots of D50 3.51 / 37.0 / 38.0 µmbelow the limit of detection at 2 / 5 / 6 minPXRD, triplicate[moseson2022c R10, R1]
same, lots of D50 42.2 µm (D90/D50 4.14) and 92.7 µmabout 2.5% and 15.0% at 20 minPXRD[moseson2022c R10, R1]
PCZ–HPMCAS MF 10 / 25 / 50% DL, after 60 min at pH 1.6SHG 0.3 → 0.4, 3 → 4, 19 → 26%37 °C[shah2024 R21]
PCZ–HPMCAS 10% DL, 0.3% crystals against noneabout 14.5 against 125 µg/mL at 300 min after the pH shifttwo-stage test[shah2024 R12, R14]
tacrolimus generic capsule, 0 / 20 / 50 / 100% crystallinedonor maximum about 40 / 38 / 15 / 5 µg/mL and receiver AUC0–120 about 682 / 583 / 272 / 117 µg/mL·minhollow-fibre absorptive test, 100 mL[hate2019 R9, R12]
same capsuleAUC0–24 in dogs 42.1 (fresh), 22.9 (50%), 21.6 (100%) ng·h/mL1 mg, n = 6[purohit2019 R9]
same capsulerelease in 900 mL falls from about 93% (10%) to about 58% (100%); in 100 mL the peak falls from about 76.5% to about 10%compendial and low-volume tests[purohit2018 R5, R7]
same capsulevirtual bioequivalence lost at 20% with 100 mL input and at 40% with 900 mL inputGastroPlus, 24 subjects[purohit2018 R17]
felodipine, seeded against unseeded with 1 µg/mL HPMC5.1 → 2.17 µg/mL in 58 min against 5.4 → 5.03 over 198 minS 10, 25 °C[alonzo2012 R18]
ritonavir, best single polymergrowth only 1.56-fold slower at S 15.337 °C[ilevbare2012b R5]
paclitaxel–HPMCAS dispersions with 18 wt% seeds (ASD dissolution chapter)desupersaturation by growth to about 8–25 µg/mL depending on the seed type (≈25.3 bulk API, ≈19.2 S 16, ≈10.4 S 80, ≈9.0 and ≈7.9 µg/mL sonicated, against ≈31.6 µg/mL unseeded); HPMCAS does not completely block itpH 6.8, 37 °C, 16 h, HPLC[que2018 R14, C30]
indomethacin, PVPVA (ASD process chapter)growth ratio 18 and 56 at the highest seed levelS 6, pH 4.5[moseson2020a R5]
felodipine seeds from the HPMCAS meltgrowth ratio 8.4 (no polymer in solution) and 12.0 (with)S 4, pH 6.8[schram2016 R2]
paclitaxel seeds: long needles grown at S 16 and S 80end area ≈0.00024 and ≈0.00023 m²/g, mean aspect ratio ≈23.6 and ≈20.1SEM, 100 crystals[que2018 R6, R9]
the same, sonicated 10 min≈0.0021 and ≈0.0017 m²/g, aspect ratio ≈7.3 and ≈4.7SEM[que2018 R6, R9]
the same, release at 10 / 20 / 25% drug≈92 / ≈6 / ≈2 µg/mL (HPMCAS) and ≈98–100 / ≈53 / ≈20 µg/mL (HPMCP) of 100PBS pH 6.5, 37 °Cduong2022a R14
delamanid free base 25% with HPMCP-50, spray-dried against rotary-evaporatedamorphous and more than 80% released against 20%pH 6.5[nguyen2023c R5, R6]
Pitfalls and disagreements

The mass of crystal is not the only parameter that matters: seeds of different growth area and interface structure changed paclitaxel ASD dissolution at equal weight, so wt% crystallinity limits "often dictated by the detection limit" are arbitrary [que2018 C5, C54]. Trace crystals detectable only by TEM changed crystallization kinetics, supersaturation and polymorphic form of a BCL–PVPVA extrudate [moseson2021 C38, C79], and residual crystals below the pXRD limit reduced the extent or duration of supersaturation of posaconazole ASDs [shah2024 C56]. In tacrolimus capsules 50% and 100% crystalline contents gave lower exposure than the amorphous product [purohit2019 C54; hate2019 C36]. A fragmented residual crystal may hinder XRD detection by peak broadening [moseson2019 C54]. In the extrusion papers, "clear" and "X-ray amorphous" extrudates carried crystals; the text and Fig. 8 disagree on the PLM status of two runs; no crystalline fraction was measured for the TEM crystals [moseson2018 R10, X4; moseson2018a X4]. The crystallinities of the IDM extrudates are cited from the 2018 paper and may be underestimated for nanometre defective crystals; "0%" and "<1%" of the bicalutamide extrudates are classifications, not measured values, and the basis of "% crystallinity" is not stated [moseson2020a X8, C44; moseson2021 X6, X7]. Zeros in the bicalutamide extrusions are below a PXRD limit of detection of about 1%, so crystals of nanometre size were not sought [moseson2022c X8]. In the posaconazole extrudates pXRD saw no peaks at 0.3%, which is its detection limit, while SHG did [shah2024 R9, R10, X4]. SEM scored crystals in uncoated extruded lumefantrine powders at 1 week where XRPD saw none through 48 weeks [moseson2022a R11, R13, X14]. In the tacrolimus capsules the level at which exposure is lost depends on the test: 20% crystallinity failed the check at 40 mL in the absorptive test and at 100 mL in simulation, while the dog exposure of the fully crystalline capsule fell by only about half (F31) [hate2019 R13; purohit2018 R17; purohit2019 R9]. The levels are nominal and the 100% sample dissolved above the crystalline solubility, so it may not be fully crystalline [hate2019 X13; purohit2019 X11, C38]. Crystals formed inside the product were about four times more bioavailable than purchased reference crystals (F30) [purohit2019 C56, C57]; (synthesis: a limit set with spiked reference crystals would overstate the loss). What seeds do depends on the volume: at 240 and 100 mL absorption kept growth small, at 40 mL growth was large (F29) [hate2019 C46, C49]. In the seeded felodipine study the amount of residual crystallinity that would defeat HPMC was not studied, and the µg/mL polymer levels are far below those released from a dispersion [alonzo2012 C45]; no seeded run without HPMC beyond 5 min is shown [alonzo2012 X9]. The seeds from the felodipine–HPMCAS dispersion were made by a route that differed in pH, time and solid composition [schram2016 X4]. The paclitaxel seeds were suspended in the medium, not formed inside the dispersion, at a load (18 wt%) far above any crystallinity limit, and equant crystals were not tested [que2018 P9, C56]. UV read the seeded runs ≈2–10 µg/mL above HPLC at 16 h and ranked the two least harmful seeds the other way round [que2018 X4]. For delamanid, crystallinity was not quantified and crystal growth during release was not measured duong2022a X10, C56.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

single-Tg miscibility criterion

The rule of thumb that a single glass transition, lying between those of the components, shows one amorphous phase, and more than one Tg more than one phase; DSC is called the "golden standard" [rumondor2009a C5]. Taylor and Zografi used a single Tg reported earlier for indomethacin–PVP as support of one phase [taylor1997 C39, R17]. The criterion is not infallible and gives no information on the thermodynamics of mixing [marsac2009 C2]. In the dextran–PVP blends one Tg after heating to 200–250 °C was read as miscible and two as phase separated, and the verdict agreed with the FTIR bonding trend [vaneerdenbrugh2012a P3, C13]. The criterion failed for itraconazole–HPMC, where powders gave one broad Tg at every loading while films held itraconazole-rich domains, and the authors explain the single Tg by mixing during the scan [purohit2015a C36, C39]; it cannot readily resolve telaprevir and PVPVA, whose Tg differ by about 5 °C [li2016c C26, M1, M4].

Findings

F3, F4, F18, F19, F22.

Related concepts

measures drug-polymer miscibility; depends on glass transition temperature; contrasts with the structure-sensitive IR and PXRD methods of drug-polymer interactions.

Formulas

Couchman-Karasz equation.

How it is measured or obtained

By DSC on dry ground powders at 20 °C/min, cycled, with the midpoint Tg compared with the Couchman–Karasz prediction [rumondor2009a P2, P10, E1].

Values in the library
materialvalue or classconditionspaper ids
ketoconazole–PVPone Tg at every composition, ≈7–10 °C below Couchman–Karasz at 10–30% PVP0–100% PVP, 20 °C/min[rumondor2009a R3, R4, X9]
felodipine–PAAtwo Tgs at 10 and 30% PAA in both regimens; single Tgs 121/86 and 114/84 °C at 70 and 90% PAAtwo heating regimens[rumondor2009a R1]
felodipine–PVP, nifedipine–PVPone Tg in earlier studiescited[rumondor2009a R5]
itraconazole–HPMC (other chapter)one broad Tg (87 °C) although fluorescence found phase separationmDSC[purohit2017a R3, C26]
itraconazole–HPMC 10:90 to 50:50, powdersone Tg per composition, first-run midpoint 131 → 77 °C, step width 11–25 °C; second run 115 → 64 °C, width 6–16 °CmDSC 2 °C/min, hold 2 min at 170 °C[purohit2015a R7, C25, C26]
dextran–PVP, 20 pairsnone of the maltodextrin pairs phase separated; DEX450–PVP90 phase separated at all nine compositionsDSC 10 °C/min to 200–250 °C, second heating[vaneerdenbrugh2012a R13]
telaprevir 102.7, PVPVA 108, HPMCAS 122, HPMC 140 °CTg of the pure components; no blend run by DSCDSC midpoint, 20 °C/min[li2016c M1, M2, M3, M4, X8]

Evidence table: single-Tg miscibility criterion.

Pitfalls and disagreements

Domains smaller than 15–30 nm may give one Tg; heating during the scan can change miscibility; a single Tg above the lowest component Tg may not show the number of phases at room temperature [rumondor2009a C6, R25]. Ketoconazole–PVP shows one Tg while PXRD suggests partial miscibility; the authors offer heating-driven mixing or poor detection [rumondor2009a C42]. Which of the three DSC cycles is reported, the sample mass and the number of replicates are not stated, and each Tg is a single determination [rumondor2009a X10]. The agreement with Couchman–Karasz is called "reasonable" but is approximate [rumondor2009a X9]. The first scan changes the sample: the itraconazole–HPMC step narrows and its midpoint falls by 13–26 °C on reheating, an effect the paper reports but does not explain [purohit2015a R7, X14]. A pair classed miscible by DSC showed domains of about 0.3–0.6 µm in films (DEX6–PVP90) [vaneerdenbrugh2012c R16].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

sink conditions

Two senses occur

In membrane cells the receiver stays far below saturation so that it does not slow transport; in dissolution the medium can dissolve the whole dose (sink index above 1) [raina2014a C20; purohit2018 E1]. A receiver can be made a sink for a lipophilic weak base by solubilizing it, with 2% SDS or at pH 3, which raised PAMPA mass flow by partitioning rather than by micelles as such [hate2022 C30, C52]. In diffusion cells it is the condition under which the flux depends only on the donor activity; in the danazol cell the receiver stayed below 0.3 µg/mL jackson2016 P9, C9. New aspect (Mesoporous silica): in the silica papers "sink" also means a total dose diluted to about the crystalline solubility, a test of whether drug held by the silica comes out when nothing in solution holds it back; release still stopped at 60–65% [dening2018 P7, R18, C27, X7]. In desorption tests, adsorbed drug was diluted to "33% of the crystalline saturated solubility" [mccarthy2020 P8]. In the diffusion cell, sink means receiver concentrations below the crystalline solubility [dening2018 C12, R11].

Findings

Bioperformance: F2, F5, F13, F16, F21, F22. Crystallization from solution: F22, F31. Mesoporous silica: F8, F9, F14.

Related concepts

contrasts with non-sink dissolution; quantified by sink index; condition for membrane flux, absorptive sink (a membrane sink during dissolution), membrane asymmetry (a solubilizing receiver); reveals the partly irreversible part of the dynamic adsorption-desorption equilibrium; provided during release by absorptive dissolution testing.

Formulas

sink index, membrane flux from concentration difference, membrane flux in terms of solute activity.

How it is measured or obtained

Receiver concentration kept under one third of the crystalline solubility raina2014a P8; raina2015c P7; fresh receiver buffer flow [indulkar2016 P5; hate2017 P4]; sink index from solubility, volume and dose [purohit2018 R4]. Receiver with SDS at, below and above its CMC, or at pH 3 [hate2022 R7, R13, R15]; the sink effect is said to be available at 0.15% SDS, above the CMC of 0.05% [hate2022 R13, X6]. Receiver concentration followed with a UV dip probe and checked to stay far below the donor jackson2016 P9. Sequential dilution with fresh buffer every 30 min until the theoretical supersaturation reaches 1 [dening2018 P7]; dilution of an equilibrated suspension for 24 h [mccarthy2020 P8]; an absorptive receiver after a pH shift [hate2020b P8].

Values in the library
materialvalue or classconditionspaper ids
felodipine, 25 °Creceiver about 0.024–0.155 µg/mL at 60 minunder one third of crystalline solubilityraina2014a R10, C20
tacrolimus, 900 / 450 / 100 / 40 mLSI amorphous 9 / 4.5 / 1 / 0.4USP medium I[purohit2018 R4]
tacrolimus40 mL non-sink relative to the amorphous solubility; 100 mL needed for exact sink5 mg dosetrasi2016 C29
telaprevir, bile saltsreceiver always under one half of crystalline solubilitydiffusion runslu2017b R25, C11
atazanavir, PAMPAreceiver with 2% SDS or pH 3 raised mass flow from about 0.65 to about 2 µg/min at 20 µg/mL and from about 3.2 to 8.6–9.0 at 1000 µg/mLlipid-impregnated hydrophobic PVDF[hate2022 R15, C30]
tacrolimus 5 mg in 240 / 100 / 40 mLsink index against the amorphous solubility 2.4 / 1 / 0.4dose-to-volume[hate2019 R7]
danazol diffusion cellreceiver maximum below 0.3 µg/mLregenerated cellulose 6–8 kDa, 25 °Cjackson2016 P9
four drugs in three mediareceiver sink assumed so that flux tracks donor activityside-by-side cell, 37 °C[indulkar2018 C9, E2]
ritonavir–SBA-15, diluted to S about 1release about 40 → 60–66%; 2.1 µg/mL against 3.6 µg/mL crystalline solubility50 mL, 180 min[dening2018 R18]
indomethacin; methyl ester on SBA-15, diluted to sink73%; 57% desorbed; 0.98; 4.16 mg/g left24 h, pH 2.2[mccarthy2020 R13]
ritonavir diffusion cellreceiver linear (R² > 0.99) and below the crystalline solubility30–120 min[dening2018 R11]
ketoconazole–SBA-15 with absorptive sinkabout 54–60.5% → 69.5% over 4 hpH 1 → 6.8[hate2020b R17]
Pitfalls and disagreements

"Sink" is relative to the crystalline or the amorphous solubility; a medium can be a sink for one and not the other [purohit2018 C20]. About 20% of the dose stayed in the hollow-fibre module [hate2017 X12]. A solubilizing receiver also changes membrane partitioning, so the same donor gives a different mass flow with and without it (F22) [hate2022 C52, C53]. The flux estimate also assumes a constant donor concentration jackson2016 C9. Mesoporous silica: "drug release was always incomplete, even under sink conditions" refers to a total dose equal to the crystalline solubility, not to excess dissolution capacity [dening2018 C2, X7], which differs from the dissolution sense above (a medium that can dissolve the whole dose). The supersaturation assigned to the last dilution samples is uncertain [dening2018 X6].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

solubility-permeability interplay

The loss of membrane transport that accompanies a rise of apparent solubility when the rise comes from a solubilizer that lowers the free drug and its activity, in contrast to supersaturation from an amorphous formulation, which raises apparent solubility without lowering permeability indulkar2017a C1, C2; lu2017b C4. The same total concentration therefore gives a lower flux in micellar solution than in buffer (F16).

Findings

F16, F17.

Related concepts

consequence of micellar solubilization; read on the activity scale as thermodynamic activity and activity-based supersaturation; measured by membrane flux.

Formulas

membrane flux in terms of solute activity.

How it is measured or obtained

Flux across a 6–8 kDa membrane against donor concentration in buffer and in the surfactant or bile-salt medium, and apparent permeability with the donor concentration taken as activity or as total concentration indulkar2017a P7, P15; lu2017b P4.

Values in the library
materialvalue or classconditionspaper ids
atazanavir in 3.6 mg/mL SDSapparent permeability equal to buffer on an activity basis, 20-fold lower on a total basis (1/0.047 = 21, synthesis)pH 6.8, 37 °Cindulkar2017a R27, E12
telaprevir with 12 mM STDC, SGDCflux about half at a given concentration (0.43 against 0.83 µg/min at 90 µg/mL for STDC)50 mM pH 6.5, 37 °Clu2017b R12, R6
progesterone with cyclodextrins, surfactants, cosolvents (cited)apparent permeability fell with higher apparent solubility; an ASD did notcited workindulkar2017a R30
Pitfalls and disagreements

Permeability calculated from total concentration is "implausible" because it is a property of the molecule for a given membrane, and permeability models that assume a constant micelle–drug association (the reciprocal permeability approach) "must be used with caution" if Km/w depends on concentration indulkar2017a C58, C59. The authors argue, without in vivo or permeation data for such formulations, that surfactant-containing ASDs ranked by dissolution may mislead indulkar2017a C57.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

solubilization

Raising the equilibrium (total) solubility by micelles, complexes or proteins, as against raising the activity by supersaturation raina2015c C7, C8. HPMC-AS may slightly solubilize its drugs, which raised the crystalline solubility of ketoconazole 2.4- and 3.8-fold with AS-LF and AS-HF ueda2020a C15, X2.

Findings

F3, F4.

Related concepts

contrasts with supersaturation; includes micellar solubilization.

Formulas

none.

How it is measured or obtained

Shake-flask solubility with and without additive raina2015c P1.

Values in the library
materialvalue or classconditionspaper ids
felodipine in FaSSIFabout 40-fold (40.8 / 42.8 µg/mL)37 °Craina2015c R1, C16
felodipine, nifedipine + HPMCno solubilization100 µg/mL and 1 mg/mLraina2015c R1, C15
resveratrol + HPMCAScrystalline solubility 42 to 83 µg/mL4.7 mg/mL polymer[wegiel2015 R16]
danazol + polymersno solubilizationjackson2016 C42, C38
ketoconazole with AS-LF / AS-HFcrystalline solubility 1.38 to 3.26 / 5.30 µg/mL1000 µg/mL polymer, 37 °Cueda2020a R1, X2
Pitfalls and disagreements

Solubilization hides a loss of free drug raina2015c C30.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

spinodal decomposition

Spontaneous demixing of a solution beyond the spinodal curve, with no nucleation barrier; between the binodal and the spinodal a new liquid phase must nucleate, and the "metastable zone for LLPS" is the distance between them ilevbare2013a C32, C34; jackson2016 C33. The papers of 2017–2022 add that continual addition of the drug stock with extinction detection "might approach one of the spinodal decomposition points" for telaprevir lu2017b C15. New aspect (ASD process): in solvent-cast films it is described as spontaneous separation of a mixture without a nucleation barrier, giving an interconnected, network-like structure instead of discrete droplets [mugheirbi2017 C48]; network-like or worm-like textures are read as spinodal-like, discrete round domains as nucleation and growth [mugheirbi2018 C9, C45; purohit2017a C34]. New aspect (Release mechanism and LoC): in a hydrating dispersion water penetrates fast, so phase separation is "assumed" to occur mainly by spinodal decomposition where the hydration path crosses the spinodal; the authors state that the same conclusions hold for nucleation and growth from the metastable region deac2023b C33. In 2024 MePHPH–PVPVA films became co-continuous at every loading within 8–15 min at 100% RH and broke into droplets at 14–31 min, read as the signature of spinodal decomposition; the hydration path is taken to reach the spinodal [deac2024b R18, C23, C48, E19].

Findings

Amorphous solubility and LLPS: F3, F4. ASD process: F5, F7. Release mechanism and LoC: F27, F30.

Related concepts

inside the binodal; mechanism of liquid-liquid phase separation. In films it contrasts with discrete-domain separation by nucleation and growth at the binodal; a mode of amorphous-amorphous phase separation. Along the hydration path on the ternary phase diagram; read with the lever rule and local equilibrium.

Formulas

binodal condition.

How it is measured or obtained

The spinodal temperature at each concentration is where the linear extrapolation of the reciprocal 90° scattering intensity against temperature reaches zero ilevbare2013a E13, P12. In the film papers (2017, 2018) it is not measured as a mechanism; it is inferred from FLOM and TEM morphology of the continuous phase [mugheirbi2017 R7, R8; mugheirbi2018 R1, R2].

Values in the library
materialvalue or classconditionspaper ids
ritonavirTsp about 17.6, 23.4, 25.2, 29.2 °C at about 58, 50, 46.5, 42.7 µg/mL; 4.5–7.7 K above TL-L (synthesis)scattering, 0.5 °C/minilevbare2013a R11
ITZ–HPMC E3 film, 40% RHinterconnected network of drug-rich and polymer-rich regions in the continuous phase; light HAADF regions about 2.9% N against 2.3%HAADF, EDX[mugheirbi2017 R7, R8, C48]
ITZ–HPMC from IPA–DCM above 30 °Cinhomogeneous fluorescence with spinodal-like microstructureFLOM[mugheirbi2018 R1, C9]
ritonavir–PVPVA filmsbinary and Span films may separate by spinodal decomposition, Tween 80 and SDS films by nucleation and growthcited from outsideyang2022b C55
phenolphthalein analogue–PVPVA–waterseparation assumed spinodal along the hydration pathargument onlydeac2023b C33
Pitfalls and disagreements

Binodal and spinodal exist for four concentrations between about 11 and 29 °C only; the authors read the small gap as a low energy barrier to LLPS ilevbare2013a X17, C31. In the film papers the time-resolved evolution of the structure was not followed ("may have occurred") [mugheirbi2017 C48]; network-like textures with PrOH and BuOH are read as solvent incompatibility with HPMC instead [mugheirbi2018 C45]. In the 2023 phenolphthalein-analogue paper the mode of separation was not observed; the conclusions are stated not to depend on it deac2023b C33.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Stokes-Einstein equation

The relation between the diffusion coefficient of a particle and its hydrodynamic radius, D = k_B T/(6\pi\eta r) indulkar2017a E5. In the amorphous solubility and LLPS papers it converts the self-diffusion coefficient of SDS micelles from pulsed-gradient NMR into a radius, and it is invoked qualitatively to explain why drug carried in larger bile-salt aggregates diffuses more slowly indulkar2017a R25; lu2017b E8, C46. New aspect (ASD process): it also estimates solute diffusivity in a viscous polymer melt and is used to explain why dissolution of crystals in the melt took hours and fragments stayed in place [moseson2019 E3, C39, C51]; the 2022 bicalutamide paper uses it as the framework for the low fitted dissolution rate in the viscous melt, again without inputs [moseson2022c E19, C37]. New aspect (Bioperformance): it is used for particle sizing of drug-rich nanodroplets by NTA and to argue that the effective diffusion coefficient in a membrane is constant indulkar2016 E18, C21. New aspect (Release mechanism and LoC): besides sizing nanodroplets by NTA, where it converts Brownian motion of tracked particles into size [indulkar2017b E7; saboo2019 E5], it supplies the ratio of drug and polymer diffusion coefficients in the Higuchi critical-mixture calculation: with a drug of about 1 nm, a polymer of about 10 nm hydrodynamic radius and similar viscosity, D_{drug}/D_{polymer} = 10 [saboo2020a E6, R27]. The 2024 PVP molecular-weight paper uses it to argue that entanglement slows the diffusion of particles larger than the tube diameter while water and drug molecules move freely, so droplets of a few hundred nanometres are held in a mesh of at most 80 nm [deac2024a C14, C45].

Findings

Amorphous solubility and LLPS: F17, F18. ASD process: F11, F36, F37. Bioperformance: F5, F15, F22. Release mechanism and LoC: F4, F5, F29.

Related concepts

used for the micelle size in the micelle/water partition coefficient mechanism; related to micellar solubilization and membrane flux; related to the Noyes–Whitney equation; sets the diffusion boundary layer. Used to size drug-rich nanodroplets. Feeds the Higuchi two-component dissolution model.

Formulas

Stokes-Einstein equation, Higuchi-Corrigan critical mixture ratio.

How it is measured or obtained

PGSE-NMR self-diffusion of 40 mg/mL SDS in D2O at 25 °C with 0, 0.4 and 7 mg/mL atazanavir, with the viscosity of water at 25 °C indulkar2017a P12, C9. In the bile-salt paper the relation is stated in words only lu2017b E8. In the melt papers of 2019 and 2022 it was not evaluated numerically, because the viscosity and radius are not given [moseson2019 E3]. NTA sizing of Brownian motion indulkar2016 P4; named only, not computed hate2018 E7. In the release-mechanism papers: applied by the NTA software [indulkar2017b E7]; at equal viscosity the diffusion coefficient falls with the radius [saboo2020a E6].

Values in the library
materialvalue or classconditionspaper ids
SDS micellesD 10^−10.3 m²/s, radius 4.61 nm (0 and 0.4 mg/mL drug); D 10^−10.42 m²/s, radius 6.08 nm (7 mg/mL drug)40 mg/mL SDS in D2O, 25 °Cindulkar2017a R25
telaprevir in bile-salt micelleslower flux read as slower diffusion of drug-loaded aggregates (not quantified)12 mM STDC, SGDClu2017b C46, R12
nanodroplets in other chaptersthe same relation is used for NTA sizingtacrolimus, ritonavirtrasi2016 E4; purohit2017b E1
IDM in copovidone at 130 °Cslow diffusion in the viscous matrix gives gradients of about 8 µm after 1 hEDX[moseson2019 R9, C41, C51]
clotrimazole droplets111–257 nmNTAindulkar2016 R4
ritonavir ASD films200 (PVPVA), 250 (HPMCAS), 315 nm (PVP)NTApurohit2017b R8, E1
tacrolimus second phase220 nmNTAtrasi2016 R11, E4
nifedipine dispersions, HPMC-E5 and PVPVA≈190–222 nmNTA, 5 °C, D2O[indulkar2017b R7]
nilvadipine; cilnidipine in PVPVANTA scattering only at congruent loadings; sizes in the DLS rangepH 6.8, 37 °C[saboo2019 R12, E5]
felodipine and PVPVAdiffusion-coefficient ratio 10 from radii 1 and 10 nmcalculated[saboo2020a R27, E6]
Pitfalls and disagreements

The viscosity of water is used although the solvent is D2O, and the printed exponent gives 4.90 nm rather than the printed 4.61 nm within rounding of the exponent (extractor recomputation) indulkar2017a E5, X7. The NMR samples differ in temperature, solvent and SDS concentration from the flux experiments indulkar2017a X7. In the bile-salt paper the relation is used to explain the same flux drop that is elsewhere read as lower activity, and the two are not separated lu2017b X8. In the melt papers the relation is only a framework: the paper gives no melt viscosity [moseson2019 E3, X6]. In indulkar2016 and hate2018 it is not used quantitatively. In the PAMPA study of hate2022 colloids of very different size gave the same mass flow, contrary to the Stokes-Einstein expectation that smaller particles move faster (F22) [hate2022 C56, E3, R17]. In the NTA papers the equation is named only, and the viscosity and temperature of the runs are not given [indulkar2017b E7; saboo2019 E5]. The radii of the 2020 calculation are estimates [saboo2020a E6].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

structural relaxation

The approach of a glass toward the equilibrium supercooled liquid, with loss of excess enthalpy and entropy. In the amorphous solubility papers a phase formed in water is argued to be "much more relaxed" than a melt-quenched glass, with a heat capacity close to that of the supercooled liquid, because water raises molecular mobility and speeds relaxation almeidaesousa2015 C37; telaprevir's glass formed in water is likewise assumed "highly relaxed" mosqueragiraldo2015 C26, C25.

Findings

F2, F7.

Related concepts

concerns the supercooled liquid and glass-liquid phase separation; influenced by plasticization by water; enters the amorphous-crystalline free energy difference.

Formulas

amorphous-crystalline free energy difference from heat capacity.

How it is measured or obtained

Not measured in these papers; inferred from the match between the onset and the supercooled-liquid free-energy estimate, which was lower than the glass estimate for griseofulvin, sorafenib and telaprevir almeidaesousa2015 R6, R11; mosqueragiraldo2015 R13.

Values in the library
materialvalue or classconditionspaper ids
sorafenibonset 0.532 µg/mL; supercooled-liquid estimate 0.479; glass estimate 0.72525 °Calmeidaesousa2015 R6, R11
griseofulvinonset 355.96 µg/mL; supercooled-liquid 356.44; glass 531.4125 °C, HPMCAS-HFalmeidaesousa2015 R5, R11
telaprevironset 90–92 µg/mL; supercooled-liquid Cp 97 ± 8; crystal-to-glass Cp 189 ± 1637 °Cmosqueragiraldo2015 R13
Pitfalls and disagreements

The new phase could not be isolated, so its relaxation state is an inference; the reference state is justified by the agreement it produces almeidaesousa2015 C38, X4; mosqueragiraldo2015 X11.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

supercooled liquid

The amorphous state between Tg and Tm: mobile, but below the melting point; below Tg the same material is a glass [lu2016 C2]. "Undercooled melt" is used as a synonym [baird2012 A1]. A glass of a drug–polymer mixture can be regarded as a non-equilibrium supercooled liquid of high viscosity [taylor1997 C6]. New aspect (C. Amorphous solubility and LLPS): the amorphous reference state of the solubility calculation is the water-saturated supercooled liquid ilevbare2013a C58; almeidaesousa2015 C39, and the drug-rich phase counts as one when its water-plasticized Tg lies below the experimental temperature ilevbare2013a C22; indulkar2015 C38. Ibuprofen, whose Tg of −45 °C makes its drug-rich phase a supercooled liquid at 37 °C, can be treated as an emulsion and seen by solution NMR ueda2020b C38, M1, C7. New aspects (Miscibility and drug-polymer interactions): The growth studies measure crystal growth into the supercooled liquid of drug or drug–polymer mixtures, 27–67 °C above the Tg of felodipine (70–110 °C against 43.3 °C), 3–85 °C above that of bifonazole (18–100 °C against 15.2 °C) and up to 61 °C above that of nimesulide (18–80 °C against 19.5 °C) (synthesis: temperature minus Tg) [kestur2010a P4, M1; kestur2011 P3, M1, M2]. Its lowest point, 18 °C, is at or just below the nimesulide onset Tg [kestur2011 X13]. Below Tg a binary drug–polymer glass can be regarded as a non-equilibrium, highly viscous supercooled liquid of "solvent" and "solute" molecules with homo- and hetero-associations, which makes the "solution" picture of the indomethacin–PVP dispersion reasonable "at least in terms of molecular interactions if not kinetics" [taylor1997 C6, C41, C42]. New aspect (Physical stability): in the physical-stability growth studies the supercooled liquid is the melt film, quenched and held between Tg and Tm, from which seeded crystals grow; the polymer effect on growth is placed in this liquid rather than at the crystal faces [kestur2013a C1, C6]. New aspect (Release mechanism and LoC): whether the drug-rich phase is a supercooled liquid or a glass at the release temperature is offered as a drug property that could matter for the limit of congruency. Que and co-workers (2019) name it "One interesting difference" between ritonavir (supercooled liquid under release conditions, LoC 25%) and ledipasvir (a glass, LoC 5%), and state that further investigation is "clearly" needed [que2019 C49, R28]. For ritonavir Indulkar and co-workers (2019) add that drug-rich nanodomains "can" coalesce into contiguous regions because the drug is a supercooled liquid at 37 °C [indulkar2019a C40]. Saboo and co-workers (2020) place the water-saturated indomethacin-rich phase in the supercooled-liquid state at 25–57 °C and in the glassy state at 10 °C, and find most PVPVA drugs studied "most likely" supercooled liquids at 37 °C in water (all but ledipasvir) [saboo2020 C32, C58]; at 5 °C loratadine behaves as a high-Tg compound yang2021 C16.

Findings

Crystallization tendency: F1, F7. C. Amorphous solubility and LLPS: F2, F7, F15, F22. Miscibility and drug-polymer interactions: F1, F10, F13. Physical stability: F3, F18, F19, F27, F28. Release mechanism and LoC: F7, F9, F18.

Related concepts

bounded by glass transition temperature; property melt viscosity; process cold crystallization and crystallization from the supercooled melt; related to crystal growth rate, structural relaxation and plasticization by water; medium for crystal growth inhibition by polymers; related to amorphous solid dispersion; site of glass-crystal growth mode near Tg; related to kinetic versus thermodynamic control of crystal growth. Set by plasticization by water and the glass transition temperature; allows a contiguous drug-rich surface layer to form.

Formulas

Vogel-Tammann-Fulcher equation, Jackson interface-kinetics growth rate, amorphous-crystalline free energy difference from heat capacity; viscosity-limited normal growth law.

How it is measured or obtained

Made by melting and cooling (quench or controlled), then studied isothermally above Tg on a hot stage or in a rheometer [lu2016 P1, P2; baird2012 P1]. In solution work, a drug-rich phase is a supercooled liquid when its water-plasticized Tg lies below the experimental temperature ilevbare2013a C22; indulkar2015 C38. The drug-rich phase is examined by DSC of the isolated phase, and the free energy of conversion from the crystal to the supercooled liquid is obtained by the Hoffman or heat-capacity cycle ilevbare2013a P9; almeidaesousa2015 E9, E10, E11. In the kestur2010a and kestur2011 growth studies, films of 30–50 µm were made by melting 3–5 mg between cover glasses and cooling rapidly to about 50 K below Tg, with the absence of birefringence checked under crossed polarizers, then nucleated at 40 °C or at ambient temperature and grown on a hot stage [kestur2010a P2, P3, P4; kestur2011 P2, R1]. Melt-quenched films between cover slips, held on a hot stage, in the physical-stability growth papers [trasi2012a P2; trasi2012b P2; mosqueragiraldo2014 P3; kestur2013a P1]. In the release-mechanism papers: from the dry or wet Tg against the test temperature, cited or measured [que2019 R28, M1].

Values in the library
materialvalue or classconditionspaper ids
vemurafenibsupercooled liquid between Tg 108 °C and Tm 271 °Cmelt-quenched glass[lu2016 M1, R19.a]
34 drugsviscosities at Tm from 2.86 × 10⁻³ to 1.99 Pa·srheometry[baird2012 R1]
felodipine with 3% polymersgrowth from the supercooled liquid substantially reducedhot stage[kestur2010a C28]
bifonazole, nimesulidegrowth strongly temperature dependentsupercooled liquid[kestur2011 C6]
ritonavir drug-rich phaseTg 0.4 °C, so a supercooled liquid at 37 °Caqueous LLPSilevbare2013a C22
clotrimazole; atazanavir precipitatesTg ~14 °C (supercooled liquid at 37 °C); ~51 °C (glass)water at 37 °Cindulkar2015 R22, C38
nicardipine drug-rich phasesupercooled liquid at 37 °C (dry Tg 15 °C); more viscous after 4 h at 2 °Cwaterindulkar2015 M3, R23
griseofulvin; sorafenib new phaseonset matches the supercooled-liquid estimate although the dry drugs are glasses at 25 °C25 °Calmeidaesousa2015 R11, C36
telaprevircrystal-to-supercooled-liquid Cp estimate 97 ± 8 µg/mL against 90–92 µg/mL onset37 °Cmosqueragiraldo2015 R13
felodipinegrowth into the supercooled liquid peaks near 105 °C; 70–110 °C studiedform II, hot stage[kestur2010a R5, C10]
bifonazolegrowth falls by about 6.4 orders from 100 to 18 °C (plot)melt-quenched films[kestur2011 R7, X6]
nimesulidegrowth falls by about 5.4 orders from 80 to 18 °C (plot)melt-quenched films[kestur2011 R9, X6]
indomethacin–PVP glassnon-equilibrium supercooled liquid; single Tg citedsolvent-evaporated[taylor1997 C6, R17]
acetaminophenTg 21.2 °C, Tm 169 °CDSC, 10 °C/min[trasi2012a R9.a]
flutamideTg −3.1 °C; Tm 108–110 °C with 10 mol% additivesDSC[trasi2012b R7]
celecoxibTg 55.34 °C, Tm 163.46 °CDSC[mosqueragiraldo2014 R5.a]
ATP enantiomers (Tg 16–17 °C)growth from the supercooled liquid at 40–90 °Cmelt films[sato2015 R1, R5]
six compounds (Tg −1 to 90 °C) with PHBgrowth from the supercooled liquid at 30–150 °Cmelt films[sato2016 A4, M1, M2, M3, M4, M5, M6]
ritonavirwet Tg around 0 °C; supercooled liquid at 37 °Crelease conditions[que2019 R28; indulkar2019a M1]
ledipasvirglass under release conditions37 °C[que2019 C49, M1]
indomethacin-rich phase (70% dispersion)supercooled liquid at 25–57 °C, slightly below its onset at 17 °C, glass at 10 °Cwet Tg onset 18 °C[saboo2020 C32, R30]
loratadinesupercooled liquid at 37 °C, glass at 5 °Cwet Tg 13.8 °Cyang2021 C16, M1
Pitfalls and disagreements

Near Tg diffusion decouples from viscosity, so viscosity-based growth laws fail there [trasi2014a C21]. Polymer effects on growth from the supercooled liquid act on the liquid phase rather than at the crystal surface for felodipine [kestur2013a C6]. In the amorphous solubility papers a glass formed in water may behave as a supercooled liquid, which is inferred and not measured almeidaesousa2015 C37, C38. The text orders of magnitude (5.5 and 6 for bifonazole) are smaller than the plot readings (6.4 and 6.9) [kestur2011 X6]. Whether dilute dispersions made by cryomilling are molecularly mixed in the melt is assumed [kestur2010a C5]. In the acetaminophen and flutamide growth papers, interactions in the liquid were judged from spin-coated films at other compositions, not from the growth samples [trasi2012b X9; trasi2012a X15]. Two drugs only; the idea was not tested [que2019 C49].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

supersaturation ratio

The LLPS (or onset) concentration divided by the equilibrium solubility of the crystalline drug in the same medium almeidaesousa2015 E15. For the weak bases it is the amorphous solubility divided by the crystalline solubility, and the authors state that it is "not affected by degree of ionization" indulkar2015 C46. It is a concentration-based ratio; it can differ from the activity-based ratio when a second solute is present (F12) raina2015c C29. The papers of 2017–2022 add that the concentration-based ratio can differ from the activity-based ratio in micellar media (F16) and depends on temperature and pH: ibuprofen's fell from about 5.8 to 2.5 between 25 and 60 °C, and pazopanib's from 500–600 at pH 6.4–8.4 to about 103 at pH 5.0 ueda2022 R16; sugihara2018 R4.

Findings

F6, F10, F12, F16, F17.

Related concepts

same quantity as the amorphous solubility advantage when measured at the ceiling without an additive, or with an additive that only mixes into the drug-rich phase (Case II of Ueda 2024); with an additive that complexes the drug in water (Case I) the maximum supersaturation ratio generally exceeds S_a/S_c, and with both (Case III) S_a/S_c does not give it; part of supersaturation; depends on the additive cases for amorphous solubility; based on crystalline solubility.

Formulas

supersaturation ratio.

How it is measured or obtained

From the printed onsets and crystalline solubilities; the six-drug paper tabulates it by fluorescence and by extinction almeidaesousa2015 R5.

Values in the library
materialvalue or classconditionspaper ids
ibuprofen; tolnaftate; sorafenib4.3; 20.0; 54.0 (fluorescence)25 °Calmeidaesousa2015 R5
clotrimazole; atazanavirabout 13; about 6337 °Cindulkar2015 R10
telaprevirabout 18 stated; 19.6 from 90 ÷ 4.6 (synthesis)37 °Cmosqueragiraldo2015 R14, R13
CRH1about 10pH 6.8 and pH 4.6almeidaesousa2016 R24
pazopanibabout 603 (pH 6.5); 500–530 (pH 6.4, 7.0, 8.4); about 103 (pH 5.0)37 °C, 0.1 M buffers + 5 µg/mL HPMCsugihara2018 R4
atazanavir63.6 (synthesis: 70 ÷ 1.1); predicted 62; flux-derived 65pH 6.8, 37 °Cindulkar2017a R4, R5, R6, R13
telaprevir28.5 (synthesis: 148 ÷ 5.2)50 mM pH 6.5, 37 °Clu2017b R2, R1
ibuprofen5.94 (2020 paper); 3.57 (2021 paper, synthesis: 154 ÷ 43.1); 5.8 → 2.5 (25 → 60 °C)pH 2.0 (D2O)ueda2020b R1; ueda2021 R5, R2; ueda2022 R16
Pitfalls and disagreements

The printed diclofenac extinction ratio (51.6) recomputes to 54.3 almeidaesousa2015 X1. The clotrimazole ratio is about 8 at pH 4–4.5, not about 13 throughout indulkar2015 X5. The range is now about 2 to about 600 sugihara2018 R4. Pazopanib's value carries a high experimental uncertainty because its crystalline solubility is so low sugihara2018 C16.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

supersaturation

A solution concentration above the crystalline solubility of the drug almeidaesousa2016 C2; ilevbare2013a C21. In this chapter the highest supersaturation a solution can hold without crystals is set by the amorphous solubility: above it the excess forms a drug-rich phase, and the concentration and activity of the continuous phase stay at that ceiling mosqueragiraldo2015 C34, C35. Taylor and Zhang 2016 (p. 10) add that the strict upper limit is the spinodal point: a one-phase solution can persist for a time between the binodal and the spinodal, and after phase separation the level is the binodal, which is the amorphous solubility (synthesis). Supersaturation can be generated by solvent shift, pH shift, or dissolution of a high-energy solid form (amorphous drug, dispersion, salt, co-crystal) almeidaesousa2015 C4, C5; almeidaesousa2016 C2. The papers of 2017–2022 add that in a micellar medium the supersaturation that matters is the activity ratio a/a^{*} and not the concentration ratio, the two differing about twofold for atazanavir in SDS at the amorphous solubility (65–70 against 33–38) indulkar2017a R13, C21, and that after a pH shift of a weak-base salt the apparent concentration is held near the amorphous solubility if the dose exceeds it sugihara2018 R8, R12. New aspect (Bioperformance): a dissolved drug concentration above the crystalline solubility, with a solute activity above that of a solution saturated with the crystal; the supersaturation ratio is activity over crystal activity, and equals the concentration ratio c/c^* only if the activity coefficients are equal raina2015c C7, E5, E6, C32. The highest supersaturation a solution can hold as one phase is set by the amorphous solubility; above it LLPS or crystallization takes over raina2014a C27, C30. Its highest concentration-based value is the ratio of amorphous to crystalline solubility, and that ratio falls when a polymer, a second drug or micelles enter the drug-rich phase or the medium (F18, F19, F20) ueda2020a E1, C17; alkalla2026 C1, C37; elkhabaz2019b C21, C25. New aspect (Crystallization from solution): in the crystallization papers supersaturation is the ratio S = C/C_{eq} of the concentration to the crystalline solubility (concentration used in place of activity because the solutions are very dilute), with \sigma = \ln S for growth analyses; the amorphous solubility of ritonavir is S 15.3–15.4 and σ 2.7 [ilevbare2013b E4, C14; ilevbare2012b E1, E2, R3]. The reference solubility is that of the stable crystal, measured without methanol and, to be consistent, with the polymer present (F19) [hsieh2012 P4; ilevbare2013c P9, X16; hsieh2014 C18]. Other scales in these papers: C/Ceq in the medium of interest (1.5–15), S' = C/Cs with the solubility with additive, the activity ratio δ from membrane flux (2.4–28.8), S 1.5 for acetaminophen, and a nominal 10 mg/mL solvent shift [chen2015 E2; li2016a E1; lu2017 E1; trasi2015 P2; raina2015b P1].

Findings

Amorphous solubility and LLPS: F1, F5, F6, F8, F13, F14, F9, F10, F15, F16, F17, F19, F23. Bioperformance: F3, F10, F13, F14, F18, F19, F20, F28, F29. Crystallization from solution: F1, F2, F9, F14, F19, F21, F22, F27, F31, F34.

Related concepts

capped by amorphous solubility; measured against crystalline solubility; expressed as supersaturation ratio or via thermodynamic activity; relieved by crystallization. Papers of 2017–2022: activity-based supersaturation, maximum achievable supersaturation. Lost by desupersaturation; contrasts with solubilization; summarized by supersaturation factor.

Formulas

supersaturation ratio. Activity-based supersaturation ratio, supersaturation from membrane flux ratio, supersaturation factor, power-law crystal growth rate.

How it is measured or obtained

As concentration divided by the crystalline solubility in the same medium (the supersaturation ratio), or in terms of activity from the flux ratio; the concentration-based ratio at the ceiling is the amorphous-to-crystalline ratio (F6) almeidaesousa2015 E15; mosqueragiraldo2015 R12. In the Bioperformance papers: concentration ratio by UV or HPLC; activity-based ratio from membrane flux relative to the flux at the crystalline solubility raina2015c E9, R13; receiver-derived "effective" supersaturation from a Cmax calibration [hate2017 C49, R18]; generated by solvent shift, pH shift or ASD dissolution [raina2014a P7; hate2017 P7; hate2018 P9]. The activity-based maximum is the ratio of the flux from a solution at the amorphous solubility to the flux from a crystalline suspension in the same medium, J_{amph}/J_{eq} elkhabaz2019b E2, R8, R9. A dose is described by its ratio to the crystalline solubility: 5 mg of tacrolimus in 100 mL gives S = 20 and in 240 mL S = 8 [hate2019 R7, R14, E2]; pretomanid nucleation is compared at S = 5 [nguyen2023a E1, R5]. In the crystallization-from-solution papers: concentration by fibre-optic UV on second-derivative spectra or by HPLC; S from the crystalline solubility measured in the same buffer (48–72 h at 37 or 25 °C); the supersaturation factor integrates S over time [ilevbare2012a E2; ilevbare2013c E8].

Values in the library
materialvalue or classconditionspaper ids
ibuprofen to sorafenibmaximum ratio 4.3 to 54.025 °C, fluorescence onsetalmeidaesousa2015 R5
telaprevirmaximum ratio about 18 (stated); flux gain about 18pH 6.8, 37 °Cmosqueragiraldo2015 R14, R15
clotrimazole; atazanavirabout 13; about 6337 °Cindulkar2015 R10
CRH1about 10pH 6.8 and pH 4.6almeidaesousa2016 R24
atazanavir in 0–3.6 mg/mL SDSconcentration-based 64.8 → 33.0; activity-based 66.0 → 65.0 at the amorphous solubility37 °Cindulkar2017a R13
telaprevir in bile saltsconcentration-based value 3.9–6.7 at an activity-based 5.050 mM pH 6.5, 37 °Clu2017b R17
felodipine, 25 °C2.7–6.8 at 2–5 µg/mL; about 8 at the amorphous solubilitybufferraina2014a R17
felodipine with BSAS 1.3 and 1.1 by concentration ratio; 7.3 and 4.2 from flux50 µg/mLraina2015c R13
nevirapinenominal S 3.9; receiver-derived 2.8 (powder), 4.10 (powder + HPMC-AS)pH shift, 128 µg/mL crystalline[hate2017 R18]
ritonavir (mesoporous-silica study)S 7.8; 3.93.6 µg/mL crystalline[dening2018 E6]
atazanavir, six mediaactivity-based maximum about 50–56; concentration-based 56 in buffer to 14 in pooled human intestinal fluid37 °C, side-by-side cellelkhabaz2019b R8
posaconazole, six mediaactivity-based maximum about 29–37; concentration-based about 35–37 in buffer to 5 in human fluid37 °Celkhabaz2019b R9
tacrolimusS 20 (5 mg in 100 mL) and S 8 (240 mL); maximum ratio about 33solvent-shift solutions, hollow-fibre module[hate2019 R7, R14; purohit2019 C30]
tacrolimus, fully crystalline capsule contentsconcentration 2.5 times the crystalline solubility during 2 h5 mg in 100 mL, pH 4.5[purohit2019 R5]
atazanavir with darunaviratazanavir in the drug-lean phase about 61–63 instead of 91–96 µg/mL150 µg/mL atazanavir, about 196 µg/mL darunavir addedalkalla2026 R11, C1
felodipineS 3–12; amorphous benchmark about 10solubility about 0.5 µg/mL, 25 °C[alonzo2012 E1, C42]
ritonavirS 3.8, 7.6 (7.7), 15.3 (15.4) at 5, 10, 20 µg/mL; 4.3 in 50 mM buffersolubility 1.3 µg/mL (100 mM), 2.3 µg/mL (50 mM), 37 °C[ilevbare2012a R3; ilevbare2012b R3]
celecoxib; efavirenzS 6.6, 14.7 at 10 and 22 µg/mL; 1.2 at 10 µg/mLsolubility 1.5 and 8.2 µg/mL[ilevbare2013b R7]
type 1 weak basespeak 1.4–26.7 times the titration solubility, lasting 3.1–14.7 minpH shift, 37 °Chsieh2012 R5
type 2 weak bases7.2–20.7 times the crystalline solubilitypH shifthsieh2012 R10
telaprevir with six bile saltsδ 11.5 and 28.8 need 60 and 150 µg/mL in buffer, 140 and 300–330 with 12 mM STDC/SGDCpH 6.5, 37 °Clu2017 R1
atazanavir, ritonavir in buffer, FaSSIF-V1, Composite-SIFflux-based supersaturation at the amorphous solubility 63–65 and 9.2–10pH 6.5, 37 °C[indulkar2018 R12]
posaconazoleamorphous/crystalline about 34 from pH 2 to 7phosphate buffers, 37 °Cduong2022b R1, C19
Pitfalls and disagreements

The ratio depends on the crystal form (a hydrate for paclitaxel) and the medium trasi2015a X12. A solubilizer raises total concentration without raising supersaturation in activity terms, and the concentration-based ratio can fall ilevbare2013a C54; raina2015c C29. Total UV concentration is not free drug once a drug-rich phase exists (F4) almeidaesousa2016 R12. Concentration ratios understate supersaturation where micelles solubilize the drug, and flux-based values assume that micelles do not cross the membrane indulkar2017a C42, X9; lu2017b X8. In the Bioperformance papers, with solubilizers the concentration ratio under-reads the activity-based supersaturation (F3) raina2015c C38. Concentration ratios are not valid above the amorphous solubility, where two phases coexist [dening2018 E6]. UV readings above the amorphous solubility include scattered light hate2018 X15. In six media of rising solubilizing capacity the concentration ratio fell several-fold while the flux ratio stayed about the same (F18) elkhabaz2019b R8, R9, C21. Which dose-to-volume ratio a test imposes decides whether absorption or growth on seeds dominates: S of 8 and S of 20 gave different results in the same module (F28, F29) [hate2019 R14, R17]. Polymer in the drug-rich phase lowers the achievable supersaturation although it inhibits crystallization (F19) ueda2020a C37. S for 10 µg/mL ritonavir is printed as 7.6 and 7.7, and for 20 µg/mL as 15.3 and 15.4, depending on rounding (10/1.3 = 7.69; 20/1.3 = 15.38) [ilevbare2012a X1]. The efavirenz induction-time runs state S 2.4, the ratio of the calculated amorphous solubility to the crystalline solubility, while the concentration used gives 2.3 [ilevbare2013c X4]. A polymer that raises the solubility lowers S for the same concentration (F19) [ilevbare2013c X7]. C/Cs understates the supersaturation of celecoxib in media where the mass flow does not change [li2016a X18].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

surface crystallization

Nucleation and growth of crystals at a free surface of an amorphous solid, reported to be faster than in the bulk by orders of magnitude because surface molecules are more mobile [duong2022c C2; trasi2014a C4]. It is a failure mechanism of amorphous solid dispersions in storage and during dissolution [duong2022c C2; saboo2020 C36]. New aspect (ASD process): in the coating papers the surface route is the target of the treatment, since crystal growth at the free surface of an amorphous solid is orders of magnitude faster than in the bulk, so a thin shell is expected to act where crystals start [duong2022c C2, C3; moseson2022a C6]. Uncoated powders stored open at 40 °C showed crystals by SEM within 1–2 weeks (ezetimibe–HPMCAS 12–19 days), coated ones later or not at all [moseson2022a R11; duong2022c R16, R17]. In a coated particle that did crystallize, crystals lay above an intact coating, "as is common for amorphous materials" [moseson2022a C26, R15]. In dissolution, a hydrated, drug-rich surface layer of bicalutamide–PVPVA crystallizes on the compact surface within 30–60 min (see drug-rich surface layer) [moseson2022b R14, R15]. New aspect (Supersaturation from ASD dissolution): a proposal for wetted amorphous particles: crystallization "probably" starts at the particle surface, is made worse by water plasticization, and dissolved polymer delays it by interacting with that surface, as a thin polymer film does for amorphous indomethacin (cited) ("reasonable to speculate") [alonzo2010 C36, R22, R23]. New aspect (Release mechanism and LoC): for indomethacin methyl ester–PVPVA, congruency was lost at a later time point above 5% loading: drug release ceased and polymer release slowed, which the authors attribute to drug crystallization at the compact surface, supported by XRD and PLM [saboo2020 C17, R8, R9]. A congruency read-out over the first minutes therefore misses this failure. A surfactant built into the dispersion can bring the same failure to a drug that does not crystallize on the binary tablet: ritonavir–PVPVA at 30% with SDS released fast and congruently, then stopped near 80% when needle crystals covered the tablet surface by 15 min, which "likely served as a barrier" [indulkar2022 R5, R15, R16, C38]. With 10 parts of SDS in ritonavir–PVPVA, needle crystals covered the 30% compact surface at 30 min, to which the authors attribute the release plateau ("can be attributed"); SDS covered about 98 wt% of the dissolved surface, which "conceivably" promotes crystallization through higher surface mobility [yang2023 R16, C24, R17, C50].

Findings

Crystallization tendency: F4, F21. ASD process: F43, F44, F38, F40. Supersaturation from ASD dissolution: F1, F2, F14, F24, F27. Release mechanism and LoC: F19, F31.

Related concepts

part of physical stability; related to crystal growth rate and nucleation; contrasts with bulk crystallization in crystallization from the supercooled melt. Targeted by the atomic layer coating through surface molecular mobility; sped up by plasticization by water; in dissolution follows the drug-rich surface layer and leads to matrix crystallization; related to crystallization inhibition by polymers. Ends congruent release after a delay; a form of crystallization during dissolution.

Formulas

none.

How it is measured or obtained

Growth on films with the top coverslip removed [trasi2014a P2]; nuclei counted on an exposed glass surface [trasi2014b P7]; SEM, SHG or PLM of particle and tablet surfaces in storage or dissolution [duong2022c R16; correasoto2017 R16; saboo2020 R9]. SEM was the primary detector of surface crystals on stored coated powder, with XRPD, DSC and SEM agreeing for ezetimibe and XRPD missing several arms of the four-system study [moseson2022a C22, X14; duong2022c R16, R18, R20]; SEM and SEM-EDX of exposed compacts [moseson2022b P14, P15]. In the ASD dissolution papers: by polarized light of suspended particles over days [chen2015a P10, R20] and indirectly by the lag in slurry crystallinity with polymer in the medium [alonzo2010 R6]. In the release-mechanism papers: SEM of the tablet surface at 5, 10 and 20 min, besides XRD, PLM and the 1607 cm⁻¹ IR band of crystalline ester [saboo2020 R22, R18, C23]. SEM of dried tablets and ATR-IR of blotted wet tablets against the crystalline drug [indulkar2022 P9, P11].

Values in the library
materialvalue or classconditionspaper ids
felodipine form Iabout 6 times faster at the surface than in the bulk; about 23 times with 3% PVP30 °C, 0% RH[kestur2013b R12]
felodipine≈0.06–0.42 µm/s at the surfaceT/Tg ≈1.04–1.11[trasi2014a R4.g]
loratadine≈0.00005 µm/s at the surface, slowest of 14near Tg[trasi2014a R4.n]
nilutamidemuch higher nucleation at the surface than in the bulkmelt-cooled films[trasi2014b R1]
ezetimibe spray-dried dispersionscrystals after 19 days (50% DL) and 12 days (70% DL) uncoated40 °C/75% RH[duong2022c C33]
uncoated amorphous powders (erlotinib, naproxen and lumefantrine ASDs)crystallization onset within 1–2 weeks40 °C, open dish; 31–75% RH[moseson2022a R11]
flutamide spray-dried dispersionneedle crystals growing from particle surfaces40 °C/75% RH[correasoto2017 C26]
indomethacin methyl ester compactssurface crystals within 10 min of dissolutionPVPVA, 25% DL[saboo2020 R9]
ritonavir–PVPVA–SDS compactsneedle-shaped surface crystals during dissolution30% DL[indulkar2022 R15; yang2023 R16]
delamanid dispersion filmsrapid surface crystallization at pH 3.01 h[nguyen2023b R3, C37]
ezetimibe–HPMCAS 50% DL, uncoatedneedle-like crystals at 19 days; about 26% crystalline at 270 days40 °C/75% RH[duong2022c R16, R19]
ezetimibe–HPMCAS 70% DL, uncoatedplate-like crystals at 12 days; about 50% crystalline at 270 dayssame[duong2022c R16, R19]
ezetimibe–HPMCAS coated (50% thin and thick, 70% thick; about 12–40 nm)no crystals by SEM, PXRD or DSC for 24 monthssame[duong2022c R16, R17, R18, R20]
ezetimibe–HPMCAS 70% thin coating (11.7–15.0 nm)first crystals at 7 months; about 1.5% at 270 dayssame[duong2022c R17, R19]
erlotinib, naproxen and lumefantrine ASD powders, 13 coated arms3–24 weeks, or none within 48 weeks in 7 arms40 °C, 31–75% RH[moseson2022a R11]
extruded and milled 30% and 50% DL BCL–PVPVA compactsneedle-like crystals on the surface at 30 min; a 5–10 µm crystal crust on the 50% compact at 1 hpH 6.8, 37 °C[moseson2022b R14, R15]
amorphous felodipine, polymer in the mediumlag of about 13–20 min before 50% crystallinitypH 6.8, 37 °C slurry[alonzo2010 R6]
celecoxib–HPMCAS spray-dried particles, Triton X100birefringent regions on or in the particles after about 7 days, no free needlespH 3, 25 °C[chen2015a R20, C37]
same, no surfactantcrystallization only after more than 7 days, apparently from matrix or surfacepH 3[chen2015a C33]
delamanid salt dispersions, five enteric gradescrystals on films and powders after 1 h in acid, more with HPMCAS and at higher pH; HPMCAS-HF also at pH 1.625% drug, 37 °C[nguyen2023c R19, R18]
delamanid dispersions after the pH shiftundissolved particles covered with small crystals within 30 minpH 6.5[nguyen2023c R21]
indomethacin methyl ester–PVPVA 25%smooth at 5 min; scattered needle-like crystals at 10 min; surface extensively covered at 20 minSEM, pH 6.8[saboo2020 R22, M6]
indomethacin methyl ester–PVPVA 10–25%drug release levelled off after 7.5–20 min30 min runs[saboo2020 R8]
ritonavir–PVPVA 30:70:5 with SDSsmooth at 2 min; needle crystals and crystalline-ritonavir IR bands at 15 min; release flat near 80%SEM, ATR-IR, pH 6.8[indulkar2022 R15, R16, R5]
ritonavir–PVPVA–SDS 30–70–10birefringent needles at 30 minPLM, SEM of the compact surface[yang2023 R16]
Pitfalls and disagreements

Screens with films sandwiched between cover glasses assume surface crystallization is minimized, which was not tested [baird2010 C45]. Surface and bulk data are often taken at different temperatures [trasi2014a X16]. Where surface growth exceeds bulk growth, extrapolating bulk data may overpredict stability [kestur2013a C18]. The coating delays surface crystallization but does not stop it: coated arms failed at 3, 6 and 24 weeks and at 7 months, and the benefit depends on humidity through the wet glass transition, on the polymer and, for a fast crystallizer at high loading, on thickness (see F44) [moseson2022a R11, R12; duong2022c R17]. Neither surface mobility nor water uptake during storage was measured [moseson2022a C4; duong2022c X7]. XRPD shows no crystals through 48 weeks for uncoated extruded lumefantrine powders that SEM scored at 1 week [moseson2022a X14]. Where crystallization starts on the wetted felodipine particles and whether polymer adsorbs there were not measured [alonzo2010 C36]. The 7-day observations of the celecoxib suspensions appear only in the discussion and are imaged for Triton X100 only [chen2015a X17]. The authors read the crystals as forming mainly at the surface of the wetted matrix, where water lowers the Tg and raises mobility, and as acting as seeds once the polymer dissolves [nguyen2023c C43, C44]. The 5-min rates used to set the limit of congruency did not show the later stop of release [saboo2020 X7]. Crystals were imaged only at 30% and not identified [yang2023 X12].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

surface molecular mobility

The mobility of molecules at the free surface of an amorphous solid, which is taken to be much higher than in the bulk and to be the reason why crystals nucleate and grow faster at a surface (see surface crystallization) [duong2022c C2]. In the coating papers it is the mechanism proposed for the protection by an atomic layer coating: the shell lowers surface mobility, "attributed primarily" in the study of four systems and "perhaps more importantly" than a moisture barrier in the ezetimibe study [moseson2022a C4, C44; duong2022c C53, C54]. Water raises mobility and lowers the wet glass transition temperature, so a coating that acts on the surface cannot rescue a powder whose bulk is mobile [moseson2022a C41, C25].

Findings

F43, F44.

Related concepts

reduced by the atomic layer coating; raised by plasticization by water; drives surface crystallization; the alternative explanation is the moisture barrier effect.

Formulas

Tg − T.

How it is measured or obtained

Not measured in any ASD process paper [moseson2022a C4; duong2022c X7]. It is inferred from crystallization onset in coated and uncoated powders and from the wet Tg minus the storage temperature, computed with the onset Tg after 24 h at the storage humidity (see Tg − T) [moseson2022a P6, E2, R11, R12].

Values in the library
materialvalue or classconditionspaper ids
erlotinib–HPMCAS, 75% RHwet Tg − T about −8.8 °C; coated onset about 3 weeks (uncoated about 2)40 °C[moseson2022a R12, R11]
erlotinib–HPMCAS, 43% RH−2.3 ± 1.1 °C; coated none at 48 weeks40 °C[moseson2022a R12, R11]
erlotinib–PVPVA, 43% RH−0.5 ± 1.2 °C; coated onset about 6 weeks40 °C[moseson2022a R12, R11]
naproxen–HPMCAS 75% RH; lumefantrine–PVPVA 43% and 31% RHabout +11.3, +10.7 and +14.3 °C; coated 24 weeks, 24 weeks and none at 48 weeks40 °C[moseson2022a R12, R11]
uncoated powders of all four systemscrystals within about 1–2 weeks whatever Tg − T40 °C, 31–75% RH[moseson2022a R11, X15]
Pitfalls and disagreements

The authors write that "this confirms that the mobility of the sample was the primary mechanism" of the coated failures [moseson2022a C25]; uncoated powders failed in 1–2 weeks across the whole range of Tg − T, the stable erlotinib–HPMCAS arm at −2.3 °C lies outside the range of about 0–15 °C that the discussion gives, and whether the wet Tg was measured on coated or uncoated powder is not stated [moseson2022a X15, C45]. The ezetimibe study offers both mobility and a moisture barrier and could not separate them [duong2022c C53, C54, X7].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

surfactant partitioning into the drug-rich phase

Evidence table: surfactant partitioning into the drug-rich phase. Content from the release-mechanism chapter (2022–2025), with rows from the Physical stability chapter.

The uptake of a surfactant into the drug-rich phase, nanodroplets in solution or drug-rich domains in a hydrated dispersion, read from its depletion from the aqueous phase or from its spectral bands in the drug-rich phase. TPGS was depleted from the aqueous phase by clopidogrel nanodroplets, and the droplets hold about 50:17 w/w drug:TPGS correasoto2022a C19, R12; non-ionic surfactants partition into the clopidogrel-rich phase while ionic ones act at the nanodroplet–water interface correasoto2022a C60. For atazanavir, PVPVA and VP did not partition into the nanodroplets within detection limits, TPGS solution concentration was only minimally affected, and Span 20, Span 80 and Span 85 "seemed to" partition into them [correasoto2022b C26, R17]. In ritonavir films (Physical stability chapter) the most hydrophilic surfactant, SDS, resides mainly in the polymer-rich phase and the more hydrophobic ones preferentially in drug-rich domains yang2022b C61. The 2023 surfactant study builds on the vapour-sorption finding that Span 20 and Span 85 partition into the ritonavir-rich phase: a continuous drug-rich layer containing Span 85 "is expected to be more liquid-like" and is removed by shear [yang2023 R24, C18, C35].

Findings

Release mechanism and LoC: F16, F21, F31.

Related concepts

distinct from micellar solubilization; may slow drug-rich phase coarsening; changes the phase separation morphology of surfactant-containing dispersions; related to the hydrophilic-lipophilic balance of the surfactant.

Formulas

none.

How it is measured or obtained

Quantitative ¹H NMR of the surfactant left in solution with and without nanodroplets, with HPLC after pelleting the droplets [correasoto2022a R12; correasoto2022b R17]; NMR peak shifts of drug and surfactant at 50 °C correasoto2022a R13, C18; O-PTIR spectra of the separated phases of films (Physical stability chapter) yang2022b C46.

Values in the library
materialvalue or classconditionspaper ids
70 µg/mL clopidogrel with 50 µg/mL TPGSaqueous TPGS 50 → 33 ± 5.4 µg/mL; droplets ≈50:17 w/w drug:TPGSqNMRcorreasoto2022a R12
200 µg/mL atazanavir with PVPVA, VP, SDS, TPGSadditive in solution reduced by 1, 0, 7, 13%¹H NMR, 37 °C[correasoto2022b R17]
200 µg/mL atazanavir with 20 µg/mL Span 20, Span 85, Span 80reduced by 65, 25, 68%; droplets ≈29:3, 60:4, 62:5 drug:Span by weightsame[correasoto2022b R17, R19]
ritonavir–PVPVA films with SDS; Tween 80 and Spans (Physical stability chapter)SDS only in the polymer-rich phase; Tween 80 and the Spans in the ritonavir-rich phaseO-PTIRyang2022b C46
Pitfalls and disagreements

Partitioning did not predict release enhancement for atazanavir: SDS shows little affinity for the drug and Span 80 partitions into the droplets, and both enhance release [correasoto2022b C45]. With the Spans the amorphous solubility of atazanavir fell by about 28% (64 to 46 µg/mL) [correasoto2022b R18]. The temperature of the TPGS depletion measurement is not stated correasoto2022a R12.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

ternary phase diagram

A phase diagram of three components

In the ASD process chapter the authors sketch drug–solvent–water for the preparation route and drug–water–polymer for storage, with the phase boundaries only (kinetics not considered) to show how trace water moves the system across the binodal [li2017 C38, C42]. New aspect (Release mechanism and LoC): Yang and co-workers (2021) use the drug–polymer–water diagram as "an alternative explanation" for the fall of the loratadine limit of congruency at 5 °C: because the diagram changes with temperature (cited), drug–polymer miscibility in the presence of water may fall at low temperature, giving a drug-rich phase at lower loading yang2021 C36. They expect drug Tg to act on kinetics and hydrogen-bonding ability on thermodynamics and the ternary diagram, and call for work to separate the two yang2021 C38. Deac and co-workers (2023) drew schematic hydration paths in the type I drug–PVPVA–water diagram: straight toward the water vertex for congruent dispersions, deviating within the two-phase region for incongruent ones, and the side of the plait point at which the path enters decides whether the hydrophobic phase is continuous [deac2023a C66, C67, C68]. Drug–PVPVA–water systems typically form type I diagrams with PVPVA acting as cosolvent, and real systems are likely to have sloped tie lines; associative separation gives positively sloped tie lines with the plait point on the low-drug side, segregative separation negatively sloped ones with the plait point on the high-drug side deac2023b C31, C48. The 2024 phase-diagram paper measured the drug–PVPVA–water diagrams of phenolphthalein (PHPH) and its methyl ether (MePHPH) at 37 °C from dispersion–buffer mixtures equilibrated for up to 147 days and computed all four analogue diagrams with PC-SAFT, each fitted to one dilute tie line; all share fully miscible polymer–water and drug–polymer binaries and a drug–water gap that closes as PVPVA increases [deac2024b P4, P19, R22, R23, R24]. The 2023 surfactant study argues on a schematic ritonavir–PVPVA–water diagram that SDS enlarges the miscible region [yang2023 C42].

Findings

ASD process: F2, F6, F20. Release mechanism and LoC: F18, F27, F30, F31.

Related concepts

shows the binodal; used with moisture-induced phase separation. The thermodynamic alternative to the wet glass transition temperature as the cause of a lower limit of congruency at low temperature; shifted by drug-polymer hydrogen bonding.

Formulas

none.

How it is measured or obtained

Not measured in the ASD process papers; the schematic uses the Raoult's-law uptake of water by methanol and the observed thresholds [li2017 C39]. In the release-mechanism papers: not measured in the 2021 loratadine study, where it is argued from the temperature dependence of the limit yang2021 C36. In 2024: equilibrated mixtures separated by centrifugation and analysed by quantitative ¹H NMR and HPLC (binodes and tie lines), films at stepped RH for the onset at low water, and PC-SAFT computation of binodal, spinodal and critical point [deac2024b P4, P7, P8, P19].

Values in the library
materialvalue or classconditionspaper ids
ECP–methanol–watertrace water moves the system from A to B (still miscible); spin coating carries it along B → D across the binodal at C; water spiking along A → B → E separates at Eschematic[li2017 C38]
ritonavir–PVPVA–waterhydration paths from different DLs enter the two-phase regionschematic from outsideyang2022b C50
MePHPH–PVPVA–waterPC-SAFT binodal, spinodal and tie lines at 37 °Ccomputed and measured[deac2024b R22]
drug–PVPVA–water systemstypically type I diagrams (drug–water immiscible, PVPVA a cosolvent)outsidedeac2023b C31
ritonavir–PVPVA–solvent (pseudo-ternary, solvent = methanol + water)at 11.5:88.5 the 25% DL path bypasses the two-phase region and the 50% DL path runs along its edge; at 15:85 and 30:70 both lie inside for most of their lengthcomputed[li2020 R18, C55]
loratadine–PVPVA; –HPMCASlimit 30 → 2%; 20 → 5% from 37 to 5 °Ccompactsyang2021 R22, C36
MePHPH–PVPVA–watersegregative; critical point ≈29 wt% drug, 59 wt% PVPVA, 12 wt% watermeasured and PC-SAFT, 37 °C[deac2024b R22]
PHPH–PVPVA–waterassociative; critical point ≈2.6 wt% drug, 59.5 wt% PVPVA, 38 wt% watersame[deac2024b R23]
TIPP, MeTIPP–PVPVA–waterplait point ≈10 and ≈23 wt% drugPC-SAFT from one tie-line slope[deac2024b R25]
Pitfalls and disagreements

The diagram is much more complex with polymer and with both volatile solvents (quaternary or higher) [li2017 C36]. The pseudo-ternary treats total solvent as one corner, so the water to methanol ratio is not shown on the axes [li2020 P12]. The kinetic reading (loratadine glassy below its wet Tg of 13.8 °C) and the thermodynamic reading (lower miscibility at 5 °C) were not separated yang2021 C16, M1, C36, C38. No ternary diagram was measured for the phenolphthalein analogues in 2023; the diagrams are schematic deac2023b X14. For PHPH the measured gap is smaller than computed, and the TIPP slope was measured at pH 2.5 [deac2024b C34, X10].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

thermodynamic activity

The activity of the drug in a phase, the product of its mole fraction and activity coefficient, a_i = x_i\gamma_i, or of concentration and activity coefficient, a = C\gamma; at phase equilibrium it is equal in all phases ilevbare2013a E6, E7; mosqueragiraldo2015 E5. In the LLPS picture the drug has the same activity in the water phase and in the drug-rich phase, which is why the water-phase concentration is capped and why added drug raises the amount of drug-rich phase and not the activity ilevbare2013a C36, C48; mosqueragiraldo2015 C35. Membrane flux is proportional to activity (F8) mosqueragiraldo2015 C10. The papers of 2017–2022 add that with micelles present the free drug sets the activity: in 3.6 mg/mL SDS the free atazanavir at the amorphous solubility was 65–70 µg/mL, the same as in buffer, although the total was about 1450 µg/mL (slope of free against total 0.047) indulkar2017a R11, and that bile salts change the telaprevir activity at a given concentration (flux about halved with 12 mM STDC) while the activity at the phase boundaries stays lu2017b R12, C49. New aspect (Bioperformance): membrane flux is proportional to the activity, a = \gamma C, so equal concentrations need not give equal flux when additives change the activity coefficient raina2015c C14, E4. Relative to the crystal, the activity in a one-phase supersaturated solution is C/C_S and is about 8 for felodipine at 25 °C at the amorphous solubility; above it the activity stays constant raina2014a E10, R17, C35. The enzalutamide, posaconazole, atazanavir and darunavir papers use the same relation to infer activity from flux: with area, diffusion coefficient, thickness and membrane activity coefficient fixed, J = D a/(h\gamma_m) wilson2018 E4, E5, C12; elkhabaz2019b E3; alkalla2026 E2, C10.

Findings

Amorphous solubility and LLPS: F5, F8, F11, F12, F16, F17, F18. Bioperformance: F2, F3, F4, F6, F15, F18, F19, F20, F22, F25.

Related concepts

defined with the activity coefficient; related to chemical potential; read from membrane flux; capped by the amorphous solubility. Papers of 2017–2022: expressed as activity-based supersaturation; partition between phases in micelles: micelle/water partition coefficient. Related to free drug concentration.

Formulas

activity from concentration, membrane flux in terms of solute activity, activity-based supersaturation ratio.

How it is measured or obtained

Not measured directly in these papers: it is inferred from the flux across a membrane when diffusion coefficient, area, thickness and membrane activity coefficient are constant, or argued from the phase equilibrium mosqueragiraldo2015 C10; trasi2015a C14; ilevbare2013a X15. Flux across a 6–8 kDa regenerated cellulose membrane calibrated in buffer, up to the amorphous solubility, where the activity coefficient is taken as one; flux of a crystal-saturated solution F° gives δ = F/F° indulkar2017a P8, R10; lu2017b P6, E6. In the Bioperformance papers it is not measured directly: it is inferred from flux (plateau = constant activity) raina2014a C36, from flux relative to a reference raina2015c E9, or from free drug after ultracentrifugation alhalaweh2016 P10. The activity-based maximum supersaturation is the ratio of the flux from a solution at the amorphous solubility to the flux from a crystalline suspension, J_{amph}/J_{eq} elkhabaz2019b E4, R7; the mass flow of a dissolved formulation gives its donor activity wilson2018 C12. Free monomeric drug is taken as the permeating species [ueda2020a C24; hate2022 C41].

Values in the library

None printed in this chapter; the activity of the water-saturated amorphous drug appears as the factor exp[−I(a2)] (0.22 for atazanavir to 0.999 for ibuprofen) indulkar2015 M2; almeidaesousa2015 M1. The papers of 2017–2022 add activity read from flux: free atazanavir 65–70 µg/mL at about 1450 µg/mL total in 3.6 mg/mL SDS (slopes of free against total 0.998, 0.181, 0.086 and 0.047 at 0, 1, 2 and 3.6 mg/mL SDS) at 37 °C indulkar2017a R11, and telaprevir with δ = C/C° in buffer (slope 1.011) and bile-salt media off the 1:1 line in 50 mM pH 6.5 buffer at 37 °C lu2017b R16, R17.

In the Bioperformance papers:

materialvalue or classconditionspaper ids
felodipineactivity relative to crystal about 8 (5.99/0.74 = 8.09)25 °Craina2014a E10, R17
felodipine suspensionssame low flux at about 1 and 40 µg/mL dissolvedcrystal fixes activityraina2015c R4, C20
atazanavir + SDSfree drug about 1 to about 65 µg/mL with and without SDS37 °Cindulkar2017a C19, R11
telaprevir, bile saltsdeviation from the buffer slope gives the activity coefficient changefluxlu2017b C41
atazanavir, posaconazole, six mediaJ_{amph}/J_{eq} about 50–56 and 29–37 while the concentration ratio fell to 14 and 537 °C, side-by-side cellelkhabaz2019b R7, R8, R9
enzalutamidemass flow rises up to about the amorphous solubility (42 µg/mL), then is roughly constant5 µg/mL HPMCAS, side-by-side cellwilson2018 R13, C25
atazanavir, nifedipine and three other drugs, PAMPAbreak from a linear rise at about the amorphous solubilitylipid-impregnated PVDF[hate2022 R1, C11, X13]
Pitfalls and disagreements

Total concentration with micelles or with a second drug present is not activity; the maximum extent of supersaturation in activity terms is not raised by a solubilizer, whereas the concentration ratio can fall ilevbare2013a C54; raina2015c C29. The activity coefficient in the dilute solution is assumed constant between the crystalline and the amorphous concentration ilevbare2013a C55. The free-drug and δ read-outs assume that only dissolved drug crosses the membrane and that the additive does not change it indulkar2017a X9; lu2017b X8. Constant activity above the amorphous solubility is an inference from flux raina2014a X12; it fails in the hollow-fibre module, where transfer keeps rising (F15) hate2018 C25. With a sink receiver the PAMPA mass flow of atazanavir kept rising above the amorphous solubility, so a plateau is not guaranteed (F22) [hate2022 R19, X8]. A crystalline co-drug or a polymer mixed into the drug-rich phase lowers the activity of the drug in it, and with it flux (F19, F20) alkalla2026 C37; ueda2020a C24.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

thermodynamic driving force for crystallization

The free-energy difference between the supercooled liquid (amorphous form) and the crystal, written ΔGv per unit volume or ΔG per mole or gram; it is zero at Tm and grows on cooling [baird2012 C32; vaneerdenbrugh2010a E2]. A larger driving force lowers the classical nucleation barrier [vaneerdenbrugh2010a E3, C39]. This draft comes from the crystallization-tendency chapter; for drugs in polymers the same quantity is lowered by mixing [konno2006 C34]. New aspect (PEG dispersions): in a dispersion in a crystalline polymer the driving force of the drug is lowered by melting point depression, because the supercooling at the storage temperature falls. Zhu and co-workers attribute the delayed crystallization of benzocaine in PEG to entropic mixing and favourable benzocaine–PEG interactions that depress its melting point (around 48 °C at the eutectic against around 89 °C for the neat drug), so that supercooling and driving force at 25 °C are much smaller; with a Tg of −31 °C they consider a thermodynamic rather than a kinetic cause "reasonable" [zhu2012 C32, C33]. New aspects (Miscibility and drug-polymer interactions): In a miscible dispersion the chemical potential of the drug, and so the driving force for crystallization, must be lower than for the pure amorphous drug, through the entropy of mixing and, if adhesive interactions exceed cohesive ones, the enthalpy; melting point depression is its visible sign [marsac2006b C38, C39]. In the PVP dispersions the predicted reduction is small: the Hoffman estimate "does not forecast a large reduction", especially at lower temperature, and is "most likely underestimated" because equilibrium depression is hard to reach at high polymer content [marsac2006b C41, C40]. At low polymer levels, where the melting point and Tg of the drug are unchanged, there "does not appear" to be a macroscopic effect on ΔG, so polymer effects on growth are not read as thermodynamic [kestur2010a C36, C41]. New aspect (Physical stability): for dispersions holding water, the driving force is framed as the degree of supersaturation of the drug in the polymer–water co-solvent, \sigma = (\mu^{1} - \mu^{0})/RT, which water raises as an anti-solvent; it was reasoned, not computed [marsac2008a E1, C26, C49, X4].

Findings

Crystallization tendency: F2, F6, F7, F13. PEG dispersions: F8, F9. Miscibility and drug-polymer interactions: F9, F10, F11. Physical stability: F2, F4, F18, F22, F28, F29.

Related concepts

measured by Hoffman equation; depends on enthalpy of fusion, entropy of fusion and degree of supercooling, which is reduced in a dispersion via melting point depression; part of classical nucleation theory; related to nucleation, crystal growth rate and heterogeneous nucleation; lowered by entropy of mixing; contrasts with kinetic stabilization; related to crystal growth inhibition by polymers, supersaturation, cosolvency and kinetic barrier to nucleation; balanced against mobility in kinetic versus thermodynamic control of crystal growth.

Formulas

Hoffman equation, classical nucleation barrier, entropy of fusion, solid-liquid equilibrium solubility equation, Flory-Huggins activity equation.

How it is measured or obtained

Mostly estimated with the Hoffman equation from Tm and ΔHfus [vaneerdenbrugh2010a E2; baird2010 E25; lu2016 E1]; from MDSC heat capacities, which agreed with the Hoffman estimate for felodipine and nifedipine [marsac2006a R11, C14]; as \Delta G \approx \Delta S_m\,\Delta T for growth analysis [trasi2014a E3]; for dispersions, from melting-point depression and Flory–Huggins mixing [marsac2006b C41; marsac2009 C34]. In the PEG dispersions it was not measured: the melting points are cited and the driving force is inferred from the phase diagram [zhu2012 C32, M3]. For the PVP dispersions, estimated with the Hoffman equation, for pure nifedipine from 0 to 180 °C and, with the depressed melting temperature, for 30 and 40% PVP [marsac2006b P8, E4, R12]; for the dispersions the melting temperature of the 40% PVP curve is not shown in the paper's own melting data [marsac2006b X5]. The unchanged offset melting point of physical mixtures with 3% polymer is taken as an unchanged driving force at a given temperature [kestur2010a R1, C36]. In the moisture papers: Hoffman estimates from Tm and heat of fusion for six drugs at 25 °C [rumondor2009c E3, M1]; crystal solubility in NMP and NMP–water as stand-ins for PVP and PVP–water [marsac2008a P8].

Values in the library
materialvalue or classconditionspaper ids
nifedipineΔG ≈−30, ≈−24, ≈−16 J/g at 0, 50, 100 °CMDSC and Hoffman[marsac2006a R11]
felodipineΔG ≈−18, ≈−13, ≈−7 J/g at 0, 50, 100 °CMDSC and Hoffman[marsac2006a R11]
34 drugsΔGv from −8.6 (lidocaine) to −54.7 J/cm³ (acetaminophen)Hoffman, 298 K[baird2012 M5, M12]
class I against class IIIΔGv ≈−0.40 against ≈+0.57 SD from the meanper volume, 293.15 K[baird2010 R22.g]
spin-coat classes I, II, III≈−0.29, ≈+0.29, ≈+0.13 SDper volume[vaneerdenbrugh2010a R20.e]
vemurafenib α; β≈−11.0; ≈−6.3 kJ/mol at about 115 °CHoffman, plotted as crystal minus liquid[lu2016 R22, X17]
nifedipine with 40% PVPreduction smaller than the nifedipine–felodipine differencemelting-point depression[marsac2006b C41]
drugs in PVPdriving force remains at most practical polymer contentsinteraction parameters[marsac2009 C34]
benzocaine in PEG 3350melting point depression from around 89 to around 48 °C at the eutecticcited[zhu2012 C32, M3]
ibuprofen; fenofibrate in PEG 3350melting point depression of about 30 °C; about 20 °C (text), about 24 °C (plot)eutectic[zhu2012 C34, X11]
nifedipine, pure; 30% PVP; 40% PVP−9.0, −8.4, −7.95 kJ/mol at 20 °C (zero at ≈171, ≈148, ≈128 °C)Hoffman, plot readings[marsac2006b R12]
nifedipine, pure; 30% PVP; 40% PVP−5.45, −4.1, −2.7 kJ/mol at 100 °Cas above[marsac2006b R12]
felodipine with 3% PVP, PVP/VA, HPMCAS, PVAcmelting point of physical mixtures unchanged (140.7–142.9 °C against 141.5 °C)offset, 1 °C/min[kestur2010a R1]
bifonazole, nimesulide with 5% polymersTg rise 0.4–2.2 °CDSC onset[kestur2011 R6, C12]
nifedipine, felodipine, droperidol, pimozide, indomethacin, ketoprofenHoffman ΔGc 8.2, 6.1, 9.2, 11.0, 8.1, 4.1 kJ/mol25 °C[rumondor2009c M1, M6, M3, M2, M4, M5]
nifedipine vs felodipine crystalsmole-fraction solubility 0.05 vs 0.10 in NMP: larger lattice term for nifedipine25 °C[marsac2008a R10, C35]
nifedipine and felodipine in PVPFlory–Huggins activity ≈0.84 and ≈0.83 at Φ 0.2χ −3.8, −4.2[marsac2006a R19]
acetaminophen and flutamide with 10% polymerTm barely changed, so the driving force is similar for all polymersDSC[trasi2012a R9, C19; trasi2012b R7, C33]
celecoxib with TPGS and PVPTm 12 °C lower; a smaller driving force "could contribute" to slower growth near TmDSC, melt growth[mosqueragiraldo2014 R5.f, C33]
six compounds with PHBdriving force inferred unchanged from Tm and IR ("can be inferred")DSC; IR[sato2016 C18, X11]
indomethacin polymorphsdifferences in growth persist after a driving-force normalizationmelt growth[tian2017 R11, C24]
Pitfalls and disagreements

The class trend is not monotonic: class II, not class III, had the least negative ΔGv in the solvent screen [vaneerdenbrugh2010a X10]. Pair comparisons of viscosity can be confounded by driving force [baird2012 X9]. Indomethacin has a larger driving force than felodipine yet crystallizes more slowly during dissolution [alonzo2010 C42], and metastable vemurafenib β outgrows α despite α's larger driving force [lu2016 C52]. Low polymer levels barely change it, so polymer effects on growth are read as kinetic [kestur2010b C28]; thermodynamically stable dispersions are hard to achieve [marsac2009 C34]. For ibuprofen and fenofibrate in PEG the depression should lower the driving force, yet the onset in the dispersion is earlier than for the neat drug; the authors explain it by nucleation on crystalline PEG, not by the driving force [zhu2012 C34, C41]. The estimated solubilities of benzocaine (28%) and ibuprofen (25%) exceed the 20% loading, which the card's extractor notes as not discussed [zhu2012 X13, M3, M4]. The 40% PVP curve rests on a melting temperature not shown among the measured data [marsac2006b X5]. The unchanged-driving-force conclusion for 3% polymer uses the melting point of form I in physical mixtures while form II grows [kestur2010a X7]. The size of the lowering differs between the polymers (synthesis: contrast between papers): in PEG 3350 the melting point depression (benzocaine from around 89 to around 48 °C at the eutectic) is taken to make supercooling and driving force much smaller [zhu2012 C32, C33], whereas for PVP the predicted reduction is small [marsac2006b C41]. The driving force did not sort drugs by moisture-induced phase separation [rumondor2009c C32]. The supersaturation explanation of the nifedipine–felodipine ranking with water rests on NMP data and printed cosolvency fits that do not reproduce their points [marsac2008a X2, X4]. The celecoxib driving force was argued from Tm and not calculated [mosqueragiraldo2014 C33].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

tie line

Evidence table: tie line. Content from the release-mechanism chapter (2023–2025).

The line on a ternary phase diagram joining the compositions of two phases in equilibrium; every overall composition on it separates into the same two phases. Real drug–PVPVA–water systems are "likely" to have sloped tie lines deac2023b C31; associative separation gives positively sloped tie lines and segregative separation negatively sloped ones deac2023b C48. Hydrating a dispersion to the binodal gives a hydrophobic phase that is not in equilibrium with a dilute aqueous phase, and PVPVA diffuses out of it until the polymer/drug ratio reaches that of the dilute-solution binode on the tie line deac2023b C53. Measured in 2024 for MePHPH–PVPVA (sloping down) and PHPH–PVPVA (sloping up) from equilibrated mixtures; each drug's PC-SAFT binary parameter was fitted to its most dilute tie line [deac2024b R22, R23, P19].

Findings

Release mechanism and LoC: F27, F30.

Related concepts

joins two points of the binodal and ends at the critical point of the ternary phase diagram; used by the lever rule; its slope distinguishes associative phase separation from segregative phase separation.

Formulas

lever rule.

How it is measured or obtained

Not measured in the 2023 paper, where the slopes are drawn on schematic diagrams deac2023b X14; measured from equilibrated mixtures in 2024 [deac2024b R22, R23]. The binode compositions in dilute water are estimated from the polymer content of nanoparticles and of particles held in buffer deac2023b C52, R4, R5.

Values in the library
materialvalue or classconditionspaper ids
PHPH–PVPVA; MePHPH–PVPVA particlespolymer diffused out until about 72% and below 5% PVPVA, the hydrophobic binodal compositions48 h in buffer with PVPVAdeac2023b C52, R4, R5
MePHPH–PVPVA–waternegatively slopedmeasured and PC-SAFT[deac2024b R22]
PHPH–PVPVA–waterpositively slopedsame[deac2024b R23]
Pitfalls and disagreements

One schematic diagram of the 2023 paper uses horizontal tie lines although the text expects sloped ones deac2023b X14, C31. The binode drug loads stated in the text do not exactly match the nanoparticle data (PHPH "roughly 30" against about 22–30%) deac2023b X18. The tie line of the driest MePHPH mixture misses its total composition [deac2024b C31, X3].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

Tm − Tg temperature gap

The span between the melting point and the glass transition, the range a melt must cross to become a glass [trasi2014a C27]. If viscosity at Tg is similar for all compounds, a small Tm − Tg with a high viscosity at Tm means a high viscosity at the temperature of fastest growth and so a low maximum growth rate [trasi2014a C27].

Findings

F5, F12.

Related concepts

related to reduced glass transition temperature; related to melt viscosity and crystal growth rate.

Formulas

linear fit of melt viscosity on Tm − Tg.

How it is measured or obtained

From DSC Tm and Tg [trasi2014a M1; baird2012 M1].

Values in the library
materialvalue or classconditionspaper ids
ritonavir; tolazamide77; 154 °CDSC[baird2012 M34, M18]
chlorpropamide; celecoxib; ketoconazole108; 105; 105 °C, in classes I-B, II, IIIDSC[baird2012 M9, M14, M26]
slow and fast growth groups85–117 and 121–146 for drugs with viscosity dataDSC[trasi2014a R9]
class means I-A, I-B, II, III123 ± 11, 119 ± 11, 126 ± 20, 108 ± 16 °C, not significantly differentDSC[baird2012 R10]
Pitfalls and disagreements

The celecoxib Tm − Tg of 125 in one table conflicts with its own Tm and Tg (108) [trasi2014a X1], and the dibucaine row of another table repeats lidocaine [baird2012 X1]. The gap tracked growth groups but not the DSC classes (synthesis: compare R9 of trasi2014a with R10 of baird2012).

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

van't Hoff equation

The relation d\ln x/dT = \Delta H_f/(R\,T^2) between the temperature dependence of a mole-fraction solubility x and the heat of solution; in the PEG papers it is used to extrapolate the solubility of a drug along its liquidus to 25 °C [zhu2011 E3, P6; zhu2012 E3]. This draft covers the solubility use; the evidence table lists a different use of the relation in another subcategory.

Findings

F4.

Related concepts

measures drug solubility in polymer; uses liquidus temperature; related to ideal solubility.

Formulas

van't Hoff equation.

How it is measured or obtained

\ln x is plotted against 1/T along the drug liquidus of the phase diagram (Figs. 2–5 of zhu2011), a straight line is fitted by linear regression and extended below the PEG melting point to 25 °C, and the result is converted to weight percent [zhu2011 P6, E3]. The same route was used for fenofibrate from the supporting-information diagram [zhu2012 M2, E3].

Values in the library
materialvalue or classconditionspaper ids
benzocaine, chlorpropamide, ibuprofen, nilutamide, haloperidol, ketoconazole in PEG 335028, 26, 25, 11, 0, 0 wt% at 25 °Cextrapolated, supercooled liquid PEG[zhu2011 R5]
fenofibrate in PEG 33506 wt% at 25 °Cas above[zhu2012 M2]
Pitfalls and disagreements

The regression lines, the heats of fusion and the molar masses behind the extrapolation are not printed [zhu2011 E3]. In the second paper the equation is named only [zhu2012 E3]. The nilutamide estimate (11 wt%) is above its eutectic content (10 wt%), although an extrapolation along the liquidus to a lower temperature would normally give a lower value [zhu2011 X4]. (synthesis: the relation assumes a constant heat of solution, while the extrapolation runs from liquidus temperatures well above the PEG melting point down to 25 °C [zhu2011 R1, R2, R3, R4].)

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

water sorption correction of amorphous solubility

The factor e^{-I(a_2)} in Eq. 1, the activity of the amorphous drug once it has absorbed water to saturation; it is below 1 because water dilutes the amorphous drug, and lowers the predicted amorphous solubility ilevbare2013a C59, E1. The water-saturated supercooled liquid and the drug-rich phase made by LLPS have the same activity ilevbare2013a C61. The papers of 2017–2022 add that the water content of the ibuprofen-rich phase without polymer is negligible and has little impact on its amorphous solubility, and that the ibuprofen inputs of Eq. 1 come from H2O work while the measurements were in D2O ueda2021 R20; ueda2022 X6.

Findings

F5, F6.

Related concepts

computed with the Gibbs-Duhem equation from water sorption; enters the amorphous solubility; related to plasticization by water.

Formulas

amorphous solubility advantage with water-sorption correction, Gibbs-Duhem equation.

How it is measured or obtained

From a gravimetric water sorption isotherm of the amorphous drug (0–95% RH at the test temperature) by integrating the Gibbs–Duhem equation (the Murdande method) ilevbare2013a P2, P15; almeidaesousa2015 P7; indulkar2015 P7; mosqueragiraldo2015 P5; almeidaesousa2016 P8; hsieh2012 E5.

Values in the library
materialvalue or classconditionspaper ids
ritonavir; efavirenz; loratadine0.27; 0.44; 0.6037 °Cilevbare2013a M1, M2, M3
ketoconazole; indomethacin; felodipine0.28; 0.73; 0.8537 °Cilevbare2013a M8, M7, M9
ibuprofen to griseofulvin0.999, 0.997, 0.985, 0.932, 0.750, 0.69925 °Calmeidaesousa2015 M1, M2, M3, M4, M5, M6
clotrimazole; atazanavir0.82; 0.2237 °Cindulkar2015 M1, M2
telaprevir; CRH10.30; 0.75537 °C; 25 °Cmosqueragiraldo2015 M1; almeidaesousa2016 M1
atazanavirexp[−I(a)] 0.22; 5.2% moisture37 °Cindulkar2017a M2
Pitfalls and disagreements

The sorption isotherms and the integration are not shown, so the factor cannot be reproduced from the papers; only the ritonavir isotherm of the 2013 paper is shown ilevbare2013a M1, R7; mosqueragiraldo2015 X3. The griseofulvin and sorafenib water contents at water activity 1 are estimates with an unstated basis almeidaesousa2015 R8. For ibuprofen the predicted S0a/S0c lies below the measured one at every temperature, with D2O named as one possible reason ueda2022 R16, C37.

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

water sorption isotherm

Equilibrium water content of a solid against relative humidity (water activity) at fixed temperature; for amorphous solids it can be treated as dissolution of water and fitted with Flory–Huggins theory [rumondor2010a C16, E1].

Findings

F6, F7, F8, F23.

Related concepts

measures water sorption and hygroscopicity; analysed with Flory-Huggins interaction parameter.

Formulas

Flory-Huggins water sorption isotherm, ternary Flory-Huggins water sorption isotherm, additive moisture sorption.

How it is measured or obtained

Gravimetric vapour sorption (VTI SGA-100) at 25 °C, either stepwise 5–95% RH with a weight criterion or a fixed time per step (PVP 1000 min), or one RH per experiment held to a plateau (about 600 min for amorphous drugs, about 1000 min for dispersions) [konno2008 P7; marsac2008a P6, R3; rumondor2010a P2; marsac2010 P10].

Values in the library
materialvalue or classconditionspaper ids
PVP K29/32≈33 (75% RH), ≈75 g/100 g (95% RH)25 °C[konno2008 R8.a; rumondor2010a R1]
HPMC, HPMCAS≈10.4–10.9 and ≈6.2–6.3 g/100 g at 75% RH25 °C[konno2008 R8; rumondor2010a R1]
amorphous felodipine, indomethacin≈1.1 and ≈1.55 g/100 g at 75% RH25 °C[rumondor2010a R1.h]
felodipine–PVP 70 wt% PVP≈10.3 (65% RH) turning up to ≈55.5 wt% (95% RH)25 °C[marsac2010 R9]
amorphous ritonavir (outside)≈1.55% at 50% RH, rising, extrapolated linearly to 100% RH37 °Cilevbare2013a R7, E14
PVP, PVPVA, HPMCASisotherms at 25 °C, PVP far above the others at high RHcited[rumondor2010c R19]
resveratrol–PVP dispersion and physical mixture0–95% RH, mixture above dispersion at every step25 °C[wegiel2013b R19]

Evidence table: water sorption isotherm.

Pitfalls and disagreements

Equilibration protocols differ between polymers and papers (5 h at fixed RH gives about half the plateau value for 50% PVP; synthesis from 4.8 against ≈9.4 g/100 g [marsac2010 R10.b; rumondor2010a R2.d]). One paper reports different PVP water contents in two figures [konno2008 X2]. Isotherms appear to be single runs [rumondor2010a X12].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

water sorption

The uptake of water vapor by an amorphous drug as a function of relative humidity; amorphous solids sorb more than their crystals, and the uptake sets both the activity of the water-saturated amorphous drug and the wet Tg ilevbare2013a C23, C59. The papers of 2017–2022 add dynamic vapor sorption of melt-made ibuprofen/PVP-VA and ibuprofen/HPMC 603 ASDs at 99% RH, used to test whether extra water explains the stronger effect of PVP-VA ueda2021 P6, R17. New aspect (ASD process): in the evacetrapib papers of 2017, low-DL dispersions are held to absorb more water because they contain more polymer, which is why they separate on storage while high-DL films stay miscible [li2017 C42, C52]. In the coating papers it is the uptake of coated and uncoated ASD powders in dynamic vapour sorption, as isotherms at 40 or 37 °C and as kinetics at 90% RH over 2–3 h (see moisture barrier effect) [moseson2022a R8, R9; duong2022c R9; moseson2023 R7, R8; benson2025 R3]. PVPVA ASDs sorb over three times as much water as HPMCAS ASDs [benson2025 C42, R23]. New aspect (Physical stability): one-phase drug–polymer blends sorb less water than the weighted sum of their components, while blends that have separated sorb close to additively [rumondor2010a C10; rumondor2009c C24]. New aspect (Release mechanism and LoC): in the release papers of 2021–2022 water sorption of the dispersion is read as a proxy for the water that enters the hydrating compact. Neat PVPVA sorbs much water at high water activity, its Tg falls below room temperature and it gels and dissolves rapidly (cited) [que2021 C42]; a drug–polymer interaction that persists in water is proposed to lower the water uptake and so the polymer dissolution rate [que2021 C44]. Surfactants slightly raised the water uptake of atazanavir–PVPVA [correasoto2022b C25], and salt formation changed the uptake of amorphous lumefantrine by counterion [hiew2022b C10]. For HPMCAS-MF dispersions the drug was proposed to lower polymer release at higher buffer capacity by reducing the amount and rate of water the polymer absorbs, leaving a more viscous gel [bapat2023 C46]. Plasticizers changed the rate and extent of water vapour uptake of atazanavir–PVPVA dispersions only slightly, against suggestions that additives act through solvent ingress [correasoto2023 C34, C35].

Findings

Amorphous solubility and LLPS: F2, F5, F20. ASD process: F6, F4, F43, F45, F47. Physical stability: F6, F7, F23. Release mechanism and LoC: F15, F22, F24, F26.

Related concepts

input to the Gibbs-Duhem equation and to plasticization by water; determines the water sorption correction of amorphous solubility. Governed by hygroscopicity; drives moisture-induced phase separation. Measured by water sorption isotherm; marker of amorphous-amorphous phase separation. Sets plasticization by water and so the wet glass transition temperature; needed for polymer chain disentanglement.

Formulas

Gibbs-Duhem equation, water plasticization rule of thumb, additive moisture sorption, Flory-Huggins water sorption isotherm.

How it is measured or obtained

Gravimetric vapor sorption (SGA-100) at the test temperature, 0–95% RH, equilibrium criterion about 0.01% weight change; the isotherm of ritonavir was extrapolated linearly from the high-water region to 100% RH ilevbare2013a P15, E14; almeidaesousa2015 P7; mosqueragiraldo2015 P5. In the ASD process papers: water absorbed by ASD powder in DSC pans after 24 h over saturated K2SO4 (procedure not printed), % w/w dry basis [li2017 P14]; equilibrium sorption of polymer powders by dynamic gravimetric sorption (see hygroscopicity) [mugheirbi2017 P14]. In the moisture-induced separation papers: plateau uptake at fixed RH (about 600 min for amorphous drugs, about 1000 min for dispersions) or isotherms at 25 °C [marsac2008a R3; rumondor2010a P2; rumondor2009c P11]. In the release-mechanism papers: dynamic vapour sorption at 37 °C up to 95% RH [correasoto2022b R16] and at 5–95% RH for the neat amorphous salts [hiew2022b R4].

Values in the library
materialvalue or classconditionspaper ids
ritonavirabout 4.98% at 95% RH; 5.21% extrapolated to 100% RH (slope 0.075, intercept −2.290)37 °C, melt-quenchedilevbare2013a R7, E14
telaprevir4.31% at 95% RH; about 4.6% estimated at 100% RHmelt-quenched glassmosqueragiraldo2015 M1
clotrimazole; atazanavir1.4%; 5.2%amorphous, 37 °Cindulkar2015 M1, M2
griseofulvin; sorafenib2.7%; 1.8% at water activity 1 (estimated, basis not stated)25 °Calmeidaesousa2015 R8
atazanavir5.2% moisture, exp[−I(a)] 0.22amorphous, 37 °Cindulkar2017a M2
ibuprofen/HPMC 603 and ibuprofen/PVP-VA ASDs13.9 and 13.0% (1/1); 6.5 and 4.2% (4/1) after 200 min99% RH, 37 °Cueda2021 R17
ECP–PVPVA powdersabout 61% (PVPVA), 35% (10% DL), 4–7% (20–50% DL), 0.5–3.6% (60–100% DL)24 h, 97–98% RH[li2017 R25, X3]
felodipine, indomethacin, PVP, HPMC, HPMCASFlory–Huggins water parameters from isotherms25 °C[rumondor2010a R11]
clofoctol–PVP with 70% API or more; probucol–PVPresistance to moisture-induced separation attributed to too little moisture sorbed by the hydrophobic systems; no water content or sorption was reported for those filmsoutside[rumondor2011 C36, X6]
70 wt% PVP felodipine dispersionwater vapour sorption isotherm at 25 °Coutside[marsac2010 R9, R10]
erlotinib–HPMCAS 60% DL, uncoated against 5–25 nm coatedabout 5.7 against 5.4%DVS 40 °C, 75% RH[moseson2022a R8, R9]
ezetimibe–HPMCAS 50% DL, uncoated / thin / thickabout 5.65 / 5.83 / 3.17%DVS 37 °C, 95% RH[duong2022c R9]
PCZ–HPMCAS 25% DL, uncoated and coated 11 / 23 / 39 nmabout 4.7 / 4.3 / 3.7 / 1.2% at 30 minDVS 37 °C, 90% RH[moseson2023 R7]
PCZ–HPMCAS 50% DL, slow-deposited 26 nmabout 0.33% at 2 h against about 4.2–4.5%same[moseson2023 R8]
RTV–PVPVA 20% DL powdersabout 18.8–20.8% at 3 h; slow-coated 20.5 nm about 15.1%90% RH[benson2025 R3]
nifedipine; felodipine; with 25% PVP≈1.8; 1.1; 5.5; 4.6 g/100 g75% RH, 25 °C[marsac2008a R2]
felodipine–PVP 25%43–64% below additivity15–85% RH[rumondor2010a R7.b]
nifedipine-, pimozide-, droperidol–PVP5.9, 7.4, 0.2% from additivity (phase separated)95% RH[rumondor2009c R22]
indomethacin–PVP 75:254.9 vs 21.7 g/100 g predicted95% RH[rumondor2009c R22.g]
40% resveratrol–PVP dispersion≈1.8, ≈5.9, ≈8.7, ≈12.8% at 20, 60, 80, 95% RH, below its physical mixture at every step25 °C[wegiel2013b R19]
atazanavir–PVPVA 10%; with SDS or Span 8044%; 49% waterDVS, 37 °C, up to 95% RH[correasoto2022b R16]
amorphous lumefantrine salts≈6.6 (PEG 250 diacid 1:1), 3.3 (sulfate), below 2% (benzoate, besylate, tosylate, camsylate, HCl) at 95% RHDVS[hiew2022b R4]
lumefantrine salt–PVPVA dispersions35–55% water, higher at lower loading95% RH, 40 °C[hiew2022b R5]
HP-50-Na; amine salts of HP-50; HP-50≈42.4; ≈24.6–30.1; ≈9.7% water at 96 hpowders, 100% RH, 37 °C[qi2022 R11]
neat HPMCAS-MF; indomethacin and its methyl ester dispersionshighest extent and rate for the neat polymer; lower with indomethacin, lowest with the esterpowders, 95% RH, 37 °C, 12 h[bapat2023 R20, C31]
PVPVA; with 10% TBC; with 10% GTB≈41.8; ≈34.4; ≈32.0% water at 300 min95% RH, 37 °C[correasoto2023 R22]
Pitfalls and disagreements

The relative humidity to which the % moisture of the weak-base table refers is not stated indulkar2015 M1, M2. Linear extrapolation to 100% RH is an approximation ilevbare2013a E14. In the film papers, uptake was measured on bulk powders, not on the films imaged by TEM, and the values at 20–50% and 60–80% DL differ by only a few per cent although separation was seen to 80% DL [li2017 X8, R19]. The same explanation (too little moisture sorbed at high loading) is given for other hydrophobic drug–PVP systems without sorption data [rumondor2011 C36, X6]. The thin 50% ezetimibe coating protected for two years without lowering uptake [duong2022c X7]. The slow-sorbing posaconazole samples had not levelled off within 2 h [moseson2023 X17]. The two moisture papers normalise the deviation from additivity differently (against the prediction, against the measured value) [rumondor2010a E6; rumondor2009c E6]. No sorption was measured on the films in which nucleation and growth were counted [marsac2008a X12]. The lower uptake of the resveratrol dispersion is read as hydrogen bonds suppressing sorption, but bonding in the wet dispersion was not measured [wegiel2013b C37, X18]. The dispersion sorption curves of both papers are in SI not supplied [correasoto2022b R16; hiew2022b R5]. The excess-acid PEG 250 diacid (1:1) salt liquified at 95% RH [hiew2022b C10]. Among the HP-50 salts the sodium salt took up the most water without dissolving faster, which weakens hydration as the explanation of the salt effect [qi2022 X17, C35].

← Concepts and formulas

concept · as used in C. Amorphous solubility and LLPS

zeta potential

The electrical potential at the slipping plane of a particle or droplet in liquid; here a read-out of the charge that an adsorbed or ionized polymer gives a drug crystal or a drug-rich droplet [ilevbare2012b C25; jackson2014 C34].

Findings

F11, F15, F32, F33, F37, F44.

Related concepts

reports polymer adsorption to drug-rich droplets and polymer ionization; related to droplet coalescence.

Formulas

none.

How it is measured or obtained

Electrophoretic light scattering: ritonavir seeds (4.0 mg in 20 mL, 10 mM citrate, overnight at 37 °C) with 5 µg/mL CAP Adp 0.85; danazol droplets formed above the onset of phase separation with and without 10 µg/mL polymer [ilevbare2012b P8; jackson2014 P9]. n and the danazol concentration are not printed [jackson2014 X11].

Values in the library
materialvalue or classconditionspaper ids
ritonavir seeds with CAP Adp 0.85−27.2 mV (pH 3.8); −52.6 mV (pH 6.8)10 mM citrate, no polymer-free control[ilevbare2012b R8, X14]
danazol droplets: alone; PVP; HPMC; HPMC-AS−8.1; −5.3; −2.3; −13.7 mVpH 6.8 buffer, 25 °C[jackson2014 R23]
atazanavir nanodroplets (Bioperformance)HPMCAS and Eudragit L100 give a negative charge; HPMC and PVPVA neutral droplets; SDS negative, CTAB positivedonor additives, 37 °C[hate2022 R17, C38]
lumefantrine ASD filtrate (Physical stability)high particle charge, "most likely" from ionized polymer or drug at the interface50 mM pH 6.8 phosphate[trasi2020 R15, C20]
danazol droplets−8.1 mV alone; −3.5 (PVP), −2.2 (HPMC), −18.6 mV (HPMC-AS) at 1000 µg/mL25 °Cjackson2016 R18
telaprevir droplets, 1.86 mM bile salts−9.2 mV alone; about −40 to −53 mV180 µg/mLlu2017 R8
telaprevir seeds, 1.86 mM bile salts−7.7 mV alone; about −38 to −50 mV; no correlation with inhibitionpH 6.5[lu2017a R13, C25]
enzalutamide droplets, 45–120 µg/mL−9 to −18 mV alone; about −15.5 to −30 with HPMCAS; +9.5 to +15 with Eudragit E PO50 mM phosphate pH 6.5, 37 °Cwilson2021 R13
posaconazole droplets, 100 µg/mLabout −1 mV alone; −12.9, −10.8, −7.4 mV with HPMCAS L, M, HpH 6.5, 900 µg/mL polymershah2025 R15
Pitfalls and disagreements

The ritonavir zeta potentials were measured in citrate, not the 100 mM acetate and phosphate of the growth tests, and without a polymer-free control [ilevbare2012b X14]. The danazol shifts are read as polymer at the droplet surface ("indicating") but no polymer-free droplet charge by another method is given beyond the alone value [jackson2014 C34, R23]. Values within ±30 mV were read as steric rather than electrostatic stabilization ("most likely"), without following ripening over time wilson2021 C28.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

activity-based supersaturation ratio

Expression

SR = \frac{a}{a^{*}} = \frac{\gamma\,c}{\gamma^{*}\,c^{*}} indulkar2017a E9;

\ln\delta = \frac{\mu - \mu^{\circ}}{RT} = \ln\frac{a}{a^{\circ}} lu2017b E3;

from flux,

\frac{F}{F^{\circ}} = \frac{a}{a^{\circ}} = \delta lu2017b E6;

the ratio of flux slopes below the plateau gives the activity-coefficient ratio,

\frac{dF/dC}{\left(dF/dC\right)_{\mathrm{buffer}}} = \frac{\gamma}{\gamma_{\mathrm{buffer}}} lu2017b E7;

and the maximum value in a simple dilute solution,

\ln\delta_{\mathrm{Max}} = \ln\frac{C_{\mathrm{amorphous}}}{C_{\mathrm{crystalline}}} lu2017b E5.

In the Bioperformance papers the ratio is printed as

\ln S = \frac{\mu - \mu^{*}}{RT} = \ln\frac{a}{a^{*}} = \ln\frac{\gamma c}{\gamma^{*} c^{*}} raina2015c E5;

below the amorphous solubility, with a constant activity coefficient, it reduces to \alpha = C_i/C_S raina2014a E10.

In the bile-salt papers of 2016–2017 it is printed as

S = \frac{a}{a_{s^*}} = \frac{C\,\gamma}{C_{s^*}\,\gamma_{s^*}} [li2016a E3]

and again as \ln\delta = (\mu - \mu^{\circ})/RT = \ln(a/a^{\circ}) lu2017 E1.

In the Mesoporous silica papers it is printed as

\ln S = \frac{\mu - \mu^{*}}{RT} = \ln\frac{a}{a^{*}} = \ln\frac{\gamma C}{\gamma^{*} C^{*}} [dening2018 E5],

and in the same form [dening2019 E5].

In the ASD dissolution papers the activity is printed as the free drug concentration over the crystalline solubility,

a = \frac{C_i}{C_S} = S_i jackson2015 E2,

and the ratio as \ln S = \frac{\mu - \mu^{*}}{RT} [xie2015 E4].

Variables and units

symbolmeaningunits
a, a^{*} (or a^{\circ})activity of the drug in the solution and in a solution saturated with the crystaldimensionless [indulkar2017a E9; lu2017b E3; dening2019 E5]
\gamma, \gamma^{*}activity coefficients at the two statesdimensionless [indulkar2017a E9; dening2019 E5]
c, c^{*} (or C, C^{*})concentrations at the two statesµg/mL [indulkar2017a E9; dening2019 E5]
F, F^{\circ}mass flow rate of the solution and of the crystal-saturated solutionµg/min lu2017b E6
\deltafundamental (activity-based) supersaturationdimensionless lu2017b E3
\mu, \mu^*chemical potential in the solution and at saturation with the crystalJ/mol [raina2015c E5; dening2018 E5]
C_i, C_Sconcentration and crystalline solubilityµg/mL raina2014a E10
S; a_{s^*}, C_{s^*}, \gamma_{s^*}supersaturation as an activity ratio; activity, concentration and activity coefficient at crystalline saturation (2016 notation)dimensionless; µg mL⁻¹ for C_{s^*} [li2016a E3]
C_i (danazol notation), S_ifree drug concentration (from flux); supersaturation, equal to aµg/mL; dimensionless jackson2015 E2
R, Tgas constant, temperatureJ/(mol K), K [xie2015 E4]

Assumptions and valid domain

The concentration ratio equals SR only if γ/γ* = 1; flux is proportional to activity with D, S, h and γm constant and sink conditions; F° is the same with and without the additive; the buffer series (γ = 1 up to the amorphous solubility) calibrates media with unknown activity coefficient indulkar2017a C20, C37; lu2017b C11, C36, C37. Tested for atazanavir in SDS at 37 °C and for telaprevir with six bile salts at 37 °C indulkar2017a A1; lu2017b A1. The activity coefficient is constant between the crystalline and the amorphous solubility ("a reasonable assumption for these highly dilute solutions") raina2014a C34. Reduces to C/C_s only when the activity coefficients of the supersaturated and the saturated solution are equal, which surfactants can upset; the activity is taken from the membrane flux [li2016a E3, R39; lu2017 E1, E2]. In the Mesoporous silica papers the relation is used as an argument about adsorption rather than to compute a number. Because the chemical potential of dissolved drug equals that of drug in any phase in equilibrium with it, adsorption to silica is taken to lower the achievable chemical potential, so the driving force for desorption falls as S rises ("it appears", "it is clear") [dening2018 C56]. Conversely a higher S raises the drug's activity and the driving force for adsorption onto the high-energy silica surface ("can be proposed") [dening2019 C39]. In the ASD dissolution papers the activity is estimated as free concentration over crystalline solubility (cited) jackson2015 E2; the ratio is printed together with S = c/c^{*} for dilute solutions, without a stated assumption [xie2015 E4, E5].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2017aSRactivity and SRconc of atazanavir in 0–3.6 mg/mL SDSSRactivity about 65–70 at the amorphous solubility; SRconc 33–38 in SDSreproduces (1450 ÷ 45.6 = 31.8 against about 31.0 and 33.0 in Figs. 7a, 7b) indulkar2017a E9, R12, R13
lu2017bδ of telaprevir from fluxbuffer slope 1.011, R² 0.9928; δ about 28 at the boundary (22 with STCDC, SGCDC)reproduces (F° = 0.009 × 5.2 = 0.0468 µg/min; F ≈ 1.24 µg/min at 140 µg/mL gives δ ≈ 26.5; 148 ÷ 5.2 = 28.5) lu2017b E5, E6, R16, R18
lu2017bactivity-coefficient ratio from flux slopesslopes not printedinputs not printed lu2017b E7
other chaptersthe same relation printed as an activity ratio or a chemical-potential differencenoneprinted; not recomputed here raina2014a E10; raina2015c E5; jackson2015 E2; lu2017 E1; wilson2018 E7; elkhabaz2019b E2; indulkar2019b E1
raina2014aactivity of felodipine5.99/0.74 = 8.09 (text about 8); 2/0.74 = 2.70reproduces raina2014a E10
raina2015cdefining Snonenot applicable raina2015c E5
jackson2015danazol activity8.1/0.9 = 9.0 against about 8.9reproduces jackson2015 E2
wilson2018enzalutamideS printed "approximately 13" from the Table 2 ratiomismatch: 42/2.9 = 14.5; 13 matches the theoretical 39/2.9 wilson2018 E7, X2
elkhabaz2019batazanavir and posaconazole in six mediaread as J_{amph}/J_{eq}; \gamma not determinedinputs not printed elkhabaz2019b E2, C28
li2016aapparent S' = C/C_s with γ ratio set to 1, tested against mass flownevirapine S' 7.1–8.7; celecoxib printed 13.6 against 16.7 recomputedinputs not printed for γ; mismatch for celecoxib [li2016a E1, X1, X18]
lu2017δ 11.5 and 28.8 for telaprevir with six bile saltssee the flux-ratio formulacalibrated from flux lu2017 E1, R1
indulkar2018supersaturation in lecithin and SIF mediaSR = a/a^{*}, crystalline standard stateinputs not printed [indulkar2018 E1]
indulkar2019batazanavir in SDSas abovestated about 65, flux not shown indulkar2019b E1, X6
elkhabaz2021cited for atazanavir and posaconazole in six medianamed only54; 36 and 30 [elkhabaz2021 E8, R4]
duong2022bposaconazole in micellar mediaestimated from the concentration ratio with Km/w falling linearlyinputs not printed duong2022b E11
dening2018falling released fraction with dose from silicanoneinputs not printed [dening2018 E5]
dening2019adsorption onto silica rising with supersaturationnoneinputs not printed [dening2019 E5]
jackson2015maximum supersaturation of danazol dispersionseight bars equal free drug over 0.9 µg/mL; 90:10 HPMCAS and 50:50 HPMC do notreproduces in part jackson2015 R10, X3
xie2015definition of the driving force for celecoxib nucleationnonenot applicable [xie2015 E4, C43]

Where it fails or is disputed

F° is not shown and for SGCDC cannot be the same at 1.86 and 12 mM, so part of the offset between δ and C/C° reflects the solubility–flux mismatch lu2017b X7. The conversion needs a membrane that passes only dissolved drug indulkar2017a X9; lu2017b X8. Free-drug and SRactivity values at intermediate totals differ by up to about 40% between the two figures of the atazanavir paper indulkar2017a X12. Activity coefficients are not printed in the Bioperformance papers; with micelles or complexes \gamma/\gamma^* \ne 1 raina2015c C36. In the media study the gap between this ratio (read from flux) and the concentration ratio is the only access to \gamma/\gamma_{eq} (F18) elkhabaz2019b C21, C28. The concentration ratio fails for celecoxib with bile salts and HPMCAS, where the solubility rises but the mass flow does not; the activity coefficients are not printed [li2016a X18, E3]. The formula is also printed by ten papers outside the crystallization-from-solution chapter (see the evidence table). In the silica papers the chemical potential or activity of adsorbed drug and of drug in the adsorption samples was not measured, so both uses are arguments [dening2018 C56; dening2019 C39]. For the danazol dispersions the result depends on the crystalline solubility used, 0.9 or 1.0 µg/mL (about 10%) jackson2015 X15.

Concepts

activity-based supersaturation, supersaturation, maximum achievable supersaturation, chemical potential, thermodynamic activity, drug adsorption onto silica, free drug concentration. Findings. Amorphous solubility and LLPS: F16, F17. Bioperformance: F2, F3, F18. Crystallization from solution: F31, F32, F34, F40, F43. Mesoporous silica: F4, F8. Supersaturation from ASD dissolution: F4, F7.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

activity coefficient from solubility

Expression

\gamma_d = \frac{1}{x_d}\exp\left(\frac{-\Delta H_{fus,d}\,(T_{melt,d} - T)}{R\,T_{melt,d}^{2}}\right) [baird2011 E7],

obtained by combining the simplified solubility equation

\ln\left[\gamma_d\,x_d\right] = -\frac{\Delta G_{fus}}{R\,T} [baird2011 E5]

with the Hoffman relation

\Delta G_{fus} = \frac{\Delta H_{fus,d}\,(T_{melt,d} - T)\,T}{T_{melt,d}^{2}} [baird2011 E6].

Marsac and co-workers name the relation without printing it; the card's check finds the printed coefficients equal to the ideal solubility divided by the measured solubility within rounding for four drugs, that is \gamma = S^{ideal}/S [marsac2008b E2, X5].

Variables and units

symbolmeaningunits
\gamma_dactivity coefficient of the drug in PEG 400 (or water)dimensionless [baird2011 E7; marsac2008b E2]
x_dmole-fraction solubility of the drugdimensionless; converted from mg/mL by a relation that is not printed [baird2011 X4]
\Delta H_{fus,d}heat of fusion of the drugkJ/mol (24.5 for chlorpropamide) [baird2011 M1, E7]
T_{melt,d}, Tmelting temperature and temperature of the measurementK (399.85 and 298.15 for chlorpropamide at 25 °C) [baird2011 E7]
S^{ideal}, Smole-fraction ideal and measured solubilitydimensionless [marsac2008b E1, R14]

Assumptions and valid domain

The solubility in liquid PEG 400 is used as a proxy for the polymer, because activity coefficients in viscous, semicrystalline PEG 3350 are hard to determine [baird2011 C21]. A coefficient below 1 is read as favourable drug–PEG interaction only if the entropy of mixing is close to ideal [baird2011 C23; marsac2008b C14]. The temperature of the ideal solubility in Marsac and co-workers is not stated and the aqueous solubilities are cited at unstated temperatures [marsac2008b E1, X18]. Tested for four drugs in PEG 400 at 25 °C [baird2011 R9] and six drugs in PEG 400 and water [marsac2008b R14].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
baird2011\gamma of chlorpropamide, aceclofenac, loratadine, haloperidol in PEG 4000.614, 0.121, 2.369, 0.842printed; reproduces for chlorpropamide (0.614 at T = 298.15 K, T_{melt,d} = 399.85 K, \Delta H_{fus,d} = 24.5 kJ/mol, x_d = 0.250) [baird2011 E7, R9]
marsac2008b\gamma of six drugs in PEG 400 and in water0.02–0.64 in PEG 400; 1.2 × 10¹ to 5.3 × 10⁵ in waternamed only; four rows equal S^{ideal}/S within rounding [marsac2008b E2, R14, X5]

Where it fails or is disputed

With the mole fraction defined as n_d/(n_d + n_{PEG}) instead of moles of drug per mole of PEG 400 in 1 mL, the four coefficients of Baird and Taylor become 0.766, 0.149, 2.49 and 0.856, with the split at 1 unchanged [baird2011 X4]. Loratadine is called close to ideal although its solubility is about 0.42 of the ideal value [baird2011 X13]. The Table 3 caption cites Equations 5 and 7 for γ and χ, while the text uses 7 and 8 [baird2011 X12]. In the Marsac and co-workers table, naproxen's coefficients fit an ideal solubility of about 0.0045 instead of the printed 0.01, and felodipine's two coefficients fit different ideal solubilities [marsac2008b X5]. The coefficient was measured at 25 °C, far below the eutectic temperatures of the dispersions [baird2011 X16].

Concepts

activity coefficient, ideal solubility, drug solubility in polymer, enthalpy of mixing. Findings. F3, F11.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

activity from concentration

Expression

a_{i1} = x_i\,\gamma_{i1} ilevbare2013a E7;

a = C\,\gamma mosqueragiraldo2015 E5.

The papers of 2017–2022 print the same relation as

a = \gamma\,c indulkar2017a E8

and as

a = C\,\gamma lu2017b E2.

In the Bioperformance papers of 2014–2016 it is printed as

a = \gamma\,C raina2014a E7; raina2015c E4; alhalaweh2016 E2.

Variables and units

symbolmeaningunits
athermodynamic activity of the drugdimensionless mosqueragiraldo2015 E5
x_imole fraction of the componentdimensionless ilevbare2013a E7
Cconcentration of the drug in the donor solutionµg/mL mosqueragiraldo2015 E5
\gammaactivity coefficient in the bulk (donor) solutiondimensionless mosqueragiraldo2015 E5

Assumptions and valid domain

None stated for the definition; the amorphous solubility treatment assumes a constant activity coefficient in the dilute solution between the crystalline and the amorphous concentration ilevbare2013a C55; mosqueragiraldo2015 C10. In the Bioperformance papers γ equals 1 in a dilute solution without solubilizers; with micelles or protein it does not raina2015c C32, C36.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
ilevbare2013aactivity of a species equal in all phases at equilibriumnonenot applicable (no numerical output) ilevbare2013a E6, E7
mosqueragiraldo2015donor activity in the flux equationnone printedinputs not printed (γ) mosqueragiraldo2015 E5
indulkar2017afree atazanavir in SDS from the slope γ of free against total drugγ 0.998, 0.181, 0.086, 0.047 at 0, 1, 2, 3.6 mg/mL SDSreproduces (0.047 × 1450 µg/mL = 68 against about 70 plotted free) indulkar2017a E8, R11
lu2017bactivity of telaprevir in bile-salt medianone printedinputs not printed (γ) lu2017b E2
raina2014aflux proportional to activityγ not printednot applicable raina2014a E7
raina2015cwhy equal concentrations give different fluxγ not printednot applicable raina2015c E4
alhalaweh2016Caco-2 flux of ritonavir–atazanavir mixturesγ not printedinputs not printed alhalaweh2016 E2

Where it fails or is disputed

γ was not measured in either paper, so activity is only inferred, from the flux plateau mosqueragiraldo2015 C10; ilevbare2013a X15. γ in the micellar solutions is estimated with the ideal dilute solution as standard state and from a buffer calibration, not measured independently indulkar2017a R11, C18. In the Bioperformance papers γ was never measured directly. In the media study the activity-based and concentration-based supersaturation ratios agreed in buffers and diverged in micellar media, so γ/γ_eq departs from 1 there (F18) elkhabaz2019b C28, C42.

Concepts

thermodynamic activity, activity coefficient, membrane flux, micellar solubilization. Findings. Amorphous solubility and LLPS: F8, F12, F16. Bioperformance: F3, F18.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

additive moisture sorption

Expression

Printed in words in the two moisture papers (weight-averaged sum of the pure-component uptakes); written here in symbols:

\text{uptake}_{blend} = w_D\,\text{uptake}_D + w_P\,\text{uptake}_P [rumondor2009c E6; rumondor2010a E5]

as printed outside the subcategory:

M_{additive} = M_D w_D + M_P w_P li2018 E1

Variables and units

symbolmeaningunits
w_D, w_Pdry-basis weight fractions of drug and polymer– [rumondor2009c E6]
uptake, Mwater sorbed at the same RHg/100 g dry solid [rumondor2010a E5]

Assumptions and valid domain

The blend behaves like a physical mixture, every water-binding group keeping its ability [rumondor2010a C9]; components sorb independently [rumondor2009c E6].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
rumondor2009cmarker of moisture-induced separationwithin 0.2–7.4% of measured for separating dispersions; 121.7% and 341.5% off for mixed onesreproduces within 0.1 [rumondor2009c E6, R22]
rumondor2010ashortfall of one-phase blendsup to ≈64% (felodipine–PVP) below the sumreproduces from Fig. 1 readings [rumondor2010a E5, R7]
li2018 (outside)lopinavir dispersions with six polymersCA, EUD, CAP near additive; HPMCAS, HPMCP belowreproduces li2018 E1, C33

Where it fails or is disputed

It overestimates the uptake of one-phase blends by up to about two-thirds [rumondor2010a R7]. The two Rumondor papers express the deviation against different references (measured value, prediction) [rumondor2009c E6; rumondor2010a E6].

Concepts

water sorption, water sorption isotherm, amorphous-amorphous phase separation. Findings. F7.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

amorphous-crystalline free energy difference from heat capacity

Expression

With linear reversing heat capacities C_p^{sl} = aT + b and C_p^{c} = cT + d almeidaesousa2015 E6, E7, the crystal-to-supercooled-liquid change at T is

\Delta H_{c\to sl} = \Delta_{fus}H + \frac{aT^2 + 2bT}{2} - \frac{aT_m^2 + 2bT_m}{2} + \frac{cT_m^2 + 2dT_m}{2} - \frac{cT^2 + 2dT}{2} almeidaesousa2015 E9,

\Delta S_{c\to sl} = \frac{\Delta_{fus}H}{T_m} + (T_m - T)(c - a) + \ln\left(\frac{T_m}{T}\right)(d - b) almeidaesousa2015 E10,

\Delta G_{c\to sl} = \Delta H_{c\to sl} - T\,\Delta S_{c\to sl} almeidaesousa2015 E11.

A glass version uses C_p^{g} = eT + f below Tg almeidaesousa2015 E8, E12, E13, E14. The integral form printed for telaprevir is

\frac{\Delta G_{a\to c}}{RT} = \frac{\Delta H_f}{RT}\left(1 - \frac{T}{T_m}\right) + \frac{1}{RT}\int_{T_m}^{T}\Delta C_p\,dT - \frac{1}{R}\int_{T_m}^{T}\frac{\Delta C_p}{T}\,dT mosqueragiraldo2015 E3.

Variables and units

symbolmeaningunits
a, b; c, d; e, flinear fit parameters of the reversing Cp of supercooled liquid, crystal, glassJ mol⁻¹ K⁻¹ and J mol⁻¹ K⁻² almeidaesousa2015 E6, E7, E8
\Delta_{fus}H, T_menthalpy of fusion, melting temperaturekJ/mol, K almeidaesousa2015 E9
\Delta H, \Delta S, \Delta Gconversion enthalpy, entropy, free energy at TkJ/mol, J mol⁻¹ K⁻¹, kJ/mol almeidaesousa2015 R12

Assumptions and valid domain

Cp linear in temperature over the range of interest (shown for tolnaftate only); un-ionized, non-solvated crystal that melts without degradation; only the reversing Cp is used because the entropy change is the reversibly exchanged heat divided by T almeidaesousa2015 C10, C11, E17. For much larger undercooling the form with a 1/T^2 term is better almeidaesousa2015 E5, C10.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
almeidaesousa2015six drugs at 25 °C; sorafenib and griseofulvin also to the glassΔG 3.56–10.34 kJ/mol (to supercooled liquid); 11.37 and 10.38 kJ/mol (to glass)ΔG = ΔH − TΔS reproduces from Table 7 (9.39 kJ/mol for griseofulvin); parameters a–f not printed almeidaesousa2015 E11, R11, R12
mosqueragiraldo2015telaprevir at 37 °C97 ± 8 and 189 ± 16 µg/mL through Eq. 1ΔCp values not printed mosqueragiraldo2015 E3, R13
almeidaesousa2016CRH15.85 and 5.95 kJ/molmethod named only, parameters not printed almeidaesousa2016 E5, M1

Where it fails or is disputed

The method's superiority is concluded on the hypothesis that the onset is governed by the supercooled liquid, and neither ΔG nor the amorphous solubility was determined independently almeidaesousa2015 X4. Eq. 4 is printed with a symbol clash with Eqs. 5–7 and is not used almeidaesousa2015 X13.

Concepts

amorphous-crystalline free energy difference, supercooled liquid, structural relaxation. Findings. F7.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

amorphous solubility advantage from free energy difference

Expression

\ln x_{SL,L_1} = \ln x_{C,L_1} + \frac{\Delta G_{a\to c}}{RT} ilevbare2013a E5;

\frac{\mu_1^{\circ} - \mu_{1c}^{\circ}}{RT} = \ln\frac{S_a}{S_c} trasi2015a E1;

\frac{S_{amorphous}}{S_{crystalline}} \approx \frac{a_{amorphous}}{a_{crystalline}} = \exp\left[\frac{\Delta G_c}{RT}\right] [hsieh2012 E4; hsieh2014 E3].

The ASD dissolution papers print it as

\Delta G_c = RT\ln\frac{a_{\mathrm{amorphous}}}{a_{\mathrm{crystalline}}} \approx RT\ln\frac{S_{\mathrm{amorphous}}}{S_{\mathrm{crystalline}}} [konno2008a E1];

\frac{\sigma^{\mathrm{amorph}}}{\sigma^{\mathrm{crystal}}} = e^{\Delta G/RT} [alonzo2011 E2];

\frac{S_A}{S_C} = \exp\left(\frac{\mu_A - \mu_C}{RT}\right) li2018 E2;

\Delta G = -RT\ln\left(\frac{C_a}{C_s}\right) duong2022a E1.

Variables and units

symbolmeaningunits
x_{SL,L_1}, x_{C,L_1}mole-fraction solubility of the supercooled liquid and of the crystal in waterdimensionless ilevbare2013a E3, E4
\Delta G_{a\to c}free-energy difference amorphous–crystalilevbare2013a E2
\mu_1^{\circ}, \mu_{1c}^{\circ}chemical potential of pure amorphous (supercooled liquid) and crystalline drugtrasi2015a E1
S_a, S_camorphous and crystalline solubilityµg/mL trasi2015a E1, R1
S_{amorphous}, S_{crystalline}solubility of the amorphous and crystalline formsµg/mL hsieh2012 E4
a_{amorphous}, a_{crystalline}thermodynamic activity of the solid formdimensionless hsieh2012 E4
\Delta G_cfree-energy difference between the forms (Hoffman equation)kJ/mol [hsieh2014 E3]
R, Tgas constant; temperatureJ mol⁻¹ K⁻¹; K
\sigma^{\mathrm{amorph}}, \sigma^{\mathrm{crystal}}solubility of each form (2011 notation)µg/mL [alonzo2011 E2]
S_A, S_Camorphous and crystalline solubility (2018 notation)µg/mL li2018 E2
\mu_A, \mu_Cchemical potential of the drug in the amorphous and the crystalline solidJ/mol li2018 E2
\Delta G; C_a, C_sfree-energy difference; amorphous and crystalline solubility (2022 notation)J/mol; µg/mL duong2022a E1

Assumptions and valid domain

The activity coefficient is constant between the crystalline and amorphous concentration; the amorphous phase is a supercooled liquid; the first form omits the water term, which amorphous solubility advantage with water-sorption correction adds ilevbare2013a C55, C58; trasi2015a C36. In the activity form the ratio of solubilities equals the ratio of activities; water mixing into the amorphous phase is neglected, which can lower the amorphous solubility by up to 2-fold [hsieh2014 R17]. Used at 25 and 37 °C. In the ASD dissolution papers the activity ratio is approximated by the solubility ratio [konno2008a E1]; solute–solvent interactions are taken as equal for both solid forms, which the 2011 authors call "unlikely to be true" for a dispersion [alonzo2011 C6, C41]. The drug activity coefficient in solution varies little between the crystalline and the amorphous solubility, and the amorphous form and the solution equilibrate; crystallization, water ingress and glass relaxation hamper that equilibrium li2018 C41.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
ilevbare2013afirst approximation of the amorphous solubility, ritonavirnone printednot applicable (no numerical output) ilevbare2013a E5
trasi2015adefines the amorphous-to-crystalline solubility ratioritonavir 15–16, lopinavir 6.0–6.4, paclitaxel hydrate 85–94, felodipine 7–8 (extractor arithmetic)not applicable; ratios from Table 1 trasi2015a E1, X12
hsieh2012uncorrected amorphous solubility of five basesratios 22.2, 11.9, 20.4, 54.6, 7.0ratios reproduce from printed solubilities (24.4/1.1 = 22.2) hsieh2012 E4, R10
hsieh2014glyburide and warfarinabout 60 and 48reproduces 59.9 and 47.7 at 25 °C [hsieh2014 E3, R16]
konno2008afelodipine at 37 °Cratio about 10: 10 × 0.94 = 9.4 against printed about 9.5 µg/mLreproduces within rounding [konno2008a E1]
alonzo2011felodipine at 37 °Cratio about 9 implies ΔG = RT ln 9 ≈ 5.67 kJ/molinputs not printed [alonzo2011 E2]
alonzo2011flux of pure amorphous felodipine against crystalratio 8.5close to the estimate [alonzo2011 R14, C40]
li2018lopinavir, pH 3, 25 °Cmeasured S_A/S_C = 17.4/3.1 = 5.6; \mu_A - \mu_C not printedinputs not printed li2018 E2, R1 (synthesis: RT\ln 5.6 ≈ 4.3 kJ/mol at 298 K)
duong2022aturning a Hoffman free-energy estimate into a delamanid solubility ratiomeasured ratio 42.3 at pH 6.5 against 31.8 estimatedthe two equations are used together; no ΔG value is printed duong2022a E1, E2, R27

Where it fails or is disputed

The paclitaxel ratio lies outside the 5–50-fold range quoted in the introduction and rests on a hydrate trasi2015a X12, R18. The ketoconazole estimate (54.6-fold) is 2.6 times the measured supernatant, and the water correction brings it to 15.3-fold hsieh2012 X2, R10.d. For warfarin with Eudragit E100 the polymer-free supersaturation of 60.5 exceeds the 48-fold ceiling [hsieh2014 X4]. A dispersion and the pure amorphous drug need not give the same solution activity; their measured equality for felodipine "may be purely coincidental" [alonzo2011 C45, C48]. For lopinavir the measured ratio is used; the free-energy difference from thermal data is printed but not applied to data li2018 E3, C43. The delamanid ratio was measured in PBS pH 6.5, where both solubilities are very low (0.76 and 0.018 µg/mL), so small absolute errors move the ratio duong2022a R1.

Concepts

amorphous solubility advantage, chemical potential, amorphous solubility, Hoffman equation. Findings. Amorphous solubility and LLPS: F6, F11. Crystallization from solution: F2. Supersaturation from ASD dissolution: F7, F18, F23.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

amorphous solubility advantage with water-sorption correction

Expression

C_{\mathrm{amorphous}} = C_{\mathrm{eq}}\,\exp\left(-I(a_2)\right)\,\exp\left(\frac{\Delta G_{a \to c}}{RT}\right) ilevbare2013a E1;

the same relation is printed with \Delta G_{c\to a} and the activity term written e^{-I(a_2)} almeidaesousa2015 E1; mosqueragiraldo2015 E1; almeidaesousa2016 E1. For weak bases it is printed as

C_A = \exp\left[-\frac{\Delta G}{RT}\right]\exp\left[-I(a)\right]C_T indulkar2015 E2,

where C_T is the crystalline solubility at the pH of interest. The free energy factor must exceed 1 in every form on this page: \Delta G_{a\to c} and \Delta G_{c\to a} are positive magnitudes, as in Ueda 2024 (Eq. 2), and the forms printed with -\Delta G/RT give the reported ratios only with \Delta G taken as negative. The mole-fraction form of the 2013 appendix is

\ln x_{SL,L_1} = \ln x_{C,L_1} + \frac{\Delta G_{a\to c}}{RT} + \ln\left(x_{SL,L_2}\,\gamma_{SL,L_2}\right) ilevbare2013a E11.

The papers of 2017–2022 print the relation in the same form for atazanavir,

S_{\mathrm{pred}} = \exp\left(\frac{-\Delta G}{RT}\right)\exp\left(-I(a)\right)S_{\mathrm{xtal}} indulkar2017a E3,

for ibuprofen as

C_{\mathrm{amorphous}} = C_{\mathrm{eq}}\,e^{-I(a_2)}\,e^{\Delta G_{c\to a}/RT} ueda2021 E1,

and as a ratio

\frac{S_a^{0}}{S_c^{0}} = e^{-I(a_2)}\,e^{\Delta G_{c\to a}/RT} ueda2022 E1.

In the Bioperformance papers the ratio form for an unionized solute is

\frac{\sigma_a}{\sigma_c} = e^{-I(a_2)}\, e^{\Delta G/RT} raina2014a E5; raina2015c E2.

With ionization terms the general form is \sigma_a/\sigma_c = [(1-\alpha^x)/(1-\alpha^a)]\,e^{-I(a_2)}\,e^{(\mu_2^a - \mu_2^x)/RT} raina2014a E4. The clotrimazole paper prints C_{amorph} = \exp(-\Delta G/RT)\exp(-I(a))\,C_{crystal} with an unstated sign convention for ΔG indulkar2016 E15, X11.

The crystallization-from-solution papers print it as

\frac{S_{amorphous}}{S_{crystalline}} = \exp[-I(a_2)]\cdot\exp\left[\frac{\Delta G_c}{RT}\right] hsieh2012 E6;

C_{amorphous} = C_{eq}\,\exp[-I(a_2)]\,\exp\left[\frac{\Delta G_{a\to c}}{RT}\right] [ilevbare2012b E8; ilevbare2013b E2; ilevbare2013c E6];

\frac{\sigma^{amorph}}{\sigma^{crystal}} = e^{-I(a_2)}\,e^{\Delta G/RT} [jackson2014 E1].

Variables and units

symbolmeaningunits
C_{amorphous}predicted amorphous solubilityµg/mL ilevbare2013a E1
C_{eq}, C_Tcrystalline solubility in the test mediumµg/mL ilevbare2013a E1; indulkar2015 E2
e^{-I(a_2)}activity of the amorphous drug saturated with water, from the Gibbs–Duhem treatment of the sorption isothermdimensionless, 0.22–0.999 indulkar2015 M2; almeidaesousa2015 M1
\Delta Gfree-energy difference between amorphous (supercooled liquid or glass) and crystalkJ/mol, from the Hoffman or heat-capacity route almeidaesousa2015 E2, E11, E14
R, Tgas constant (8.314 J mol⁻¹ K⁻¹ in the checks), temperature298.15 or 310.15 K almeidaesousa2015 E1; ilevbare2013a E1
\sigma_a, \sigma_camorphous and crystalline solubilityµg/mL raina2014a E5
e^{-I(a_2)} for felodipine, nifedipinefactor for the activity lowered by absorbed water0.74–0.83 raina2014a R7
S_{amorphous}, S_{crystalline}; \sigma^{amorph}, \sigma^{crystal}amorphous and crystalline solubility (2012 and 2014 notation)µg/mL [hsieh2012 E6; jackson2014 E1]
I(a_2)Gibbs–Duhem integral from the water sorption isotherm of the amorphous soliddimensionless hsieh2012 E5

Assumptions and valid domain

The amorphous drug is treated as a supercooled liquid (or a relaxed glass), the drug activity coefficient in the dilute solution is the same at the crystalline and the amorphous concentration, and water absorption is accounted for by the Murdande correction ilevbare2013a C55, C58, C59; indulkar2015 C43. It was tested for un-ionized drug at 25 and 37 °C in buffers and water without solubilizers, and for CRH1 with 20 µg/mL HPMC at pH 4.6 ilevbare2013a R8; almeidaesousa2015 R11; almeidaesousa2016 R2. In raina2014a the solute is unionized, ΔG is the Hoffman estimate, and the water uptake from gravimetric sorption is extrapolated to water activity 1 raina2014a C9, C10, P4. In the crystallization-from-solution papers the activity ratio of the two solid forms is taken as the solubility ratio, water taken up by the amorphous solid lowers its activity, and ΔG comes from the Hoffman approximation [hsieh2012 E4, E5, E6; jackson2014 E1, E2]; tested at 25 and 37 °C for drugs with Tm 117–242 °C.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
ilevbare2013aeight drugs, 37 °C4.0–133.3 µg/mL; ritonavir 39.2 in water, 20.6 in bufferreproduces within about 5% for ketoconazole, clotrimazole, felodipine, clozapine, not for ritonavir (32.9 against 39.2), efavirenz, loratadine, indomethacin ilevbare2013a E1, X1
almeidaesousa2015six drugs, 25 °CHoffman 0.272–402.29, Cp supercooled liquid 0.325–356.44 µg/mLreproduces (ibuprofen, Hoffman: 29.29 × 0.999 × exp(3240/(8.314 × 298.15)) = 108.1 against 108.16) almeidaesousa2015 E1, R11
indulkar2015clotrimazole, atazanavirratios about 9.2 and 62; 4.9 and 64.9 µg/mLprinted sign mismatch: exp[−ΔG/RT] gives 0.072 for clotrimazole; exp[+ΔG/RT] gives 9.30 and 62.2 indulkar2015 E2, X1
mosqueragiraldo2015telaprevir, 37 °C245 ± 5 (Hoffman), 189 ± 16 (Cp glass), 97 ± 8 µg/mL (Cp supercooled liquid)Hoffman route reproduces (about 241–246 µg/mL); Cp routes cannot be checked mosqueragiraldo2015 E1, E3
almeidaesousa2016CRH1, pH 6.8 and pH 4.6 + HPMC9.0–10.0 and 11.2–12.5 µg/mLreproduces for all six values almeidaesousa2016 E1, R2
indulkar2017aatazanavir, 37 °Cratio 62 and 68 µg/mL printed; Table I inputs give about 62 with 0.22 read as exp[−I(a)], about 228 read as I(a) (synthesis)reproduces with that reading; the printed sign is inverted indulkar2017a E3, X1; indulkar2015 M2
ueda2021ibuprofen, pH 2.0 (D2O), 37 °C151 µg/mL against 154 µg/mL measuredinputs not printed (ΔG and I(a2) are in ref 20); a combined factor of 3.50 follows from 43.1 µg/mL (synthesis: 151 ÷ 43.1) ueda2021 E1, R6, R2
ueda2022ibuprofen in buffer, 25–60 °Cpredicted ratio about 3.7 → 1.3 (20 → 65 °C); measured 5.8 → 2.5inputs not printed; predicted below measured at every temperature ueda2022 E1, R16
raina2014afelodipine, nifedipine0.74 × 10.92 × 0.74 = 5.98 (printed 5.99); 10.00 × 8.78 × 0.82 = 72.0reproduces raina2014a E5
raina2015csame drugs, FaSSIFFaSSIF estimate assumes the buffer ratioinputs not printed raina2015c E2
indulkar2016clotrimazolefactor in square brackets in the paperinputs not printed indulkar2016 E15
wilson2018enzalutamideprinted about 39 µg/mL (C_eq 2.9, I(a2) 0.69, ΔG 7594 J/mol from ΔH_f 33,820 J/mol, Tm 470 K, T 310 K)mismatch: recomputed 27.7 µg/mL wilson2018 E2, X1
hsieh2012five type 2 basesratios 12.3, 9.8, 16.7, 15.3, 4.3inputs not printed; ratios reproduce from printed solubilities hsieh2012 E6
ilevbare2012britonavir20.6 µg/mL from Ceq 1.3, ΔHf 60.4 kJ/mol, Tm 121 °Cinputs not printed (I(a2)) [ilevbare2012b E8, R1]
ilevbare2013bcelecoxib, efavirenz, ritonavir22.6, 19.8, 20.6 µg/mLinputs not printed [ilevbare2013b E2]
ilevbare2013csame, starting concentrationssameinputs not printed [ilevbare2013c E6, R2]
jackson2014danazolexp[−I(a2)] 0.935; ratio 19.6 printedmismatch: 15.4 recomputed [jackson2014 E1, X1]
raina2015be^(−I(a2)) e^(ΔG/RT) for six dihydropyridinese^(−I(a2)) 0.74–0.91; estimates 0.5–48 µg/mL in buffermismatch: felodipine 5.93 recomputed against 6.68 µg/mL [raina2015b E2, X2]
jackson2016amorphous solubility of danazol from crystalline solubility, DSC data with heat capacity and moisture sorption7.8 µg/mL (earlier 16)named only; thermal inputs not printed jackson2016 E3, R3
duong2022bposaconazole at pH 7.0C_A = \exp[-\Delta G/RT]\exp(-I_a)C_T as printed; ratio 37.9 with activity factor 0.33estimate 10.22 against 9.08 µg/mL measured; exponent sign and ratio not reproducible (extractor: about 26.5) duong2022b E2, R7, X2

Where it fails or is disputed

Tolnaftate's onset is 1.72 times its prediction and clotrimazole's about 1.6 times almeidaesousa2015 X5; indulkar2015 X6. The Hoffman route overshoots for telaprevir mosqueragiraldo2015 C23. The inputs of the 2013 predictions are not stated unambiguously ilevbare2013a X3. The atazanavir ratio of 62 follows from the printed inputs only with 0.22 read as exp[−I(a)], although Table I heads it I(a) indulkar2017a X1; indulkar2015 M2; the ibuprofen prediction rests on H2O inputs while the measurements are in D2O ueda2022 X6; the calculation cannot be made for pazopanib, which degrades on melting sugihara2018 C17. The sign convention of ΔG differs between papers indulkar2016 X11; indulkar2015 E2. The estimate failed in FaSSIF raina2015c C18 and for telaprevir mosqueragiraldo2015 C24. The enzalutamide estimate cannot be reproduced from its printed inputs (F1) wilson2018 X1. The danazol ratio does not follow from the printed inputs, and for the five weak bases the matching estimate changes with the compound (uncorrected for clotrimazole and loratadine, corrected for clozapine) [jackson2014 X1; hsieh2012 X2]. The measured value is lower than the calculated one when the drug crystallizes first (celecoxib 2.5 against 22.6 µg/mL) [ilevbare2013c R2]. The amorphous samples for sorption and for dissolution were prepared differently [ilevbare2013c X17]. The dihydropyridine ratios differ between media in ways the equation does not allow, and the Fig. 9 bars differ from Table 3 for felodipine and nifedipine [raina2015b X1, X2]. The posaconazole paper prints the exponent with a minus sign, which would give an amorphous solubility below the crystalline one duong2022b X2.

Concepts

amorphous solubility advantage, amorphous solubility, water sorption correction of amorphous solubility, amorphous-crystalline free energy difference, Hoffman equation, ionization, Gibbs-Duhem equation. Findings. Amorphous solubility and LLPS: F5, F6, F7, F10, F16, F18, F21. Bioperformance: F1, F23. Crystallization from solution: F2, F21, F22.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

amorphous-to-crystalline solubility ratio

Expression

\frac{\sigma_a}{\sigma_c} = \frac{\text{LLPS onset concentration}}{\text{crystalline solubility in the same medium}} raina2015c E8, printed in words.

The ASD dissolution papers print it from the free-energy difference,

\frac{\sigma^{\mathrm{amorph}}}{\sigma^{\mathrm{crystal}}} = e^{\Delta G/RT} [alonzo2010 E1],

and in words as the measured ratio, \mathrm{ratio} = S_{\mathrm{amorphous}}/S_{\mathrm{crystalline}} trasi2016 E1 and \mathrm{A/C} = S_{\mathrm{amorphous}}/S_{\mathrm{crystalline}} [alvarenga2025 E1]; [nguyen2023c E2] uses the same ratio as the supersaturation at the amorphous solubility.

Variables and units

symbolmeaningunits
LLPS onsetconcentration of the extinction rise (the amorphous solubility)µg/mL
crystalline solubilityshake-flask value in the same mediumµg/mL
\sigma^{\mathrm{amorph}}, \sigma^{\mathrm{crystal}}solubility of amorphous and stable crystalline formµg/mL [alonzo2010 E1]
\Delta Gfree-energy difference, from the Hoffman equationJ/mol [alonzo2010 E1]

Assumptions and valid domain

The onset represents the amorphous solubility raina2015c C13. The ratio is not a constant of the drug but depends on medium and polymer (F4). In the 2010 dissolution paper it is used as printed, with \Delta G from the Hoffman equation and the measured crystalline solubility [alonzo2010 P12]. For tacrolimus the amorphous solubility is the value after ultracentrifugation trasi2016 E1.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
raina2015cfelodipine in three media177.3/39.3 = 4.51; 214.6/42.8 = 5.01; 10.4/1.1 = 9.45 (printed 9.2)reproduces except buffer raina2015c E8, X2
alonzo2010felodipine 37 °CΔG 5729 J/mol, ratio 9.22reproduces [alonzo2010 E1]
trasi2016tacrolimus monohydrate49/1.4 = 35.0reproduces: 35.0 against printed approximately 35 trasi2016 E1, R16
lu2017btelaprevir148/5.2 = 28.5reproduces lu2017b E5
purohit2019tacrolimus, maximum supersaturationprinted about 33mismatch: 50/1.4 = 35.7 with the text value, 50/1.5 = 33.3 with the figure-caption value [purohit2019 E2, X1]
ueda2020aatazanavir, nifedipine, clozapine, ketoconazole with HPMCAS gradestwelve ratios in Table 1eleven reproduce; clozapine with AS-LF printed 5.9, recomputed 219.0/22.0 = 9.95 ueda2020a E1, X1
nguyen2023apretomanid in seven mediaprinted 6.0 in FaSSIF V1mismatch: 308/53.8 = 5.72; buffer pH 6.5 reproduces (166.1/16.2 = 10.25, printed 10.2) [nguyen2023a E3]
alonzo2010indomethacin, 37 °Cratio 12.17 × 3 µg/mL = 36.5 against about 37 µg/mLreproduces [alonzo2010 E2]
alonzo2010indomethacin, 25 °Cratio 15.75 gives 15.8–23.6 against printed 17–25 µg/mLmismatch [alonzo2010 X2]
que2018paclitaxel, pH 6.8, 37 °C31.6/0.36reproduces: 87.8 against printed 88 [que2018 R1, R2]
duong2022adelamanid at pH 6.50.76/0.018reproduces: 42.2 against printed 42.3 duong2022a R1, R27
nguyen2023cdelamanid at pH 1.6 and 6.5154.5/10.2 and 0.76/0.018reproduces: 15.1 and 42.2 against printed 42 at pH 6.5 [nguyen2023c R1, R2]
alvarenga2025praziquantel in nine media, racemate and R-enantiomer5.6–7.7 and 4.0–5.8reproduces for PBS pH 6.5: 1.17/0.16 ≈ 7.3 and 1.39/0.23 ≈ 6.0 [alvarenga2025 R1, E1]
polyzois2024praziquantel at pH 6.51.4/0.2826 and 1.1/0.1964reproduces: ≈5.0 and ≈5.6 against the authors' "around fivefold" [polyzois2024 R1, R2, R17]

Where it fails or is disputed

The text writes the ratio as σc/σa in two places raina2015c X3. The buffer value follows only from an unrounded solubility of about 1.13 µg/mL raina2015c X2. The ratio fell with HPMCAS-HF and with micelles in the medium, although the flux advantage did not (F18, F19) ueda2020a C17; elkhabaz2019b R8, R9. The 25 °C indomethacin range of the 2010 paper does not reproduce; the comparisons drawn from it keep their direction [alonzo2010 X2]. The ratio is lower for the praziquantel enantiomer than for the racemate because its crystal is more soluble, not because its amorphous solubility is lower, so a larger ratio does not mean more dissolved drug [alvarenga2025 R1]. The text of the praziquantel paper of 2025 gives "approximately 8- and 6-fold", above every tabulated value for the enantiomer [alvarenga2025 X4]. For delamanid the ratio holds only at the pH at which both solubilities were measured; it falls to about 15 at pH 1.6 [nguyen2023c R1, R2].

Concepts

amorphous solubility advantage, amorphous solubility, Hoffman equation. Findings. Bioperformance: F1, F4, F18, F19. Supersaturation from ASD dissolution: F1, F4, F22, F23, F25, F28, F29.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Barandiaran-Colmenero critical cooling rate

Expression

\ln(\text{rate}) = A - \frac{B}{(\Delta T)^2},\quad \Delta T = T_m - T_{crys,max} [baird2010 E1];

R_{crit} = \exp(A) [baird2010 E2; baird2013 E1], with A the intercept of \ln(\text{cooling rate}) regressed on 1/(\Delta T)^2 [baird2013 E3].

Variables and units

symbolmeaningunits
\text{rate}cooling rateK min⁻¹ [baird2010 E1]
\Delta Tundercooling at the crystallization peak on cooling, T_m - T_{crys,max}K [baird2010 E1; baird2013 E4]
A, Bintercept and slope of the regressionB in K² [baird2010 E1]
R_{crit}critical cooling rate, ΔT extrapolated to infinityK min⁻¹ [baird2010 E2; baird2013 E1]

Assumptions and valid domain

Undercooling must rise by an experimentally significant amount with cooling rate [baird2010 E1]; a higher cooling rate must lower the crystallization temperature [baird2013 C17]. Fitted over 5–20 °C/min [baird2010 R13] and over about 5 to above 500 °C/min [baird2013 X16].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
baird2010Rcrit of 19 class I moleculesr² 0.74–0.99 for 7 and below 0.55 for 12; Rcrit from 20 K/min (haloperidol) upwardreproduces (carbamazepine B 701 against 708, A 4.75 against 4.8; haloperidol \exp(3.0) = 20.1) [baird2010 R13, E1, E2]
baird2013Rcrit,cool of class I-A from 5–800 °C/min2.7 × 10³ (phenacetin) to 8.1 × 10³ K/min (4-biphenylmethanol), r² 0.89–0.99reproduces for phenacetin; haloperidol 6.6 × 10³ does not follow from A = 6.5 (6.65 × 10²); felbinac not reproducible [baird2013 R7, X2, X13]

Where it fails or is disputed

Over 5–20 °C/min the estimates contradicted experiment: haloperidol and phenacetin, with the lowest estimates, crystallized on liquid-nitrogen quench, whereas carbamazepine and griseofulvin, with higher estimates, quenched amorphous [baird2010 C21]; the approach "may be of limited utility" for organic molecules [baird2010 C20], and accurate estimates need rates far below Rcrit and spanning several orders [baird2010 R31, C22]. A wider rate range seems to improve fits [baird2013 C20], but the method is clearly inappropriate where undercooling rises and falls with rate (benzamide, lidocaine, indoprofen) [baird2013 C16]. Knowing that Rcrit,cool exceeds 500 °C/min is "probably sufficient" for pharmaceutical use [baird2013 C21].

Concepts

Barandiaran-Colmenero method, critical cooling rate, degree of supercooling, glass-forming ability. Findings. F11.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Δχ effect

Evidence table: Δχ effect. Content from the release-mechanism chapter (2017–2021), with a row from the Physical stability chapter.

Expression

\left|\Delta\chi\right| = \left|\chi_{12} - \chi_{13}\right| [marsac2010 E1]

Stated in words as the magnitude of the difference between the water–drug and water–polymer parameters; the larger it is, the higher the tendency to phase separate purohit2017b E4. Written in that paper's symbols (synthesis: transcription of the words):

\Delta\chi = \left|\chi_{WD} - \chi_{WP}\right|

Printed with absolute-value bars in the drug-property study yang2021 E2:

\left|\Delta\chi\right| = \left|\chi_{12} - \chi_{13}\right| yang2021 E2

Variables and units

symbolmeaningunit
\chi_{12}, \chi_{WD}Flory–Huggins interaction parameter water–drug–
\chi_{13}, \chi_{WP}Flory–Huggins interaction parameter water–polymer–

Assumptions and valid domain

Phase separation is promoted when the two components interact asymmetrically with the solvent (cited) [marsac2010 E1]; the named effect of a cited paper purohit2017b E4.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
marsac2010 (Physical stability)felodipine–PVP–waterχ water–felodipine ≈3.3, water–PVP ≈0.5no Δχ printed; the inputs give 3.3 − 0.5 = 2.8 [marsac2010 E1, R22]
purohit2017bwhy ritonavir–PVP and –PVPVA separate with waternonenot applicable (no χ values) purohit2017b E4, C43
yang2021why log P does not predict water-induced separation of six drugsnoneinputs not printed yang2021 E2, C21

Where it fails or is disputed

No χ values were stated for the ritonavir systems, so the argument is qualitative purohit2017b E4.

Concepts

Δχ effect, Flory-Huggins interaction parameter, amorphous-amorphous phase separation. Findings. Release mechanism and LoC: F8, F9.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Flory-Huggins activity equation

Expression

Activity coefficient of the drug in a polymer, with the amorphous drug as the solvent (2006):

\ln\gamma_{\mathrm{drug}} = \ln\frac{\Phi_{\mathrm{drug}}}{x_{\mathrm{drug}}} + \left(1-\frac{1}{m}\right)\Phi_{\mathrm{polymer}} + \chi\,\Phi_{\mathrm{polymer}}^{2} [marsac2006b E6];

the same quantity scaled from a liquid analogue (1-ethyl-2-pyrrolidone, EP) to PVP (2009):

\ln\gamma_{\mathrm{drug}}^{PVP} = \frac{MV_{\mathrm{drug}}}{MV_{\mathrm{lattice}}}\left[\frac{1}{m_{\mathrm{drug}}}\ln\frac{\Phi_{\mathrm{drug}}}{x_{\mathrm{drug}}} + \left(\frac{1}{m_{\mathrm{drug}}}-\frac{1}{m_{PVP}}\right)\Phi_{PVP}\right] + \ln\gamma_{\mathrm{drug}}^{EP} [marsac2009 E8];

\ln\gamma_{\mathrm{drug}}^{PVP} = \frac{MV_{\mathrm{drug}}}{MV_{\mathrm{lattice}}}\left[\frac{1}{m_{\mathrm{drug}}}\ln\frac{\Phi_{\mathrm{drug}}}{x_{\mathrm{drug}}} + \left(\frac{1}{m_{\mathrm{drug}}}-\frac{1}{m_{PVP}}\right)\Phi_{PVP} + \chi\,\Phi_{PVP}^{2}\right] [marsac2009 E9].

As the activity of the drug in the library's other papers:

\ln a = \ln\Phi_1 + \left(1-\frac{1}{x_{12}}\right)\Phi_2 + \chi\,\Phi_2^{2} [konno2006 E9];

\ln a_{\mathrm{drug}} = \ln\Phi_{\mathrm{drug}} + \left(1-\frac{1}{m}\right)\Phi_{PVP} + \chi\,\Phi_{PVP}^{2} [marsac2006a E10].

The ASD dissolution papers print it as the change of the drug chemical potential in an undissolved polymer:

\frac{\Delta\mu_{\mathrm{drug}}}{RT} = \ln\Phi_{\mathrm{drug}} + \left(1-\frac{1}{r}\right)\Phi_{\mathrm{poly}} + \chi\,\Phi_{\mathrm{poly}}^{2} li2018 E4

Variables and units

symbolmeaningunits
\gamma_{drug}, aactivity coefficient and activity of the drugdimensionless [marsac2006b E6; konno2006 E9]
\Phivolume fractiondimensionless [marsac2006b E6]
x_{drug}mole fraction of the drugdimensionless; mole-fraction basis in PVP not printed [marsac2009 X13]
mratio of polymer to lattice-site volumedimensionless [marsac2006b E6]
MVmolar volumecm³/mol (e.g. 288.62 for nifedipine) [marsac2006b M1; marsac2009 E8]
\chiinteraction parameterdimensionless [marsac2006b E6]
\Delta\mu_{\mathrm{drug}}change of the drug chemical potential on mixingJ/mol li2018 E4
\Phi_{\mathrm{drug}}, \Phi_{\mathrm{poly}}volume fractions of drug and polymer (2018 notation)dimensionless li2018 E4
rV_{\mathrm{poly}}/V_{\mathrm{drug}}, volume ratio of polymer to drug (2018 notation for m)dimensionless li2018 E4

Assumptions and valid domain

In the analogue liquid the first two terms vanish when the mixing entropy is ideal (minimal size difference) [marsac2006b C46]. The 2009 scaling assumes ideal mixing entropy with EP, identical contacts of the drug with EP and with the PVP repeat unit, Flory–Huggins combinatorial entropy for PVP, and equal γ at the solubility limits in EP and in PVP [marsac2009 E6, E7, C11]. In the ASD dissolution use: a drug–polymer dispersion that is one phase and stays one phase on hydration, with a polymer largely insoluble in the medium; the change of χ with water is not included li2018 C45, C46.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
marsac2006bsolubility of the crystalline drug in PVP and methyl pyrrolidonewith χ −3.8 and −4.2reproduces for felodipine in PVP K12 with m = 7.50 (Φ_drug 0.210, 0.31 g/g against 0.31); felodipine in K29/32 gives 0.29 against 0.25 [marsac2006b E6, R17]
marsac2009γ of five compounds in PVP K12, K29/32, K90 from γ in EPγ in PVP 0.50–5.97inputs not printed (lattice volume of EP, mole-fraction basis) [marsac2009 E8, E9, R9]
marsac2006adrug activity against PVP content with χ of the melting routeactivity ≈0.84 (nifedipine) and ≈0.83 (felodipine) at Φ_PVP 0.2reproduces approximately (0.839, 0.826 with 1/m ≈ 0) [marsac2006a E10, R19]
marsac2006aargument that PVP lowers the driving force alike and little for nifedipine and felodipine, so the ranking persistsactivity ≈0.96, 0.84, 0.67 at Φ 0.1, 0.2, 0.3same calculation as the row above [marsac2006a R19, C47]
konno2006argument that Flory–Huggins gives little activity loweringnoneχ and x₁₂ for felodipine–polymer not given [konno2006 E9, C35]
li2018qualitative ranking of the suppression of lopinavir concentration by insoluble polymersχ and r not determinedinputs not printed li2018 E4, C44, C51

Where it fails or is disputed

The values in PVP are predictions under the stated assumptions; none was checked against a solubility measured in a polymer, and the one check (methyl pyrrolidone) is about 30% low for nifedipine [marsac2006b X10; marsac2009 X17]. The 2009 relation has no printed lattice volume, so it cannot be recomputed from the paper [marsac2009 X4, X13]. The combinatorial and residual parts are linked, because order imposed by exothermic interactions lowers the entropy of mixing [marsac2009 C10]. The conclusion drawn from it in the physical-stability papers, that a few percent of polymer acts kinetically, was not tested by any measured activity [konno2006 C35; marsac2006a C46]. For lopinavir, χ was not measured for any lopinavir–polymer pair, so the use is qualitative li2018 C46, C51. With χ = 0 and a large r the equation gives a drug activity of about 0.82 at a drug volume fraction of 0.5, above the proportional-dilution line that the paper calls ideal (extractor calculation) li2018 X2.

Concepts

activity coefficient, combinatorial entropy of mixing, Flory-Huggins theory, drug solubility in polymer, thermodynamic driving force for crystallization, Flory-Huggins interaction parameter, chemical potential, solubility suppression. Findings. Miscibility and drug-polymer interactions: F8, F9. Physical stability: F4. Supersaturation from ASD dissolution: F18.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Flory-Huggins free energy of mixing

Expression

In mole numbers, as printed in the 2006 paper:

\frac{\Delta G_M}{RT} = n_{\mathrm{drug}}\ln\Phi_{\mathrm{drug}} + n_{\mathrm{polymer}}\ln\Phi_{\mathrm{polymer}} + n_{\mathrm{drug}}\,\Phi_{\mathrm{polymer}}\,\chi [marsac2006b E1];

per lattice site, with the size ratios m of the 2009 paper:

\frac{\Delta G}{RT} = \frac{\Phi_{\mathrm{drug}}}{m_{\mathrm{drug}}}\ln\Phi_{\mathrm{drug}} + \frac{\Phi_{\mathrm{polymer}}}{m_{\mathrm{polymer}}}\ln\Phi_{\mathrm{polymer}} + \chi\,\Phi_{\mathrm{drug}}\Phi_{\mathrm{polymer}} [marsac2009 E10];

and for a drug (volume fraction \Phi) and a polymer of m lattice sites, as printed in two later papers of the library:

\Delta G_{mix} = RT\left[\Phi\ln\Phi + \frac{1-\Phi}{m}\ln(1-\Phi) + \chi\,\Phi\,(1-\Phi)\right] [tian2017 E2];

\Delta G = RT\left[\varphi\ln\varphi + \frac{1-\varphi}{m}\ln(1-\varphi) + \chi\,\varphi\,(1-\varphi)\right] [moseson2018 E1].

A form is named but not printed in [rumondor2009b E2].

The itraconazole–HPMC paper prints the same form for a drug D and a polymer P,

\frac{\Delta G_{mix}}{RT} = n_D\ln\phi_D + n_P\ln\phi_P + n_D\,\phi_P\,\chi [purohit2015a E1],

and uses it in words only.

Variables and units

symbolmeaningunits
\Delta G_M, \Delta Gfree energy of mixingdivided by RT in the 2006 and 2009 forms [marsac2006b E1; marsac2009 E10]
n_{drug}, n_{polymer}moles of drug and polymermol [marsac2006b E1]
\Phivolume fractiondimensionless; from weight fraction and true density [marsac2006b P5, E8]
m, m_{drug}, m_{polymer}ratio of the molecular volume to that of the lattice sitedimensionless [marsac2009 E10; moseson2018 E1]
\chiinteraction parameterdimensionless [marsac2006b E1]
R, Tgas constant, absolute temperature[marsac2006b E1]

Assumptions and valid domain

The amorphous drug is treated as a solvent and one lattice site equals the molecular volume of the drug [marsac2006b E1, C9]; χ is independent of composition [marsac2009 P8]; the entropy curves are computed with χ = 0 for nifedipine with methyl pyrrolidone and three PVP grades [marsac2006b R1]. The temperature and the PVP grade of the 2009 curves are not printed [marsac2009 X12]. The critical χ for miscibility depends on how the lattice is defined [marsac2006b C18]. The indomethacin polymorph paper uses it for drug–polymer melts at 80–135 °C, above Tg, with 10% w/w polymer, as an argument only [tian2017 E2, A2].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
marsac2006bentropy of mixing of nifedipine with methyl pyrrolidone and PVP; ΔG/RT for χ −4.2 to 2.0χ = 0, −4.2, −3.8, 0.5, 1.0, 2.0; miscibility needs about 0.6 or lessprinted; not applicable, curves carry no ordinate scale [marsac2006b E1, R1, R2, R3]
marsac2009ΔG/RT of five PVP pairs and sucrose–dextran from two sets of χindomethacin minimum ≈2.4 and ≈5 times the athermal oneprinted; not applicable, no numerical axis [marsac2009 E10, R10]
tian2017argument that stronger drug–polymer interactions lower the driving force, so that PVP acts "most likely" through both mobility and driving forcenoneprinted; Φ, m and χ not given; interactions cited from another paper [tian2017 E2, C30, C31, X13]
moseson2018framework for the melting depression of the drug in PVPVAnone directlyprinted; no numerical output [moseson2018 E1]
purohit2015aargument that, without hydrogen-bond donors, itraconazole–HPMC mixing is entropy-driven and may be limited at room temperaturenone (no χ, n or φ given)printed; not applicable [purohit2015a E1, C41, C42, C47]

Where it fails or is disputed

The notation differs between papers (mole numbers against size ratios against polymer segments), so a χ from one convention is not directly usable in another [marsac2006b E1; marsac2009 E10; moseson2018 E1]. The first two terms are the entropy of mixing and are small for a polymer; the curves depend on the lattice and on χ's constancy, while the melting-route χ refers to temperatures near the drug melting point [marsac2006b C11, C32]. The same function applied to a ternary water–drug–polymer system needs three χ values that cannot be transferred from the binary ones [alonzo2010 C44]. The driving-force argument of the indomethacin polymorph paper cannot explain why HPMC beat HPMCAS at high temperature, and χ was not measured for any of the three polymers [tian2017 C29, X13].

Concepts

free energy of mixing, entropy of mixing, Flory-Huggins theory, Flory-Huggins interaction parameter, drug-polymer miscibility, thermodynamic driving force for crystallization. Findings. Miscibility and drug-polymer interactions: F5, F6, F18. Physical stability: F4, F29.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Flory-Huggins melting point depression

Expression

For a crystalline drug in an amorphous polymer, extended from polymer–solvent equations (2006):

\frac{1}{T_M^{mix}} - \frac{1}{T_M^{pure}} = \frac{-R}{\Delta H_{fus}}\left[\ln\Phi_{\mathrm{drug}} + \left(1-\frac{1}{m}\right)\Phi_{\mathrm{polymer}} + \chi\,\Phi_{\mathrm{polymer}}^{2}\right] [marsac2006b E3];

rearranged so that the slope of a plot against \Phi_{\mathrm{polymer}}^{2} is χ:

\left(\frac{1}{T_M^{mix}}-\frac{1}{T_M^{pure}}\right)\frac{\Delta H_{fus}}{-R} - \ln\Phi_{\mathrm{drug}} - \left(1-\frac{1}{m}\right)\Phi_{\mathrm{polymer}} = \chi\,\Phi_{\mathrm{polymer}}^{2} [marsac2006b E10];

with the lattice volume set by a liquid analogue (2009):

\left(\frac{1}{T_M^{mix}}-\frac{1}{T_M^{pure}}\right) = \frac{-R}{\Delta H_{fus}}\left(\frac{MV_{\mathrm{drug}}}{MV_{\mathrm{lattice}}}\right)\left[\frac{\ln\Phi_{\mathrm{drug}}}{m_{\mathrm{drug}}} + \left(\frac{1}{m_{\mathrm{drug}}}-\frac{1}{m_{\mathrm{polymer}}}\right)\Phi_{\mathrm{polymer}} + \chi\,\Phi_{\mathrm{polymer}}^{2}\right] [marsac2009 E2].

The relation is also printed for drugs in PEG 3350 and for PVPVA:

\frac{1}{T_M^{mix}} - \frac{1}{T_M^{pure}} = -\frac{R}{\Delta H_{fus}}\left[\ln\varphi_{API} + \left(1-\frac{1}{m}\right)\varphi_{\mathrm{polymer}} + \chi\,\varphi_{\mathrm{polymer}}^{2}\right] [zhu2011 E1];

\frac{1}{T_c} - \frac{1}{T_m} = -\frac{R}{\Delta H}\left[\ln\varphi + \left(1-\frac{1}{m}\right)(1-\varphi) + \chi\,(1-\varphi)^{2}\right] [moseson2018 E2].

In the extrusion work T_c is the depressed melting point of the mixture and T_m that of the pure drug [moseson2018 E2]. The linearised form used there to fit \chi as a slope (printed as A=\chi B with B=(1-\phi)^2):

\left(-\frac{\Delta H}{R}\right)\left(\frac{1}{T_c}-\frac{1}{T_m}\right)-\left[\ln\phi+\left(1-\frac{1}{m}\right)(1-\phi)\right]=\chi(1-\phi)^2

[moseson2018 E4].

Variables and units

symbolmeaningunits
T_M^{mix}, T_M^{pure}melting temperature of the drug with polymer and pure (onset in 2006, offset in 2009)K [marsac2006b E3, P1; marsac2009 C16]
\Delta H_{fus}heat of fusion of the pure drugkJ/mol (39.89 and 30.83 for nifedipine and felodipine) [marsac2006b M1, M2]
\Phi_{drug}, \Phi_{polymer}volume fractionsdimensionless [marsac2006b E8]
mratio of the polymer volume to the lattice-site (drug) volume7.80 for PVP K12 with nifedipine (synthesis: 2252.25/288.62) [marsac2006b M3, M1]
MV_{drug}/MV_{lattice}molar volume of the drug over that of the lattice site (EP)dimensionless; not printed [marsac2009 X4, P6]
\chiinteraction parameterdimensionless [marsac2006b R9]
T_c, T_mdepressed melting point of the mixture; melting point of the pure drug (extrusion papers)K [moseson2018 E2]
R, \Delta Hgas constant; enthalpy of fusion of the drug (IDM 37.8 ± 0.6 kJ/mol)J/(mol K); J/mol [moseson2018 E2, M1]
\phidrug volume fraction from true densitiesdimensionless [moseson2018 E2]
mratio of the polymer molecular volume to the drug's (170.7 at 50/50 IDM:PVPVA)dimensionless [moseson2018 E2]

Assumptions and valid domain

The drug and polymer must be chemically stable over the temperature range and interact enough for a depression to appear; the polymer must be liquid-like at the drug melting point, so Tg should lie well below it [marsac2006b C27; marsac2009 C6]. The equation is linear only at low polymer fractions (fit range 0–0.25) and gives χ at temperatures close to the drug melting point [marsac2006b R8, C32; marsac2009 C7]. The offset is used because it gives the melting point at the final composition, assuming complete mixing [marsac2009 C16]. In the extrusion work: one \chi independent of temperature and composition; the drug's molecular volume as lattice volume; offset temperature extrapolated to 0 °C/min; fitted through 90/10 to 50/50 IDM:PVPVA with 40/60 excluded for high variability [moseson2018 C18, P2, R4]. Later papers use the same form with the drug's molecular volume as lattice volume: bicalutamide–PVPVA with m = 46,610/319 = 146.1, φ from amorphous densities of 1.35 and 1.18 g/mL, ΔH = 45.9 kJ/mol and Tm = 467.25 K [moseson2022c E5, E21, R9]; posaconazole–HPMCAS with m = 25.95, ΔH = 50,323.87 J/mol and Tm = 441.78 K, φ from densities of 1.28 and 1.27 g/mL [shah2024 E1, E4].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
marsac2006bχ of nifedipine and felodipine with PVP K12−3.8 (r² 0.99); −4.2 (r² 0.92)reproduces (T_M^mix 430.2 K = 157.1 °C at Φ_polymer 0.278, against ≈157 °C on the curve) [marsac2006b E3, R9, R10]
marsac2009χ of five PVP pairs, three dextran pairs, itraconazole–Eudragit E100−0.82, −0.08, 0.00, −0.08, 0.02; 0.20, 0.38, 0.72, 0.11inputs not printed (depressed melting temperatures only plotted, lattice volume not printed) [marsac2009 E2, R7, X4]
marsac2009indomethacin–PVP K12 from three points of the peak−6.16, −1.94, −0.82as above [marsac2009 R6]
zhu2011χ of drugs with PEG 3350see the PEG chapterinputs not printed [zhu2011 E1]
moseson2018χ of indomethacin–PVPVA−1.97; Tc 131.0 °C predicted at 50/50 against 132.3 ± 0.8 °C measuredreproduces within 0.05 °C for all nine predicted Tc (φ = 0.4739, m = 170.7, Tm = 433.79 K) [moseson2018 E2, R4, R5]
moseson2022cχ of BCL–PVPVA from the heating-rate-extrapolated melting offset, 30–90% BCL−1.57 (R² 0.994); Tc 145 °C at 30% BCLreproduces (30 wt% BCL: 144.3 °C against 145 °C measured); the linearized form gives A/B = −1.53 against the fitted −1.57 [moseson2022c E5, E20, R8, R9]
shah2024χ of posaconazole–HPMCAS MF, PCZ fractions 0.4–1.0+0.43 (R² 0.991)reproduces within about 1 °C (135.9, 155.3 and 165.2 °C at 10, 25 and 50 wt% against printed 135, 155 and 165 °C) [shah2024 E1, E3, R4, R5]

Where it fails or is disputed

The nifedipine volume fractions of the 2006 fit appear to use felodipine's density, and the felodipine plot behind −4.2 is not shown [marsac2006b X2, X4]. The positive χ of non-depressing pairs are lower limits [marsac2009 C19, X11]. A high-Tg polymer hides the depression (PVP K29/30 at 10 °C/min) [marsac2006b R11, C29]. The choice of onset, midpoint or offset changes χ 7.5-fold (synthesis: 6.16/0.82) [marsac2009 R6]. Differences between laboratories for one pair are attributed to preparation, heating rate and onset against offset [moseson2018 C21]. In the extrusion work, written as A=\chi B (a line through the origin) the printed \chi is not reproduced: a fit through the origin gives −1.86 and only a free intercept of about +0.02 gives −1.97; using the drug weight fraction in place of \phi would give 133.9 °C instead of 131.0 °C [moseson2018 E2, E4, X7]. The 40/60 mixture lies well above the line (129 ± 6 against 118.5 °C) because viscosity hindered the offset [moseson2018 R5.g, C17]. Values of \chi for one pair differ between studies and with onset, midpoint or offset [moseson2018 R7, C21; marsac2009 R6]. The posaconazole line has a free intercept (it meets B = 0 at A of about −0.05) and its values below 40% PCZ are extrapolated [shah2024 R4, X7, X8]. The basis of φ (weight or volume fraction) is not stated in the bicalutamide paper [moseson2022c E5]; for posaconazole, setting φ equal to the weight fraction changes the result by only about 0.2 °C [shah2024 E1].

Concepts

melting point depression, Flory-Huggins interaction parameter, drug-polymer miscibility, enthalpy of mixing, Flory–Huggins theory, formulation critical temperature. Findings. Miscibility and drug-polymer interactions: F6, F7, F8. ASD process: F8, F35, F41.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Flory-Huggins water sorption isotherm

Expression

Binary form, water (1) in one amorphous solid (2):

\ln\left(\frac{p}{p_0}\right) = \ln\phi_1 + \left(1 - \frac{1}{x_{12}}\right)\phi_2 + \chi_{12}\phi_2^{2} [rumondor2010a E1]

with the molar volume ratio written explicitly (outside the subcategory):

\ln(a_{1,g}) = \ln\phi_1 + \phi_2\left(1 - \frac{v_1}{v_2}\right) + \chi_{12}\phi_2^{2} [li2020 E12]

The 2009 and 2010 moisture papers name it for the drug–water parameter without printing it [rumondor2009c E5; marsac2010 E3].

Variables and units

symbolmeaningunits
p/p_0water activity (RH/100)– [rumondor2010a E1]
\phi_1, \phi_2volume fractions of water and solid– [rumondor2010a E1]
x_{12}molecular volume of the solid relative to water16.7 (felodipine), 14.9 (indomethacin) [rumondor2010a P4]
\chi_{12}water–solid interaction parameter– [rumondor2010a E1]

Assumptions and valid domain

Water uptake by an amorphous solid treated as dissolution [rumondor2010a C16]; fitted at p/p0 0.15–0.85 or 0.95 at 25 °C [rumondor2010a P4].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
rumondor2010aχ with water of five amorphous solidsfelodipine 3.27, indomethacin 2.86, PVP 0.36, HPMC 1.33, HPMCAS 1.62point values bracket the stated averages except PVP (≈0.47–0.75 against 0.36) [rumondor2010a R11, E1, X5]
rumondor2009cdrug–water χ of six drugs from 95% RH uptake2.50–3.58extractor check reproduces 2.84, 3.58, 2.71 [rumondor2009c R24, E5]
marsac2010water–felodipine χ from the 2008 sorption dataabout 3.3named only [marsac2010 R22, E3]

Where it fails or is disputed

The stated water–PVP value cannot be recovered from the plotted PVP isotherm; the x12 for the polymers and the averaging are not stated [rumondor2010a X5]. The 2009 χ values rest on densities partly approximated as 0.9 × crystal density [rumondor2009c X4].

Concepts

Flory-Huggins interaction parameter, water sorption isotherm, Δχ effect. Findings. F6, F8, F13.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

flux definition

Expression

J = \frac{dm}{A\,dt} indulkar2016 E11.

The same expression is printed for the side-by-side diffusion cell [indulkar2018 E4; indulkar2019b E4].

Variables and units

symbolmeaningunits
mmass transferredµg
Amembrane area1.77 cm² indulkar2016 P5
Jfluxµg/(h·cm²)
Amembrane area of the side-by-side cell7.07 cm² [indulkar2018 P8; indulkar2019b P3]
Jflux, from the slope of receiver concentration against time with receiver volume and areaµg/(min·cm²) [indulkar2018 R12]

Assumptions and valid domain

Receiver concentration of each interval converted to mass; the outflow is non-cumulative indulkar2016 P10, P5. Sink conditions on the receiver side, so that the flux follows the donor activity; donor at the amorphous or the crystalline solubility of each medium, runs of about 40–60 min without crystallization [indulkar2018 C9, P8, R15].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2016Jmax of clotrimazole donors0.720 µg/mL × 1.8 mL/h / 1.77 cm² = 0.732 µg/(h·cm²)reproduces indulkar2016 E11
indulkar2017aatazanavir fluxA 7.07 cm²slopes not printed indulkar2017a E4
wilson2018enzalutamide mass flowno flux value printed; the 30 mm orifice would give A = 7.07 cm²not applicable wilson2018 E3, R13, R15
indulkar2018flux at the amorphous solubility of tacrolimus and cilnidipine in three media; ratio to the crystalline flux for atazanavir and ritonavir0.027–0.031 and 0.0014–0.0018 µg/(min·cm²); flux at the crystalline solubility not measurable for these two drugsslopes not printed [indulkar2018 E4, R12, R13]
indulkar2019bsupersaturation at the amorphous solubility of atazanavir in SDS mediastated about 65; no flux values printedinputs not printed indulkar2019b E4, R2, X6

Where it fails or is disputed

None found in the Bioperformance papers. For tacrolimus and cilnidipine the flux at the crystalline solubility was below what the method could measure, so the supersaturation ratio could not be formed and equality across media was assumed [indulkar2018 R13, X4].

Concepts

membrane flux, sink conditions. Findings. Bioperformance: F2, F25. Crystallization from solution: F31, F38, F40.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Gibbs-Duhem equation

Expression

I(a_2) = \left(\frac{n_1}{n_2}\right)_{Henry} + \int_{\bar{a}_1^{H}}^{\bar{a}_1^{S}} \frac{n_1}{n_2}\,\frac{1}{a_1}\,da_1 hsieh2012 E5

The integral is evaluated numerically as \sum \langle (n_1/n_2)(1/a_1)\rangle (a_1^{i+1} - a_1^{i}) over the sorption isotherm hsieh2012 E5. The other chapter papers name the Gibbs–Duhem equation without printing it [ilevbare2013b E7; jackson2014 E3].

Variables and units

symbolmeaningunit
n_1, n_2moles of water and of solute in the amorphous solidmol
a_1water activitydimensionless
ā_1^Hwater activity at the limit of Henry's-law linearitydimensionless
ā_1^Swater activity of the solid in equilibrium with a dilute solution (extrapolated to unit water activity)dimensionless
I(a_2)integral entering \exp[-I(a_2)], the activity of the water-saturated amorphous drugdimensionless

Assumptions and valid domain

A Henry's-law region from zero water up to the limit of linearity plus a "high water" region from the sorption isotherm (Murdande 2010, outside the library) hsieh2012 E5, P13. Applied to amorphous drugs at 37 °C (5–95% RH) and 25 °C (danazol).

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
hsieh2012water correction of five amorphous basesI(a2) not printedinputs not printed hsieh2012 E5
ilevbare2013bamorphous solubility of three drugs−I(a2) not printednamed only [ilevbare2013b E7]
jackson2014danazolexp[−I(a2)] = 0.935named only [jackson2014 E3, E1]

Where it fails or is disputed

The sorption isotherms and I(a2) values are not printed, so the corrected amorphous solubilities cannot be recomputed hsieh2012 X14.

Concepts

Gibbs-Duhem equation, water sorption correction of amorphous solubility. Findings. F2.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Gibbs free energy relation

Expression

\Delta G = \Delta H - T\,\Delta S almeidaesousa2015 E4.

The paper of 2022 names the same relation as "the formula for the Gibbs free energy of a process" and uses it with \Delta G = -RT\ln K to obtain ΔG of polymer transfer from ΔH and ΔS ueda2022 E12, E4.

Variables and units

symbolmeaningunits
\Delta G, \Delta H, \Delta Sfree energy, enthalpy and entropy of the conversionkJ/mol, kJ/mol, J mol⁻¹ K⁻¹ almeidaesousa2015 R12
Ttemperature298.15 K almeidaesousa2015 E4

Assumptions and valid domain

ΔH and ΔS are the sums of the partial terms of the thermodynamic cycle almeidaesousa2015 E3, E4.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
almeidaesousa2015free energy of crystal to glass and to supercooled liquid for sorafenib and griseofulvine.g. griseofulvin c → g: ΔG 10.38 kJ/molreproduces (21.14 − 298.15 × 0.03609 = 10.38) almeidaesousa2015 E4, R12
ueda2022ΔG of polymer transfer from the quadratic van't Hoff fitΔG −12 to −19 kJ/molnamed only ueda2022 E12, R22

Where it fails or is disputed

None found in this chapter.

Concepts

amorphous-crystalline free energy difference. Findings. F7, F21.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Gordon-Taylor equation

Expression

As printed with a density-based constant:

T_g=\frac{w_1T_{g1}+Kw_2T_{g2}}{w_1+Kw_2},\qquad K=\frac{\rho_1T_{g1}}{\rho_2T_{g2}}

[moseson2018 E3]. As printed with the drug weight fraction w_1 and a fitted constant:

T_g=\frac{w_1T_{g1}+K(1-w_1)T_{g2}}{w_1+K(1-w_1)}

[li2019 E1].

As printed in the felodipine nucleation paper:

T_{g12} = \frac{w_1 T_{g1} + K w_2 T_{g2}}{w_1 + K w_2} [konno2006 E2]

K = \frac{T_{g1}\rho_1}{T_{g2}\rho_2} [konno2006 E3]

with a Couchman–Karasz constant:

K = \frac{\Delta C_{P1}}{\Delta C_{P2}} [konno2006 E4]

In the acetaminophen paper the Gordon–Taylor-type rule is cited in words only: the Tg of a miscible blend varies with the weight fraction and Tg of each component [trasi2012a E2].

As printed in the indomethacin release study, with a fitted constant:

T_{g,mix} = \frac{w_1 T_{g1} + k\,w_2 T_{g2}}{w_1 + k\,w_2} [saboo2020 E3]

As printed in the 2024 phase-diagram study of the phenolphthalein analogues:

T_{g,ASD} = \frac{w_d T_{g,d} + K\,w_p T_{g,p}}{w_d + K\,w_p} [deac2024b E14]

Variables and units

symbolmeaningunitids
T_gglass transition temperature of the miscible blendK[moseson2018 E3]
w_1, w_2weight fractions of drug and polymer–[moseson2018 E3]
T_{g1}, T_{g2}Tg of drug (IDM 43.7 °C) and polymer (PVPVA 104.2 °C); nanoTA: 367 K and 482 KK[moseson2018 M1, M2; li2019 E1]
Kconstant from true densities (0.932 with Tg in K) or fitted (0.628)–[moseson2018 E3; li2019 E1]
\rho, \Delta C_Pdensities 1.33 (felodipine), 1.25 (PVP), 1.29 (HPMCAS), 1.19 g/cm³ (HPMC); heat capacity steps 0.33, 0.20, 0.31, 0.25 J/g/Kg/cm³; J/g/K[konno2006 M1, M2, M3, M4]
T_{g,mix}Tg of the homogeneous film (indomethacin release study)°C[saboo2020 E3]
w_1, T_{g1}weight fraction and Tg of indomethacin (53 °C by nanoTA)–, °C[saboo2020 E3]
w_2, T_{g2}weight fraction and Tg of PVPVA (130 °C by nanoTA)–, °C[saboo2020 E3]
kfitted constant, 0.91–[saboo2020 E3]

Assumptions and valid domain

A miscible, ideally mixing blend; K from the Simha–Boyer rule with Tg in kelvin (the temperature unit of K is not stated in the paper); for nanoTA the fit to softening temperatures of miscible rotary-evaporated films from 0 to 100% DL [moseson2018 E3; li2019 P10, R13]. The felodipine paper states that the components are miscible and their free volumes additive [konno2006 E2]. In the indomethacin release study: homogeneous films; Tg from nanoTA; k by partial least squares to films of 10–90% drug [saboo2020 E3, R27].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
moseson2018formulation Tg line of IDM–PVPVA72.9 °C predicted against 72.2 ± 0.5 °C at 50/50reproduces within 0.05 °C for all predicted Tg (K = 0.932 with Tg in K) [moseson2018 E3, R5]
li2019local drug content from nanoTA softeningK = 0.628, Tg1 = 367 K, Tg2 = 482 Kreproduces (110 °C → 0.794; 180 °C → 0.174; 150 and 105 °C → 0.40 and 0.85) [li2019 E1, R16]
moseson2022cTg line of BCL–PVPVAK = 0.987 with Tg in K (BCL 52.3 °C, 1.35 g/mL; PVPVA 104.2 °C, 1.18 g/mL)reproduces: 88.5 °C at 30% BCL against about 89.6 °C read from the figure; the density choice is not stated [moseson2022c E6, R9]
shah2024Tg line of PCZ–HPMCASTg of PCZ 61 °C and HPMCAS 122 °C, densities 1.28 and 1.27 g/mLmismatch: printed line about 81.5 °C at 0.5 PCZ; 89.1 °C with K = 0.852 (Tg in K); 81.4 °C with K = 0.504 (Tg in °C), which matches the line at 0.1–0.9 within about 0.5 °C [shah2024 E2, R6]
konno2006ideal-mixing Tg lines for felodipine with PVP, HPMCAS, HPMCK 0.280, 0.398, 0.351 (Tg in °C)reproduces the plotted lines only with Tg in °C; with kelvin K 0.767, 0.845, 0.858 and all systems fall below [konno2006 E3, X3]
trasi2012aTg rises of 1.7–4.2 °C with 10% polymer read as miscibilitynoneprinted in words; polymer Tg values not printed [trasi2012a E2, R9, C17]
trasi2017context for the Tg drop of amorphous tacrolimus and its HPMC dispersion after 75% RHnonenamed only [trasi2017 E7, R15]
saboo2020inverting the local Tg of a dissolving 25% indomethacin–PVPVA film into its drug content111, 95, 88, 82 °C → 23, 44, 52, 60 wt% at 0–20 minreproduces: at 82 °C w_1 = k(T_{g2} - T_g)/(T_g(1 - k) - T_{g1} + k T_{g2}) = 0.601 against 60 ± 5; 111 °C gives 23 wt% [saboo2020 E3, R28]
deac2024bdry MePHPH–PVPVA Tg; Tg against water for the glass–gel boundaryK = 0.65; fitted water Tg 197.6–297.1 Kreproduces 349.3 against 349.1 K [deac2024b E14, X11]

Where it fails or is disputed

With Tg in °C, K = 0.466 and 50/50 would give 62.9 °C [moseson2018 E3]. nanoTA softening temperatures lie 20–60 °C above DSC Tg, so a nanoTA calibration is a separate fit, and a miscible 33% DL film (about 145–154 °C) reads as about 40% LPV on the curve [li2019 C25, X17]. Some drug-rich values lie below the pure-LPV calibration point [li2019 X16]. In the posaconazole paper the printed line matches K computed from Tg in °C, whereas in the indomethacin paper it matches K computed from Tg in K, and the unit of K is not stated in either [shah2024 E2; moseson2018 E3]. In the felodipine nucleation paper the temperature scale of the constant is not stated either and the plotted lines need °C [konno2006 X3]; the Couchman–Karasz constant as printed reproduces neither orientation [konno2006 X4]. The nanoTA method probes about 50 nm of a film, while FTIR and EDX of the same study probed tablets more deeply, so at 20 min the three estimates span about 60–72 wt% [saboo2020 X15]. Could not describe dry PHPH–PVPVA, whose Tg lay above both components [deac2024b E14, R31].

Concepts

Gordon–Taylor equation, temperature-composition phase diagram, glass transition temperature, Couchman-Karasz equation, surface drug enrichment. Findings. ASD process: F7, F8, F15. Physical stability: F5, F18, F33. Release mechanism and LoC: F7, F30.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Henderson-Hasselbalch equation

Expression

\mathrm{pH} = \mathrm{p}K_a + \log_{10}\frac{[\mathrm{B}]}{[\mathrm{BH}^+]} indulkar2015 E1;

the un-ionized part of a measured total concentration:

C_U = \frac{X}{1+X}\,C_T,\qquad X = 10^{\mathrm{pH}-\mathrm{p}K_a} indulkar2015 E6;

and the pH-shift titration curve before and after precipitation (E4, E5), printed with the denominator 1 - (\Delta vol_1/\Delta vol_2)\times[\mathrm{sample}] indulkar2015 E4, E5, X18. Almeida e Sousa and co-workers name the relation without printing it almeidaesousa2016 E3.

The paper of 2018 prints the total-solubility form

C_T = \left(\frac{1 + X}{X}\right)C_U,\qquad X = 10^{\mathrm{pH} - \mathrm{p}K_a} sugihara2018 E1.

The Mesoporous silica paper on electrostatics names the equation without printing it and uses it for the ionized fraction and for crystalline pH-solubility profiles [hate2020b E1, P10, P11].

Variables and units

symbolmeaningunits
[\mathrm{B}], [\mathrm{BH}^+]concentration of the un-ionized base and its conjugate acidindulkar2015 E1
C_U, C_Tun-ionized and total concentrationµg/mL indulkar2015 E6
\mathrm{p}K_apKa of the base; in the Mesoporous silica paper ketoconazole 2.9 and 6.5, clozapine 7.3 (7.5 in the introduction), atazanavir 4.49[indulkar2015 M1, M2, M3; hate2020b M1, M2, M3, X1]

Assumptions and valid domain

A weak base is almost fully un-ionized two pH units above its pKa and almost fully ionized two units below indulkar2015 C16. The Mesoporous silica paper states none [hate2020b E1].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2015percent ionized; un-ionized LLPS concentration; titrationclotrimazole pH 4: 98.7% ionized; clotrimazole pH 6: C_U 0.61 µg/mLreproduces (nicardipine pH 9 printed 0.9%, recomputed 1.6%) indulkar2015 E1, E6, X4
almeidaesousa2016expresses CRH1 concentrations at pH 4.6 as un-ionized drugnone printednamed only almeidaesousa2016 E3, C13
sugihara2018predicted crystalline and amorphous solubility curves of pazopanibpKa 6.4; C_U from the pH 8.4 valuesreproduces (crystalline at pH 4: 252 × 0.018 µg/mL = 4.5 µg/mL against about 4.8 read from the curve) sugihara2018 E1, R3
hate2020bionized fraction at pH 1, 4.5, 5.5 and 6.8ketoconazole about 100, 99, 91, 33%; clozapine about 100, 100, 98, 76%; atazanavir about 100, 50, 9, 0.5%reproduces (synthesis: at pH 6.8, 1/(1 + 10^(6.8 − 6.5)) = 33%, 1/(1 + 10^(6.8 − 7.3)) = 76%, 1/(1 + 10^(6.8 − 4.49)) = 0.5%) [hate2020b R1]
hate2020bcrystalline pH-solubility profilescurves leave their plateau near pH 5 (atazanavir), 7 (ketoconazole), 8 (clozapine)intrinsic solubilities not printed [hate2020b R19, P11]

Where it fails or is disputed

The printed percentage for nicardipine at pH 9 and atazanavir at pH 3.5 differ slightly from the recomputed values indulkar2015 X4. The clozapine pKa is 7.5 in the introduction and 7.3 in the calculations [hate2020b X1].

Concepts

Henderson-Hasselbalch equation, ionization, pKa, re-adsorption after pH shift. Findings. Amorphous solubility and LLPS: F10, F14, F23. Mesoporous silica: F6, F13.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Higuchi-Corrigan critical mixture ratio

Evidence table: Higuchi-Corrigan critical mixture ratio. Content from the release-mechanism chapter (2019–2020), with a row from the ASD dissolution chapter.

Expression

\frac{N_{drug}}{N_{polymer}} = \frac{D_{drug}\,C_{s(drug)}}{D_{polymer}\,C_{s(polymer)}} [saboo2020a E4]

\frac{N_A}{N_B} > \frac{D_A\,C_{SA}}{D_B\,C_{SB}} [xie2016a E2]

Named, without an expression, as the critical mixture ratio of the Higuchi two-component model, set by the relative solubilities and diffusivities of the components [indulkar2019a E4].

Variables and units

symbolmeaningunit
Nweight fraction (proportion) of a component–
Ddiffusion coefficient–
C_s, C_Ssaturation solubility of a componentmg/mL

Assumptions and valid domain

Diffusion-controlled dissolution of a two-component system (cited) [saboo2020a E4]; physical mixture, non-interacting components, non-disintegrating surface [indulkar2019a E4]. For felodipine–PVPVA: amorphous solubility 8 µg/mL, PVPVA solubility 46 mg/mL (cited), D_{drug}/D_{polymer} = 10 [saboo2020a R27].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2019athe model fails for congruent release at 10–25% ritonavirnonenamed only [indulkar2019a E4, C24]
saboo2020acritical ratio of felodipine–PVPVAprinted 1.7 × 10⁻⁶mismatch: 10 × 0.008 / 46 = 1.7 × 10⁻³ [saboo2020a X1, R27]
xie2016a (ASD dissolution)basis of polymer control at low and drug control at high celecoxib loadingnonenot applicable [xie2016a E2]

Where it fails or is disputed

Both the printed and the recomputed ratio lie far below the 5–50% loadings tested, so the model predicts drug control where release was congruent [saboo2020a X1, C36, C37]. The SI calls the relation "equation 3" of the main article, which is Eq. (4) [saboo2020a X1]. Judging release by the drug:polymer ratio alone is "clearly an over simplification" [saboo2020a C38].

Concepts

Higuchi two-component dissolution model, polymer-controlled release, Stokes-Einstein equation. Findings. Release mechanism and LoC: F2.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Hoffman equation

Expression

\Delta G_v = -\frac{\Delta H_{fus}\,(T_{melt,ons} - T)\,T}{T_{melt,ons}^{2}} [baird2010 E25];

\Delta G_v = -\frac{\Delta H_{fus}\,(T_{m} - T)\,T}{T_{m}^{2}} [vaneerdenbrugh2010a E2];

\Delta G_v = \frac{\Delta H_{m}\,(T_{m} - T)\,T}{T_{m}^{2}} [lu2016 E1].

Named but not printed in [baird2012 E6]. The sign differs between papers: the two 2010 papers print a leading minus sign, the 2016 paper does not and plots the negative of its own expression [lu2016 X17].

Two more printed forms. In the PEG dispersions paper the expression is printed without a leading sign and used inside the simplified solubility equation \ln[\gamma_d x_d] = -\Delta G_{fus}/(R\,T) [baird2011 E5]:

\Delta G_{fus} = \frac{\Delta H_{fus,d}\,(T_{melt,d} - T)\,T}{T_{melt,d}^{2}} [baird2011 E6].

In the solution-methods paper it is printed with a positive sign and \Delta T = T_m - T:

\Delta G = \frac{\Delta H_f\,\Delta T}{T_m}\cdot\frac{T}{T_m} [raina2015a E2],

which equals \Delta H_f\,(T_m - T)\,T/T_m^{2} and is the amorphous-minus-crystal free energy that enters e^{\Delta G/RT} of the amorphous solubility estimate.

The papers of the amorphous solubility chapter print the relation with a positive sign, as the amorphous-minus-crystal free energy that enters e^{\Delta G/RT}:

\Delta G_{a\to c} = \frac{\Delta H_f\,(T_m - T)\,T}{T_m^{2}} ilevbare2013a E2; indulkar2015 E3; mosqueragiraldo2015 E2; almeidaesousa2016 E2;

the 2015 Almeida e Sousa paper writes \Delta_{fus}H for the heat of fusion and \Delta G_{c\to a} for the direction almeidaesousa2015 E2. For atazanavir it is printed again,

\Delta G = \frac{\Delta H_f\,(T_m - T)\,T}{T_m^{2}} indulkar2017a E2.

The papers of the crystallization-from-solution chapter print it with a positive sign as well:

\Delta G_c = \Delta H_f\,\frac{(T_m - T)\,T}{T_m^{2}} [hsieh2012 E3; hsieh2014 E2];

\Delta G_{a \to c} = \frac{\Delta H_{fus}\,(T_m - T)\,T}{T_m^{2}} [ilevbare2012b E9; ilevbare2013c E7];

\Delta G_C = \frac{\Delta H_f\,(T_m - T)\,T}{T_m^{2}} [ilevbare2013b E3];

\Delta G = \frac{\Delta H_f\,\Delta T\,T}{T_m^{2}}, \qquad \Delta T = T_m - T [jackson2014 E2].

The moisture-induced separation paper of the physical-stability chapter prints it with a positive sign,

\Delta G_c = \Delta H_f\frac{\left(T_m - T\right)T}{T_m^{2}} [rumondor2009c E3],

and the felodipine kinetics paper names it without an expression [rumondor2009b E1].

The ASD dissolution papers print it as

\Delta G_c = \Delta H_f\,\frac{(T_m - T)\,T}{T_m^{2}} [konno2008a E2],

\Delta G = \frac{\Delta H_f\,\Delta T\,T}{T_m^{2}} [alonzo2010 E2; alonzo2011 E3],

and, with the sign that makes \Delta G negative,

\Delta G = -\frac{\Delta H_f\,(T_m - T)\,T}{T_m^{2}} duong2022a E2.

Variables and units

symbolmeaningunits
\Delta G_vfree energy difference between crystal and amorphous or liquid stateJ/cm³ after conversion with crystalline density [vaneerdenbrugh2010a E2, E5; baird2010 E25]; kJ/mol [lu2016 E1]
\Delta H_{fus}, \Delta H_menthalpy of fusionkJ/mol or J/cm³ [baird2010 E26; vaneerdenbrugh2010a E1]
T_m, T_{melt,ons}melting temperature (onset)K [vaneerdenbrugh2010a E1; lu2016 E1]
Ttemperature of evaluation293.15 K [baird2010 E25; vaneerdenbrugh2010a E2], 298 K [baird2012 E6], crystallization temperature [lu2016 E1]; 25 or 37 °C [hsieh2014 E2; ilevbare2012b E9]
\Delta G_{fus}, \Delta H_{fus,d}, T_{melt,d}free energy difference between crystalline and liquid drug at T (298.15 K in the check); heat of fusion of the drug in kJ/mol; its melting temperature\Delta H_{fus,d} in kJ/mol; temperatures in K; unit of \Delta G_{fus} not printed [baird2011 E5, E7]
\Delta H_fmolar heat of fusionnot printed [raina2015a E2]
\Delta TT_m - TK [raina2015a E2]
\Delta G_{a\to c}amorphous-minus-crystal free energy that enters e^{\Delta G/RT} in the amorphous solubility papers (\Delta G_{c\to a} in the 2015 Almeida e Sousa paper)kJ/mol in the use table below ilevbare2013a E2; almeidaesousa2015 E2
\Delta G_c, \Delta G_Cfree-energy difference between amorphous (supercooled liquid) and crystalkJ/mol [hsieh2012 E3; ilevbare2013b E3]
\Delta H_f, T_m, T in the moisture paperheat of fusion; melting and evaluation temperatureskJ/mol; K [rumondor2009c E3]
\Delta G_c, \Delta G (ASD dissolution papers)free-energy difference between amorphous and crystalline drugJ/mol [konno2008a E2; alonzo2010 E2]

Assumptions and valid domain

Lu et al. call it an approximation [lu2016 E1]. Papers outside this chapter state that it assumes enthalpies of crystal and supercooled liquid linear in temperature and applies above Tg [marsac2006a E3; marsac2006b E4], that it assumes a constant heat-capacity difference and small undercooling almeidaesousa2015 E2, and that it may not suit large undercoolings mosqueragiraldo2015 E2. In this chapter it is evaluated at room temperature, far below Tm and below Tg for many compounds [baird2010 E25; baird2012 E6]. In the PEG dispersions paper it is used as an estimate of \Delta G_{fus} from thermal properties, with the drug solubility in PEG 400 as a proxy for the polymer [baird2011 E6, C20, C21]. In the solution-methods paper no assumptions are stated beyond the reference; ΔHf and Tm come from DSC at 10 °C/min [raina2015a E2, P4]. In the amorphous solubility papers the assumptions are a constant, temperature-independent ΔCp, small undercooling and Tg close to T∞ almeidaesousa2015 C8, and a temperature of interest "reasonably close to Tm", which is violated for telaprevir (Tm 238 °C, 37 °C) mosqueragiraldo2015 C24, M1. The pH-shift and crystal-growth papers state that the enthalpies of crystal and supercooled liquid vary linearly with temperature, "to a first approximation" [hsieh2014 E2; jackson2014 E2]; ΔHf and Tm come from DSC of the crystalline material and temperatures must be in kelvin hsieh2012 E3. The felodipine kinetics paper states that it applies to a pure amorphous drug; with polymer and sorbed water a reasonable estimate is "extremely difficult" [rumondor2009b C17]. In the ASD dissolution papers it is called increasingly approximate far below Tg (cited) [alonzo2011 C5] and was judged a good estimate for felodipine in earlier work (cited) [konno2008a R20].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
baird2010ΔGv descriptor in the class PCAclass I contribution −0.40 (more negative ΔGv)inputs not printed [baird2010 E25, R22.g]
vaneerdenbrugh2010aΔGv descriptor in the class PCAcontributions −0.29, +0.29, +0.13 for classes I, II, IIIinputs not printed [vaneerdenbrugh2010a E2, R20.e]
baird2012ΔGv column at 298 K−8.6 (lidocaine) to −54.7 J/cm³ (acetaminophen)named only; the standard form reproduces the other 33 rows within about 0.6 J/cm³, ritonavir printed −37.6 against about −21.4 [baird2012 E6, M5, M12, X2]
lu2016driving force of α and β vemurafenib; virtual transitionα 11.0 kJ/mol at 115 °C; transition 319 °Creproduces [lu2016 E1, R22]
marsac2006afelodipine and nifedipine driving force6.22 and 8.83 kJ/mol at 25 °Creproduces [marsac2006a E3]
ilevbare2013cdriving force at 37 °C (extractor calculation)ritonavir ≈10.2, efavirenz ≈2.70, celecoxib ≈7.74 kJ/molinputs not printed for a stated output [ilevbare2013c E7]
baird2011\Delta G_{fus} inside the activity coefficient of four drugs in PEG 400 at 25 °Cno \Delta G_{fus} value printednot applicable; checked through the activity coefficient (0.614 for chlorpropamide, reproduces) [baird2011 E6, E7]
raina2015aΔG in the amorphous solubility estimate of six dihydropyridinesΔHf and Tm not printedinputs not printed [raina2015a E2]
ilevbare2013aΔG inside Eq. 1 for eight drugsritonavir 10.1 kJ/mol at 37 °C from Table 2 inputsno ΔG printed; recomputed ilevbare2013a E2
almeidaesousa2015comparator of the Cp method3.24–10.33 kJ/mol for six drugsreproduces (ibuprofen 3.25 against 3.24 kJ/mol) almeidaesousa2015 E2, R11
indulkar2015ΔG at 310 K for clotrimazole and atazanavir6.26 kJ/mol (clotrimazole, with an unprinted molar mass)inputs not printed indulkar2015 E3
mosqueragiraldo2015telaprevir13.31 kJ/mol; amorphous solubility 245 ± 5 µg/mLreproduces mosqueragiraldo2015 E1, E2
almeidaesousa2016CRH15.68 kJ/molreproduces (5.685) almeidaesousa2016 E2
indulkar2017aΔG of atazanavir inside Eq. 314.55 kJ/mol from Table I (ΔHf 90.1 J/g, Tm 208 °C, 310 K)not printed; with 0.22 read as exp[−I(a)] it gives the printed 62, and about 228 read as I(a) (synthesis) indulkar2017a E2, X1; indulkar2015 M2
hsieh2012amorphous solubility of five basesΔHf, Tm not printedinputs not printed hsieh2012 E3
ilevbare2012britonavirΔHf 60.4 kJ/mol, Tm 121 °C, 37 °CΔG 10.1 kJ/mol, exp(ΔG/RT) 50.8 (extractor) [ilevbare2012b E9]
hsieh2014glyburide, warfarin175.6 °C and 45.5 kJ/mol; 169.2 °C and 43.6 kJ/molreproduces: 59.9 and 47.7 at 25 °C [hsieh2014 E2, E3]
jackson2014danazolΔHf 28.9 kJ/mol, Tm 225.4 °CΔG 6.95 kJ/mol; ratio 15.4 against 19.6 printed [jackson2014 E1, E2]
duong2022bposaconazole, 310 K\Delta G = \Delta H_f(T_m - T)T/T_m^{2}Tm 442.25 K, ΔHf 76.95 J/g; ΔG 16.13 J/g by the extractor duong2022b E3, X2
rumondor2009cdriving force of six drugs tested as a predictor of moisture-induced separation4.1 (ketoprofen) to 11.0 kJ/mol (pimozide); nifedipine 8.2, felodipine 6.1reproduces (nifedipine 8.23, pimozide 10.97, ketoprofen 4.14) [rumondor2009c E3, M1, M2, M5]
rumondor2009bnamed as the pure-drug driving forcenonenamed only [rumondor2009b E1]
konno2008afelodipine amorphous solubility, 37 °Cratio about 10, about 9.5 µg/mLinputs not printed [konno2008a E2, R17]
alonzo2010felodipine, 37 °C30.12 kJ/mol, 143.41 °C: ΔG 5729 J/mol, ratio 9.22 against about 9reproduces [alonzo2010 E1]
alonzo2010indomethacin, 37 °C; 25 °C32.48 kJ/mol, 153.4 °C: ΔG 6445 J/mol, ratio 12.17, 36.5 against about 37 µg/mL; 15.8–23.6 against printed 17–25 µg/mLreproduces; mismatch at 25 °C [alonzo2010 E2, X2]
alonzo2011felodipine, 37 and 25 °Cabout 9.1 and 5–6 µg/mLinputs not printed [alonzo2011 E3, M1]
duong2022adelamanid amorphous-to-crystalline solubility ratio at 37 °C, against the measured 42.3ratio 31.8; Tm 196.1 °Cinputs partly printed; (synthesis: a ratio of 31.8 at 310 K needs ΔG ≈ 8.9 kJ/mol, so ΔHf ≈ 39.8 kJ/mol) duong2022a E2, R27, M1

Where it fails or is disputed

The ΔGv term does not rank the classes monotonically: class II, not class III, has the most positive contribution [vaneerdenbrugh2010a X10]. A printed ΔGv in one table does not follow from its own inputs [baird2012 X2]. Similar viscosity with a twofold different ΔGv weakens a viscosity-only comparison [baird2012 X9]. For vemurafenib the larger driving force of α did not make α dominate at 120–190 °C [lu2016 C52]. Outside this chapter, errors at large undercooling are reported almeidaesousa2015 E2; mosqueragiraldo2015 E2. In the PEG dispersions paper the relation is evaluated at 25 °C, far below the melting points of 126.7–151.7 °C, and the result is the activity coefficient of F3 of the PEG dispersions chapter [baird2011 E7, M1, M2, M3, M4]. In the solution-methods papers, for diverse drugs the heat-capacity method gave estimates much closer to measured LLPS onsets almeidaesousa2015 C43; the Hoffman-based danazol estimate (16 µg/mL) was above the measured 13 µg/mL [jackson2014 R5]. In the amorphous solubility papers it lacked accuracy for diclofenac (28.9 against 52.2 measured ratio) and telaprevir (2.7 times the onset) almeidaesousa2015 R13, R5; mosqueragiraldo2015 R17; Table 10 of the six-drug paper does not predict the size of the error almeidaesousa2015 X8. The DSC method and some inputs are not stated [hsieh2014 X11; hsieh2012 X14]. The danazol ratio of 19.6 cannot be reproduced [jackson2014 X1]. The temperature of the warfarin and glyburide calculation is not printed (25 °C assumed) [hsieh2014 E2]. In the physical-stability papers the driving force did not sort the six drugs by moisture-induced separation [rumondor2009c C32]; for nifedipine against felodipine it pointed the right way for nucleation (F2 of the physical stability chapter) [marsac2006a R4.l]. The 25 °C indomethacin range of the 2010 dissolution paper does not reproduce from its inputs [alonzo2010 X2]. Felodipine concentrations of 14.1 µg/mL measured by UV exceed the 9.5 µg/mL estimate of the same 2008 paper [konno2008a X5]. For delamanid the estimate lies about a quarter below the measured ratio (42.3), which the authors call "reasonable agreement" duong2022a R27, C43.

Concepts

Hoffman equation, thermodynamic driving force for crystallization, enthalpy of fusion, degree of supercooling, activity coefficient, amorphous-crystalline free energy difference, amorphous solubility advantage. Findings. Crystallization tendency: F6, F7, F13. PEG dispersions: F3. Solution methods: F5. C. Amorphous solubility and LLPS: F5, F7. Crystallization from solution: F2, F16. Physical stability: F2, F13. Supersaturation from ASD dissolution: F5, F7, F23.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

ideal-mixing reduction of amorphous solubility

Expression

S_a(x_1) = S_a^{\circ}\,x_1 trasi2015a E4,

for the second drug S_a(x_2) = S_a^{\circ}(1 - x_1), from the ideal-mixing chemical potentials

\mu_1 = \mu_1^{\circ} + RT\ln x_1,\qquad \mu_2 = \mu_2^{\circ} + RT\ln(1 - x_1) trasi2015a E2, E3.

The papers of 2017–2022 print the relation for a polymer as the second component,

S_a = S_a^{0}\,x_{drug} ueda2021 E2

and

\frac{S_a}{S_a^{0}} = x_{drug} ueda2022 E2.

For binary and ternary drug mixtures, applied to the free concentration and to the Caco-2 flux, the relation is printed as

S_1 = S_{A1}\,X_1, \qquad J_1 = J_{A1}\,X_1, \qquad X_1 = \frac{n_1}{n_1+n_2+n_3+\cdots} alhalaweh2016 E7, E8, E9.

The ASD dissolution papers print it for one drug of a two-drug film or dispersion,

C_{max} = S_a\,x_d trasi2015b E1,

and for a drug in an undissolved polymer by weight fraction,

C_{max} = S_a\,w_d li2018 E7, printed in words as a straight line from 0 µg/mL at 0% to the amorphous solubility, 17.4 µg/mL, at 100% drug loading.

Variables and units

symbolmeaningunits
S_a(x_1)amorphous solubility of drug 1 at mole fraction x_1 in the drug-rich phaseµg/mL trasi2015a E4
S_a^{\circ}amorphous solubility of the pure drugµg/mL, ultracentrifuge values 26.2 and 17.1 trasi2015a R1, X14
x_1mole fraction of drug 1 among the drug molecules in the drug-rich phasedimensionless trasi2015a E4
S_1free concentration of drug 1 with a drug-rich phase containing other drugsM alhalaweh2016 E7
S_{A1}amorphous solubility of drug 1 aloneM alhalaweh2016 E7
X_1mole fraction of drug 1 in the drug-rich phase– alhalaweh2016 E9
J_1, J_{A1}flux with and without the other drugsmg/min/cm² alhalaweh2016 E8
C_{max}maximum bulk concentration of one drugµg/mL trasi2015b E1; li2018 E7
S_aamorphous solubility of that drug alone (25 µg/mL ritonavir, 17 µg/mL lopinavir)µg/mL trasi2015b E1
x_dmole fraction of the drug in the amorphous mixture or drug-rich phasedimensionless trasi2015b E1
w_ddrug weight fraction (drug loading) of the dispersiondimensionless li2018 E7

Assumptions and valid domain

Constant aqueous activity coefficients, droplets of about 350 nm too large to raise solubility, the same water content in single and mixed drug-rich phases, and the single-drug amorphous solubility as S_a^{\circ} trasi2015a C38. Tested for ritonavir–lopinavir at x = 0.06–0.70, 25 °C trasi2015a R16. Ideal mixing in the drug-rich phase and amorphous miscibility of the drugs alhalaweh2016 C26; tested for ritonavir, atazanavir and lopinavir in PVP. In the ASD dissolution papers the two amorphous drugs mix ideally (cited) trasi2015b C38; tested for ritonavir–lopinavir films and dispersions trasi2015b R5, R17. The 2018 line scales the amorphous solubility with the drug weight fraction ("ideal behavior") li2018 E7.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
trasi2015abulk ritonavir and lopinavir against the ritonavir mole fractionlines 0 to about 20.8 µg/mL (ritonavir) and about 16.8 to about 3.4 µg/mL (lopinavir) for x = 0 to 0.8reproduces (26.2 × 0.8 = 20.96; 17.1 × 0.2 = 3.42) trasi2015a E4, R16
ueda2021dilution argument for polymer in the ibuprofen-rich phasenone (not evaluated numerically)not applicable ueda2021 E2
ueda2022qualitative link of Sa/Sa0 with the polymer contentno x_drug values printedthe per-chain mole fraction stays at 0.97 or more while Sa/Sa0 reaches 0.52–0.54 (extractor calculation) ueda2022 E2, X3, R17
other chaptersideal-mixing line for binary amorphous mixtures and polymer dispersionsnoneprinted; not recomputed here trasi2015b E1; alhalaweh2016 E7; li2018 E7
alhalaweh2016binary and ternary ceilings; Caco-2 fluxclinical 1:3 ratio: X_RTV = 0.246; 0.5 × 10.5 × 10⁻⁵ = 5.25 × 10⁻⁵reproduces alhalaweh2016 E7, E8, E9
li2018lopinavir ASD films17.4 × 0.50 = 8.7 µg/mLreproduces li2018 E7
trasi2015bfilm plateaus at 7:3, 5:5, 3:7five of six within 0.5 µg/mL; RTV 7:3 15.2 against 16.7 µg/mLprinted comparison trasi2015b R5
trasi2015b5:5 film with literature molecular weightsx_RTV 0.466: 11.6 and 9.1 µg/mL against printed 11.6 and 9.0reproduces trasi2015b E1
trasi2015bHPMCAS dispersions against the lineRTV on the line; LPV up to about 15% belowapproximate trasi2015b R17, X8
li2018positions of the polymers against the lineHPMCAS slightly above; CAP at 15–50% and EC at 50–85% drug near it; HPMCP belowprinted comparison li2018 C20, R3

Where it fails or is disputed

Ritonavir points lie 2–4 µg/mL above the line, no fit statistic is given, and which column of Table 1 supplied S_a^{\circ} is not stated trasi2015a X9, X14. Only one pair was modelled trasi2015a C43. For polymers the assumptions of similar molar volumes and adhesive interactions equal to cohesive ones fail, and the relation cannot reproduce the size of the solubility loss; it is used qualitatively ueda2021 C28; ueda2022 X3. In alhalaweh2016 the drug-rich phase composition was computed by mass balance and ideality was not measured alhalaweh2016 C17; the NTA count of the mixture does not show the phase below the single-drug limits alhalaweh2016 X6. The plotted RTV line ends at about 26 rather than 25 µg/mL; the mole fractions need molecular weights the paper does not print trasi2015b X3, E1. The authors read positions above or below the 2018 line as weaker or stronger interaction than ideal, but the line is proportional dilution by weight, whereas the 2015 relation uses mole fractions; with χ = 0 and a large polymer the Flory–Huggins drug activity at a drug volume fraction of 0.5 is about 0.82, above the line (extractor calculation) li2018 X2, C20; trasi2015b E1.

Concepts

ideal mixing, chemical potential, drug-rich phase, drug–drug miscibility, amorphous solubility. Findings. Amorphous solubility and LLPS: F11, F19, F20, F21. Bioperformance: F6, F20. Supersaturation from ASD dissolution: F11, F18.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Jackson interface-kinetics growth rate

Expression

U = \frac{2 k_B T}{\pi \lambda^2 \eta}\, f \left[1 - \exp\left(-\frac{\Delta H\,\Delta T}{k_B T\,T_m}\right)\right] \exp\left(-\frac{\Delta S}{k_B}\right) [trasi2014a E1].

Variables and units

symbolmeaningunits
Ucrystal growth ratenot stated [trasi2014a E1]
\lambdaaverage diffusion jump distancenot stated
\etaviscosityPa·s (cited data) [trasi2014a P7]
ffraction of interface sites that are active growth sitesdimensionless
\Delta H, \Delta Senthalpy and entropy difference between liquid and crystalnot stated
T, T_m, \Delta Ttemperature, melting temperature, undercoolingK

Assumptions and valid domain

Stokes–Einstein holds and viscosity describes diffusion at the interface in the studied range [trasi2014a C20]; not near Tg, where diffusion decouples from viscosity [trasi2014a C21]. The entropy term reflects the fraction of molecules with the right orientation to join the crystal [trasi2014a C31].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
trasi2014aframework for the driving-force correction and the entropy fitnone fitted directlyinputs not printed (λ, f and η(T) not given) [trasi2014a E1, R10, R11]

Where it fails or is disputed

At similar viscosity the drugs fell into two sets whose corrected growth rates differ by about 2–3 orders of magnitude, so factors beyond viscosity and driving force contribute [trasi2014a C30]. The 2012 viscosity study used a related screw-dislocation form without the entropy term [baird2012 E3].

Concepts

crystal growth rate, melt viscosity, entropy of fusion, thermodynamic driving force for crystallization. Findings. F2, F6.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

mass flow rate from receiver concentration slope

Expression

J = \frac{dC_r}{dt}\times V_r with V_r the receiver volume; printed in words raina2014a E11; mosqueragiraldo2018b E2.

Variables and units

symbolmeaningunits
dC_r/dtslope of the linear region of receiver concentrationµg/mL per min
V_rreceiver volume30 mL raina2014a P9; 32 mL mosqueragiraldo2018b E2
Jmass flowµg/min

Assumptions and valid domain

Sink receiver, linear region, time window chosen after the donor maximum (and before crystallization for PVPVA) mosqueragiraldo2018b P4.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
raina2014afelodipine and nifedipine flux2 µg/mL: about 0.0004 µg/mL/min × 30 mL ≈ 0.012 µg/minreproduces from plot reading raina2014a E11
mosqueragiraldo2018btelaprevir mass flowwindows 10–60 to 800–1000 minslopes not printed mosqueragiraldo2018b E2, X18
hate2022PAMPA mass flow of five drugsslope of receiver concentration against time up to 90 min, normalized by volume, in µg/mininputs not printed [hate2022 E2]

Where it fails or is disputed

One paper cites it as "Eq. (8)", which is the free energy of mixing raina2014a X2. Time windows differ between systems mosqueragiraldo2018b X18.

Concepts

membrane flux. Findings. F2, F7, F9, F21, F22.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

membrane flux from concentration difference

Expression

J = \frac{D_{eff}}{l}\left(C_d - C_r\right) indulkar2016 E1; with the receiver washed continuously, J = (D_{eff}/l)\,C_d indulkar2016 E4. A form with the membrane partition coefficient is printed for the PAMPA cell: C_{m1} - C_{m2} = \dfrac{J\,K\,d_m}{D}, with C_{m2} \ll C_{m1} under a receiver sink [hate2022 E7].

For the dialysis membrane of the ASD dissolution papers it is printed with a sorption coefficient,

J_i = \frac{D_i K_i}{l}\,(c_{io} - c_{il}) [alonzo2011 E1].

Variables and units

symbolmeaningunits
D_{eff}effective diffusion coefficient in the membranenot printed
ldiffusion path lengthnot printed
C_d, C_rdonor and receiver concentrationµg/mL
J_iflux of component i across the dialysis membraneas measured
D_i, K_idiffusion coefficient; sorption coefficient between liquid and membranenot given
c_{io} - c_{il}concentration difference across the membraneµg/mL

Assumptions and valid domain

Pseudo-steady state in the membrane indulkar2016 C9; receiver concentration neglected when washed indulkar2016 C10. For the dialysis set-up of the ASD dissolution papers the flux is taken as directly proportional to the concentration difference, so that a difference in dissolved drug between donors shows as a difference in receptor slope [alonzo2011 C9]; particles do not cross.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2016flow-through model of clotrimazoleK = A D_eff/(V_d l) fittedinputs not printed indulkar2016 E1, E4, E6
hate2022donor-side interface concentration in a PAMPA cellK, membrane thickness and D not giveninputs not printed [hate2022 E7, R19]
alonzo2011dissolved felodipine from dispersionsslope ratios 10.5, 9.5, 8.5 (90:10, 50:50, pure amorphous)proportionality check 0.0816/0.0394 = 2.07 against 2.0 [alonzo2011 R14, E1]

Where it fails or is disputed

Droplets are assumed not to contribute to the flux indulkar2016 C11, X4. All ratios share one crystalline slope (n = 1), and the membrane cutoff is given as 6–8 kDa and as 10 kDa [alonzo2011 X4, X1].

Concepts

membrane flux, sink conditions, free drug concentration. Findings. Bioperformance: F5. Supersaturation from ASD dissolution: F7, F8.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

membrane flux from permeability and concentration

Expression

J = P\,C elkhabaz2019b E5, printed as J = pc in the enzalutamide study wilson2018 E6. In the supplement of the media study the apparent permeability is the normalized flux divided by the donor concentration, in cm/min elkhabaz2019b E5.

Variables and units

symbolmeaningunits
Jflux across the membraneµg/(min·cm²) elkhabaz2019b R7
Pmembrane permeabilitycm/min elkhabaz2019b E5
Cconcentration available for permeationµg/mL, taken as µg/cm³ elkhabaz2019b E5; wilson2018 E6

Assumptions and valid domain

None stated in either paper; the concentration is meant to be the one available for permeation, that is the free drug wilson2018 E6.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
wilson2018relation of flux to concentration for enzalutamidenot used numericallyprinted; no numerical output wilson2018 E6
elkhabaz2019bapparent permeability of atazanavir and posaconazole in six mediaatazanavir in buffer-V1 at J_{amph}: 1.19 × 10⁻¹/79 = 1.51 × 10⁻³ cm/minreproduces Table S2 elkhabaz2019b E5, R12

Where it fails or is disputed

With total concentration as C the apparent permeability fell in the micellar media, because only free drug crosses; multiplied by the ratio of total to buffer solubility it was the same at both solid phases in every medium (1.33–1.77 × 10⁻³ cm/min for atazanavir, 2.36–3.03 × 10⁻³ for posaconazole) (F18) elkhabaz2019b R12, R13.

Concepts

membrane flux, Fick's first law, free drug concentration, micellar solubilization. Findings. F18, F25.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

membrane flux in terms of solute activity

Expression

J = \frac{dM}{dt} = \frac{D\,S\,a}{h\,\gamma_m} mosqueragiraldo2015 E4.

The papers of 2017–2022 print the relation per unit area,

J = \frac{D\,a}{h\,\gamma_{m}} indulkar2017a E7,

with the flux defined as

J = \frac{dm}{A\,dt} indulkar2017a E4, and as the mass flow rate

F = \frac{dM}{dt} = \frac{D\,S\,a}{h\,\gamma_m} lu2017b E1.

In the Bioperformance papers the relation is printed with the area outside the numerator,

J = \frac{dM}{dt\,S} = \frac{D\,a}{h\,\gamma_m} alhalaweh2016 E1,

as J = dM/dt = D S a/(h \gamma_m) with the area S inside the numerator raina2014a E6; raina2015c E3, and as J = (1/A)(dM/dt) = D a/(h \gamma_m) [hate2017 E1].

The crystallization-from-solution papers print it per area,

J = \frac{dM}{S\,dt} = \frac{D\,a}{h\,\gamma_m} jackson2016 E1;

J = \frac{dM}{A\,dt} = \frac{D\,a}{h\,\gamma_m} [li2016a E2],

with the activity written as

a = C\,\gamma jackson2016 E2.

In the Mesoporous silica papers it is printed as

J = \frac{dM}{A\,dt} = \frac{D\,a}{h\,y_{m}} [dening2018 E1],

with the membrane activity coefficient written y_m and the activity a = C\,y [dening2018 E2].

In the ASD dissolution papers it is printed per membrane area,

J = \frac{dM}{dt}\cdot\frac{1}{S} = \frac{D\,a}{h\,\gamma_m} jackson2015 E1,

and with the supersaturation as the activity,

J = S_i\,\frac{D}{h\,\gamma_m} jackson2015 E3;

the tacrolimus paper prints \frac{dM}{dt} \propto a in words: the rate of transport into sink conditions is proportional to the thermodynamic activity of the solute in the donor, not to its concentration trasi2016 E2.

Variables and units

symbolmeaningunits
Jflux across the membraneµg/min in the telaprevir figure mosqueragiraldo2015 E4, R12
M, tmass transported, timemosqueragiraldo2015 E4
D, S, hdiffusion coefficient, membrane area, membrane thicknessmosqueragiraldo2015 E4
asolute activity in the donormosqueragiraldo2015 E5
\gamma_m (printed as italic y_m in the Mesoporous silica paper)activity coefficient of the drug in the membrane[mosqueragiraldo2015 E4; dening2018 E1]
J in the Bioperformance papersflux (or mass flow rate when S is inside)µg/min; µg/(h·cm²); mg/min/cm² raina2014a E6; indulkar2016 E11; alhalaweh2016 R17
S or Amembrane area7.065 cm² raina2014a P8; 1.77 cm² indulkar2016 P5; 115 cm² [hate2017 M10]; 7.07 cm² [dening2018 P12]
J in the crystallization-from-solution papersmass crossing the membrane per time and areaµg min⁻¹ cm⁻² (the printed danazol axis lacks the time) jackson2016 E1
S or A in the danazol cellmembrane area (orifice)7.065 cm²
D, hdiffusion coefficient of the solute in the membrane; membrane thicknesscm² s⁻¹; cm
C, \gammaconcentration and activity coefficient in solutionµg mL⁻¹, dimensionless jackson2016 E2
J in the ASD dissolution papersfluxµg/(min·mm²) jackson2015 E1
S in the danazol cell of 2015membrane cross-sectional area (not the supersaturation)mm² jackson2015 E1
S_isupersaturation, free drug over crystalline solubilitydimensionless jackson2015 E3
dM/dtmass flow rate into the receiverµg/min trasi2016 E2

Assumptions and valid domain

D, S, h and γm are constant across experiments, so differences in flux reflect differences in activity; sink conditions (receiver below half the crystalline solubility) mosqueragiraldo2015 C10, R11. In the Bioperformance papers: sink receiver, nearly constant donor concentration, and constant D, S, h and γm raina2014a C11; alhalaweh2016 C2. It was tested in a side-by-side cell with a regenerated cellulose membrane, a flow-through cell, a hollow-fibre module and Caco-2 monolayers. Sink conditions in the receiver, constant donor concentration, and S (or A), D, γ_m and h constant for a given set-up and solute, so that mass flow is proportional to the donor activity [jackson2016 C9; li2016a E2]. Tested for danazol (receiver below 0.3 µg/mL) and for celecoxib and nevirapine [jackson2016 P9; li2016a P8]. In the Mesoporous silica papers D, A, y_m and h are constant in all diffusion experiments, so mass flow follows donor activity; receiver concentrations stayed below the crystalline solubility [dening2018 C11, C12]. There it is used to read free drug released from drug-loaded silica, where dissolution sampling cannot tell free from held drug [dening2018 C22]. In the danazol dispersion study D, S, \gamma_m and h are constant in the cell, so flux is proportional to free drug, not total drug jackson2015 C11; in the tacrolimus study the receiver is under sink conditions and the relation is cited trasi2016 E2.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
mosqueragiraldo2015telaprevir flux against donor concentrationabout 0.068 µg/min at 5 µg/mL, about 0.97 at 90, about 1.07 at 130inputs not printed (D, h, γm) mosqueragiraldo2015 E4, R12
trasi2015aflux of ritonavir, lopinavir, paclitaxel as a measure of activityplateaus 0.13–0.27 µg/minread-out, relation not printed trasi2015a R2, C14
indulkar2017aatazanavir flux in buffer, calibration of free drug in SDSslope 0.0017 mL/min·cm² (R² 0.998) up to the amorphous solubilityinputs not printed (D, h, γm) indulkar2017a E7, R10
lu2017btelaprevir mass flow rate against concentration0.009 µg/min per µg/mL (R² 0.9932)inputs not printed (D, h, γm; S not stated as a value) lu2017b E1, R6
raina2014afelodipine and nifedipine flux plateauD, h, γm not printedprinted; inputs not printed raina2014a E6
raina2015csolubilizer effect on fluxsameprinted raina2015c E3
alhalaweh2016Caco-2 flux of drug mixturesA, D, γm assumed constantprinted alhalaweh2016 E1
hate2017hollow-fibre transfernot applied numericallyprinted [hate2017 E1]
jackson2015danazol ASD flux; free danazol from dissolving dispersions17.5 × 10⁻⁵ µg/(min·mm²) printed; free drug 7.1–9.1 µg/mL with LLPS, 5.4 µg/mL withoutmismatch: recomputed 1.28 × 10⁻³ jackson2015 E1; flux and concentration columns not proportional jackson2015 R9, X5
trasi2016tacrolimus mass flow; solutions and dissolved marketed products, pH 4.5, 37 °Cstated in words; plateau ≈0.0050–0.0055 µg/min from 60–100 µg/mL, products 0.0048–0.0054 µg/minno constants printed trasi2016 E2, R14, R15
wilson2018enzalutamide, ASD solutions and drug with polymerD, h and γm constant; donor activity inferred from mass flowno numerical output wilson2018 E4, E5, C12
elkhabaz2019batazanavir, posaconazole in six mediaconstants not printedinputs not printed elkhabaz2019b E3
ueda2020aatazanavir, clozapine with two HPMCAS gradesflux proportional to the extent of supersaturation, in wordsnot applicable ueda2020a E2
alkalla2026atazanavir and darunavir in diffusion cells and Caco-2A, D, γm and h assumed constantinputs not printed alkalla2026 E2
jackson2016maximum free-drug concentration of danazol from the flux plateau at 8 µg/mL; maximum flux with 1–1000 µg/mL polymerflux about 0.0152–0.0159 (plateau); 0.0126–0.0175 with polymer (units as printed)plot readings jackson2016 R10, R11, X9
li2016acheck that 0.1% STC and SGC leave the activity of celecoxib and nevirapine unchanged0.44, 0.46, 0.41 and 20.9, 23.4, 21.0 µg/minmeasured [li2016a R15]
lu2017activity ratio δ = F/F° from the mass flow of telaprevir (calibration from an earlier study)δ 11.5 and 28.8 (concentrations 60–330 µg/mL)plot readings lu2017 E2, R1
indulkar2018flux as a measure of donor activity in micellar mediaJ = Da/(h\gamma_m)inputs not printed [indulkar2018 E2]
indulkar2019bsame, in SDSas aboveinputs not printed indulkar2019b E2
dening2018free ritonavir from SBA-15 at 50–1000% of the amorphous solubility3.80–9.12 ng/min against 9.20 for amorphous ritonavir; free drug about 19 and 23 µg/mL at 200 and 400%inputs not printed; printed "ng/min" equal receiver slopes in ng/mL per min [dening2018 E1, R8, R9, R10, X3]
dening2018ritonavir loadings 4.9–38.1% w/w; lopinavir5.1–5.4 against 4.37 and 4.10 ng/min; lopinavir 51.4 and 70.9%inputs not printed [dening2018 R27, R20]

Where it fails or is disputed

The plateau still rises by about 10% mosqueragiraldo2015 X6; replicates and the slope window are not stated mosqueragiraldo2015 X13; trasi2015a X10. The relation needs a membrane that passes only dissolved drug; the telaprevir paper explains the same flux drop with bile-salt micelles both by lower activity and by slower diffusion of drug-loaded aggregates, and does not separate them lu2017b X8; indulkar2017a X9. Flux of nifedipine at about 10 µg/mL, near its crystalline solubility, was about zero, which proportionality to activity does not predict raina2014a X11. In the hollow-fibre module transfer keeps rising above the amorphous solubility, where activity should be constant hate2018 C25. One paper uses γ for both the membrane and the donor coefficient raina2015c X8. With a sink receiver the PAMPA mass flow of atazanavir kept rising above the amorphous solubility, where activity should be constant (F22) [hate2022 R19]. A crystalline co-drug lowered the flux plateau by lowering the activity of the drug-rich phase (F20) alkalla2026 C37, and flux and total concentration decouple in micellar media (F18) elkhabaz2019b C25. The flux axes of the danazol paper have no time unit and no replicates are stated; the crystalline reference flux differs between figures (0.0011 and 0.0008) and the plateau-to-crystal flux ratio (about 14 to 19) exceeds the concentration ratio (about 9), which is not discussed jackson2016 X9, X10, X11. For celecoxib the ratio of concentration to solubility disagrees with the unchanged flux [li2016a X18]. The formula is also printed by 14 papers outside the crystallization-from-solution chapter (see the evidence table). With ritonavir on SBA-15 at the 1000% dose the flux equalled that of amorphous ritonavir while filtered dissolution gave about 85% of the amorphous solubility, unresolved [dening2018 X14]. The membrane of that paper is regenerated cellulose in the methods and "cellulose acetate" in one section [dening2018 X2]. The percent of reference depends on whether the reference is dose-matched [dening2018 X15]. For one danazol system the example profile gives 128 × 10⁻⁵ against a printed 17.5 × 10⁻⁵ µg/(min·mm²), unresolved jackson2015 E1, X4; the standard curve has an intercept jackson2015 X5. Below 50 µg/mL the tacrolimus flux rose with concentration but did not extrapolate to zero trasi2016 X8.

Concepts

membrane flux, thermodynamic activity, chemical potential, Fick's first law, sink conditions, incomplete drug release, free drug concentration. Findings. Amorphous solubility and LLPS: F8, F11, F16, F17. Bioperformance: F2, F3, F18, F19, F20, F22, F25. Crystallization from solution: F22, F31, F32, F38. Mesoporous silica: F8, F11, F15. Supersaturation from ASD dissolution: F7, F8.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

molar volume from molecular weight and density

Expression

Printed in words as "molecular volume = molecular weight / true density":

V_m=\frac{M}{\rho}

[moseson2018 E6].

Variables and units

symbolmeaningunitids
V_mmolecular (molar) volumecm³/mol[moseson2018 E6]
Mmolecular weightg/mol[moseson2018 E6]
\rhotrue densityg/mL[moseson2018 E6]

Assumptions and valid domain

None stated; densities of amorphous IDM (1.31 g/mL) and PVPVA (1.18 g/mL) were taken from the literature, and the PVPVA molecular weight (55,000 g/mol) is an estimate from the manufacturer's range [moseson2018 M1, M2].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
moseson2018volume fractions and the ratio m of the Flory–Huggins melting point depressionIDM 273 cm³/mol; PVPVA 46,610 cm³/molreproduces (357.8 / 1.31 = 273.1; 55,000 / 1.18 = 46,610) [moseson2018 E6, M1, M2]
moseson2022cm of bicalutamide–PVPVABCL 318.8 cm³/mol (printed 319); PVPVA 46,610; m = 146.1reproduces (430.37/1.35 = 318.8; 55,000/1.18 = 46,610) [moseson2022c E21, M1, M2]
shah2024m of posaconazole–HPMCASPCZ 546 and HPMCAS 14,164 cm³/mol; m = 25.95reproduces within rounding (701/1.28 = 547.7 against 546; 18,000/1.27 = 14,173 against 14,164; 14,164/546 = 25.94) [shah2024 E4, E1]

Where it fails or is disputed

The polymer molar volume depends on an estimated molecular weight, so m is approximate [moseson2018 M2].

Concepts

Flory–Huggins interaction parameter. Findings. F8, F41.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

multicomponent Flory-Huggins free energy of mixing

Expression

Water–drug–polymer system:

\frac{\Delta G_{mix}}{RT} = n_W\ln\phi_W + n_D\ln\phi_D + n_P\ln\phi_P + n_W\phi_D\chi_{WD} + n_W\phi_P\chi_{WP} + n_D\phi_P\chi_{DP} [rumondor2009c E4; rumondor2010c E1; purohit2017b E2]

Variables and units

symbolmeaningunits
n_W, n_D, n_Pamounts of water, drug, polymer (stated as mole fractions)– [rumondor2009c E4]
\phivolume fractions– [rumondor2009c E4]
\chi_{WD}, \chi_{WP}, \chi_{DP}pair interaction parameters, also holding non-ideal entropy– [rumondor2009c E4]

Assumptions and valid domain

First three terms the combinatorial entropy, last three the pair interactions [rumondor2009c E4; purohit2017b E2]. Used in words only: separation needs the interaction terms to outweigh the entropy, so a very unfavourable water–drug term next to a favourable water–polymer term can push the drug out [rumondor2009c C42, C37].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
rumondor2009cthermodynamic origin of moisture-induced separationnoneargument only [rumondor2009c E4]
purohit2017b (outside)AAPS of ritonavir dispersions on hydrationnoneargument only purohit2017b E2
rumondor2010cwhy the same drugs separate more with PVP than with PVPVA and HPMCASnoneargument only; χ ranked by red shift and log P [rumondor2010c E1, C26, C31, X13]

Where it fails or is disputed

No χ values for the ternary systems were measured; the conclusion that separation needs a positive mixing enthalpy treats χ terms as purely enthalpic although they also carry entropy [rumondor2009c X13, X14]. The same data allow a mobility reading (less plasticized HPMCAS dispersions), which the free-energy argument does not exclude [rumondor2010c C32, X12].

Concepts

Flory-Huggins theory, enthalpy of mixing, Δχ effect, moisture-induced phase separation. Findings. F8, F12, F13, F23.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

pH-solubility profile

Expression

C_T = C_B\left(1 + 10^{\,\mathrm{p}K_a - \mathrm{pH}}\right) indulkar2015 E8.

The paper of 2018 prints the same relation as

C_T = \left(\frac{1 + X}{X}\right)C_U,\qquad X = 10^{\mathrm{pH} - \mathrm{p}K_a} sugihara2018 E1,

which equals C_B\,(1 + 10^{\mathrm{p}K_a-\mathrm{pH}}) (synthesis: (1+X)/X = 1 + 1/X).

Two delamanid papers use the relation without printing it, one to fit the drug's pKa from measured solubilities and one to draw the predicted curve of a cited pKa [nguyen2023c E1; nguyen2023b E1]. The posaconazole paper prints it in the same form,

C_T = C_B\left(1 + 10^{\,\mathrm{p}K_a - \mathrm{pH}}\right) duong2022b E1,

as cited by the delamanid work [nguyen2023c E1].

Variables and units

symbolmeaningunits
C_Ttotal solubility at the pHµg/mL indulkar2015 E8
C_Bcrystalline free-base solubility (the amorphous free-base solubility is substituted for the amorphous form)µg/mL indulkar2015 E8, C46
\mathrm{p}K_a, \mathrm{pH}pKa of the base, medium pHindulkar2015 E8
C_T (delamanid papers)total solubility of the drug at that pH, crystalline or amorphousµg/mL [nguyen2023c R1]
\mathrm{p}K_a (delamanid)pKa of the base: fitted 3.94 ± 0.04, 4.3 cited[nguyen2023c R3; nguyen2023b E1]

Assumptions and valid domain

The solution is in equilibrium with the neutral form, not the salt indulkar2015 E8. Tested for clotrimazole, atazanavir and nicardipine at 37 °C over about ±2 pH units of the pKa indulkar2015 A2. In the delamanid papers it is applied to a monoprotic weak base in equilibrium with the neutral form, over pH 1.6 to 6.5 at 37 °C, to the crystalline and to the amorphous solubility alike [nguyen2023c P1, P2, E1]. For the coated-tablet paper the intrinsic solubility behind the printed curve is not given, so the curve is a reference line rather than a fit [nguyen2023b E1].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2015predicted crystalline and amorphous solubility at each pH; oral-dose scenariosatazanavir at pH 1.5: 1090 µg/mLreproduces (1.04 µg/mL, pKa 4.52; printed 1.1 mg/mL) indulkar2015 E8, R26
sugihara2018pazopanib crystalline and amorphous solubility against pHpKa 6.4; amorphous points fall below the curve at pH 5 and 5.5reproduces for the crystalline curve sugihara2018 E1, R3, C11
nguyen2023cfitting the delamanid pKa to crystalline and amorphous solubility between pH 1.6 and 6.5pKa 3.94 ± 0.04; crystalline 10.2 → 0.018 and amorphous 154.5 → 0.76 µg/mLthe fitted curve follows the amorphous data but gives about 3.7 instead of 10.2 µg/mL for the crystal at pH 1.6 [nguyen2023c R3, R1]
nguyen2023bdrawing the predicted buffer solubility of delamanid against the measured buffer and biorelevant valuespKa 4.3 cited; about 10.3 µg/mL at pH 1.6, below 0.02 µg/mL above pH 5.5inputs not printed; the biorelevant values lie far above the curve [nguyen2023b E1, R13, R18]

Where it fails or is disputed

The predicted amorphous curve is the crystalline curve times one factor, so its overlap with the LLPS data does not test the relation; the constancy of the un-ionized concentration does indulkar2015 X14. At the lowest pH a salt may limit solubility, not examined indulkar2015 X7. It covers the drug only: in the dispersions of the ASD dissolution papers the polymer's own pH-dependent solubility decides release, and the worst gastric pH for delamanid dispersions lay where neither drug nor polymer dissolved well [nguyen2023c C14, C15]. It does not apply to a neutral drug: praziquantel, with a calculated pKa of 1.14, kept an amorphous solubility of 1.17–1.43 mg/mL across six buffers and still lost release after gastric stages at pH 3.0 and 5.0 [alvarenga2025 R4, R1, R10]. Food components raised delamanid solubility far above the curve (13.10 and 57.97 µg/mL in a fed gastric medium) [nguyen2023b R13].

Concepts

pH-dependent solubility, ionization, pKa, pH-dependent solubility of weak bases, enteric polymer. Findings. Amorphous solubility and LLPS: F10, F23. Supersaturation from ASD dissolution: F24, F25, F28.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

polymer partitioning into the drug-rich phase by depletion

Expression

Printed in words in both papers; written here as the stated balances.

c_{p,\,\mathrm{droplets}} = c_{p,\,\mathrm{total}} - c_{p,\,\mathrm{solution}} wilson2021 E3

c_{p,\,\mathrm{droplets}} = c_{p,\,\mathrm{before}} - c_{p,\,\mathrm{supernatant}} shah2025 E2

w_{p} = \frac{c_{p,\,\mathrm{droplets}}}{c_{p,\,\mathrm{droplets}} + c_{d,\,\mathrm{droplets}}}, \qquad c_{d,\,\mathrm{droplets}} = c_{d,\,\mathrm{total}} - c_{d,\,\mathrm{solution}} shah2025 E3; wilson2021 X4

Variables and units

symbolmeaningunits
c_{p,\,\mathrm{total}}, c_{p,\,\mathrm{before}}polymer addedµg/mL
c_{p,\,\mathrm{solution}}, c_{p,\,\mathrm{supernatant}}polymer left dissolved (solution ¹H NMR, or HPLC–ELSD after ultracentrifugation)µg/mL
c_{d,\,\mathrm{solution}}drug left dissolved (NMR, or the LLPS concentration)µg/mL
w_{p}polymer weight fraction of the droplets, water ignoreddimensionless

Assumptions and valid domain

NMR sees only dissolved species, and the drug-rich phase is fully sedimented by ultracentrifugation; the water content of the droplets is ignored wilson2021 C22; shah2025 E2, E3. Tested for enzalutamide (25–100 µg/mL HPMCAS or Eudragit E PO, 70 or 120 µg/mL drug) and posaconazole (900 µg/mL HPMCAS L, M or H, 100 µg/mL drug) wilson2021 R7; shah2025 R16.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
wilson2021share of HPMCAS and Eudragit E PO in enzalutamide dropletsHPMCAS 12.7–24.7, Eudragit E PO 40.8–41.0 w/w%reproduces with plot-read drug values (HPMCAS 100 µg/mL: 100 − 67.4 = 32.6 µg/mL in droplets) wilson2021 E3, R7, X4
shah2025share of HPMCAS L, M, H in posaconazole droplets895, 886, 861 µg/mL left of 900; fractions about 0.05, 0.14, 0.31reproduces (H: 39/(39 + 87.5) = 0.31) shah2025 E3, R16, R17
raina2015bpolymer in felodipine precipitate and supernatant (direct NMR of both phases, not depletion)PVPVA 6.8 and 36.7, HPMCAS 7.1 and 34.2 mgsingle determinations [raina2015b R12]

Where it fails or is disputed

The two enzalutamide polymers were compared at different drug totals (70 against 120 µg/mL), and a colorimetric pellet assay gave about 19–23 w/w% for both, so the ranking rests on NMR alone wilson2021 X4, X5. For posaconazole the L and M depletions (5 and 14 µg/mL) lie within one to two standard deviations of zero shah2025 X7.

Concepts

polymer partitioning into the drug-rich phase, drug-rich nanodroplets. Findings. F26, F37, F44.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

power-law crystal growth rate

Expression

R_G = k_G\,A\,(C_b - C^{*})^{g} [purohit2018 E3]. The log-linearised fit \log(dC/dt) = n\log(S-1) + \text{intercept} is printed for tacrolimus seeds, with n = 1.677 [hate2019 E5].

In supersaturation-ratio form, with its linearisation, and against the logarithmic supersaturation:

R_G = k_G\,S^{g} [alonzo2012 E2];

\ln R_G = \ln k_G + g\,\ln S [alonzo2012 E3];

R_G = k_g\,\sigma^{g} [ilevbare2012b E3].

Variables and units

symbolmeaningunits
R_Gcrystal growth rate–
k_Ggrowth rate coefficientnot determined
Acrystal surface areanot determined
C_b, C^*bulk concentration, crystal solubilityµg/mL
goverall growth order, typically 1 to 2–
R_G (supersaturation form)overall crystal growth rateµg mL⁻¹ min⁻¹ [alonzo2012 E2]
k_ggrowth rate constant against σas R_G [ilevbare2012b E3]
S, \sigmasupersaturation ratio and its logarithmdimensionless

Assumptions and valid domain

Empirical [purohit2018 E3]; g = 1 for diffusion control and 2 for integration control in the felodipine–HPMC study [alonzo2012 E2, E3]. k_G depends on temperature, crystal–solution velocity and impurities but not on supersaturation [alonzo2012 C3, C35]. Fitted over S 3–12 for felodipine; not fitted for ritonavir [alonzo2012 P8; ilevbare2012b E3].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
purohit2018why 450 mL shows growth and 900 mL notnone fittedinputs not printed [purohit2018 E3, C52, C55]
alonzo2012growth order of felodipine without and with HPMCg 1.50 ± 0.04; 1.97 ± 0.12; \ln k_G −4.24; −5.42 to −5.86; with HPMC kG about 0.0032, g 2, S 5: RG about 0.080reproduces (1 µg/mL HPMC, S 5: 0.080 against 0.087 µg mL⁻¹ min⁻¹ in Fig. 3) [alonzo2012 E2, E3]
hate2019tacrolimus on seedsdC/dt = k_g A (C_{in}(0) - C^*)^n with constant area; fit y = 1.677x - 3.136, R² 0.9896E4 reproduces (1.17 × 10⁻⁴ × (25 − 2.5)^1.7 = 0.0233 µg/mL/s); E5 mismatch: printed growth constant 1.17 × 10⁻⁴ "cm/s", 10^(−3.136) = 7.31 × 10⁻⁴ or 1.57 × 10⁻⁴ after dividing by C*^n [hate2019 E4, E5, R18, X3]
ilevbare2012bgrowth against σ; linear above σ_cno k_g or g reportednot applicable [ilevbare2012b E3]
schram2015R_G = k_G S^g, held at fixed disc speedS 8; no k_G or g reportednot fitted [schram2015 E2, X7]
schram2016R_G = A k_G S^g, area factor in the argument against area as the causeS 4; no k_G or g reportednot fitted [schram2016 E2]

Where it fails or is disputed

No growth constants were determined for tacrolimus in the dissolution study [purohit2018 E3]; the absorptive study fitted an order and a constant from seeded runs. The x-axis of the tacrolimus fit is log(C − C*) rather than the log(S − 1) it is labelled with, and the crossover with absorption near S 18.5 rests on a constant crystal area (F29) [hate2019 X2, X16]. The k_G values come from fits with different fixed orders (1.5 without HPMC, 2 with), so they should be compared at equal S [alonzo2012 X8]. Above the critical supersaturation the ritonavir rate is linear in σ, not a power law with order 2 [ilevbare2012b R11, R12]. The rotating-disc papers of 2015 and 2016 report neither order nor coefficient [schram2015 X7; schram2016 E2].

Concepts

crystal growth, crystal seeding, crystal growth rate, integration-controlled crystal growth, kinetic roughening. Findings. Bioperformance: F12, F16, F29. Crystallization from solution: F9, F10, F23, F24.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

reduced glass transition temperature

Expression

T_{rg} = \frac{T_g}{T_{melt}} [baird2010 E4].

Variables and units

symbolmeaningunits
T_{rg}reduced glass transition temperaturedimensionless [baird2010 E4]
T_g, T_{melt}glass transition and melting temperaturesK [baird2010 E4]

Assumptions and valid domain

Viscosity is taken as constant at Tg [baird2010 E4]; a value of 0.66 was proposed in the cited literature [baird2010 R29]. For 16 class I molecules without a measured Tg, Tg was estimated from a fit T_{rg} = 0.00021\,\mathrm{MW} + 0.64433 with R² 0.44 [baird2010 E27, X17].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
baird2010testing Trg against classI-A 0.69, I-B 0.7; class I 0.69 ± 0.02, class III 0.73 ± 0.04, not significantly differentreproduces: acetaminophen 297.15/443.15 = 0.671 [baird2010 E4, R14]
nguyen2023apretomanid0.67reproduces: (10 + 273.15)/(147.3 + 273.15) = 0.673 [nguyen2023a E2]

Where it fails or is disputed

Trg did not differ between class I-A and I-B, indicating no correlation with the ability to quench amorphous [baird2010 C23]. Tg/Tm was not a reliable indicator; class II alone spans Tg/Tm 0.65–0.76 [baird2012 C36, R14]. The class I values rest partly on estimated Tg [baird2010 X17].

Concepts

reduced glass transition temperature, glass transition temperature, glass-forming ability, Tm − Tg temperature gap. Findings. F12.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

solid-liquid equilibrium solubility equation

Expression

\ln x_{C,L_1} = -\frac{\Delta G_{a\to c}}{RT} - \ln\gamma_{L_1} ilevbare2013a E3;

\ln C_B = -\frac{\Delta G}{RT} - \ln\gamma indulkar2015 E7;

and for the supercooled liquid \ln x_{SL,L_1} = -\ln\gamma_{L_1} ilevbare2013a E4. As printed, \Delta G_{a\to c} and \Delta G are positive magnitudes; with the signed quantity \mu^{(c)}-\mu^{0(a)}, which is negative, the term carries a plus sign, as in Taylor and Zhang 2016 (Eqs. 2 and 6).

New forms (Miscibility and drug-polymer interactions). With the heat-capacity terms, as printed for the solubility of a crystalline drug in a polymer (2006):

\ln\gamma_{\mathrm{drug}}\,x_{\mathrm{drug}} = -\frac{\Delta H_{fus}}{RT}\left[1-\frac{T}{T_m}\right] - \frac{1}{RT}\int_{T_m}^{T}\Delta C_P^{\mathrm{config}}\,dT + \frac{1}{R}\int_{T_m}^{T}\frac{\Delta C_P^{\mathrm{config}}}{T}\,dT [marsac2006b E5];

and in the 2009 paper, where the left side is written as the free energy of fusion:

\ln\gamma_{\mathrm{drug}}\,x_{\mathrm{drug}} = \frac{-\Delta G_{fus}}{RT} = -\frac{\Delta H_{fus}(T_m)}{RT}\left[1-\frac{T}{T_m}\right] - \frac{1}{RT}\int_{T_m}^{T}\Delta C_P\,dT + \frac{1}{R}\int_{T_m}^{T}\frac{\Delta C_P}{T}\,dT [marsac2009 E1].

Simpler forms in other papers of the library:

\ln x_{actual} = -\frac{\Delta H_{fus}}{RT}\left(1-\frac{T}{T_M}\right) - \ln\gamma [marsac2008a E3];

\ln\left[\gamma_d\,x_d\right] = -\frac{\Delta G_{fus}}{RT} [baird2011 E5];

\ln x = -\frac{\Delta H_f}{R}\left(\frac{1}{T}-\frac{1}{T_m}\right) - \frac{\Delta C_p}{R}\left(1-\frac{T_m}{T}+\ln\frac{T_m}{T}\right) - \ln\gamma raina2014a E1.

The ritonavir–atazanavir paper writes \log\chi = \log X_{ideal} - \log\gamma with \log X_{ideal} = -\frac{\Delta H_m}{2.303R}\frac{T_m - T}{T_m T} alhalaweh2016 E4, E5.

Variables and units

symbolmeaningunits
x_{C,L_1}, C_Bsolubility of the crystalline drug in watermole fraction; µg/mL ilevbare2013a E3; indulkar2015 E7
\Delta Gfree-energy difference between supercooled liquid and crystalindulkar2015 E7
\gamma_{L_1}, \gammaactivity coefficient of the drug in the aqueous solutiondimensionless ilevbare2013a E3
\gamma_{drug}activity coefficient of the drug at the solubility limitdimensionless [marsac2009 E1]
\chi, X_{ideal}mole-fraction solubility and ideal solubility in the ritonavir–atazanavir paper– alhalaweh2016 E4, E5
x_{drug}mole-fraction solubilitydimensionless [marsac2009 E1]
\Delta H_{fus}, T_mheat of fusion and melting temperature of the drugkJ/mol, K (Table I and II values) [marsac2006b M1, M2; marsac2009 M1, M2]
\Delta C_P^{config}, \Delta C_Pheat-capacity difference between liquid and crystalvalues cited, not printed [marsac2006b X11; marsac2009 P7]
TtemperatureK; not stated for the Table II predictions [marsac2006b X11]

Assumptions and valid domain

The solvent is not present in the crystal; the first term is the lattice contribution and the second the solute–solvent interaction indulkar2015 E7; γ is constant over the crystalline and amorphous concentration range ilevbare2013a C55. For a drug in a polymer, the polymer assumes the role of a solvent, so the equation describes solubility of a crystalline drug in a polymer, with \gamma from Flory–Huggins theory [marsac2006b C45]. For the analogue liquid the entropy of mixing is assumed ideal [marsac2006b C46]. For ketoconazole the heat-capacity difference was approximated by its value at Tg, integrated between Tg and Tm [marsac2009 P7]. In the 2009 route the same γ is assumed at the solubility limits in the analogue and in PVP [marsac2009 C11]. The amorphous form removes the fusion terms, so \ln x = -\ln\gamma raina2014a E2. The ritonavir–atazanavir paper sets ΔCp to zero alhalaweh2016 E5.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
ilevbare2013aappendix derivation of the amorphous solubilitynoneγ not printed ilevbare2013a E3, E4
indulkar2015argument that the un-ionized amorphous and crystalline solubility differ by a constant factornoneγ not printed indulkar2015 E7, C42
marsac2006bsolubility of nifedipine and felodipine in PVP K12, PVP K29/32 and methyl pyrrolidone0.06–0.07 g/g and 0.25–0.31 g/g in PVP; 0.15 and 0.48 g/g in methyl pyrrolidonereproduces with ΔC_P terms set to zero at 298.15 K for nifedipine in PVP K12 (0.071 against 0.07); one felodipine value in K29/32 does not match (≈0.29 against 0.25) [marsac2006b E5, E6, R17, X11]
marsac2009γ in EP from the measured solubility; ideal solubilityγ 0.15–0.89inputs not printed (heat capacities, ideal solubilities) [marsac2009 E1, R9, X4]
baird2011activity coefficient in PEG 400see the PEG chapterreproduces (through its E7) [baird2011 E5]
marsac2008aactivity coefficient of nifedipine and felodipine in water from the solubility in methyl pyrrolidoneγ in water 1.89 × 10³ and 2.43 × 10⁵reproduces within the stated SD with the lattice terms implied by the printed data (−5.40 and −3.51); ΔH_fus and T_M not printed [marsac2008a E3, R10, R11]
raina2014abackground to the amorphous solubility predictionnoneinputs not printed (ΔC_p and γ not printed) raina2014a E1, R7
alhalaweh2016crystal and solvation contributions to the solubility of ritonavir and atazanavir at 310 Klog γ about 4.45 and 3.88 (read)mismatch: recomputed 4.65 and 3.01 from the card's ideal solubility and the Table 2 crystalline solubility alhalaweh2016 E4, R7
alhalaweh2016ideal-solubility term of ritonavir and atazanavirplotted log X_ideal −1.07, −1.97; recomputed −2.59, −4.53mismatch alhalaweh2016 E5, X1, X2
marsac2008anifedipine and felodipine in methyl pyrrolidone and water (second reading)γ in water 1.73 × 10³ and 2.31 × 10⁵reproduces within SD [marsac2008a E3]

Where it fails or is disputed

The appendix prints its first equation as "(1)" but cites it as Eq. 3 ilevbare2013a X4. The temperature and the heat-capacity values of the 2006 Table II are not printed, the methyl pyrrolidone check is about 30% low for nifedipine, and the polymer-phase values are predictions, not measurements [marsac2006b X10, X11; marsac2009 X17]. Solubility measured in a small analogue overestimates solubility in the polymer unless corrected for the smaller mixing entropy [marsac2006b C51]. The plotted terms of the ritonavir–atazanavir paper mix concentration scales; the ordering of the terms survives the recomputation alhalaweh2016 X2. For marsac2008a the γ in water is given as 1.89 × 10³ and 2.43 × 10⁵ in one reading and as 1.73 × 10³ and 2.31 × 10⁵ in another; both are reported as reproducing within the stated SD [marsac2008a E3, R10, R11].

The ratio form of the same relation for liquid PEG is on the page activity coefficient from solubility.

Concepts

crystalline solubility, activity coefficient, ideal solubility, drug solubility in polymer, micellar solubilization, amorphous solubility. Findings. C. Amorphous solubility and LLPS: F5, F10, F12. Miscibility and drug-polymer interactions: F8, F9. Bioperformance: F1, F6.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Stokes-Einstein equation

Expression

D_{NMR} = \frac{k_B T}{6\pi\eta r} indulkar2017a E5;

stated in words in the bile-salt paper, the diffusion coefficient of a particle falls with its radius,

D \propto \frac{1}{r} lu2017b E8.

The same expression, D=k_BT/(6\pi\eta r), is printed for a solute in a polymer melt [moseson2019 E3]. In indulkar2016 and hate2018 the equation is named but not printed indulkar2016 E18; hate2018 E7.

Printed in the 2017 ritonavir paper for NTA sizing:

D = \frac{k_B T}{6\pi\eta r} purohit2017b E1

Named without an expression in the nifedipine and dihydropyridine papers [indulkar2017b E7; saboo2019 E5] and in the 2020 critical-ratio calculation [saboo2020a E6].

Variables and units

symbolmeaningunits
D_{NMR}self-diffusion coefficient of the micellem²/s indulkar2017a E5
k_B, TBoltzmann constant; temperature (25 °C)indulkar2017a E5
\etaviscosity of water at 25 °Cindulkar2017a C9
rhydrodynamic radiusnm indulkar2017a R25
r in NTA sizinghydrodynamic radius of nanodropletsnm (111–257 nm) indulkar2016 R4
Ddiffusion coefficient–
k_B, TBoltzmann constant; absolute temperatureK
\etadynamic viscosity of the medium–
rparticle (hydrodynamic) radiusnm

Assumptions and valid domain

Surfactant and drug do not change the viscosity, and a high SDS concentration minimizes the monomer contribution to the diffusion coefficient indulkar2017a C9. Used for 40 mg/mL SDS in D2O at 25 °C indulkar2017a P12. In the melt papers it is used to estimate solute diffusivity in high-viscosity media such as a polymer melt; the viscosity and radius are not given [moseson2019 E3]. Spherical particles in a Newtonian medium; limited at high viscosity [moseson2022c E19]. Particles in Brownian motion in suspension purohit2017b E1; for the drug–polymer ratio, similar viscosity for both, drug about 1 nm and polymer about 10 nm hydrodynamic radius [saboo2020a E6].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2017aradius of SDS micelles with 0, 0.4 and 7 mg/mL atazanavirD 10^−10.3, 10^−10.3, 10^−10.42 m²/s; r 4.61, 4.61, 6.08 nmreproduces within the rounding of the printed exponent (r about 4.90 nm for 10^−10.3 m²/s, extractor; the radius ratio 6.08 ÷ 4.61 = 1.319 equals 10^0.12) indulkar2017a E5, R25
lu2017bexplanation of the lower flux of drug carried in bile-salt aggregatesnonenamed only, no numerical output lu2017b E8, C46
other chapterssizing of drug-rich nanodroplets by NTAnoneprinted; not recomputed here trasi2016 E4; purohit2017b E1; indulkar2016 E18; hate2018 E7; tres2018 E3
moseson2019explaining why dissolution of IDM crystals in copovidone took hours and fragments stayed in placenoneinputs not printed [moseson2019 C39, C51, E3]
moseson2022cframework for the low fitted dissolution rate of bicalutamide crystals in the viscous meltnoneinputs not printed [moseson2022c E19, C37]
indulkar2016NTA sizing of clotrimazole droplets; constancy of the effective diffusion coefficient in the membranenonenamed only indulkar2016 E18
hate2018NTA sizingnonenamed only hate2018 E7
hate2022colloid size against PAMPA mass flowdiffusion coefficient inversely proportional to particle size, in wordsnamed only [hate2022 E3, C56]
indulkar2017bNTA sizing of nifedipine nanodroplets≈190–222 nmnamed only [indulkar2017b E7, R7]
saboo2019NTA of nilvadipine and cilnidipine medianone printed from NTAnamed only [saboo2019 E5, R12]
saboo2020adiffusion-coefficient ratio of felodipine and PVPVAD_{drug}/D_{polymer} = 10reproduces (10 nm / 1 nm at equal viscosity) [saboo2020a E6, R27]
saboo2020NTA of indomethacin and ester media250–350 nm statednamed only [saboo2020 E7, R7]

Where it fails or is disputed

The viscosity of water is used for a D2O solvent indulkar2017a X7. In the bile-salt paper it is used to explain the same flux drop that is read elsewhere as lower activity, and the two readings are not separated lu2017b X8. In the melt papers it was not tested against the measured gradient of about 8 µm after 1 h at 130 °C [moseson2019 R9]; the authors note its limitations at high viscosity [moseson2022c E19]. In the PAMPA study of hate2022 colloids of very different size gave the same mass flow, contrary to the Stokes-Einstein expectation (F22) [hate2022 C56, R17]. The inputs of the NTA runs (temperature, viscosity, diffusion coefficients) are not printed purohit2017b E1. The radii of the 2020 calculation are estimates [saboo2020a E6].

Concepts

Stokes-Einstein equation, micelle/water partition coefficient, membrane flux, diffusion boundary layer, drug-rich nanodroplets, Higuchi two-component dissolution model. Findings. Amorphous solubility and LLPS: F17, F18. ASD process: F11, F36, F37. Bioperformance: F5, F22. Release mechanism and LoC: F4, F5, F16.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

supersaturation factor

Expression

SF = \frac{A + B}{A} hsieh2012 E10

SF = \frac{AUC_{sp}}{AUC_{s}} [ilevbare2013c E8]

A measure of the extent and duration of supersaturation in one number: the area under the concentration–time (or supersaturation–time) profile divided by the area under the equilibrium-solubility line, SF = (A + B)/A in the pH-titration paper and SF = AUC_{sp}/AUC_{s} over 240 min in the induction-time paper [hsieh2012 E10, E9; ilevbare2013c E8]. A value of 1 means a saturated solution. (This page also holds the former concept page "supersaturation factor", whose content is about the same expression.)

Variables and units

symbolmeaningunit
A + Barea under the whole concentration–time profile (Fig. 2b of the titration paper)µg min mL⁻¹
Aarea under the equilibrium-solubility linesame
AUC_sparea under the supersaturation–time curve to 240 minmin
AUC_sthe same area for a saturated solution (S = 1)min

Assumptions and valid domain

Areas by numerical integration; in the induction-time paper to 240 min; the titration version has no stated start and end criterion for the duration [hsieh2012 X5; ilevbare2013c E8]. Numerical integration of the profile: from the titration neutral concentration against time for the weak bases, from the supersaturation–time curve of the celecoxib run for the induction-time study [hsieh2012 R3; ilevbare2013c R16].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
hsieh2012extent and duration of supersaturation of type 1 bases: bifonazole; dipyridamole; droperidol; papaverine; pyrimethamine (CheqSol, 37 °C)3.0; 4.6; 12.9; 4.8; 2.8inputs not printed (profiles only plotted) hsieh2012 E10, R5
ilevbare2013ccelecoxib with 5 µg/mL HPMC, start S 7.3 and S 14.7 (240 min, 37 °C)1745/239.0 = 7.3 (S 7.3 start); 1426/239.0 = 5.97 against 5.9 printedreproduces for 7.3; 5.97 rounds to 6.0 [ilevbare2013c E8, R16, X12]

Where it fails or is disputed

The two papers define the factor differently (whole profile over the equilibrium area, against a fixed 240 min), and Fig. 2b of the titration paper plots the dipyridamole maximum at 12.9 against 12.5 in the text hsieh2012 X4. Because the titration version is the whole-profile area with a peak and a decay and the other the area over a fixed 240 min, the values are not comparable; the duration behind the titration value has no stated start and end criterion [hsieh2012 X5; ilevbare2013c E8]. The y-axis of the celecoxib profile is labelled concentration but shows S [ilevbare2013c X13].

Concepts

summarizes supersaturation; related to desupersaturation and to the duration of supersaturation, a quantity without a stated criterion hsieh2012 R2, X5. Findings. Crystallization from solution: F1, F14.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

supersaturation from membrane flux ratio

Expression

In words: the supersaturation is directly proportional to flux, so S = J/J_{ref} with the flux of a reference solution at the crystalline solubility raina2015c E9; the activity form is F/F^\circ = a/a^\circ = \delta lu2017b E6.

The activity form

\frac{F}{F^{\circ}} = \frac{a}{a^{\circ}} = \delta

is printed again in the telaprevir growth and bile-salt papers [lu2017a E1; lu2017 E2], and as SR = J/J^{*} for atazanavir and ritonavir [indulkar2018 E3; indulkar2019b E3].

Variables and units

symbolmeaningunits
Jflux of the test solutionµg/min
J_{ref}reference flux (felodipine 1 µg/mL in buffer, S = 1)µg/min; not stated raina2015c X5
F, F^{\circ}flux from the test solution and from a solution saturated with crystalline drugµg min⁻¹ cm⁻² lu2017 E2
a, a^{\circ}activity of the drug in the solution and at crystalline saturationdimensionless
\deltaactivity-based supersaturationdimensionless

Assumptions and valid domain

Flux proportional to activity (E3 of the same card) raina2015c E9. The flux is proportional to activity whatever the share of drug in micelles (a regenerated-cellulose membrane, 6–8 kDa, side-by-side cell); the calibration of δ against concentration comes from a companion study of the same group [lu2017 E1, E2, C6; lu2017a P2].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
raina2015cBSA solutionsS 7.3 and 4.2 from fluxinputs not printed; plot readings give about 16 and 9 raina2015c E9, X5
lu2017btelaprevir with bile saltsδ ≈ 26.5 at 140 µg/mLreproduces lu2017b E6
elkhabaz2019batazanavir and posaconazole in six mediaSR_{max} = J_{amph}/J_{eq}; atazanavir buffer-V1 0.119/0.00217 = 54.8 (figure about 55), six-medium mean 53.6reproduces elkhabaz2019b E4, R8, R9
lu2017set δ 11.5 and 28.8 in buffer and with six bile salts at 1.86 and 12 mMconcentration for δ 11.5: about 60 (most media), about 90 (SGCDC), about 140 µg/mL (12 mM STDC, SGDC, STCDC)plot readings lu2017 R1, X12
lu2017aset δ 2.4, 7.9, 12.5; read the free drug after 15 h of growthresidual 60.5 of 65.2 µg/mL (1.86 mM STCDC); 91.7 of 95.2 (SGCDC)measured; values are concentrations, not δ [lu2017a R12, X17]
indulkar2018atazanavir, ritonavir in buffer, FaSSIF-V1, Composite-SIF and the lecithin seriesSR = J/J^{*}; SR_{amorph} = J_{amorph}/J^{*}63–65; 9.2–10; about 40 in STC alone [indulkar2018 E3, R12, R10]
lu2018telaprevir in bile salt mixtures and complete mediaF/F^{\circ} = a/a^{\circ} = \delta with buffer calibrationδ 11.5 and 28.8 set per medium [lu2018 E1, R1]
indulkar2019batazanavir in SDSSR = J/J^{*}about 65 stated indulkar2019b E3, R2

Where it fails or is disputed

The reference flux behind the BSA values is not printed raina2015c X5. The flux ratio and the concentration ratio differ by up to about sixfold in pooled human fluid (posaconazole 29 against 5) (F18) elkhabaz2019b R9. Cell volumes, sampling times and replicates of the residual measurement are not printed; the starting concentration for SGCDC matches no δ of the calibration table; the error bars of the calibration curves are not defined [lu2017a P5, X4; lu2017 X12]. The formula is also printed by four papers outside the crystallization-from-solution chapter (see the evidence table). The flux at the crystalline solubility could not be measured for tacrolimus and cilnidipine, so their equal supersaturation is assumed [indulkar2018 R13, X4].

Concepts

free drug concentration, supersaturation, thermodynamic activity, membrane flux. Findings. Bioperformance: F3, F18. Crystallization from solution: F31, F32, F33, F38, F39, F40.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

supersaturation ratio

Expression

Printed in words: the supersaturation ratio is the LLPS concentration divided by the equilibrium solubility of the crystalline drug,

S = \frac{C_{\mathrm{LLPS}}}{C_{\mathrm{eq}}} (restated; printed in words) almeidaesousa2015 E15.

The paper of 2018 prints it with the symbols C and C^{*} for the amorphous and the crystalline solubility at the same pH,

S_C = \frac{C}{C^{*}} sugihara2018 E2.

In the ASD process papers the degree of supersaturation is the dissolved concentration over the crystalline solubility,

S=\frac{C}{C_{cryst}}

[li2019 E2]. The ritonavir granulation paper prints it in words as relative supersaturation, S=C/C^{*}, with C^{*} the crystal solubility trasi2019 E1; the residual-crystal paper prints it as the solution concentration over the equilibrium (crystalline) solubility [moseson2020a E3]. In the droplet-drying model the same ratio is C/S, the drug concentration over its solubility in the instantaneous droplet composition [li2020 E14].

In the Bioperformance papers it is printed as

S = \frac{c}{c^{*}} raina2015c E6,

with c^* the crystalline solubility in the same medium; it is also printed in words as experimental concentration over crystalline solubility [hate2017 E11].

The crystallization-from-solution papers print it as

S = \frac{C}{C_{eq}} [alonzo2012 E1; ilevbare2013c E1];

S = \frac{c}{c^{*}} [ilevbare2012c E4];

S = \frac{c}{c_{eq}}, \qquad \sigma = \ln S [ilevbare2012b E1, E2];

S = \frac{c}{c_0} [ilevbare2012a E2];

S = \frac{C}{C_0} [ilevbare2013b E4; hsieh2012 E9].

In the Mesoporous silica papers it is printed as

S = \frac{C}{C^{*}} [dening2018 E6],

S = \frac{C}{C^{*}} [dening2019 E6], with the theoretical S of a dose given in words as the dose over volume divided by the crystalline solubility [dening2019 E6], and as

S \approx \frac{C}{C_{\mathrm{cry}}} (restated; printed in words) [mccarthy2020 E4].

In the ASD dissolution papers it is printed as

S = \frac{c}{c^{*}} [konno2008a E4; xie2015 E5; xie2016a E3],

S = \frac{C}{C_{\mathrm{eq}}} [chen2015a E1]; [li2016b E1], printed in words and called the apparent supersaturation ratio; and in the activity form

S = \frac{a}{a^{*}} = \frac{c\,\gamma^{\prime}}{c^{*}\,(\gamma^{\prime})^{*}} [que2018 E1], with the activity coefficients taken as equal in simple buffer [que2018 C10].

Variables and units

symbolmeaningunits
C_{LLPS}concentration at the onset of phase separationµg/mL almeidaesousa2015 R5
C_{eq}crystalline equilibrium solubility in the same mediumµg/mL almeidaesousa2015 R5
Sdegree of supersaturation (relative)dimensionless [li2019 E2; trasi2019 E1; moseson2020a E3]
Cmeasured, molecularly dissolved concentration (filtered or ultracentrifuged)µg/mL trasi2019 E1, C11
C_{cryst}, C^{*}, C_{cry}crystalline solubility of the stable form (equilibrium solubility in the same medium)µg/mL [trasi2019 E1; moseson2020a E3; mccarthy2020 E4]
theoretical Sconcentration if the whole dose dissolved, over the crystalline solubilitydimensionless [dening2019 E6; dening2018 P6]
C/Sdrug concentration over its solubility along the drying pathdimensionless [li2020 E14]
c, c^*solution concentration; crystalline solubility in the same mediumµg/mL; 128 µg/mL for nevirapine at pH 6.5 [hate2017 R1]
C_{eq}, c_{eq}, c^{*}, C_0, c_0equilibrium (crystalline) solubility at the test temperature and medium (crystallization-from-solution notation)µg/mL [ilevbare2012b E1; ilevbare2012a E2; ilevbare2013b E4]
\sigmanatural logarithm of S, used for growth analysesdimensionless [ilevbare2012b E2]
c, C; c^{*}, C_{\mathrm{eq}} (ASD dissolution notation)drug concentration in solution; equilibrium solubility of the crystal, for celecoxib Form III in the same mediumµg/mL [konno2008a E4; chen2015a E1]
C_{\mathrm{eq}} (lopinavir)crystalline solubility in a medium with the same excipients at the same temperatureµg/mL [li2016b E1]
a, a^{*}; \gamma^{\prime}, (\gamma^{\prime})^{*}activity and activity coefficient in the supersaturated and the saturated solution (paclitaxel)dimensionless [que2018 E1]

Assumptions and valid domain

None stated; it is a concentration ratio, not an activity ratio almeidaesousa2015 E15; raina2015c C29. In the process papers C is taken as the molecularly dissolved concentration, so colloids removed by 0.45 µm filtration are not counted trasi2019 C11. It is used against the crystalline solubility, not the amorphous one, so an S of 6 can lie below the amorphous solubility [moseson2020a R1, X17]. The Bioperformance papers state that it is valid only if the activity-coefficient ratio \gamma/\gamma^* is 1 (dilute solution, no solubilizer) and below the amorphous solubility [raina2015c C32; dening2018 E6]. In the crystallization-from-solution papers concentration replaces thermodynamic activity because the solutions are extremely dilute [ilevbare2013b C14]; the solubility is that of the stable crystal in the same buffer, measured without methanol [ilevbare2012a R1; ilevbare2013c X16]. In the pH-shift titration paper the degree of supersaturation is the peak concentration over the titration equilibrium solubility for type 1 bases but the supernatant over the HPLC crystalline solubility for type 2 bases hsieh2012 E9, X3. In the Mesoporous silica papers it states both the dose (theoretical S) and the result (achieved S) of release from silica, so their ratio is the fraction of the dose in solution [dening2018 P6, R6; mccarthy2020 R20, R21]. In the ASD dissolution papers, with surfactants, C_{\mathrm{eq}} is measured in each medium so that the same S gives the same driving force [chen2015a C2]; leached HPMCAS is assumed to leave C_{\mathrm{eq}} largely unchanged [chen2015a C11]. For lopinavir the ratio is called apparent because concentration ratios in complex media "may or may not" represent the driving force for crystallization [li2016b C7, E1]. The celecoxib papers print the form for dilute solutions [xie2015 E5].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
almeidaesousa2015six drugs4.3–54.0 (fluorescence), 4.7–64.5 (extinction)eleven of twelve ratios reproduce; diclofenac extinction printed 51.6, recomputed 54.3 almeidaesousa2015 E15, R5
indulkar2015weak basesabout 13 and about 63stated in words (amorphous over crystalline solubility) indulkar2015 R10, C46
sugihara2018pazopanib, pH 5.0 to 8.4about 103, 304, 379, 505, 603, 528, 501 (pH 5.0, 5.5, 6.0, 6.4, 6.5, 7.0, 8.4)reproduces (pH 6.5: 19.8 ÷ 0.033 = 600 against about 603) sugihara2018 E2, R4
li2019degree of supersaturation of lopinavir releasenone printedprinted [li2019 E2]
trasi2019compare single-drug and co-granulated dissolution at pH 6.8RTV about 17 alone and about 3 co-granulated; LPV about 7 and 5; C^{*} 1.8 and 2.9 µg/mLreproduces: 31 / 1.8 = 17.2 and 19 / 2.9 = 6.6; the figure values give about 2.0–2.2 for the co-granulated RTV trasi2019 R5, E1, X3
moseson2020athe test condition of 50 µg/mL indomethacinS = 6 (crystalline solubility about 8 µg/mL)reproduces: 50 / 8 = 6.25 [moseson2020a E3, R1]
li2020supersaturation of a drying dropletpeak about 2.4 (12.5:87.5 water:methanol) and about 320 (15:85) at 25% DLmodel output [li2020 R20]
raina2015ctest of c/c* against fluxBSA 0.1%: 50/39.0 = 1.28; 1%: 50/47.8 = 1.05reproduces raina2015c E6
hate2017nominal supersaturation after the pH shift500/128 = 3.91 (printed 3.9)reproduces [hate2017 E11]
alonzo2012felodipine S 3–12Ceq about 0.5 µg/mL; S 10 = 5 µg/mLreproduces [alonzo2012 E1]
ilevbare2013cinduction-time starts for celecoxib, ritonavir, efavirenzS 14.7, 15.4, 2.4; 22/1.5 = 14.67efavirenz printed 2.4 against recomputed 2.32 from 19/8.2 [ilevbare2013c E1, X4]
li2016aS' = C/Cs with the solubility measured with 0.1% bile saltnevirapine 7.1–8.7; celecoxib 13.6 printed, 16.7 recomputedmismatch for celecoxib [li2016a E1, X1]
elkhabaz2019bconcentration-based maximum in six mediaatazanavir buffer-V1 79/1.4 = 56.4; posaconazole human fluid 13.2/2.6 = 5.1reproduces elkhabaz2019b E1, R8, R9
hate2019tacrolimus dose levels5 mg in 100 mL: 50/2.5 = 20; in 240 mL: S 8reproduces [hate2019 E2, R7]
purohit2019crystallized capsule contents against the crystalline solubilityabout 3.7/1.5 = 2.5; with text values 4/1.4 = 2.9reproduces [purohit2019 E1, R5, X1]
nguyen2023apretomanid nucleation80/16.2 = 4.9 (stated 5); 160/16.2 = 9.9 (stated about 10)reproduces [nguyen2023a E1, R5, R6]
ilevbare2012critonavir S 7.610 µg/mL over 1.3 µg/mLprinted 7.6, recomputed 7.7 (10/1.3 = 7.69) [ilevbare2012c E4]
ilevbare2012britonavir S 3.8, 7.6, 15.3; σ_c 1.37c_eq about 1.31 µg/mL fits the printed setreproduces within rounding; σc 1.37 gives 5.13 µg/mL [ilevbare2012b E1, E2]
ilevbare2012aritonavir 100 and 50 mM bufferS 7.6/7.7 and 4.310/2.3 = 4.35 reproduces 4.3 [ilevbare2012a E2]
ilevbare2013bcelecoxib, efavirenz, ritonavirS 6.6, 1.2, 7.6, 14.7, 15.410/1.5 and 10/1.3 printed as 6.6 and 7.6 (truncated) [ilevbare2013b E4]
hsieh2012degree of supersaturationdipyridamole 71.3/5.7 = 12.5reproduces hsieh2012 E9
chen2015ratio of drug concentration to the crystalline solubility in the medium of interest, fixed per drug1.5–15 for 11 drugs; Ceq 0.2–81.3 µg/mLprinted in words; reproduces (13 × 19.0 = 247 µg/mL) [chen2015 E2, R1]
schram2015S = C/Ceq of felodipine, 4 µg/mL over about 0.5 µg/mLS 8reproduces [schram2015 E1]
schram2016same, 2 µg/mLS 4 (ln S 1.39)reproduces [schram2016 E1, R13]
dening2018ritonavir doses and the dilution scheduleS 7.8 (27.9/3.6) and 3.9; stepwise to 1reproduces (27.9/3.6 = 7.75; 14/3.6 = 3.9) [dening2018 E6, M1]
dening2019theoretical S of the dilution steps7.8, 3.9, 2.6, 1.9, 1.3, 1.0reproduces (28/3.6 = 7.8) [dening2019 E6, R16]
mccarthy2020theoretical and achieved S of indomethacin and methyl ester15.3 and 21.4 theoretical; 7.2 and 7.0 achievedreproduces (35.1/2.29 = 15.3; 9.0/0.42 = 21.4; 16.6/2.29 = 7.2) [mccarthy2020 E4, R21, R20]
konno2008aqualitative: nucleation rate rises with Snonenot applicable [konno2008a E4]
chen2015aS = 5 start in eight media; S of suspension liquidsSDS 107/14.5reproduces, 7.38 against printed 7.4 [chen2015a E1, R17]
alonzo2011supersaturation ratio about 60 of methanol-shift solutionscrystalline solubility at 25 °C not printedapproximate [alonzo2011 C30, X9]
li2016blopinavir leached from HPMCAS-HF and HPMCP suspensions into surfactant media, pH 3about 3.3–3.9 (HF) and 1.6–1.8 (HPMCP) across surfactantsreproduces nine of ten bars; HF without surfactant ≈7.3/1.9 = 3.8 against ≈3.9 [li2016b E1, R20, X2]
xie2015celecoxib 22 µg/mL with and without polymernone printedextractor calculation: 22/1.5 ≈ 14.7 without polymer, ≈10.3–11.6 with 22 µg/mL polymer [xie2015 E5, X9]
xie2016acelecoxib 22 µg/mLnone printedextractor calculation: 22/1.5 ≈ 15 without polymer [xie2016a E3]
que2018paclitaxel at the amorphous solubility31.6/0.36 ≈ 88reproduces, 87.8 against printed 88 [que2018 E1, R1, R2]
nguyen2023cdelamanid dispersions after 1 h in acid, against the crystalline solubility at that pH≈0.9–3.8 (pH 1.6), ≈3.3–11.4 (pH 3.0), ≈11–42 (pH 5.0); 42 at the amorphous solubilityreproduces at pH 6.5, 0.76/0.018 = 42.2 against printed 42 [nguyen2023c E2, R13, R2]

Where it fails or is disputed

The printed diclofenac extinction ratio is probably a misprint almeidaesousa2015 X1. The sorafenib ratio is stated as 54 and "between 50 and 60" and is 64.5 by extinction almeidaesousa2015 X14. The ratio is quoted as about 600 (abstract), 500–600 (results) and about 500 (conclusions) for the same data sugihara2018 X1; it is a concentration ratio, not an activity ratio (see activity-based supersaturation ratio). In the process papers the values of C^{*} at pH 6.8 for ritonavir and lopinavir are given without method or reference, so every S of that paper depends on them trasi2019 X14. A concentration-based ratio ignores that the driving force depends on the chemical potential, which is lowered when two drugs mix in one phase trasi2019 C38. With solubilizers c/c* under-reads the activity-based supersaturation raina2015c C38. It is not valid above the amorphous solubility [dening2018 E6]. In hate2019 the same dose gives S 8 or S 20 depending on volume, and the choice decides whether absorption or growth on seeds dominates (F28, F29) [hate2019 E2, R7]. A polymer can change the crystalline solubility, so S computed from the polymer-free value differs from S with the polymer (F19) [hsieh2014 C18; ilevbare2013c X7]. The printed values of S differ by rounding (7.6 and 7.7; 15.3 and 15.4) [ilevbare2012a X1]. Methanol (about 0.5% v/v) is present in the media but not in the solubility measurement [ilevbare2013c X16]. The ratio of concentration to solubility understates the supersaturation of celecoxib in bile-salt and HPMCAS media, where the mass flow does not change [li2016a X18]; the equilibrium concentration in the HPMCAS and SDS media was not reported for felodipine [schram2016 X9]. The supporting table of the indomethacin paper gives S values (8.2, 6.6, 7.4) that do not follow from the printed concentrations and solubilities [mccarthy2020 X6]. The dilution schedule of the ritonavir paper lists seven S values for six periods, so the S of the last samples is uncertain [dening2018 X6]. A misprint gives the lower ritonavir dose as S 3.6 instead of 3.9 [dening2018 X1]. In the celecoxib suspensions with SDS the normalization ignores about 860 µg/mL leached HPMCAS [chen2015a X10]; in polysorbate 80 S fell to ≈0.85, within the uncertainty of the solubility used [chen2015a X14]; the surfactant-free solubility is 1.1 or 1.2 µg/mL depending on the table [chen2015a X16]. For lopinavir with HPMCP and polysorbate 80 the plotted ratio ≈1.55 does not follow from the paper's own inputs, ≈7.45/3.2 = 2.3 [li2016b X2]. The celecoxib dispersion authors call the supersaturation the same for all polymer solutions, whereas the polymers raised the crystalline solubility by 26–43%, so S was about 1.3–1.4 times higher without polymer [xie2015 C43, X9]. For delamanid the ratios printed as 42 at pH 5.0 equal the amorphous-to-crystalline ratio, although the measured concentrations at that pH were far above the amorphous solubility, so the value looks capped [nguyen2023c X9]. The gastric ratio did not order the final release of the delamanid dispersions [nguyen2023c C39].

Concepts

supersaturation ratio, supersaturation, crystalline solubility, amorphous solubility advantage, non-sink dissolution, desupersaturation, incomplete drug release, micellar solubilization. Findings. Amorphous solubility and LLPS: F6, F16. ASD process: F20, F23, F25. Bioperformance: F3, F4, F10, F11, F14, F18, F23, F27, F28, F29, F30. Crystallization from solution: F1, F9, F14, F19, F23, F24, F28, F29, F31. Mesoporous silica: F7, F8, F15. Supersaturation from ASD dissolution: F4, F5, F6, F14, F15, F17, F19, F22, F24, F25.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

temperature of maximum crystal growth rate

Expression

T_{cryst,max} \approx 0.94\,T_m [trasi2014a E8];

T(\text{max growth}) \approx 0.94\,T_m, printed in words as Naito's rule [lu2016 E2].

The physical-stability papers give about 0.94 Tm [sato2016 E2] and about 0.95 Tm:

T_{max} \approx 0.95\,T_m [tian2017 E3].

Variables and units

symbolmeaningunits
T_{cryst,max}temperature of the maximum crystal growth velocityK [trasi2014a E8]
T_mmelting temperature (of the α-form for vemurafenib)K [trasi2014a E8; lu2016 E2]
T_{max}temperature of fastest growthK, for the ratio [tian2017 E3]

Assumptions and valid domain

A cited empirical observation (ref 26) [trasi2014a E8], a typical value (ref 21) [lu2016 E2]. The ratio holds only in kelvin: in °C the vemurafenib product would be 254.7 °C instead of 238.4 °C [lu2016 E2]. The rule refers to the pure drug. With 10% polymer the temperature of fastest growth of indomethacin moved, for α from 135 to 100 °C (HPMC), 110 °C (HPMCAS) and 125 °C (PVP), and for δ to 105–115 °C, so the rule does not give the maximum of a drug–polymer melt [tian2017 R15]. In the PHB paper all growth temperatures were placed below 0.94 Tm to read growth as transport-limited [sato2016 E2, C15].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
trasi2014agrouping 31 drugs by maximum growth rateTcryst,max not tabulated; ΔG and ΔSm columns imply 0.90–0.99 Tminputs not printed [trasi2014a E8, X4]
lu2016expected maximum for α-vemurafenib240 °C predicted against 250 °C observedreproduces: 0.94 × 544.15 K = 511.5 K = 238.4 °C [lu2016 E2, R24, C18]
sato2016position of measured temperatures below the maximum0.94 Tm above all highest growth temperaturesreproduces [sato2016 E2]
tian2017indomethacin polymorphs≈0.95 Tm, within the 5 °C step of the datareproduces [tian2017 E3]
tian2017maxima of indomethacin polymorphs with and without polymerpure drug 110, 135, 135 °C (δ, α, γ); with polymer 100–130 °Cthe rule holds for the pure drug (row above); with polymer the maximum is lower [tian2017 R15, E3]

Where it fails or is disputed

The 0.94 Tm in the conclusions of the 31-drug study is a cited rule, not a result of that paper [trasi2014a X5]. The observed vemurafenib maximum of 250 °C corresponds to 523.15/544.15 = 0.96\,T_m (synthesis, from [lu2016 R12.o, E2]). Inhibition ratios rise steeply above the polymer-lowered maximum (indomethacin α with HPMC about 11 at 100 °C and 2900 at 120 °C), so a ratio taken between the two maxima compares growth in different regimes [tian2017 R12, C35].

Concepts

maximum crystal growth velocity, crystal growth rate, degree of supercooling, kinetic versus thermodynamic control of crystal growth. Findings. Crystallization tendency: F1, F2. Physical stability: F3, F28, F29.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

van't Hoff equation

Expression

\frac{d\ln x}{dT} = \frac{\Delta H_f}{R\,T^{2}} [zhu2011 E3].

Zhu and co-workers (2012) name the van't Hoff equation for the same extrapolation without printing it [zhu2012 E3].

The amorphous solubility chapter uses the van't Hoff analysis for the partition coefficient of a polymer between the drug-rich phase (p) and water (q),

K_{p/q} = \frac{C_p}{C_q} ueda2022 E3,

\Delta G_{q\to p} = -RT\ln K_{p/q} ueda2022 E4,

\ln K_{p/q} = -\frac{\Delta H_{q\to p}}{RT} + \frac{\Delta S_{q\to p}}{R} ueda2022 E5,

and, when the straight line fits poorly, with a quadratic term that lets ΔH and ΔS vary with temperature,

\ln K_{p/q} = A + \frac{B}{T} + \frac{C}{T^{2}} ueda2022 E6,

\Delta H_{q\to p} = -R\left(B + \frac{2C}{T}\right),\qquad \Delta S_{q\to p} = R\left(A - \frac{C}{T^{2}}\right) ueda2022 E7, E8.

Variables and units

symbolmeaningunits
xmole-fraction solubility of the drug in liquid PEGdimensionless [zhu2011 E3]
\Delta H_fheat of solution (named "heat of solution" in the card)not printed [zhu2011 E3]
R, Tgas constant; temperatureK [zhu2011 E3]
K_{p/q}, C_p, C_qpartition coefficient of the polymer between the drug-rich phase (p) and water (q), and its concentrations in themdimensionless; C_p computed with 0.99 g/cm³ (amorphous ibuprofen) ueda2022 E3, X2
\Delta G_{q\to p}, \Delta H_{q\to p}, \Delta S_{q\to p}free energy, enthalpy and entropy of transfer from water into the drug-rich phasekJ/mol for ΔG and ΔH (see the use table); unit of ΔS not stated in the notes ueda2022 E4, E5
A, B, Cconstants of the quadratic fit of \ln K_{p/q} against 1/Tnot stated ueda2022 E6

Assumptions and valid domain

\ln x against 1/T along the drug liquidus (Figs. 2–5) is fitted by linear regression and extrapolated to 25 °C, below the PEG melting point, so the result refers to supercooled liquid PEG, and is converted to weight percent [zhu2011 E3, C8]. The second paper uses it to extrapolate solubilities from the binary phase diagrams to 25 °C [zhu2012 E3]. Tested on four liquidus series measured here (benzocaine, ibuprofen, nilutamide, ketoconazole) and on the cited chlorpropamide and haloperidol diagrams [zhu2011 R1, R2, R3, R4, R5]. In the amorphous solubility chapter the linear form assumes ΔH and ΔS independent of temperature; the linear fit gave R² of 0.817 (PVP), 0.962 (HPMC) and 0.961 (PVP-VA) and the quadratic fit 0.971 (PVP), 0.996 (HPMC) and 0.994 (PVP-VA) ueda2022 C47, R20, R21. The concentration in the drug-rich phase is computed with 0.99 g/cm³ (amorphous ibuprofen), a basis that ignores water in that phase and is not written out ueda2022 E3, X2. Valid at 15–60 °C (HPMC 15–55 °C), pH 2.0 in D2O ueda2022 P12, R3.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
zhu2011solubility of six drugs in PEG 3350 at 25 °C28, 26, 25, 11, 0, 0 wt% (benzocaine, chlorpropamide, ibuprofen, nilutamide, haloperidol, ketoconazole)printed; inputs not printed (liquidus points only plotted; regression lines and molar masses not printed) [zhu2011 E3, R5]
zhu2012solubility of haloperidol, benzocaine, ibuprofen, fenofibrate at 25 °Cbelow 1, 28, 25, 6 wt%named only [zhu2012 E3, M1, M2, M3, M4]
ueda2022ΔG, ΔH, ΔS of transfer of PVP, PVP-VA and HPMC from water into the ibuprofen-rich phaselinear: HPMC ln K = −4.23 × 10³ (1/T) + 19.9; PVP-VA −1.79 × 10³ (1/T) + 12.2; PVP −1.44 × 10³ (1/T) + 10.5; ΔG −12 to −19 kJ/mol; ΔH of HPMC 58 → 12 kJ/molreproduces (HPMC at 288.15 K: ΔH = −8.314 × (38700 − 45740) J/mol = 58.5 kJ/mol; −TΔS = −70.8 kJ/mol; ΔG = −RT ln K = −12.3 kJ/mol) ueda2022 E4, E5, E7, E8, R20, R21

Where it fails or is disputed

The nilutamide estimate (11 wt%) is above its eutectic content (10 wt% at 58.4 °C), whereas an extrapolation to a lower temperature would normally give a lower value [zhu2011 X4]. The regression lines and inputs are not printed in either paper, so the estimates cannot be recomputed [zhu2011 E3; zhu2012 E3]. The relation assumes a constant heat of solution over the extrapolated range (synthesis: the extrapolation runs from liquidus temperatures well above the PEG melting point down to 25 °C [zhu2011 R1, R2, R3, R4]). In the amorphous solubility chapter ΔH, ΔS and ΔG are derivatives of three-parameter fits to 9–10 points with no propagated uncertainty, so the temperature slopes of ΔH and ΔS rest on the curvature term; for PVP ΔH is negative at 55 and 60 °C ueda2022 X8, X1. The linear fits give temperature-independent ΔH of about 35 (HPMC), 15 (PVP-VA) and 12 kJ/mol (PVP) (extractor calculation), close to the quadratic values at mid-range ueda2022 X8. The two chapters apply the relation to different quantities (drug solubility along the liquidus in PEG; polymer partition coefficient between two liquid phases), so their values are not comparable.

Concepts

van't Hoff equation, drug solubility in polymer, liquidus temperature, polymer partitioning into the drug-rich phase, hydrophobic effect. Findings. PEG dispersions: F4. C. Amorphous solubility and LLPS: F21.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

Vogel-Tammann-Fulcher equation

Expression

\tau = \tau_0 \exp\left(\frac{D\,T_0}{T - T_0}\right) [baird2010 E12];

\eta = \eta_0 \exp\left(\frac{D\,T_0}{T - T_0}\right) [baird2012 E4].

Variables and units

symbolmeaningunits
\tau, \etamean molecular relaxation time, or viscositys; Pa·s [baird2010 E12; baird2012 E4]
\tau_0, \eta_0value for the unrestricted materialτ0 ≈ 10⁻¹⁴ s [baird2010 E12]
Dstrength parameterdimensionless [baird2012 E4]
T_0zero-mobility temperature, for some systems the Kauzmann temperatureK [baird2012 E4]

Assumptions and valid domain

For the strength parameter D^b: T_0 = T_K, τ(Tg) ≈ 10² s, τ0 ≈ 10⁻¹⁴ s [baird2010 E12]. Valid from Tm down to about 0.4 Tg on a scale with T_g = 0 and T_m = 1, with D and T0 fitted together [baird2012 E4]. Strong liquids have D above 30, fragile ones below 10 [baird2010 R30].

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
baird2010D^b from Tg and Kauzmann temperature for class II and IIIindomethacin D^b 5reproduces: \ln(10^{16}) \times (318.15 - 282.15)/282.15 = 4.70 [baird2010 E12, R18]
baird2012fits of melt viscosity for 28 compoundsD 4.3–8.7, all below 10inputs not printed (η0 not reported) [baird2012 E4, R12]

Where it fails or is disputed

The fitted T0 and D do not satisfy the paper's own relation between T0, D and Tg [baird2012 X5]. The six class I-A compounds were not fitted, though the abstract calls all compounds fragile [baird2012 X7]. Whether a compound counts as strong or fragile depends on using m or D [baird2010 X14]. Good and poor glass formers showed the same non-Arrhenius behaviour, so kinetic fragility "may not accurately assess" glass-forming ability [baird2012 C43]; fragility was also invoked, untested, for two growth-rate outliers [trasi2014a C29, X18].

Concepts

fragility, melt viscosity, glass transition temperature, supercooled liquid. Findings. F5, F12.

← Concepts and formulas

formula · as used in C. Amorphous solubility and LLPS

water plasticization rule of thumb

Evidence table: water plasticization rule of thumb. Content from the release-mechanism chapter (2017–2022), with a row from the amorphous solubility and LLPS chapter.

Expression

Stated in words: the wet Tg equals the dry Tg less about 10 °C for each 1% of water sorbed [indulkar2017b E6]; Tg falls by about 10 °C for each 1% of water sorbed ilevbare2013a E15. Written as an expression (synthesis: transcription of the words):

T_{g,\mathrm{wet}} \approx T_{g,\mathrm{dry}} - 10\,w

Variables and units

symbolmeaningunit
T_{g,\mathrm{wet}}, T_{g,\mathrm{dry}}glass transition temperature with and without sorbed water°C
wwater content% (w/w)

Assumptions and valid domain

A typical observation, taken from indomethacin (cited) [indulkar2017b E6]; cited from earlier work ilevbare2013a E15.

Use in the library

paperused forvalues or fitted parametersstatus / recomputed
indulkar2017bwet Tg of water-saturated nifedipine dropletsdry 42 °C, 2.5% water, approximately 17 °Creproduces: 42 − 10 × 2.5 = 17 [indulkar2017b E6, M1, C16]
ilevbare2013a (LLPS chapter)Tg of a water-saturated drug-rich phasedry 50.4 °C, 0.4 °C with 4.87% waterreproduces within rounding: 50.0 / 4.87 = 10.3 °C per 1% ilevbare2013a E15
saboo2020wet Tg of amorphous indomethacin from 37 °C sorption29 °Cinputs not printed [saboo2020 E6, M1]
yang2021wet Tg of miconazole, danazol, elbasvir from 37 °C sorption−4.7, 73.3, 129.1 °Cinputs not printed yang2021 E3, M2, M3, M4
hiew2022bwet Tg of lumefantrine dispersions with 35–55% waterall below 37 °Creproduces: 105.5 − 10 × 35 lies far below 37 [hiew2022b E3, C44, R5]

Where it fails or is disputed

The nifedipine water content was extrapolated from a 25 °C sorption profile to 100% RH and no Tg of water-saturated nifedipine was measured [indulkar2017b X8]. For lumefantrine dispersions the rule puts every wet Tg below 37 °C, so it cannot by itself explain release [hiew2022b C44]; a measured 70% indomethacin dispersion fell from 62.64 to 18.48 °C with about 6% water, about 7 °C per 1% (synthesis: 44.2/6) [saboo2020 R30].

Concepts

plasticization by water, glass transition temperature, supercooled liquid. Findings. Release mechanism and LoC: F5, F18, F22.