Paper page

Original: publisher page

Patrick J. Marsac, Alfred C. F. Rumondor, David E. Nivens, Umesh S. Kestur, Lia Stanciu, Lynne S. Taylor* · Journal of Pharmaceutical Sciences 99, 169-185 (2010)

Effect of Temperature and Moisture on the Miscibility of Amorphous Dispersions of Felodipine and Poly(vinyl pyrrolidone)

In felodipine–PVP amorphous dispersions, heat only weakens the drug–polymer hydrogen bond, and reversibly, but sorbed water breaks it at room temperature and splits the dispersion into a drug-rich and a polymer-rich amorphous phase, which later crystallizes.

Abbreviations

AAPS amorphous-amorphous phase separation; AFM atomic force microscopy; ASD amorphous solid dispersion; DSC differential scanning calorimetry; DVS dynamic vapor sorption; FTIR Fourier transform infrared; LCST/UCST lower/upper critical solution temperature; PLM polarized light microscopy; PVP poly(vinyl pyrrolidone) K29/32; RH relative humidity; RMS root mean square; TEM transmission electron microscopy; Tg glass transition temperature; wt% PVP = weight percent of PVP in the dry dispersion; χ Flory-Huggins interaction parameter.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Do temperature and relative humidity change whether felodipine and PVP stay mixed at the molecular level in an amorphous solid dispersion?

Short answer

Heat does not, up to the drug's melt: the drug–polymer hydrogen bond weakens on heating, persists, and recovers on cooling. Water does: after storage at 75% RH and above, dried films show fewer drug–polymer and more drug–drug hydrogen bonds, which the authors read as amorphous–amorphous phase separation; it does not reverse at room temperature, and 25 h at 125 °C remixed most but not all of it. ······

Conclusion

For felodipine–PVP K29/32 dispersions with 30–74 wt% PVP, the drug–polymer hydrogen bond persisted from 0 °C up to the melting point of the drug and its weakening on heating was reversible, which the authors take as miscibility over that whole range ("clearly demonstrate"), with no upper or lower critical solution temperature over the timescales studied. ···· Sorbed water had a far stronger effect: after high-RH storage ("far from complete" at 75–84% RH; after 94% RH the drug-rich phase holds little polymer) or casting from a solvent containing water, drug–polymer bonds were lost and drug–drug bonds formed, which the authors read as moisture-induced amorphous–amorphous phase separation into a drug-rich and a polymer-rich phase ("strongly suggest"), supported by DSC, AFM and TEM and followed by crystallization of the drug-rich regions ("it appears"). ······ The separation persisted after drying at room temperature and was reversed by heating to 125 °C, so the authors call it "effectively irreversible at low temperature" and say it "may compromise the integrity of the dispersion"; the abstract places susceptibility at storage at 75% RH or above ("it appears"). ···· The cause is proposed, not measured: the large gap between the cited water–felodipine (about 3.3) and water–PVP (about 0.5) Flory–Huggins parameters, the Δχ effect ("it is probable"), plus water-raised mobility ("most likely"), with remixing blocked because both separated phases are glassy at room temperature ("presumably"); the composition of the polymer-rich phase was not determined. ·····

01Why this study

Known 1Water speeds crystallization

Small amounts of sorbed water raise the nucleation and crystallization rates of amorphous drugs and may change the driving force for crystallization.

Miyazaki 2004, ref 1; Andronis 1997, ref 7; Marsac 2008, ref 5

Known 2Heat raises mobility

Higher temperature can destabilize amorphous systems through molecular mobility.

Aso 2004, ref 8

Known 3A polymer protects only when mixed

Miscibility, set by drug–drug versus drug–polymer interactions, governs stability; felodipine–PVP was found miscible at room temperature, with a slightly negative χ.

Konno 2006, ref 10; Marsac 2006, ref 25; Marsac 2009, ref 43 ····

Known 4A solvent can split a miscible blend

If a solvent interacts very differently with two miscible components, it can make them demix (the Δχ effect).

Pouchly 1976, ref 39; Robard 1977, ref 40

Gap → this paperDo moisture and temperature change the miscibility of a drug–polymer dispersion itself, not only its crystallization rate?
More detail

What was already known. The introduction and discussion build on these points:

  • Water and amorphous stability. Water has been shown to raise drug nucleation rates from amorphous dispersions (Miyazaki 2004, ref 1). It can antiplasticize at very low content (Seow 1999, ref 2), plasticize at higher content (Hancock 1994, ref 3; Zhang 2001, ref 4) and may change the thermodynamic driving force for crystallization (Marsac 2008, ref 5). Small amounts of water strongly change crystallization rates (refs 1, 6, 7), and water may compete for hydrogen-bonding sites in the polymer.
  • Temperature and mobility. Dispersions meet temperature excursions in melt extrusion, accelerated stability testing and storage, and higher temperature lowers amorphous stability through molecular mobility (Aso 2004, ref 8).
  • Miscibility is set by interactions. Because the entropy of mixing is always favourable, the mixing enthalpy decides miscibility, and it depends on the balance of cohesive (drug–drug, polymer–polymer) and adhesive (drug–polymer) interactions. ·
  • How polymers inhibit crystallization. A polymer may lower the drug's chemical potential (Marsac 2006, ref 25), raise the kinetic barrier (Marsac 2006, ref 19) and impede drug transport to the crystal (Konno 2006, ref 10; Crowley 2003, ref 27); in every case it must be intimately mixed with the drug. Crystallization tendency cannot be predicted from relaxation times and Tg alone (refs 5, 10, 20). ··
  • Felodipine–PVP is miscible when dry. Earlier FTIR showed drug–polymer interactions in solvent-evaporated felodipine–PVP dispersions of all compositions (Konno 2006, ref 10; Marsac 2006, ref 19), the pair was predicted miscible from Tg and mixing thermodynamics (Marsac 2006, ref 25), and its Flory–Huggins parameter is slightly negative (Marsac 2009, ref 43). The NH band assignment (3341 cm−1 drug–drug, 3290 cm−1 drug–polymer) comes from Konno 2006 (ref 10), and the temperature dependence of felodipine hydrogen bonding from Tang 2002 (ref 11). ···
  • Temperature can mix or demix. Phenol–water has an upper critical solution temperature of 66.8 °C, and polystyrene–cyclohexane and nicotine–water have both upper and lower critical solution temperatures (refs 32–34), so a drug–polymer pair "might" mix or demix with temperature. ·
  • Composition and solvents can demix. PVP promoted indomethacin–citric acid miscibility (Lu 1998, ref 36); solvents reduce mixing in polymer blends (refs 37, 38), the Δχ effect (Pouchly 1976, ref 39; Robard 1977, ref 40); traces of water in the solvent split a miscible polymer blend (Bhattacharyya 1989, ref 46), and small moisture levels made a dendrimer–benzene system form two liquids (Gregorowicz 2007, ref 41). Moisture may also promote phase separation in amorphous drug systems (Vasanthavada 2004 and 2005, refs 42, 31). ·

What the paper set out to do. Understand, at the molecular level, how temperature and relative humidity affect the structure and miscibility of a model dispersion, felodipine with PVP, using infrared spectroscopy of drug–polymer hydrogen bonding, and confirm the infrared findings with DSC, AFM and TEM.

02How they approached it

One drug–polymer pair known to be miscible and hydrogen-bonded when dry, felodipine with PVP K29/32. The probe is felodipine's NH stretch: a band near 3340 cm−1 comes from drug–drug and a band at 3290 cm−1 from drug–polymer hydrogen bonds, so their balance reports how much drug is mixed with polymer. ···

Felodipine–PVP dispersionsamorphous solid dispersions30 to 74 wt% PVP; spin-coated films for FTIR, AFM and TEM, rotary-evaporated powders for DSC and sorption; measured. ··
Amorphous felodipine0 wt% PVPDrug–drug hydrogen bonds only; Tg around 46 °C (cited); measured by FTIR and TEM. ··
Crystalline felodipinereference spectrumNH band at about 3362 cm−1, apart from the amorphous band; measured.
PVP K29/32polymer aloneNo significant NH-region absorption; Tg about 150 °C (cited); measured by TEM. ··
Water-cast films30 and 50 wt% PVPSame dispersions cast from solvent with 0.1 mL water per 1.9 mL; measured. ·

What was done

Experiment

Dry films heated from 0 °C to as high as 180 °C and cooled→NH peak positions vs temperature, with DSC Tg.····

↓
Experiment

Films stored at 33–94% RH for 1 day to 1 week→FTIR in the humid cell and after drying.····

Experiment

Bulk dispersions in DVS at 25 °C→water uptake vs RH.··

Experiment

Films cast with water in the solvent→FTIR.·

↓
Experiment

Moisture-exposed powders and films→DSC scans and heat–cool cycles; AFM over 1–16 h at 94% RH; TEM with electron diffraction.·······

↓
Experiment

Moisture-exposed film held at 125 °C for 1500 min→drug–polymer to drug–drug peak ratio vs a never-exposed film.··

↓
Literature

Cited χ values for water–felodipine, water–PVP and felodipine–PVP→Δχ argument for why water splits the pair.·

More detail

What was done

  1. Films and powders. Felodipine and PVP K29/32 were dissolved in ethanol or 1:1 (w/w) ethanol–dichloromethane in a glovebox below 10% RH and spin-coated onto ZnSe (FTIR), glass (AFM) or carbon-coated copper grids (TEM), then heated to 90–100 °C to remove solvent. Bulk powders for DSC and sorption were made by rotary evaporation from ethanol with PVP pre-dried over phosphorus pentoxide. ···
  2. Temperature. Films in a variable-temperature cell were measured from 0 °C to as high as 180 °C in 5–15 °C steps (0, 30, 37, 46, 74 wt% PVP), with peak positions taken from second-derivative spectra (three trials per point, 0, 30 and 54 wt% PVP); a 37 wt% PVP film was heated and then cooled. ·····
  3. Humidity. Films were stored over saturated salts at 33, 58 and 75% RH for 1 week (measured in a humidity-controlled cell, then after 1 week over phosphorus pentoxide) or at 75, 84 and 94% RH for 1 day and dried. Water uptake of bulk dispersions (30, 50, 70 wt% PVP) was weighed at 75, 85 and 95% RH after 5 h at 25 °C, and a full isotherm was shown for 70 wt% PVP. ·······
  4. Water during preparation. 0.1 mL water was added per 1.9 mL casting solvent for 30 and 50 wt% PVP films. ·
  5. Supporting probes. DSC on 46.5 wt% PVP powders after about 10–12 h at 75, 84 or 94% RH and drying, plus cycles to 60–110 °C and a final scan to 175 °C. AFM (5 µm × 5 µm, topography and phase) on 50% PVP films after 0, 1, 2, 4 and 16 h at 94% RH and drying. TEM and electron diffraction on "30% PVP-Felodipine" films after 0 or 94% RH. ·······
  6. Remixing. A 50% PVP film stored about 4 h at 94% RH and dried was held at 125 °C in the FTIR cell for 1500 min; the height ratio of the 3290 and 3345 cm−1 bands was plotted against ln time and compared with a never-exposed film. ···

Key equations

Δχ effect (unnumbered, p.182)
|Δχ|=|χ12−χ13|

The difference between how unfavourably water mixes with felodipine (χ12, about 3.3) and with PVP (χ13, about 0.5), both cited; the authors use the large difference (2.8 by subtraction; no value is printed) to argue that water drives the two components apart.··

Peak-height ratio (Fig. 12)
Irel=h3290h3345

Height of the drug–polymer NH band over the drug–drug NH band; it rises as drug and polymer remix at 125 °C.·

Terms used on this page
  • Cohesive and adhesive hydrogen bonds: drug–drug and drug–polymer hydrogen bonds; here felodipine's NH donates to a carbonyl of another felodipine or of PVP.
  • Amorphous–amorphous phase separation: a single glass splitting into two glasses of different composition, here drug-rich and polymer-rich, without crystals.
  • Flory–Huggins interaction parameter (χ): a measure of how two components mix; positive values mean unfavourable, negative values favourable interactions.
  • Δχ effect: demixing of two miscible components caused by a solvent that interacts very differently with each.
  • Upper and lower critical solution temperature: the temperature above which (upper) or below which (lower) a mixture is one phase at every composition.
  • Enthalpy recovery: an endothermic peak at the glass transition of an aged or annealed glass.
  • AFM phase image: a map of the phase lag of the oscillating tip; regions with different mechanical or chemical properties appear with different phase.

03Main findings

1

Heat weakens the drug–polymer hydrogen bond but does not break it, and the change reverses on cooling

The drug–polymer band stayed in every spectrum from 0 °C to as high as 180 °C. Both NH peaks moved up a few wavenumbers (30 wt% PVP drug–polymer band: 3288 → 3296 cm−1 from 5 to 160 °C), with a kink near Tg, and heating and cooling data overlaid. ···

Fig. 2: NH peak positions vs temperature for 0, 30 and 54 wt% PVP
Fig. 2 · p.174 · NH peak positions vs temperature for 0, 30 and 54 wt% PVPShows. (a) drug–drug and (b) drug–polymer peaks rise steadily with temperature, with a kink near each Tg; the drug–polymer peak is still there at 160–180 °C.Read it as. ◇ pure felodipine, □ 30 wt% PVP, ○ 54 wt% PVP; the y-axes span only about 20 and 12 cm−1.Also supports K1
More detail

In films with 30, 37, 46 and 74 wt% PVP, the drug–polymer band near 3290–3300 cm−1 was present in every spectrum from 0 °C to the highest temperature, and with more PVP it became the main band, the drug–drug band remaining as a shoulder. The peaks shifted upward on heating (read from Fig. 2): the drug–drug peak from 3337 cm−1 at 5 °C to about 3346 cm−1 at 120 °C in pure felodipine (the text gives 3350 cm−1 at 160 °C, which is not plotted), from about 3340 to 3348.7 cm−1 (5 → 160 °C) at 30 wt% PVP and from about 3343.6 to 3351.9 cm−1 (0 → 180 °C) at 54 wt% PVP; the drug–polymer peak from 3288 to 3296 cm−1 (5 → 160 °C) at 30 wt% and from about 3290.4 to 3297.2 cm−1 (0 → 180 °C) at 54 wt% PVP. ·· The slope changed close to each Tg: at about 60 °C for 30 wt% PVP (Tg 57 ± 5 °C) and at ~90 °C for 54 wt% PVP (Tg 89 ± 5 °C). For 37 wt% PVP the heating and cooling points superimposed between 0 and 160 °C, the drug–drug peak moving from about 3344 to 3352 cm−1 and the drug–polymer peak from about 3291.5 to 3298 cm−1.

The authors read the upward shifts as a gradual weakening of intermolecular hydrogen bonding ("indicative of"), accounted for by thermal expansion ("readily"), with both adhesive and cohesive interactions weakening further above Tg ("it appears"). ·· They call the persistence of the drug–polymer band up to the drug's melting point clear, and the absence of hysteresis proof that heating effects are reversible and that the system is in "equilibrium" with respect to these interactions during the runs. ·

Fig. 1: NH spectra from 0 °C to as high as 180 °C for 0–74 wt% PVP
Fig. 1 · p.173 · NH spectra from 0 °C to as high as 180 °C for 0–74 wt% PVPShows. the drug–polymer band near 3290–3300 cm−1 stays in every spectrum of panels b–e; at high PVP it is the main band.
Fig. 3: Heating vs cooling, 37 wt% PVP
Fig. 3 · p.174 · Heating vs cooling, 37 wt% PVPShows. heating (▲) and cooling (●) points superimpose for both peaks.Also supports K1
2

Water uptake climbs steeply above about 75% RH

A 70 wt% PVP dispersion took up about 15 wt% water at 75% RH and 55.5 wt% at 95% RH. At 95% RH the 30, 50 and 70 wt% PVP dispersions held 24.6, 40.3 and 55.5 wt% water after 5 h. ·

More detail

The isotherm of the 70 wt% PVP dispersion at 25 °C rose gently from about 0.3 wt% water at 5% RH to about 10.3 wt% at 65% RH, then turned up: about 15.0 wt% at 75%, 22.9 wt% at 85% and 55.5 wt% at 95% RH (dry basis, read from Fig. 6). After 5 h at 75, 85 and 95% RH the uptake (weight percent of initial mass, range of duplicates in parentheses) was 5.6 (0.1), 7.6 (0.1) and 24.6 (1.1) for 30 wt% PVP; 4.8 (0.2), 9.9 (0.1) and 40.3 (0.1) for 50 wt% PVP; and 15.0 (1.2), 23.3 (1.8) and 55.5 (5.7) for 70 wt% PVP. The authors state that the upturn above about 75% RH held for all dispersions studied. At 75% RH the 50 wt% PVP dispersion took up slightly less water than the 30 wt% one. · The Fig. 6 protocol below 75% RH is not described.

Fig. 6: Water sorption isotherm of a 70 wt% PVP dispersion
Fig. 6 · p.175 · Water sorption isotherm of a 70 wt% PVP dispersionShows. uptake rises slowly to about 10 wt% at 65% RH, then steeply to 55.5 wt% at 95% RH.Also supports K5
3

Humid storage trades drug–polymer for drug–drug hydrogen bonds, and drying does not undo it

At 30.3 wt% PVP, 1 week at 75% RH clearly lowered the drug–polymer band relative to the drug–drug band (small changes at 33 and 58% RH), and the change remained after a week of drying. After 1 day at 94% RH the dried spectra looked like amorphous felodipine, without crystal bands. ···

Fig. 7: Dried films after 1 day at 75, 84 and 94% RH, with crystalline and amorphous felodipine
Fig. 7 · p.176 · Dried films after 1 day at 75, 84 and 94% RH, with crystalline and amorphous felodipineShows. (a) 30.3 wt% PVP and (b) 46.4 wt% PVP; after 94% RH the spectrum looks like amorphous felodipine, not like the crystal.Also supports K2
More detail

Measured in the humid cell, the 30.3 wt% PVP film showed a broad water OH band growing with RH and, in the NH region, drug–polymer bands falling relative to drug–drug bands; the change was small at 33 and 58% RH and distinct at 75% RH. After 1 week over phosphorus pentoxide the changes remained, ordered by the previous RH. ·· After 1 day at high RH and drying the changes were larger (Fig. 7). For 30.3 wt% PVP the 75 and 84% RH spectra stayed close to the initial broad maximum, while the 94% RH spectrum peaked at about 3340 cm−1 and fell steeply, close to amorphous felodipine. For 46.4 wt% PVP the 75% RH spectrum stayed close to the initial maximum at about 3297 cm−1, while the 84 and 94% RH spectra peaked at about 3340 cm−1. The crystalline felodipine band at about 3362 cm−1 did not appear. · The changes were visible after 2–24 h at high RH; longer storage led to crystallization, seen by polarized light microscopy.

The authors read the loss of drug–polymer bonds as irreversible ("suggest") and the rise of drug–drug bonding as amorphous–amorphous phase separation into a drug-rich and a polymer-rich amorphous phase ("strongly suggest"). · In the discussion they call the separation "far from complete" at 75 or 84% RH, quoting 4.8 and 9.9 wt% water from Table 1, while after 94% RH (40.3 wt% water) the drug's NH band resembles pure amorphous drug, so the drug-rich phase holds little polymer and the polymer-rich phase "must be" drug poor. These water contents are the 50 wt% PVP values after 5 h at 75, 85 and 95% RH, not measurements on the Fig. 7 films.

Fig. 4: In situ NH region after 1 week at 33, 58 and 75% RH
Fig. 4 · p.174 · In situ NH region after 1 week at 33, 58 and 75% RHShows. the water band grows with RH, and the shoulder near 3340 cm−1 rises relative to the drug–polymer region.Also supports K5
4

Water in the casting solvent stops the drug–polymer bond from forming

Films of 30 and 50 wt% PVP cast from solvent containing 0.1 mL water per 1.9 mL lost most of the drug–polymer band and peaked at about 3340 cm−1, like dry-cast films after high RH. ·

Fig. 8: Films cast with (dashed) and without (solid) water in the solvent
Fig. 8 · p.176 · Films cast with (dashed) and without (solid) water in the solventShows. with water both 30 and 50 wt% PVP films peak at about 3340 cm−1 and lose most of the drug–polymer band.Also supports K4
More detail

Without water the 30 wt% PVP film had a broad maximum at about 3300 cm−1 with a shoulder at about 3340 cm−1, and the 50 wt% PVP film a maximum at about 3293 cm−1; both had a second band at about 3228 cm−1. With water in the solvent both peaked at about 3340 cm−1 and kept only a weak band near 3230 cm−1 (read from Fig. 8). The authors expected the ethanol and dichloromethane to evaporate first and concentrate the water during spin coating, and conclude that water disrupted the formation of drug–polymer hydrogen bonds ("suggesting"), so that these bonds can be disrupted by atmospheric moisture or by liquid water ("it is apparent"). · The figure panels are not labelled and the water-cast films were heated more briefly than the dry-cast ones.

5

DSC, AFM and TEM show a drug-rich amorphous phase forming, then crystals

After humid storage, 46.5 wt% PVP powders showed a glass transition-like event at about 45–50 °C, near felodipine's Tg, instead of the expected single Tg around 80 °C. AFM films roughened within 1 h at 94% RH (RMS 0.22 → 17 nm) with strong phase contrast, and TEM showed two amorphous regions; crystals appeared in the AFM films by 4–16 h. ···

Fig. 13: AFM topography and phase of 50% PVP films after 0, 1, 2, 4 and 16 h at 94% RH
Fig. 13 · p.179 · AFM topography and phase of 50% PVP films after 0, 1, 2, 4 and 16 h at 94% RHShows. a flat, uniform film (a, b) turns rough with strong phase contrast in 1 h (c, d); isolated shapes at 4 h (g, h) and faceted crystal-like structures at 16 h (i, j).Read it as. the height scale grows from 1.2 to 720 nm down the figure.Also supports K6
More detail

DSC. First scans of 46.5 wt% PVP powder stored at 75, 84 or 94% RH for about 12 h and dried all showed a glass transition-like event at about 45–50 °C, close to the Tg of pure felodipine, where a single Tg around 80 °C is expected for this composition. ·· The most rigorously dried sample (94% RH, plus 17 h in the DSC) also showed an event with onset at ~124 °C, without a recrystallization exotherm; second scans all showed a single Tg at around 80 °C. In heat–cool cycles of a sample stored 1 day at 94% RH, the first scan showed strong enthalpy recovery, the thermal event moved to higher temperature with each cycle (maxima 60 to 110 °C), and the final scan to 175 °C showed an exotherm (about 118 °C) followed by an endotherm (about 130 °C). The authors read the 45–50 °C event as a drug-rich amorphous phase ("suggests"), the ~124 °C event as possibly a second Tg ("may represent", "it is likely") or depressed felodipine melting, the second-scan Tg and the cycling shift as remixing ("it appears", "likely"), and the last exotherm and endotherm as crystallization and melting ("probably"); they caution that non-isothermal DSC makes these events hard to interpret. ···· Which curve is the first scan is not labelled, and a polymer-rich phase Tg is not established. ·

AFM. A 50% PVP film was smooth and featureless as prepared (RMS 0.22 nm, phase range below 5°). After 1 h at 94% RH it was cloudy to the eye, with features 11–20 nm high (RMS 17 nm) and phase regions differing by more than 50°; after 2 h features were 15–34 nm (RMS 18 nm); after 4 h distinct shapes 40–140 nm high appeared and the film was birefringent under cross-polarized light; after 16 h large shapes 220–440 nm high covered the field. The authors read this as regions of different chemical or mechanical properties ("may"), then crystals ("indicating", "presumably"), and conclude that the dispersion first separates into two amorphous phases and the drug-rich regions then crystallize ("it appears"). ··

TEM. Amorphous felodipine, PVP and the dispersion stored at 0% RH were featureless; after 94% RH the dispersion showed two distinct regions with no electron-diffraction rings, and longer storage gave rings. The authors take this as amorphous–amorphous phase separation ("appears") and estimate islands of about 300–500 nm for the dispersed phase ("suggests"). · The TEM storage time is not printed.

Fig. 9: DSC of 46.5 wt% PVP after 75, 84 and 94% RH
Fig. 9 · p.177 · DSC of 46.5 wt% PVP after 75, 84 and 94% RHShows. first scans with an event at about 45–50 °C (sharp in c and d), and in d a second event near 124–130 °C; second scans with one step near 80–100 °C.Read it as. first and second scans are not labelled; the curve with several events is the first scan.Also supports K2
Fig. 14: TEM of the dispersion before and after 94% RH
Fig. 14 · p.180 · TEM of the dispersion before and after 94% RHShows. featureless felodipine, PVP and 0% RH dispersion (a–c); two regions after 94% RH with a diffuse diffraction pattern (d).Also supports K2
6

Only heat remixes the separated phases, and slowly

At room temperature the separated phases stayed apart after drying. Held at 125 °C, a film exposed to 94% RH regained drug–polymer bonds: the 3290/3345 cm−1 peak ratio rose from about 0.70 after 5 min to about 1.41 after 1500 min, against about 1.47 for a never-exposed film. ··

Fig. 12: Remixing at 125 °C: drug–polymer to drug–drug peak ratio vs ln time
Fig. 12 · p.178 · Remixing at 125 °C: drug–polymer to drug–drug peak ratio vs ln timeShows. the ratio climbs from about 0.70 to 1.41 over 1500 min toward the never-exposed level (line, about 1.47).Also supports K3
More detail

After about 4 h at 94% RH and drying, a 50% PVP film started at 125 °C with a spectrum dominated by the drug–drug band at about 3340 cm−1; over 1500 min the band near 3290–3297 cm−1 grew until the spectrum approached that of a never-exposed film. The peak-height ratio rose steeply at first and then slowly, close to linear in ln time: about 0.70 (5 min), 1.02 (20 min), 1.17 (60 min), 1.26 (150 min), 1.34 (420 min) and 1.41 (1500 min), against about 1.47 for the never-exposed film. By extrapolation the authors place the maximum level of drug–polymer hydrogen bonding at approximately 39 h, without stating the method. · In the discussion they describe remixing at 125 °C, well above the Tg of felodipine and of the one-phase dispersion (about 80 °C), as taking "several hours" and as support for miscibility without moisture. · The ratio was still below the reference at 25 h, and a straight-line extension of the last points reaches it later than 39 h. The DSC data point the same way: second scans and cycles show the Tg moving toward the one-phase value on heating. ···

04Further observations

  • At about 5 °C the drug–drug peak sits higher with more PVP: about 3337, 3340 and 3343.6 cm−1 at 0, 30 and 54 wt% PVP.
  • Moisture-induced spectral changes appear within 2–24 h at high RH.
  • The first DSC scan after humid storage shows strong enthalpy recovery, absent in later cycles.
  • AFM saw crystals after 4 h at 94% RH, while 1 day at 94% RH gave no crystal bands in FTIR. ··
More detail
  • More PVP, higher peak positions. At the lowest temperature the drug–drug peak lay at about 3337.2 cm−1 for pure felodipine, about 3340.0 cm−1 at 30 wt% and about 3343.6 cm−1 at 54 wt% PVP; the drug–polymer peak was about 3288.4 cm−1 at 30 wt% and about 3290.4 cm−1 at 54 wt% PVP (read from Fig. 2). The authors do not discuss this. ·
  • Water band in situ. In the humid cell a broad OH band at about 3450–3650 cm−1 grew with RH and partly overlapped the NH region, which is why spectra were also taken after drying.
  • Speed of change. The spectral changes were seen after 2–24 h at high RH; longer storage gave crystallization, detected by the spectra and by polarized light microscopy.
  • Enthalpy recovery. In the cycling experiment the first scan showed a strong enthalpy recovery peak (about 55 °C), largely absent in later scans.
  • Crystal onset differs by technique. The 50% PVP AFM film was birefringent after 4 h at 94% RH, whereas the FTIR films (30.3 and 46.4 wt% PVP) after 1 day at 94% RH showed no significant crystallization; the authors attribute the difference "most likely" to stochastic nucleation, sample preparation and the different sensitivity of the techniques to surface and bulk crystals. ····
  • Hole-like features in TEM were attributed by the authors to solvent evaporating from the grids.

05How the authors connect the findings

1Dry felodipine and PVP are miscible: drug–polymer bonds persist and recover through heating, and the cited χ for the pair is slightly negative. ···
↓
2Water mixes very badly with felodipine and well with PVP (cited χ about 3.3 vs 0.5), a large Δχ. ·
↓
3Sorbed water therefore pushes the two apart, and also raises mobility so that drug-rich and polymer-rich regions can form; the drug-rich regions can then crystallize. ···
↓
Dried at room temperatureWater removed↓both phases glassy (Tg about 46 °C and 150 °C)↓remixing prohibitively slow↓separation persists.·
Heated to 125 °CAbove the Tg of felodipine and of the one-phase dispersion↓mobility restored↓drug–polymer bonds re-form over hours.·
What sets the switch point. The amount of sorbed water: changes are small at 33–58% RH, distinct from 75% RH where sorption turns upward, "far from complete" at 75–84% RH, and little polymer left in the drug-rich phase after 94% RH. ··
Conclusion drawn. Felodipine–PVP dispersions are "susceptible to moisture-induced immiscibility" at 75% RH or above (abstract, "it appears"), and the immiscibility is "effectively irreversible at low temperature". ·
More detail
  1. Without water, felodipine and PVP are miscible. The authors base this on the persistence and reversibility of drug–polymer hydrogen bonds on heating, on earlier FTIR and miscibility predictions, on the remixing at 125 °C, and on the slightly negative felodipine–PVP χ (ref 43), which they say confirms miscibility. ·····
  2. The moisture-induced immiscibility "probably" has a thermodynamic origin. In polymer blends, phase separation is promoted when two components interact asymmetrically with a solvent (refs 39, 40). Here the water–felodipine χ12 (about 3.3, from a Flory–Huggins fit of earlier sorption data) is far larger than the water–PVP χ13 (about 0.5), so Δχ is "clearly" large, and mixing indeed decreases with moisture or with water in the casting solvent. ····
  3. Water "most likely" has a dual role: besides altering the thermodynamics it raises molecular mobility, letting molecules diffuse into drug-rich and polymer-rich regions.

Dried at room temperature. Removing the water restores a driving force to remix, as the miscible binary has the lower free energy, but mixing at room temperature "appears" prohibitively slow, so the reduced drug–polymer bonding persists although the two phases are in close contact. This is "presumably" because both metastable phases are glassy (felodipine Tg around 46 °C, PVP about 150 °C), as seen for solvent-cast polymer blends. ·

Heated to 125 °C. Well above the Tg of felodipine and of the one-phase dispersion (about 80 °C), remixing occurs over several hours. ··

  1. Once a drug-rich phase forms, it holds little polymer, so the polymer's stabilizing effect there is reduced and crystallization kinetics are "likely" very different from those of the miscible dispersion; in the AFM films crystals followed the phase separation. ··

What sets the switch point. The authors tie the extent of separation to sorbed water: small spectral change at 33 and 58% RH, clear change from 75% RH, separation "far from complete" at 75 and 84% RH (4.8 and 9.9 wt% water quoted from Table 1), and a drug-rich phase with little polymer at 94% RH (40.3 wt% quoted), where water uptake has turned steeply upward. ····

Conclusion drawn. The abstract: "it appears that felodipine-PVP solid dispersions are susceptible to moisture-induced immiscibility when stored at a relative humidity ≥75%"; the conclusions: the immiscibility is "effectively irreversible at low temperature due to the hindered kinetics of the system and may compromise the integrity of the dispersion". ·

06What it means for formulation

Stated by the authors
  • Control the water content of process solvents, as solvent composition can decide whether the dispersion ends up miscible.
  • High RH may raise crystallization risk by creating a drug-rich phase with little polymer.
AI reading, not stated in the paper
  • A dispersion that was exposed to high humidity and then dried cannot be assumed to be back in its original state.
More detail
Stated by the authors
  • The water content of solvents used in processing should be controlled, since it can decide whether the system ends up miscible or immiscible.
  • Exposure to high RH may change crystallization tendency by changing the number of metastable phases; water as a third component "may compromise the 'stability'" of the dispersion.
  • A polymer can act as a crystallization inhibitor only when it is intimately mixed with the drug, so miscibility under storage stress matters.
  • More work is needed to know which drug–polymer combinations are susceptible and which techniques detect the separation best.
AI reading, not stated in the paper
  • For felodipine–PVP, an FTIR check of the NH region after humid storage can show demixing before crystals appear, since the drug–drug band rises within hours to a day at high RH.
  • Drying a humidity-exposed dispersion at room temperature does not restore it; only storage well above its Tg remixed the phases here, and slowly.
  • Spray-drying or film-casting from solvent blends that pick up water could start from a partly demixed state, by the mechanism of the water-cast films.
  • The Δχ argument predicts the same risk for other hydrophobic drugs with hydrophilic polymers, but the paper tests only felodipine with PVP.

07Open questions

Raised by the authors
  • Which drug–polymer pairs are susceptible to moisture-induced immiscibility?
  • Which analytical techniques best detect it?
Not covered by this paper (AI reading)
  • The polymer-rich phase was never characterized. ·
  • The RH threshold depends on time and composition, and no long series below 94% RH was run.
More detail
Raised by the authors
  • Which drug–polymer combinations are susceptible to moisture-induced immiscibility, and which analytical techniques are best suited to establish miscibility?
  • How does phase separation change the kinetics and thermodynamics of crystallization compared with a miscible dispersion?
Not covered by this paper (AI reading)
  • The composition of the polymer-rich phase is inferred ("must be" drug poor), not measured, and its Tg was not clearly seen. ·
  • At 75% RH the change after 1 day was small and after 1 week distinct; there is no time series that shows whether separation keeps progressing at 75–84% RH.
  • The 125 °C remixing was followed for 25 h without reaching the never-exposed level.
  • The temperature scans test miscibility on a minutes-per-step timescale; slow demixing on long storage at elevated temperature was not tested.
  • Only felodipine with PVP K29/32 was studied; no second drug or polymer, no ternary phase diagram with water.

08How solid

AI assessment, not a statement made in the paper
Moderate

The temperature result rests on direct, repeated FTIR data with clean reversibility. The moisture result agrees across FTIR, DSC, AFM and TEM, but each technique used a different composition, storage time and sample form, the polymer-rich phase is not characterized, and the mechanism rests on cited χ values. ·····

More detail
What holds
  • The drug–polymer band persists through 0–180 °C at four PVP contents, and heating and cooling overlay. ···
  • The loss of drug–polymer bonding after humid storage is seen in situ and after drying, ranks with RH, and is reproduced by water in the casting solvent. ···
  • The separated state is amorphous: no crystal band in FTIR after 1 day at 94% RH and no electron-diffraction rings in the separated TEM sample. ·
  • Remixing at 125 °C moves the spectrum steadily back toward the never-exposed film.
What weakens it
  • Compositions, storage times and sample forms differ across techniques (30.3 and 46.4 wt% films for FTIR, 46.5 wt% powder for DSC, 50% films for AFM, "30%" grids for TEM), so the techniques are not tested on one sample. ··
  • The water contents quoted for the FTIR samples are borrowed from a different composition and protocol.
  • The DSC shows a drug-rich phase but not a clear polymer-rich Tg; the discussion's "two Tg events" is stronger than the results. ·
  • The ≥75% RH threshold rests on 1-week data for one composition.
  • Remixing at 125 °C is incomplete at 25 h and the 39 h extrapolation has no method.
  • Two figure-text mismatches: the pure-felodipine series in Fig. 2a stops at 120 °C, and the reversibility is cited to Fig. 8 instead of Fig. 3. ·
  • The Δχ mechanism uses cited χ values and was not tested with a ternary measurement.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.173)key figureShows the NH region of five compositions from 0 °C to as high as 180 °C, with the drug–polymer band present throughout.F1
Fig. 2 (p.174)key figureQuantifies the peak shifts with temperature and the kink near Tg for 0, 30 and 54 wt% PVP.··F1, K1The pure-felodipine series ends at 120 °C, though the text quotes 160 °C; error-bar meaning unstated.·
Fig. 3 (p.174)key figureTests reversibility: heating and cooling peak positions superimpose for 37 wt% PVP.F1, K1The discussion cites this result as Figure 8.
Fig. 4 (p.174)key figureShows the in situ effect of 33, 58 and 75% RH for 1 week on the NH region.F3, K5
Fig. 5 (p.175)Shows that the RH-induced NH changes stay after 1 week of drying.F3, K3
Fig. 6 (p.175)key figureWater sorption isotherm of 70 wt% PVP: the upturn above about 75% RH.F2, K5Protocol below 75% RH not described.
Table 1 (p.175)Water uptake of 30, 50, 70 wt% PVP at 75, 85, 95% RH after 5 h.F2Its 50 wt% row is quoted as the water content of the Fig. 7 films.
Fig. 7 (p.176)key figureThe main moisture evidence: after 94% RH the dried NH region looks like amorphous, not crystalline, felodipine.F3, K246.4 vs 46.5 wt% PVP labels; at 75% RH little change after 1 day.·
Fig. 8 (p.176)key figureWater in the casting solvent prevents drug–polymer bonds.F4, K4Panels unlabelled; shorter heating of water-cast films.
Fig. 9 (p.177)key figureDSC after humid storage: a drug-rich phase event at 45–50 °C and one Tg near 80 °C on rescanning.F5, K2Scans unlabelled; the ~124 °C event is not a clear second Tg.·
Fig. 10 (p.177)DSC cycling: the thermal event moves up with each cycle, read as stepwise remixing, then crystallization and melting.F6, K3
Fig. 11 (p.178)NH spectra over 1500 min at 125 °C approaching the never-exposed spectrum.F6, K3
Fig. 12 (p.178)key figureQuantifies remixing at 125 °C as the 3290/3345 cm−1 peak ratio vs ln time.·F6, K3Still below the reference at 25 h; 39 h extrapolation method unstated.
Fig. 13 (p.179)key figureAFM sequence at 94% RH: phase contrast within 1 h, then crystals by 4–16 h.F5, K6Crystal onset differs from the FTIR samples.
Fig. 14 (p.180)key figureTEM: two amorphous regions after 94% RH, featureless controls.F5, K2Storage time and composition basis not printed.