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Original: publisher page

Ahmed Elkhabaz, Sreya Sarkar, Janny K. Dinh, Garth J. Simpson, Lynne S. Taylor* · Molecular Pharmaceutics (Just Accepted Manuscript, web 21 Nov 2017) (2017)

Variation in the Supersaturation and Phase Behavior of Ezetimibe Amorphous Solid Dispersions Upon Dissolution in Different Biorelevant Media

Ezetimibe ASDs made with PAA, PVP or HPMC-AS supersaturate and crystallize very differently in pH 6.8 buffer, FeSSIF and Ensure Plus, so the polymer that works best depends on the medium, and SHG microscopy finds the crystals even in opaque Ensure Plus.

Abbreviations

ASD amorphous solid dispersion; PAA polyacrylic acid; PVP polyvinyl pyrrolidone (K29/32); HPMC-AS hydroxypropyl methylcellulose acetyl succinate (as printed; MF grade); FeSSIF fed-state simulated intestinal fluid; LLPS liquid-liquid phase separation; SHG second harmonic generation; SONICC second order nonlinear optical imaging of chiral crystals; PLM polarized light microscopy; PXRD powder X-ray diffraction; HPLC high performance liquid chromatography; FOV field of view.

Graphical abstract: Fed-state compartments, dissolution and the SHG read-out
Graphical abstract · p.33 · Fed-state compartments, dissolution and the SHG read-outShows. Ensure Plus (gastric) and FeSSIF (intestinal) compartments; a dark SHG image with dissolved drug (supersaturation) and a bright SHG image with crystals (desupersaturation).

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How does the dissolution medium (buffer, fed-state intestinal fluid, a nutrition drink) change the supersaturation and crystallization of ezetimibe ASDs made with different polymers, and can crystallization be followed in turbid biorelevant media?

Short answer

A great deal. PAA ASDs crystallized within minutes. ··· In buffer, PVP and HPMC-AS ASDs peaked at only about 13 and 11 µg/mL, below the 21 µg/mL LLPS limit. · In FeSSIF, the PVP ASD spiked to about 195 µg/mL and crashed within 30 min, while the HPMC-AS ASD stayed above the 123 µg/mL LLPS limit to 90 min. · In Ensure Plus, all ASDs stayed supersaturated with very little crystallinity. · SHG imaged crystals in all three media. ··

Conclusion

For 50:50 ezetimibe ASDs at 37 °C, the authors conclude that release, supersaturation and crystallization kinetics depend on the polymer and strongly on the medium ("highly dependent on the medium employed"). · PVP was the best crystallization inhibitor in pH 6.8 buffer but, the images "suggest", a poor nucleation inhibitor in FeSSIF, where HPMC-AS "vastly outperformed" it. ·· PAA ASDs, they infer, crystallized from the solid matrix within minutes and gave little or no supersaturation. · In Ensure Plus the higher ezetimibe solubility lowered the maximum supersaturation and with it the driving force for crystallization, which the authors say "explains" the few SHG crystals, while laser penetration "might also contribute". · More generally, solubilizing additives in the medium "can significantly alter" nucleation, growth and the polymer's inhibition, and nucleation rather than growth dominates the crystallinity trends ("it is clear"). · SHG microscopy detected crystals in all media, and the appearance of crystals coincided with the onset of desupersaturation. · Two links were not tested directly: which medium component causes the effects (the media also differ in pH and salts), and how well HPMC-AS dissolves in FeSSIF, which is only inferred ("It thus appears"). ··

01Why this study

Known 1ASDs supersaturate, then may crystallize

ASDs dissolve fast and give supersaturated solutions, a metastable state that crystallization can destroy.

Hancock 2000, ref 3; Alonzo 2010, ref 7

Known 2The medium changes solubility and prediction

Solubility depends on the medium, and simple buffers often fail to predict in vivo performance; biorelevant media do better for immediate-release products.

Dressman 2000, ref 9; Klein 2010, ref 14

Known 3Bile salts act on crystallization

Bile salts modify crystallization kinetics and might act together with formulation polymers.

Chen 2015, ref 15; Lu 2017, ref 17 ·

Known 4SHG sees only crystals

SHG comes from non-centrosymmetric structures such as chiral crystals, not from solutions or amorphous solids.

Wanapun 2010, ref 28; Kestur 2012, ref 30

Gap → this paperHow do supersaturating ASDs behave, phase by phase, in biorelevant media?
More detail

What was already known. The introduction and discussion build on these points; references are numbered as printed.

  • Supersaturation and its loss. Drug candidates are becoming larger and more lipophilic (refs 1, 2). ASDs accelerate dissolution and generate supersaturated solutions (refs 3, 4), whose concentration exceeds that of the stable crystalline form (refs 5, 6). Supersaturation is metastable and can be lost by crystallization (desupersaturation; refs 7, 8). Intrinsic solubility, drug loading and the overall supersaturation reachable in a given volume all matter.
  • The medium. The dissolution medium can be crucial (ref 9). Solubility depends on crystallinity, melting point, partition coefficient and the medium (refs 10-12). Simple aqueous media often predict in vivo performance poorly for poorly water-soluble drugs (ref 13); a good IVIVC needs a medium that simulates the gastrointestinal lumen, and fed versus fasted effects of highly lipophilic drugs have been predicted from biorelevant dissolution (refs 9, 14). Biorelevant media have become standard for immediate-release products (refs 14, 18).
  • Gastrointestinal components. pH, buffer capacity, osmolality, surface tension and solubilizing species can alter the extent and duration of supersaturation; bile salts and phospholipids affect phase behaviour (ref 6), and bile salts change crystallization kinetics (refs 15-17). Bile salts and polymers may act together ("It is also possible"). ·
  • Gap. Little in vitro work had examined supersaturation and phase behaviour of supersaturating formulations in biorelevant media; such work "would presumably" improve insight into the intraluminal supersaturated state.
  • The model drug. Ezetimibe is a BCS class II cholesterol-lowering drug (Taupitz 2013, ref 19). Its phenol has a pKa of 9.72, so it is primarily un-ionized across the physiological pH range (ref 20). It degrades in neutral to alkaline buffers by a β-lactam rearrangement (Baťová 2014, ref 33; Dixit 2008, ref 34), so buffer solubility was measured at pH 2. ··
  • The media. FeSSIF and Ensure Plus are established models of the intestinal and gastric fed states (refs 9, 14, 18, 21-27).
  • The crystal detector. SONICC, based on SHG, detects chiral crystals selectively (refs 28-31). Ezetimibe has three chiral centres (ref 32) and was therefore expected to crystallize in an SHG-active space group; its monohydrate is orthorhombic P2₁2₁2₁. ·
  • The LLPS method. The LLPS onset was measured by UV extinction as in Ilevbare 2013 (ref 36) and Jackson 2014 (ref 37).

What the paper set out to do. Characterize the phase transformations during dissolution of ezetimibe ASDs (50:50 with PAA, PVP or HPMC-AS) in buffer, FeSSIF and Ensure Plus, and explore SHG imaging (SONICC) for detecting crystallization in turbid biorelevant media.

02How they approached it

One drug, ezetimibe, which stays un-ionized over the pH range used, in three 50:50 ASDs whose polymers differ in how well they inhibit crystallization, dissolved under non-sink conditions in three media of rising solubilizing power. ··· Each medium's crystalline solubility and LLPS concentration serve as reference lines, and the concentration profiles are read against crystal detection by PLM, PXRD and SHG. ····

PAApolyacrylic acidASD polymer, grade not printed; did not delay crystallization in solution. Measured. ·
PVPK29/32ASD polymer; best solution inhibitor in buffer. Measured. ·
HPMC-ASMF gradeASD polymer; best solution inhibitor in FeSSIF; reported sparingly soluble at pH 5.2. Measured. ·
Sodium phosphate buffer10 mM, pH 6.8Simple medium; crystalline solubility 0.97 µg/mL (measured at pH 2), LLPS concentration about 21 µg/mL. Measured. ··
FeSSIFfed-state simulated intestinal fluid, Version 1pH 5, sodium taurocholate; solubility 18.6 µg/mL, LLPS concentration 123 µg/mL. Measured. ··
Ensure Plusvanilla nutrition shakeOpaque lipid-rich emulsion used for the fed stomach; solubility 48 µg/mL in its aqueous and 162 µg/mL in its oily phase. Measured. ·

What was done

Experiment

Crystalline ezetimibe in pH 2 buffer, FeSSIF or Ensure Plus, with or without 10 µg/mL polymer, 48 h, 37 °C→HPLC→equilibrium solubility.··

Experiment

Ezetimibe pumped into buffer or FeSSIF with 2 µg/mL polymer→350 nm extinction→LLPS concentration.·

↓
Experiment

Solutions at each medium's LLPS concentration with 0-100 µg/mL predissolved polymer→UV→nucleation induction time.··

↓
Experiment

15 mg ASD in 15 mL of each medium, 37 °C, 6-8 h→HPLC of filtrates, or of the Ensure Plus aqueous and oily phases→concentration-time profiles.···

Experiment

Samples over time→PLM, PXRD of FeSSIF pellets, SHG microscopy→when and how crystals appear.······

↓
Analysis

SHG images→particle counting and Fourier sizing→nucleation rate, growth rate, final crystallinity.·

↓
Comparison

Each profile set against the solubility, the LLPS concentration and the crystal onset in that medium.·

More detail

What was done

  1. Solubility. Excess crystalline ezetimibe monohydrate was stirred at 300 rpm and 37 °C for 48 h in 10 mM sodium phosphate buffer at pH 2.0 (chosen because ezetimibe degrades at neutral-alkaline pH), FeSSIF or Ensure Plus, alone or with 10 µg/mL PAA, PVP or HPMC-AS (n = 6). Buffer and FeSSIF samples were ultracentrifuged at 35,000 rpm; Ensure Plus samples were centrifuged at 21,000 g and 8 °C into an oily, an aqueous and a pellet phase, and the two liquid phases were extracted with acetonitrile. Ezetimibe was assayed by HPLC at 233 nm. ···
  2. LLPS onset. Ezetimibe was added by syringe pump at 2 µg/min to buffer (pH 6.8) or FeSSIF containing 2 µg/mL PVP or HPMC-AS, and the extinction at the non-absorbing wavelength 350 nm was followed; the onset is the sudden rise (n = 3). ·
  3. Induction time. Ezetimibe was brought to 21 µg/mL in buffer or 123 µg/mL in FeSSIF, each medium's LLPS concentration, with 0, 2, 10 and 100 µg/mL (buffer) or 0, 2, 10 and 50 µg/mL (FeSSIF) predissolved polymer, at 37 °C and 300 rpm. Crystallization onset was read from the drop in 233 nm absorbance and the 350 nm scattering in buffer, and from 350 nm scattering alone in FeSSIF (n = 3). ··
  4. ASDs. 500 mg ezetimibe and 500 mg polymer were dissolved in methanol, rotary-evaporated at 45 °C, vacuum-dried overnight and cryo-milled; PLM and SHG showed no crystallinity. ·
  5. Dissolution. 15 mg ASD (7.5 mg ezetimibe) was added to 15 mL medium at 37 °C and 300 rpm, which is non-sink for both the crystalline and the amorphous solubility. Buffer and FeSSIF samples were filtered (0.45 µm glass fibre) and assayed by HPLC; Ensure Plus samples were split into phases by centrifugation and both liquid phases were assayed (n = 3; 6 h in buffer and Ensure Plus, 8 h in FeSSIF). ·
  6. Crystal detection. Samples were examined by PLM (buffer, FeSSIF), by PXRD of the pelleted solids (FeSSIF, 1-3 h), and by SHG microscopy in a 0.381 mm thick liquid cell (all media; 1064 nm laser, 1925 µm × 1925 µm fields, Z steps of 100 µm). No medium gave an SHG background. PLM and PXRD failed in the turbid Ensure Plus. ····
  7. SHG kinetics. Nucleation rate was taken as particles formed per unit time per unit volume (threshold counting over several fields), growth rate as the change in mean crystal size from the first minimum of the radial power spectrum, both averaged over the experiment; final crystallinity is the % of crystalline material per volume of each field at the last time point, not the crystallinity of the ASD (n = 3). ·
Terms used on this page
  • Supersaturation: a dissolved drug concentration above the crystalline solubility; desupersaturation: its loss, usually by crystallization.
  • LLPS concentration (amorphous solubility): the concentration above which a drug-rich, non-crystalline phase separates as colloidal droplets; the highest supersaturation a solution can hold as one phase.
  • Induction time: the time a supersaturated solution stays free of detectable crystals.
  • Non-sink: more drug is added than the medium can dissolve at equilibrium, so supersaturation and crystallization can both occur.
  • SHG (second harmonic generation): light at twice the laser frequency produced only by non-centrosymmetric order, such as chiral crystals; solutions and amorphous material stay dark.
  • FeSSIF: fed-state simulated intestinal fluid, a buffered bile salt and lecithin medium; Ensure Plus: a commercial nutrition drink used to model the fed stomach.

03Main findings

1

Biorelevant media raise both the crystalline solubility and the LLPS limit

Crystalline solubility rose from 0.97 µg/mL in buffer (measured at pH 2) to 18.6 µg/mL in FeSSIF and to 48 and 162 µg/mL in the aqueous and oily phases of Ensure Plus. The LLPS concentration rose from about 21 µg/mL in buffer to 123 µg/mL in FeSSIF. ·

More detail

Table 1 gives the crystalline solubility at 37 °C (n = 6): 0.97 ± 0.09 µg/mL in pH 2 buffer, 18.6 ± 0.6 µg/mL in FeSSIF ("nearly twenty-fold" higher), and 48 ± 3 and 162 ± 9 µg/mL in the aqueous and oily phases of Ensure Plus. · With 10 µg/mL polymer most values moved by 10% or less, which the authors call "minor effects", but HPMC-AS raised the FeSSIF value to 26.3 ± 0.7 µg/mL. ·· The buffer value was measured at pH 2 to avoid β-lactam degradation and is used as the pH 6.8 reference because ezetimibe is un-ionized at both; a single HPLC peak showed no degradation. ···

The LLPS concentration (n = 3) was 20.5 ± 0.3 µg/mL with PVP and 21.0 ± 0.5 µg/mL with HPMC-AS in buffer, and 123 ± 4 µg/mL with HPMC-AS in FeSSIF (not measured with PVP). In buffer the 350 nm extinction stayed flat at about −0.0015 a.u. up to about 20 µg/mL and rose almost linearly from 21 µg/mL (Fig. 2). The authors read the FeSSIF increase as "consistent with" earlier work showing that sodium taurocholate raises the concentration at which drugs phase separate, adding that such additives raise the amorphous solubility while the thermodynamic activity boundaries stay the same. ·

Table 1: Crystalline solubility of ezetimibe in the three media
Table 1 · p.9 · Crystalline solubility of ezetimibe in the three mediaShows. 0.97 µg/mL (buffer, pH 2), 18.6 (FeSSIF), 48 and 162 (Ensure Plus aqueous and oily); little change with 10 µg/mL polymer except HPMC-AS in FeSSIF.
2

In solution, PVP delays crystallization best in buffer, HPMC-AS in FeSSIF, and PAA not at all

At 21 µg/mL in buffer, ezetimibe crystallized in about 1 min without polymer; 100 µg/mL PVP delayed it to about 71 min and HPMC-AS to about 50 min, while PAA gave no delay. At 123 µg/mL in FeSSIF, 50 µg/mL HPMC-AS prevented crystallization for more than 360 min, whereas PVP and PAA (about 7-10 min) did no better than no polymer (about 9 min). ···

Fig. 4: Induction times in buffer (A) and FeSSIF (B)
Fig. 4 · p.12 · Induction times in buffer (A) and FeSSIF (B)Shows. PVP longest in buffer; in FeSSIF only HPMC-AS delays crystallization (more than 360 min at 50 µg/mL).Read it as. note the different y-axes (100 vs 400 min).Also supports K1
More detail

Buffer, 21 µg/mL (Fig. 4A). Induction times (read from the bars) were about 1 min without polymer and with 10 or 100 µg/mL PAA; about 5, 35 and 71 min with 2, 10 and 100 µg/mL PVP; and about 2, 12 and 50 min with 2, 10 and 100 µg/mL HPMC-AS. The concentration curves (Fig. 3) show the same order at 10 µg/mL polymer: without polymer and with PAA the apparent concentration fell below 10 µg/mL within about 4 min and settled near 2.2-2.4 µg/mL; with HPMC-AS it held about 21 µg/mL for about 8 min, and with PVP for about 25 min, both ending near 4-5 µg/mL at 180 min. The authors conclude that PVP was the most effective inhibitor in buffer ("appearing to be") and PAA ineffective.

FeSSIF, 123 µg/mL (Fig. 4B). Induction time was about 9 min without polymer, about 7 min with 50 µg/mL PAA, about 8, 8 and 10 min with 2, 10 and 50 µg/mL PVP, and about 17, 73 and more than 360 min with 2, 10 and 50 µg/mL HPMC-AS. So in FeSSIF PVP and PAA were "generally ineffective", and HPMC-AS inhibited crystallization "completely for up to 6 hours" at 50 µg/mL. PAA was not shown at 2 µg/mL in buffer or at 2 and 10 µg/mL in FeSSIF, and the two media were read with different signals. ·

Fig. 3: Desupersaturation from 21 µg/mL in buffer
Fig. 3 · p.11 · Desupersaturation from 21 µg/mL in bufferShows. without polymer or with PAA the concentration falls within minutes; HPMC-AS holds about 8 min, PVP about 25 min.
3

PAA ASDs crystallize as soon as they meet the medium

In buffer the PAA ASD reached about 2.8 µg/mL at 2 min and then stayed near 0.7-1.9 µg/mL; in FeSSIF it sat flat at about 30-34 µg/mL. Birefringent crystals were visible at 10 min in buffer and SHG crystals from 6 min. ···

More detail

Buffer. The PAA ASD gave about 2.8 µg/mL at 2 min, about 0.7 µg/mL at 6 min, then a slow rise to about 1.9 µg/mL at 60 min (the inset ends at 60 min). PLM showed birefringent crystalline aggregates at 10 min, and SHG showed crystalline domains from 6 min that grew in size and number up to 120 min. ·

FeSSIF. The concentration stayed at about 30-34 µg/mL from 2 to 60 min. PLM at 30 min showed birefringent crystal aggregates, PXRD of the pellets matched ezetimibe monohydrate at 1 and 2 h, and SHG showed many large crystalline domains from 15 min with no further change. ··

Ensure Plus. The aqueous phase peaked at about 141 µg/mL at 15 min and declined to about 54 µg/mL at 360 min (solubility 48 µg/mL), while the oily phase stayed at about 197-216 µg/mL (solubility 162 µg/mL). SHG showed small crystals from 10 min and a large crystal cluster at 120 min.

The authors' reading. The PAA ASDs gave no supersaturation in buffer or FeSSIF, and "it can be inferred" that crystallization from the solid matrix dominated, as reported for amorphous felodipine (Alonzo 2010, ref 7). · The concentrations were in fact about 1.6-2 times the crystalline solubility, and the discussion cites the wrong figure for the FeSSIF profile. ·

Fig. 6: PLM of ASDs dissolving in buffer
Fig. 6 · p.14-15 · PLM of ASDs dissolving in bufferShows. (A) PAA crystal aggregates at 10 min; (B) PVP and (C) HPMC-AS crystalline domains on particle surfaces at 60 min (arrows).Also supports K2
4

In buffer, PVP and HPMC-AS ASDs supersaturate modestly and crystallize from about 30 min

Neither reached the 21 µg/mL LLPS limit: the PVP ASD peaked at about 13 µg/mL and the HPMC-AS ASD at about 11 µg/mL, near 25 min. Both declined after about 30 min, as SHG crystals grew (from 20 min for HPMC-AS, 35 min for PVP). ···

Fig. 5: ASD dissolution in buffer
Fig. 5 · p.13 · ASD dissolution in bufferShows. PVP and HPMC-AS peak near 13 and 11 µg/mL, below the LLPS line (cyan), and decline after about 30 min; PAA (inset) stays near the solubility line (purple).
More detail

The PVP ASD rose from about 6 µg/mL at 5 min to about 13.2 µg/mL at 25 min, then fell to about 4.9 µg/mL at 120 min and about 2.8 µg/mL at 360 min. The HPMC-AS ASD rose from about 7.6 to about 11.5 µg/mL at 25 min, stayed near 9.5-11 µg/mL to 75 min, and fell to about 5.5 µg/mL at 360 min. Both stayed above the crystalline solubility (0.97 µg/mL) for 6 h. ·

At 60 min PLM showed small crystalline domains on the surfaces of the dissolving PVP and HPMC-AS particles. SHG showed almost no crystals for PVP at 10 and 20 min, a few at 35 min and many small ones at 120 min; for HPMC-AS a few spots at 10 min and many domains from 20 min. The authors note that the desupersaturation after about 30 min agrees with these SHG times, and that the two ASD profiles differed only slightly. · Table 3 gives buffer nucleation rates of 15 ± 2 (PAA), 80 ± 40 (PVP) and 110 ± 40 (HPMC-AS) particles/minute/µm³ and final crystallinity of 30 ± 5, 13 ± 2 and 32 ± 2 %, so the authors' statement that all three had comparable crystallinity at 120 min does not hold for PVP. ··

The authors' explanation: at 37 °C solution-mediated crystallization "likely" began earlier than at 25 °C, where (data not shown) both ASDs held a plateau at the LLPS concentration for a few hours. ·

Fig. 7: SHG images in buffer
Fig. 7 · p.15 · SHG images in bufferShows. rows PAA, PVP, HPMC-AS; PAA crystals from 6 min; PVP dark until 20 min; HPMC-AS crystals from 20 min; dense fields at 120 min.Also supports K8
5

In FeSSIF, the PVP ASD spikes and crashes while the HPMC-AS ASD holds above the LLPS limit

The PVP ASD reached about 195 µg/mL at 15 min and fell to about 41 µg/mL by 30 min, with many small crystals. The HPMC-AS ASD stayed at about 140-172 µg/mL from 15 to 90 min and dropped to about 64 µg/mL by 120 min, with few crystals. Final SHG crystallinity was 8% for PVP and 0.04% for HPMC-AS. ···

Fig. 8: ASD dissolution in FeSSIF
Fig. 8 · p.16 · ASD dissolution in FeSSIFShows. PVP (red) spikes to about 195 µg/mL at 15 min and crashes; HPMC-AS (green) stays above the LLPS line (cyan) to 90 min; PAA (inset) flat near 30-34 µg/mL.Also supports K1
Fig. 11: SHG images in FeSSIF
Fig. 11 · p.19 · SHG images in FeSSIFShows. PAA large crystals from 15 min; PVP a dense field of fine crystals from 30 min; HPMC-AS only a few spots up to 240 min.Also supports K3
More detail

PVP. The concentration rose from about 65 µg/mL at 5 min to about 195 µg/mL at 15 min (text: "approximately 200"), well above the 123 µg/mL LLPS concentration, and the solution turned turbid. It then fell to about 41 µg/mL at 30 min and stayed at about 32-36 µg/mL to 480 min. · At 30 min PLM showed many small birefringent crystals across the field, SHG a dense field of fine crystalline domains, and PXRD of the pellets ezetimibe monohydrate. ·· Table 3 gives a nucleation rate of 600 ± 200 particles/minute/µm³, a growth rate of 0.020 ± 0.001 µm/minute and final crystallinity of 8 ± 4 %.

HPMC-AS. The concentration was about 97 µg/mL at 5 min, about 163-172 µg/mL at 15-30 min, about 140-144 µg/mL at 60-90 min, then about 64 µg/mL at 120 min (text: "around 65") and about 62-80 µg/mL to 480 min, against a crystalline solubility of 18.6 µg/mL. · SHG showed one crystalline spot at 30 min and only a few up to 240 min; PLM at 180 min showed needle crystals at particle edges; PXRD showed only a halo at 1 and 2 h and a small ezetimibe peak at 3 h. ·· Table 3 gives a nucleation rate of 0.04 ± 0.03, a growth rate of 0.05 ± 0.02 µm/minute and final crystallinity of 0.04 ± 0.02 %.

The authors' reading. PVP is a poor nucleation inhibitor for ezetimibe in FeSSIF ("These images suggest"), so fast release to high supersaturation gave a high nucleation rate and many small crystals; the slower crystallization of PVP in buffer "could be due either" to slower release there or to PVP being less effective in FeSSIF. · HPMC-AS "vastly outperformed" PVP and "appeared to be" an effective inhibitor in the presence of the drug-rich phase. · Since HPMC-AS MF is reported to dissolve poorly at pH 5.2, "it thus appears" more soluble in FeSSIF than pH alone predicts. The remaining supersaturation is "probably" due to crystal growth inhibition by HPMC-AS at low supersaturation, or to disorder in the crystals.

Fig. 9: PLM of ASDs dissolving in FeSSIF
Fig. 9 · p.17 · PLM of ASDs dissolving in FeSSIFShows. PAA aggregates and PVP many small crystals at 30 min; HPMC-AS needles at particle edges at 180 min.Also supports K3
6

In Ensure Plus, all ASDs supersaturate with little crystallization, and the polymer ranking depends on the phase

At 6 h the PVP ASD gave the higher aqueous-phase concentration (about 237 against 141 µg/mL for HPMC-AS; solubility 48), while the HPMC-AS ASD gave the higher oily-phase concentration (about 349 against 278 µg/mL; solubility 162). SHG crystallinity stayed at 0.08% or less for all three. ··

Fig. 12: ASD dissolution in Ensure Plus, aqueous and oily phases
Fig. 12 · p.21-22 · ASD dissolution in Ensure Plus, aqueous and oily phasesShows. blue = aqueous phase (left axis), red = oily phase (right axis); PVP highest in the aqueous phase, HPMC-AS rising slowly to the highest oily-phase values.Read it as. each panel has its own axis scales.Also supports K5
More detail

Profiles (Fig. 12). The PVP ASD rose in the aqueous phase from about 111 µg/mL at 30 min to about 237-239 µg/mL from 180 min, while its oily phase stayed at about 277-300 µg/mL throughout. The HPMC-AS ASD rose slowly in both phases: aqueous about 33 µg/mL at 30 min to about 141-145 µg/mL at 240-360 min, oily about 229 µg/mL at 30 min to about 342-353 µg/mL from 180 min. The authors call the oily-phase release of HPMC-AS "slow-release" and cite earlier findings that fat-rich media form a rate-controlling gel on HPMC tablets. · The oily-phase ranking HPMC-AS above PVP holds from about 180 min; before that PVP was equal or higher.

Crystals. SHG showed few crystals: for PAA a few domains from 25 min and one large cluster at 120 min, for PVP a few from 75 min, for HPMC-AS almost none up to 180 min (text: first signal at 120 min). Table 3 gives nucleation rates of 0.02-0.07 particles/minute/µm³ and final crystallinity of 0.08 ± 0.03 (PAA), 0.03 ± 0.01 (PVP) and 0.02 ± 0.01 % (HPMC-AS). PLM and PXRD could not be used in this opaque medium.

The authors' reading. The higher solubility in Ensure Plus lowers the maximum supersaturation and the driving force for crystallization, which "explains" the few SHG crystals; differences in laser penetration "might also contribute", and lipid digestion "may" change the picture. ·· The opposite polymer ranking in the two phases "raises questions" about polymer action from a hydrophilicity/hydrophobicity perspective. At the end, aqueous plus oily concentrations added up to roughly the 500 µg/mL dose for PVP and HPMC-AS but not for PAA, read as crystalline precipitation for PAA. ··

Fig. 13: SHG images in Ensure Plus
Fig. 13 · p.22 · SHG images in Ensure PlusShows. few crystals for all polymers; PAA a large cluster at 120 min; HPMC-AS nearly dark to 180 min.Also supports K8
7

Nucleation rates differ by four orders of magnitude between conditions, growth rates much less

SHG nucleation rates ranged from 0.02 (HPMC-AS, Ensure Plus) to 600 (PVP, FeSSIF) particles/minute/µm³ as printed, while growth rates stayed within 0.020-1.0 µm/minute. The authors conclude that nucleation rather than growth dominates the crystallinity trends ("it is clear"). ·

Table 3: SHG nucleation rate, growth rate and final crystallinityTable 3: SHG nucleation rate, growth rate and final crystallinity
Table 3 · p.23-24 · SHG nucleation rate, growth rate and final crystallinityShows. nucleation spans 0.02-600 particles/minute/µm³ (unit as printed) while growth stays at 0.020-1.0 µm/minute.Also supports K6
More detail

Table 3 (n = 3): nucleation rate 15, 80 and 110 in buffer (PAA, PVP, HPMC-AS); more than 30 (indefinite), 600 and 0.04 in FeSSIF; 0.07, 0.03 and 0.02 in Ensure Plus. Growth rate 0.3, 0.4 and 1.0 µm/minute in buffer; 0.2, 0.020 and 0.05 in FeSSIF; 0.7, 0.2 and 0.2 in Ensure Plus. Final crystallinity 30, 13 and 32 % in buffer; 4, 8 and 0.04 % in FeSSIF; 0.08, 0.03 and 0.02 % in Ensure Plus. Rates are averages over each experiment, and final crystallinity is the crystalline volume per volume of medium in the field, not the crystallinity of the ASD. · The authors conclude that solubilizing additives "can significantly alter" nucleation and growth kinetics and that nucleation dominates. · Within buffer the crystallinity does not follow the nucleation ranking, and the printed nucleation-rate unit is implausible at face value. ·

04Further observations

  • At 25 °C (data not shown), PVP and HPMC-AS ASDs held a plateau at the LLPS concentration in buffer for a few hours.
  • PXRD of FeSSIF pellets found ezetimibe monohydrate for PAA and PVP from 1 h, but only a small peak at 3 h for HPMC-AS; sodium chloride from FeSSIF gave extra peaks. ·
  • PLM and PXRD failed in opaque Ensure Plus; SHG, with no background in any medium, still worked. ·
  • The HPMC-AS ASD left residual supersaturation in FeSSIF up to 480 min. ·
  • In Ensure Plus, end-of-test aqueous plus oily concentrations added up to roughly the dose for PVP and HPMC-AS, not for PAA. ·
More detail
  • Temperature. In pH 6.8 buffer at 25 °C, PVP and HPMC-AS ASDs held a plateau equal to the 25 °C LLPS concentration for a few hours, PVP doing better than HPMC-AS; neither the data nor the 25 °C LLPS value are shown. ·
  • PXRD in FeSSIF (Fig. 10). PAA and PVP pellets at 1 and 2 h showed sharp peaks at the positions of the monohydrate reference (strongest near 19-20° 2θ). HPMC-AS pellets showed a broad halo at 1 and 2 h and a small peak near 19° 2θ at 3 h. Sharp peaks at 32 and 46° 2θ are assigned to sodium chloride precipitated from FeSSIF. · The plotted 2θ range (5-60°) differs from the stated scan range (5-50°).
  • Detection limits. No medium gave an SHG background before the ASD was added; PLM and PXRD could not distinguish crystals from Ensure Plus components. ·
  • Residual supersaturation. After its drop, the HPMC-AS ASD stayed at about 62-80 µg/mL in FeSSIF from 120 to 480 min, about 3-4 times the 18.6 µg/mL solubility; the PVP ASD stayed at about 32-36 µg/mL. ··
  • Mass balance in Ensure Plus. The authors state that the end-of-test aqueous and oily concentrations add up to roughly 500 µg/mL, the total ezetimibe added, for PVP and HPMC-AS, but not for PAA (about 54 + 207 µg/mL read from the plot). ·· The phase volumes needed to turn concentrations into amounts are not printed.
  • Material checks. The prepared ASDs showed no crystallinity by PLM or SHG, and HPLC showed no ezetimibe degradation in the solubility or buffer dissolution samples. ·

05How the authors connect the findings

1ASD dissolution creates supersaturation; crystals can nucleate in the dissolving matrix or from solution, and above the amorphous solubility a drug-rich phase forms by LLPS, from which crystals can also nucleate.
↓
2The medium sets the crystalline solubility and the LLPS limit; solubilizing additives raise the amorphous solubility without changing the activity at which phases separate. ·
↓
PAA ASDNo crystallization inhibition↓crystals grow from the solid matrix within minutes↓concentration stays near the crystalline solubility.·
PVP or HPMC-AS ASD in bufferPeak below the amorphous solubility↓solution-mediated crystallization starts early at 37 °C↓decline after about 30 min.·
PVP ASD in FeSSIFVery fast release↓concentration briefly above the amorphous solubility↓PVP fails to inhibit nucleation in FeSSIF↓many small crystals↓crash by 30 min.·
HPMC-AS ASD in FeSSIFRelease above the amorphous solubility↓HPMC-AS inhibits crystallization in the presence of the drug-rich phase↓supersaturation held for 90-120 min↓residual supersaturation after crystallization.··
ASDs in Ensure PlusHigh solubilization↓lower maximum supersaturation↓weaker driving force for crystallization↓few crystals.
What sets the outcome. Whether the polymer still inhibits nucleation among the components of that medium: PVP did so in buffer but not in FeSSIF, HPMC-AS did so in FeSSIF ("appeared"). ·
Conclusion drawn. Solubilizing additives "can significantly alter" nucleation, growth and polymer inhibition, so ASDs should be evaluated in biorelevant media ("it is important"). ·
More detail
  1. A supersaturating formulation can give a crystalline or an amorphous precipitate. Crystals can form in the dissolving matrix, or by nucleation from the supersaturated solution and then growth. If the amorphous solubility is exceeded while crystallization is inhibited, a drug-rich phase forms by LLPS; this is metastable, and nucleation can start in either phase. Polymers can affect the process by interfering with nucleation, so it matters whether turbidity is LLPS or crystallization.
  2. FeSSIF raises the LLPS concentration of ezetimibe from about 21 to 123 µg/mL, "consistent with" earlier work on sodium taurocholate; in such media the amorphous solubility rises but the thermodynamic activity boundaries stay the same (cited, not measured here). ··

PAA ASD. PAA does not inhibit crystallization in solution, and birefringent domains appear within minutes in either medium; "it can be inferred" that crystals form in the solid matrix, so the concentration stays at or near the crystalline solubility. ····

PVP or HPMC-AS ASD in buffer. Neither ASD reaches the amorphous solubility; at 37 °C crystallization is much faster than at 25 °C, and solution-mediated crystallization "likely" starts early, so the amorphous solubility advantage is never reached and the concentration falls after about 30 min. ··

PVP ASD in FeSSIF. The PVP ASD dissolves very fast and briefly exceeds the amorphous solubility (turbid solution). The small, numerous crystals in PLM and SHG "suggest" that PVP is a poor nucleation inhibitor in FeSSIF, so the high supersaturation produces a high nucleation rate and the concentration collapses by 30 min. The authors leave open whether PVP's better performance in buffer comes from slower release there or from FeSSIF weakening PVP. ··

HPMC-AS ASD in FeSSIF. The HPMC-AS ASD also exceeds the amorphous solubility, but HPMC-AS "appeared to be" an effective inhibitor in the presence of the drug-rich phase, and FeSSIF components did not weaken it as they did PVP; supersaturation lasts 90-120 min. After crystallization the concentration stays above the crystalline solubility, "probably" because HPMC-AS inhibits crystal growth at low supersaturation, or because the crystals are disordered. HPMC-AS may also dissolve better in FeSSIF (pH 5) than expected ("It thus appears"). ···

ASDs in Ensure Plus. Lipids, proteins and casein micelles give Ensure Plus a high solubilizing power, so the maximum theoretical supersaturation is lower and so is the driving force for crystallization, which "explains" the few SHG crystals; laser penetration "might also contribute". ··

What sets the outcome. The relative effectiveness of PVP and HPMC-AS "seemed to be highly dependent on the medium employed": PVP gave the greatest inhibition in buffer, HPMC-AS was more efficient in FeSSIF, "particularly" against nucleation.

Conclusion drawn. "It is apparent" that solubilizing additives in the dissolution medium "can significantly alter" nucleation and growth kinetics and the inhibitory properties of the polymer, and "it is clear" that nucleation rather than growth dominates the crystallinity trends; biorelevant media are therefore "crucial" for testing enabled formulations. ··

06What it means for formulation

Stated by the authors
  • Evaluate ASDs in biorelevant media; the polymer that works in buffer may not work in fed-state media. ·
  • Pair concentration profiles with a crystal-specific method such as SHG microscopy when the medium is turbid. ·
AI reading, not stated in the paper
  • For this drug, an inhibitor chosen from buffer screens (PVP) would have failed in fed-state intestinal fluid. ··
  • Induction-time screens run in FeSSIF ranked the polymers the same way as ASD dissolution in FeSSIF did. ·
More detail
Stated by the authors
  • Biorelevant media are "crucial" for relevant in vitro testing of enabled formulations, and the impact of complex biorelevant media on ASD dissolution should be evaluated ("it is important") to design supersaturating formulations that maximize supersaturation and resist crystallization.
  • Concentration-time profiles alone cannot separate LLPS from crystallization in turbid media; SHG microscopy identifies crystals selectively, even in opaque Ensure Plus. ·
  • Polymer performance depends on the medium: PVP inhibited best in buffer and HPMC-AS in FeSSIF.
AI reading, not stated in the paper
  • A polymer screen in buffer would have picked PVP for ezetimibe; in FeSSIF the PVP ASD lost almost all of its supersaturation within 30 min, while the HPMC-AS ASD held concentrations above the LLPS limit for 90 min. ·
  • A short induction-time test in FeSSIF at the LLPS concentration predicted the FeSSIF ASD ranking (HPMC-AS far ahead of PVP and PAA), so screening in the target medium looks more informative than screening in buffer for this system. ·
  • In a lipid-rich medium, reporting only one phase can reverse the apparent polymer ranking (PVP higher in the aqueous phase, HPMC-AS in the oily phase at the end).
  • The PVP and HPMC-AS ASDs gave similar profiles in buffer although their solution induction times differed, so buffer dissolution alone would not have separated them. ·

07Open questions

Raised by the authors
  • How do polymers act in the aqueous versus the oily phase of a lipid-rich medium?
  • How do lipid vesicles, micelles and lipid digestion change ASD-derived supersaturation? ·
  • How soluble is HPMC-AS in FeSSIF?
Not covered by this paper (AI reading)
  • Which component of FeSSIF (bile salt, lecithin, pH 5, salt) removes PVP's inhibition was not separated.
  • Fasted-state media, other drug loadings and other drugs were not tested.
More detail
Raised by the authors
  • The reversed polymer ranking between the aqueous and oily phases of Ensure Plus "raises questions" about polymer action from a hydrophilicity/hydrophobicity perspective, and information on polymer-drug interactions in the phases of complex media is lacking.
  • Lipid vesicles and micelles in Ensure Plus can change solubilization and crystallization, and lipid digestion "may" change supersaturation; this "provides ample fodder for further exploration". ·
  • HPMC-AS solubility in FeSSIF is "not currently available"; the authors infer it from the high concentrations reached.
  • Whether the crystals formed with HPMC-AS are disordered, one of two explanations for the residual supersaturation.
Not covered by this paper (AI reading)
  • The media differ in pH, buffer species, salts, bile salt and lipid content, so the effect of each solubilizing component was not isolated.
  • Release rates were not measured separately from crystallization, so the authors' two explanations for the PVP contrast between buffer and FeSSIF remain open.
  • The 25 °C results behind the temperature argument are not shown.
  • Only one drug at one drug loading (50%) and one fed-state intestinal medium were studied; FaSSIF and other loadings were not tested.
  • The phase volumes of Ensure Plus are not given, so the mass balance cannot be checked.

08How solid

AI assessment, not a statement made in the paper
Moderate

The concentration profiles and induction times are direct, replicated (n = 3) and consistent with three crystal-detection methods. ······ The mechanisms are inferred by comparing whole media that differ in pH, salts and lipids, some summary statements do not match the tabulated data, and the nucleation-rate unit is doubtful. ···

More detail
What holds
  • Solubility and LLPS concentrations are tabulated with replicate scatter (n = 6 and n = 3). ·
  • The induction-time rankings are clear within each medium, including the reversal between buffer and FeSSIF. ·
  • The FeSSIF contrast between PVP and HPMC-AS ASDs is large and is matched by PLM, PXRD and SHG at the same time points. ···
  • SHG showed no background in any medium and detected crystals where PLM and PXRD failed. ··
What weakens it
  • The medium effect is attributed to solubilizing additives, but the media also differ in pH (6.8 vs 5), salts and lipids, and no component was varied alone.
  • Several summary statements do not match the data: crystallinity at 120 min was not comparable for PVP (13 vs 30-32 %), and PAA ASDs gave about 1.6-2-fold supersaturation rather than none. ·
  • The nucleation-rate unit is implausible at face value, and within buffer the crystallinity does not follow the nucleation ranking. ·
  • Reference lines were measured at much lower polymer concentrations than reached in dissolution, the buffer solubility at pH 2 rather than 6.8, and HPMC-AS raised the FeSSIF solubility by about 41%. ··
  • The temperature argument rests on unshown 25 °C data; the Ensure Plus mass balance cannot be checked without phase volumes; early Ensure Plus SHG images are not shown. ··
  • Values are read from plots for all profiles; one drug and one loading were studied.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.5)Defines the systems: ezetimibe with its three chiral centres, PAA, PVP and HPMC-AS.···0.2A schematic, not data.
Table 1 (p.9)key figureSets the crystalline solubility reference in each medium, with and without polymer.F1HPMC-AS raises the FeSSIF value by about 41%; buffer value measured at pH 2.·
Fig. 2 (p.10)Shows how the LLPS onset (21 µg/mL in buffer) was read from the 350 nm extinction.F1
Table 2 (p.10)Gives the LLPS concentrations: about 21 µg/mL in buffer, 123 µg/mL in FeSSIF.F1FeSSIF value with HPMC-AS only.
Fig. 3 (p.11)key figureShows desupersaturation from 21 µg/mL in buffer with each polymer at 10 µg/mL.F2
Fig. 4 (p.12)key figureRanks the polymers as solution crystallization inhibitors in buffer and FeSSIF.·F2, K1Some PAA bars absent; different read-outs per medium.·
Fig. 5 (p.13)key figureASD dissolution in buffer: modest supersaturation, decline after about 30 min; PAA near solubility.·F4PAA shown only to 60 min; PAA about twice the solubility at 60 min.
Fig. 6 (p.14-15)key figurePLM evidence of crystals in buffer for all three ASDs.F3, K2
Fig. 7 (p.15)key figureSHG time course in buffer, timing crystal onset against the concentration decline.F4, K8"Comparable" crystallinity at 120 min conflicts with Table 3.
Fig. 8 (p.16)key figureASD dissolution in FeSSIF: PVP spike and crash, HPMC-AS sustained above LLPS.·F5, K1Discussion cites Fig. 9 for this profile.
Fig. 9 (p.17)key figurePLM in FeSSIF: many small PVP crystals; HPMC-AS needles only at 180 min.F5, K3
Fig. 10 (p.18)PXRD of FeSSIF pellets: monohydrate for PAA and PVP, little for HPMC-AS.F5Plotted range differs from the stated scan range.
Fig. 11 (p.19)key figureSHG in FeSSIF: dense fine crystals for PVP at 30 min, few for HPMC-AS.F5, K3
Fig. 12 (p.21-22)key figureEnsure Plus profiles in two phases with opposite polymer rankings.F6, K5Oily reversal only from about 180 min; phase volumes not printed.··
Fig. 13 (p.22)key figureSHG in Ensure Plus: very few crystals for all polymers.F6, K8Earliest crystal times not shown.
Table 3 (p.23-24)key figureQuantifies nucleation, growth and final crystallinity for all nine conditions.F7, K6Nucleation-rate unit implausible; within-buffer ranking.·
Graphical abstract (p.33)Summarizes the two fed-state media and the SHG read-out.headerA schematic, not data.