Paper page

Original: publisher page

Takafumi Sato, Lynne S. Taylor* · CrystEngComm 17, 5046-5053 (2015)

Chiral discrimination by a cellulose polymer: differential crystallization inhibition of enantiomers in amorphous dispersions

With the same 5% of polymer in an undercooled melt, HPMCAS slowed crystal growth of one enantiomer of a chiral compound about twice as much as the other, while PVP and HPMCP slowed both alike.

Abbreviations

ATP 2-amino-1,1,3-triphenyl-1-propanol (model chiral compound); ATP(R), ATP(S) its R and S enantiomers; ATP(RS) the racemate (1:1 mixture); HPMCAS hydroxypropyl methylcellulose acetate succinate (grades LF and HF); HPMCP hydroxypropylmethylcellulose phthalate (grade HP-55); PVP polyvinylpyrrolidone K-12; PHB polyhydroxybutyrate; HF5, PVP5 5% w/w HPMCAS-HF or PVP (Table 1 labels); Tg glass transition temperature; Tc onset recrystallization temperature on heating; Tm onset melting temperature; SI p.1 = the single supporting-information page.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Does a chiral polymer inhibit crystallization of the R and S enantiomers of a compound to different extents, and does that follow how strongly each enantiomer interacts with the polymer?

Short answer

Yes for HPMCAS, not for HPMCP, PVP or PHB. At 60 °C one enantiomer grew about twice as fast as the other with HPMCAS, and the grade decided which one; IR showed more hydrogen bonding to the polymer for the enantiomer that was slowed more. The paper's text names the faster enantiomer the other way round from its own figures. ·····

Conclusion

For melt-quenched ATP with 5% w/w polymer, HPMCAS inhibited spherulite growth of the R and S enantiomers to different extents, about two-fold, and the favoured enantiomer switched between the LF and HF grades; achiral PVP and chiral HPMCP inhibited both enantiomers alike, and chiral PHB had minimal effect. ···· By the figures, the DSC onsets and a 40 °C IR series, HPMCAS-LF slowed ATP(S) more and HPMCAS-HF slowed ATP(R) more; the growth-rate sentence of the text states the reverse. ···· The authors attribute the difference "most likely" to how well each enantiomer hydrogen-bonds to HPMCAS, through the ATP amino group and the polymer carbonyls seen by IR at 20–30% polymer, and the grade switch "most likely" to acetate and succinoyl substitution, which was not measured. ··· For HPMCP they propose ("may minimize") that the binding carbonyls sit next to the achiral phthalate group so that both enantiomers bind alike, which matches its identical R and S spectra; PVP and PHB interactions were not measured. ·· They read the result as strong support ("strongly supports") for compound–polymer interactions as critical determinants of crystal growth inhibition.

01Why this study

Known 1Amorphous drugs crystallize

The amorphous form dissolves faster and can raise absorption, but it tends to revert to the crystal in storage and dissolution.

Hancock 1997, ref 3; Andronis 2000, ref 4

Known 2Polymers inhibit crystallization, but how is not settled

Raising Tg, dilution and specific drug–polymer interactions are all proposed.

Van den Mooter 2001, ref 10; Taylor 1997, ref 5; Kestur 2010, ref 11

Known 3Cellulose derivatives tell enantiomers apart

Chiral HPLC phases made from them retain R and S differently; the cellulose polymers used for ASDs are chiral too.

Yashima 2001, ref 15; Lämmerhofer 2010, ref 17 ··

Known 4A precedent

Chiral polymers changed nitrendipine enantiomer crystallization through nucleation, not growth.

Miyazaki 2011, ref 21

Gap → this paperDoes a chiral polymer slow crystal growth of two enantiomers differently, and do compound–polymer interactions set the difference?
More detail

What was already known. The introduction and discussion build on these points:

  • The amorphous advantage is temporary. Because it is a high-energy state, an amorphous drug temporarily dissolves faster and reaches higher solubility, which can enhance absorption, but it tends to transform to the stable crystal during storage and dissolution, so crystallization must be prevented over shelf life and during delivery. (Kawabata 2011, ref 1; Chiou 1971, ref 2; Hancock 1997, ref 3; Andronis 2000, ref 4)
  • Polymers stabilize, by several possible mechanisms. Many examples show better physical stability with polymers (refs 5–9). Proposed mechanisms are a higher Tg and so lower mobility at storage temperature (Van den Mooter 2001, ref 10), dilution that lowers the drug's chemical potential, and specific drug–polymer interactions that restrict local mobility (Taylor 1997, ref 5; Matsumoto 1999, ref 7; Miyazaki 2004, ref 8; Kestur 2010, ref 11). The authors call the stabilizing effect "currently not fully understood".
  • Enantiomers are separated on chiral polymers. Enantiomers share every chemical and physical property except handedness, so ordinary separations cannot distinguish them; chiral HPLC columns can (refs 13, 14), and their stationary phases are usually amylose or cellulose derivatives, which are chiral (Yashima 2001, ref 15; Tachibana 2001, ref 16). Under normal-phase conditions these phases engage the analyte through π–π, dipole–dipole and hydrogen-bond interactions, and when these differ between enantiomers the retention times differ (refs 17–20). ·
  • The usual ASD polymers are chiral. Hydroxypropyl cellulose, hypromellose, HPMCAS and HPMCP, all widely used to make amorphous solid dispersions, are chiral polymers.
  • Nitrendipine. Chiral polymers have been reported to affect the crystallization kinetics of nitrendipine enantiomers differently; the effect was attributed to different nucleation rates with HPMCP, with no difference in crystal growth rates. (Miyazaki 2011, ref 21)
  • Interactions as determinants of growth inhibition. Earlier studies, two from this group, pointed to compound–polymer intermolecular interactions as critical for a polymer's power to slow crystal growth; the discussion returns to them. (Kestur 2010, ref 11; Van Eerdenbrugh 2011, ref 22; Kothari 2015, ref 23)

What the paper set out to do. Measure crystal growth rates of the R and S enantiomers of a model chiral compound with chiral and achiral polymers, to test the hypothesis that differing interactions between enantiomers and a chiral polymer in the amorphous state give that polymer a different inhibitory effect on each enantiomer, while an achiral polymer affects both alike.

02How they approached it

Two enantiomers are identical in every property except handedness, so a polymer that slows them differently must act through chirality-sensitive interactions. ATP was tested alone and with one achiral polymer (PVP) and three chiral ones (PHB, HPMCP, HPMCAS in two grades), all at 5% w/w; the interactions were then read by IR. ···

ATP(S)S enantiomer of 2-amino-1,1,3-triphenyl-1-propanolModel chiral compound with one NH2 and one OH group; Tg 17.0 °C. Measured. ·
ATP(R)R enantiomerMirror image of ATP(S); Tg 16.3 °C. Measured. ·
ATP(RS)racemate1:1 cryomilled mixture; tested only alone, with PVP and with HPMCAS-HF. Measured. ··
PVPK-12, achiralMw 2000–3000 g/mol; the achiral control. Measured: growth and DSC.
PHBpolyhydroxybutyrate, chiralMw 50 000; a chiral polymer that is not a cellulose derivative. Measured: growth only.
HPMCPHP-55, chiral cellulose esterPhthalyl substituents. Measured: growth, IR at 30%.
HPMCAS-LF and HPMCAS-HFchiral cellulose estersAcetyl and succinoyl substituents; two grades whose substitution levels are not printed. Measured: growth, DSC (HF), IR at 30% (LF) and 20% (HF). ·
Fig. 1: The model compound and the five polymers
Fig. 1 · p.5047 · The model compound and the five polymersShows. ATP(R) and ATP(S) (wedged and hashed NH2), PVP, PHB, and the cellulose backbone with HPMCAS and HPMCP substituents; red asterisks mark chiral centres.

What was done

Experiment

ATP with 5% w/w polymer from solution→rotary evaporation→film melted and quenched to a clear glass.··

↓
Experiment

DSC: cool the melt, reheat at 10 °C/min→Tg, recrystallization onset, melting.·

Experiment

Hot stage at 40–120 °C→spherulite size against time→growth rate, triplicate.··

Experiment

FTIR of crystalline and amorphous ATP and of 20–30% polymer films→NH/OH and carbonyl bands.····

↓
Comparison

R against S growth with each polymer, at 60 °C and across temperature (Figs. 6–8).··

↓
Experiment

5% HPMCAS-HF glasses held at 40 °C→IR at 15 and 30 h→which enantiomer crystallized.·

More detail

What was done

  1. Dispersions. ATP and polymer (5% w/w polymer) were dissolved in acetone (HPMCAS, PVP), dichloromethane (PHB) or 1:1 dichloromethane–ethanol (HPMCP); the solvent was removed by rotary evaporation and the powder lightly ground. The racemate was made by mixing equal amounts of ATP(R) and ATP(S) and cryomilling them for 10 min; racemate dispersions with HPMCAS-HF and PVP were made the same way. ·
  2. Glasses for growth. About 3 mg was melted between two coverslips about 5 °C above the melting point and quenched at once to room temperature, giving a clear film that showed no crystals under crossed polarizers. ·
  3. Growth rates. Films were held at fixed temperatures on a hot stage (40–120 °C for the pure enantiomers, narrower ranges with polymers, 70–90 °C for the racemate). Spherulite size was photographed over time; size rose linearly and the slope, by linear regression, gave the growth rate, in triplicate for each temperature and polymer. How the spherulites were nucleated, and whether "size" is diameter or radius, is not stated. ····
  4. DSC. Tg was measured by cooling the melt at 10 °C/min and reheating at 10 °C/min; Tg, the recrystallization onset on heating (Tc) and the melting onset (Tm) were reported. ·
  5. IR. Transmission FTIR (128 scans, dry air purge) of melt-quenched or spin-coated films on KRS-5. Pure crystalline and amorphous ATP(S) were compared, then ATP(R) and ATP(S) with 30% HPMCP, 30% HPMCAS-LF and 20% HPMCAS-HF; the authors chose these higher levels to get spectral changes large enough to read. ·
  6. Crystal structure. The structure of the high-melting ATP(S) form was deposited (CCDC 1401488) to identify its hydrogen bonds; the diffraction method is not given. ·
  7. Isothermal crystallization. ATP(R) and ATP(S) glasses with 5% HPMCAS-HF were held at 40 °C and IR spectra taken after melting, at 15 h and at 30 h, against crystallized pure ATP. ·
Terms used on this page
  • Enantiomers: mirror-image forms of a chiral molecule (here R and S). The racemate is their 1:1 mixture.
  • Chiral polymer: a polymer with chiral centres; the cellulose backbone of HPMCAS and HPMCP is chiral, PVP is not.
  • Undercooled melt: the liquid or glass below the melting point; crystals growing from it form spherulites, radial crystal aggregates whose size is followed with time.
  • Tc: the onset temperature of recrystallization on heating a glass; a higher Tc means crystallization was held back.
  • LF and HF: HPMCAS grades that differ in acetyl and succinoyl substitution (levels not given in the paper).
  • NH2 stretching bands: IR bands of the amino group; a new band at lower wavenumber signals an NH2 that donates a hydrogen bond, here to a polymer carbonyl.

03Main findings

1

Alone, the two enantiomers behave almost alike; the racemate does not

Both enantiomers have Tg 16.3–17.0 °C and start to recrystallize at 58–59 °C on heating; ATP(S) grows a little faster than ATP(R), about 1.2–1.6 times. The racemate grows about 4–11 times more slowly. ···

More detail

As received, ATP(S) and ATP(R) melted at onsets of 144.0 and 142.7 °C and partly crystallized on cooling. On reheating they showed a Tg of 17.0 and 16.3 °C, recrystallized from 58.1 and 59.0 °C into at least one different polymorph and then melted mainly at 119.2 and 116.0 °C. The racemate melted at 144.6 °C, did not crystallize on cooling, had a Tg of 16.0 °C, recrystallized from 61.3 °C and remelted at 145.8 °C, like the original form. ·

Growth rates of the pure enantiomers rose from about 0.02–0.03 µm/s at 40 °C to about 21–34 µm/s at 90 °C, fell abruptly between 90 and 100 °C and stayed near 8–16 µm/s up to 120 °C. The authors call the two enantiomers' rates "almost exactly the same" , but in Figs. 6 and 9 ATP(S) is faster at every temperature, by about 1.2 times at 60–70 °C and about 1.6 times at 80–90 °C. The racemate, measured at 70–90 °C, grew at about 0.64, 1.9 and 4.7 µm/s, against about 5.3–6.7, 13–21 and 21–34 µm/s for the enantiomers. ···

2

PHB barely slows growth; PVP and HPMCP slow both enantiomers alike

At 70 °C growth fell from about 5–7 µm/s without polymer to about 4.8 µm/s with PHB, 1.6 with PVP and 0.2–0.3 with HPMCP, and R and S stayed within the pure-compound ratio. ·

Fig. 6: Growth rate against temperature, each enantiomer with each polymer
Fig. 6 · p.5049 · Growth rate against temperature, each enantiomer with each polymerShows. log scale; pure ATP fastest, then PHB, PVP, and HPMCP and HPMCAS slowest; the yellow (HPMCAS-HF) and dark-green (HPMCAS-LF) pairs split apart.Read it as. filled markers are ATP(S), markers with a light centre ATP(R); each colour is one polymer.Also supports F3, K1, K2
More detail

With PHB the two enantiomers grew at nearly the same rate as each other (about 0.95 µm/s at 60 °C and 12.4 at 80 °C): PHB slowed ATP(S) about 1.3–1.8 times at all temperatures and ATP(R) up to about 1.5 times at 40–60 °C but hardly at 70–90 °C. PVP cut growth about 10-fold at 50 °C, 5–6-fold at 60 °C, 3–4-fold at 70 °C and 2–5-fold at 80–90 °C, with R and S markers overlapping at 60, 70 and 90 °C (S/R about 1.2 at 50 °C and 0.8 at 80 °C). HPMCP cut growth about 90–100 times at 50 °C, about 50 times at 60 °C and 20–25 times at 70 °C; its rates peaked at about 1.0–1.35 µm/s at 80 °C and fell at 90 °C, and ATP(S) stayed about 1.2–1.4 times faster than ATP(R), the same ratio as without polymer. The authors: PHB had "minimal impact", PVP was effective but "equally effective for both", and HPMCP was "even more effective" with "no differential effect". ··

In DSC, 5% PVP raised the recrystallization onset from 58–59 °C to 63.6 °C (ATP(S)) and 61.5 °C (ATP(R)), which the authors read as no difference between enantiomers; Tg did not change (18.2 and 18.4 °C), "presumably" because 5% polymer is little. ···

3

HPMCAS slows the two enantiomers by different amounts, and the grade decides which

At 60 °C with HPMCAS-LF, ATP(R) grew about 1.8 times faster than ATP(S); with HPMCAS-HF, ATP(S) grew about 1.9 times faster than ATP(R). This follows the figure legends; the text says "twice as fast" with R and S swapped. ···

See also Fig. 6

Fig. 7: Spherulite size against time at 60 °C with HPMCAS-LF
Fig. 7 · p.5050 · Spherulite size against time at 60 °C with HPMCAS-LFShows. ATP(R) (triangles) grows about 1.8 times faster than ATP(S) (squares).Also supports K1
Fig. 8: Spherulite size against time at 60 °C with HPMCAS-HF
Fig. 8 · p.5050 · Spherulite size against time at 60 °C with HPMCAS-HFShows. ATP(S) (squares) grows about 1.9 times faster than ATP(R) (triangles), the reverse of LF.Also supports K1
More detail

In Fig. 7 (HPMCAS-LF, 60 °C) the ATP(R) spherulite reached about 33 units in 480 s against about 18 for ATP(S); in Fig. 8 (HPMCAS-HF) ATP(S) reached about 45 against about 23 for ATP(R). Both size–time lines are straight through the origin. ··

Fig. 6 shows the same split over temperature. With HPMCAS-HF, ATP(S) grew about 2.1, 1.9, 2.5 and 2.0 times faster than ATP(R) at 50, 60, 70 and 80 °C (for example about 0.47 against 0.19 µm/s at 70 °C). With HPMCAS-LF, ATP(R) grew about 1.9 and 1.5 times faster than ATP(S) at 60 and 70 °C (about 0.089 against 0.058 µm/s at 70 °C). Against the pure enantiomers, HPMCAS-HF slowed ATP(S) about 14–87 times and ATP(R) about 28–105 times, depending on temperature; the text gives a factor of 50 for ATP(S) without a temperature. ···

The authors write that HPMCAS "clearly has a differential impact on each enantiomer" and that it inhibited growth to a similar extent as HPMCP. The second holds near 60–70 °C; at 80 °C growth with HPMCAS-HF was about 5–9 times slower than with HPMCP. ··

Two checks on the source: the text assigns the faster enantiomer opposite to Figs. 6–8 (X1), and the absolute LF rates in Fig. 7 are about 2.5 times those in Fig. 6 at the same temperature, though the R/S ratio agrees (X3). ·

4

DSC and a 40 °C storage test agree: HPMCAS-HF holds back ATP(R) more

With 5% HPMCAS-HF, recrystallization on heating began at 81.6 °C for ATP(R) and 77.2 °C for ATP(S), against 58–59 °C without polymer. At 40 °C, ATP(S) was fully crystalline by 15 h, while ATP(R) was still partly amorphous at 30 h. ···

Table 1: Tg, recrystallization onset and melting onset by DSC
Table 1 · p.5049 · Tg, recrystallization onset and melting onset by DSCShows. Tg unchanged by 5% polymer; Tc raised most by HPMCAS-HF, more for ATP(R) (81.6 °C) than ATP(S) (77.2 °C).Also supports K3
More detail

HPMCAS-HF raised Tc more than PVP did (77.2 and 81.6 °C against 63.6 and 61.5 °C), without changing Tg (16.3 and 15.6 °C). The authors read the 4.4 °C gap as "suggesting that HPMCAS-HF is more effective at inhibiting crystallization" of ATP(R); no replicates are given for Table 1, and the 2.1 °C gap with PVP was called no difference. The racemate's Tc was 83.3 °C with HPMCAS-HF and 72.2 °C with PVP. After recrystallization the HPMCAS-HF samples melted at 106.1 (S), 102.0 (R) and 134.6 °C (RS). ···

In the 40 °C series, the ATP(S) spectra at 15 and 30 h match crystallized pure ATP(S), with a sharp band near 3365 cm−1, whereas ATP(R) shows only a weak sharp band on the broad amorphous background; the authors write that ATP(S) "appears to have completely crystallized within 15 h" and call this "in agreement with the growth rate studies". This test measures overall crystallization, including nucleation, at a temperature below the lowest growth measurement with HPMCAS-HF. ··

Fig. 15: IR of ATP(S) and ATP(R) with 5% HPMCAS-HF at 40 °C over time
Fig. 15 · p.5052 · IR of ATP(S) and ATP(R) with 5% HPMCAS-HF at 40 °C over timeShows. ATP(S) spectra at 15 and 30 h match the crystal; ATP(R) keeps a broad amorphous band with only a weak sharp peak.Also supports K3
5

IR ties inhibition to hydrogen bonds from the ATP amino group to polymer carbonyls

In the crystal ATP forms OH→N dimers and leaves the NH2 hydrogens free. With 30% HPMCP new bands appear at 3253 cm−1 (NH) and 1699 cm−1 (C=O), the same for R and S. With HPMCAS a new NH band appears at 3290 cm−1, and the amorphous NH2 band at 3390 cm−1 falls more for ATP(S) with LF and for ATP(R) with HF. ···

Fig. 13: IR with 30% HPMCAS-LF
Fig. 13 · p.5051 · IR with 30% HPMCAS-LFShows. new band at 3290 cm−1 (green arrow); the 3390 cm−1 band nearly gone with ATP(S) (b, blue arrow) but present with ATP(R) (c).Also supports K4
Fig. 14: IR with 20% HPMCAS-HF
Fig. 14 · p.5051 · IR with 20% HPMCAS-HFShows. the 3390 cm−1 band stays more intense with ATP(S) (b) than with ATP(R) (c), the reverse of LF.Also supports K4
More detail

The crystal structure of the high-melting ATP(S) form shows dimers in which the OH of one molecule donates to the N of another; the NH2 hydrogens take no part. Its spectrum has sharp NH2 stretches at 3365 and 3307 cm−1 on a broad OH band. Amorphous ATP(S) shows the same pattern, broadened and shifted up (asymmetric NH2 at 3390 cm−1), which the authors read as the crystal motif persisting in weaker form ("most likely"). ···

With 30% HPMCP the OH band moved slightly up, a new NH band appeared at 3253 cm−1, and in the carbonyl region the polymer's 1727 cm−1 band was joined by a new band at 1699 cm−1; the authors read this as the ATP NH2 donating hydrogen bonds to polymer carbonyls ("consistent with"). The spectra with ATP(R) and ATP(S) were identical, "suggesting" equal interaction. ··

With 30% HPMCAS-LF a new band at 3290 cm−1 appeared and the changes were larger for ATP(S): the 3390 cm−1 band nearly vanished with ATP(S) but stayed with ATP(R), read as more ATP–polymer bonding for ATP(S) and more remaining ATP–ATP bonding for ATP(R). With 20% HPMCAS-HF the 3390 cm−1 band stayed more intense with ATP(S), read as fewer interactions of ATP(S) than of ATP(R) with HPMCAS-HF. Overall the authors say the IR data "strongly suggests" carbonyl–amino hydrogen bonding for both cellulose polymers. ····

Read against the growth figures, the enantiomer with more IR evidence of polymer bonding is the one slowed more with each grade (ATP(S) with LF, ATP(R) with HF). These spectra were taken at 20–30% polymer, not the 5% used for growth, and the changes are described without band areas. No IR of PVP or PHB films is shown. ··

Fig. 12: IR with 30% HPMCP
Fig. 12 · p.5051 · IR with 30% HPMCPShows. a new NH band at 3253 cm−1 (arrow), identical for ATP(S) (b) and ATP(R) (c).Also supports K5
Fig. 11: Crystal structure of ATP(S)
Fig. 11 · p.5051 · Crystal structure of ATP(S)Shows. OH···N hydrogen-bonded dimers; the NH2 hydrogens are free.
6

Polymers slow the racemate far less than the enantiomers

For the racemate, PVP and HPMCAS-HF each slowed growth only about two-fold at 70–90 °C, while HPMCAS-HF slowed the enantiomers 14–105-fold by Fig. 6. ···

Fig. 9: Growth rate of the racemate with and without polymer
Fig. 9 · p.5050 · Growth rate of the racemate with and without polymerShows. the racemate grows several times more slowly than the enantiomers; PVP and HPMCAS-HF each cut its rate only about two-fold.Also supports K6
More detail

The racemate grew at about 0.64, 1.9 and 4.7 µm/s at 70, 80 and 90 °C; with PVP at about 0.30, 1.0 and 2.65 µm/s and with HPMCAS-HF at about 0.28, 0.91 and 2.2 µm/s. The authors note ("Interestingly") that PVP and HPMCAS-HF were similarly effective for the racemate, unlike for the enantiomers where HPMCAS-HF was "considerably more effective" than PVP, and that HPMCAS-HF reduced racemate growth by a factor of two but ATP(S) growth by a factor of 50. ···

04Further observations

  • Below 100 °C the enantiomers grow as a lower-melting polymorph, above it as the higher-melting one; growth rate breaks between 90 and 100 °C. ·
  • Amorphous ATP keeps the crystal's hydrogen-bond pattern, more weakly. ·
  • 5% polymer left Tg unchanged (14.3–18.4 °C) yet raised the recrystallization onset. ·
  • Spherulites formed in every film, with or without polymer.
More detail
  • Two polymorphs grow. Crystals grown at 40–90 °C looked clearly different from those grown above 100 °C, and the growth rate dropped between 90 and 100 °C (ATP(S) about 34 → 15 µm/s, ATP(R) about 21 → 8). On the DSC data and IR of crystallized films (not shown), the authors assign the low-melting polymorph below 100 °C and the high-melting one at 100 °C and above, noting the low-melting form cannot grow at 120 °C since it melts. All polymer comparisons lie at or below 90 °C. ···
  • Weaker hydrogen bonds in the glass. Amorphous ATP(S) shows the crystal's NH2 pattern broadened and shifted up (3390 against 3365 cm−1), read as the motif persisting with weaker hydrogen bonds. ·
  • Tg does not move. Tg ranged from 14.3 to 18.4 °C across all nine DSC samples; the authors put this down "presumably" to the low polymer content, while Tc rose by 2.5–23 °C with polymer. ·
  • Morphology. ATP(R) formed spherulites alone and with each polymer (Fig. 2); temperature and time are not stated. ·
Fig. 10: IR of amorphous and crystalline ATP(S)
Fig. 10 · p.5050 · IR of amorphous and crystalline ATP(S)Shows. sharp NH2 bands at 3365 and 3307 cm−1 in the crystal; broader bands shifted up (3390 cm−1) in the glass.

05How the authors connect the findings

1The ATP amino group donates hydrogen bonds to polymer carbonyl groups. ·
↓
2More compound–polymer interaction means more growth inhibition, as earlier reports found.
↓
HPMCAS: ester carbonyls near the chiral backboneR and S bind to different extents↓the more strongly bound enantiomer grows more slowly↓about two-fold difference.·
HPMCP: carbonyls next to the achiral phthalatecontact with chiral groups is minimized↓R and S bind alike↓equal inhibition.·
PVP: no chiralityR and S bind alike↓equal inhibition.
PHB: little bindingminimal interaction ("presumably")↓little inhibition and no difference.
What decides which enantiomer HPMCAS slows. The grade: the switch between LF and HF is "most likely linked" to their acetate and succinoyl substitution, which was not measured.
Conclusion drawn. The result "strongly supports" compound–polymer interactions as critical determinants of crystal growth inhibition.
More detail
  1. In HPMCP and HPMCAS dispersions a new, lower-wavenumber NH band appears (3253 or 3290 cm−1), and with HPMCP a new carbonyl band at 1699 cm−1; the authors read this as the ATP NH2 donating hydrogen bonds to polymer carbonyls, whereas in the crystal the NH2 hydrogens are free. ····
  2. Earlier work had linked a polymer's power to slow crystal growth to its intermolecular interactions with the compound. Because R and S differ only in chirality, a chirality-dependent change in growth rate isolates that factor; the authors say the result "strongly supports" those reports (refs 11, 22, 23).

HPMCAS. Some of its carbonyls, in the acetate and succinate ester linkages, sit close to the cellulose backbone and its chiral centres. R and S then bind to different extents ("it is clear"), and "this differential interaction leads to a factor of two variation" in growth rate; the abstract and conclusions put the cause as "most likely due to" different hydrogen-bonding ability of each enantiomer. ·

HPMCP. Its interacting carbonyls lie next to the rigid, achiral phthalate group, which "may minimize" contact of ATP with the chiral backbone and other chiral groups; R and S then bind alike, consistent with their identical spectra. The conclusions call these groups "distant from chiral centers"; the drawn structure places a chiral centre on the hydroxypropyl link of one phthalate ester. ··

PVP. Without chirality it cannot tell R from S ("it is suggested"); no IR of PVP films is shown. ·

PHB. It barely slowed growth and showed no difference, "presumably" because it hardly interacts with either enantiomer; not measured. ·

What decides which enantiomer HPMCAS slows. LF and HF favour opposite enantiomers. The authors call this "not readily explainable without more detailed studies" but "most likely linked to the different degree of substitution" of acetate and succinoyl groups and their part in binding ATP.

Conclusion drawn. Since everything apart from chirality is identical, the result "strongly supports" earlier reports that compound–polymer intermolecular interactions are critical determinants of a polymer's effectiveness as a crystal growth inhibitor.

06What it means for formulation

Stated by the authors
  • These insights matter for amorphous solid dispersions and for inhibiting drug crystallization.
AI reading, not stated in the paper
  • For a chiral drug, the HPMCAS grade can shift growth inhibition about two-fold between enantiomers.
  • A polymer ranking made on the racemate need not transfer to a single enantiomer.
More detail
Stated by the authors
  • Understanding how polymers inhibit crystallization of amorphous compounds is important for delivering poorly water-soluble compounds as amorphous solid dispersions, and these results add to that understanding.
  • Compound–polymer intermolecular interactions decide how well a polymer slows crystal growth ("strongly supports").
AI reading, not stated in the paper
  • For a single-enantiomer drug, HPMCAS grades are not interchangeable as growth inhibitors: here LF and HF favoured opposite enantiomers, each by about two-fold at 60 °C.
  • The racemate responded far less to the same polymers (about two-fold against 14–105-fold), so polymer screening on a racemate can understate or misrank the effects on a pure enantiomer.
  • Growth was inhibited strongly while Tg did not move, which points to specific interactions rather than mobility as the lever at low polymer levels.
  • A spectral marker of polymer bonding (the loss of the free amorphous NH2 band) tracked which enantiomer was protected; such markers could be used to rank grades before stability studies, though only one compound was tested.

07Open questions

Raised by the authors
  • What in HPMCAS-LF and HPMCAS-HF makes them favour opposite enantiomers needs more detailed interaction studies.
Not covered by this paper (AI reading)
  • The text and figures disagree on which enantiomer each grade slows.
  • Interactions were measured at 20–30% polymer, not at 5%.
More detail
Raised by the authors
  • The LF/HF switch is "not readily explainable without more detailed studies of the key intermolecular interactions".
Not covered by this paper (AI reading)
  • The growth-rate sentence assigns the faster enantiomer opposite to Figs. 6–8, DSC and the 40 °C IR series; a corrected statement would settle it.
  • Substitution levels of the two HPMCAS grades and of HPMCP are not given, so the proposed substitution effect cannot be checked.
  • Interactions were measured at 20–30% polymer and only qualitatively; PVP and PHB were not measured at all. ·
  • Nucleation was not measured, although the earlier nitrendipine work found the enantiomer effect in nucleation; the 40 °C test mixes nucleation and growth. ·
  • Only one compound, a non-drug model, one polymer level for growth, and melts rather than solvent-made or stored dispersions, were examined.

08How solid

AI assessment, not a statement made in the paper
Moderate

The about two-fold HPMCAS split is direct and agrees across Figs. 6–8, DSC and the 40 °C IR series. But the text swaps the enantiomers, pure ATP(S) already grows 1.2–1.6 times faster, and the interaction evidence is qualitative IR at higher polymer levels. ·······

More detail
What holds
  • Growth rates are direct, triplicate measurements over a wide temperature range, with straight size–time lines. ···
  • The HPMCAS split appears at every temperature measured (about 1.5–2.5 times) and reverses between grades, while PVP and HPMCP keep the pure-compound ratio. ·
  • Three independent read-outs agree on direction for HPMCAS-HF: growth (Figs. 6, 8), Tc (81.6 against 77.2 °C) and the 40 °C IR series. ···
  • The IR trends point the same way as the growth data for both grades, and HPMCP gives identical spectra for R and S. ···
What weakens it
  • The text names the faster enantiomer opposite to the figures for both grades.
  • Pure ATP(S) grows about 1.2–1.6 times faster than ATP(R), against the text's "almost exactly the same"; the HPMCAS effect is about 1.5–2.5 times on top of this.
  • The IR interaction evidence is qualitative and was taken at 20–30% polymer, not 5%; PVP and PHB were not examined by IR. ·
  • Absolute LF growth rates differ about 2.5-fold between Figs. 6 and 7, and the "factor of 50" cannot be placed at a temperature. ·
  • The substitution explanation of the grade switch and the HPMCP site argument are untested, and the drawn HPMCP structure places a chiral centre beside a phthalate ester. ··
  • DSC differences are single values without replicates; the polymorph identity of the growing crystals rests on spectra not shown. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.5047)key figureDefines the systems: ATP(R) and ATP(S), achiral PVP, chiral PHB and the cellulose esters HPMCAS and HPMCP with chiral centres marked.0.2A chiral centre is drawn on the hydroxypropyl link of a phthalate ester, against the "distant from chiral centers" argument.
Fig. 2 (p.5047)Shows ATP(R) spherulites forming alone and with each polymer.0.4Temperature and time not stated.
Fig. 3 (p.5048)DSC of the pure enantiomers and racemate: melting, partial crystallization on cooling, Tg and recrystallization on reheating.·F1The racemate's "higher melting" holds only against the recrystallized enantiomers.
Fig. 4 (p.5048)DSC with 5% PVP: Tc raised slightly, alike for R and S.F2
Fig. 5 (p.5048)DSC with 5% HPMCAS-HF: Tc raised more, higher for ATP(R).F4, K3Which scan gives the mixture Tm is unclear.
Table 1 (p.5049)key figureThe DSC numbers behind F1, F2 and F4.F4, K3No replicates stated.
Fig. 6 (p.5049)key figureThe central data: growth rates of R and S with each polymer, 40–120 °C.F2, F3, K1, K2Pure S already faster than R; the text's "factor of 50" cannot be placed.·
Fig. 7 (p.5050)key figureHPMCAS-LF at 60 °C: ATP(R) faster than ATP(S).F3, K1Text swaps R and S; absolute rates differ from Fig. 6.·
Fig. 8 (p.5050)key figureHPMCAS-HF at 60 °C: ATP(S) faster than ATP(R).F3, K1Text swaps R and S.
Fig. 9 (p.5050)key figureRacemate growth with and without PVP or HPMCAS-HF, with the pure enantiomers.F6, K6
Fig. 10 (p.5050)key figureBaseline IR: crystal against glass, NH2 bands shift up and broaden in the glass.0.4
Fig. 11 (p.5051)key figureCrystal structure: OH···N dimers, free NH2 hydrogens.F5
Fig. 12 (p.5051)key figureHPMCP binds ATP through NH2 (new 3253 cm−1 band) equally for R and S.F5, K5Measured at 30% polymer.
Fig. 13 (p.5051)key figureHPMCAS-LF binds ATP(S) more than ATP(R).F5, K4Measured at 30% polymer; qualitative.
Fig. 14 (p.5051)key figureHPMCAS-HF binds ATP(R) more than ATP(S).F5, K4Measured at 20% polymer; qualitative.
Fig. 15 (p.5052)key figure40 °C storage: ATP(S) crystallizes first with 5% HPMCAS-HF.F4, K3Includes nucleation; below the growth range.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Fig. S1 (SI p.1)HPMCP carbonyl band 1727 cm−1 joined by a new band at 1699 cm−1 with ATP.F5Caption names "HPMC".