Paper page

Original: publisher page

Keisuke Ueda, Lynne S. Taylor* · Molecular Pharmaceutics (Just Accepted Manuscript, published on the web 25 Feb 2020) (2020)

Polymer type impacts amorphous solubility and drug-rich phase colloidal stability: A mechanistic study using nuclear magnetic resonance spectroscopy

Above ibuprofen's amorphous solubility, HPMC and PVP-VA mix into the drug-rich droplets, which roughly halves the amorphous solubility and keeps fresh droplets small, while cationic EUD-E stays in the water, raises the solubility by binding dissolved drug and keeps its larger droplets apart by charge; over 3 h of stirring only HPMC and EUD-E kept most droplets dispersed.

Abbreviations

ASD amorphous solid dispersion; IBP ibuprofen; HPMC hypromellose (substitution type 2910, grade 603); PVP-VA polyvinylpyrrolidone/vinyl acetate (Kollidon VA 64); EUD-E amino methacrylate copolymer (Eudragit E PO); S_a,IBP amorphous solubility of IBP; S_c,IBP crystalline solubility of IBP; LLPS liquid-liquid phase separation; GLPS glass-liquid phase separation; DLS dynamic light scattering; PDI polydispersity index; TSP trimethylsilyl propionate; Tg glass transition temperature; UWL unstirred water layer; BCS Biopharmaceutics Classification System; SI p. = page of the supporting information.

Graphical abstract: Where the drug sits and how the droplets fare in each polymer
Graphical abstract · p.2 · Where the drug sits and how the droplets fare in each polymerShows. NMR peaks of drug in water and in droplets for each polymer, next to cartoons of droplets staying small (HPMC), growing (PVP-VA) or held apart by charge (EUD-E).

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How do three common ASD polymers, dissolved in water, change the amorphous solubility of ibuprofen and the size and colloidal stability of the drug-rich droplets that form above it, and by what molecular route?

Short answer

HPMC and PVP-VA cut the amorphous solubility from 177 to 97 and 91 µg/mL and lost much of their NMR signal to the droplets; EUD-E raised it to 256 µg/mL and stayed dissolved. Fresh droplets were about 270-345 nm with HPMC or PVP-VA, 470-810 nm with EUD-E and micrometre-sized without polymer. Over 3 h of stirring HPMC and EUD-E kept most droplet-phase drug dispersed, PVP-VA lost most of it, and without polymer the droplets creamed within an hour. ···

Conclusion

For ibuprofen in 50 mM phosphate buffer pH 2.0 (D2O) at 37 °C with 300 µg/mL dissolved polymer, the authors conclude that HPMC and PVP-VA distribute into the IBP-rich phase ("it is apparent") and that this mixing lowers the amorphous solubility by diluting the drug and lowering its chemical potential, so these polymers "appear" to reduce the maximum achievable supersaturation of IBP. ···· EUD-E instead raises both crystalline and amorphous solubility by complexing dissolved IBP without mixing into the droplets, and the supersaturation ratio stays at about 6. ·· The authors read the small initial droplets in HPMC and PVP-VA as inhibition of early Ostwald ripening by polymer mixing ("may reflect" in the discussion, asserted in the conclusion), and the longer-term stability as steric repulsion by adsorbed HPMC and charge repulsion by adsorbed cationic EUD-E (zeta potential 64.85 mV), with uncharged PVP-VA providing neither. ···· Ostwald ripening rates, the composition of the droplets, HPMC adsorption and flocculation were not measured; these links rest on NMR signal loss, initial droplet sizes, zeta potential and cited emulsion work. ···

01Why this study

Known 1Above the amorphous solubility, drug-rich droplets form

Drug in excess of the amorphous solubility separates as a colloidal drug-rich phase by liquid-liquid phase separation.

Ilevbare 2013, ref 16

Known 2The droplets help but do not last

They can feed membrane transport as a reservoir, but they coarsen, cream or crystallize.

Indulkar 2016, ref 19; Ilevbare 2013, ref 21

Known 3Polymers act on the droplets

HPMC keeps droplets small and slows crystallization, and polymer that mixes into the droplets lowers the amorphous solubility.

Ueda 2019, ref 22; Mosquera-Giraldo 2018, ref 31 ·

Known 4Solubilizers raise the amorphous solubility

without raising membrane transport.

Indulkar 2017, ref 33

Known 5Ibuprofen is visible by solution NMR in both phases

, because its Tg (−45 °C) is far below 37 °C.

Ueda 2019, ref 22 ·

Gap → this paperHow do chemically different polymers interact with the drug-rich phase, and how does that set the amorphous solubility and the size and stability of the droplets?
More detail

What was already known. The paper numbers its references; the points the introduction builds on are these.

  • Amorphous formulations supersaturate, then risk crystallization. Amorphous drug dissolves under non-sink conditions to supersaturated solutions, and polymeric crystallization inhibitors (cellulose derivatives, vinylpyrrolidone copolymers, methacrylate copolymers) are used against crystallization from solution. (refs 3-15)
  • Liquid-liquid (or glass-liquid) phase separation. Above the amorphous solubility, drug can no longer stay in the bulk water as one phase and forms a colloidal drug-rich phase. (Ilevbare 2013, ref 16; Mosquera-Giraldo 2015, ref 17; Almeida e Sousa 2015, ref 18)
  • Reservoir, but unstable. The drug-rich phase is poorly permeable itself but can keep the bulk concentration at its maximum while drug is absorbed; it is thermodynamically unstable and can crystallize or coarsen, then cream or sediment. (Indulkar 2016, ref 19; Lindfors 2006, ref 20; Ilevbare 2013, ref 21)
  • Polymer mixing and adsorption. HPMC improves the size stability of the drug-rich phase and suppresses crystallization; for nifedipine with HPMC derivatives, polymer mixing with the drug-rich phase and slower drug mobility are thought to inhibit crystallization; polymer adsorption at the amorphous surface-water interface has been suggested to matter. How polymers affect dispersion stability was still unclear. (Ilevbare 2013, ref 21; Ueda 2019, ref 22; Ueda 2017, ref 23; Mosquera-Giraldo 2018, ref 24)
  • The cost of mixing. Substantial polymer mixing with the drug-rich phase lowers the amorphous solubility, and with it the maximum supersaturation and membrane transport rate. (Ueda 2019, ref 22; Mosquera-Giraldo 2018, ref 31)
  • Solubilization versus dilution. Solubilizing additives raise the apparent amorphous solubility and change the drug's environment in the aqueous phase, which solution NMR can detect, but do not raise membrane transport; components that enter the drug-rich phase lower the amorphous solubility by dilution, so the drug's environment in that phase must also be probed. (refs 10, 20, 32-35; Indulkar 2017, ref 33; Trasi 2015, ref 35) ·
  • Why ibuprofen. For higher-Tg drugs such as nifedipine (Tg 42 °C) and glibenclamide (Tg 59 °C), solution NMR sees only drug in the bulk water, because drug in the viscous nanoparticles reorients too slowly; ibuprofen (Tg −45 °C) can be followed in both the aqueous and the drug-rich phase. (Ueda 2017, ref 23; Ueda 2019, refs 22 and 36) ··

What the paper set out to do. Measure how three chemically different polymers (HPMC, PVP-VA, EUD-E) change the amorphous solubility of ibuprofen and the dispersion stability of the IBP-rich colloidal phase, using solution ¹H NMR to locate drug and polymer in the aqueous and drug-rich phases and DLS to follow droplet size over time. ··

02How they approached it

One low-Tg drug whose drug-rich phase solution NMR can see, three chemically different polymers at one concentration (300 µg/mL) and one medium (50 mM phosphate buffer pH 2.0 in D2O, 37 °C). Solubility tests give the thermodynamics, NMR shows where drug and polymer sit, and DLS, zeta potential and appearance show how the droplets behave. ··

No polymerbufferControl medium; S_a,IBP 177.1 µg/mL. Measured.
HPMChypromellose 2910, grade 603Cellulose ether; lowers S_a,IBP and mixes with the IBP-rich phase. Measured. ··
PVP-VAKollidon VA 64Uncharged vinylpyrrolidone-vinyl acetate copolymer; lowers S_a,IBP and mixes with the IBP-rich phase. Measured. ··
EUD-EEudragit E POAmino methacrylate copolymer, positively charged at pH 2.0; raises S_a,IBP and stays in water. Measured. ··

What was done

Experiment

Excess crystalline IBP, 48 h, 37 °C→HPLC→S_c,IBP.·

Experiment

Methanolic IBP added slowly to each medium→onset of scattering at 400 nm→S_a,IBP, also at 0-500 µg/mL polymer.··

↓
Experiment

IBP at half of S_a,IBP→¹H NMR→drug-polymer interaction in solution.··

Experiment

IBP at S_a,IBP + 100 to + 300 µg/mL→¹H NMR of both IBP phases and of the dissolved polymer→where the polymer goes.·

↓
Experiment

Freshly formed droplets→DLS size, PDI and zeta potential.··

↓
Experiment

S_a,IBP + 300 µg/mL stirred up to 3 h→DLS size and count rate, NMR of each phase, photographs.······

↓
Analysis

Ostwald ripening equation and emulsion literature applied to the data→proposed routes of droplet growth and stabilization.···

More detail

What was done

  1. Media. Each polymer was dissolved at 300 µg/mL in 50 mM phosphate buffer pH 2.0 made with D2O; the polymer-free buffer was the control. HPMC and PVP-VA were also tested at 0, 150 and 500 µg/mL for S_a,IBP. ·
  2. Crystalline solubility. Excess crystalline IBP was stirred 48 h at 37 °C, centrifuged at 21100 ×g for 20 min, and the supernatant assayed by HPLC (C18, 70/30 acetonitrile/pH 2.0 phosphate buffer, UV 260 nm), n = 3.
  3. Amorphous solubility. A 25 mg/mL methanolic IBP stock was pumped at 20 µL/min into 15 mL of medium at 37 °C; the concentration at which scattering at 400 nm appeared was taken as S_a,IBP, n = 3.
  4. Solution NMR. IBP in methanol-d4 was added to the media (2% v/v final) at 37 °C and spectra recorded on an 800 MHz spectrometer with a cryoprobe, with TSP as shift and quantification reference and a 12~15 s repetition delay (5 × T1). IBP peaks were split by Lorentzian fitting into an aqueous-phase set and an IBP-rich-phase set; concentrations of IBP in each phase and of dissolved polymer came from peak areas. IBP was at half of S_a,IBP (no droplets) or at S_a,IBP + 100, + 200 and + 300 µg/mL.
  5. Droplets. Droplets made the same way (2% v/v methanol) were measured fresh by DLS (backscatter 173°, 37 °C) for size and PDI at the three supersaturations and for zeta potential at S_a,IBP + 300 µg/mL, n = 3.
  6. Stability under stirring. Dispersions at S_a,IBP + 300 µg/mL were stirred at 300 rpm, 37 °C; DLS and NMR were run after 0.5, 1, 2 and 3 h (the figures also show a first point at 0-5 min), and the vials were photographed at the start and after 3 h. The buffer dispersion was stirred 24 h to check for crystals. ···

Key equations

Ostwald ripening rate (Eq. 1)
d⟨d⟩3dt=8γVmC∞D9ρRT

The cube of the mean droplet diameter grows at a rate proportional to the drug's solubility in the surrounding water (C∞), the interfacial tension γ, the molar volume and the diffusivity. The authors use only the proportionality: HPMC and PVP-VA lower C∞ (taken as S_a,IBP) at most twofold, so they argue that the much smaller droplets need more than a lower solubility, and that a lower γ would also slow ripening.··

Terms used on this page
  • Amorphous solubility (S_a,IBP): the highest drug concentration the water can hold before a drug-rich liquid phase separates (liquid-liquid phase separation, LLPS); crystalline solubility (S_c,IBP) is the equilibrium solubility of the crystal; their ratio is the maximum supersaturation.
  • Drug-rich phase (IBP-rich droplets): the separated, drug-rich liquid, here dispersed as sub-micrometre droplets.
  • Ostwald ripening: growth of large droplets at the expense of small ones by diffusion of dissolved drug through the water. Flocculation: droplets sticking together; coalescence: droplets merging; creaming: droplets rising to the surface.
  • Zeta potential: the electrical potential of a droplet's surface layer; large values (here +65 mV) give charge repulsion.
  • PDI: polydispersity index from DLS, 0 for one size, 1 for a very broad distribution. Derived count rate: scattered-light intensity corrected for attenuation, a rough measure of how much scattering material is in the beam.
  • Chemical shift, up-field, down-field: NMR peak position; up-field is lower ppm. Line broadening: wider peaks, here read as slower molecular motion or exchange between environments.
  • Re-orientational correlation time: how long a molecule takes to tumble; very slow tumbling makes a molecule invisible to solution NMR.
  • Solubilization: raising the apparent solubility by binding or complexing dissolved drug.
Fig. 1: Structures of IBP and the three polymers
Fig. 1 · p.10 · Structures of IBP and the three polymersShows. IBP with numbered carbons used as NMR labels; HPMC, PVP-VA and EUD-E repeat units (EUD-E carries a dimethylaminoethyl group).

03Main findings

1

HPMC and PVP-VA roughly halve the amorphous solubility; EUD-E raises it

S_a,IBP fell from 177.1 µg/mL in buffer to 96.9 (HPMC) and 90.7 µg/mL (PVP-VA) and rose to 256.3 µg/mL with EUD-E. Crystalline solubility rose only with EUD-E (29.8 → 42.1 µg/mL), so the supersaturation ratio fell to 3.23 and 3.01 with HPMC and PVP-VA but stayed at 6.09 with EUD-E (5.94 in buffer).

Table 1: Crystalline and amorphous solubility of IBP in buffer and three polymer solutions
Table 1 · p.14 · Crystalline and amorphous solubility of IBP in buffer and three polymer solutionsShows. S_a,IBP 177.1 → 96.9 (HPMC), 90.7 (PVP-VA), 256.3 µg/mL (EUD-E); S_c,IBP raised only by EUD-E.Also supports K1
More detail

All polymers were at 300 µg/mL, n = 3 (SD in parentheses): S_c,IBP 29.8 (0.9), 30.0 (1.7), 30.1 (2.5) and 42.1 (0.9) µg/mL; S_a,IBP 177.1 (4.4), 96.9 (4.6), 90.7 (7.6) and 256.3 (5.1) µg/mL; S_a,IBP/S_c,IBP 5.94, 3.23, 3.01 and 6.09 for buffer, HPMC, PVP-VA and EUD-E. Most of the S_a,IBP drop is reached by 150 µg/mL polymer (about 111 and 101 µg/mL), with little further change at 300 and 500 µg/mL (about 93 and 89 µg/mL at 500). · The authors call the HPMC and PVP-VA decrease significant and the EUD-E increase solubilization, citing that EUD-E solubilizes anionic drugs and that solubilization lowers drug activity and so raises the LLPS concentration. ···

2

HPMC and PVP-VA move into the drug-rich droplets; EUD-E stays in the water and binds dissolved IBP

Above S_a,IBP the HPMC and PVP-VA signals fell to about 141 and 85 µg/mL of the 300 dosed, and the droplet-phase IBP peaks broadened and shifted. EUD-E stayed at about 289 µg/mL, left the droplet-phase peaks sharp and in place, and shifted the dissolved-IBP peaks instead. ··

Fig. 7: Polymer still seen by NMR when droplets are present
Fig. 7 · p.29 · Polymer still seen by NMR when droplets are presentShows. HPMC and PVP-VA signals fall as more droplet phase forms; EUD-E stays near 300 µg/mL.Also supports K2
Fig. 5: IBP aromatic peaks above S_a,IBP
Fig. 5 · p.26 · IBP aromatic peaks above S_a,IBPRead it as. left pair = dissolved IBP, right pair (*) = IBP in droplets; red dashed lines = buffer positions.Shows. droplet peaks broaden and move down-field with HPMC and PVP-VA; with EUD-E the dissolved-IBP peaks move up-field instead.Also supports K3
More detail

Below S_a,IBP (IBP at half of S_a,IBP, no droplets), HPMC and PVP-VA changed neither the shape nor the position of the IBP peaks, and IBP did not change the polymer peaks. With EUD-E the IBP peaks shifted and the EUD-E peaks changed shape and position, which the authors read as an EUD-E-IBP interaction in solution that solubilizes IBP ("consistent with"). ···

Above S_a,IBP, two sets of IBP peaks appear: dissolved IBP and, at higher field, IBP in the droplets. In buffer the droplet peaks (about 6.96 and 6.78 ppm) are sharp and grow with IBP concentration while the dissolved-IBP peaks stay constant. · With HPMC and PVP-VA the droplet peaks broadened and moved down-field (the first droplet peak from about 6.96 ppm in buffer to about 7.04-7.06 ppm with HPMC and 7.09-7.10 ppm with PVP-VA), which the authors read as strongly suppressed IBP mobility in a changed environment. · The polymer peaks kept their shape and position but lost intensity as more droplet phase formed: NMR-detected HPMC fell to about 214, 174 and 141 µg/mL and PVP-VA to about 215, 148 and 85 µg/mL at S_a,IBP + 100, + 200 and + 300 µg/mL. ·· The authors conclude that the polymers distributed into the IBP-rich phase, where slow tumbling hides them from solution NMR ("it is apparent"). The dissolved-IBP peaks also broadened, though they had not below S_a,IBP; the authors attribute this to exchange with the slow, polymer-loaded droplet phase, not to viscosity. ··

With EUD-E the droplet-phase IBP peaks stayed near their buffer positions and much sharper than with HPMC or PVP-VA, EUD-E stayed at about 296-289 µg/mL, and the dissolved-IBP peaks moved up-field (about 7.24 and 7.13 ppm against 7.29 and 7.25 ppm in buffer), which the authors assign to IBP-EUD-E complexes in water. ··· Where the NMR-invisible polymer sits, inside the droplets or adsorbed on them, is not resolved by these data.

Fig. 2: Spectra below S_a,IBP, with and without IBP
Fig. 2 · p.16 · Spectra below S_a,IBP, with and without IBPShows. no change with HPMC and PVP-VA; IBP and EUD-E peaks shift in EUD-E solution.Also supports K4
Fig. 6: Polymer region of the spectra above S_a,IBP
Fig. 6 · p.28 · Polymer region of the spectra above S_a,IBPShows. HPMC (a) and PVP-VA (b) peaks shrink as IBP rises, while droplet-phase IBP peaks (*) grow; EUD-E (c) peaks shift but keep their size.
3

Polymers keep fresh droplets small, EUD-E least; only EUD-E charges them

Fresh droplets were 3182-5313 nm in buffer, 272-345 nm with HPMC, 268-320 nm with PVP-VA and 472-808 nm with EUD-E. Zeta potential was near zero except with EUD-E (64.85 mV). ·

Table 2: Size and PDI of fresh droplets
Table 2 · p.18 · Size and PDI of fresh dropletsShows. micrometre droplets without polymer; about 270-345 nm with HPMC and PVP-VA; 472-808 nm and broad PDI with EUD-E.Also supports K5
Fig. 3: Zeta potential of fresh droplets
Fig. 3 · p.20 · Zeta potential of fresh dropletsShows. near zero in buffer, HPMC and PVP-VA; 64.85 mV with EUD-E.Also supports K6
More detail

At S_a,IBP + 100, + 200 and + 300 µg/mL the droplets measured 272, 330 and 345 nm (PDI 0.04) with HPMC; 268, 296 and 320 nm (PDI 0.07, 0.22, 0.21) with PVP-VA; and 472, 709 and 808 nm (PDI 0.43-0.55) with EUD-E. In buffer the DLS reported 3182-5313 nm at PDI 1.00, that is, micrometre-sized droplets. · The authors note that size rose with IBP concentration in EUD-E, as more oil destabilizes emulsions, and read the high PDI and large size as weak inhibition of early coarsening by EUD-E ("it appears"). ·· Zeta potential was −1.92 mV in buffer, 0.12 mV with HPMC, 1.45 mV with PVP-VA and 64.85 mV with EUD-E, which the authors take as EUD-E adsorbed on the droplets ("consistent with"). ·

4

Under stirring HPMC and EUD-E keep the droplets dispersed; PVP-VA and plain buffer do not

After 3 h at 300 rpm, IBP in the droplet phase was about 183 µg/mL with HPMC, 173 with EUD-E and 67 with PVP-VA, from about 250-265; in buffer it was nearly gone by 1 h and a large drug-rich droplet floated on top. PVP-VA's DLS count rate fell from about 470 to 35 × 10⁶ cps, while HPMC kept size and count rate nearly constant. ··

Fig. 9: IBP in water and in droplets during 3 h of stirring
Fig. 9 · p.33 · IBP in water and in droplets during 3 h of stirringRead it as. open symbols = dissolved IBP, filled = droplet-phase IBP.Shows. droplet IBP lost within 1 h in buffer, steadily with PVP-VA, slowly with HPMC and EUD-E; dissolved IBP constant.Also supports K6
More detail

By NMR (Fig. 9), dissolved IBP stayed constant for 3 h in every medium, while droplet-phase IBP fell from about 300 to 52 µg/mL in 30 min and to zero by 2 h in buffer, from about 264 to 120 (2 h) and 67 µg/mL (3 h) with PVP-VA, and only to about 183 (HPMC) and 173 µg/mL (EUD-E). · The spectra show the same: the buffer droplet peaks vanish from 1 h, the PVP-VA droplet peaks shrink steadily, the HPMC and EUD-E droplet peaks shrink slightly. ·

By DLS (Fig. 4), buffer droplets dropped below detection by 30 min. HPMC droplets stayed at about 345-385 nm with a count rate of about 275-320 × 10⁶ cps. PVP-VA droplets stayed at about 320-440 nm but the count rate fell from about 470 to 95 (1 h) and 35 × 10⁶ cps (3 h). EUD-E droplets grew from about 810 to 1110 nm while the count rate fell from about 200 to 120 × 10⁶ cps. ··

By eye (Fig. S1), all four dispersions were turbid at the start; after 3 h the buffer vial was clear with a floating IBP-rich droplet, the PVP-VA vial was less turbid, and the HPMC and EUD-E vials looked about the same. No crystals formed in buffer within 3 h, but crystals appeared after 24 h.

The authors conclude that HPMC "effectively improved" dispersion stability and that PVP-VA is less effective at preventing flocculation and creaming than the other two polymers. · By NMR, HPMC and EUD-E lost a similar share (about 30%) of droplet-phase IBP over 3 h; HPMC's lead is in droplet size and count rate.

Fig. 4: Droplet size and count rate during stirring
Fig. 4 · p.22 · Droplet size and count rate during stirringShows. HPMC steady; PVP-VA count rate collapses at constant size; EUD-E droplets grow to about 1.1 µm.
Fig. 8: Aromatic spectra during stirring
Fig. 8 · p.31 · Aromatic spectra during stirringShows. droplet peaks (red) vanish in buffer and shrink with PVP-VA, whose dissolved-IBP peaks sharpen as they do.
Fig. S1: Vials at the start and after 3 h of stirring
Fig. S1 · p.SI-1 · Vials at the start and after 3 h of stirringShows. buffer clear with a floating IBP-rich droplet; PVP-VA less turbid; HPMC and EUD-E unchanged.

04Further observations

  • The S_a,IBP drop levels off: most of it occurs by 150 µg/mL polymer. ·
  • Without polymer the droplet-phase peaks shift slightly up-field as more IBP is added; the authors read this as a less polar average environment in larger droplets. ·
  • Dissolved-IBP peaks broaden only when polymer-loaded droplets are present, and they sharpen again in PVP-VA as those droplets disappear. ··
  • In buffer IBP did not crystallize within 3 h of stirring but did within 24 h.
  • NMR-detected dissolved IBP differs from S_a,IBP by up to about 20 µg/mL. ·
More detail
  • The polymer effect saturates. S_a,IBP fell from about 177 µg/mL to about 111 (HPMC) and 101 µg/mL (PVP-VA) at 150 µg/mL polymer, to about 97 and 91 at 300 and to about 93 and 89 µg/mL at 500. The authors use this curve to say that more polymer lowers bulk drug concentration further. ··
  • Droplet-phase IBP senses droplet size. In buffer the droplet-phase peaks moved from about 6.96 and 6.78 ppm (S_a,IBP + 100) to about 6.95 and 6.77 ppm (S_a,IBP + 300) as droplets grew; the authors explain this by the smaller share of IBP at the more polar droplet surface ("is due to"). ··
  • Exchange broadening disappears with the droplets. The dissolved-IBP peaks were sharp below S_a,IBP in HPMC and PVP-VA but broad above it; during stirring in PVP-VA they became narrower, with resolved splitting at 2 and 3 h, as the droplet-phase peaks shrank, whereas in HPMC, where the droplets stayed, they stayed broad. The authors explain the broadening by exchange with the slow droplet phase. ···
  • Crystallization was slow. The polymer-free dispersion showed no crystals after 3 h of stirring and IBP crystals after 24 h (data not shown).
  • Two measures of dissolved IBP. During stirring NMR gave about 168 µg/mL dissolved IBP in buffer, 117-121 with HPMC, 90-97 with PVP-VA and 273-278 with EUD-E, against UV-extinction S_a,IBP of 177.1, 96.9, 90.7 and 256.3 µg/mL; the paper does not compare the two. ··
Fig. S2: Amorphous solubility versus polymer concentration
Fig. S2 · p.SI-2 · Amorphous solubility versus polymer concentrationShows. most of the drop by 150 µg/mL HPMC or PVP-VA, little change from 300 to 500.

05How the authors connect the findings

1Above S_a,IBP, IBP separates into a liquid IBP-rich phase, and because IBP's Tg is far below 37 °C the dispersion can be treated as an emulsion. ·
↓
2Each polymer either mixes into the droplets (HPMC, PVP-VA) or stays in the water and complexes dissolved IBP (EUD-E). ··
↓
Polymer mixes into the droplet (HPMC, PVP-VA)Polymer dilutes IBP in the droplet↓lower IBP chemical potential↓S_a,IBP about halved↓early Ostwald ripening slowed↓small fresh droplets.···
Polymer stays in the water (EUD-E)IBP-EUD-E complexes in water↓S_c,IBP and S_a,IBP raised↓faster Ostwald ripening↓larger fresh droplets.·
A repulsive layer forms on the dropletsAdsorbed HPMC (steric) or adsorbed cationic EUD-E (charge)↓flocculation and coalescence suppressed↓most droplets stay dispersed for 3 h.·
No repulsive layerUncharged PVP-VA without enough steric repulsion, or no polymer↓droplets flocculate and coalesce↓creaming (within 1 h without polymer).··
What sets the switch point. Whether the polymer enters the drug-rich phase (HPMC, PVP-VA) or is kept out by its ionized, hydrophilic groups (EUD-E, "explains"), and whether its adsorbed layer repels other droplets. ···
Conclusion drawn. Polymer mixing with the drug-rich phase is a trade-off: it "provides inter-related benefits and disadvantages", better size stability against lower maximum supersaturation.
More detail
  1. When IBP exceeds its amorphous solubility, the excess separates as a drug-rich phase. IBP's Tg is −45 °C, so this phase is a supercooled liquid at 37 °C and the dispersion behaves as an emulsion, which can coarsen by Ostwald ripening, flocculation and coalescence and then cream. ···
  2. NMR places the polymers: HPMC and PVP-VA lose solution-NMR signal and broaden the droplet-phase IBP peaks, so the authors conclude that they enter the droplets; EUD-E keeps its signal, leaves the droplet-phase IBP unchanged and shifts the dissolved-IBP peaks, so it stays in the water and complexes IBP. ··

HPMC and PVP-VA. Polymer inside the droplet dilutes IBP and lowers its chemical potential, so less IBP can dissolve before phase separation: S_a,IBP falls to about half. · By Eq. 1 that alone would slow Ostwald ripening only twofold; the authors therefore propose further brakes, a transient polymer excess in small droplets because polymers diffuse about 10 times slower than drug ("could be envisaged"), and a lower interfacial tension from mixed or adsorbed polymer ("would reduce"). The small fresh droplets "may reflect" this inhibited early ripening. ···

EUD-E. Ionized, hydrophilic EUD-E stays out of the droplets and does not lower IBP's chemical potential there; its complexes with dissolved IBP raise S_c,IBP and S_a,IBP alike. A higher solubility speeds Ostwald ripening, which "most likely" explains the larger fresh droplets. ··

HPMC and EUD-E: a repulsive layer. Adsorbed EUD-E makes the droplets strongly positive (64.85 mV), and the charge repulsion "would lead to" less flocculation and coalescence; HPMC, reported to stabilize emulsions sterically, adds steric repulsion to its ripening inhibition and is called the "most effective" stabilizer. ··

PVP-VA and no polymer. PVP-VA is uncharged and "clearly" gives too little steric repulsion, so although its fresh droplets are small they flocculate and cream; without polymer, coarsening and creaming empty the dispersion within an hour. ··

What sets the switch point. Two properties decide the outcome: whether the polymer can mix with the drug-rich phase (HPMC and PVP-VA do; EUD-E, ionized and hydrophilic at pH 2.0, does not, which the authors say "explains" its behaviour), and whether the adsorbed polymer gives charge or steric repulsion. ···

Conclusion drawn. Polymer association with the drug-rich phase "clearly impacts" size stability; mixing gives better size stability and, from earlier work, slower crystallization, at the price of a lower maximum supersaturation.

06What it means for formulation

Stated by the authors
  • Polymer effects on droplet size and colloidal stability should be considered alongside solubility when optimizing ASDs. ·
  • A higher polymer:drug ratio "can conceivably" lower the supersaturation advantage further; judge the polymer case by case.
AI reading, not stated in the paper
  • In polymer solution the useful amorphous solubility of a drug can be about half its value in plain buffer, so supersaturation targets set from buffer data can be too high.
More detail
Stated by the authors
  • The effect of a polymer on droplet size and colloidal stability of the drug-rich phase should be considered, since droplets that reach the unstirred water layer "could improve" absorption.
  • High polymer loading helps against crystallization, but polymer mixing with the drug-rich phase lowers drug activity; a higher polymer:drug ratio in the ASD "can conceivably" reduce the maximum supersaturation advantage further, so the polymer impact should be evaluated case by case.
  • To optimize ASDs, the effect of the polymer or other additives such as surfactants on droplet size and stability, crystallization tendency and amorphous solubility "needs to be investigated and balanced" against likely in vivo effects.
  • Complexation by EUD-E "may" cost no supersaturation advantage, since S_a,IBP/S_c,IBP is unchanged; this "would need to be confirmed".
AI reading, not stated in the paper
  • An amorphous solubility measured in plain buffer can overstate what a formulation reaches once polymer is dissolved: for IBP, HPMC and PVP-VA cut it by about half at 300 µg/mL, and most of the cut already appears at 150 µg/mL.
  • The polymer that keeps fresh droplets smallest is not necessarily the one that keeps them dispersed: PVP-VA gave droplets as small as HPMC but lost most of them within 3 h of stirring.
  • A cationic solubilizing polymer raises both solubilities, so the gain in dissolved drug is not a gain in supersaturation; only part of the extra dissolved drug may be free.
  • All results are for a dissolved polymer at pH 2.0, not for dissolving ASDs; the charge stabilization by EUD-E in particular belongs to the pH where it is ionized.

07Open questions

Raised by the authors
  • Does the free:complexed IBP ratio in EUD-E stay constant, so that complexation costs no supersaturation?
  • Which route, flocculation or coalescence, destabilizes the droplets; PDI could not tell because the droplets creamed.
Not covered by this paper (AI reading)
  • Ostwald ripening rates were not measured.
  • HPMC adsorption and steric repulsion were not measured.
More detail
Raised by the authors
  • Whether the ratio of free IBP to IBP-EUD-E complex stays constant between S_c,IBP and S_a,IBP, which would mean no loss of supersaturation advantage, "would need to be confirmed by additional studies".
  • The mechanism of droplet instability could not be read from PDI because the droplets creamed; the molecular data were used to "speculate".
  • How droplet size, crystallization tendency and amorphous solubility balance in vivo "needs to be carefully explored".
Not covered by this paper (AI reading)
  • No Ostwald ripening rate or early growth curve was measured; the ripening argument rests on initial sizes and Eq. 1.
  • HPMC adsorption at the droplet surface and steric repulsion were not measured; the zeta potential with HPMC was near zero.
  • The composition of the droplets and whether the missing polymer sits inside them or on their surface were not determined.
  • Flocculation was not measured apart from creaming.
  • Only one drug, one polymer concentration for most tests, pH 2.0 in D2O, dissolved polymers rather than ASDs, and no membrane-transport or crystallization data beyond 24 h.

08How solid

AI assessment, not a statement made in the paper
Moderate

The solubility data and the NMR evidence for where each polymer goes are direct and consistent. The explanations for droplet size and stability (Ostwald ripening inhibition, steric and charge repulsion) rest mainly on interpretation and cited emulsion work, for one drug at pH 2.0. ····

More detail
What holds
  • S_a,IBP and S_c,IBP are measured with SDs and agree with the polymer-concentration series. ·
  • Three NMR observations agree for HPMC and PVP-VA: polymer signal loss that grows with droplet amount, broadened and shifted droplet-phase IBP peaks, and exchange-broadened dissolved IBP that sharpens again when droplets leave. ··
  • The contrast with EUD-E (signal kept, droplet peaks unchanged, dissolved peaks shifted, high zeta potential) is clear and internally consistent. ··
  • Stability under stirring is shown by three independent read-outs: NMR, DLS and photographs. ··
What weakens it
  • No Ostwald ripening rates were measured, and the ripening account is hedged in the discussion but asserted in the conclusion.
  • Steric stabilization by HPMC rests on cited work; HPMC adsorption was not measured.
  • The NMR signal loss does not show where the polymer sits or the droplet composition.
  • Flocculation was named but not measured; by NMR, HPMC and EUD-E retained a similar share of droplet-phase drug. ·
  • Buffer droplet sizes sit at the DLS PDI ceiling; NMR and UV-extinction values of dissolved IBP differ by up to about 20 µg/mL. ·
  • One drug, pH 2.0 in D2O, one polymer concentration for most tests; EUD-E's charge belongs to this pH.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.10)key figureDefines the systems: IBP with NMR labels and the three polymers.···0.2
Table 1 (p.14)key figureThe thermodynamic result: S_c,IBP, S_a,IBP and their ratio in four media.F1, K1
Fig. 2 (p.16)key figureTests interactions in solution below S_a,IBP: none for HPMC and PVP-VA, shifts for EUD-E.·F2, K4
Table 2 (p.18)key figureFresh droplet size and PDI at three supersaturations.F3, K5Buffer values sit at PDI 1.00; PVP-VA PDIs are about fivefold those of HPMC.·
Fig. 3 (p.20)key figureDroplet charge: only EUD-E gives a large positive zeta potential.F3, K6HPMC zeta near zero; no adsorption measurement.
Fig. 4 (p.22)key figureDLS size and count rate during stirring; PVP-VA count rate collapses.F4, K6First point not described in methods.
Fig. 5 (p.26)key figureShows droplet-phase IBP broadened and shifted by HPMC and PVP-VA, and dissolved IBP shifted by EUD-E.··F2, K3Caption says brown dashed lines; they are red.
Fig. 6 (p.28)key figurePolymer peaks shrink with droplet amount for HPMC and PVP-VA, not for EUD-E.F2, K2
Fig. 7 (p.29)key figureQuantifies the polymer missing from solution, the key evidence for mixing.F2, K2Location of the missing polymer not resolved.
Fig. 8 (p.31)key figureSpectra during stirring: droplet peaks disappear in buffer and with PVP-VA.F4
Fig. 9 (p.33)key figureQuantifies dissolved and droplet-phase IBP over 3 h of stirring.F4, K6Dissolved values differ from Table 1 S_a,IBP; HPMC and EUD-E similar.·
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Fig. S1 (SI p.1)key figurePhotographs: creamed droplet in buffer, less turbid PVP-VA after 3 h.F4
Fig. S2 (SI p.2)key figureS_a,IBP versus HPMC and PVP-VA concentration.0.4, K1The curve levels off above about 300 µg/mL.