Can a small spin-coating screen rank polymers by how well they stop drug crystallization after rapid solvent evaporation, and does that ability depend on the drug's own crystallization tendency and on drug–polymer chemistry?
Yes, for these 8 drugs. The rapid crystallizers (class I) kept a lower average amorphicity index (47–59%) than FB, CP and BI (68–97%). The average polymer ranking, from PVP = PVPVA (70%) down to PSSA (48%), hides a strong drug dependence: PAA and PSSA were the two best polymers for the two amides and the two worst for the four acidic drugs. Bulk powders made by rotary evaporation mostly ranked PAA and PVP the same way. ····
For 8 class I and II drugs spin-coated with 7 polymers and stored dry for 7 days, drugs whose pure amorphous form crystallizes rapidly "tended to" be harder to stabilize and to need more polymer, and polymer performance was "highly compound dependent", so no polymer was universally best. ··· The acidic polymers PAA and PSSA were good stabilizers for the amide drugs BD and PH and, mostly, for the bases BI and LI, but "extremely poor" for the acidic drugs FB, FFA, CP and CZ, for which E100, PVP and PVPVA "tend to show the best performance". ···· Small-molecule analogues of these acids changed drug solubility in ethanol little except for BI, so the authors set aside a solubility effect and ascribe the pattern to drug–polymer interactions ("reasonable to speculate"), which this paper did not measure. ·· Bulk 50/50 powders with PAA or PVP gave a "reasonable" match with the films, PH with PAA being the one clear exception, and the authors present spin coating as a "potentially useful" screen that needs little drug. ··
01Why this study
The higher energy of the amorphous form drives crystallization during storage, a major drawback of solid dispersions.
Hancock 1997, ref 3
Many dispersions are stabilized by polymers, but studies usually test one drug with one or a few polymers.
refs 4–6
Spin coating and melt quenching sorted 51 compounds into rapid (class I), intermediate (class II) and slow (class III) crystallizers.
More detail
What was already known. The paper numbers its references; the introduction builds on these points:
- Solid dispersions raise apparent solubility. A drug molecularly dispersed in a polymer carrier, being noncrystalline, can show a higher apparent solubility or a faster dissolution than the crystal and so potentially a higher oral exposure. (Leuner 2000, ref 1; Serajuddin 1999, ref 2)
- Recrystallization is the main risk. It is driven by the higher energy of the amorphous drug relative to the crystal; numerous studies show polymers improving physical stability, and PVP, PVPVA, HPMC, HPMCAS, polyacrylates and polymethacrylates are the usual carriers. (Hancock 1997, ref 3; refs 4–6; ref 1)
- Single-drug studies leave two questions open. With one drug and one or a few polymers it is hard to tell whether crystallization in a dispersion follows the crystallization tendency of the pure amorphous drug, and whether polymers can be ranked as better stabilizers overall. These two questions became the paper's hypotheses. ·
- Preparation methods use much drug. Melt extrusion, spray drying, freeze drying and newer routes such as mechanical disruption need relatively large amounts of drug, so low-consumption methods that show whether a dispersion is feasible are of interest. (Willart 2008, ref 7)
- The group's classification. Miniaturized screens of 51 pure compounds, by cooling the melt in DSC pans and by spin coating, sorted them into three classes, with good agreement between the two routes. Class I crystallizes rapidly and almost completely right after spin coating; class II shows little crystallinity at first but substantial crystallinity within 7 days; class III shows little even after 7 days. (Baird 2010, ref 8; Van Eerdenbrugh 2010, ref 9)
- Usual model drugs are easy cases. Compounds commonly used as models in solid-dispersion research are often class III, whose pure amorphous form is fairly stable even without polymer; class III drugs were therefore left out here. (ref 9) ·
What the paper set out to do. Test two hypotheses: that more polymer is needed to stop crystallization of drugs with a high propensity to crystallize, and that the stabilizing ability of polymers varies with the chemistry of drug and polymer. To do so, spin-coat 8 class I and II drugs of varied chemistry with 7 chemically diverse polymers at 7 ratios, follow crystallization for a week, and check whether the film results carry over to bulk powders made by rotary evaporation. ·····
02How they approached it
One small, fast method applied to a full matrix: 8 drugs that differ in acid–base chemistry and in crystallization tendency, 7 chemically diverse polymers and 7 drug/polymer ratios, scored over a week of dry storage. Two checks follow: whether acids change drug solubility, and whether bulk powders behave like the films. ·····
What was done
Drug + polymer in ethanol (ethanol/DCM for HPMC, HPMCAS) at 7 ratios→spin-coated on coverslips, three films each→stored dry over P2O5.
Polarized light microscopy at day 0, 1, 3 and 7→each composition scored AAAA to CCCC.··
Amorphicity index per composition→averages per drug–polymer pair, per drug and per polymer.······
Drug solubility in ethanol with acetic or benzenesulfonic acid, stand-ins for PAA and PSSA→HPLC-UV.··
50/50 PAA and PVP powders by rotary evaporation→PLM and DSC crystallinity at days 1, 3 and 7.····
Bulk versus film ranking of PAA and PVP for 7 drugs.····
More detail
What was done
- Films. Drug and polymer were dissolved together in ethanol (HPMC and HPMCAS in 1/1 w/w ethanol/dichloromethane) at drug/polymer ratios of 10/90, 25/75, 40/60, 50/50, 60/40, 75/25 and 90/10 (w/w). Where BI or LI precipitated with PAA or PSSA, the mixture was vortexed before coating. 200 µL was spread on an 18 × 18 mm coverslip and spun for 20 s at 8000 rpm; each solution gave three films, which were kept in a desiccator over P2O5. ·
- Scoring. Within 30 min of coating (day 0) and after 1, 3 and 7 days, the three films were examined by polarized light microscopy, and the crystalline area, weighed against the drug content, was scored: AAAA (no crystals seen), AAAC (some crystals, drug mostly amorphous), AACC (comparable amounts), ACCC (mostly crystalline) or CCCC (fully crystalline). The films are thin enough that crystals were assumed to span their whole height, which makes the area a semiquantitative measure. ··
- Amorphicity index. The four scores of a composition were turned into the AI, the share of A letters out of the 16 possible. AI was averaged over the 7 ratios for each drug–polymer pair (Table 1), and those averages over all polymers for each drug (Fig. 4) and over all drugs for each polymer (Fig. 5). ······
- Solubility check. Because PAA and PSSA gave the most extreme results, excess drug was shaken for 24 h at room temperature in ethanol alone or with 83.5 mg/mL acetic acid or 85.4 mg/mL benzenesulfonic acid; these levels carry as many acid groups as 10% PAA or PSSA solutions. The polymers themselves were not used because their viscous solutions could not be separated from the solid. Supernatants were assayed by HPLC-UV in triplicate. ···
- Bulk check. 50/50 (w/w) powders with PAA and with PVP were made by rotary evaporation (1 g drug and 1 g polymer in 80 mL ethanol, 35 °C bath) for every drug except BI, stored dry and examined after 1, 3 and 7 days by polarized light microscopy and DSC (5 °C/min; crystallinity from the drug's melting enthalpy relative to the pure crystal, n = 2). ····
- Supporting chemistry. pKa values were computed with MarvinSketch, functional-group densities of the polymers calculated from their structures, and two FFA crystal structures checked for an intramolecular hydrogen bond. ···
Key equations
n_A is the number of A letters in a composition's four scores (days 0, 1, 3 and 7). A film set that stays AAAA throughout scores 100%, one that is CCCC throughout scores 0. Every ranking in the paper is an average of this index over ratios, drugs or polymers.···
Terms used on this page
- Amorphicity index (AI): this paper's score for how much of the drug stayed amorphous over a week; it mixes how fast and how far a film crystallized.
- Class I, II, III: the crystallization tendency of the pure drug after spin coating, from the group's earlier work: rapid, intermediate, slow.
- Birefringence: crystals appear bright or coloured between crossed polarizers, amorphous material does not; this is how crystals were seen in the films.
- Spin coating: a drop of solution on a fast-spinning glass slide dries in seconds to a thin film, mimicking rapid solvent removal.
- Rotary evaporation: slow solvent removal under vacuum from a rotating flask, used here to make bulk powders.
- pKa: the pH at which an acidic or basic group is half ionized; low for acids, high for bases.
- Resonance-assisted hydrogen bond (RAHB): a strong intramolecular hydrogen bond closing a six-membered ring with conjugated bonds.
03Main findings
Drugs that crystallize fast on their own are the hardest to protect
Averaged over all polymers and ratios, the class I drugs kept 47–59% amorphicity (PH 47, CZ 47, BD 48, LI 55, FFA 59). FB (class I/II), CP and BI (class II) kept 68, 73 and 97%. ·
More detail
Ranked by average AI (Fig. 4), all five class I drugs come below FB, CP and BI. The same order shows composition by composition. For BD, PH, CZ and LI, every polymer except PSSA with PH failed completely (AI 0) at 75/25, whereas BI films stayed largely amorphous even at 90/10 drug (AI 69–100) and CP films stayed fully amorphous up to 75/25 with every polymer except PAA and PSSA (HPMCAS 94 at 75/25). ······ FFA, although class I, behaved more like the other acidic drugs: it stayed amorphous up to 60/40 with E100, PVP and PVPVA. ··
The authors read this as: class I compounds are "much more challenging" during both film formation and storage and are "ideal model compounds" for telling polymers apart, whereas the models usually studied are often class III. Knowing the pure drug's crystallization tendency is therefore "extremely important" early in formulation ("these results suggest"). ··· The statement that more polymer is needed for these drugs rests on the averaged index; the polymer fraction needed for each drug is not tabulated, although Table S2 shows it. ·
On average PVP and PVPVA lead and the acidic polymers trail, but no polymer is best for all
Mean AI over all drugs: PVP = PVPVA 70% > E100 67% > HPMC 66% > HPMCAS 62% > PAA 49% > PSSA 48%. Asked whether one polymer is universally superior, the authors answer "clearly no". ··
More detail
The averages (Fig. 5) hide wide swings. Every polymer ranged widely across the drugs in Table 1: PSSA from 8 (CZ) to 99 (BI), PAA from 13 (FFA) to 100 (BI), E100 from 13 (PH) to 99 (BI), PVP from 29 (LI) to 94 (CP), and HPMC from 38 (PH) to 95 (CP, BI). The two polymers with the lowest averages, PAA and PSSA, gave either the highest values (BD, PH, BI, LI) or the lowest (FB, FFA, CP, CZ) among all polymers, depending on the drug. · One Table S2 value (FFA–PSSA at 60/40) is printed as 94 where the day-by-day scores give 6; the PSSA and FFA averages are therefore slightly high, but no rank changes.
Acidic polymers protect amide and basic drugs but fail with acidic drugs
For BD and PH, PSSA (68, 78) and PAA (64, 67) gave the highest averages and E100 (30, 13) the lowest. For FB, FFA, CP and CZ, PAA (13–31) and PSSA (8–30) gave the lowest and E100, PVP and PVPVA (63–96) the highest. ··
More detail
- Amides (BD, PH). Both drugs gave the same order: PSSA > PAA > PVP > PVPVA > HPMC > HPMCAS > E100, so the most acidic polymers were best. BD–PSSA and PH–PSSA films stayed fully amorphous up to 50/50 and 40/60 drug. ···
- Bases (BI, LI). The authors place the acidic polymers on top here too. For BI, PAA (100) was highest, with PSSA (99) tied with E100 and PVPVA; for LI, PSSA (71) was highest but PAA (61) fell just below HPMC (62). PVP was the weakest polymer for both bases (93 and 29); LI–PVP films were fully crystalline from day 0 at 40/60 drug and above. ····
- Acids (FB, FFA, CP, CZ). PAA and PSSA were "very poor": FFA–PSSA films were fully crystalline at day 0 from 10/90 to 50/50 drug, CP–PSSA from 25/75 to 75/25 and CZ–PSSA from 25/75 upward, and FFA–PAA crystallized even at 10/90. HPMCAS, with only 1.0 mmol/g COOH, was less poor but the next worse (70, 62, 88, 46); HPMC was somewhat better than HPMCAS but, except for CP, below E100, PVP and PVPVA, which "tend to show the best performance". ·····
The authors see "an interesting relationship" between drug–polymer chemistry and crystallization ("there appears to be"), and conclude that drug and polymer properties together decide whether an amorphous dispersion can be formed and kept ("suggest"). ·
Acid additives barely change drug solubility in ethanol
With acetic or benzenesulfonic acid at the acid content of 10% PAA or PSSA, solubility stayed at about 77–141% of the ethanol value for most drugs. BI rose to about 250% and 960%, CP to about 200% with benzenesulfonic acid only, and LI did not change. ·
More detail
Solubilities in pure ethanol ranged from 23.7 mg/mL (BI) to 828.5 mg/mL (LI). Relative to these, acetic acid gave about 77–118% for every drug except BI (about 252%), and benzenesulfonic acid about 82–141% except CP (about 197%) and BI (about 958%). The authors call the influence "in general minor", with a significant increase only for BI; LI showed none, even though its high solubility could mask a small rise. They conclude that the contrast between basic or amide drugs and acidic drugs "cannot be explained" by solubility changes that would alter supersaturation during evaporation. · The test used small-molecule analogues in ethanol, not the polymers, and no statistical test is given; the rise for CP with benzenesulfonic acid is not discussed. · The additive levels match 10% polymer on a weight-per-volume basis, although the text says w/w.
Bulk powders rank PAA and PVP the same way as the films, except phenacetin
In 50/50 powders, the acidic drugs were about 64–117% crystalline with PAA and at most about 3% with PVP. BD and LI kept the film order too. PH crystallized extensively with PAA (about 80–95%), where its film had shown only slight crystallinity. ···
More detail
By DSC, crystallinity hardly changed between day 1 and day 7 (Fig. 8). With PAA: FB about 85–94%, FFA about 116–117%, CP about 70–78%, CZ about 64–70%; with PVP these drugs showed about 2–3% or no bar at all. BD was less crystalline with PAA (about 7–10%) than with PVP (about 25–45%), and LI likewise (about 9–12% against 61–82%), matching the film order. PH was highly crystalline with both polymers (PAA about 80–95%, PVP about 75–77%), whereas the 50/50 PH film with PAA was only slightly crystalline at day 7 (AI 94) and that with PVP semicrystalline (AI 50). ·· Polarized light microscopy could tell crystalline from amorphous powders (CP–PAA against CP–PVP) but not the extent of crystallinity (BD–PAA against BD–PVP), hence the use of DSC. ·
The authors judge the agreement "reasonable", allowing that rotary evaporation is much slower, gives nuclei more time to form and grow, and runs at 35 °C, and that DSC values "cannot be taken as exact". ·· Two details do not fit their summary: FFA–PAA reads above 100% crystallinity, and the BD–PAA 50/50 film was not entirely crystal-free but slightly crystalline at day 7. ·
04Further observations
- BI and LI precipitated with PAA and PSSA in ethanol, yet no crystals were found. ·
- Many failures happen during coating itself: some films were fully crystalline at day 0. ··
- The five scores run from a clear film to a fully birefringent one.
- The DSC crystallinity of FFA–PAA powders reads above 100%. ·
- No crystallization exotherm appeared on heating any powder.
More detail
- Amorphous precipitates with the acidic polymers. Solutions of BI and LI with PAA or PSSA precipitated at some ratios (which ones is not stated), and LI–PAA again in the bulk solution. Under the microscope the precipitates were not crystalline; the authors propose that these drugs "appear" to complex with the polymers in solution, as reported for mixtures of acidic polymers. ·
- Crystallization during coating versus storage. The day-0 scores separate the two. FFA–PSSA (10/90 to 50/50), CP–PSSA (25/75 to 75/25) and LI–PVP (40/60 and above) were fully crystalline within 30 min of coating, whereas PH–PVPVA at 50/50 went from slightly crystalline at day 0 to mostly crystalline by day 3. ····
- What the scores look like. For 50/50 PH films, PAA at day 0 showed no birefringence, PVPVA showed scattered needles at day 0 and progressively more crystals at days 1 and 3, and HPMCAS was birefringent over the whole field by day 1.
- DSC limits. FFA–PAA powders read about 116–117% crystalline at every time point. The authors list reasons why DSC values are not exact (crystal disorder, polymorphism, melting–recrystallization, mixing of drug and polymer in the melt) without discussing values above 100%. No cold-crystallization exotherm was seen, so none was corrected for. ···
- FFA as a pure acid. In the two FFA crystal structures the intramolecular N···O distance is 2.682 Å (form III) and 2.646 Å (form I), close to the 2.66–2.74 Å range reported for resonance-assisted hydrogen bonds, so the authors treat FFA as interacting only through its acid group. ·
- A solvent difference. HPMC and HPMCAS films were spun from ethanol/dichloromethane and all others from ethanol; for FB the pure-drug class differs between these solvents. ··
05How the authors connect the findings
More detail
- During solvent evaporation the drug's solubility in the solvent is exceeded at some point, which can trigger nucleation and growth; crystallization can also happen during the later storage. Added polymer "might" alter the drug's solubility and so the supersaturation reached.
- Because PAA and PSSA gave the most extreme effects, their small-molecule analogues were added to ethanol at equal acid content. Solubility changed little except for BI, and not at all for LI, although both bases were well stabilized by the acidic polymers. So the difference between basic or amide and acidic drugs "cannot be explained" by solubility and supersaturation. ··
- Polymers of similar chemistry group together in how well they inhibit crystallization, and the grouping depends on the drug's chemistry. From this the authors find it "reasonable to speculate" that drug–polymer intermolecular interactions underlie the differences; such interactions are known to affect miscibility and have been proposed to inhibit crystallization (refs 18–20). The patterns "strongly suggest" that the interactions are "extremely important". ··
Amide or basic drug with an acidic polymer. For BD and PH the order follows polymer acidity (PSSA > PAA > … > E100). For BI and LI, the solutions with PAA and PSSA formed precipitates that were not crystalline; the authors suggest the drugs complex with the polymers already in solution ("it appears"). ··
Acidic drug with an acidic polymer. PAA and PSSA are "very poor"; HPMCAS, with few COOH groups, is the next worse, and the amine, amide and ester polymers E100, PVP and PVPVA do best. The authors give no specific interaction for these pairs.
What sets the switch point. Which polymer works depends on the pairing of drug and polymer chemistry, and how much polymer is needed depends on the pure drug's crystallization tendency: class I drugs crystallize readily even with polymer. ···
Conclusion drawn. Results: "it is reasonable to speculate" that drug–polymer interactions underlie the differences. Conclusions: the compound dependence "was ascribed to the synergy or lack thereof between the drug and polymer chemistry". The authors add that 8 drugs are too few for a full rationalization. ·
06What it means for formulation
- Know the pure drug's crystallization tendency early; class I drugs are the best test cases for telling polymers apart. ·
- Spin coating can rank polymers with very little drug.
- Choose the polymer for the drug's chemistry, not from a general ranking: acidic polymers suited the amides and bases here, amine, amide and ester polymers the acidic drugs.
- PVP, a common default, was the weakest polymer for both bases.
More detail
- Knowledge of the pure compound's crystallization tendency is "extremely important" in formulation development; data like the group's solution-crystallization classification "could serve as an initial guidance" on whether a solid dispersion is feasible.
- Class I compounds "can therefore be considered as ideal model compounds" for discriminating polymers, unlike the class III compounds often used in research. ·
- The spin-coating screen "can be potentially used" to assess polymer performance with minimal drug consumption; to make it predictive for spray drying, it could be run at the temperatures met in spray drying. ·
- A general polymer ranking is a poor guide: within this set the order of PAA and PSSA flips completely between amide or basic drugs and acidic drugs, so polymer choice should start from the drug's acid–base chemistry.
- PVP and PVPVA were safe choices for the acidic drugs but PVP was the weakest polymer for lidocaine (average AI 29) and bifonazole; a basic drug may need an acidic polymer instead.
- The screen covers formation and 7 days of dry storage at room temperature. It says nothing about humidity, longer storage or release, so it ranks candidates rather than predicting shelf life.
- With PAA and PSSA, bases formed precipitates in solution; in a spray-drying or extrusion process such complexation could change processing as well as stability.
07Open questions
- Formulation rules linking drug and polymer structure need more compounds; a larger study was under way.
- Can the screen be made predictive for spray drying, for example by coating at process temperature?
- Drug–polymer interactions, the proposed cause, were not measured.
- Whether the precipitates of bases with acidic polymers are complexes is not shown.
More detail
- The number of compounds is too small for a comprehensive rationalization of polymer performance by drug chemistry; a more elaborate study aimed at formulation rules was ongoing.
- The screen could be optimized for spray drying, for example by spin coating at relevant temperatures.
- No spectroscopy or other measurement of drug–polymer interactions supports the proposed mechanism. ·
- The nature of the amorphous precipitates of BI and LI with PAA and PSSA, and the ratios at which they formed, are not reported. ·
- Solubility was tested with small-molecule analogues in ethanol, not with the polymers or in the ethanol/dichloromethane used for HPMC and HPMCAS. ·
- Only dry storage for 7 days was studied; humidity, temperature, longer storage and dissolution are outside the design.
- Each polymer was used in one grade only; whether molecular weight or substitution changes the rankings is open.
08How solid
AI assessment, not a statement made in the paperThe matrix is large and internally consistent, and the main patterns are large effects. But the scoring is visual and semiquantitative without statistics, the mechanism is inferred rather than measured, and the bulk check covers 2 polymers at one ratio. ····
More detail
- 392 compositions in triplicate, each followed at four times, give a broad and systematic data set. ··
- The data are internally consistent: the day-by-day scores reproduce 391 of the 392 printed AI values, and Table 1 and Figs. 4 and 5 reproduce from those values. ·····
- The key contrasts are large, for example FFA with PAA 13 against PVP 87, and BD with PSSA 68 against E100 30. ·
- The bulk powders ranked PAA and PVP the same way as the films for 6 of 7 drugs. ··
- Crystallinity was judged by eye from birefringent area, three films scored together, assuming crystals span the film; no statistics are given. ·
- One printed AI value (FFA–PSSA, 60/40) contradicts the day-by-day scores, slightly inflating two averages.
- The interaction mechanism is not measured; the solubility test used small-molecule analogues and plays down the CP and BD increases. ··
- The acidic-polymer advantage for bases holds clearly for PSSA but not for PAA with LI.
- The bulk check used only PAA and PVP at 50/50 without BI; one DSC value exceeds 100% and some bars are missing. ··
- Solvent differed for HPMC and HPMCAS films; solution concentration, film thickness and storage conditions are not fully stated. ·
09Figure guide
Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.
| Figure | What it does in the paper | Supports | Check (AI note) |
|---|---|---|---|
| Fig. 1 (p.1331)key figure | Defines the five scores with 50/50 PH films, from a clear film (PAA, day 0) to full birefringence (HPMCAS, day 1). | 0.2 | |
| Fig. 2 (p.1332)key figure | Defines the drugs: two amides, four acids and two bases, with class and computed pKa.······· | 0.2 | Lidocaine is labelled LD; FB's class depends on solvent.· |
| Fig. 3 (p.1333)key figure | Defines the polymers by their functional groups and densities in mmol/g.······ | 0.2 | |
| Fig. 4 (p.1333)key figure | Ranks the drugs by average AI: class I lowest, supporting the first hypothesis. | F1, K1 | The FFA average includes one disputed value. |
| Fig. 5 (p.1334)key figure | Ranks the polymers by average AI. | F2, K2 | The PSSA average includes one disputed value. |
| Table 1 (p.1334)key figure | The core data: average AI for all 56 drug–polymer pairs, showing the drug-dependent reversal of PAA and PSSA. | F3, K2, K3 | For LI, PAA is not the top polymer. |
| Fig. 6 (p.1335)key figure | Tests a solubility explanation: the acid analogues change ethanol solubility little except for BI. | F4, K4 | CP and BD rise with benzenesulfonic acid; the additive level is w/v, not w/w.· |
| Fig. 7 (p.1336)key figure | Shows that polarized light can tell crystalline from amorphous powders (CP) but not the extent (BD). | F5 | |
| Fig. 8 (p.1336)key figure | The bulk check: DSC crystallinity of PAA and PVP powders over 7 days. | F5, K6 | FFA–PAA reads above 100%; some bars are missing.· |