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Niraj S. Trasi, Sonal Bhujbal, Qi Tony Zhou, Lynne S. Taylor* · International Journal of Pharmaceutics: X 1, 100035 (2019)

Amorphous solid dispersion formation via solvent granulation – A case study with ritonavir and lopinavir

Ritonavir and lopinavir dissolved with PVPVA in an organic solvent and granulated onto lactose and MCC came out amorphous and stable, but sharing one amorphous phase with lopinavir held ritonavir release far below the marketed tablet, while granulating the two drugs separately restored it.

Abbreviations

ASD amorphous solid dispersion; RTV ritonavir; LPV lopinavir; PVPVA poly(vinylpyrrolidone-co-vinyl acetate); MCC microcrystalline cellulose; DCM dichloromethane; MeOH methanol; FDC fixed dose combination; HME hot melt extrusion; XRPD X-ray powder diffraction; ATR-FTIR attenuated total reflectance Fourier transform infrared spectroscopy; LLPS liquid-liquid phase separation; S relative supersaturation (C/C*); DL drug loading; WG wet granulated (figure legends); PLM polarized light microscopy.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can a simple organic-solvent wet granulation make a lopinavir/ritonavir amorphous solid dispersion that releases like the marketed tablet, and what does sharing one amorphous phase do to each drug's release?

Short answer

Yes for the solid form: the granules were X-ray amorphous and stayed so for one month at 40 °C/75% RH. · No for the co-granulated release: ritonavir reached about 4 µg/mL at pH 6.8 against about 30 from ritonavir-only granules, and about 96 against 169 µg/mL from Aluvia after 2 h in acid. ··· Granulating each drug separately gave ritonavir release similar to Aluvia. ·

Conclusion

The authors state that they have demonstrated proof of concept: drug and PVPVA dissolved in DCM:MeOH and added to a lactose/MCC blend give compressible granules without drug crystallinity that were physically stable for one month at 40 °C/75% RH. ···· In the co-amorphous granule, lopinavir (the major component) depressed the release of ritonavir (the minor component); at pH 6.8 they attribute this to mixing in one amorphous phase, which lowers the amorphous solubility of each drug and of the minor one most ("is due to"). ·· In acid, where ritonavir ionizes, they propose that ritonavir dissolves first and leaves a lopinavir-rich surface that acts as a barrier ("Proposed mechanism"); this link rests on ATR-FTIR of a polymer-free melt-quenched blend and on mass balance, and the granule surface itself was not measured. ··· After a rise in pH, dissolved ritonavir fell below its own amorphous solubility as a non-crystalline precipitate, which they read as ritonavir and lopinavir mixing in the precipitate ("suggesting"); the precipitate composition was not measured. ··· Separate granulation, mixed in one tablet or as a bilayer, "largely resolved" the problem, and the method "appears best suited" to low or moderately low dose, slowly crystallizing drugs; all data come from one drug pair with PVPVA, in vitro. ····

01Why this study

Known 1Amorphous fixed dose combinations are on the market

Kaletra combines lopinavir and ritonavir, both formulated as amorphous solids; some combinations include one drug to inhibit efflux transporters or metabolic enzymes for the other.

Drewe 1999, ref 7

Known 2A second amorphous drug lowers the first drug's ceiling

When two miscible, uncharged drugs mix in one amorphous phase, each reaches a lower amorphous solubility than alone.

Trasi and Taylor 2015a, ref 34; 2015b, ref 35; Alhalaweh 2016, ref 2

Known 3Standard ASD processes are expensive

Hot melt extrusion needs heat-stable drugs; spray drying needs solvent recovery and gives light, charged powders; both need costly equipment, a problem for drugs used in low-income countries.

Paudel 2013, ref 23; Repka 2008, ref 28; Murtomaa 2004, ref 22

Gap → this paperCan a cheap solvent granulation give an amorphous lopinavir/ritonavir combination that releases like the marketed product?
More detail

The journal cites by author and year and prints an unnumbered reference list; "ref N" below is the entry's position in that printed list (38 entries).

What was already known. The introduction and discussion build on these points:

  • Amorphous forms supersaturate; solubilizers do not. Amorphous drugs give a supersaturated solution and faster dissolution than the crystal; complexation or micelles raise the total concentration without supersaturating, and membrane flux follows the supersaturation gradient, not the total concentration. (Hancock and Zografi 1997, ref 11; Frank 2012b, ref 9; Raina 2015, ref 27; Borbás 2016, ref 5)
  • Polymers stabilize the amorphous drug. A polymer forms a molecular dispersion that lowers mobility, raises Tg and slows crystallization. (Kothari 2015, ref 16; Prasad 2014, ref 25)
  • Fixed dose combinations. Multidrug regimens for HIV and hepatitis C rely on synergy (Zhang 2000, ref 38) or on one drug inhibiting efflux or metabolism of the other (Drewe 1999, ref 7). Combining the drugs in one tablet can improve compliance; Kaletra (lopinavir/ritonavir), Atripla and Harvoni are examples, and lopinavir and ritonavir are formulated amorphous for bioavailability.
  • Drug-drug co-amorphous systems. Naproxen could be made amorphous with indomethacin (Löbmann 2011, ref 18); stabilization has been ascribed to interactions that raise Tg (Martinez 2016, ref 20) or to interference with nucleation (Knapik-Kowalczuk 2018, ref 15). Dissolution is often compared only with the crystalline drugs (refs 6, 29, 32); gains over the pure amorphous drug come from acid-base salt formation or microenvironmental pH (Fung 2018, ref 10) or from kinetics (Allesø 2009, ref 3).
  • Mutual amorphous solubility reduction. For two miscible, uncharged drugs, the amorphous solubility of each in the mixture is "invariably" lower than that of the pure amorphous drug, from the drop in chemical potential on mixing. (Alhalaweh 2016, ref 2; Trasi and Taylor 2015a, ref 34; 2015b, ref 35)
  • Process limitations. Hot melt extrusion needs chemical stability above about 120 °C and a workable melt; spray drying needs organic solvents, controls on residual solvent and solvent recycling, and its powders can have low bulk density and high electrostatic charge; both are capital intensive. (Paudel 2013, ref 23; Repka 2008, ref 28; Murtomaa 2004, ref 22)
  • Solvent impregnation has precedent. The amorphous tacrolimus product Prograf is made by dissolving the drug, impregnating a polymer, removing the solvent and blending. (Honbo 1987, ref 12; Trasi 2017, ref 33; Yamashita 2003, ref 37)
  • Ritonavir-PVPVA release depends on drug loading. From earlier Taylor-group work, RTV-PVPVA ASDs release nanodroplets, a sign of polymer-controlled release, only below 25% drug loading; at higher loading release is drug-controlled and the polymer leaves first. (Indulkar 2019, ref 14; Purohit and Taylor 2017, ref 26) ··
  • pH-shift supersaturation. When a weak base supersaturates on a pH rise above its amorphous solubility, liquid-liquid phase separation forms amorphous nanodroplets. (Ilevbare and Taylor 2013, ref 13; Sugihara and Taylor 2018, ref 30)

What the paper set out to do. Evaluate an inexpensive wet granulation (solvent impregnation) route to ASDs, using a lopinavir/ritonavir fixed dose combination as the case, characterised by X-ray powder diffraction, infrared spectroscopy and release testing. ·

02How they approached it

The marketed 200:50 lopinavir:ritonavir dose was granulated with an equal mass of PVPVA, and the combination was then taken apart: each drug alone, both together, other ratios, surfactants and separate granules, all tested against Aluvia in neutral buffer, acid and an acid-to-neutral shift. ·····

RitonavirRTV, weak baseMinor component (50 mg); pKa 1.8 and 2.6, ionized in 0.1 N HCl; amorphous solubility 31 µg/mL at pH 6.8. Measured.
LopinavirLPV, neutralMajor component (200 mg); not ionized at pH 1.2 or 6.8; amorphous solubility 19 µg/mL. Measured.
Co-granulated LPV/RTV/PVPVA200:50:250 mg, the co-amorphous ASDBoth drugs in one granule with a 50:50 drug:polymer ratio. Measured.
RTV-only and LPV-only granulessingle-drug ASDs, 1:1 drug:PVPVAReference for each drug alone; combined into mixed or bilayer tablets. Measured. ··
Ratio variants125:125 and 50:200 LPV:RTV co-granulesLess lopinavir per ritonavir; polymer content not printed. Measured. ·
Surfactant and low-loading variants5% Span 20, 0.1% Tween 80, 20:80 drug:PVPVAAttempts to improve co-granule release. Measured; 20:80 data not shown. ··
Bench-top granulesscaled-up co-granulate60 g batch in a high-shear granulator; assayed 8.4% LPV, 2% RTV. Measured. ·
Aluviamarketed lopinavir/ritonavir tablet, AbbottCommercial comparator containing Span 20. Measured.
Melt-quenched LPV:RTV 200:50 glasspolymer-freeUsed only for ATR-FTIR before and after acid exposure. Measured.

What was done

Experiment

Drugs + PVPVA in 1:1 DCM:MeOH→added to lactose/MCC→dried, milled→co-granules, single-drug granules and variants.

Experiment

60 g bench-top batch→flow, size, assay→150 mg tablets→loads, friability, hardness.····

↓
Experiment

XRPD as made and after 1 month at 40 °C/75% RH.···

↓
Experiment

Compacts in 250 mL pH 6.8 buffer→single-drug vs co-granulated, against measured amorphous solubility.···

Experiment

Compacts and Aluvia in 250 mL 0.1 N HCl→ratio, surfactant and separate-granule variants.····

↓
Experiment

Acid→pH 6.8 shift of Aluvia and of a drug solution→ultracentrifuged supernatant and polarized light.····

Experiment

ATR-FTIR of a melt-quenched 200:50 blend before and after 1 h in acid.·

↓
Comparison

Co-granules vs separate granules vs Aluvia (Figs. 4, 9).·

More detail

What was done

  1. Granulation, small scale. A 1:1 blend of anhydrous lactose and MCC pH 101 was wetted with a 1:1 DCM:MeOH solution of the drug(s) and PVPVA and mixed with a spatula. The main batch was 200 mg LPV, 50 mg RTV and 250 mg PVPVA in 2–3 mL solvent on 1.5 g blend (2 g per tablet). Single-drug granules were 50 mg RTV + 50 mg PVPVA + 400 mg blend and 200 mg LPV + 200 mg PVPVA + 1000 mg blend. Variants contained 5% w/w Span 20 or 0.1% w/w Tween 80 at the same 2 g, 20:80 drug:PVPVA on 3 g blend (over 4 g per tablet), or 125:125 and 50:200 LPV:RTV. Granules were vacuum-dried overnight and milled for 10 s in a freezer mill.
  2. Stability. Granules were stored open at 40 °C/75% RH (saturated NaCl) and checked by XRPD every 7 days for one month. ·
  3. Bench-top granulation. 60 g of blend in a custom high-shear granulator received a 1:1 DCM:MeOH solution of 12 g LPV, 3 g RTV and 15 g PVPVA at 25 mL/min (under 4 min) until fully granulated; granules were sieved, vacuum-dried and assayed. Flow (Carr's index, Hausner ratio, angle of repose) and size (sieve) were measured, and 150 mg of granules were compressed directly with a 6 mm punch to a 500 kg target load, then tested for hardness and friability. ··
  4. Dissolution. Granules with 10 wt% croscarmellose were pressed into compacts (500 psi, 3 s) because the powder floated. Compacts holding 200 mg LPV and 50 mg RTV, or an Aluvia tablet, were stirred at 150 rpm in 250 mL of pH 6.8, 10 mM phosphate buffer or 0.1 N HCl at 37 °C; samples were filtered (0.45 µm PTFE) and analysed by HPLC. Aluvia could not be measured at pH 6.8 because its milky dispersion clogged or passed the filters. Scaled-up granules (100 mg drug) were tested in 100 mL 0.1 N HCl. ·····
  5. Amorphous solubility. Methanol stock (20 mg/mL) was added to pH 6.8 buffer with 10 µg/mL HPMC at 37 °C, and the ultracentrifuged supernatant was assayed: 31 µg/mL RTV and 19 µg/mL LPV. ··
  6. pH shift. An Aluvia tablet in 200 mL 0.1 N HCl was neutralized after 30 min with 750 mg NaOH and 40 mL of 100 mM pH 6.8 buffer. A drug solution (nominal 100 µg/mL RTV, 400 µg/mL LPV, pH 1.2) without excipients was neutralized with NaOH; the supernatant after ultracentrifugation was assayed and the precipitate examined under polarized light. A separate test added 0.8 mg/mL LPV to 200 µg/mL RTV in acid. ··
  7. FTIR. A 200:50 LPV:RTV pellet was melted, quenched, exposed to 0.1 N HCl for 1 h, dried, and its exposed surface scraped for ATR-FTIR, alongside melt-quenched pure RTV and LPV.

Key equations

Relative supersaturation (unnumbered, p.4)
S=CC*

The measured dissolved concentration C divided by the crystal solubility C*. With C* of 1.8 µg/mL (RTV) and 2.9 µg/mL (LPV) at pH 6.8, the paper uses S to compare single-drug and co-granulated dissolution (~17 and ~7 alone; ~3 and 5 co-granulated).·

Terms used on this page
  • Co-amorphous system: two drugs mixed at the molecular level in one amorphous phase.
  • Amorphous solubility: the highest concentration of molecularly dissolved drug that the amorphous form can give; above it a drug-rich phase separates.
  • Sink / non-sink: whether the medium could dissolve the whole dose below the (crystalline) solubility; at pH 6.8 here it cannot (non-sink).
  • Liquid-liquid phase separation (LLPS): a supersaturated solution splitting into a drug-lean solution and drug-rich nanodroplets once the amorphous solubility is exceeded.
  • Drug-controlled vs polymer-controlled release: whether the dissolution rate of an ASD is set by the drug or by the polymer; with a hydrophilic polymer, polymer-controlled release is fast.
  • pH shift: moving from acid (stomach) to near-neutral pH (intestine); a weak base such as ritonavir loses its charge and its solubility drops.
  • Carr's index and Hausner ratio: flow indices from bulk and tapped density; lower values mean better flow.
Fig. 1: Structures of ritonavir and lopinavir
Fig. 1 · p.3 · Structures of ritonavir and lopinavirShows. ritonavir with two thiazole rings (its basic groups); lopinavir without them.

03Main findings

1

Solvent granulation makes both drugs X-ray amorphous, and they stay so

The granules showed only lactose peaks, unlike a physical mixture, and no drug peaks appeared after one month at 40 °C/75% RH; single-drug granules behaved the same. ··

Fig. 2: XRPD of granules before and after storage, and of a physical mixture
Fig. 2 · p.4 · XRPD of granules before and after storage, and of a physical mixtureShows. drug peaks (several below 10° 2θ) only in the physical mixture; granules show lactose peaks only, unchanged after one month at 40 °C/75% RH.Also supports K1
More detail

XRPD of the 200/50 LPV/RTV granules showed no peaks from either drug; the remaining Bragg peaks (≈10.5, ≈19, ≈21° 2θ and others) are attributed to crystalline lactose. A physical mixture of the crystalline drugs and excipients at the same loading showed drug peaks, several below 10° 2θ. After one month of open storage at 40 °C/75% RH the pattern did not change, and granules of each drug alone also stayed free of crystals (Fig. S2, not supplied). The authors read this as amorphous drugs ("suggesting") that resisted crystallization for this period ("indicating"). ····

2

At pH 6.8, putting the drugs in one granule cuts both concentrations, ritonavir most

Alone, ritonavir and lopinavir granules reached their amorphous solubilities (≈30 against 31, ≈19 against 19 µg/mL). Co-granulated, ritonavir stayed at ≈4 and lopinavir reached ≈15 µg/mL; supersaturation fell from ~17 to ~3 for ritonavir and from ~7 to 5 for lopinavir. ···

Fig. 3: Dissolution at pH 6.8: single-drug vs co-granulated
Fig. 3 · p.4 · Dissolution at pH 6.8: single-drug vs co-granulatedShows. RTV-only (blue) and LPV-only (purple) granules reach the amorphous-solubility lines (b) and (a); co-granulated ritonavir (red) stays near 4 µg/mL, lopinavir (green) reaches about 15.Also supports K2
More detail

In 250 mL pH 6.8 buffer, where neither drug is ionized and the crystalline solubilities are only 1.8 µg/mL (RTV) and 2.9 µg/mL (LPV), RTV-only granules rose from ≈14 to ≈30 µg/mL within 60 min and LPV-only granules reached ≈19 µg/mL within 30 min, matching the measured amorphous solubilities of 31 and 19 µg/mL. The co-granulated 200/50 LPV/RTV granules gave ritonavir of ≈2 rising to ≈4 µg/mL (text: plateau 4–5) and lopinavir of ≈7 rising to ≈15 µg/mL at 2 h. The authors call the single-drug solutions "maximally supersaturated" (S ~17 and ~7) and the co-granulated ones "considerably lower" (S ~3 and 5). They attribute the drop to co-amorphous mixing, which lowers each drug's chemical potential and amorphous solubility, and the larger drop for ritonavir to its being the minor component at 1:4 ("is due to"). ·········

3

In acid, co-granulated ritonavir lags the marketed tablet

After 2 h in 0.1 N HCl, ritonavir reached ≈96 µg/mL from the co-granules against ≈169 from Aluvia (complete release would give 200); lopinavir was ≈18 µg/mL from both.

Fig. 4: Dissolution in 0.1 N HCl: Aluvia vs co-granulated compacts
Fig. 4 · p.4 · Dissolution in 0.1 N HCl: Aluvia vs co-granulated compactsShows. ritonavir from Aluvia (dark blue) climbs to about 169 µg/mL; from the co-granules (light blue) to about 96; lopinavir equal for both.Also supports K3
More detail

In acid ritonavir is ionized (pKa 1.8 and 2.6) and its crystalline solubility is about 0.4 mg/mL, so sink conditions apply and far more ritonavir dissolves than at pH 6.8; lopinavir is not ionized and stays near its amorphous solubility. Aluvia released ritonavir steadily from ≈40 µg/mL at 15 min to ≈169 µg/mL at 2 h, short of the 200 µg/mL expected for full release, which the authors read as incomplete release ("indicating"). The co-granulated compacts started similarly (≈46 µg/mL at 15 min) but reached only ≈96 µg/mL at 2 h. Lopinavir rose from ≈16 to ≈18–19 µg/mL for both products. The scaled-up bench-top granules also released less ritonavir than Aluvia (Fig. S3, not supplied). The authors call the ritonavir difference "significantly lower" (abstract: "significantly retarded"); no statistics or replicate numbers are given. ·······

4

When the pH rises, dissolved ritonavir falls below its own amorphous solubility, without crystals

Aluvia: ritonavir ≈84 µg/mL in acid fell to ≈4.6 after the shift to pH 6.8. A drug solution without excipients: ≈97 → ≈16 µg/mL, below ritonavir's 31, and the precipitate was not birefringent. ···

Fig. 6: Drug solution before and after the pH shift, with polarized-light inset
Fig. 6 · p.5 · Drug solution before and after the pH shift, with polarized-light insetShows. ritonavir about 97 → 16 µg/mL, lopinavir about 19 → 8; the dark crossed-polar image shows no crystals.Also supports K5
More detail

When an Aluvia tablet was dissolved for 30 min in acid (ritonavir ≈84 µg/mL) and the medium then neutralized, ritonavir dropped to ≈4.6 µg/mL at 45 min and stayed at ≈4–4.4 µg/mL to 2 h, while lopinavir dipped from ≈16.7 to ≈12.4 and recovered to ≈16 µg/mL. The authors note that the 25% dilution cannot explain this and that the remaining ritonavir level resembles that of the co-granules at pH 6.8. To test whether ritonavir crystallized, a solution of nominally 100 µg/mL RTV and 400 µg/mL LPV at pH 1.2 was neutralized without excipients: ultracentrifuged ritonavir fell from ≈97 to ≈16 µg/mL and lopinavir from ≈19 to ≈8 µg/mL, and the precipitate showed no birefringence. The authors conclude that ritonavir precipitated in a non-crystalline form ("support"), and because the remaining ritonavir is below its own amorphous solubility, that lopinavir and ritonavir are mixed in the precipitate ("suggesting"). ··········

Fig. 5: Aluvia, acid then pH 6.8 after 30 min
Fig. 5 · p.5 · Aluvia, acid then pH 6.8 after 30 minShows. ritonavir collapses from about 84 to about 4 µg/mL at the shift; lopinavir barely moves.Also supports K5
5

Less lopinavir lets more ritonavir out; surfactants and a lower drug loading do not

With 50 mg ritonavir per vessel, ritonavir at 2 h was ≈161, ≈97 and ≈83 µg/mL for 1:4, 1:1 and 4:1 LPV:RTV co-granules. Tween 80 gave ≈83 and Span 20 ≈37 µg/mL, and 20 wt% drug loading gave no overall improvement. ···

Fig. 8: Ritonavir release from co-granules at three LPV:RTV ratios
Fig. 8 · p.6 · Ritonavir release from co-granules at three LPV:RTV ratiosShows. 1:4 (green) far above 1:1 (blue) and 4:1 (red), at a fixed 50 mg ritonavir.Also supports K3
More detail

In 0.1 N HCl with ritonavir fixed at 50 mg in 250 mL, the 50:200 (1:4) LPV:RTV co-granule released ≈133 µg/mL ritonavir at 15 min and ≈161 at 2 h; the 125:125 (1:1) co-granule ≈71 → ≈97; and the marketed-ratio 200:50 (4:1) co-granule ≈39 → ≈83 µg/mL. The authors read this as confirming that lopinavir intimately mixed with ritonavir retards ritonavir release ("confirms"). Two other fixes failed: lowering drug loading from 50 to 20 wt% relative to polymer gave no overall improvement (data not shown), and surfactants did not raise the ritonavir rate: with 0.1% Tween 80, ritonavir reached ≈83 µg/mL at 2 h, judged similar to no surfactant; with 5% Span 20, the surfactant in Aluvia, it reached only ≈37 µg/mL ("seemed to reduce"). Lopinavir stayed at ≈16 µg/mL with either surfactant. The polymer content of the 1:1 and 1:4 co-granules is not printed, and Fig. 7 has no surfactant-free control. ········

Fig. 7: Co-granules with Tween 80 or Span 20 in acid
Fig. 7 · p.5 · Co-granules with Tween 80 or Span 20 in acidShows. ritonavir about 83 µg/mL with Tween, about 37 with Span 20; lopinavir about 16 with both.
6

Granulating the drugs separately restores ritonavir release

Separate granules mixed in one tablet gave ritonavir ≈160 µg/mL at 2 h and a bilayer tablet ≈188, against ≈169 for Aluvia; lopinavir stayed ≈19 µg/mL. ·

Fig. 9: Separately granulated drugs: (a) mixed tablet, (b) bilayer tablet
Fig. 9 · p.6 · Separately granulated drugs: (a) mixed tablet, (b) bilayer tabletShows. ritonavir reaches about 160 (a) and 188 µg/mL (b), at or above Aluvia's 169.Also supports K4
More detail

RTV-only and LPV-only granules (each 1:1 drug:PVPVA) at the 200:50 dose were either blended and compressed into one tablet or compressed as two layers. In 0.1 N HCl the mixed tablet released ritonavir at ≈134 µg/mL by 15 min and ≈160 µg/mL at 2 h; the bilayer tablet ≈135 at 15 min and ≈188 µg/mL from 60 min. Lopinavir rose from ≈13–15 to ≈19 µg/mL. The authors describe both as rapid ritonavir release with final concentrations similar to Aluvia (abstract: "comparable release could be achieved"). ··

7

After acid exposure, the surface of a drug-drug glass looks more lopinavir-like

In a melt-quenched 200:50 LPV:RTV blend, the 1630/1718 cm−1 band ratio rose from 7.7 to 11.2 after 1 h in 0.1 N HCl, read as ritonavir loss from the surface. ·

More detail

The spectra of amorphous ritonavir and lopinavir are very similar; ritonavir has an extra carbonyl band at 1704 cm−1 next to the shared bands near 1630 cm−1, and bands at 1229 and 878 cm−1 absent in lopinavir. In the 200:50 blend the ritonavir bands are hard to see, appearing as a small shoulder at 1718 cm−1. After 1 h in 0.1 N HCl the shoulder weakened and the 1630/1718 ratio rose from 7.7 to 11.2, and the spectrum became slightly more lopinavir-like. Since ATR is somewhat surface sensitive, the authors read this as preferential ritonavir loss and lopinavir enrichment at the surface ("consistent with"), which mass balance from the acid dissolution data also supports. The blend contained no PVPVA or excipients. ····

Fig. 10: ATR-FTIR of amorphous ritonavir, lopinavir and their blend before and after acid
Fig. 10 · p.7 · ATR-FTIR of amorphous ritonavir, lopinavir and their blend before and after acidShows. (a) ritonavir with a 1704 cm−1 band, (b) lopinavir; (c) blend with a small shoulder near 1718 cm−1, (d) the same after 1 h in acid; arrows mark the changes.Also supports K6
8

Bench-top granules flow and compress well

Carr's index 14.4%, Hausner ratio 1.17, angle of repose 36.2°; 150 mg tablets had 0.7% friability and 10.17 kPa hardness; the assayed drug content was 8.4% lopinavir and 2% ritonavir. ·

More detail

Granules from the bench-top granulator had an angle of repose of 36.2 ± 0.7°, Carr's index 14.4 ± 3.5% and Hausner ratio 1.17 ± 0.05; more than 80% were 150–595 µm, fines (< 45 µm) were under 1.5%, and the span was 1.72. Drug content was 8.4% LPV and 2% RTV, about 10% in total. Compression of 150 mg to a 500 kg target used maximum loads of 518.7 ± 0.7 kg (compression), 19.1 ± 3.1 kg (detachment) and 87.6 ± 4.4 kg (ejection); all tablets survived friability testing (0.7%) and hardness was 10.17 ± 0.53 kPa (unit as printed). The authors call the flow acceptable and the tablets of low friability and sufficient hardness ("indicate"). The nominal batch composition corresponds to about 16.7% drug; the volume of solution actually added is not stated. ····

04Further observations

  • Aluvia formed a milky dispersion at pH 6.8 that clogged or passed filters, so its release there could not be measured. ·
  • Even Aluvia released only ≈169 of a possible 200 µg/mL ritonavir in acid. ·
  • Adding lopinavir to dissolved ritonavir in acid lowered ritonavir by 10%. ·
  • More MCC allowed a higher drug loading in preliminary work.
More detail
  • Aluvia at pH 6.8. Aluvia gave a milky solution that clogged small-pore filters and passed larger-pore ones, so its pH 6.8 release could not be determined. The authors take this as nanodroplet formation ("indicating") and conclude that Aluvia release "appears" polymer-controlled; from the RTV-PVPVA nanodroplet limit of 25% drug loading reported by Indulkar 2019 they infer that Aluvia's total drug loading is "likely" at or below that range. ····
  • Incomplete release from the marketed tablet. Aluvia's ritonavir reached ≈169 µg/mL at 2 h in acid, short of the 200 µg/mL that full release of 50 mg in 250 mL would give. ·
  • Lopinavir pulls ritonavir out of solution in acid. Adding 0.8 mg/mL lopinavir (from LPV-only granules) to 200 µg/mL ritonavir (from RTV-only granules) in 0.1 N HCl lowered free ritonavir by 10%, to around 180 µg/mL, after 1 h (data not shown); the authors read this as a small amount of ritonavir precipitation induced by lopinavir ("indicating"). ·
  • Scale-up. The bench-top co-granules also released less ritonavir than Aluvia in 100 mL 0.1 N HCl (Fig. S3, not supplied).
  • Excipient burden. A relatively large excipient mass was needed to avoid a sticky mass, and in preliminary experiments a higher amount of MCC allowed a higher drug loading (no values given). ··

05How the authors connect the findings

1Co-granulation dissolves both drugs with PVPVA in one solvent, so ritonavir and lopinavir end up mixed in one amorphous phase.
↓
2Mixing lowers the chemical potential, and so the amorphous solubility, of each drug; ritonavir, the minor component at 1:4, loses most. ·
↓
Co-granulated, pH 6.8Both drugs un-ionized↓each capped below its own amorphous solubility↓ritonavir ≈4 µg/mL.·
Co-granulated, acidPolymer leaves first↓ionized ritonavir dissolves preferentially↓lopinavir-rich surface↓remaining ritonavir must cross it↓incomplete release.·
Separately granulated, acidNo shared amorphous phase↓each drug dissolves on its own↓ritonavir ionizes freely↓release like Aluvia.·
Acid, then pH 6.8Ritonavir loses its charge↓exceeds its amorphous solubility↓drug-rich phase shared with lopinavir↓free ritonavir below its own amorphous solubility.·
What sets the switch point. Whether ritonavir shares an amorphous phase with lopinavir, and how much lopinavir surrounds it: at fixed ritonavir, less lopinavir gave more ritonavir release (authors: "confirms"). ·
Conclusion drawn. The phase behaviour of amorphous fixed dose combinations "needs to be considered" in design, and separate granulation "appears" the best approach. ·
Fig. 11: Proposed lopinavir-rich surface barrier
Fig. 11 · p.8 · Proposed lopinavir-rich surface barrierShows. red ritonavir leaves the particle in acid, leaving a blue lopinavir-rich shell around the remaining ritonavir.
More detail
  1. In a co-granule the drugs and PVPVA are deposited together from one solution, forming a co-amorphous system.
  2. Molecular mixing of two miscible, uncharged drugs lowers the chemical potential of each, so each has a lower amorphous solubility and a lower driving force for dissolution than alone. The size of the drop depends on composition: the minor component loses more, and ritonavir is the minor component at LPV:RTV 4:1. The authors state this "is due to" the mixing, citing the mechanism from Trasi and Taylor 2015b. ··

Co-granulated, pH 6.8. With both drugs un-ionized, the suppressed amorphous solubilities cap the concentrations: ritonavir ≈4 µg/mL and lopinavir ≈15 µg/mL, against 31 and 19 for the pure drugs (Fig. 3). ··

Co-granulated, acid. The granules carry 50% drug relative to polymer, a loading at which RTV-PVPVA release is drug-controlled; the authors "expect" the polymer to leave first, enriching the surface in drug. Ritonavir, ionized and more soluble, then dissolves preferentially, leaving a lopinavir-rich surface; lopinavir, not ionized and poorly soluble in acid, then controls release, and the remaining ritonavir must diffuse through this layer ("Proposed mechanism", Fig. 11). Support offered: more ritonavir from ritonavir-rich co-granules (the text cites Fig. 7; the data are in Fig. 8), the FTIR of the acid-exposed blend, and mass balance. Amorphous ritonavir alone, they argue, would have released fast and completely. ·······

Separately granulated, acid. Without lopinavir mixed in, each drug dissolves independently and ritonavir's ionization in acid is exploited; release matches Aluvia (the text cites Fig. 8; the data are in Fig. 9). ··

Acid, then pH 6.8. Ritonavir dissolved at low pH becomes supersaturated as it loses charge; once the un-ionized concentration exceeds its amorphous solubility, liquid-liquid phase separation forms amorphous nanodroplets, in which ritonavir and lopinavir mix and suppress each other's amorphous solubility. The drop of free ritonavir "can be attributed" to three factors: the 25% dilution, the loss of ionization taking ritonavir over its amorphous solubility, and the mixing with lopinavir in the drug-rich phase. ···

What sets the switch point. Sharing one amorphous phase with lopinavir, in proportion to how much lopinavir there is: at a fixed 50 mg ritonavir, release at 2 h rose from ≈83 (4:1) to ≈97 (1:1) and ≈161 µg/mL (1:4), and separate granules reached ≈160–188 µg/mL. The authors also name the drug:polymer ratio as "most likely" part of the gap to Aluvia, which they infer has a drug loading of 25% or less; their own 20 wt% co-granule did not improve release. ······

Conclusion drawn. LPV in the co-amorphous system "depressed the release of ritonavir", individual ASD granules "largely resolved" it, and the phase behaviour of amorphous fixed dose combinations is "highly complex" and must be considered in formulation design. ·

06What it means for formulation

Stated by the authors
  • Granulate the two drugs of an amorphous combination separately, then mix or make a bilayer tablet.
  • Solvent granulation suits low or moderately low dose, slowly crystallizing drugs; the excipient mass sets the tablet size. ·
AI reading, not stated in the paper
  • In an amorphous combination, check whether the drugs end up in one amorphous phase; if they do, expect the minor drug's free concentration to fall.
  • Copying the reference product's ingredients (its surfactant, a lower drug loading) did not fix release here; separating the drugs did.
More detail
Stated by the authors
  • The best approach "appears" to be granulating the two drugs separately and either mixing with a disintegrant before compaction or making bilayer tablets, so that each drug dissolves independently and ritonavir's ionization in acid is exploited.
  • The method is "likely" best for low-dose drugs, or drugs and polymers highly soluble in the solvent, because a large excipient mass is needed to avoid a sticky mass; conclusions: "appears best suited for low or moderately low dose drugs".
  • The drug must resist crystallization while the solvent evaporates, so slowly crystallizing, larger and more complex molecules suit best; adequate drying is needed.
  • The excipient burden can "potentially, at least partially" be reduced with more solvent-absorbing excipients (more MCC raised the loading in preliminary work), and fluid-bed granulation is "a possible alternative". ·
  • The route "can potentially" cut processing steps: granules are mixed with a disintegrant and compressed.
  • Abstract: solvent granulation "may be a viable method" for ASDs of low-dose drugs with low crystallization tendencies.
  • The phase behaviour of amorphous fixed dose combinations is highly complex and needs to be considered in design.
AI reading, not stated in the paper
  • In an amorphous fixed dose combination, mixing the drugs in one phase can lower the free concentration of the minor drug most; separating them into different granules or tablet layers avoids this.
  • For a weak base in acid, mixing with a neutral, poorly soluble partner drug can still slow release, so acid-stage tests do not rule out the problem.
  • Neither the reference product's surfactant (Span 20) nor a lower drug loading restored ritonavir release here; changing the architecture (separate granules) did.
  • The method trades equipment cost for excipient mass: at 10% total drug the bench-top granules would need large tablets for the 250 mg combined dose.

07Open questions

Raised by the authors
  • Could more solvent-absorbing excipients or fluid-bed granulation reduce the excipient burden and tablet size?
Not covered by this paper (AI reading)
  • The proposed lopinavir-rich barrier was tested on a polymer-free melt, not on the granules.
  • The drug:polymer explanation for the gap to Aluvia is untested, and a 20 wt% co-granule did not help.
  • Residual DCM and methanol in the granules were not reported.
More detail
Raised by the authors
  • Can excipients with higher solvent adsorption capacity, or fluid-bed granulation with rapid evaporation, cut the excipient mass needed? Preliminary MCC data were not shown. ·
Not covered by this paper (AI reading)
  • The surface composition of the granules during dissolution was not measured; the barrier mechanism rests on ATR-FTIR of a melt-quenched drug-drug glass without PVPVA or excipients. ·
  • The composition of the non-crystalline precipitate after the pH shift, and whether nanodroplets form from the co-granules themselves on a pH shift, were not measured. ·
  • The Fig. 8 ratio trend fits both the solubility-reduction and the barrier explanations; no experiment separates them in acid.
  • Aluvia's drug loading is inferred, not measured, and the 20 wt% co-granule (data not shown) did not support the drug:polymer explanation. ·
  • Stability was checked for one month only, by XRPD only, and residual solvent was not reported. ·
  • Replicate numbers and error-bar meaning are not given, so "significantly" is not tested.

08How solid

AI assessment, not a statement made in the paper
Moderate

The formulation results are large and consistent: co-granulation lowers ritonavir in every medium, less lopinavir raises it, and separate granules restore it. ··· The mechanisms are inferred, not measured: the barrier comes from a polymer-free melt and the precipitate composition is unknown; replicates are not stated, several figure cross-references are wrong, and the SI was not available. ···

More detail
What holds
  • XRPD shows no drug peaks in the granules, against clear peaks in a physical mixture, before and after one month at 40 °C/75% RH. ·
  • At pH 6.8 the single-drug granules sit on the measured amorphous solubilities, so the co-granule deficit is measured against a clear reference. ··
  • The ritonavir deficit appears in every test of the co-granule (pH 6.8, acid, ratio series, surfactant variants, scale-up), and disappears with separate granules. ·····
  • The supersaturation values are reproduced from the printed concentrations and solubilities. ·
What weakens it
  • The LPV-rich surface barrier is supported only by ATR-FTIR of a melt-quenched drug-drug pellet without PVPVA, by mass balance and by the ratio series, which the solubility-reduction mechanism would also explain. ··
  • Mixing of the two drugs in the precipitate or nanodroplets is inferred from concentrations; the precipitate was checked only for birefringence. ··
  • The drug:polymer explanation for the gap to Aluvia rests on an inferred Aluvia loading and is not supported by the 20 wt% co-granule.
  • Replicates and error bars are not defined and no statistics are given; the same 200:50 co-granule gave ≈96 and ≈83 µg/mL ritonavir at 2 h in two runs. ·
  • Four text cross-references name the wrong figure; the pH 6.8 plateau and the RTV amorphous solubility differ slightly between text and figure; the pH-shift volumes and final pH are not consistent or not measured. ····
  • The supporting information (formulation table, stability and scale-up data) was not available for this card. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.3)key figureDefines the two drugs: ritonavir with two thiazole rings, lopinavir without.·0.2A schematic, not data.
Fig. 2 (p.4)key figureShows the granules are X-ray amorphous apart from lactose peaks, before and after one month at 40 °C/75% RH.·F1, K1
Fig. 3 (p.4)key figureThe core pH 6.8 result: single-drug granules reach amorphous solubility, co-granulated drugs stay far below, ritonavir most.F2, K2Text plateau 4-5 µg/mL against ≈4 in the figure.
Fig. 4 (p.4)key figureAcid test against the marketed tablet: co-granulated ritonavir ≈96 vs ≈169 µg/mL at 2 h.F3, K3Cited in the text as Fig. 3.
Fig. 5 (p.5)key figureAluvia pH shift: ritonavir collapses after neutralization.F4, K5Caption gives 250 mL acid, methods 200 mL; final pH not measured.·
Fig. 6 (p.5)key figureDrug-solution pH shift: ritonavir falls below its amorphous solubility as a non-birefringent precipitate.·F4, K5Lopinavir "initial" ≈19 against a nominal 400 µg/mL.
Fig. 7 (p.5)key figureSurfactant attempt: Tween 80 no gain, Span 20 lower ritonavir.F5No surfactant-free control in the figure.
Fig. 8 (p.6)key figureRatio series: less lopinavir per ritonavir gives more ritonavir release.F5, K3Cited in the discussion as Fig. 7; polymer amounts not printed.·
Fig. 9 (p.6)key figureThe fix: separately granulated drugs release ritonavir like Aluvia.F6, K4Cited in the discussion as Fig. 8.
Fig. 10 (p.7)key figureFTIR evidence for a lopinavir-richer surface after acid exposure.·F7, K6Polymer-free melt, not granules; arrows cited as Fig. 9.·
Fig. 11 (p.8)key figureSchematic of the proposed lopinavir-rich surface barrier.0.5A schematic, not data.
Table S1, Figs. S1–S4 (SI, not supplied)Formulation list, reference XRPD, single-drug stability, scale-up dissolution and sieve analysis; only text statements are available.··F1, F8