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Sonal V. Bhujbal, Vaibhav Pathak, Dmitry Y. Zemlyanov, Lynne S. Taylor*, Qi (Tony) Zhou* · Journal of Pharmaceutical Sciences 110, 2423-2431 (2021)

Physical Stability and Dissolution of Lumefantrine Amorphous Solid Dispersions Produced by Spray Anti-Solvent Precipitation

Lumefantrine ASDs made by spraying a drug–polymer solution in dimethylacetamide into ice-cold acidified water stayed amorphous for 3 months at 40 °C/75% RH with HPMCP and HPMCAS but not with CAP or Eudragit L100, and released the most drug at the lowest drug loading, with HPMCP best.

Abbreviations

ASD amorphous solid dispersion; Lum lumefantrine; HPMCP hypromellose phthalate (HPMCP-50); HPMCAS hypromellose acetate succinate (HPMCAS-MF); CAP cellulose acetate phthalate; EL100 Eudragit L100; DMA dimethylacetamide; PXRD powder X-ray diffraction; XPS X-ray photoelectron spectroscopy; FTIR Fourier-transform infrared spectroscopy; mDSC modulated differential scanning calorimetry; TGA thermogravimetry; SEM scanning electron microscopy; CI Carr's compressibility index; HR Hausner's ratio; RH relative humidity; Tg glass transition temperature; d10, d50, d90 particle-size percentiles; 2:8, 3:7, 4:6 drug:polymer mass ratios (20, 30, 40% drug loading).

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can spray anti-solvent precipitation, a low-cost process that keeps the ASD in contact with water, give physically stable lumefantrine ASDs with better dissolution, and which acidic polymer and drug:polymer ratio work best?

Short answer

Yes, with HPMCP or HPMCAS: these ASDs showed no reported PXRD peaks after 3 months at 40 °C/75% RH, and at 2:8 reached 208 µg/mL (HPMCP) and 143 µg/mL (HPMCAS) after 2 h, against about 0 for Coartem. CAP crystallized within a day of storage and released no detectable drug; EL100 was partly crystalline as made. ·····

Conclusion

For lumefantrine made by this process, polymer choice and drug:polymer ratio "played an important role" in stability and dissolution: release rose as the polymer fraction rose, HPMCP beat HPMCAS at 2 h, and the 2:8 HPMCP ASD "showed the best stability and drug release". ··· The authors attribute the failures of CAP and EL100 to water during manufacture, higher residual water for CAP and slow drying for EL100 ("could be a reason", "could have been a cause"), and conclude that moisture reduced ASD stability. ··· In all ASDs 14–42% of the lumefantrine was protonated against 3% in the amorphous drug, but protonation did not rank stability ("a correlation is not observed"); higher protonation "may confer" stability and the smaller HPMCP particles "may explain" faster release, neither tested directly. ··· They present spray anti-solvent precipitation as "a viable and economical approach"; process cost was not measured.

01Why this study

Known 1Amorphous drugs need a polymer

Amorphization raises solubility and creates supersaturation, but the drug may recrystallize; polymers in an ASD slow this.

Frank 2012, ref 3; Chiou 1971, ref 4 ·

Known 2Spray drying and hot-melt extrusion are costly

Solvent handling, heat and capital cost limit them in low-income countries.

Singh 2016, ref 18; Sosnik 2015, ref 20

Known 3Anti-solvent co-precipitation is an older, cheaper route

It needs less solvent and a simple set-up, but holds the ASD in water, and moisture speeds crystallization.

Shah 2012, ref 29; Rumondor 2009, ref 30 ·

Known 4Lumefantrine needs higher solubility

It dissolves below 80 ng/mL and has 4–11% bioavailability.

Patel 2013, ref 32 ·

Known 5Acidic polymers protonate lumefantrine

In ASDs made without water, more protonation went with better stability.

Song 2016, ref 38; Trasi 2020, ref 39 ·

Gap → this paperCan a cheap aqueous anti-solvent process still give stable, fast-dissolving lumefantrine ASDs, and with which polymer and ratio?
More detail

References are numbered as printed in the paper.

What was already known.

  • Why amorphous. Poorly soluble drugs need solubility-enhancing strategies such as amorphization, complexation, salt formation and micellization (refs 1, 2). Amorphization raises solubility and dissolution rate and creates a supersaturated solution with higher flux across the intestinal membrane (Frank 2012, ref 3). The amorphous form can revert to crystal and lose its advantage, so the drug is formulated with a polymer as an ASD (Chiou 1971, ref 4; Serajuddin 1999, ref 5).
  • How polymers stabilize. Proposed mechanisms are antiplasticization (refs 6, 7), drug–polymer interactions (refs 8–10, including Taylor 1997, ref 9), reduced molecular mobility (ref 11) and a higher energy barrier to nucleation (Marsac 2006, ref 12; Konno 2008, ref 13).
  • The cost of the standard processes. Spray drying and hot-melt extrusion dominate industrial ASD manufacture (refs 18, 19). Spray drying uses large solvent volumes, leaves residual solvent and gives low-density, charged powder (Sosnik 2015, ref 20); extrusion needs heat-stable components; both need expensive equipment and skilled staff, and solvent recovery and inert atmosphere add cost. The authors argue this limits them in under-developed and developing countries.
  • Anti-solvent co-precipitation. It was one of the first routes to amorphous dispersions (refs 21, 22) and has been used at small (refs 23–27) and industrial scale (Shah 2013, ref 28; Shah 2012, ref 29): a drug–polymer solution, usually in a non-volatile solvent, is added to a cold aqueous anti-solvent, and the precipitate is washed and dried. Drug and polymer must be insoluble in the anti-solvent, which must mix with the solvent. It suits drugs with low solubility in volatile solvents and high melting points (Schenck 2019, ref 14). The authors present it as cheaper than spray drying or extrusion, with less solvent and no inert atmosphere.
  • The weak point. The precipitate sits in water far longer than in other processes, and moisture is a known accelerator of crystallization of amorphous drugs (Rumondor 2009, ref 30; Rumondor 2011, ref 31), so residual moisture must be removed fast.
  • Lumefantrine. An antimalarial given with artemether, with aqueous solubility below 80 ng/mL and bioavailability of 4–11%, which leads to high doses, cost and poor compliance (Patel 2013, ref 32) and to reported treatment failures (Mizuno 2009, ref 33; Repetto 2011, ref 34). Malaria is prevalent in low-income countries, which makes a low-cost process attractive. ·
  • Lumefantrine and acidic polymers. Acidic polymers protonate the tertiary nitrogen of lumefantrine, seen as a second N1s peak at 402 eV in XPS (Song 2016, ref 38; Trasi 2020, ref 39). In solvent-evaporated lumefantrine ASDs, more protonation went with better physical stability, EL100 and CAP ASDs were stable for more than 30 days at accelerated conditions, and the 40% loaded CAP ASD released incongruently (Trasi 2020, ref 39). These points enter in the Results and Discussion rather than the introduction. ··

What the paper set out to do. Make lumefantrine ASDs by anti-solvent precipitation; characterize their physicochemical properties, drug release and solid-state stability; and find the best polymer and drug:polymer ratio for this process. ·

02How they approached it

One drug and one low-cost process: four acidic polymers that can protonate the basic drug were screened at 4:6, and the two that stayed amorphous were extended to 2:8 and 3:7. Stability was read by PXRD after storage at 40 °C/75% RH, performance by non-sink dissolution at pH 6.8. ·····

Lumefantrine–HPMCPhypromellose phthalate, HPMCP-50Phthalyl acid groups; neat Tg 150 °C. 2:8, 3:7 and 4:6; measured with every method. ·
Lumefantrine–HPMCAShypromellose acetate succinate, HPMCAS-MFSuccinoyl acid groups; neat Tg 117 °C. 2:8, 3:7 and 4:6; measured with every method except flow. ·
Lumefantrine–CAPcellulose acetate phthalatePhthalyl acid groups; neat Tg 133 °C. 4:6 only; measured with every method except flow. ·
Lumefantrine–EL100Eudragit L100Methacrylic acid groups; Tg not printed. 4:6 by PXRD, FTIR and XPS; 2:8 and 3:7 by PXRD only; dropped as crystalline. ··
Amorphous lumefantrinemelt-quenchedTg 18 °C; reference for XPS and FTIR. ··
Coartem®marketed lumefantrine formulationDissolution comparator only. ·

What was done

Experiment

Drug + polymer in DMA→ultrasonic spray into ice-cold 0.02 N HCl→filtration→vacuum drying for 12–100 h.·

↓
Experiment

PXRD right after drying→polymers and ratios kept.···

Experiment

FTIR and XPS N1s→carbonyl shifts and % lumefantrine protonation.···

Experiment

Modulated DSC and TGA→Tg and water content.··

↓
Experiment

Storage at 40 °C/75% RH up to 3 months→PXRD.·

Experiment

SEM and laser diffraction, suspension vs dried powder→particle size.··

Experiment

Non-sink dissolution, 20 mg drug in 100 mL pH 6.8 buffer, 2 h→HPLC.····

↓
Experiment

Carr index and Hausner ratio of two HPMCP powders.·

Comparison

Protonation ranking vs stability ranking, and vs ASDs made without water (Trasi 2020).·

More detail

What was done

  1. Preparation. For a 300 mg batch, drug and polymer (first at 4:6) were dissolved in 5 mL DMA and sprayed through an ultrasonic nozzle into 200 mL ice-cold 0.02 N HCl under stirring. The suspension was vacuum-filtered and the solid dried in an open Petri dish in a vacuum desiccator at room temperature for 12–100 h; EL100 ASDs needed 4 days, the others about 12 h. Combinations with satisfactory stability and dissolution were then made at 2:8 and 3:7. Amorphous lumefantrine was made by melting 50 mg at 150 °C and quenching in liquid nitrogen. ···
  2. Solid state. PXRD (Cu Kα, 4–40° 2θ) right after drying and after storage at 40 °C/75% RH for up to 3 months; the 4:6 CAP ASD was also stored under vacuum. ·
  3. Interactions. ATR-FTIR of the carbonyl region of the amorphous drug, the neat polymers and the ASDs; XPS N1s spectra fitted with a neutral (399 eV) and a protonated (402 eV) component to give % protonation (n = 3), sampling about the top 10 nm. ·
  4. Thermal. Modulated DSC (−25 to 200 °C at 5 °C/min, ±2 °C every 60 s), with Tg from the reversing heat flow; TGA to 170 °C, with the weight lost between 35 and 170 °C taken as water (n = 3). ··
  5. Particles. SEM of seven ASDs; laser diffraction in 0.02 N HCl (pH 1.7), in which the ASDs do not dissolve, on the suspension straight after precipitation and on the dried powder. ··
  6. Dissolution. ASD powder holding 20 mg drug in 100 mL 50 mM pH 6.8 phosphate buffer at 37 °C and 300 rpm, non-sink so that supersaturation can develop; 1 mL samples, replaced with buffer, at 5–120 min, filtered through 0.22 µm and assayed by HPLC at 380 nm (calibration 1–500 µg/mL); n = 3. Coartem was tested alongside the 4:6 ASDs; its amount and form are not described. ···
  7. Flow and statistics. Carr index and Hausner ratio for the 2:8 and 4:6 HPMCP powders; one-way ANOVA with Tukey HSD at α = 5%. ··
Terms used on this page
  • Anti-solvent precipitation: making a solid by adding a solution to a liquid in which the solute does not dissolve; here drug and polymer precipitate together as an ASD.
  • Protonation (XPS N1s): transfer of a proton from the polymer's acid group to the drug's tertiary amine; the protonated nitrogen gives a separate N1s peak at higher binding energy (402 vs 399 eV).
  • Non-sink dissolution: more drug is added than the medium can dissolve at equilibrium, so the test shows how far and how long the ASD supersaturates.
  • Amorphous solubility: the highest concentration of dissolved drug that the amorphous form can sustain; above it the drug separates as a drug-rich phase.
  • d10, d50, d90, span: particle sizes below which 10, 50 and 90% of the volume lies; the span describes the width of the distribution.
  • Carr index, Hausner ratio: powder flow indices from bulk and tapped density; low values mean good flow.
Fig. 1: Lumefantrine and the four acidic polymers
Fig. 1 · p.2424 · Lumefantrine and the four acidic polymersShows. lumefantrine with its tertiary amine; HPMCP and CAP with phthalyl groups, HPMCAS with succinoyl groups, EL100 with methacrylic acid.

03Main findings

1

HPMCP and HPMCAS ASDs stay amorphous; CAP and EL100 do not

As made, 4:6 HPMCP, HPMCAS and CAP ASDs showed no PXRD peaks, but EL100 ASDs showed peaks at every ratio. After 3 months at 40 °C/75% RH no peaks were reported for any HPMCP or HPMCAS ASD (2:8 to 4:6); the 4:6 CAP ASD had peaks from the first day of storage. ···

Fig. 4: PXRD after storage at 40 °C/75% RH
Fig. 4 · p.2427 · PXRD after storage at 40 °C/75% RHShows. sharp peaks for 4:6 CAP (top trace); halos for all six HPMCP and HPMCAS ASDs after 3 months.Also supports K1
More detail

Right after drying, the 4:6 ASDs with HPMCP, HPMCAS and CAP gave only amorphous halos (around 8 and 21° 2θ), while the 4:6 EL100 ASD showed small peaks (about 24.8 and 26.5° 2θ, read from Fig. 2) that the authors match to crystalline lumefantrine; EL100 ASDs at 2:8 and 3:7 were also crystalline right after preparation (data not shown). The 2:8 and 3:7 HPMCP and HPMCAS ASDs were amorphous as prepared (Fig. 3). ···

On storage at 40 °C/75% RH the 4:6 CAP ASD showed sharp peaks (about 5.6, 7.4, 18.1 and 24.2° 2θ) from the first day, but the peak areas did not grow over 3 months, and the same ASD stored under vacuum stayed amorphous for 3 months. The six HPMCP and HPMCAS ASDs gave halos after 3 months; the authors report no crystallinity ("relatively stable") and call this "surprising" with water as anti-solvent. Two single narrow features in the 3-month traces (about 31.8° 2θ for 2:8 HPMCAS, 27.6° for 4:6 HPMCP) are not discussed. ····· DSC showed no melting peak in any HPMCP, HPMCAS or CAP ASD. ·

Fig. 2: PXRD of the 4:6 ASDs right after preparation
Fig. 2 · p.2426 · PXRD of the 4:6 ASDs right after preparationShows. halos for HPMCAS, HPMCP and CAP; small peaks near 25° 2θ for EL100 (bottom trace).Also supports K1
2

The failing ASDs held more water or dried more slowly

The 4:6 CAP ASD held 9% water against 4–6% for all HPMCP and HPMCAS ASDs; EL100 ASDs needed 4 days to dry against about 12 h. The authors read moisture as the cause of both failures ("could be a reason", "could have been a cause"). ···

Table 2: Tg and water content of the ASDs
Table 2 · p.2428 · Tg and water content of the ASDsShows. 4–6% water for the HPMCP and HPMCAS ASDs, 9% for 4:6 CAP; the lowest Tg at 2:8.Also supports K2
More detail

TGA water content after drying was 4–6% for the six HPMCP and HPMCAS ASDs and 9 ± 0% for the 4:6 CAP ASD (approximately 10% in the text). EL100 ASDs were not tested; the discussion says their water content was not high but that they took about 4 days to dry against about 12 h for the others. ···· The authors propose that CAP's higher water caused its rapid crystallization ("could also be responsible"; "could be a reason") and that prolonged contact with water, "known to enhance the risk for crystallization", destabilized EL100. They add that EL100 and CAP ASDs made without water (Trasi 2020) were stable for more than 30 days, so moisture "could have been a cause" of their instability here. ··· The CAP ASD stayed amorphous under vacuum.

3

Every polymer protonates lumefantrine, but protonation does not rank stability

XPS found 14–42% of the lumefantrine protonated in the ASDs against 3% in the amorphous drug; at 4:6, EL100 38%, HPMCP 37%, CAP 32% and HPMCAS 14%. The stability order (HPMCP > HPMCAS > CAP > EL100) does not follow this ("a correlation is not observed"). ··

Table 1: Percent protonation of lumefantrine by XPS
Table 1 · p.2427 · Percent protonation of lumefantrine by XPSShows. 14–42% in the ASDs against 3% in the amorphous drug; lowest for 4:6 HPMCAS.Also supports K3
More detail

Fitting the N1s spectra gave protonation of the lumefantrine tertiary nitrogen of 42 ± 3, 40 ± 2 and 37 ± 3% for 2:8, 3:7 and 4:6 HPMCP, 37 ± 4, 35 ± 7 and 14 ± 2% for HPMCAS, 32 ± 2% for 4:6 CAP and 38 ± 4% for 4:6 EL100, against 3 ± 1% for amorphous lumefantrine. Protonation rose with the polymer fraction ("There also appears to be some correlation"). ·· FTIR pointed the same way: the polymer carbonyl moved from 1675 to 1733 cm−1 for CAP and from 1707 to 1725 cm−1 for EL100, with only minor changes for HPMCP and HPMCAS. The authors read the changed CAP band ratio as an interaction with one of its two carbonyl types ("suggests") and turned to XPS to learn whether the drug is ionized. ····

The discussion ranks protonation at 4:6 as HPMCP > EL100 > CAP > HPMCAS and stability as HPMCP > HPMCAS > CAP > EL100, and concludes that, unlike in solvent-evaporated ASDs (Trasi 2020), protonation does not track stability. In the table, HPMCP and EL100 at 4:6 are equal within SD. ··· The authors' reconciliation: the more protonated CAP and EL100 systems were those with more water or longer water contact, so higher protonation "may confer greater stability" while moisture reduces it. ·

Fig. 5: FTIR carbonyl region
Fig. 5 · p.2427 · FTIR carbonyl regionShows. carbonyl shift 1675 → 1733 cm−1 (CAP) and 1707 → 1725 cm−1 (EL100); little change for HPMCP and HPMCAS. Trace a is the drug, b the polymer, c the ASD.
4

More polymer gives more release; HPMCP leads at 2 h

After 2 h, HPMCP ASDs reached 208.4, 132.6 and 23.3 µg/mL and HPMCAS ASDs 142.8, 84.8 and 18.4 µg/mL at 2:8, 3:7 and 4:6, against a stated amorphous solubility of 1.8 µg/mL; the 4:6 CAP ASD and Coartem gave about 0. ···

Fig. 8: Release from the HPMCP ASDs
Fig. 8 · p.2429 · Release from the HPMCP ASDsShows. 2:8 > 3:7 > 4:6 at every time point; 2:8 reaches about 208 µg/mL.Also supports K4, K5
Fig. 9: Release from the HPMCAS ASDs
Fig. 9 · p.2430 · Release from the HPMCAS ASDsShows. the same order as with HPMCP at lower levels; 2:8 reaches about 143 µg/mL.Also supports K4
More detail

At 4:6 (Fig. 7) both the HPMCP and HPMCAS ASDs passed the stated amorphous solubility (2 µg/mL) within 30 min. The HPMCAS ASD rose fast and levelled off after about 1 h (about 18–19 µg/mL), whereas the HPMCP ASD rose steadily to 23.3 µg/mL at 2 h; HPMCAS was ahead at every point up to 90 min. No drug was detected from the 4:6 CAP ASD, and Coartem stayed at about 0. ···

More polymer gave more release with both polymers (Figs. 8, 9). The 2:8 HPMCP ASD climbed to about 190 µg/mL in 1 h and 208.4 µg/mL at 2 h ("almost 100%" of the 20 mg dose); the 2:8 HPMCAS ASD reached 142.8 µg/mL (71%). At 3:7, HPMCP rose steadily to 132.6 µg/mL (66%) and HPMCAS to 84.8 µg/mL (42%). The authors call HPMCP "significantly higher" than HPMCAS at each ratio and describe the 2:8 values as "about 100- and 60-times" the amorphous solubility of 1.8 µg/mL; the quotients are about 116 and 79. ······· The abstract gives 140 µg/mL for the 2:8 HPMCP ASD, which matches the HPMCAS value instead. ·

Fig. 7: Release from the 4:6 ASDs and Coartem
Fig. 7 · p.2429 · Release from the 4:6 ASDs and CoartemShows. HPMCAS fast then flat; HPMCP steady and ahead only at 2 h; CAP and Coartem at about 0.Read it as. the y-axis ends at 30 µg/mL, a tenth of the scale of Figs. 8 and 9.
5

Drying enlarges the particles, most for HPMCAS

Dried HPMCAS ASDs had d50 of 1180, 444 and 366 µm (2:8, 3:7, 4:6) against 160, 71.5 and 147 µm for HPMCP; in suspension both lay between 56 and 139 µm. The authors suggest the smaller HPMCP particles "may explain" their better release. ·

More detail

Laser diffraction of the suspension straight after precipitation gave d50 of 99–139 µm for HPMCP, 56–65 µm for HPMCAS and 77 µm for the CAP ASD. After vacuum drying all HPMCAS and CAP ASDs grew markedly (HPMCAS d50 366–1180 µm with d90 up to 2505 µm; CAP d50 141 µm); the 2:8 and 4:6 HPMCP ASDs grew in d10 and d50, and the 3:7 HPMCP ASD was smaller dried (d50 71.5 µm) than in suspension (99.2 µm). SEM showed irregular, aggregated particles. ··· The authors link HPMCP's smaller dried particles to its better dissolution ("may explain"); size and polymer type change together, and at 4:6 the larger HPMCAS particles released faster up to 90 min. ·

Table 3: Particle size before and after drying
Table 3 · p.2429 · Particle size before and after dryingShows. dried HPMCAS ASDs far larger than dried HPMCP ASDs.Also supports K6

04Further observations

  • Tg did not fall with drug loading: the 2:8 ASDs had the lowest Tg (88 °C with HPMCP, 45 °C with HPMCAS). ·
  • HPMCP ASDs had the highest Tg at each ratio. ·
  • The CAP ASD's Tg (82 °C) sat near the HPMCAS ASD's (87 °C) despite CAP's higher neat Tg. ·
  • Two HPMCP powders flowed well: Carr index 6.3–7.1%, Hausner ratio 1.1. ·
  • The 4:6 CAP ASD stayed amorphous for 3 months under vacuum.
More detail
  • Tg depends on more than composition. ASD Tg at 2:8, 3:7 and 4:6 was 88 ± 2, 112 ± 19 and 110 ± 5 °C with HPMCP and 45 ± 2, 101 ± 22 and 87 ± 1 °C with HPMCAS, against 18 °C for amorphous lumefantrine and 150 and 117 °C for the polymers. The 2:8 ASDs, with the most polymer, had the lowest Tg; the authors find this "interesting", consider water "unlikely" to explain it as water contents were similar, and suggest ionization "may also affect" the Tg. ···· The 3:7 values carry SDs of about 20 °C.
  • HPMCP ASDs have the highest Tg. At every ratio HPMCP gave a higher Tg than HPMCAS, and at 4:6 also than CAP (110 vs 87 vs 82 °C); with PXRD, the authors take this as "suggesting" that HPMCP ASDs are the most stable, although PXRD showed no difference between HPMCP and HPMCAS. ···
  • CAP's Tg is low for its polymer. The 4:6 CAP ASD's Tg (82 ± 4 °C) was close to the HPMCAS ASD's (87 ± 1 °C) though neat CAP's Tg (133 °C) is higher than HPMCAS's (117 °C); the authors point to its higher water content ("could be due to"). ·
  • Flow. The 2:8 and 4:6 HPMCP powders gave Carr index 7.1 ± 1.2% and 6.3 ± 3.7% and a Hausner ratio of 1.1, read by the authors as "excellent flow behavior and compressibility". Only these two powders were tested. ···
  • Vacuum protects the CAP ASD. Stored under vacuum, the 4:6 CAP ASD developed no crystallinity in 3 months, and the peaks that appeared on the first day at 40 °C/75% RH did not grow further. ··
  • Particle shape. SEM showed rough, aggregated particles for most ASDs and smooth-faced fragments for 4:6 HPMCP.

05How the authors connect the findings

1Anti-solvent precipitation and drying expose the amorphous drug to water. ·
↓
2Protonation by the acidic polymers is present in all ASDs; it "may confer" stability, but moisture overrides it. ··
↓
3Among the stable ASDs, more polymer gives more release, and HPMCP's smaller dried particles "may explain" its lead. ·
↓
HPMCP and HPMCASFast drying (about 12 h)↓4–6% residual water↓no reported crystallization in 3 months at 40 °C/75% RH↓supersaturated release up to 208 µg/mL.···
CAP9% residual water↓crystallization within a day of storage↓no detectable release.···
EL100About 4 days in contact with water during drying↓crystalline as prepared↓dropped.···
What sets the switch point. Water during manufacture: the residual water after drying and the time spent wet (authors: "could be a reason", "could have been a cause"). ·
Conclusion drawn. Moisture during manufacture or storage reduced ASD stability; with HPMCP or HPMCAS the process is "a viable and economical approach", and faster drying "should be considered". ··
More detail
  1. In anti-solvent precipitation the ASD stays in contact with water longer than in other processes, and moisture is a known accelerator of crystallization; the authors therefore call the stability of the HPMCP and HPMCAS ASDs "surprising". ·
  2. Residual water after drying differs with the polymer: 4–6% for HPMCP and HPMCAS, 9% for CAP. Drying time also differs: about 12 h for most, 4 days for EL100. ·

[+] Low residual water, short drying (HPMCP, HPMCAS). Amorphous as made → no reported crystallinity after 3 months at 40 °C/75% RH → release above the amorphous solubility within 30 min, up to 208.4 µg/mL. ····

[-] High residual water (CAP). More water → a Tg as low as that of the HPMCAS ASD ("could be due to") → crystallization within a day at 40 °C/75% RH ("could also be responsible"), but not under vacuum → no detectable release. ····

[-] Long contact with water (EL100). About 4 days of drying → prolonged contact with water ("known to enhance the risk") → crystalline right after preparation → excluded. ····

  1. Protonation does not decide the outcome here: CAP and EL100 were about as protonated as HPMCP, yet failed, and without water they had been stable (Trasi 2020). The authors' reading: protonation "may confer greater stability", but high moisture "negatively affects stability". ····
  2. Among the stable ASDs release rises with the polymer fraction, and HPMCP outperforms HPMCAS at 2 h; the authors offer the smaller dried HPMCP particles as a possible reason ("may explain"). For CAP, poor release "could be related to" stronger drug–polymer interaction. ···

What sets the switch point. The water history of the ASD during manufacture: how much water remains after drying and how long the precipitate stays wet. The authors' hedges are "could be a reason" (CAP) and "could have been a cause" (CAP and EL100). ·

Conclusion drawn. "The stability of the ASDs was reduced by the presence of moisture during manufacturing or storage"; the authors recommend that "a more efficient drying system should be considered" and present the process as viable and economical. ··

06What it means for formulation

Stated by the authors
  • For lumefantrine made this way, 2:8 HPMCP gives the best stability and release.
  • Dry faster to cut the ASD's contact time with water.
  • The process is viable and economical, suited to low-income settings. ·
AI reading, not stated in the paper
  • In an aqueous process, how much water a polymer keeps and how fast it dries mattered more here than its acid–base interaction with the drug.
  • The best-releasing composition carries four parts polymer per part drug, which sets the dosage-form size.
More detail
Stated by the authors
  • Polymer choice and drug:polymer ratio "played a crucial role" in solubility enhancement; with HPMCP and HPMCAS, release rose as the polymer fraction rose. ·
  • The 2:8 HPMCP ASD showed the best stability and release.
  • A more efficient drying system should be considered to limit the ASD's contact with water.
  • An organic-only anti-solvent route was not pursued because it would add cost and was not needed for HPMCP and HPMCAS.
  • The process gave powders of excellent flow (two HPMCP powders tested).
  • The process is viable and economical, with a simple, low-capital set-up suited to developing countries. ·
AI reading, not stated in the paper
  • With an aqueous anti-solvent, residual water after drying and drying time separated the failing polymers (CAP, EL100) from the stable ones better than drug–polymer protonation did; drying rate and the polymer's water retention look like process-critical variables.
  • Loading trades strongly against release: going from 40 to 20% drug raised the 2-h concentration about 9-fold with HPMCP and 8-fold with HPMCAS, so the best composition needs four times the drug mass in polymer.
  • The 2-h concentrations far above the stated amorphous solubility were measured after 0.22-µm filtration; for absorption estimates they are better read as filterable drug, possibly including colloids (X6).
  • PXRD did not separate the stability of HPMCP and HPMCAS ASDs; preferring HPMCP rests on release and Tg.

07Open questions

Raised by the authors
  • Why do the 2:8 ASDs have the lowest Tg; does ionization lower it? ·
  • Is CAP's poor release caused by stronger drug–polymer interaction?
  • Would a faster drying system avoid moisture-driven crystallization?
Not covered by this paper (AI reading)
  • Do HPMCP and HPMCAS ASDs differ in stability beyond one PXRD time point?
  • How much of the released drug is dissolved rather than colloidal?
  • Was the CAP dissolution sample still amorphous?
More detail
Raised by the authors
  • Why the Tg of the 2:8 ASDs is much lower than that of 3:7 and 4:6, and whether ionization affects Tg ("Further studies are warranted"). ·
  • Whether CAP's poor release comes from stronger drug–polymer interactions ("more studies are warranted").
  • The exact nature of the drug–polymer interaction behind the FTIR changes.
  • Whether a more efficient drying system would shorten the contact with water.
Not covered by this paper (AI reading)
  • Whether HPMCP and HPMCAS ASDs differ in stability: PXRD at one time point showed neither crystallizing, so the stated ranking rests on Tg. ·
  • How much of the 2-h concentration is molecularly dissolved: samples passed a 0.22-µm filter and reached about 116 times an amorphous solubility that has no stated source. ·
  • Whether moisture is causal: water content, drying time and polymer change together, and no ASD was dried to different water contents.
  • Whether the CAP ASD tested for dissolution was still amorphous.
  • The water content and DSC result of the EL100 ASDs. ·
  • Process cost, scale-up and other drugs.

08How solid

AI assessment, not a statement made in the paper
Moderate

The PXRD, XPS, Tg and dissolution data are direct and done in triplicate, and the main ranking (HPMCP and HPMCAS stable, CAP and EL100 not; more polymer, more release) is clear. The explanations (moisture, protonation, particle size) are correlations across polymers, never varied on their own, and several stated numbers conflict with the data. ·····

More detail
What holds
  • Crystallinity: the CAP peaks after storage and the EL100 peaks as prepared are clear; the HPMCP and HPMCAS ASDs show halos after 3 months. ·
  • Release: n = 3 curves with small error bars, and a large loading effect (about 9-fold for HPMCP between 4:6 and 2:8). ··
  • Protonation is tabulated with SDs, and the amorphous-drug control is near zero.
  • The CAP vacuum control supports a role of humidity in its crystallization.
What weakens it
  • The abstract's 140 µg/mL for 2:8 HPMCP conflicts with 208.4 µg/mL in the results; the stated fold supersaturations (100, 60) differ from the quotients (116, 79). ·
  • The amorphous solubility has no stated source, and concentrations measured after 0.22-µm filtration may include colloidal drug. ·
  • Moisture as the cause is inferred from polymers that also differ in chemistry; the EL100 water content and DSC are not reported. ··
  • Stability was read at one time point by PXRD only; HPMCP and HPMCAS are not separated; small unassigned features appear in two 3-month traces. ··
  • Ranking statements overreach the data: HPMCP vs HPMCAS at 4:6 depends on the time point; the protonation order of HPMCP and EL100 is not resolved by the table; CAP is called highly protonated though it lies below HPMCP. ··
  • The particle-size explanation is confounded with polymer type.
  • The Coartem test conditions are not described.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.2424)key figureDefines the drug and the four acidic polymers.····0.2EL100 is drawn with a methyl ester but named with ethyl acrylate.
Fig. 2 (p.2426)key figureScreens the 4:6 ASDs as prepared: three amorphous, EL100 with small peaks.F1, K1
Fig. 3 (p.2426)Shows the 2:8 and 3:7 HPMCP and HPMCAS ASDs amorphous as prepared.F1
Fig. 4 (p.2427)key figureThe stability test: CAP peaks from the first day; HPMCP and HPMCAS halos after 3 months.F1, K1Trace times not labelled; small unassigned features in two traces.·
Table 1 (p.2427)key figurePercent protonation of lumefantrine in every ASD.F3, K3HPMCP and EL100 equal within SD at 4:6.
Fig. 5 (p.2427)key figureCarbonyl shifts on dispersion: large for CAP and EL100, minor for HPMCP and HPMCAS.·F3
Table 2 (p.2428)key figureTg and water content: 9% water for CAP, the lowest Tg at 2:8.F2, K2, 0.4EL100 not tested; the text gives about 10% for CAP.·
Fig. 6 (p.2428)SEM of irregular, aggregated ASD particles.F5
Table 3 (p.2429)key figureParticle size before and after drying; dried HPMCAS ASDs largest.F5, K6The 4:6 HPMCP d90 is not similar as stated.
Fig. 7 (p.2429)key figureRelease of the 4:6 ASDs and Coartem.F4Coartem test not described; HPMCAS ahead to 90 min.·
Fig. 8 (p.2429)key figureRelease of the HPMCP ASDs at three ratios.F4, K4, K52:8 exceeds the nominal 200 µg/mL; the abstract says 140 µg/mL.·
Fig. 9 (p.2430)key figureRelease of the HPMCAS ASDs at three ratios.F4, K4
Figs. S1−S2, Table S1 (SI, not supplied)Crystalline lumefantrine PXRD, thermal data and flow indices; only the flow values quoted in the text are available.