Paper page

Original: publisher page

David E. Alonzo, Yi Gao, Deliang Zhou, Huaping Mo, Geoff G. Z. Zhang*, Lynne S. Taylor* · Journal of Pharmaceutical Sciences 100(8), 3316-3331 (2011)

Dissolution and Precipitation Behavior of Amorphous Solid Dispersions

In-situ UV probes suggested that dispersions with 90% polymer reach about three times the felodipine concentration of dispersions with 50% polymer, but membrane flux and NMR showed that the dissolved drug is at about the same level in both, close to the predicted amorphous solubility; the extra UV signal comes from submicron drug particles that form within minutes, and only from the 90% polymer dispersions.

Abbreviations

API active pharmaceutical ingredient; ASD amorphous solid dispersion; DLS dynamic light scattering; HPMC hydroxypropylmethylcellulose (Pharmacoat 606); IND indomethacin; NMR nuclear magnetic resonance; PVP polyvinylpyrrolidone (K29/32); UV ultraviolet; 90:10 and 50:50 = polymer:drug weight ratio of the ASD (10% and 50% drug loading); "nominal concentration" = the drug concentration if everything added had dissolved.

Fig. 2: UV says the 90:10 dispersion reaches three times the 50:50 level
Fig. 2 · p.3320 · UV says the 90:10 dispersion reaches three times the 50:50 levelShows. apparent felodipine concentration at 37 °C; 90:10 (black squares) rises to ≈27 µg/mL, near the 30 µg/mL added; 50:50 (red circles) levels at ≈9 µg/mL with 150 µg/mL added.Read it as. the black curve is not all dissolved drug; flux and NMR put both at about the same dissolved level.Also supports F1

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

View
Question

Does the drug–polymer ratio of an amorphous solid dispersion change the supersaturation it generates on nonsink dissolution, and how does a dispersion with 10% drug behave differently from one with 50% drug while it dissolves?

Short answer

For HPMC–felodipine at 37 °C the ratio did not change the dissolved-drug level: membrane flux relative to crystalline felodipine was 10.5 (90:10), 9.5 (50:50) and 8.5 (pure amorphous), against a predicted amorphous advantage of about 9, although UV read the 90:10 dispersion about three times higher. ··· What differs is the physical course: 90:10 particles fall apart within 5 min and shed submicron particles that inflate the UV reading, while 50:50 particles stay intact for at least 30 min and form none. ···

Conclusion

For HPMC–felodipine dispersions at 37 °C, the authors conclude that the maximum dissolved-drug activity does not depend on the drug–polymer ratio and is close both to that of pure amorphous felodipine and to the activity estimated from melting data ("remarkably close", "at least over the timeframe" of the 40-min measurements). ·· At 10% drug loading they hold that the polymer controls dissolution, so almost all drug enters solution at once at a high, "most likely local" supersaturation and immediately precipitates as submicron particles, which they conclude are crystalline ("it would be reasonable to conclude") and which make the in-situ UV probe overestimate the dissolved concentration ("The most likely explanation"). ··· At 50% drug loading a drug-rich surface layer, if it stays amorphous, "presumably" caps the concentration at the pure amorphous level. The same UV pattern appeared for PVP–felodipine, PVP–indomethacin and HPMC–indomethacin, but the dissolved concentration was checked by diffusion and NMR only for HPMC–felodipine. · Two links were not measured: the short-lived local supersaturation at the dissolving 90:10 particles, which "cannot be discounted", and the crystallinity of the early particles, inferred from UV spectra and from birefringence that is not shown; why the depleted solution lands at the pure amorphous activity "may be purely coincidental". ·· Particle growth was slower with HPMC than with PVP, which "appeared to be a less effective crystallization inhibitor". ··

01Why this study

Known 1Amorphous solids offer a transient solubility advantage

It is set by the free energy difference between the amorphous and crystalline forms and can be estimated from melting data.

Hancock 2000, ref 1; Hoffman 1958, ref 13

Known 2Crystallization decides what is observed

The stability of the amorphous solid in the medium and of the supersaturated solution dictate the profile; when both are stabilized, the peak approaches the predicted amorphous solubility.

Alonzo 2010, ref 10

Known 3The polymer ratio changes how a dispersion dissolves

With much polymer the drug dissolves with the polymer; with much drug a drug-rich surface layer controls dissolution.

Simonelli 1969, ref 4; Corrigan 1985, ref 37 ·

Known 4The estimates assume the drug meets water the same way from any solid

With drug–polymer interactions in a dispersion this may not hold.

Hancock 2000, ref 1; Murdande 2009, ref 11

Gap → this paperHow does the solubility advantage of an amorphous solid dispersion compare with that of the pure amorphous drug, and does it depend on the drug–polymer ratio?
More detail

What was already known. The introduction builds on these points:

  • Why dispersions are used, and what is unclear. Amorphous solid dispersions raise the effective solubility and bioavailability of poorly soluble drugs, but the processes that govern their dissolution are poorly understood. Simonelli et al. listed three complexities: the drug–polymer ratio, the relative dissolution rates of drug and polymer, and crystallization of the drug during dissolution. (refs 1–9; Simonelli 1969, ref 4)
  • The missing comparison. Most work compared dissolution rates between systems; the degree of supersaturation generated and maintained under nonsink conditions has hardly been studied, and nobody had compared the "solubility advantage" of a dispersion (Hancock and Parks' term for the transient concentration enhancement of an amorphous solid) with that of the pure amorphous drug. (Hancock 2000, ref 1)
  • Why the advantage is hard to pin down. A glass is a nonequilibrium form, so a true solubility cannot be defined, and it may crystallize quickly. The group's earlier work showed that the profile is governed by the stability of the amorphous solid in the medium and by crystallization from the supersaturated solution; when both are stabilized, the peak can reach the theoretical amorphous solubility. (Alonzo 2010, ref 10; Murdande 2009 and 2011, refs 11, 12)
  • A measuring stick. Comparing observed and theoretical supersaturation is presented as important, both to gauge performance and to reveal instability of the solution or the solid.
  • How the theoretical advantage is estimated. All methods take the free energy difference between amorphous and crystalline forms as the driver. Melting temperature and enthalpy of fusion give an estimate that grows more approximate far below Tg (Hoffman 1958, ref 13); a configurational heat capacity gives a more rigorous one (Marsac 2006, ref 14; Matteucci 2008, ref 15); Murdande et al. add corrections for water uptake and ionization (ref 11).
  • The key assumption. Every estimate assumes that solute–solvent interactions contribute equally whether the solid is amorphous or crystalline. This is reasonable for a pure drug, but with drug–polymer interactions the authors "speculate" that it may fail for a dispersion.
  • Known influences on dispersion dissolution. Polymer type, drug-to-polymer composition, miscibility, physical stability and aqueous solubility of both components; dispersions have often given higher concentrations than crystalline or pure amorphous drug. (refs 3, 4, 16–20)

What the paper set out to do. First, measure the supersaturation generated on dissolution as a function of drug–polymer composition; second, relate the physical behaviour of the dispersion during dissolution to polymer loading, using felodipine and indomethacin with HPMC and PVP. ·

02How they approached it

Two drugs and two polymers, each dispersion made at 90:10 and 50:50 polymer:drug and dissolved under nonsink conditions; the UV probe's apparent concentration was checked against membrane flux and NMR, which see only dissolved drug, and particle formation was followed by microscopy and light scattering. ·····

HPMC–felodipine 90:1010% drug, HPMC Pharmacoat 606Falls apart within 5 min; studied by every method. ··
HPMC–felodipine 50:5050% drugParticles stay intact; studied by every method. ··
PVP–felodipine 90:10 and 50:50PVP K29/32PVP is the weaker crystallization inhibitor; UV, light scattering and microscopy (not shown). ··
PVP–indomethacin 90:10 and 50:50pH 2.0, no ionization expectedUV and light scattering. ··
HPMC–indomethacin 90:10 and 50:50pH 2.0UV only, data not shown.
Pure amorphous felodipineno polymer in the solid, HPMC 250 µg/mL in the mediumDiffusion reference. ·
Crystalline felodipinestable form, solubility about 1 µg/mLDiffusion normaliser, one run. ·
Methanol-shift felodipinesupersaturation made by pipetting a methanol stock into buffer5–60 µg/mL, with or without predissolved HPMC; control for UV, diffusion and particle growth. ··

What was done

Experiment

Dispersion powder in 18 mL buffer, 25 or 37 °C→in-situ UV every minute→apparent concentration–time.···

Experiment

Dispersion particles in buffer under crossed polars→disintegration over 5–30 min.·

↓
Experiment

Light scattering of dissolution media and of methanol-shift solutions with or without polymer→particle size and count rate over time.····

↓
Experiment

Dialysis cell at 37 °C→receptor slope relative to crystalline felodipine.·

Experiment

1H NMR of 50-min suspensions→relative dissolved felodipine.·

Calculation

Melting data→estimated amorphous solubility advantage.···

↓
Comparison

UV spectrum of the 90:10 solution against solution and nanocrystal spectra and their sum→origin of the extra UV signal.··

More detail

What was done

  1. Dispersions. Drug and polymer were dissolved in 50:50 methanol–dichloromethane, rotary-evaporated, cryomilled for a reasonably uniform particle size and stored dry in a refrigerator. All drug–polymer pairs were taken as miscible from earlier work. ·
  2. Apparent concentration. Fiber-optic UV probes recorded spectra (270–450 nm) every minute in 18 mL of 50 mM phosphate buffer (pH 6.8 for felodipine, pH 2.0 for indomethacin), stirred at 300 rpm at 37 or 25 °C. Second-derivative spectra, calibrated in methanol, were used to reduce scattering effects. About 5–20 mg of dispersion was added, depending on composition; all polymer in the medium came from the solid. Runs were in triplicate except the 90:10 HPMC–felodipine series with different amounts at 37 °C.
  3. Disintegration. Dispersion particles on a slide were wetted with buffer and imaged under crossed polars with a 530 nm tint plate at room temperature.
  4. Particles. Light scattering (173° backscatter) followed the average particle size in dissolving dispersions and in methanol-shift solutions at 25 and 37 °C; in one pair of runs the attenuation and position were fixed so that count rates could be compared. ·
  5. Dissolved drug by flux. A 300 mL donor at 37 °C held the dissolving solid; once its UV reading reached a plateau (about 40 min for amorphous, 60 min for crystalline), a dialysis bag with 10 mL buffer containing 500 µg/mL HPMC and a second probe was immersed. The receptor slope over 10–40 min was divided by the crystalline slope. Methanol-shift solutions at nominal 5 and 10 µg/mL tested whether flux scales with concentration. ··
  6. Dissolved drug by NMR. Suspension withdrawn 50 min into dissolution of each HPMC–felodipine dispersion was mixed with D2O and its aromatic felodipine signal integrated over 40–60 min of spectra at 37 °C, with water suppressed. NMR sees only mobile, dissolved molecules. ·
  7. Theoretical advantage. The amorphous/crystalline solubility ratio was estimated from the Hoffman free energy, using enthalpies of fusion from DSC; felodipine crystalline solubility came from Konno et al. and α-indomethacin solubility was measured at pH 2.0. ···
  8. Spectra. The UV spectrum of the 90:10 solution at 60 min was compared with a 10 µg/mL methanol solution, a 25 µg/mL crystalline nanosuspension (from ref 36) and the sum of the two, scaled down by 10%.

Key equations

Membrane flux (Eq. 1)
Ji=DiKil(cio−cil)

The flux across the dialysis membrane is proportional to the concentration difference between donor and receptor, so the receptor slope measures how much drug is truly dissolved in the donor; particles do not cross. The 10 and 5 µg/mL controls gave slopes in the ratio 2.07, as the equation requires.···

Amorphous solubility advantage (Eqs. 2, 3)
σamorphσcrystal=eΔG/RTΔG=ΔHfΔTTTm2

The amorphous form is more soluble by the exponential of its excess free energy, here estimated from the enthalpy of fusion and the distance below the melting point (Hoffman). For felodipine at 37 °C this gives about 9 µg/mL, nine times the crystalline solubility.··

Polymer-controlled dissolution (Eq. 4)
GD=GCADAC

When the polymer controls dissolution, the drug dissolves at the polymer's rate scaled by the drug:polymer ratio in the solid. The authors use this cited model to explain why 90:10 dispersions dissolve fast.·

Enthalpy of solution (Eqs. 7, 8)
ΔHsol=RTχ12n1V2ΔHsol=RT(n1V2χ12+n1V3χ13+n2V3χ23)

For pure amorphous drug only water–drug contacts (χ12) matter; in a dispersion, water–polymer (χ13) and drug–polymer (χ23) terms enter, so there is no thermodynamic reason for the two to give the same solution activity. No χ values are given.···

Terms used on this page
  • Nonsink conditions: more drug is added than the medium can dissolve at equilibrium, so supersaturation can build up.
  • Apparent concentration: what the UV probe reads; it includes any absorbance from particles.
  • Nominal concentration: the concentration if everything added had dissolved.
  • Supersaturation ratio: observed concentration divided by the crystalline equilibrium solubility.
  • Solubility advantage: the transient concentration gain of an amorphous solid over its crystal.
  • Methanol shift ("artificial supersaturation" in the paper): supersaturation made by adding a concentrated methanol solution of the drug to buffer.
  • Polymer-controlled and drug-controlled dissolution: regimes in which the polymer, or a drug-rich surface layer, sets the dissolution rate.
Fig. 1: The diffusion cell
Fig. 1 · p.3319 · The diffusion cellShows. donor beaker with probe and stir bar; receptor probe inside the dialysis bag.

03Main findings

1

UV reads 90:10 dispersions far above 50:50 dispersions

At 37 °C the 90:10 HPMC–felodipine dispersion read ≈27 µg/mL, close to the 30 µg/mL added; the 50:50 dispersion levelled at ≈9 µg/mL although 150 µg/mL was added, near the predicted 9.1 µg/mL. · The same split appeared at 25 °C, for PVP, and for indomethacin. ··

See also Fig. 2

More detail

With equal masses of dispersion added at 37 °C, the 90:10 HPMC–felodipine dispersion rose within 10 min to ≈23 µg/mL and reached ≈27 µg/mL at 60 min, between 25 and 30 µg/mL and about 100% of the felodipine added; the 50:50 dispersion rose slowly to ≈8.9 µg/mL, close to the estimated amorphous solubility of ∼9.1 µg/mL and far below the 150 µg/mL added. The 90:10 dispersion also dissolved much faster. ·· Adding more 90:10 dispersion raised the apparent peak: ≈75, ≈53 and ≈28 µg/mL for 90, 60 and 30 µg/mL added, each 80–100% of the dose and reached within about 10 min.

At 25 °C the 90:10 HPMC dispersion peaked at ≈26.8 µg/mL and the 90:10 PVP dispersion at ≈36.5 µg/mL, while both 50:50 dispersions stayed at ≈6–8 µg/mL, just above the predicted 5–6 µg/mL. · The authors read the polymer-to-drug ratio as "an extremely important factor" in dissolution behaviour.

For indomethacin at pH 2.0 and 25 °C, the 50:50 PVP dispersion peaked around 22 µg/mL, near the predicted 21 µg/mL for amorphous indomethacin, while the 90:10 dispersion reached ≈55.5 µg/mL, more than twice that. HPMC–indomethacin dispersions behaved alike (data not shown): about 21 µg/mL for 50:50, and five times more, fluctuating between 80 and 120 µg/mL near the linear limit of the probe, for 90:10. ···· Taken at face value, these readings would mean that 90:10 dispersions reach far higher supersaturation than 50:50 dispersions with either polymer or drug; the authors say this "appears at first glance" and then test it.

Fig. 5: The same split at 25 °C; PVP loses it fast
Fig. 5 · p.3321 · The same split at 25 °C; PVP loses it fastShows. 90:10 HPMC (black) ≈27 → ≈21 µg/mL; 90:10 PVP (blue open triangles) ≈36.5 → ≈9 µg/mL within an hour; both 50:50 dispersions at ≈6–8 µg/mL, near the predicted 5–6.Also supports K6
Fig. 12: PVP–indomethacin shows the same split
Fig. 12 · p.3325 · PVP–indomethacin shows the same splitShows. 90:10 (black) ≈55 µg/mL; 50:50 (red) ≈22 µg/mL, against a predicted amorphous solubility of 21 µg/mL; pH 2.0, 25 °C.
2

Only 90:10 dispersions fall apart in minutes and shed submicron particles

Under crossed polars a 90:10 HPMC–felodipine particle vanished within 5 min, while a 50:50 particle kept its shape for at least 30 min. Only the 90:10 media turned uniformly cloudy, and light scattering found particles of ≈185 nm at 5 min growing to ≈300 nm by 90 min; none were detected for 50:50, even at 250 µg/mL. ··

Fig. 4: 90:10 particles vanish in minutes; 50:50 particles stay
Fig. 4 · p.3321 · 90:10 particles vanish in minutes; 50:50 particles stayShows. 50:50 HPMC–felodipine particle at 0 and 30 min (a, b), intact; 90:10 particle at 0 and 5 min (c, d), gone.Also supports K2
More detail

The 90:10 HPMC–felodipine particle had disappeared within 5 min of wetting, and 90% PVP particles disappeared almost instantly; 50:50 HPMC and 50% PVP particles kept their shape and integrity for at least 30 min or throughout the experiment (PVP data not shown). A few minutes after addition, media of 90% polymer dispersions (HPMC or PVP, felodipine or indomethacin) became uniformly cloudy, while 50:50 media showed individual undissolved particles but no uniform cloudiness. ··

Light scattering of a 90:10 HPMC–felodipine dispersion at 25 °C (nominal 25 µg/mL) gave particles of ≈218 nm at 5 min, above 300 nm after 90 min, and ≈720 nm near 10 h, after which they settled to the bottom of the cell. · A 50:50 dispersion at nominal 250 µg/mL gave no correlation function for submicron particles, and the authors take them as absent; the same held for 50:50 PVP–indomethacin, while 90:10 PVP–indomethacin gave 210 nm at 30 min and 217 nm at 45 min. ·· With fixed instrument settings, the count rate was 71,000 ± 7500 kcps at 30 µg/mL and 148,000 ± 8100 kcps at 50 µg/mL, which the authors read as roughly twice the amount of scattering particles. ·

Fig. 6: The particles keep growing for hours
Fig. 6 · p.3322 · The particles keep growing for hoursShows. average diameter from the 90:10 HPMC–felodipine dispersion at 25 °C: ≈218 nm at 5 min, ≈337 nm at 90 min, ≈720 nm near 10 h.
3

Dispersion-born and methanol-born particles start and grow alike; HPMC slows growth

At 25 °C particles from the 90:10 HPMC dispersion and from methanol-shift solutions with HPMC started at ≈183–203 nm and reached ≈280–307 nm by 90 min. Without polymer they reached 936 nm within 7 min; from a 90:10 PVP dispersion ≈459 nm at 90 min. ·

Fig. 7: Dispersion-born and methanol-born particles grow alike
Fig. 7 · p.3322 · Dispersion-born and methanol-born particles grow alikeShows. 25 °C; dispersion at 30 (black) and 50 µg/mL (red), methanol shift with HPMC at 30 (blue) and 50 µg/mL (grey squares); all start near 185–205 nm and reach ≈280–307 nm.Also supports K4
More detail

At 25 °C, 90:10 HPMC–felodipine dispersion at nominal 30 and 50 µg/mL and methanol-shift solutions at 30 and 50 µg/mL with 250 or 500 µg/mL HPMC all produced particles that grew fast and then slowly: ≈183–203 nm at 5 min, ≈245–278 nm at 30 min and ≈280–307 nm at 90 min, the 50 µg/mL methanol-shift series running ≈20–30 nm above the others. The authors call initial size and growth "very similar" for both origins. · Without any polymer the methanol-shift particles were 450 nm at once and 936 nm at 7 min, already settling; with a 90:10 PVP dispersion (40 µg/mL) they grew from ≈218 nm at 10 min to ≈459 nm at 90 min, against ≈290–307 nm for HPMC. · The authors read this as HPMC inhibiting felodipine crystal growth better than PVP, in line with their earlier work. ··

At 37 °C the order held: PVP-dispersion particles reached ≈441 nm by 20 min, against ≈287–307 nm for HPMC dispersions. But here the dispersion-born particles started larger (≈259–274 nm at 5–10 min) than the methanol-born ones (≈194–219 nm) and stayed larger to 90 min (≈320–352 against ≈294–296 nm), growing more slowly and levelling off sooner than at 25 °C. ··

Fig. 9: At 37 °C the dispersion-born particles start larger
Fig. 9 · p.3324 · At 37 °C the dispersion-born particles start largerShows. HPMC dispersions (filled circles and squares) ≈259–274 nm at first, methanol shift with HPMC (open symbols) ≈194–219 nm; PVP dispersion (blue) ≈441 nm by 20 min; one point without polymer (≈514 nm).
4

Membrane flux and NMR show the same dissolved level for 90:10, 50:50 and pure amorphous felodipine

Receptor slopes relative to crystalline felodipine were 10.5 ± 1.2 (90:10), 9.5 ± 1.8 (50:50) and 8.5 ± 1.8 (pure amorphous), close to the predicted factor of about 9; the 10 and 5 µg/mL controls gave 10.0 and 4.8. NMR signals differed by about 26% (1370 vs 1014), not threefold. ··

Table 1: Membrane flux says the dissolved level is the same
Table 1 · p.3325 · Membrane flux says the dissolved level is the sameShows. receptor slopes over 10–40 min and ratios to crystalline felodipine: 10.5 (90:10), 9.5 (50:50), 8.5 (pure amorphous); controls 10.0 (10 µg/mL) and 4.8 (5 µg/mL).Read it as. the controls show flux scales with concentration; the three amorphous systems sit near the predicted factor of 9.Also supports K1
More detail

The control solutions behaved as Eq. 1 requires: 10 and 5 µg/mL gave slope ratios of 10.0 ± 3.4 and 4.8 ± 0.39 relative to the crystalline slope (0.0082, one run), so the cell can tell donor concentrations apart. ·· From the UV donor readings, the 90:10 dispersion should have diffused about 2.5 times (by the plotted values about 3 times) faster than the 50:50 dispersion. It did not: 0.0858 ± 0.0094 against 0.0782 ± 0.015, ratios 10.5 and 9.5, with pure amorphous felodipine at 8.5 and an estimated amorphous advantage of about 9 at 37 °C. ···· The pure amorphous donor's UV profile was almost identical to that of the 50:50 dispersion. ·

The authors conclude that dissolution of pure amorphous felodipine and of both dispersions gave solution concentrations, "or more correctly solution activities", "remarkably close" to the theoretical estimate, with no significant difference in maximum activity among the three "at least over the timeframe" of the experiments; the method also shows that felodipine was not complexed with HPMC in solution. ·· NMR of 50-min samples gave aromatic integrals of 1370 (90:10) and 1014 (50:50), a relative difference of approximately 26%, which the authors take as support for the diffusion result. ·· No statistical test is reported, and the three ratios fall in the same order as the UV readings.

Fig. 11: Receptor build-up behind Table 1
Fig. 11 · p.3324 · Receptor build-up behind Table 1Shows. receptor concentration over 60 min; 90:10 (black), 50:50 (red) and pure amorphous (blue) run close together between the 10 µg/mL (open squares) and 5 µg/mL (open circles) controls; crystalline (open triangles) lowest.
5

The 90:10 UV spectrum mixes dissolved and nanocrystalline felodipine

The 90:10 solution peaks at 367 nm with a valley at 312 nm, between dissolved felodipine (360 and 294 nm) and a crystalline nanosuspension (373 and 325 nm); adding the two reference spectra reproduces these positions. No such shift appeared for 50:50, pure amorphous or control solutions. ··

Fig. 13: The 90:10 spectrum sits between solution and nanocrystals
Fig. 13 · p.3327 · The 90:10 spectrum sits between solution and nanocrystalsShows. methanol solution (red), crystalline nanosuspension (blue), 90:10 dispersion at 60 min (black); the black valley sits at 312 nm, between 294 and 325 nm.Also supports K4
More detail

Felodipine in methanol peaks at 360 nm with a valley at 294 nm, and amorphous films 1.5 µm to 200 nm thick give nearly the same positions; in buffer the peak is at about 364 nm. A crystalline nanosuspension is clearly different, mainly through a red shift of the valley to 325 nm (plot ≈330 nm) with the peak at 373 nm. The 90:10 dispersion solution at 60 min lies in between, at 367 and 312 nm, and the shift appeared within 5 min of the start of dissolution, the same timeframe as the particles in light scattering. ·· Because UV absorption is additive, the summed solution and nanosuspension spectrum, scaled down by 10%, was compared with it: valley ≈316 against ≈313 nm and peak ≈370 against ≈367 nm, though the sum runs higher above about 385 nm. · Together with continuous growth, single birefringent particles at about 1 µm (not shown) and the known fast crystallization of amorphous felodipine in water, the authors conclude that the particles from 90:10 HPMC–felodipine dispersions "were indeed crystalline"; that they come from crystallizing nanometre amorphous domains of the matrix "cannot be entirely ruled out but seems unlikely". ····

Fig. 14: The sum of the two reference spectra matches the 90:10 spectrum
Fig. 14 · p.3328 · The sum of the two reference spectra matches the 90:10 spectrumShows. 90:10 bulk at 60 min (black) and the methanol plus nanosuspension sum scaled by 0.9 (red); peaks and valleys within a few nm.

04Further observations

  • Adding three times more 90:10 dispersion gave an apparent peak of ≈75 µg/mL at 5 min that fell to ≈23 µg/mL by 50 min.
  • At 25 °C the 90:10 PVP–felodipine reading fell from ≈36.5 to ≈9.2 µg/mL within an hour; HPMC fell from ≈26.8 to ≈20.7.
  • More dispersion, more scattering: 148,000 against 71,000 kcps for 50 and 30 µg/mL.
  • Predissolved polymer did not change the solubility of crystalline indomethacin.
  • The 10 µg/mL methanol-shift solution diffused fastest and crystalline felodipine slowest, after a 10-min lag.
More detail
  • Amount of 90:10 dispersion. At 37 °C, 90, 60 and 30 µg/mL of felodipine as 90:10 HPMC dispersion gave apparent peaks of ≈75, ≈53 and ≈28 µg/mL within about 10 min; at 90 µg/mL the reading then fell to ≈23 µg/mL by 50 min, at 60 µg/mL to ≈46, and at 30 µg/mL it stayed near ≈27. These were single runs and rise faster than the triplicate 30 µg/mL run of Fig. 2. ·
  • PVP loses its apparent supersaturation fast. At 25 °C the 90:10 PVP–felodipine apparent concentration peaked at ≈36.5 µg/mL at 3 min and fell to ≈9.2 µg/mL at 61 min, while the 90:10 HPMC dispersion went from ≈26.8 to ≈20.7 µg/mL; the 50:50 PVP dispersion stayed flat at ≈6.4 µg/mL.
  • PVP–indomethacin also declines slowly. The 90:10 apparent concentration fell from ≈55.5 µg/mL at 5 min to ≈43.8 µg/mL at 125 min; the 50:50 stayed at ≈21.6–22.3 µg/mL.
  • Count rate scales with dose. At fixed attenuation the count rate was 148,000 ± 8100 kcps for 50 µg/mL and 71,000 ± 7500 kcps for 30 µg/mL, with sizes growing from about 210 to 270 nm between 10 and 45 min in both. ··
  • Diffusion profiles. Most receptor profiles showed a lag of about 10 min before steady flux; at 40 min the receptor held ≈3.42, ≈2.75, ≈2.50, ≈2.27, ≈1.58 and ≈0.40 µg/mL for the 10 µg/mL control, 90:10, 50:50, pure amorphous, 5 µg/mL control and crystalline felodipine.
  • Polymer does not raise crystalline solubility. Predissolved polymer did not change the equilibrium solubility of α-indomethacin at pH 2.0 at 25 or 37 °C.
  • Long-term growth. Particles from the 90:10 HPMC dispersion at 25 °C kept growing for about 10 h, to ≈720 nm, and then settled. ·

05How the authors connect the findings

1The polymer:drug ratio decides what controls dissolution: the polymer at 90% polymer, a drug-rich surface layer at 50%. ·
↓
2Thermodynamics alone gives no reason for a dispersion to reach the same solution activity as pure amorphous drug; that the 90:10 case lands there "may be purely coincidental". ··
↓
10% drug (90:10)Polymer dissolves fast and carries the drug↓almost all drug enters solution within minutes at high, "most likely local" supersaturation↓nucleation and immediate crystallization↓submicron crystalline particles↓dissolved drug falls to about the pure amorphous level, while UV also counts the particles.···
50% drug (50:50)Polymer leaves the surface first↓a drug-rich layer forms↓if it stays amorphous it caps the concentration at the amorphous solubility↓no particles.·
What sets the switch point. The share of polymer: at 90% polymer there is not enough drug to build a drug-rich layer that limits dissolution. ·
Conclusion drawn. At both loadings the solubility advantage is similar to that of pure amorphous felodipine, and the particles prevented accurate UV measurement "as demonstrated by the diffusion and NMR experiments". ·
More detail
  1. Following Simonelli, Corrigan and Craig, two regimes are distinguished. At moderate to high drug loading the water-soluble polymer dissolves from the surface faster than the drug and leaves a drug-rich interface, "possibly in the amorphous state", that regulates dissolution. At high polymer loading there is too little drug to form such a layer, and the drug dissolves at a fraction of the polymer rate (Eq. 4). The felodipine and indomethacin data "appear to agree" with this: 90% polymer dispersions dissolved much faster than 50% ones. ···

10% drug (90:10). The rapid polymer dissolution can generate "very high local supersaturations" → by classical theory nucleation rises steeply with supersaturation, so the authors "speculate" that nearly all drug dissolves into a highly supersaturated state that immediately begins to crystallize → the particles look and grow like those from methanol-shift solutions, which "suggests" the same formation mechanism → precipitation depletes the solution until its activity is about that of pure amorphous drug → the UV probe reads dissolved drug plus drug in particles, which absorb light like solution at ≈200 nm and are not removed by second-derivative processing, while diffusion and NMR see only mobile molecules. ·····

50% drug (50:50). The polymer has already entered solution before the drug at the interface → a layer of nearly pure drug remains → if it remains amorphous it "would presumably control" the solution concentration → supersaturation beyond that of the pure amorphous solid "would not be expected" → no particles are seen. ··

  1. A thermodynamic side argument: in a miscible dispersion the drug activity in the solid is lower than in pure amorphous drug, which alone would predict a lower advantage; but Eq. 2 assumes the same solute–solvent interaction for both solids, which is "unlikely to be true" for a dispersion. Eqs. 7 and 8 show that a dispersion brings water–polymer and drug–polymer terms into the enthalpy of solution, and with 90% polymer fewer drug–drug contacts "would lead to a reduction in the barrier" to dissolution. Binary interaction parameters cannot simply be carried into the ternary model (Rumondor et al.). Hence "there is no reason to expect" equal activities, and their equality here "may be purely coincidental". ······

What sets the switch point. The amount of drug relative to polymer: whether there is enough drug to form a dissolution-limiting drug-rich layer. Only the two compositions 90:10 and 50:50 were tested. ·

Conclusion drawn. At 50% drug the drug-rich layer "most likely" sets the amorphous level; at 10% drug dissolution "appeared to be controlled" by the polymer and gave a highly supersaturated solution from which felodipine "immediately crystallized", producing particles that defeat in-situ UV. ··

06What it means for formulation

Stated by the authors
  • In-situ UV fiber-optic readings cannot be trusted when submicron particles form; second derivatives do not remove their absorbance.
  • Compare observed supersaturation with the theoretical amorphous estimate as a measuring stick.
  • HPMC held felodipine supersaturation; PVP was the weaker inhibitor.
AI reading, not stated in the paper
  • A lower drug loading did not buy a higher dissolved concentration here; it bought fast release followed by nanocrystal formation.
  • When a dissolution medium turns cloudy, check UV data with a particle-blind method such as flux or NMR.
More detail
Stated by the authors
  • Concentrations from in-situ UV fiber-optic probes are wrong when submicron particles are present: particles of 200–400 nm absorb like the solution and are not corrected by second-derivative processing, so the solution concentration is overestimated. ·
  • Observed supersaturation should be compared with theoretical amorphous solubility estimates, both to judge performance and to detect instability of the solution or the solid.
  • The supersaturation from HPMC dispersions was maintained "for biologically relevant timeframes", whereas PVP "appeared to be a less effective crystallization inhibitor". ·
  • The in vivo impact of the particle formation "is not clear at this point".
AI reading, not stated in the paper
  • For HPMC–felodipine, dropping the drug loading from 50% to 10% sped up release but did not raise the dissolved drug above the amorphous level; the extra drug ended up as nanoparticles, likely crystalline, which could seed further crystallization.
  • A cloudy medium early in dissolution is a warning that UV probe values include particles; a particle-blind measurement (membrane flux, NMR, or separation of particles before analysis) is needed to state supersaturation.
  • Only 10% and 50% drug were tested; where between them the behaviour switches, and how this extends to other polymers such as HPMCAS, is open.

07Open questions

Raised by the authors
  • Is there a short-lived, local supersaturation at the dissolving 90:10 particles?
  • Why does the depleted 90:10 solution settle at the pure amorphous activity?
  • What does particle formation mean in vivo?
Not covered by this paper (AI reading)
  • The particles' crystallinity was not measured directly.
  • Diffusion and NMR checked only HPMC–felodipine.
More detail
Raised by the authors
  • Diffusion and NMR need at least 40 min of data and cannot resolve the first minutes, so a short-lived, elevated concentration at the dissolving 90:10 particles "cannot be discounted"; it was not measured.
  • The match between the 90:10 activity and the pure amorphous activity "may be purely coincidental" and "requires further investigation".
  • The effect of the particles on in vivo performance "will require further investigation".
Not covered by this paper (AI reading)
  • No diffraction or other direct test showed that the 200–300 nm particles are crystalline; the nanosuspension reference spectrum comes from a thesis.
  • The diffusion and NMR check was done for HPMC–felodipine at 37 °C only; for PVP–felodipine and both indomethacin systems the dissolved concentration of 90:10 dispersions was not measured.
  • The equality of activities was not tested statistically, the crystalline normaliser is one run, and NMR is a single pair of integrals. ··
  • Only 10% and 50% drug, two polymers and about one hour of UV data were examined. ·

08How solid

AI assessment, not a statement made in the paper
Moderate

The central correction, that UV overreads 90:10 dispersions because of particles while the dissolved level is the same, rests on two independent particle-blind methods for one system. ·· But the equality is not tested statistically, NMR differs by 26%, the crystalline normaliser is a single run, and the particles' crystallinity is inferred. ···

More detail
What holds
  • The diffusion cell discriminates concentration: the 10 and 5 µg/mL controls give slopes in the ratio 2.07. ··
  • Microscopy, visible cloudiness and light scattering agree that only 90:10 dispersions disintegrate fast and generate submicron particles, for HPMC and PVP and for both drugs. ····
  • A threefold excess of dissolved drug for 90:10 is excluded by both flux and NMR. ·
  • The spectral sum reproduces the peak and valley positions of the 90:10 solution.
  • PVP-dispersion particles grow faster than HPMC-dispersion particles at both temperatures. ·
What weakens it
  • No statistical test supports "no significant difference"; the slope ratios fall in the same order as the UV readings, and all share one unreplicated crystalline slope. ·
  • The two NMR integrals differ by 26% and carry no replicates.
  • Crystallinity of the early particles is inferred from spectra and from birefringence that is not shown.
  • The Fig. 10 donor traces for the dispersions repeat the Fig. 2 data, and the amounts placed in the donor are not printed.
  • The similarity of dispersion-born and methanol-born particles holds at 25 °C but not at 37 °C, the temperature of the flux test.
  • Only HPMC–felodipine was checked by a particle-blind method; claims for the other three systems rest on UV and light scattering.
  • Several text values differ from figures or each other: the factor 2.5 (plot ≈3), the membrane cutoff, and a misprinted Eq. 5. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.3319)key figureSets up the particle-blind test: donor, receptor probe in dialysis tubing, stirrer.0.2Labelled 10 kDa; the text says 6–8 kDa.
Fig. 2 (p.3320)key figureThe starting contradiction: UV puts 90:10 at ≈27 µg/mL and 50:50 at ≈9 µg/mL.F1, K3
Fig. 3 (p.3321)More 90:10 dispersion gives higher, faster-falling apparent peaks (≈75, ≈53, ≈28 µg/mL).0.4Single runs; faster rise than Fig. 2 at the same dose.
Fig. 4 (p.3321)key figure90:10 particles vanish within 5 min; 50:50 particles stay intact for 30 min.F2, K2
Fig. 5 (p.3321)key figureThe same split at 25 °C for HPMC and PVP; the PVP excess fades within an hour.F1, K6Nominal concentrations not printed.
Fig. 6 (p.3322)key figureParticles from a 90:10 dispersion grow from ≈218 nm to ≈720 nm over about 10 h.F2
Fig. 7 (p.3322)key figureDispersion-born and methanol-born particles match in size and growth at 25 °C.F3, K4Holds at 25 °C, not at 37 °C.
Fig. 8 (p.3323)key figureGrowth ranks HPMC < PVP < no polymer.K6
Fig. 9 (p.3324)key figureAt 37 °C dispersion-born particles start larger than methanol-born ones; PVP still grows fastest.F3, K6One point only without polymer.
Fig. 10 (p.3324)Donor UV profiles before the diffusion test; pure amorphous matches 50:50.F4Dispersion traces repeat Fig. 2.
Fig. 11 (p.3324)key figureReceptor concentration–time from which the slopes are taken.F4
Table 1 (p.3325)key figureThe key test: slope ratios 10.5, 9.5, 8.5 for 90:10, 50:50 and pure amorphous, controls 10.0 and 4.8.F4, K1Crystalline slope n = 1; no statistical test.·
Fig. 12 (p.3325)key figureExtends the UV split to PVP–indomethacin: ≈55 against ≈22 µg/mL.F1Not checked by flux or NMR.
Fig. 13 (p.3327)key figureThe 90:10 spectrum lies between solution and nanocrystal spectra.F5, K4Nanocrystal reference from a thesis.
Fig. 14 (p.3328)key figureThe summed reference spectra reproduce the 90:10 peak and valley positions.F5