Paper page

Original: publisher page

Lynne S. Taylor, George Zografi* · Pharmaceutical Research 14(12), 1691-1698 (1997)

Spectroscopic Characterization of Interactions Between PVP and Indomethacin in Amorphous Molecular Dispersions

Read against amorphous rather than crystalline indomethacin, IR and FT-Raman spectra show that in PVP solid dispersions the drug's carboxylic acid OH hydrogen-bonds to the PVP carbonyl, breaking up the cyclic acid dimers that amorphous indomethacin otherwise forms.

Abbreviations

PVP poly(vinylpyrrolidone) (PVP-K90 in this work); methylpyrrolidone 1-methyl-2-pyrrolidone (N-methyl-2-pyrrolidone), the liquid model for PVP; IR infrared; FT-Raman Fourier-transform Raman; ν stretch; s strong, m medium, w weak, sh shoulder (Table 1); Tg glass transition temperature; wt% weight percent (of PVP in dispersions and physical mixes, of methylpyrrolidone in the liquid mixtures).

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How are indomethacin molecules hydrogen-bonded in the amorphous state, and does PVP interact specifically with them in an amorphous solid dispersion?

Short answer

Amorphous indomethacin is mostly cyclic acid dimers, like the γ crystal; in solid dispersions, but not in physical mixes, the acid OH hydrogen-bonds to the PVP carbonyl and the dimers break up. ······

Conclusion

Amorphous indomethacin is "considered to be composed mainly" of cyclic carboxylic acid dimers, as in the γ polymorph, with a small proportion of molecules hydrogen-bonded in chains, while the α polymorph "is postulated" to consist of chains. ·· In solvent-evaporated dispersions with 5–70 wt% PVP-K90, indomethacin forms a hydrogen bond between its acid hydroxyl and the PVP carbonyl at the expense of dimer formation, and physical mixes of amorphous indomethacin and PVP show no such interaction. ···· Spectral changes continue above the PVP content needed for 1:1 binding (24 wt%), which "suggests" a low equilibrium constant and/or a stoichiometry below 1:1, so that dimers, PVP-bonded drug and free PVP coexist. ·· Because the changes match those of indomethacin dissolved in methylpyrrolidone, and because the dispersions were reported earlier to have a single Tg, the authors regard the system as one phase and emphasise its "solution" nature, "at least in terms of molecular interactions if not kinetics". ··· The hydrogen bond "offers an explanation" of how PVP inhibits crystallisation at levels where its antiplasticising effect is minimal, by preventing dimer-based self-association; crystallisation itself was not measured in this paper. ··

01Why this study

Known 1PVP inhibits crystallisation

PVP slows drug crystallisation in solution and in amorphous solid dispersions, and in solution this has been linked to the extent of drug–polymer interaction.

Sekikawa 1978, ref 6; Yoshioka 1995, ref 7

Known 2More than a Tg effect

For indomethacin, PVP inhibited crystallisation strongly at relatively low levels, more than its antiplasticising effect alone could explain.

Yoshioka 1995, ref 7

Known 3The stable crystal is built of dimers

γ-indomethacin holds its acid groups as cyclic dimers; how molecules interact in the α and amorphous forms was unknown.

Kistenmacher 1972, ref 18 ·

Known 4Spectra were read against the wrong reference

Earlier vibrational studies of solid dispersions compared them with the crystalline drug, although crystallinity itself changes the spectra.

El-Hinnawi 1987, ref 10; Bugay 1995, ref 13

Gap → this paperHow do indomethacin and PVP interact at the molecular level in the amorphous state, judged against amorphous rather than crystalline indomethacin?
More detail

What was already known. The introduction builds on these points:

  • Glass solutions. Binary amorphous mixtures of drug and excipient, sometimes called glass solutions, are considered homogeneous systems in which a solute is dissolved in a glassy solvent; they enhance dissolution and bioavailability through the higher solubility of the amorphous drug and the wettability that a hydrophilic excipient brings. (Chiou 1971, ref 2; Ford 1986, ref 3) PVP is a common carrier, with over 60 drugs reported dispersed in it. (Ford 1986, ref 3) Because the amorphous phase is metastable, it may transform during storage and on dissolution.
  • PVP as crystallisation inhibitor. PVP inhibits crystallisation in solution (Sekikawa 1978, ref 6) and in amorphous solid dispersions (Yoshioka 1995, ref 7); in solution it interacts with many organic molecules, and the inhibition has been suggested to depend on how strongly drug and polymer interact (ref 6).
  • The mobility argument. Crystallisation from the amorphous state is related to molecular mobility (Jolley 1970, ref 8), and PVP, with a Tg of 177 °C (Oksanen 1990, printed "Okansen", ref 9), has been suggested to raise the Tg of the mixture and lower its mobility. ·
  • Why the mobility argument is not enough. Yoshioka et al. found significant inhibition of indomethacin crystallisation at relatively low PVP levels and concluded that it could not be explained solely by the antiplasticising effect of PVP. (Yoshioka 1995, ref 7)
  • Glasses as supercooled liquids. Below Tg such mixtures can be regarded as non-equilibrium, highly viscous supercooled liquids, but little was known about the interactions between like and unlike molecules in them.
  • The reference-state problem. Earlier vibrational studies of solid dispersions (refs 10–12) compared the crystalline drug with the dispersion, where the drug is often amorphous, and postulated interactions from those differences; since crystallinity alone changes vibrational spectra (Bugay 1995, ref 13), the amorphous form must be the reference.
  • Indomethacin forms. Indomethacin exists as two monotropic polymorphs, stable γ and metastable α, as solvates and as an amorphous form. (Yamamoto 1968, ref 16; Borka 1974, ref 17) The γ crystal structure is known: 2 molecules per unit cell with the acid groups in cyclic dimers. (Kistenmacher 1972, ref 18) How molecules interact in α and amorphous indomethacin was unknown. ·

What the paper set out to do. Study the molecular structure of indomethacin–PVP amorphous solid dispersions and identify any specific interaction between the two by IR and FT-Raman spectroscopy, using amorphous indomethacin and physical mixes as the reference state, to give a better basis for understanding PVP as a crystallisation inhibitor. ··

02How they approached it

Three steps, all by vibrational spectroscopy: first fix how each solid form of indomethacin is hydrogen-bonded, with γ as the known dimer reference; then compare solid dispersions with physical mixes of identical composition, so that a difference can only come from molecular mixing; then assign the changes with two liquid models in which methylpyrrolidone, a small amide, stands in for PVP. ···

γ-indomethacinstable polymorph, as suppliedAcid groups in cyclic dimers, known from the single-crystal structure; the dimer reference. Measured.
α-indomethacinmetastable polymorphPrecipitated from methanol with water; no single-crystal structure available. Measured. ·
Amorphous indomethacinquench-cooled meltThe reference state for the dispersions. Measured. ·
Indomethacin–PVP solid dispersionssolvent evaporation, 5–70 wt% PVP-K90Amorphous by XRPD; measured by IR, Raman described but not shown. ··
Physical mixesamorphous indomethacin plus PVPSame compositions without co-dissolution; the control without molecular mixing. Measured by IR. ·
Acetic acid with methylpyrrolidoneliquid modelA small dimer-forming acid with the analogue of the PVP repeat unit, 0–100 wt% methylpyrrolidone. Measured by IR. ··
Indomethacin in methylpyrrolidoneliquid solutionThe drug with a small-molecule acceptor, 30–70 wt% methylpyrrolidone. Measured by IR. ·
Fig. 3: Indomethacin, PVP and the liquid model methylpyrrolidone
Fig. 3 · p.1693 · Indomethacin, PVP and the liquid model methylpyrrolidoneShows. indomethacin's single acid OH donor next to two carbonyls (benzoyl, acid); PVP and methylpyrrolidone share the same lactam carbonyl.

What was done

Experiment

γ, α and amorphous indomethacin→IR (KBr) and FT-Raman spectra→carbonyl band positions and assignments for each form.··

↓
Experiment

Solid dispersions and physical mixes, 0–100 wt% PVP→XRPD→IR carbonyl region; Raman and C–N region described only.·····

Experiment

Acetic acid–methylpyrrolidone and indomethacin–methylpyrrolidone liquids→IR carbonyl region versus composition.··

↓
Comparison

Dispersion band changes assigned by analogy with the liquid models→hydrogen-bonded species proposed (Fig. 7).··

↓
Calculation

PVP content for 1:1 binding and for two hydrogen bonds per PVP carbonyl→compared with where the spectra still change.··

More detail

What was done

  1. Samples. γ-indomethacin came from Sigma. α was made by dissolving it in methanol and precipitating with water at room temperature. Amorphous indomethacin was made by melting at 165 °C for 5 min and quench cooling in liquid nitrogen, then warmed under vacuum and stored over phosphorous pentoxide at −20 °C. PVP-K90 was dried at 105 °C for 12 h under vacuum. ···
  2. Solid dispersions and physical mixes. 5 g of drug and polymer were dissolved in 100 ml anhydrous methanol at 65 °C, evaporated under vacuum at 50 °C and dried under vacuum at room temperature for 24 h; all compositions showed no XRPD peaks and were stored at −20 °C over phosphorous pentoxide. Physical mixes of amorphous indomethacin and PVP were made at the same compositions; the mixing procedure is not given. ···
  3. Spectra. FT-Raman: Bruker RFS 100, 1064 nm Nd:YAG laser at typically 500 mW, 180° back-scattering, 200 scans at 4 cm⁻¹ resolution. IR: Mattson Galaxy 5020, solids at 0.8–1% in KBr pellets after grinding in a Wig-L-Bug mixer, liquids between NaCl windows, 500 scans at 4 cm⁻¹. ·
  4. Model liquids. Acetic acid with 10–90 wt% methylpyrrolidone in 10% steps, and indomethacin dissolved in methylpyrrolidone at 30–70 wt% methylpyrrolidone. Methylpyrrolidone carries the same lactam carbonyl as the PVP repeat unit (Fig. 3). ·
  5. Reading the spectra. Only band positions and the presence or absence of bands are used; comparing IR with Raman tests for centrosymmetric dimers through the mutual exclusion rule. No intensities, band areas or curve fits are reported. ·
  6. Stoichiometry. Weight fractions were converted to mole ratios with 111 for a PVP monomer unit. ·
Terms used on this page
  • Cyclic dimer: two carboxylic acids joined by two O–H···O=C hydrogen bonds in a ring with a centre of symmetry.
  • Mutual exclusion rule: in a structure with a centre of symmetry a vibration is seen either in the IR or in the Raman spectrum, not both. For the acid dimer, the in-phase (symmetric) C=O stretch is Raman-only and the out-of-phase (asymmetric) stretch IR-only, at higher wavenumber.
  • Catemer (chain): acid groups bonded head to tail in an open chain; the molecule at a chain end keeps a free C=O.
  • Free (non-hydrogen-bonded) carbonyl: absorbs at higher wavenumber than a hydrogen-bonded one; a carbonyl that accepts a hydrogen bond shifts down.
  • Physical mix: the two amorphous powders mixed without being dissolved together; the control for whether molecular contact is needed.
  • Antiplasticisation: raising the Tg of the drug, and lowering its mobility, by mixing in a high-Tg polymer.

03Main findings

1

Amorphous indomethacin is held mostly in cyclic acid dimers, like γ

Its acid C=O appears at 1710 cm⁻¹ in the IR with no Raman partner, the dimer signature also seen for γ at 1717 cm⁻¹; a small shoulder at 1735 cm⁻¹ is read as free chain ends. ·····

Fig. 4: Carbonyl region of γ, α and amorphous indomethacin, IR against Raman, and acetic acid
Fig. 4 · p.1693 · Carbonyl region of γ, α and amorphous indomethacin, IR against Raman, and acetic acidShows. (a) IR: γ 1717 and 1692 cm⁻¹; amorphous shoulder 1735, bands 1710 and 1684; α 1735, 1688, 1681, 1649. (b) Raman: γ one sharp benzoyl band at 1698; amorphous 1681; α several bands. (c) Acetic acid: IR 1716, Raman 1669.Read it as. an acid band present in (a) but absent in (b) marks a centrosymmetric cyclic dimer; (c) shows the rule on a known dimer.Also supports F2, K2, K3
More detail

In a cyclic dimer the two acid carbonyls stretch either in phase, seen only in the Raman, or out of phase, seen only in the IR and at higher wavenumber; liquid acetic acid shows this, with the IR band at 1716 cm⁻¹ and the Raman band at 1669 cm⁻¹ (Fig. 4c). · γ-indomethacin, known from its crystal structure to form cyclic dimers, has an IR acid band at 1717 cm⁻¹ and no Raman band there; its Raman benzoyl peak at 1698 cm⁻¹ is highly symmetrical, so the authors judge it "unlikely" to hide the symmetric acid stretch, which "appears" to be Raman inactive, as reported for other dimer-forming acids. ····· Amorphous indomethacin behaves the same way: an IR band at 1710 cm⁻¹, assigned to the asymmetric dimer stretch, with no Raman counterpart ("This suggests" cyclic dimers, as in γ). ··

Unlike γ, amorphous indomethacin also has a shoulder at 1735 cm⁻¹. Liquid acetic acid, described in the literature as mainly cyclic dimers with some chains and monomers, has a similar band shape with a shoulder at 1759 cm⁻¹ (1758 in one place in the text) assigned to free chain-end carbonyls. ··· By analogy the authors find it "reasonable ... to suppose" that amorphous indomethacin, a supercooled liquid below Tg, is mainly dimers with a small proportion of molecules in chains, and they assign the 1735 cm⁻¹ shoulder to the free carbonyl of chain-end molecules; α-indomethacin has a band at the same position, which they take as further support. ·

Table 1: Carbonyl band positions and assignments
Table 1 · p.1694 · Carbonyl band positions and assignmentsShows. every IR and Raman carbonyl band of the three forms, acetic acid and PVP, with the authors' assignment.Also supports F2
2

α-indomethacin is bonded differently, probably as chains

Its acid C=O bands at 1680 and 1649 cm⁻¹ appear in both the IR and the Raman spectrum, which the authors read as a pattern other than cyclic dimers; they propose chains, with a weak 1735 cm⁻¹ band from chain ends. ····

See also Fig. 4, Table 1

More detail

The α spectrum is more complex in the carbonyl region: a weak-to-medium IR band at 1735 cm⁻¹ (assigned earlier to a C=O stretch), the benzoyl band at 1688 cm⁻¹ (Raman 1692), and acid bands at 1681 (shoulder) and 1649 cm⁻¹ in the IR that appear at 1680 and 1649 cm⁻¹ as strong Raman bands. · Because these bands coincide in IR and Raman, the authors conclude that they "indicate" hydrogen bonding other than cyclic dimers. The "most likely" alternative is a chain of molecules linked through the acid groups, which "would be consistent" with α unit-cell parameters calculated from a synchrotron powder pattern (unpublished results) that require a trimeric repeat unit and 6 molecules per cell. A finite chain ends in a molecule with a free carbonyl, which "could account" for the weak 1735 cm⁻¹ band, since free carbonyls absorb at higher wavenumbers. ·· Without single-crystal data the interpretation is "hampered", and hydrogen bonding in α "appear[s]" more complex than in γ. ·

3

Outside the acid group, amorphous indomethacin resembles α rather than γ

In the Raman CH region amorphous and α indomethacin share one aryl CH peak at 3070 cm⁻¹, where γ has an extra peak at 3022 cm⁻¹; both have broad lattice bands where γ has sharp ones; and both have a lower benzoyl C=O band than γ (IR 1684 and 1688 against 1692 cm⁻¹). ·····

More detail

The acid OH stretch is a very broad IR band between 3400 and 2500 cm⁻¹ in all three forms, typical of a hydrogen-bonded OH; its shape differs between the forms, "suggesting" that hydrogen bonding varies. · In the Raman CH region the aryl CH peak at 3070 cm⁻¹ is common to amorphous and α, while γ has an additional peak at 3022 cm⁻¹. In the Raman lattice region (150–50 cm⁻¹) γ has sharp, well-resolved peaks, read as crystalline order, while α and amorphous indomethacin have broad peaks, read as more disordered structures; as the stable form of a monotropic pair, γ "should be" more ordered than α. ··

The benzoyl C=O lies at 1692 cm⁻¹ (IR) and 1698 cm⁻¹ (Raman) in γ, high for an amide (usually 1695–1630 cm⁻¹). The authors offer two explanations: mesomerism is reduced when the amide nitrogen is part of a ring system with its own resonance energy, as in indole ketones, and the crystal structure shows a longer-than-average C=N bond, attributed to the carbonyl twisting out of the indole plane. ··· In α (1688/1692 cm⁻¹) and amorphous indomethacin (1684/1681 cm⁻¹) the band is lower, "suggesting" fewer conformational restrictions. ·· The authors find it "interesting" that amorphous indomethacin resembles α in the CH and lattice regions but γ in its acid hydrogen bonding, and say that such changes "emphasise the need" to characterise the structural form of a compound in the system of interest. ·

Fig. 2: Full Raman spectra of the three forms
Fig. 2 · p.1692 · Full Raman spectra of the three formsShows. CH region near 3000 cm⁻¹ (extra γ peak) and lattice region below 150 cm⁻¹ (sharp for γ, broad for α and amorphous).
4

In solid dispersions the dimer band gives way to new bands; physical mixes stay unchanged

Physical mixes keep the amorphous indomethacin bands at every PVP level. In dispersions the dimer band falls between 5 and 20 wt% PVP, one broad band at 1726 cm⁻¹ appears from 20 wt%, and a band at 1636 cm⁻¹, absent in physical mixes, appears at 5–50 wt% PVP. ··

Fig. 5: Physical mixes against solid dispersions, 0–100 wt% PVP
Fig. 5 · p.1695 · Physical mixes against solid dispersions, 0–100 wt% PVPShows. left, the amorphous drug doublet persists at every PVP content; right, the dimer band fades, a band near 1726 cm⁻¹ and a lower shoulder near 1636 cm⁻¹ appear, and the band broadens.Read it as. 0% is amorphous indomethacin, 100% is pure PVP; percentages are wt% PVP.Also supports K1
More detail

All dispersions showed no XRPD peaks, so indomethacin was amorphous at every composition; PVP is amorphous itself. · The authors reason that PVP can only accept a proton and indomethacin has a single donor, the acid OH; so a new hydrogen bond should show in the acid C=O band and in the PVP C=O or C–N band, the PVP carbonyl being the favoured site for steric reasons. · No change was seen in the PVP C–N stretch in either IR or Raman.

In the IR carbonyl region (Fig. 5) the physical mixes look like amorphous indomethacin (doublet near 1710 and 1684 cm⁻¹) with the PVP band (1679 cm⁻¹) added, its share growing with PVP content; the dispersions are "clearly" different. ·· Between 5 and 20% PVP the cyclic dimer band loses intensity while the free acid carbonyl gains. At 20% PVP and above a single broad band at 1726 cm⁻¹ is present, turning into a shoulder as PVP comes to dominate the spectrum. A band at 1636 cm⁻¹ appears at 5–50% PVP and merges into a shoulder at 60–70%, leaving a much broader band than in the physical mix. · The authors assign 1726 cm⁻¹ to the free acid C=O of an indomethacin molecule that is hydrogen-bonded through its OH to PVP, and 1636 cm⁻¹ to hydrogen-bonded PVP carbonyl. The PVP carbonyl absorbs in the same range as the indomethacin benzoyl group and also, less, under the acid band. In the Raman spectra (not shown) the acid band is not seen, and the coincident PVP and benzoyl band moves progressively to lower frequency and broadens with PVP content relative to physical mixes, "consistent with" the IR. ·

5

The liquid models reproduce the same changes

In acetic acid, methylpyrrolidone shifts its own C=O down 36 cm⁻¹ to 1652 cm⁻¹ and enlarges the free-acid shoulder; in dissolved indomethacin the 1710 cm⁻¹ dimer band disappears and one band at 1723 cm⁻¹ remains, an effect the authors find similar in size to that of PVP. ···

Fig. 6: The two liquid models
Fig. 6 · p.1696 · The two liquid modelsShows. (a) acetic acid with methylpyrrolidone: free-acid shoulder grows, bonded amide band near 1652 cm⁻¹, free amide band at 1688 cm⁻¹ at high content; (b) indomethacin in methylpyrrolidone: the 1710 cm⁻¹ dimer band disappears.Read it as. percentages are wt% methylpyrrolidone.Also supports K1
More detail

Acetic acid–methylpyrrolidone (Fig. 6a): the pure liquids show the acid C=O at 1716 cm⁻¹ and the amide C=O at 1688 cm⁻¹. As methylpyrrolidone is added, the 1759 cm⁻¹ free-acid shoulder grows relative to the dimer band, and the methylpyrrolidone C=O first appears at 1652 cm⁻¹, 36 cm⁻¹ below the pure liquid. The authors explain the shift by acid–amide hydrogen bonds, impossible in pure methylpyrrolidone, which has no donor; methylpyrrolidone "appears" to disrupt the acid dimers by bonding to the acid hydroxyl. With more methylpyrrolidone a second band appears at the pure-liquid position, 1688 cm⁻¹; the text places the onset of free methylpyrrolidone between 30 and 40%, the figure shows a separate band from about 50%. At such ratios three species coexist: bonded methylpyrrolidone–acetic acid, dimeric acid and free methylpyrrolidone. ·

Indomethacin–methylpyrrolidone (Fig. 6b): the 1710 cm⁻¹ dimer band disappears and the 1735 cm⁻¹ shoulder grows into a single band at 1723 cm⁻¹; at low methylpyrrolidone a bonded methylpyrrolidone C=O appears at 1649 cm⁻¹. The free methylpyrrolidone band coincides with the benzoyl band, but it grows relative to 1649 cm⁻¹ with methylpyrrolidone content although the benzoyl contribution is diluted, "suggesting" free methylpyrrolidone at higher concentrations; analogous species "can be postulated". · "Interestingly", methylpyrrolidone has an effect of similar magnitude on the indomethacin spectrum as PVP, and the dispersion changes are qualitatively similar to both models, which are therefore used to interpret them. ··

6

Not all indomethacin binds PVP, even with excess polymer

A 1:1 ratio of PVP monomer to indomethacin is reached at 24 wt% PVP, and 12 wt% would suffice if each PVP carbonyl took two hydrogen bonds; spectral changes continue above both, which the authors read as a low equilibrium constant and/or less than 1:1 binding. ··

See also Fig. 7

More detail

With 111 for a PVP monomer unit, a 1:1 mole ratio corresponds to 24% weight fraction PVP. The authors give 12% for two hydrogen bonds per carbonyl, which halves the weight fraction; halving the mole ratio gives about 13.6% from their own 24%. ·· Because the spectra keep changing above both values, not every indomethacin molecule is bonded there: "This suggests" that the equilibrium constant for the PVP–indomethacin species is low and/or that the stoichiometry is below 1:1. The resulting picture (Fig. 7): at low PVP, indomethacin is present as dimers and as PVP-bonded molecules, with some free PVP; as PVP increases, free PVP increases, and dimers "may still be present" depending on the equilibrium constant. No band intensities or fits are reported, and the PVP band itself grows across this region.

04Further observations

  • The PVP C–N stretch did not change in dispersions, pointing to the carbonyl as the acceptor. ·
  • Raman spectra of the dispersions, though not shown, follow the IR. ·
  • The benzoyl C=O is high in γ and lower in α and amorphous indomethacin, offered as a conformation effect. ····
  • The OH band is broad in all three forms but differs in shape. ·
More detail
  • PVP C–N unchanged. Neither IR nor Raman showed changes in the PVP C–N stretch when PVP was dispersed with indomethacin, in line with the authors' view that the carbonyl oxygen, not the sterically hindered nitrogen, accepts the hydrogen bond. ·
  • Raman agrees with IR. In the Raman spectra of the dispersions (data not shown), the acid carbonyl band is not visible and the band shared by PVP and benzoyl C=O shifts progressively down and broadens with PVP content relative to physical mixes. ·
  • Benzoyl frequency. IR/Raman benzoyl C=O at 1692/1698 cm⁻¹ (γ), 1688/1692 (α) and 1684/1681 (amorphous); the high γ value is explained by reduced mesomerism and a long C=N bond, and the lower values by fewer conformational restrictions ("suggesting ... may be reduced"). ····
  • OH band. A very broad IR band from 3400 to 2500 cm⁻¹, typical of a hydrogen-bonded OH, in all three forms; differences in its shape suggest variations in hydrogen bonding. ·
  • XRPD. No diffraction peaks in any dispersion; patterns not shown. ·

05How the authors connect the findings

1Amorphous indomethacin is held mainly as cyclic acid dimers through its only donor, the acid OH. ·
↓
2PVP's amide carbonyl, more basic than the acid, takes over that OH. ·
↓
3The dimer opens: the freed acid C=O shows at 1726 cm⁻¹ and the bonded PVP C=O at 1636 cm⁻¹. ··
↓
4Binding is incomplete, so dimers, PVP-bonded drug and free PVP coexist in one phase. ··
↓
Crystallisation to γγ is built of dimers↓a nucleus needs the PVP–drug bond broken first↓crystallisation slowed (proposed).·
Crystallisation to αα appears to be built of chains↓the acid group is still engaged by PVP↓inhibition "anticipated" as well.
What decides the effect. How much indomethacin is bound at a given PVP content, set by the PVP–indomethacin equilibrium constant (dimers "may still be present depending on" it).
Conclusion drawn. The hydrogen bond "offers an explanation" of how PVP inhibits crystallisation where its antiplasticising effect is minimal; abstract: PVP "may influence" crystallisation kinetics by preventing self-association.
Fig. 7: Species proposed in the dispersions
Fig. 7 · p.1697 · Species proposed in the dispersionsShows. (a) indomethacin acid OH bonded to the PVP carbonyl, (b) free PVP, (c) indomethacin cyclic dimer.Also supports F6
More detail
  1. In amorphous indomethacin the only donor, the acid OH, is used mainly in cyclic dimers, as in the γ crystal, with a few molecules in chains. ··
  2. PVP offers an amide carbonyl, more basic than the carboxylic acid, which "would explain" its ability to take the OH away from the dimer partner. The spectra "support the fact" that indomethacin forms hydrogen bonds with PVP at the expense of dimer formation.
  3. When a dimer opens, the indomethacin acid C=O that is no longer bonded appears at 1726 cm⁻¹ and the PVP carbonyl that now accepts the OH appears at 1636 cm⁻¹; physical mixes show neither, so molecular mixing is required. ···
  4. Binding is incomplete even at a PVP excess, so the dispersion contains dimers, PVP-bonded indomethacin and free PVP in proportions that vary with composition (Fig. 7). · These species do not mean separate phases: a single Tg (reported earlier) and the similarity to indomethacin dissolved in methylpyrrolidone support one phase, though non-ideal mixing or frozen-in concentration fluctuations are not excluded. ·

Crystallisation to γ. The bond has two consequences: the dimer is broken and the donor needed for dimer formation is engaged with PVP. Since γ consists of dimers, forming a critical nucleus "would require" breaking the PVP–indomethacin bond so that molecules can dimerise and order.

Crystallisation to α. α appears to hydrogen-bond in chains rather than dimers, but these also need the acid group, so hydrogen bonding with PVP "would thus also be anticipated" to inhibit crystallisation to α.

What decides the effect. The equilibrium constant of the PVP–indomethacin species, which sets how many molecules remain as dimers at a given PVP content.

Conclusion drawn. Summary: the hydrogen bond "offers an explanation" of how PVP inhibits crystallisation from the amorphous phase at levels where its antiplasticising effect is minimal; abstract: PVP "may influence" the crystallisation kinetics by preventing the self-association of indomethacin.

06What it means for formulation

Stated by the authors
  • Characterise the drug's structural form in the system itself; crystal spectra are the wrong reference. ·
  • A hydrogen bond to PVP may slow crystallisation by blocking self-association, beyond any Tg effect.
AI reading, not stated in the paper
  • For an acid drug in PVP, the loss of the IR dimer band and a new low-frequency PVP carbonyl band are direct markers of drug–polymer bonding.
  • The same composition gave no interaction as a physical mix; the preparation route decides whether the drug and polymer interact.
More detail
Stated by the authors
  • Vibrational spectra change with crystal form and structural order, so the structural form of the compound must be characterised in the system of interest; earlier dispersion studies that compared with the crystalline drug could misattribute crystallinity effects to interactions. ·
  • The PVP–indomethacin hydrogen bond "offers an explanation" of how PVP inhibits crystallisation at levels where antiplasticisation is minimal; PVP "may influence" crystallisation kinetics by preventing self-association, and it "would thus also be anticipated" to inhibit crystallisation to α. ·
  • PVP is able to molecularly disperse many compounds, and dispersion is thought to be easier for compounds that hydrogen-bond with it.
AI reading, not stated in the paper
  • For a carboxylic acid drug with PVP, three IR markers can be read without any crystal reference: the loss of the dimer band (here 1710 cm⁻¹), a free acid C=O band (here 1726 cm⁻¹) and a down-shifted PVP carbonyl band (here 1636 cm⁻¹), each judged against the amorphous drug and a physical mix of the same composition.
  • The physical mix showed none of these changes, so the interaction exists only after co-dissolution; spectra of a physical mix are a check that a dispersion process has worked.
  • Binding was incomplete even when PVP carbonyls outnumbered drug molecules, so adding polymer beyond a stoichiometric amount does not bond all drug molecules; dimers may survive at practical loadings.
  • The crystallisation benefit is argued, not shown; stability data on the same dispersions would be needed before relying on the hydrogen bond as the reason PVP works.

07Open questions

Raised by the authors
  • What is the α crystal structure?
  • How large is the PVP–indomethacin equilibrium constant, and is binding below 1:1? ·
  • Is the glass non-ideal, or does it hold frozen-in concentration fluctuations?
Not covered by this paper (AI reading)
  • Crystallisation was not measured.
  • Species fractions were not quantified.
More detail
Raised by the authors
  • Single-crystal data for α-indomethacin were lacking, which "hampered" the interpretation of its spectra.
  • The equilibrium constant and the stoichiometry of the PVP–indomethacin species are left open ("low and/or ... less than 1:1"). ·
  • The single-phase picture "does not preclude" non-ideal mixing or concentration fluctuations frozen in when the glass forms.
  • The "solution" analogy holds "at least in terms of molecular interactions if not kinetics"; the kinetic side is not addressed.
Not covered by this paper (AI reading)
  • No crystallisation, nucleation or stability data: the role of the hydrogen bond in inhibiting crystallisation is not tested.
  • No band intensities, areas or fits: the fractions of dimers, PVP-bonded drug and free PVP are not quantified, so the incomplete binding is qualitative.
  • Phase homogeneity was not measured here; it rests on a cited single Tg.
  • Physical-mix preparation, sample temperature and water content at measurement are not stated.

08How solid

AI assessment, not a statement made in the paper
Moderate

The central result, that dispersions change in the bands expected for an acid–amide hydrogen bond while physical mixes do not, is clear and mirrored by two liquid models. ···· The speciation (dimers and chains in amorphous indomethacin, chains in α, incomplete binding) rests on band assignment by analogy and on visual reading of overlapping spectra, and the single-phase and crystallisation points rest on cited work. ····

More detail
What holds
  • Dispersions and physical mixes of the same composition differ in three bands (dimer loss, 1726 and 1636 cm⁻¹), so the change needs molecular mixing. ··
  • The same pattern appears in two liquid models where only hydrogen bonding can act. ·
  • The IR/Raman exclusion test for dimers is calibrated on γ, whose dimers are known from its crystal structure, and on acetic acid. ···
  • The PVP C–N band does not change, which points to the carbonyl as acceptor.
What weakens it
  • All readings are qualitative: no intensities, band areas or fits, and the growing PVP band overlaps the region, so "incomplete binding" is not measured.
  • The 1735 cm⁻¹ (chain end) and 1726 cm⁻¹ (PVP-bonded molecule) bands are both called non-hydrogen-bonded acid carbonyl; how one turns into the other between 5 and 20% PVP is not shown.
  • The α chain model depends on unpublished unit-cell data.
  • Phase homogeneity and crystallisation inhibition are argued from cited work only. ·
  • The 12% threshold is miscalculated (about 13.6%), and the comparison with methylpyrrolidone gives no compositions or measure. ·
  • Physical-mix preparation and sample conditions at measurement are not stated, and IR solids were ground with KBr.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.1692)Full IR spectra of the three forms; used for the broad hydrogen-bonded OH band whose shape differs between forms.F3
Fig. 2 (p.1692)key figureFull Raman spectra: CH region (extra γ peak at 3022 cm⁻¹) and lattice region (sharp for γ, broad for α and amorphous).·F3
Fig. 3 (p.1693)key figureStructures: one acid OH donor in indomethacin; the lactam carbonyl of PVP and methylpyrrolidone.··0.2A schematic, not data; the text calls the ring "pyrrole".
Fig. 4 (p.1693)key figureIR against Raman in the carbonyl region: the IR-only acid band marks cyclic dimers in γ and amorphous indomethacin; α bands appear in both.·F1, F2, K2, K3
Table 1 (p.1694)key figureAll carbonyl band positions with the authors' assignments.F1, F2Acetic acid shoulder 1759 cm⁻¹ here, 1758 in one place in the text.
Fig. 5 (p.1695)key figureThe key comparison: dispersions change, physical mixes of the same composition do not.··F4, K1No intensities or fits; the PVP band grows across the region.
Fig. 6 (p.1696)key figureLiquid models used to assign the dispersion bands.·F5, K1Panel (b) has no composition below 30 wt% methylpyrrolidone.
Fig. 7 (p.1697)key figureSpecies proposed: PVP-bonded indomethacin, free PVP, indomethacin dimer.0.5, F6A schematic, not data.