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Original: publisher page

Shweta A. Raina, David E. Alonzo, Geoff G. Z. Zhang, Yi Gao, Lynne S. Taylor* · Pharmaceutical Research (online first; published online 27 June 2015; volume and pages not printed in this PDF) (2015)

Using Environment-Sensitive Fluorescent Probes to Characterize Liquid-Liquid Phase Separation in Supersaturated Solutions of Poorly Water Soluble Compounds

Polarity-sensitive fluorescent dyes added to buffer report the moment a dihydropyridine drug exceeds its amorphous solubility and forms a drug-rich liquid phase: their emission moves to shorter wavelength and brightens at concentrations that match light-scattering onsets and thermodynamic estimates, and they stay silent when the drug crystallizes instead.

Abbreviations

LLPS liquid–liquid phase separation; ASD amorphous solid dispersion; HPMC hydroxypropylmethyl cellulose; PRODAN 6-propionyl-2-dimethylaminonaphthalene; DASPEI 2-(4-(dimethylamino)styryl)-N-ethylpyridinium iodide; 4-Di-2-ASP 4-(4-(diethylamino)styryl)-N-methylpyridinium iodide; dapoxyl dapoxyl sulfonic acid sodium salt; I1/I3 ratio of the pyrene emission peaks at 373 and 383 nm; PLM polarized light microscopy; ICT charge transfer in the excited state; σa, σc amorphous and crystalline solubility; cps counts per second; p. = page of the PDF (the source prints no page numbers).

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can environment-sensitive fluorescent probes detect liquid–liquid phase separation (LLPS) in supersaturated drug solutions, give its onset concentration, and tell it apart from crystallization?

Short answer

Yes, for six dihydropyridines at 25 and 37 °C: probe onsets lay close to extinction onsets and estimated amorphous solubilities (nifedipine at 37 °C with HPMC: 70, 73 and 73 μg/mL), the probes did not respond when nifedipine crystallized first, and the pyrene ratio fell at LLPS and rose again when crystals formed. ····

Conclusion

For six dihydropyridines in pH 6.8 phosphate buffer at 25 and 37 °C, the concentration at which a polarity-sensitive probe starts to shift its emission agrees with the UV-extinction onset and with the amorphous solubility estimated from crystalline solubility and thermal data ("close correlation"; abstract: "good agreement"), shown for all six drugs with DASPEI and for felodipine with four of six probes. ··· Where the drug crystallizes before reaching its amorphous solubility (nifedipine at both temperatures and nimodipine at 37 °C, without polymer) the probes do not respond, which the authors call "important verification" that the signal is specific to a drug-rich liquid phase; with HPMC both drugs phase separate and are detected. ··· The authors conclude that the probes "can be used to determine" amorphous solubility by generating the amorphous phase in situ, and that amorphous and crystalline precipitation "can be differentiated" with probes plus orthogonal techniques; crystallization after LLPS was shown with pyrene for one system, nifedipine with HPMC at 25 °C. ··· Partitioning of the probe into the drug-rich phase, the proposed cause of the signal, was not measured. ·

01Why this study

Known 1Supersaturated solutions form non-crystalline drug aggregates

They appear when ASDs dissolve and when supersaturation is made by lipid digestion, pH change or solvent dilution.

Tachibana 1965, ref 1; Alonzo 2011, ref 4; refs 2–12

Known 2The aggregates come from liquid–liquid phase separation

It starts at the amorphous solubility, gives a dispersed drug-rich phase and leaves the solution supersaturated until crystals form.

Raina 2014, ref 14; refs 12, 13, 15–17 ·

Known 3The droplets may help absorption

The drug-rich phase may act as a reservoir that keeps the solution supersaturated.

Raina 2014, ref 14; Frank 2014, ref 18

Known 4Current tools see size, not structure

Light scattering cannot tell droplets from crystals; PLM is insensitive at low concentration.

refs 14, 19–22

Known 5Polarity probes already find micelles

A probe's emission changes when it enters a less polar micelle.

Goddard 1985, ref 37 ·

Gap → this paperIs there a simple way to detect a drug-rich liquid phase in a dilute supersaturated solution and tell it from crystals?
More detail

What was already known. The introduction builds on these points:

  • Aggregates from amorphous solids and other routes. Tachibana and Nakamura saw nano-sized aggregates when a beta-carotene–PVP dispersion dissolved in 1965 (ref 1); later reports covered mangostin–PVP (ref 2), HPMCAS dispersions (Friesen 2008, ref 3), HPMC dispersions (Alonzo 2011, ref 4) and ritonavir extrudates (ref 5). Supersaturated solutions made by lipid digestion (refs 6–8), pH change (refs 9–11) and solvent dilution, as in high-throughput screening (refs 8, 10–12), also hold non-crystalline aggregates.
  • The phenomenon is LLPS. It happens in solutions with a miscibility gap and is known as an undesirable precursor to crystallization of proteins (ref 12) and small molecules (ref 13). For high log P drugs the onset has been linked to the solubility of the water-saturated supercooled liquid, the "amorphous solubility"; the one-phase solution splits into a dispersed nano-sized drug-rich phase and a continuous aqueous phase, and stays supersaturated until crystals form. (refs 14–17) ·
  • A possible benefit. It has been "postulated" that the drug-rich phase may serve as a reservoir that maintains supersaturation and so helps delivery and bioavailability. (Raina 2014, ref 14; Frank 2014, ref 18)
  • Existing detection methods. Static, quasi-elastic and dynamic light scattering and extinction (refs 14, 19–21) give the size range of scattering centres but not their structure; electron microscopy and PLM (refs 14, 22) show the drug-rich phase and its lack of birefringence, but PLM is not very sensitive at low drug concentration or with very small colloids; small-angle neutron scattering, NMR and surface plasmon resonance have also been used (refs 23–25).
  • The idea borrowed. Fluorophores have long been used to find critical micelle concentrations from the spectral change when they enter the less polar micelle (refs 37, 38). The authors hypothesise that probes of moderate lipophilicity will likewise partition into the drug-rich phase formed on LLPS. ·
  • Known model compounds and methods. The six dihydropyridines had been characterized by the group for crystallization tendency and LLPS (refs 15, 16, 26–28). The amorphous solubility estimate follows refs 14 and 29 with the water correction of Murdande et al. (refs 31–33), and the extinction onset method follows refs 29 and 34. ·

What the paper set out to do. Test a simple fluorescence method for detecting a non-crystalline drug-rich phase in highly supersaturated but dilute aqueous solutions with six polarity-sensitive probes; compare its onsets with UV extinction and with estimated amorphous solubilities; and use the emission spectra to tell crystallization from LLPS.

02How they approached it

Calibrate six probes in solvents of falling polarity; add each to buffer, raise the concentration of a dihydropyridine step by step and find where the emission changes; compare that onset with the extinction onset and with a thermodynamic estimate of amorphous solubility, for six related drugs at 25 and 37 °C, with and without HPMC. Drugs that crystallize first serve as negative controls. ···

Felodipinedihydropyridine, dichlorophenylIntensely autofluorescent, so also used as its own probe; phase separates without polymer. Measured. ·
Nifedipinedihydropyridine, ortho-nitrophenylFast crystallizer: crystallizes before LLPS at 25 and 37 °C without HPMC, phase separates with it. Measured. ·
Nimodipinedihydropyridine, meta-nitrophenylCrystallizes before LLPS at 37 °C only. Measured. ·
Nisoldipinedihydropyridine, ortho-nitrophenylPhase separates; the example extinction curve. Measured. ·
Nitrendipinedihydropyridine, meta-nitrophenylPhase separates. Measured. ·
Cilnidipinedihydropyridine, meta-nitrophenylPhase separates; lowest onsets, about 1–2 μg/mL. Measured. ·
Pyrenearomatic hydrocarbon probeRead as the I1/I3 peak ratio. Measured.
PRODANnaphthalene ketone probeMeasured.
Dansyl glycinedansyl sulfonamide probeMeasured.
Dapoxyloxazole sulfonate probeMeasured.
DASPEIstyryl pyridinium dyeThe probe of the six-drug comparison. Measured.
4-Di-2-ASPstyryl pyridinium dyeThe probe for nifedipine at 37 °C. Measured.
HPMCcellulose ether polymerCrystallization inhibitor, 100 μg/mL where stated. Measured.

What was done

Experiment

Shake-flask crystalline solubility in pH 6.8 buffer, 48 h→HPLC.··

Calculation

Crystalline solubility + DSC melting data + water sorption→estimated amorphous solubility (Eqs. 1, 2).····

Experiment

Six probes in eight solvents→excitation and emission maxima.··

↓
Experiment

Drug in methanol infused into buffer→extinction at 450 nm→onset; haze, particles and PLM→liquid or crystals.····

Experiment

Drug added stepwise to buffer with 1 μg/mL probe, read within 1 min→emission maximum and intensity→fluorescence onset.···

↓
Comparison

Fluorescence onset vs extinction onset vs estimated amorphous solubility, six drugs, 25 and 37 °C.

↓
Experiment

Felodipine alone in solvents and in buffer→its own emission shift.··

Experiment

Pyrene I1/I3 while nifedipine with HPMC is raised past LLPS into crystallization.·

More detail

What was done

  1. Crystalline solubility. Excess crystalline drug was shaken in 18 mL of 50 mM pH 6.8 phosphate buffer for 48 h at 25 and 37 °C, protected from light, and ultracentrifuged; the supernatant was diluted with acetonitrile/TFA-water and assayed by HPLC at 360 nm (standard curve 0.05–50 μg/mL). ·
  2. Amorphous solubility estimate. The crystalline solubility σc was multiplied by the free-energy advantage of the amorphous form, with ΔG from the Hoffman equation using heat of fusion and melting point measured by DSC at 10 °C/min, and by a correction for the lower activity of amorphous drug that has taken up water, from moisture sorption (approach of Murdande et al.). The inputs are not printed. ····
  3. Probe calibration. Each probe (stock 1 mg/mL in DMSO) was diluted to 1 μg/mL in water, buffer, methanol, ethanol, isopropyl alcohol, benzene, toluene and hexane; excitation scans gave the excitation and emission maxima (Table I), and emission spectra were recorded at the excitation maximum (Fig. 3). ··
  4. Extinction onset. Drug dissolved in methanol (5–25 mg/mL) was infused slowly by syringe pump into buffer while a 1 cm dip probe read extinction at 450 nm; the concentration of the sharp rise was the onset of a new phase. A hazy, bluish solution without visible particles and without birefringence under PLM was classed as LLPS, visible particles as crystallization. Runs were made at 25 and 37 °C in buffer and with HPMC. ·
  5. Fluorescence onset. Aliquots of methanolic drug stock (10 μg/mL to 25 mg/mL) were added to buffer holding 1 μg/mL probe to give solutions of rising concentration; each was stirred at 25 or 37 °C and its spectrum recorded within 1 min, before crystallization could change it (3 nm slits, 100 ms). The onset was the concentration where emission maximum and intensity changed sharply. Felodipine at 25 °C was run with all six probes (n = 3), the six-drug comparison with DASPEI, nifedipine at 37 °C with 4-Di-2-ASP, with 100 μg/mL HPMC where shown. ···
  6. Felodipine as its own probe. Felodipine spectra were recorded in six solvents and at 0.25–100 μg/mL in buffer at 25 and 37 °C. ··
  7. Crystallization test. Pyrene I1/I3 was followed as nifedipine with HPMC was raised to 400 μg/mL at 25 °C, past the LLPS onset and into the range where particles appeared. ·

Key equations

Amorphous solubility estimate (Eq. 1)
σa=σce−I(αa)eΔG/RT

The amorphous solubility σa is the crystalline solubility σc raised by the free-energy advantage ΔG of the amorphous form and lowered by the term I(αa) for water absorbed into the amorphous drug; this estimate is the yardstick against which every fluorescence onset is compared.·

Hoffman equation (Eq. 2)
ΔG=ΔHfΔTTm·TTm

The free energy difference between amorphous and crystalline drug from the heat of fusion ΔHf, the melting temperature Tm and the undercooling ΔT = Tm − T.

Photon energy (Eq. 3)
E=hν=hcλ

More energy lost before emission means a longer emission wavelength; the authors use this to explain why emission is bluer in a non-polar environment.·

Terms used on this page
  • Liquid–liquid phase separation (LLPS): a supersaturated solution splitting into a dispersed drug-rich liquid (nano-droplets) and a drug-poor aqueous phase; it starts at the amorphous solubility.
  • Amorphous solubility: the concentration of dissolved drug in equilibrium with water-saturated amorphous (supercooled liquid) drug; above it the drug-rich liquid forms.
  • Environment-sensitive probe: a dye whose emission wavelength and intensity depend on the polarity of its surroundings.
  • Blue shift (hypsochromic shift): emission moving to shorter wavelength.
  • Pyrene I1/I3: the ratio of pyrene's first (373 nm) and third (383 nm) emission peaks; it falls as the surroundings become less polar.
  • Extinction: loss of transmitted light by absorption and scattering; here read at 450 nm, where a sharp rise marks a new light-scattering phase.
  • Autofluorescence: emission from the drug itself.
  • ICT: a shift of charge within a dye after excitation, which makes some dyes very sensitive to polarity.
Fig. 2: The six dihydropyridine drugs
Fig. 2 · p.4 · The six dihydropyridine drugsShows. one 1,4-dihydropyridine core with different esters; felodipine carries a dichlorophenyl ring, the others a nitrophenyl ring (ortho in nifedipine and nisoldipine, meta in cilnidipine, nimodipine and nitrendipine).
Fig. 1: The six probes
Fig. 1 · p.3 · The six probesShows. pyrene, PRODAN, dansyl glycine (labelled "Dansyl Chloride"), dapoxyl sulfonate and the two styryl pyridinium dyes DASPEI and 4-Di-2-ASP.

03Main findings

1

Every probe emits at shorter wavelength as polarity falls

From buffer to benzene the emission maximum fell by 103 nm for dapoxyl, 57 nm for PRODAN, 52 nm for dansyl glycine, 25 nm for 4-Di-2-ASP and 16 nm for DASPEI; pyrene I1/I3 fell from 1.6 to 1.07. ·

Table I: Probe calibration in buffer, methanol and benzene
Table I · p.5 · Probe calibration in buffer, methanol and benzeneShows. each probe's excitation maximum and its emission maximum falling from buffer to benzene; pyrene I1/I3 1.6 → 1.07.
More detail

Table I gives each probe's emission maximum in buffer, methanol and benzene: PRODAN 520, 498, 463 nm; dansyl glycine 554, 518, 502; dapoxyl 575, 512, 472; DASPEI 580, 575, 564; 4-Di-2-ASP 610, 605, 585; and for pyrene the I1/I3 ratio 1.6, 1.2, 1.07. The spectra of Fig. 3 add ethanol and toluene: for each wavelength-shifting probe the maximum falls in the order water ≈ buffer > methanol > ethanol > benzene > toluene, toluene giving the largest blue shift (PRODAN about 455 nm against about 521 nm in buffer). Most probes show a single emission peak that moves; pyrene has a vibronic spectrum and is read as a ratio. The authors summarise this as a "large hypsochromic shift" for each probe. Table I shows the smallest shifts for the two styryl dyes, which the discussion calls the most polarity-sensitive probes; pyrene ratios read from the Fig. 3b spectra (about 1.5 in buffer, 1.0 in benzene) differ slightly from Table I. ···

Fig. 3: Probe spectra in six solvents
Fig. 3 · p.6 · Probe spectra in six solventsShows. normalized spectra moving to shorter wavelength from water and buffer to toluene; (b) the pyrene vibronic peaks.
2

Extinction finds a new phase; most drugs form a liquid, two crystallize first

Extinction stays flat and then rises at a sharp onset, about 7 μg/mL for nisoldipine at 25 °C. Without polymer, four drugs form a hazy, birefringence-free liquid at both temperatures; nifedipine crystallizes at 25 and 37 °C and nimodipine at 37 °C. HPMC lets both phase separate. ···

Fig. 5: Crystalline solubility and extinction onsets, six drugs
Fig. 5 · p.7 · Crystalline solubility and extinction onsets, six drugsShows. black = crystalline solubility, light grey = onset in buffer, dark grey = onset with HPMC; asterisk = crystals seen; (a) 25 °C, (b) 37 °C.Also supports K7
More detail

For nisoldipine at 25 °C the extinction was near zero up to about 6 μg/mL and then rose linearly to about 0.25 at 16.4 μg/mL; the authors place the onset at "approximately" 7 μg/mL, where the solution turned hazy. · An extinction rise shows only that a light-scattering phase has formed; it was classed as LLPS when the solution had no visible particles, a bluish Tyndall-like haze and no birefringence under PLM. · By these criteria all compounds formed a liquid phase at 25 and 37 °C except nifedipine (crystals at both temperatures, extinction onsets about 38 and 58 μg/mL) and nimodipine at 37 °C (crystals, about 21.5 μg/mL); the authors say these crystallize "just below" the concentration needed for LLPS. ··· With HPMC both formed a liquid phase, at about 49 and 67 μg/mL for nifedipine (25 and 37 °C) and about 18 and 26 μg/mL for nimodipine. ·· Equilibrium crystalline solubilities lay far below the onsets, for example felodipine about 0.7 against about 6.0 μg/mL and nitrendipine about 0.8 against about 15.9 μg/mL at 25 °C. ·

Fig. 4: Reading an extinction onset (nisoldipine, 25 °C)
Fig. 4 · p.7 · Reading an extinction onset (nisoldipine, 25 °C)Shows. flat extinction, then a linear rise; arrow at about 7 μg/mL.
3

DASPEI reports felodipine LLPS at about 8 μg/mL, with or without HPMC

At 37 °C the DASPEI maximum stayed near 578 nm up to about 5 μg/mL felodipine and fell to about 558 nm by 20–25 μg/mL, while intensity rose about seven-fold. The onset, about 8 μg/mL, matched extinction (about 9) and the estimated amorphous solubility (about 8); HPMC did not move it. ···

Fig. 6: DASPEI reports felodipine LLPS at 37 °C
Fig. 6 · p.8 · DASPEI reports felodipine LLPS at 37 °CShows. wavelength (black squares, right axis) falls and intensity (red, left axis) rises above about 8 μg/mL; (a) buffer, (b) 100 μg/mL HPMC.Read it as. the onset is where the black squares start to drop.Also supports K1
More detail

Without HPMC the DASPEI maximum was about 577–579 nm from 1 to 5 μg/mL felodipine, about 575 nm at 7.5, about 571 nm at 10 and about 558 nm at 25 μg/mL; intensity rose from about 14,000 cps at 1 μg/mL to about 97,000 cps at 25 μg/mL. With 100 μg/mL HPMC the maximum moved the same way (about 579 to 558 nm by 20 μg/mL) and intensity rose from about 24,000 to about 99,000 cps. The authors read the start of the blue shift, at approximately 8 μg/mL, as the point where the homogeneous solution becomes a two-phase system with drug-rich aggregates; at and above it the solutions were hazy, free of particles and without birefringence under PLM. · Extinction showed a new phase at around 9 μg/mL and the estimated amorphous solubility at 37 °C was approximately 8 μg/mL, which they call "good correlation". · They state that the polymer changes neither the LLPS concentration nor the emission properties of the probe; the low-concentration intensity was somewhat higher with HPMC (about 24,000 against 14,000 cps at 1 μg/mL), with overlapping error bars. ··

4

Crystallizing nifedipine gives no signal; with HPMC the probe onset is 70 μg/mL

Without polymer, nifedipine crystallized and no probe changed its emission. With 100 μg/mL HPMC, the 4-Di-2-ASP maximum fell from about 610 to about 579 nm above 70 μg/mL; the onsets were 70 (fluorescence), 73 (extinction) and 73 μg/mL (estimate). ····

Fig. 7: 4-Di-2-ASP reports nifedipine LLPS with HPMC at 37 °C
Fig. 7 · p.8 · 4-Di-2-ASP reports nifedipine LLPS with HPMC at 37 °CShows. the maximum stays at about 610 nm up to 70 μg/mL, then falls to about 579 nm.Also supports K2
More detail

At 37 °C without HPMC nifedipine crystallized below its LLPS concentration and the probes showed no distinct change in emission wavelength or intensity (data not shown); the authors explain that no drug-rich liquid phase formed for the probe to enter. · With 100 μg/mL HPMC as crystallization inhibitor the 4-Di-2-ASP maximum stayed at about 609–611 nm from 10 to 70 μg/mL, dropped to about 603 nm at 75 μg/mL and kept falling to about 579 nm at 200 μg/mL; intensity stayed at about 7,000–8,000 cps up to 70 μg/mL and rose to about 30,500 cps at 200 μg/mL. The onsets by fluorescence, extinction and amorphous solubility estimate were 70, 73 and 73 μg/mL, which the authors call "excellent agreement". · Fig. 5b shows the extinction onset with HPMC at about 67 μg/mL, against 73 in the text and in Fig. 8b. ·

5

Probe, extinction and thermodynamic onsets agree across six drugs

With DASPEI, the fluorescence onset lay close to the extinction onset and the estimated amorphous solubility for all six drugs at both temperatures, from about 0.4–1.9 μg/mL (cilnidipine) to about 40–73 μg/mL (nifedipine with HPMC). ·

Fig. 8: The three onsets compared for six drugs
Fig. 8 · p.8 · The three onsets compared for six drugsShows. estimated amorphous solubility (dark), extinction (light) and fluorescence (mid grey) at (a) 25 °C and (b) 37 °C; nifedipine and nimodipine with HPMC.Also supports K1
More detail

Fig. 8 compares the three values (estimated amorphous solubility / extinction / fluorescence, μg/mL, read from the bars):

  • 25 °C: cilnidipine about 0.5 / 1.4 / 0.4; felodipine 6.6 / 6.0 / 5.0; nifedipine (HPMC) 48 / 49 / 40; nimodipine (HPMC) 20 / 18 / 23.6; nisoldipine 6.2 / 6.6 / 4.0; nitrendipine 18.9 / 16.3 / 17.5.
  • 37 °C: cilnidipine about 1.0 / 1.9 / 0.7; felodipine 7.8 / 8.7 / 7.5; nifedipine (HPMC) 73 / 73 / 70; nimodipine (HPMC) 28 / 26 / 28; nisoldipine 8.2 / 9.0 / 10; nitrendipine 25.4 / 22 / 24.

The authors describe "a close correlation" for each compound at each temperature (abstract: "good agreement"). Read from the bars, the highest and lowest of the three values differ by a factor of about 1.2–1.7 at 25 °C and 1.0–1.2 at 37 °C for five compounds, and by about 3 for cilnidipine, whose values all lie below 2 μg/mL. · Every onset and every estimate was higher at 37 °C than at 25 °C. · Which probe gave the nifedipine and nimodipine bars is not stated beyond the general mention of DASPEI.

6

Felodipine's own fluorescence decides which probes work

With felodipine at 25 °C, four probes gave onsets of 5–6 μg/mL (pyrene 6.00 ± 0.57, PRODAN 5.00 ± 1.00, DASPEI 5.00 ± 1.32, 4-Di-2-ASP 6.00 ± 2.09; n = 3); dansyl glycine and dapoxyl were swamped by felodipine's emission. ·

Table II: Felodipine onset with each probe at 25 °C
Table II · p.9 · Felodipine onset with each probe at 25 °CShows. 5–6 μg/mL for four probes; no value for dansyl glycine and dapoxyl.Also supports K3
More detail

Felodipine fluoresces strongly near 430–445 nm, where several probes also emit (Fig. 9). With dansyl glycine the felodipine band (about 117,000 cps at 2 μg/mL) dwarfed the probe band near 555 nm (about 20,000–25,000 cps); with DASPEI the felodipine band reached about 170,000 cps at 12.5 μg/mL while the DASPEI band near 560–580 nm rose to about 40,000 cps. · The overlap ruled out dansyl glycine, dapoxyl and the pyrene I1/I3 ratio. · For pyrene the authors instead used the sharp fall of the individual peak intensities (from about 5.1 × 10⁶ cps at 0.1 μg/mL to about 1–1.7 × 10⁶ cps at 15–20 μg/mL), giving 6.00 ± 0.57 μg/mL; they attribute the fall to quenching by felodipine, which they say "confirms" close contact after LLPS. ·· The four usable probes agree with each other ("good agreement") and with the DASPEI bar of Fig. 8a (about 5.0 μg/mL). ·· The authors name possible energy transfer between felodipine and the probes as something to investigate.

Fig. 9: Felodipine emission overlapping the probes at 25 °C
Fig. 9 · p.9 · Felodipine emission overlapping the probes at 25 °CShows. the felodipine band near 430–445 nm grows over the probe bands of (a) pyrene, (b) PRODAN, (c) dansyl glycine and (d) DASPEI.
7

Felodipine reports its own phase separation

Felodipine's emission maximum stayed near 443 nm and then fell to about 433 nm, starting at about 5 μg/mL at 25 °C and about 10 μg/mL at 37 °C, while its intensity rose steeply. ·

Fig. 11: Felodipine as its own indicator
Fig. 11 · p.10 · Felodipine as its own indicatorShows. maximum near 443 nm falling to about 433 nm, intensity rising steeply; (a) 25 °C, (b) 37 °C.Also supports K5
More detail

In solvents felodipine emits a broad band whose maximum moves from about 438–445 nm in water and buffer to about 435 nm in methanol and ethanol and about 425–435 nm in benzene and toluene, so it senses polarity. · In buffer at 25 °C its maximum was about 442–443 nm from 0.25 to 3 μg/mL, about 440 nm at 5–7.5 μg/mL, about 435 nm at 25 and about 433 nm at 100 μg/mL; at 37 °C it was about 442–444 nm up to 7.5 μg/mL, about 439.5 nm at 10 and about 432.5 nm at 100 μg/mL. Peak intensity rose from about 0.01 × 10⁶ cps at 0.25 μg/mL to about 4.9 × 10⁶ cps (25 °C) and 3.9 × 10⁶ cps (37 °C) at 100 μg/mL. The authors call felodipine a "self-indicator": wavelength and intensity stay "more or less constant" until the anticipated LLPS concentration, then shift and rise. They add that higher local viscosity and possibly stronger hydrogen bonding in the drug-rich phase contribute to the shift. The wavelength change starts close to the onsets found by the other methods (about 5–6.6 μg/mL at 25 °C, 7.5–8.7 μg/mL at 37 °C); the intensity per μg/mL roughly doubles only above about 15–25 μg/mL. ·

Fig. 10: Felodipine emission in solvents
Fig. 10 · p.10 · Felodipine emission in solventsShows. broad bands whose maximum moves slightly to shorter wavelength from water to benzene.
8

Pyrene detects crystallization after LLPS

With nifedipine and HPMC at 25 °C, pyrene I1/I3 stayed about 1.8 up to about 60 μg/mL, fell to about 0.76 at 200 μg/mL, and rose back to about 1.6 at 400 μg/mL as particles appeared. ·

Fig. 12: Pyrene sees LLPS and then crystallization (nifedipine, HPMC, 25 °C)
Fig. 12 · p.10 · Pyrene sees LLPS and then crystallization (nifedipine, HPMC, 25 °C)Shows. I1/I3 about 1.8, a fall to about 0.76, then recovery to about 1.6 as crystals form; the arrows mark the authors' LLPS and crystallization onsets.Also supports K6
More detail

The ratio was about 1.79–1.84 from about 5 to 60 μg/mL nifedipine, about 1.72 at 75, about 1.13 at 120, about 0.84 at 150 and about 0.76 at 200 μg/mL; it then rose to about 0.87 (225), 0.94 (300), 1.23 (350) and 1.60 (400 μg/mL). The authors place LLPS at around 40 μg/mL and crystallization at around 200 μg/mL, where particles appeared; the first fall of the plotted ratio lies between about 60 and 75 μg/mL. ·· They read the recovery as pyrene being expelled from the shrinking drug-rich phase into the more polar water as crystals grow ("can be attributed"), and generalise that probes can reveal crystallization in solutions already turbid from LLPS. · The HPMC concentration of this experiment is not stated, and it is the only crystallization test shown. ·

04Further observations

  • Crystalline solubility lies far below the onset (felodipine about 0.7 vs 6.0 μg/mL at 25 °C).
  • HPMC barely moved the onset of drugs that phase separate on their own.
  • In the drug-rich phase the probe maxima go beyond their benzene values. ···
  • Onsets and estimates were higher at 37 °C than at 25 °C for all six drugs. ·
More detail
  • Solubility and onset. Equilibrium crystalline solubilities in pH 6.8 buffer were about 0.1–1.4 μg/mL for five compounds and about 5.7 (25 °C) and 10 μg/mL (37 °C) for nifedipine, far below the extinction onsets (for example felodipine about 0.7 against 6.0 μg/mL and nimodipine about 0.6 against 17.8 μg/mL at 25 °C).
  • HPMC and the onset. For the four drugs that phase separate on their own the extinction onset with HPMC was within about 1.5 μg/mL of that in buffer (felodipine 6.0 against 7.3, nitrendipine 15.9 against 17.2 μg/mL at 25 °C); for the crystallizing drugs the buffer value marks crystallization and the HPMC value LLPS (nifedipine 38 against 49 at 25 °C and 58 against 67 at 37 °C; nimodipine at 37 °C 21.5 against 26 μg/mL). ·
  • Beyond the solvent scale. DASPEI with felodipine reached about 558 nm and 4-Di-2-ASP with nifedipine about 579 nm, below their benzene maxima of 564 and 585 nm in Table I; the authors point to viscosity, charge transfer and other factors besides polarity. ·····
  • Temperature. Every extinction onset and every amorphous solubility estimate was higher at 37 °C than at 25 °C, for example felodipine about 6.6 to 7.8 μg/mL (estimate) and nifedipine about 48 to 73 μg/mL. ·
  • Pyrene with felodipine. The pyrene peaks fell from about 5.1 × 10⁶ cps at 0.1 μg/mL felodipine to about 1–1.7 × 10⁶ cps at 15–20 μg/mL while felodipine's band grew to about 4.2 × 10⁶ cps; the authors read this as quenching. ·
  • Not shown. The probe response to nifedipine without polymer, and spectra in isopropyl alcohol and hexane, are described or listed but not shown. ·

05How the authors connect the findings

1Below the amorphous solubility the probe sits in water and emits at its long, aqueous wavelength. ·
↓
2Above it the solution splits into water and a drug-rich supercooled liquid, unless the drug crystallizes first. ·
↓
3The moderately lipophilic probe moves into the drug-rich liquid, far less polar than water. ·
↓
4There it loses less energy to solvent relaxation, so it emits at shorter wavelength and more brightly. ·
↓
LLPS firstDrug-rich liquid forms↓probe enters it↓blue shift and brighter emission at the amorphous solubility↓onset read directly.··
Crystallization firstFast crystallizer (nifedipine; nimodipine at 37 °C)↓no drug-rich liquid↓probe stays in water↓no signal.··
Crystallization after LLPSCrystals grow↓drug-rich phase consumed↓probe back in water↓pyrene I1/I3 returns toward its aqueous value.··
What sets the switch point. Whether nucleation beats phase separation: HPMC "is known to" impede nucleation of dihydropyridines and lets nifedipine and nimodipine reach LLPS; faster nucleation at 37 °C "can be attributed" for nimodipine crystallizing only at the higher temperature. ·
Conclusion drawn. The silence of the probes in crystallizing systems is "important verification" that the method detects LLPS specifically, and the probes "can be used to determine" amorphous solubility. ·
Fig. 13: Why emission is bluer in a non-polar medium
Fig. 13 · p.11 · Why emission is bluer in a non-polar mediumShows. (a) less solvent relaxation in a non-polar solvent leaves more energy for emission; (b) the resulting shorter-wavelength, stronger emission.
More detail
  1. Photophysics. On excitation a probe's dipole moment grows and no longer matches the surrounding solvent dipoles; before emitting, it loses energy by vibrational relaxation and by solvent molecules reorienting around it. The excited state lives nanoseconds and solvent relaxation takes picoseconds, so emission comes from the relaxed state. In water much energy is lost and emission is red-shifted and weaker; in a non-polar medium less is lost, so emission is bluer and stronger (Fig. 13, Eq. 3). ·
  2. Which probes respond most. Viscosity, relaxation rate, conformational change, charge transfer, proton transfer and probe–probe interactions "may augment" the effect; probes with charge transfer in the excited state are expected to be the most polarity-sensitive, which the authors state for DASPEI and 4-Di-2-ASP, and the aminophenyl tail of these styryl dyes "likely" enters the drug-rich phase. PRODAN also undergoes charge transfer, hydrogen bonding and carbonyl conformational change. ···
  3. Into the drug-rich phase. On LLPS the probes, previously surrounded by water, partition into the drug-rich supercooled liquid, where they are surrounded mainly by drug molecules with some water; the local polarity drops sharply and emission moves to shorter wavelength and higher intensity. The wavelength is the better indicator because it does not depend on excitation intensity or probe concentration. ·

[+] LLPS first. Cilnidipine, felodipine, nisoldipine, nitrendipine, nimodipine at 25 °C, and nifedipine and nimodipine with HPMC → the drug-rich liquid forms at the amorphous solubility → the probe enters it → the onset of the blue shift is the LLPS onset, which agrees with extinction and the thermodynamic estimate. ··

[-] Crystallization first. Nifedipine is a very fast crystallizer and nimodipine the next fastest of the six (earlier work) → without polymer they nucleate before reaching LLPS → no drug-rich liquid → no probe response; this silence is what separates the method from light scattering, which sees any new phase. ···

[-] Crystallization after LLPS. LLPS solutions of high-melting compounds are metastable → crystals eventually grow and consume the supersaturation → the drug-rich phase is depleted → the probe returns to water → its emission returns to the aqueous form; this reveals crystallization in solutions already turbid from LLPS. ··

What sets the switch point. Nucleation kinetics against the time scale of the experiment: each fluorescence point was read within 1 min, HPMC "is known to" impede nucleation of dihydropyridines and so let nifedipine and nimodipine reach LLPS, and nimodipine's crystallization at 37 °C but not at 25 °C "can be attributed" to faster nucleation at the higher temperature. ···

Conclusion drawn. Fluorescence with environment-sensitive probes is "a simple approach to reproducibly detect" drug-rich aggregates, which form when nucleation is circumvented and the amorphous solubility is exceeded; the probes "can be used to determine" amorphous solubility, and with orthogonal techniques amorphous and crystalline precipitation "can be differentiated". ··

06What it means for formulation

Stated by the authors
  • Probes can measure amorphous solubility quickly by forming the amorphous phase in situ, which matters for enabling formulations. ·
  • With orthogonal methods they tell amorphous from crystalline precipitation, also in turbid LLPS solutions. ·
AI reading, not stated in the paper
  • A probe onset is a quick estimate of the supersaturation ceiling an ASD can reach before drug-rich droplets form.
  • Check the drug's own fluorescence first: it can swamp a probe, or serve as one.
More detail
Stated by the authors
  • Environment-sensitive probes "can be used to determine" the amorphous solubility of a compound by rapid in situ generation of the amorphous material.
  • Precipitation to an amorphous or a crystalline phase "can be differentiated" using such probes in combination with orthogonal techniques; the probes reveal crystallization in solutions already turbid from LLPS, where scattering methods struggle. ·
  • The probes are "useful" for understanding the phase behaviour of supersaturated solutions, which the authors call of great importance for delivering poorly water-soluble compounds; drug-rich droplets may act as a reservoir that maintains supersaturation (earlier work). ·
AI reading, not stated in the paper
  • The probe onset is a fast, low-material estimate of the amorphous solubility, the concentration beyond which an ASD or other supersaturating formulation produces drug-rich droplets rather than more dissolved drug; here it agreed with the thermodynamic estimate, which needs melting and water-sorption data.
  • Because each point is read within a minute, the method measures the liquid–liquid boundary before crystallization; fast crystallizers need a nucleation inhibitor such as HPMC, and the result then refers to that polymer-containing medium.
  • Drug autofluorescence must be checked before a probe is chosen: felodipine blocked two of six probes but worked as its own indicator.
  • Whether the probes change the drug-rich phase they enter was not examined, so a probe should not be assumed inert in release or permeation studies.

07Open questions

Raised by the authors
  • Does energy transfer between felodipine and the probes affect the readings?
Not covered by this paper (AI reading)
  • Probe partitioning into the drug-rich phase was inferred from the spectra, not measured.
  • Crystallization detection was shown once; the induction times announced in the methods are not reported. ·
More detail
Raised by the authors
  • Felodipine's spectral overlap with the probes and "possible" Förster resonance energy transfer, which the authors "hope to investigate".
  • Why the nitro-substituted dihydropyridines do not fluoresce: vibrational coupling with the nitro group ("possibly") or charge transfer to the nitrobenzene group ("An alternate hypothesis").
Not covered by this paper (AI reading)
  • No partition coefficient, probe location, emission lifetime or droplet size was measured; the partitioning and quenching explanations rest on the spectral changes. ··
  • Crystallization after LLPS was shown only for nifedipine with pyrene and HPMC at 25 °C; the methods announce crystallization induction times, but none are reported. ·
  • The HPMC level of Figs. 5, 8 and 12, the methanol fraction and the n behind most error bars are not stated, so the onsets cannot be reproduced exactly.
  • Whether each probe works for each compound was tested only for felodipine at 25 °C; the six-compound comparison uses DASPEI.
  • All six drugs are closely related dihydropyridines in one buffer; other structures, ionizable drugs, surfactant-containing media and dissolving ASDs were not tested. ·

08How solid

AI assessment, not a statement made in the paper
Moderate

Three methods agree on the onset for six drugs at two temperatures, and crystallizing systems give the expected negative result. But most values are plot readings with unstated n, the mechanism (probe partitioning) is inferred, only one probe was tested on all drugs, and the crystallization test is a single system. ·····

More detail
What holds
  • Fluorescence, extinction and the thermodynamic estimate give similar onsets for six compounds at two temperatures, closest at 37 °C. ·
  • The nifedipine case at 37 °C is printed as numbers: 70, 73 and 73 μg/mL.
  • Felodipine at 25 °C was measured with four probes in triplicate, each giving 5–6 μg/mL.
  • The negative control behaves as expected: crystallizing nifedipine gave no signal, and the same drug with HPMC gave a clear onset. ·
  • The solvent response of each probe is tabulated, so the direction of the shift is calibrated.
What weakens it
  • Almost all values are bar or point readings; n is stated only for Table II, and the error bars of the figures are undefined.
  • At 25 °C the methods differ by a factor of up to about 1.7 for five compounds and about 3 for cilnidipine, looser than "close correlation" suggests.
  • "Each" probe was not tested on each drug, and two probes failed with felodipine.
  • The probe behind some Fig. 8 bars is unclear, and Fig. 5b and Fig. 8b disagree for nifedipine at 37 °C (about 67 against 73 μg/mL). ·
  • In the crystallization test the text puts LLPS at around 40 μg/mL, but the pyrene ratio first falls between about 60 and 75 μg/mL.
  • Probe maxima in the drug-rich phase go beyond the benzene values, so the shift is not a simple polarity reading, and partitioning was not measured. ·
  • The discussion ranks the styryl dyes as the most polarity-sensitive, but their shifts in Table I are the smallest.
  • Several conditions (HPMC level, methanol fraction, time scale of the extinction infusion) are not stated. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.3)key figureDefines the six probes.0.2One structure is labelled "Dansyl Chloride" but drawn as dansyl glycine.
Fig. 2 (p.4)key figureDefines the six dihydropyridines.0.2Three drugs are drawn with the nitro group in position 3, against position 2 in the text.
Table I (p.5)key figureCalibrates each probe: emission maxima and pyrene I1/I3 in buffer, methanol and benzene.F1The styryl dyes shift least, though called the most sensitive.
Fig. 3 (p.6)key figureFull spectra of the six probes in six solvents.F1Pyrene ratios read from the spectra differ slightly from Table I.
Fig. 4 (p.7)key figureExample of reading an extinction onset (nisoldipine, 25 °C).F2
Fig. 5 (p.7)key figureCrystalline solubility and extinction onsets of six drugs with and without HPMC; marks which crystallize.·F2, K7The nifedipine HPMC bar at 37 °C (about 67) differs from the text (73).
Fig. 6 (p.8)key figureDASPEI onset for felodipine at 37 °C, with and without HPMC.F3, K1Low-concentration intensity differs with HPMC.
Fig. 7 (p.8)key figure4-Di-2-ASP onset for nifedipine with HPMC at 37 °C.F4, K2
Fig. 8 (p.8)key figureThe central comparison: estimated amorphous solubility, extinction and fluorescence onsets for six drugs at two temperatures.F5, K1Spread up to about 3-fold for cilnidipine; probe for the nifedipine bars unclear.·
Table II (p.9)key figureFelodipine onset with each of six probes at 25 °C.F6, K3
Fig. 9 (p.9)key figureFelodipine autofluorescence overlapping four probes.F6The 3 μg/mL dansyl glycine trace is not visible.
Fig. 10 (p.10)key figureFelodipine autofluorescence in six solvents.F7
Fig. 11 (p.10)key figureFelodipine's own emission maximum and intensity against concentration at 25 and 37 °C.F7, K5The intensity rise comes later than the wavelength shift.
Fig. 12 (p.10)key figurePyrene I1/I3 through LLPS and crystallization of nifedipine with HPMC.F8, K6First fall at about 60–75 μg/mL, not the stated 40.
Fig. 13 (p.11)key figureSchematic of solvent relaxation and emission in polar and non-polar media.0.5A schematic, not data.