Paper page

Original: publisher page

Na Li, Christopher J. Gilpin, Lynne S. Taylor* · Molecular Pharmaceutics (Just Accepted Manuscript, web 10 Apr 2017) (2017)

Understanding the impact of water on the miscibility and microstructure of amorphous solid dispersions – An AFM/LCR and TEM/EDX study

Evacetrapib dispersions in HPMC or PVPVA that are miscible when spin-coated dry split in two different ways once water is present: water picked up by the methanol-containing solvent during film formation leaves drug-rich spheres in a polymer-rich matrix, whereas humid storage of a miscible film leaves polymer-rich holes in a drug-rich network.

Abbreviations

AFM atomic force microscopy; LCR Lorentz contact resonance; TEM transmission electron microscopy; EDX energy dispersive X-ray spectrometry; ECP evacetrapib; HPMC hydroxypropyl methylcellulose (E3 grade); PVPVA polyvinylpyrrolidone/vinyl acetate (Kollidon VA 64); ASD amorphous solid dispersion; DL drug loading (wt% drug in the drug + polymer solids); RH relative humidity; NTA nanoparticle tracking analysis; LLPS liquid-liquid phase separation; Ra arithmetic mean surface roughness; VIPS vapor-induced phase separation; MeOH methanol; DCM dichloromethane; Tg glass transition temperature; SI p. = PDF page of the supporting information.

Graphical abstract: Two routes, two microstructures
Graphical abstract · p.2 · Two routes, two microstructuresShows. spin coating at high RH (water in, methanol out) gives dark drug-rich droplets; storing a miscible film at high RH gives light polymer-rich holes in a drug-rich matrix.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How does water, brought in during film preparation or during storage, change the miscibility and microstructure of evacetrapib–polymer ASDs?

Short answer

Strongly. Films spun at 18% RH were featureless from 10 to 90% DL, but 35–50% RH during spin coating, or 20 µL water added to 1 mL of stock, gave drug-rich droplets. ··· Storing miscible ECP–PVPVA films at 97% RH instead gave a drug-rich continuous phase with polymer-rich holes at 10–80% DL. ··

Conclusion

For evacetrapib with HPMC or PVPVA, spin-coated at 22 °C from methanol-containing solvents, the authors conclude that miscibility and microstructure are "extremely sensitive" to trace water in the solvent: films formed with water present contain nanosized drug-rich spheres in a polymer-rich continuous phase, while films made with water rigorously excluded are miscible over 10–90% DL. ·· The water acts during drying, not in the stock: the stock stays one phase up to about 170 µL water per mL, separation is "presumably" driven by the volatile solvents evaporating faster than water, and water absorbed by hygroscopic methanol from humid air is the "likely" source at high RH. ·· Storing initially miscible ECP–PVPVA films at high RH gives solid-state separation with the opposite microstructure, a drug-rich continuous phase with polymer-rich discrete regions, at 10–80% DL. · Higher DL resists this storage route, "presumably because moisture sorption is suppressed"; water uptake was measured on bulk powders, not on the films. · The phase-diagram routes, the role of mobility and the consequences for spray drying and dissolution are argued from schematics and the literature, not measured here. ···

01Why this study

Known 1Phase separation undermines ASDs

A phase-separated ASD crystallizes more readily and may reach a lower maximum concentration on dissolution.

Rumondor 2009, ref 18; Hancock 2000, ref 19

Known 2Humid storage can split ASDs

Moisture-induced phase separation on storage was known, but the microstructure and composition of the phases had not been characterised.

Marsac 2010, ref 24; Rumondor 2009, ref 35

Known 3Spin-coated miscibility varies

Day-to-day variation in the miscibility of spin-coated films had been reported without a known cause.

Li 2016, ref 26

Known 4Nanoscale tools can tell phases apart

AFM with LCR separates domains by stiffness; TEM with EDX adds elemental composition.

Li 2016, ref 26; Takadama 2001, ref 32 ·

Gap → this paperDoes water brought in during preparation, not only during storage, split an ASD, and what microstructure results?
More detail

What was already known. The introduction builds on these points:

  • Why ASDs, and why miscibility matters. About 90% of new chemical entities and 33% of drugs in the US Pharmacopeia are poorly water soluble (refs 4–7); ASDs raise apparent solubility without lowering apparent membrane permeability (Miller 2012, ref 14). Drug–polymer miscibility is considered essential both for solid-state stability and for reaching supersaturation on dissolution. (Newman 2012, ref 16; Qian 2010, ref 17)
  • Phase separation costs stability and performance. A phase-separated ASD is more prone to crystallization, because the drug-rich phase holds less polymer, and would be expected to give a lower maximum concentration on dissolution, so early detection of phase separation is needed for robust formulations. (Rumondor 2009, ref 18; Hancock 2000, ref 19) ·
  • High-resolution, hybrid imaging. AFM, SEM and TEM resolve sub-100 nm heterogeneity; TEM had shown heterogeneous features in felodipine–PVP films and TEM-EELS had quantified concentration differences between submicron regions; combining imaging with spectroscopic, mechanical, thermal or elemental analysis gives the composition of the phases as well. (refs 20–32, including Marsac 2010, ref 24; Ricarte 2016, ref 25)
  • Preparation matters. Spin-coated films had shown day-to-day variation in miscibility, solvent composition affects spray-dried ASDs, and miscibility differs with the preparation technique. (Li 2016, ref 26; Paudel 2012, ref 33; Janssens 2010, ref 34)
  • Humid storage. ASDs are prone to moisture-induced phase separation at high humidity, but detailed information on the microstructure and composition of the separated phases was lacking. (Qi 2013, ref 20; Marsac 2010, ref 24; Rumondor 2009, ref 35)
  • The tools used here. LCR, used before by the group on a telaprevir ASD, distinguishes domains by viscoelastic properties at <50 nm resolution; TEM-EDX gives structure and elemental composition at submicron resolution, better than SEM because the interaction volume is smaller. (Li 2016, ref 26; Takadama 2001, ref 32; Bell 2003, ref 37; Khanal 2015, ref 40)
  • The drug. Evacetrapib, a cholesteryl ester transfer protein inhibitor, has extremely low aqueous solubility; HPMC and PVPVA are widely used in commercial ASDs. (Cao 2011, ref 36)

What the paper set out to do. Build a mechanistic understanding of how water affects the phase behaviour and microstructure of ASDs made by solvent evaporation, using evacetrapib with HPMC and PVPVA, and compare water brought in during preparation with water taken up during storage. ··

02How they approached it

One very hydrophobic drug with two common polymers, made as thin spin-coated films from 10 to 90% DL. Humidity during spinning, water added to the stock and humid storage were varied one at a time, and the films were imaged by AFM, LCR and TEM-EDX. ····

EvacetrapibECP, drug aloneVery hydrophobic (crystalline solubility 33 ng/mL); films from methanol at 5 mg/mL or binary solvent at 25 mg/mL as a no-polymer control; measured. ·
ECP–HPMCHPMC E3, a cellulose etherFilms from 50:50 methanol:DCM at 50 mg/mL, 10–90% DL; used for the humidity, water-spiking and NTA experiments; measured. ··
ECP–PVPVAKollidon VA 64, a vinylpyrrolidone–vinyl acetate copolymerFilms from binary solvent at 50 mg/mL or methanol at 5 mg/mL, 10–90% DL, prepared at 50% RH or stored at 97% RH; bulk ASDs for DSC; measured. ··

What was done

Experiment

Spin coating at 18, 35 and 50% RH→AFM topography and Ra versus DL.···

Experiment

Water spiked into the stock→films at 18% RH→AFM.·

Experiment

NTA of the spiked stock itself→particle count versus water.·

↓
Experiment

Controls: DCM alone as solvent, drug-only films, heating a separated film to 170 °C.··

↓
Experiment

AFM-LCR on separated films→which domains are drug.·

Experiment

TEM-EDX of films separated during preparation and of miscible films stored 7 days at 97% RH→microstructure and F/N ratios.···

↓
Experiment

Modulated DSC of bulk ECP–PVPVA ASDs, fresh and after 24 h at 97% RH→number of Tgs; water uptake.··

↓
Literature

Phase separation in polymer membrane formation and schematic ternary diagrams→proposed routes (Fig. 12).··

More detail

What was done

  1. Materials and solubility. ECP (>95%), HPMC E3 and PVPVA (Kollidon VA 64) were used as received; methanol held 0.03% water by Karl-Fischer titration. The crystalline solubility of ECP was measured by shake flask in pH 6.8 buffer at 25 °C (48 h, ultracentrifugation, HPLC), and the LLPS onset by adding methanolic ECP to buffer with or without 20 µg/mL HPMC or PVPVA. ·
  2. Films. Stock solutions of ECP with HPMC or PVPVA (10–90% DL) in 50:50 v/v methanol:DCM at 50 mg/mL, or in methanol alone at 5 mg/mL, were spin-coated (6 s at 50 rpm, then 30 s at 2000 rpm) in a nitrogen-purged glove box at 18, 35 or 50% RH and 22 °C, on silicon or on TEM grids, and vacuum dried overnight. The RH meter was accurate to ±4% RH. Films were 50–200 nm (PVPVA) or 50 nm–1 µm (HPMC) thick. ··
  3. Water spiking. 10–100 µL water was added to 1 mL stock (10% and 50% ECP–HPMC) and films were spun at 18% RH at once. NTA counted scattering particles in a 50:50 ECP–HPMC stock (5% w/v) with up to about 176 µL water per mL. ··
  4. Storage. Films spun at 18% RH were stored 7 days over saturated K2SO4 (97% RH) and vacuum dried 2 days; another ECP–PVPVA set was stored 10 days at 75% RH.
  5. Imaging. AFM contact-mode topography (5 × 5 µm images, Ra from Gwyddion); LCR spectra (1–1000 kHz) and LCR images at chosen contact-resonance frequencies to tell drug from polymer or substrate; TEM at 200 kV with EDX (10 or 20 spectra per phase) giving F/N and F/O atomic ratios. A PVPVA film gave no fluorine signal and a pure ECP film F/N 1.0, so fluorine marks the drug. ·
  6. DSC. Bulk ECP–PVPVA ASDs made by rotary evaporation from DCM:methanol were scanned by modulated DSC, fresh and after 24 h at 97% RH plus 2 days of vacuum drying; one Tg was read as miscible, two as phase separated. Water uptake after storage is plotted in Fig. 10B.

Key equations

Raoult's law for methanol–water (stated in words, p.35)
xw=aw

The mole fraction of water in methanol follows the water activity of the air, so at 50% RH methanol takes up nearly one mole of water per mole of methanol; the authors use this to argue that methanol carries a lot of water into a film spun in humid air.··

Terms used on this page
  • Miscible ASD: drug and polymer mixed at the molecular level in one amorphous phase; here judged by featureless AFM and TEM images and a single Tg.
  • Amorphous phase separation: splitting of the dispersion into a drug-rich and a polymer-rich amorphous phase.
  • LLPS onset ("amorphous solubility"): the drug concentration in water above which a drug-rich liquid phase forms.
  • Antisolvent: a liquid in which the drug dissolves poorly; water is one for ECP.
  • Binodal: the boundary of the two-phase region on a phase diagram.
  • VIPS: vapor-induced phase separation; a film takes up water from humid air faster than its solvent evaporates and separates.
  • Kinetic trapping: a structure that would disappear at equilibrium is frozen because molecules can no longer move.
  • Ra: average surface roughness from AFM height images.
  • LCR: Lorentz contact resonance, an AFM mode in which the cantilever's resonance frequency depends on local stiffness, so components can be mapped.
  • F/N and F/O ratios: fluorine-to-nitrogen or fluorine-to-oxygen atom ratios from EDX; only the drug contains fluorine, so a higher ratio means more drug.

03Main findings

1

Humid air during spin coating splits otherwise miscible films

At 18% RH, ECP–HPMC films were featureless from 10 to 90% DL (Ra ≈1–2 nm). At 35% RH discrete domains appeared between 30 and 40% DL; at 50% RH they appeared at every DL and grew with DL (Ra up to ≈46 nm). ··

Fig. 2: ECP–HPMC films at 18, 35 and 50% RH, 10–90% DLFig. 2: ECP–HPMC films at 18, 35 and 50% RH, 10–90% DL
Fig. 2 · p.16–17 · ECP–HPMC films at 18, 35 and 50% RH, 10–90% DLShows. (A) featureless at 18% RH; (B) domains from 40% DL at 35% RH; (C) domains at every DL at 50% RH.Read it as. the colour scale changes from panel to panel (±12.5 to ±100 nm).Also supports K1
More detail

At 18% RH no surface features were seen at any DL, consistent with miscible films at the 40 nm resolution of the AFM settings; Ra stayed at ≈0.7–1.7 nm. ·· At 35% RH the text places small round domains from 30% DL; in the images 30% DL shows only a faint texture and clear domains start at 40% DL, while Ra goes from ≈1.7 nm at 30% DL to ≈4.4 nm at 40% and ≈33 nm at 90% DL; domain height grew from about 50 nm at 50% DL to about 120 nm at 90% DL. ·· At 50% RH round domains were present at every DL, from small ones at 10% DL to large ones at 50–90%, and Ra reached ≈43–46 nm at 50–60% DL. · Ra fell at 70% DL and above (≈46 → ≈25 nm from 60 to 80% DL at 50% RH), which the authors explain, with "may be", by bigger and more crowded domains leaving less continuous phase. · In the 90% film spun at 35% RH most domains had areas below 0.1 µm2. ECP–PVPVA films behaved the same way, with Ra at 50% RH up to ≈43–45 nm. ·· TEM of 80% ECP–HPMC films showed no features at 18% RH but overlapping dark spheres through the film thickness at 50% RH, some of them bridged. · Heating a separated film to 170 °C for 1 min removed the domains (data not shown). · The authors conclude that humidity during preparation plays "a critical role" and that higher DL is more prone to separate at 50% RH.

Fig. 3: Roughness versus DL, and TEM of 80% films
Fig. 3 · p.18 · Roughness versus DL, and TEM of 80% filmsShows. (A) Ra flat for the low-RH series and rising with DL at 35 and 50% RH; (B) homogeneous film at 18% RH; (C) overlapping dark spheres at 50% RH.Read it as. the "0% RH" legend means films spun at 18% RH.Also supports K1
2

As little as 20 µL water per mL of stock splits the film

Spun at 18% RH, a 50% ECP–HPMC film was featureless with 10 µL water per mL of stock but had domains at 20 µL (Ra ≈1–5.5 → ≈35 nm), and domains grew with more water. The authors estimate that spinning at 50% RH brings in 10–30 µL per mL. ··

Fig. 4: Films from water-spiked stock, spun at 18% RH
Fig. 4 · p.21 · Films from water-spiked stock, spun at 18% RHShows. top row 10% ECP, bottom row 50% ECP; 10 µL featureless, domains from 20 µL at 50% DL.Read it as. the colour scale jumps from ±25 to ±250 nm in the bottom row.Also supports K1
More detail

All spiked stock solutions stayed transparent before spinning. For 50% ECP, 10 µL gave a featureless film, 20 µL discrete domains (colour scale ±100 nm) and 30–50 µL large domains (±250 nm); Ra rose from ≈1–5.5 nm (0–10 µL) to ≈35 (20 µL), ≈77 (30 µL), ≈110 (50 µL) and ≈166 nm (100 µL). · For 10% ECP the same additions gave a faint texture at 20 µL and fine domains from 30 µL, all within ±25 nm, so domains were smaller at the lower DL. · Comparing these films with those spun at 50% RH, the authors estimate that the binary solvent picks up 10–30 µL water per mL during humid spinning. · The abstract states the threshold as "water contents of as low as 2%"; this is added water per stock volume, not a measured water content of the solvent. ·

3

The stock solution stays one phase far beyond that

NTA counts in the 50% ECP–HPMC stock stayed low (≈5–11 × 10^8 per mL) up to about 170 µL water per mL and rose steeply above it (≈38 × 10^8 at ≈176 µL). Films already separate at 20 µL, so the authors place the separation in the drying film. ··

Fig. 5: Solution versus film threshold
Fig. 5 · p.22 · Solution versus film thresholdShows. blue, NTA particle count in the stock (left axis), low until about 170 µL; red, film Ra (right axis), rising from 20 µL.Also supports K2
More detail

Counts were ≈5.3 × 10^8 particles/mL without water and stayed between ≈4.6 and ≈10.8 × 10^8 from ≈70 to ≈170 µL; at ≈172, ≈174 and ≈176 µL they rose to ≈19.6, ≈31.7 and ≈38.1 × 10^8. The authors read the low counts as a homogeneous solution with drug and polymer molecularly dissolved and the rise as solution-state phase separation. Because films separate at 20 µL, they conclude that the stock solutions (up to 15% water) were single phase and that separation occurred during film formation; they propose, with "presumably", that water evaporates much more slowly than methanol and DCM, so the drying film becomes enriched in drug, polymer and water. ·

4

Methanol carries the water, and the drug alone separates more easily than with polymer

Films spun from DCM alone at 50% RH did not separate (data not shown). Pure ECP from methanol was flat at 18% RH but formed round droplets at 50% RH, and ECP alone separated with 10 µL water per mL where the ECP–HPMC film did not. ··

More detail

Water is completely miscible with methanol but dissolves in DCM only to 1.76 g/L at 25 °C, and ECP–HPMC films spun from pure DCM at 50% RH showed no phase separation (data not shown); the authors call water absorption by methanol the "likely" cause. ···· By near-ideal Raoult's law, 1 mol (32 g) of methanol takes up almost 1 mol (18 g) of water at 50% RH. ·· Pure ECP films from methanol at 5 mg/mL were flat at 18% RH and showed regular round domains at 50% RH (colour scale ±400 nm); the authors argue that the droplets "most likely" formed in the stock solution as methanol began to evaporate. · In binary solvent with 10 µL water per mL at 18% RH, ECP alone (25 mg/mL) formed crowded round domains, whereas the 50% ECP–HPMC film made under identical conditions was featureless; the authors conclude that the polymer "appears to decrease" the drug's tendency to separate. ··

Fig. 6: Pure ECP films
Fig. 6 · p.23 · Pure ECP filmsShows. (A) flat at 18% RH; (B) round droplets at 50% RH from methanol; (C) crowded domains with 10 µL water at 18% RH.Read it as. panel B has a ±400 nm colour scale, A and C ±25 nm.Also supports K3
5

The droplets formed during preparation are drug-rich

LCR maps the discrete domains at the ECP resonance and the continuous phase at the polymer or substrate resonance. In a 90% ECP–PVPVA film prepared at 50% RH, EDX gave F/N 0.15 in the dark particles against 0.053–0.060 in the background. ···

Fig. 9: EDX spectra of the phases
Fig. 9 · p.30 · EDX spectra of the phasesShows. strong F peak in pure ECP, none in PVPVA; dark particles against background in the 90% film prepared at 50% RH (C); continuous against discrete phase in the stored 50% film (D).Also supports K4
More detail

For a separated ECP film the domains responded at 117 kHz (ECP) and the continuous phase at 120 kHz (silicon); for a separated ECP–HPMC film, at 123.5 kHz (ECP) and 121 kHz (HPMC). The reference spectra peaked at ≈119.5 (ECP) and ≈120.1 kHz (silicon), and at ≈126.1 (ECP) and ≈122.7 kHz (HPMC); the authors explain the offset of the imaging frequencies by a torque on the moving cantilever. ·· From the order of the peaks they conclude that silicon is stiffer than ECP and ECP stiffer than HPMC. TEM of ECP–PVPVA films prepared at 50% RH from methanol showed dark spherical domains growing with DL, and at 80–90% DL hints of a third feature, net-like shading and light holes in the background. · EDX of the 90% film gave F/N 0.15 ± 0.02 in the dark particles, 0.060 ± 0.006 in the continuous background and 0.053 ± 0.009 in the light holes, against 1.0 ± 0.2 for a pure ECP film and no fluorine for PVPVA; the dark particles "appear" ECP-rich and the background ECP-lean, and the two background features could not be told apart. ·· All three ratios lie far below the pure-drug value although the film is 90% drug, and the paper does not convert them to compositions.

Fig. 7: LCR identifies the droplets as drug
Fig. 7 · p.25 · LCR identifies the droplets as drugShows. reference spectra; domains bright at the ECP frequency (117 or 123.5 kHz), continuous phase bright at the silicon or HPMC frequency.Also supports K4
6

Humid storage gives the inverse microstructure

Initially miscible ECP–PVPVA films stored 7 days at 97% RH formed net-like structures at 10–80% DL, while 90% stayed homogeneous. EDX put the drug in the continuous phase: F/N 0.10 against 0.06 in the holes at 50% DL, and 0.09 against 0.01 at 40%. ··

Fig. 8: The two routes in TEM, ECP–PVPVA 10–90% DL
Fig. 8 · p.29 · The two routes in TEM, ECP–PVPVA 10–90% DLShows. (A) prepared at 50% RH: dark spheres growing with DL; (B) stored at 97% RH: light holes in a dark continuous phase at 40–80% DL, homogeneous at 90%.Read it as. the scale bars differ between panels.Also supports K5
More detail

In TEM the stored films showed irregular domains at 10–30% DL, round light holes spread evenly in a darker continuous phase at 40–80% DL, smaller at higher DL (the 60–90% panels are at higher magnification), and no features at 90% DL. · EDX gave F/N 0.10 ± 0.02 (continuous) against 0.06 ± 0.01 (dispersed) at 50% DL and 0.09 ± 0.01 against 0.01 ± 0.01 at 40% DL, with F/O in the same order; the authors read the continuous phase as ECP-rich and the holes as polymer-rich, the opposite of the preparation route. · Stored ECP–HPMC films showed the same kind of contrast, with F/O in dark against bright domains of 0.14 against 0.07 at 30% DL rising to 0.90 against 0.31 at 80% DL. ·· AFM of stored ECP–PVPVA films showed pores or textured surfaces at low and intermediate DL and featureless surfaces at the highest DL, and storage at 75% RH for 10 days gave similar net-like features. The authors conclude that preparation and storage are two distinct routes of phase separation. ·

7

Bulk ASDs show one Tg when fresh and two after humid storage at 10–50% DL

Fresh rotary-evaporated ECP–PVPVA ASDs showed a single Tg from 10 to 90% DL (≈85 → ≈73 °C). After 24 h at 97% RH, 10–50% DL showed two Tgs and 60–90% DL one; powder water uptake was ≈35% at 10% DL but ≈7% or less from 20% DL up. ···

Fig. 10: Tg and water uptake of bulk ECP–PVPVA ASDs
Fig. 10 · p.31 · Tg and water uptake of bulk ECP–PVPVA ASDsShows. (A) one Tg when fresh (green), two Tgs at 10–50% DL after 24 h at 97% RH (blue, red); (B) water uptake drops between 10 and 20% DL.Also supports K6
More detail

Fresh Tg fell from ≈85–86 °C at 20–30% DL to ≈73 °C at 90% DL, between PVPVA (≈98 °C) and ECP (72 °C). ·· After storage, Tg1 was ≈65–76 °C and Tg2 ≈95–107 °C at 10–50% DL; at 60–90% DL a single Tg of ≈74–82 °C lay close to the fresh value. The authors take two Tgs as phase separation and attribute the single Tg at 60–90% DL "probably" to domains below the DSC detection limit or to mixing during heating; the DSC powders were exposed for 24 h, the TEM films for 7 days. · Water uptake of the powders fell from ≈61% (PVPVA) and ≈35% (10% DL) to ≈4–7% at 20–50% DL and ≈0.5–3.6% at 60–100% DL; the text does not discuss these values. · Some Tgs lie outside the range of the pure components (Tg1 ≈65 °C at 10% DL, Tg2 ≈107 °C at 20% DL). ·

04Further observations

  • ECP crystalline solubility 33 ng/mL, LLPS onset 481 ng/mL, unchanged by 20 µg/mL HPMC or PVPVA. ··
  • ECP stayed amorphous for 7 days at 97% RH. ·
  • Heating a separated film at 170 °C for 1 min removed the domains (data not shown). ·
  • HPMC films were thicker than PVPVA films from the same solids content.
More detail
  • Solubility. ECP crystalline solubility was 33 ± 7 ng/mL in pH 6.8 buffer at 25 °C; the LLPS onset was 481 ± 98 ng/mL, and 521 ± 76 and 495 ± 54 ng/mL with 20 µg/mL HPMC or PVPVA. The authors anticipate a "substantial" solubility advantage for an ASD. ···
  • No crystallization. ECP remained amorphous by polarized light over 7 days at 97% RH, a "very slow crystallizer"; its Tg is 72 ± 1 °C and its melting temperature 104 ± 3 °C. ··
  • Heat remixes. The domains disappeared after 1 min at 170 °C (AFM, data not shown), and DSC samples were not pre-heated for this reason. ···
  • Film thickness. ECP–PVPVA films from 50 mg/mL binary solvent were 50–200 nm thick and ECP–HPMC films 50 nm–1 µm across 10–90% DL; thinner HPMC films were made for TEM.
  • Domain sizes. In the 90% ECP–HPMC film at 35% RH most domains had areas below 0.1 µm2 (≈51 counted), fewer 0.1–0.3 µm2 (≈21 and ≈12) and a handful up to 0.8 µm2.
  • A possible third phase. At 80–90% DL, films prepared at 50% RH showed net-like shading and light holes in the background besides the dark spheres, which EDX could not tell apart. ···
  • Moderate humidity. Initially miscible ECP–PVPVA films stored 10 days at 75% RH showed pits and net-like features at 10–50% DL.

05How the authors connect the findings

1Water enters the system: added to the solvent, or absorbed from humid air by hygroscopic methanol, which can take up nearly one mole of water per mole at 50% RH. ··
↓
2The stock stays one phase; during spinning methanol and DCM evaporate faster than water, so water, an antisolvent for ECP, becomes concentrated. ·
↓
Dry preparationNo water↓composition stays in the one-phase region↓miscible film from 10 to 90% DL.·
Water during preparationDrying path crosses the binodal while solvent is present↓mobile drug separates as droplets↓solvent leaves and droplets are kinetically trapped↓drug-rich spheres in a polymer-rich matrix.··
Storage, low DLMiscible film absorbs more water (more polymer)↓crosses the binodal with only water present and low mobility↓drug-rich network with polymer-rich holes.··
Storage, high DLLittle water absorbed↓stays in the one-phase region↓film remains miscible.·
What sets the switch point. In preparation, how much water the solvent brings in, set by methanol and humidity, with higher DL separating more easily; in storage, how much water the film absorbs, which the authors tie to its polymer content ("presumably"). ··
Conclusion drawn. Water must be kept out of film preparation when miscibility is judged ("caution should be used"), and storage-induced separation "may be predictive" of behaviour during dissolution. ·
Fig. 12: Proposed routes on schematic phase diagrams
Fig. 12 · p.37 · Proposed routes on schematic phase diagramsShows. (A) drug–solvent–water: A → B adds trace water, B → D drying crosses the binodal at C, A–B–E is the spiking path; (B) drug–water–polymer diagram for storage, whose points A–D are described in the text but not visible.
More detail
  1. Water can be present from the start, come in with hygroscopic solvents or excipients, or be added on purpose, and more can be absorbed from the air while the volatile solvents evaporate. Methanol–water follows near-ideal Raoult's law, so methanol at 50% RH can hold almost an equimolar amount of water, whereas DCM dissolves little water. ···
  2. Up to about 170 µL per mL the water does not split the stock, but because water leaves more slowly than methanol and DCM ("presumably"), the drying film becomes enriched in water, drug and polymer. On the drug–solvent–water diagram (Fig. 12A) the drying path B → D crosses the binodal at C with less water than the spiking path B → E needs. ··

Dry preparation. Without water the drying path stays in the one-phase region and the films are miscible at every DL, as the featureless 18% RH films and the single Tg of fresh ASDs show. ··

Water during preparation. The highly mobile solvated drug and polymer, together with the antisolvent effect of water, "appear to lead" to spherical drug-rich particles embedded in a polymer-rich matrix; once the solvent has gone (point D, back in the one-phase region) the droplets cannot remix and stay kinetically trapped. ··

Storage, low DL. During storage only water is present and mobility is lower, which the authors say "perhaps explains" the different, net-like microstructure with the drug-rich phase continuous; low-DL films absorb more water because they hold more polymer (Fig. 12B, line CD). ··

Storage, high DL. High-DL films absorb little water (line AB) and stay miscible after 97% RH, as the 90% film did. ·

What sets the switch point. For the preparation route, the amount of water carried in by the solvent and concentrated by drying; higher-DL films separate at lower humidity. For the storage route, the authors tie susceptibility to moisture uptake, which falls with DL "presumably because moisture sorption is suppressed". ··

Conclusion drawn. Humidity control is "critical" in lab-scale studies and "caution should be used" with hygroscopic solvents; water in spray-drying solvents "could potentially" cause phase separation. The authors also weigh an alternative: the dry films' "miscibility" might be a kinetically trapped state that water merely unlocks; they think this "less likely", citing PVP systems in which moisture did not split miscible dispersions. ····

06What it means for formulation

Stated by the authors
  • Control humidity and handle hygroscopic solvents with caution when judging miscibility by spin coating or solvent casting.
  • In spray drying, water added to the solvent, solvent exposed to air or residual solvent between drying stages "could potentially" cause phase separation; optimise the solvent system.
AI reading, not stated in the paper
  • A "phase-separated" spin-coated film may report the day's humidity rather than true drug–polymer immiscibility; record RH and solvent water.
  • The two routes put the drug in opposite places, so the same composition could behave differently depending on its water history.
More detail
Stated by the authors
  • Humidity control is "critical" in lab-scale ASD work; methanol and similar solvents are hygroscopic, and caution is needed during solvent transfer and handling to remove the effect of residual water.
  • In spray drying the nitrogen purge makes moisture pick-up less likely, but water added to dissolve a polymer or surfactant, solvent exposed to air, faster evaporation of the organic solvent than of water, and residual solvent between primary and secondary drying could cause phase separation; the solvent system should be optimised and these areas "need further investigation".
  • Storage-induced separation "may be predictive" of separation during dissolution: small drug-rich droplets could be released as nanoparticles that "may dissolve faster", whereas a drug-rich continuous phase like the storage-route network "is likely to become a porous scaffold" with drug-controlled dissolution. ·
  • High-resolution imaging with orthogonal analyses is presented as a "powerful" way to link ASD structure to performance.
AI reading, not stated in the paper
  • Spin-coated miscibility screens from methanol-containing solvents are humidity-sensitive at ambient laboratory RH (50–60% in summer here); a featureless film needs a dry atmosphere or a methanol-free solvent, and a separated film made in humid air does not by itself show immiscibility.
  • Drug loading pulls the two risks in opposite directions for a hydrophobic drug like ECP: high DL separates most readily when water is in the solvent, but resists humid storage.
  • In the authors' dissolution picture, preparation-route films (drug-rich droplets in a polymer matrix) and storage-route films (drug-rich network) would release differently even at the same composition; no dissolution data test this.
  • The polymer effect in F4 compares ECP alone and 50% ECP–HPMC at the same drug concentration in the stock (25 mg/mL ECP), with 10 µL water per mL; it is one comparison at one water level.
  • The thresholds (20 µL per mL, 10–30 µL per mL at 50% RH) belong to 50 mg/mL stocks and thin spin-coated films; spray-dried particles were not studied.

07Open questions

Raised by the authors
  • How do water in spray-drying solvents and residual solvent between drying stages affect miscibility?
  • How does the microstructure evolve during dissolution, and does storage behaviour predict it? ·
Not covered by this paper (AI reading)
  • No dissolution or crystallization data on the separated films.
  • The film water uptake and the solvent's water content during spinning were not measured. ·
More detail
Raised by the authors
  • How water absorbed between primary and secondary drying, or added to spray-drying solvents, affects miscibility "need further investigation".
  • How microstructure evolves when ASDs hydrate during dissolution, and whether storage-route microstructure predicts it. ··
  • The drug–polymer–solvent–water diagram is "much more complex" than the ternary case and was not constructed.
  • Whether the dry films are truly miscible or kinetically trapped; the authors judge the trapped case "less likely" without testing it here.
Not covered by this paper (AI reading)
  • Phase compositions: EDX ratios rank the phases, but all phases of the 90% film read far below pure ECP.
  • Several controls are "data not shown" (DCM alone, heating, initial miscibility of the stored films).
  • The water uptake that is meant to explain the DL dependence of storage separation was measured on powders after 24 h, not on films after 7 days. ·
  • One drug, thin films and an RH meter accurate to ±4% RH; the identity of the possible third phase at 80–90% DL is open. ··

08How solid

AI assessment, not a statement made in the paper
Moderate

The core observation, that water during spinning or added to the stock splits films that are otherwise featureless, is shown directly and consistently by AFM, roughness, TEM and NTA. ···· The composition of the phases rests on qualitative EDX ratios and LCR contrast, several controls are "data not shown", and the mechanisms (methanol water uptake, kinetic trapping, sorption) are argued rather than measured. ···

More detail
What holds
  • The humidity effect shows the same trend for HPMC and PVPVA, in images and in Ra. ···
  • The water-spiking series and NTA give a clean comparison of the film threshold (separated at 20 µL, not at 10 µL) with the solution threshold (about 170 µL). ··
  • LCR and EDX agree that the preparation-route domains are drug-rich, and EDX ranks the phases consistently in both routes and both polymers. ··
  • The storage route differs visibly from the preparation route in TEM and AFM. ··
What weakens it
  • EDX ratios of all phases in the 90% film are far below the pure ECP reference, so only rankings are supported.
  • Key controls (DCM alone, heating, initial miscibility of the stored films) are not shown.
  • Water uptake was measured on powders, not films, and does not track the range of separation seen by TEM. ·
  • The LCR identification rests on frequency differences of about 0.6–2.6 kHz, on films whose preparation is not stated.
  • Labelling inconsistencies: the "0% RH" legend, 97 versus 98% RH, Fig. 3 panel letters, duplicated SI captions and an incomplete Fig. 12B. ····
  • Some Tg values lie outside the pure-component range without comment.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
TOC graph (p.2)Summarises the two routes and their opposite microstructures.headerA schematic, not data.
Fig. 1 (p.5)Gives the structures of ECP, HPMC and PVPVA.0.2A schematic, not data.
Fig. 2 (p.16–17)key figureCore evidence for the humidity effect: featureless at 18% RH, domains at 35 and 50% RH growing with DL.F1, K1Onset at 35% RH lies at 30–40% DL; the text says 30%.
Fig. 3 (p.18)key figureQuantifies the humidity effect as Ra and shows domains through the film thickness by TEM.·F1, K1Legend "0% RH" means 18% RH; the text cites panels C and D.·
Fig. 4 (p.21)key figureWater-spiking series: domains from 20 µL per mL at 50% DL, smaller at 10% DL.F2, K1The abstract's "2%" is added water per stock volume.
Fig. 5 (p.22)key figureCompares the solution threshold (NTA, about 170 µL) with the film threshold (Ra, 20 µL).·F3, K2
Fig. 6 (p.23)key figureDrug-only control: droplets at 50% RH from methanol and with 10 µL water.F4, K3, K7
Fig. 7 (p.25)key figureIdentifies the domains as drug by contact resonance.F5, K4Small frequency differences; imaged films not specified.
Fig. 8 (p.29)key figureShows the opposite microstructures of the two routes in ECP–PVPVA.·F6, K5The 60–90% panels in B are at higher magnification.
Fig. 9 (p.30)key figureRanks the phases by F/N in both routes.F5, F6, K4, K5Ratios far below pure ECP; label 0.14 against text 0.15.·
Fig. 10 (p.31)key figureDSC: one Tg fresh, two at 10–50% DL after humid storage; water uptake against DL.·F7, K6Some Tgs outside the pure-component range; uptake on powders only.·
Fig. 11 (p.33)Vapor-induced phase separation schematic from polymer membrane science.0.5A schematic, not data.
Fig. 12 (p.37)key figureProposed routes on schematic ternary diagrams.·0.5A schematic, not data; Fig. 12B lacks the letters A–D.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Table S1 (SI p.2)LLPS onset of ECP, unchanged by 20 µg/mL polymer.0.4Temperature stated as 22 and as 25 °C.
Figs. S1, S3 (SI p.3, p.5)Domain area distribution (90% ECP–HPMC, 35% RH) and Ra against DL for ECP–PVPVA.·F1Legend "0% RH" means 18% RH.
Figs. S2, S4 (SI p.4, p.6)AFM of ECP–PVPVA films prepared at 50% RH and after humid storage.·F1, F6S2A and S4A carry the same caption but show different films.
Figs. S5, S6 and EDX text (SI p.7-9)TEM of ECP–HPMC by both routes, a stereo pair, and F/O ratios of stored films.···F6
Figs. S7, S8 (SI p.10, p.11)Storage at 75% RH (AFM) and representative DSC traces after humid storage.·F6, F7