Paper page

Original: publisher page

Bernard Van Eerdenbrugh, Lynne S. Taylor* · Molecular Pharmaceutics 7(4), 1328-1337 (2010)

Small Scale Screening To Determine the Ability of Different Polymers To Inhibit Drug Crystallization upon Rapid Solvent Evaporation

Spin-coating 8 fast-crystallizing drugs with 7 polymers at 7 ratios showed that drugs which crystallize readily on their own stay hardest to keep amorphous, that no polymer is best for every drug, and that the acidic polymers PAA and PSSA are the best inhibitors for amide and basic drugs but the worst for acidic drugs.

Abbreviations

AI amorphicity index (%); ASD amorphous solid dispersion; BD benzamide; BI bifonazole; CP chlorpropamide; CZ chlorzoxazone; DCM dichloromethane; DSC differential scanning calorimetry; E100 Eudragit E100; EtOH ethanol; FB flurbiprofen; FFA flufenamic acid; HPMC hydroxypropylmethylcellulose; HPMCAS hydroxypropylmethylcellulose acetate succinate; LI lidocaine (LD in Fig. 2); PAA poly(acrylic acid); PH phenacetin; PLM polarized light microscopy; PSSA poly(styrene sulfonic acid); PVP poly(vinylpyrrolidone); PVPVA poly(vinylpyrrolidone-vinyl acetate); RAHB resonance-assisted hydrogen bond; class I / II rapid / intermediate crystallizer of the pure drug after spin coating (ref 9); codes AAAA to CCCC: film scored completely amorphous to completely crystalline; SI p. = page of the supporting information.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can a small spin-coating screen rank polymers by how well they stop drug crystallization after rapid solvent evaporation, and does that ability depend on the drug's own crystallization tendency and on drug–polymer chemistry?

Short answer

Yes, for these 8 drugs. The rapid crystallizers (class I) kept a lower average amorphicity index (47–59%) than FB, CP and BI (68–97%). The average polymer ranking, from PVP = PVPVA (70%) down to PSSA (48%), hides a strong drug dependence: PAA and PSSA were the two best polymers for the two amides and the two worst for the four acidic drugs. Bulk powders made by rotary evaporation mostly ranked PAA and PVP the same way. ····

Conclusion

For 8 class I and II drugs spin-coated with 7 polymers and stored dry for 7 days, drugs whose pure amorphous form crystallizes rapidly "tended to" be harder to stabilize and to need more polymer, and polymer performance was "highly compound dependent", so no polymer was universally best. ··· The acidic polymers PAA and PSSA were good stabilizers for the amide drugs BD and PH and, mostly, for the bases BI and LI, but "extremely poor" for the acidic drugs FB, FFA, CP and CZ, for which E100, PVP and PVPVA "tend to show the best performance". ···· Small-molecule analogues of these acids changed drug solubility in ethanol little except for BI, so the authors set aside a solubility effect and ascribe the pattern to drug–polymer interactions ("reasonable to speculate"), which this paper did not measure. ·· Bulk 50/50 powders with PAA or PVP gave a "reasonable" match with the films, PH with PAA being the one clear exception, and the authors present spin coating as a "potentially useful" screen that needs little drug. ··

01Why this study

Known 1Amorphous drugs recrystallize

The higher energy of the amorphous form drives crystallization during storage, a major drawback of solid dispersions.

Hancock 1997, ref 3

Known 2Polymers often help

Many dispersions are stabilized by polymers, but studies usually test one drug with one or a few polymers.

refs 4–6

Known 3Pure drugs differ widely

Spin coating and melt quenching sorted 51 compounds into rapid (class I), intermediate (class II) and slow (class III) crystallizers.

Baird 2010, ref 8; Van Eerdenbrugh 2010, ref 9

Gap → this paperDoes a drug's own crystallization tendency carry over into a dispersion, and is any polymer a better stabilizer in general?
More detail

What was already known. The paper numbers its references; the introduction builds on these points:

  • Solid dispersions raise apparent solubility. A drug molecularly dispersed in a polymer carrier, being noncrystalline, can show a higher apparent solubility or a faster dissolution than the crystal and so potentially a higher oral exposure. (Leuner 2000, ref 1; Serajuddin 1999, ref 2)
  • Recrystallization is the main risk. It is driven by the higher energy of the amorphous drug relative to the crystal; numerous studies show polymers improving physical stability, and PVP, PVPVA, HPMC, HPMCAS, polyacrylates and polymethacrylates are the usual carriers. (Hancock 1997, ref 3; refs 4–6; ref 1)
  • Single-drug studies leave two questions open. With one drug and one or a few polymers it is hard to tell whether crystallization in a dispersion follows the crystallization tendency of the pure amorphous drug, and whether polymers can be ranked as better stabilizers overall. These two questions became the paper's hypotheses. ·
  • Preparation methods use much drug. Melt extrusion, spray drying, freeze drying and newer routes such as mechanical disruption need relatively large amounts of drug, so low-consumption methods that show whether a dispersion is feasible are of interest. (Willart 2008, ref 7)
  • The group's classification. Miniaturized screens of 51 pure compounds, by cooling the melt in DSC pans and by spin coating, sorted them into three classes, with good agreement between the two routes. Class I crystallizes rapidly and almost completely right after spin coating; class II shows little crystallinity at first but substantial crystallinity within 7 days; class III shows little even after 7 days. (Baird 2010, ref 8; Van Eerdenbrugh 2010, ref 9)
  • Usual model drugs are easy cases. Compounds commonly used as models in solid-dispersion research are often class III, whose pure amorphous form is fairly stable even without polymer; class III drugs were therefore left out here. (ref 9) ·

What the paper set out to do. Test two hypotheses: that more polymer is needed to stop crystallization of drugs with a high propensity to crystallize, and that the stabilizing ability of polymers varies with the chemistry of drug and polymer. To do so, spin-coat 8 class I and II drugs of varied chemistry with 7 chemically diverse polymers at 7 ratios, follow crystallization for a week, and check whether the film results carry over to bulk powders made by rotary evaporation. ·····

02How they approached it

One small, fast method applied to a full matrix: 8 drugs that differ in acid–base chemistry and in crystallization tendency, 7 chemically diverse polymers and 7 drug/polymer ratios, scored over a week of dry storage. Two checks follow: whether acids change drug solubility, and whether bulk powders behave like the films. ·····

BDbenzamideAmide; rapid crystallizer (class I). Films with all polymers; bulk with PAA and PVP.
PHphenacetinAmide; class I. Films and bulk.
FBflurbiprofenCarboxylic acid, pKa 4.37; class I from ethanol/dichloromethane, class II from ethanol. Films and bulk. ·
FFAflufenamic acidCarboxylic acid, pKa 3.88; its aniline N–H is held in an intramolecular hydrogen bond, so it is treated as purely acidic; class I. Films and bulk. ·
CPchlorpropamideAcidic sulfonylurea, pKa 4.33; intermediate crystallizer (class II). Films and bulk.
CZchlorzoxazoneWeak acid, pKa 9.39; class I. Films and bulk.
BIbifonazoleImidazole base, pKa 6.69; class II. Films only. ·
LIlidocaineAmine base, pKa 7.75; class I. Films and bulk.
E100Eudragit E100Basic amine methacrylate copolymer: amine 5.0 and ester 10.0 mmol/g. Films.
PAApolyacrylic acidThe most acid groups: COOH 13.9 mmol/g. Films and bulk.
PVPK 12Lactam amide: 9.0 mmol/g. Films and bulk.
PVPVAK 28Amide 4.6 and ester 5.5 mmol/g. Films.
PSSApolystyrene sulfonic acidStrong sulfonic acid, 5.4 mmol/g; not a pharmaceutical excipient. Films. ·
HPMChypromellose 2910Ether 10.7 and alcohol 5.3 mmol/g; films spun from ethanol/dichloromethane. ·
HPMCASgrade AS-MFEther, alcohol and ester groups with few acid groups (COOH 1.0 mmol/g); films spun from ethanol/dichloromethane. ·
Acetic acid and benzenesulfonic acidsmall-molecule analogues of PAA and PSSAAdded to ethanol in the solubility test only. ··
Fig. 2: The eight model drugs: structure, crystallization class and pKa
Fig. 2 · p.1332 · The eight model drugs: structure, crystallization class and pKaShows. two amides (BD, PH), four acids (FB, FFA, CP, CZ) and two bases (BI, LI, labelled LD); the intramolecular hydrogen bond of FFA is marked.

What was done

Experiment

Drug + polymer in ethanol (ethanol/DCM for HPMC, HPMCAS) at 7 ratios→spin-coated on coverslips, three films each→stored dry over P2O5.

↓
Experiment

Polarized light microscopy at day 0, 1, 3 and 7→each composition scored AAAA to CCCC.··

↓
Analysis

Amorphicity index per composition→averages per drug–polymer pair, per drug and per polymer.······

↓
Experiment

Drug solubility in ethanol with acetic or benzenesulfonic acid, stand-ins for PAA and PSSA→HPLC-UV.··

Experiment

50/50 PAA and PVP powders by rotary evaporation→PLM and DSC crystallinity at days 1, 3 and 7.····

↓
Comparison

Bulk versus film ranking of PAA and PVP for 7 drugs.····

More detail

What was done

  1. Films. Drug and polymer were dissolved together in ethanol (HPMC and HPMCAS in 1/1 w/w ethanol/dichloromethane) at drug/polymer ratios of 10/90, 25/75, 40/60, 50/50, 60/40, 75/25 and 90/10 (w/w). Where BI or LI precipitated with PAA or PSSA, the mixture was vortexed before coating. 200 µL was spread on an 18 × 18 mm coverslip and spun for 20 s at 8000 rpm; each solution gave three films, which were kept in a desiccator over P2O5. ·
  2. Scoring. Within 30 min of coating (day 0) and after 1, 3 and 7 days, the three films were examined by polarized light microscopy, and the crystalline area, weighed against the drug content, was scored: AAAA (no crystals seen), AAAC (some crystals, drug mostly amorphous), AACC (comparable amounts), ACCC (mostly crystalline) or CCCC (fully crystalline). The films are thin enough that crystals were assumed to span their whole height, which makes the area a semiquantitative measure. ··
  3. Amorphicity index. The four scores of a composition were turned into the AI, the share of A letters out of the 16 possible. AI was averaged over the 7 ratios for each drug–polymer pair (Table 1), and those averages over all polymers for each drug (Fig. 4) and over all drugs for each polymer (Fig. 5). ······
  4. Solubility check. Because PAA and PSSA gave the most extreme results, excess drug was shaken for 24 h at room temperature in ethanol alone or with 83.5 mg/mL acetic acid or 85.4 mg/mL benzenesulfonic acid; these levels carry as many acid groups as 10% PAA or PSSA solutions. The polymers themselves were not used because their viscous solutions could not be separated from the solid. Supernatants were assayed by HPLC-UV in triplicate. ···
  5. Bulk check. 50/50 (w/w) powders with PAA and with PVP were made by rotary evaporation (1 g drug and 1 g polymer in 80 mL ethanol, 35 °C bath) for every drug except BI, stored dry and examined after 1, 3 and 7 days by polarized light microscopy and DSC (5 °C/min; crystallinity from the drug's melting enthalpy relative to the pure crystal, n = 2). ····
  6. Supporting chemistry. pKa values were computed with MarvinSketch, functional-group densities of the polymers calculated from their structures, and two FFA crystal structures checked for an intramolecular hydrogen bond. ···

Key equations

Amorphicity index (p.1330, in words)
AI (%)=nA16×100

n_A is the number of A letters in a composition's four scores (days 0, 1, 3 and 7). A film set that stays AAAA throughout scores 100%, one that is CCCC throughout scores 0. Every ranking in the paper is an average of this index over ratios, drugs or polymers.···

Terms used on this page
  • Amorphicity index (AI): this paper's score for how much of the drug stayed amorphous over a week; it mixes how fast and how far a film crystallized.
  • Class I, II, III: the crystallization tendency of the pure drug after spin coating, from the group's earlier work: rapid, intermediate, slow.
  • Birefringence: crystals appear bright or coloured between crossed polarizers, amorphous material does not; this is how crystals were seen in the films.
  • Spin coating: a drop of solution on a fast-spinning glass slide dries in seconds to a thin film, mimicking rapid solvent removal.
  • Rotary evaporation: slow solvent removal under vacuum from a rotating flask, used here to make bulk powders.
  • pKa: the pH at which an acidic or basic group is half ionized; low for acids, high for bases.
  • Resonance-assisted hydrogen bond (RAHB): a strong intramolecular hydrogen bond closing a six-membered ring with conjugated bonds.
Fig. 3: The seven polymers and their functional-group densities
Fig. 3 · p.1333 · The seven polymers and their functional-group densitiesShows. amine (E100), carboxylic acid (PAA, HPMCAS), amide (PVP, PVPVA), ester, sulfonic acid (PSSA), alcohol and ether (HPMC, HPMCAS), in mmol/g.
Fig. 1: What the five scores look like: PH 50/50 films
Fig. 1 · p.1331 · What the five scores look like: PH 50/50 filmsShows. (A) AAAA, PAA day 0; (B, C) AAAC, PVPVA day 0 at 4× and 40×; (D) AACC, PVPVA day 1; (E) ACCC, PVPVA day 3; (F) CCCC, HPMCAS day 1.

03Main findings

1

Drugs that crystallize fast on their own are the hardest to protect

Averaged over all polymers and ratios, the class I drugs kept 47–59% amorphicity (PH 47, CZ 47, BD 48, LI 55, FFA 59). FB (class I/II), CP and BI (class II) kept 68, 73 and 97%. ·

Fig. 4: Average amorphicity index per drug
Fig. 4 · p.1333 · Average amorphicity index per drugShows. the five class I drugs (47–59%) below FB, CP and BI (68–97%).Also supports K1
More detail

Ranked by average AI (Fig. 4), all five class I drugs come below FB, CP and BI. The same order shows composition by composition. For BD, PH, CZ and LI, every polymer except PSSA with PH failed completely (AI 0) at 75/25, whereas BI films stayed largely amorphous even at 90/10 drug (AI 69–100) and CP films stayed fully amorphous up to 75/25 with every polymer except PAA and PSSA (HPMCAS 94 at 75/25). ······ FFA, although class I, behaved more like the other acidic drugs: it stayed amorphous up to 60/40 with E100, PVP and PVPVA. ··

The authors read this as: class I compounds are "much more challenging" during both film formation and storage and are "ideal model compounds" for telling polymers apart, whereas the models usually studied are often class III. Knowing the pure drug's crystallization tendency is therefore "extremely important" early in formulation ("these results suggest"). ··· The statement that more polymer is needed for these drugs rests on the averaged index; the polymer fraction needed for each drug is not tabulated, although Table S2 shows it. ·

2

On average PVP and PVPVA lead and the acidic polymers trail, but no polymer is best for all

Mean AI over all drugs: PVP = PVPVA 70% > E100 67% > HPMC 66% > HPMCAS 62% > PAA 49% > PSSA 48%. Asked whether one polymer is universally superior, the authors answer "clearly no". ··

Fig. 5: Average amorphicity index per polymer
Fig. 5 · p.1334 · Average amorphicity index per polymerShows. PVP and PVPVA on top (70%), PAA and PSSA at the bottom (49, 48%).Read it as. an average over very different drugs; Table 1 shows the spread.Also supports K2
More detail

The averages (Fig. 5) hide wide swings. Every polymer ranged widely across the drugs in Table 1: PSSA from 8 (CZ) to 99 (BI), PAA from 13 (FFA) to 100 (BI), E100 from 13 (PH) to 99 (BI), PVP from 29 (LI) to 94 (CP), and HPMC from 38 (PH) to 95 (CP, BI). The two polymers with the lowest averages, PAA and PSSA, gave either the highest values (BD, PH, BI, LI) or the lowest (FB, FFA, CP, CZ) among all polymers, depending on the drug. · One Table S2 value (FFA–PSSA at 60/40) is printed as 94 where the day-by-day scores give 6; the PSSA and FFA averages are therefore slightly high, but no rank changes.

3

Acidic polymers protect amide and basic drugs but fail with acidic drugs

For BD and PH, PSSA (68, 78) and PAA (64, 67) gave the highest averages and E100 (30, 13) the lowest. For FB, FFA, CP and CZ, PAA (13–31) and PSSA (8–30) gave the lowest and E100, PVP and PVPVA (63–96) the highest. ··

Table 1: Average amorphicity index of every drug–polymer pair
Table 1 · p.1334 · Average amorphicity index of every drug–polymer pairShows. PAA and PSSA high for BD, PH, BI and LI, low for FB, FFA, CP and CZ.Also supports K2, K3
More detail
  • Amides (BD, PH). Both drugs gave the same order: PSSA > PAA > PVP > PVPVA > HPMC > HPMCAS > E100, so the most acidic polymers were best. BD–PSSA and PH–PSSA films stayed fully amorphous up to 50/50 and 40/60 drug. ···
  • Bases (BI, LI). The authors place the acidic polymers on top here too. For BI, PAA (100) was highest, with PSSA (99) tied with E100 and PVPVA; for LI, PSSA (71) was highest but PAA (61) fell just below HPMC (62). PVP was the weakest polymer for both bases (93 and 29); LI–PVP films were fully crystalline from day 0 at 40/60 drug and above. ····
  • Acids (FB, FFA, CP, CZ). PAA and PSSA were "very poor": FFA–PSSA films were fully crystalline at day 0 from 10/90 to 50/50 drug, CP–PSSA from 25/75 to 75/25 and CZ–PSSA from 25/75 upward, and FFA–PAA crystallized even at 10/90. HPMCAS, with only 1.0 mmol/g COOH, was less poor but the next worse (70, 62, 88, 46); HPMC was somewhat better than HPMCAS but, except for CP, below E100, PVP and PVPVA, which "tend to show the best performance". ·····

The authors see "an interesting relationship" between drug–polymer chemistry and crystallization ("there appears to be"), and conclude that drug and polymer properties together decide whether an amorphous dispersion can be formed and kept ("suggest"). ·

Table S1: Day-by-day scores of every film setTable S1: Day-by-day scores of every film set
Table S1 · p.SI-1–2 · Day-by-day scores of every film setShows. white (AAAA) to black (CCCC) for each drug, polymer, ratio and day; the black blocks from day 0 show crystallization during coating.
4

Acid additives barely change drug solubility in ethanol

With acetic or benzenesulfonic acid at the acid content of 10% PAA or PSSA, solubility stayed at about 77–141% of the ethanol value for most drugs. BI rose to about 250% and 960%, CP to about 200% with benzenesulfonic acid only, and LI did not change. ·

Fig. 6: Drug solubility in ethanol with the acid analogues
Fig. 6 · p.1335 · Drug solubility in ethanol with the acid analoguesShows. black bars acetic acid, white bars benzenesulfonic acid, relative to pure ethanol (log scale); only BI rises strongly.Also supports K4
More detail

Solubilities in pure ethanol ranged from 23.7 mg/mL (BI) to 828.5 mg/mL (LI). Relative to these, acetic acid gave about 77–118% for every drug except BI (about 252%), and benzenesulfonic acid about 82–141% except CP (about 197%) and BI (about 958%). The authors call the influence "in general minor", with a significant increase only for BI; LI showed none, even though its high solubility could mask a small rise. They conclude that the contrast between basic or amide drugs and acidic drugs "cannot be explained" by solubility changes that would alter supersaturation during evaporation. · The test used small-molecule analogues in ethanol, not the polymers, and no statistical test is given; the rise for CP with benzenesulfonic acid is not discussed. · The additive levels match 10% polymer on a weight-per-volume basis, although the text says w/w.

5

Bulk powders rank PAA and PVP the same way as the films, except phenacetin

In 50/50 powders, the acidic drugs were about 64–117% crystalline with PAA and at most about 3% with PVP. BD and LI kept the film order too. PH crystallized extensively with PAA (about 80–95%), where its film had shown only slight crystallinity. ···

Fig. 8: Crystallinity of the 50/50 bulk powders by DSC
Fig. 8 · p.1336 · Crystallinity of the 50/50 bulk powders by DSCShows. black bars PAA, white bars PVP, days 1, 3 and 7; acidic drugs crystalline with PAA only, BD and LI more crystalline with PVP, PH crystalline with both.Also supports K6
More detail

By DSC, crystallinity hardly changed between day 1 and day 7 (Fig. 8). With PAA: FB about 85–94%, FFA about 116–117%, CP about 70–78%, CZ about 64–70%; with PVP these drugs showed about 2–3% or no bar at all. BD was less crystalline with PAA (about 7–10%) than with PVP (about 25–45%), and LI likewise (about 9–12% against 61–82%), matching the film order. PH was highly crystalline with both polymers (PAA about 80–95%, PVP about 75–77%), whereas the 50/50 PH film with PAA was only slightly crystalline at day 7 (AI 94) and that with PVP semicrystalline (AI 50). ·· Polarized light microscopy could tell crystalline from amorphous powders (CP–PAA against CP–PVP) but not the extent of crystallinity (BD–PAA against BD–PVP), hence the use of DSC. ·

The authors judge the agreement "reasonable", allowing that rotary evaporation is much slower, gives nuclei more time to form and grow, and runs at 35 °C, and that DSC values "cannot be taken as exact". ·· Two details do not fit their summary: FFA–PAA reads above 100% crystallinity, and the BD–PAA 50/50 film was not entirely crystal-free but slightly crystalline at day 7. ·

Fig. 7: Polarized light images of the bulk powders
Fig. 7 · p.1336 · Polarized light images of the bulk powdersShows. CP–PAA crystalline, CP–PVP not; BD–PAA and BD–PVP both birefringent.

04Further observations

  • BI and LI precipitated with PAA and PSSA in ethanol, yet no crystals were found. ·
  • Many failures happen during coating itself: some films were fully crystalline at day 0. ··
  • The five scores run from a clear film to a fully birefringent one.
  • The DSC crystallinity of FFA–PAA powders reads above 100%. ·
  • No crystallization exotherm appeared on heating any powder.
More detail
  • Amorphous precipitates with the acidic polymers. Solutions of BI and LI with PAA or PSSA precipitated at some ratios (which ones is not stated), and LI–PAA again in the bulk solution. Under the microscope the precipitates were not crystalline; the authors propose that these drugs "appear" to complex with the polymers in solution, as reported for mixtures of acidic polymers. ·
  • Crystallization during coating versus storage. The day-0 scores separate the two. FFA–PSSA (10/90 to 50/50), CP–PSSA (25/75 to 75/25) and LI–PVP (40/60 and above) were fully crystalline within 30 min of coating, whereas PH–PVPVA at 50/50 went from slightly crystalline at day 0 to mostly crystalline by day 3. ····
  • What the scores look like. For 50/50 PH films, PAA at day 0 showed no birefringence, PVPVA showed scattered needles at day 0 and progressively more crystals at days 1 and 3, and HPMCAS was birefringent over the whole field by day 1.
  • DSC limits. FFA–PAA powders read about 116–117% crystalline at every time point. The authors list reasons why DSC values are not exact (crystal disorder, polymorphism, melting–recrystallization, mixing of drug and polymer in the melt) without discussing values above 100%. No cold-crystallization exotherm was seen, so none was corrected for. ···
  • FFA as a pure acid. In the two FFA crystal structures the intramolecular N···O distance is 2.682 Å (form III) and 2.646 Å (form I), close to the 2.66–2.74 Å range reported for resonance-assisted hydrogen bonds, so the authors treat FFA as interacting only through its acid group. ·
  • A solvent difference. HPMC and HPMCAS films were spun from ethanol/dichloromethane and all others from ethanol; for FB the pure-drug class differs between these solvents. ··

05How the authors connect the findings

1Crystals can nucleate and grow while the solvent evaporates, once the drug's solubility in the drying solution is exceeded, or later during storage.
↓
2A polymer might act by changing drug solubility and so supersaturation; acid analogues changed solubility little except for BI, so this route is set aside. ·
↓
3What remains is drug–polymer intermolecular interaction, which depends on how drug and polymer chemistry pair up. ·
↓
Amide or basic drug with PAA or PSSAAcidic polymer↓for BI and LI, amorphous precipitates that "appear" to be drug–polymer complexes↓films stay amorphous longest.··
Acidic drug with PAA or PSSAAcidic polymer↓crystallization during coating or within days↓lowest AI; E100, PVP and PVPVA serve these drugs best.·
What sets the switch point. The acid–base character of the drug relative to the polymer's functional groups decides which polymer works; the pure drug's crystallization tendency decides how hard the task is. ·
Conclusion drawn. Polymer performance is "highly compound dependent", ascribed to "the synergy or lack thereof between the drug and polymer chemistry". ·
More detail
  1. During solvent evaporation the drug's solubility in the solvent is exceeded at some point, which can trigger nucleation and growth; crystallization can also happen during the later storage. Added polymer "might" alter the drug's solubility and so the supersaturation reached.
  2. Because PAA and PSSA gave the most extreme effects, their small-molecule analogues were added to ethanol at equal acid content. Solubility changed little except for BI, and not at all for LI, although both bases were well stabilized by the acidic polymers. So the difference between basic or amide and acidic drugs "cannot be explained" by solubility and supersaturation. ··
  3. Polymers of similar chemistry group together in how well they inhibit crystallization, and the grouping depends on the drug's chemistry. From this the authors find it "reasonable to speculate" that drug–polymer intermolecular interactions underlie the differences; such interactions are known to affect miscibility and have been proposed to inhibit crystallization (refs 18–20). The patterns "strongly suggest" that the interactions are "extremely important". ··

Amide or basic drug with an acidic polymer. For BD and PH the order follows polymer acidity (PSSA > PAA > … > E100). For BI and LI, the solutions with PAA and PSSA formed precipitates that were not crystalline; the authors suggest the drugs complex with the polymers already in solution ("it appears"). ··

Acidic drug with an acidic polymer. PAA and PSSA are "very poor"; HPMCAS, with few COOH groups, is the next worse, and the amine, amide and ester polymers E100, PVP and PVPVA do best. The authors give no specific interaction for these pairs.

What sets the switch point. Which polymer works depends on the pairing of drug and polymer chemistry, and how much polymer is needed depends on the pure drug's crystallization tendency: class I drugs crystallize readily even with polymer. ···

Conclusion drawn. Results: "it is reasonable to speculate" that drug–polymer interactions underlie the differences. Conclusions: the compound dependence "was ascribed to the synergy or lack thereof between the drug and polymer chemistry". The authors add that 8 drugs are too few for a full rationalization. ·

06What it means for formulation

Stated by the authors
  • Know the pure drug's crystallization tendency early; class I drugs are the best test cases for telling polymers apart. ·
  • Spin coating can rank polymers with very little drug.
AI reading, not stated in the paper
  • Choose the polymer for the drug's chemistry, not from a general ranking: acidic polymers suited the amides and bases here, amine, amide and ester polymers the acidic drugs.
  • PVP, a common default, was the weakest polymer for both bases.
More detail
Stated by the authors
  • Knowledge of the pure compound's crystallization tendency is "extremely important" in formulation development; data like the group's solution-crystallization classification "could serve as an initial guidance" on whether a solid dispersion is feasible.
  • Class I compounds "can therefore be considered as ideal model compounds" for discriminating polymers, unlike the class III compounds often used in research. ·
  • The spin-coating screen "can be potentially used" to assess polymer performance with minimal drug consumption; to make it predictive for spray drying, it could be run at the temperatures met in spray drying. ·
AI reading, not stated in the paper
  • A general polymer ranking is a poor guide: within this set the order of PAA and PSSA flips completely between amide or basic drugs and acidic drugs, so polymer choice should start from the drug's acid–base chemistry.
  • PVP and PVPVA were safe choices for the acidic drugs but PVP was the weakest polymer for lidocaine (average AI 29) and bifonazole; a basic drug may need an acidic polymer instead.
  • The screen covers formation and 7 days of dry storage at room temperature. It says nothing about humidity, longer storage or release, so it ranks candidates rather than predicting shelf life.
  • With PAA and PSSA, bases formed precipitates in solution; in a spray-drying or extrusion process such complexation could change processing as well as stability.

07Open questions

Raised by the authors
  • Formulation rules linking drug and polymer structure need more compounds; a larger study was under way.
  • Can the screen be made predictive for spray drying, for example by coating at process temperature?
Not covered by this paper (AI reading)
  • Drug–polymer interactions, the proposed cause, were not measured.
  • Whether the precipitates of bases with acidic polymers are complexes is not shown.
More detail
Raised by the authors
  • The number of compounds is too small for a comprehensive rationalization of polymer performance by drug chemistry; a more elaborate study aimed at formulation rules was ongoing.
  • The screen could be optimized for spray drying, for example by spin coating at relevant temperatures.
Not covered by this paper (AI reading)
  • No spectroscopy or other measurement of drug–polymer interactions supports the proposed mechanism. ·
  • The nature of the amorphous precipitates of BI and LI with PAA and PSSA, and the ratios at which they formed, are not reported. ·
  • Solubility was tested with small-molecule analogues in ethanol, not with the polymers or in the ethanol/dichloromethane used for HPMC and HPMCAS. ·
  • Only dry storage for 7 days was studied; humidity, temperature, longer storage and dissolution are outside the design.
  • Each polymer was used in one grade only; whether molecular weight or substitution changes the rankings is open.

08How solid

AI assessment, not a statement made in the paper
Moderate

The matrix is large and internally consistent, and the main patterns are large effects. But the scoring is visual and semiquantitative without statistics, the mechanism is inferred rather than measured, and the bulk check covers 2 polymers at one ratio. ····

More detail
What holds
  • 392 compositions in triplicate, each followed at four times, give a broad and systematic data set. ··
  • The data are internally consistent: the day-by-day scores reproduce 391 of the 392 printed AI values, and Table 1 and Figs. 4 and 5 reproduce from those values. ·····
  • The key contrasts are large, for example FFA with PAA 13 against PVP 87, and BD with PSSA 68 against E100 30. ·
  • The bulk powders ranked PAA and PVP the same way as the films for 6 of 7 drugs. ··
What weakens it
  • Crystallinity was judged by eye from birefringent area, three films scored together, assuming crystals span the film; no statistics are given. ·
  • One printed AI value (FFA–PSSA, 60/40) contradicts the day-by-day scores, slightly inflating two averages.
  • The interaction mechanism is not measured; the solubility test used small-molecule analogues and plays down the CP and BD increases. ··
  • The acidic-polymer advantage for bases holds clearly for PSSA but not for PAA with LI.
  • The bulk check used only PAA and PVP at 50/50 without BI; one DSC value exceeds 100% and some bars are missing. ··
  • Solvent differed for HPMC and HPMCAS films; solution concentration, film thickness and storage conditions are not fully stated. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.1331)key figureDefines the five scores with 50/50 PH films, from a clear film (PAA, day 0) to full birefringence (HPMCAS, day 1).0.2
Fig. 2 (p.1332)key figureDefines the drugs: two amides, four acids and two bases, with class and computed pKa.·······0.2Lidocaine is labelled LD; FB's class depends on solvent.·
Fig. 3 (p.1333)key figureDefines the polymers by their functional groups and densities in mmol/g.······0.2
Fig. 4 (p.1333)key figureRanks the drugs by average AI: class I lowest, supporting the first hypothesis.F1, K1The FFA average includes one disputed value.
Fig. 5 (p.1334)key figureRanks the polymers by average AI.F2, K2The PSSA average includes one disputed value.
Table 1 (p.1334)key figureThe core data: average AI for all 56 drug–polymer pairs, showing the drug-dependent reversal of PAA and PSSA.F3, K2, K3For LI, PAA is not the top polymer.
Fig. 6 (p.1335)key figureTests a solubility explanation: the acid analogues change ethanol solubility little except for BI.F4, K4CP and BD rise with benzenesulfonic acid; the additive level is w/v, not w/w.·
Fig. 7 (p.1336)key figureShows that polarized light can tell crystalline from amorphous powders (CP) but not the extent (BD).F5
Fig. 8 (p.1336)key figureThe bulk check: DSC crystallinity of PAA and PVP powders over 7 days.F5, K6FFA–PAA reads above 100%; some bars are missing.·
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Tables S1–S2 (SI p.1–3)Day-by-day scores and AI of all 392 compositions behind Table 1.F1, F3Table S2 prints 94 for FFA–PSSA 60/40 where Table S1 gives 6; two PAA rows repeat.·