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Original: publisher page

Patrick J. Marsac, Tonglei Li, Lynne S. Taylor* · Pharmaceutical Research 26, 139-151 (2009)

Estimation of Drug–Polymer Miscibility and Solubility in Amorphous Solid Dispersions Using Experimentally Determined Interaction Parameters

The paper estimates the Flory–Huggins interaction parameter χ of drug–polymer pairs in two experimental ways, from melting point depression of the crystalline drug in the polymer and from the drug's solubility in 1-ethyl-2-pyrrolidone (EP), a small liquid analogue of PVP, and uses χ to draw free-energy curves and to predict that crystalline drugs dissolve only sparingly in PVP.

Abbreviations

ASD amorphous solid dispersion (the paper says "amorphous molecular level solid dispersion"); EP 1-ethyl-2-pyrrolidone, a liquid analogue of the PVP repeat unit; PVP poly(vinylpyrrolidone) (K12, K29/32, K90 grades); χ Flory–Huggins interaction parameter; γ activity coefficient; φ (Φ) volume fraction; w weight fraction; x mole fraction; Tm melting temperature; Tg glass transition temperature; ΔG free energy of mixing; DSC differential scanning calorimetry; FTIR Fourier-transform infrared spectroscopy.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can interaction parameters from simple experiments tell how well an amorphous drug mixes with a polymer, and how much crystalline drug the polymer can dissolve?

Short answer

Partly. Pairs reported as miscible lowered the drug's melting point and gave χ from −0.82 to 0.02 with PVP K12; pairs reported as immiscible did not, and gave positive lower-limit χ of 0.11–0.72. Solubility in EP predicted only 0.010–0.144 weight fraction of drug in PVP. Both routes have limits the authors state. ····

Conclusion

For nine small molecule–polymer pairs, melting point depression of the crystalline drug separated pairs reported as miscible from those reported as immiscible or partially miscible, and the offset melting point gave χ close to or below zero for the five PVP K12 pairs, which the authors read as "athermal or slightly exothermic" mixing that is "largely driven by entropy". ·· Solubility of the same five compounds in EP at 25 °C gave more favourable χ, which the authors call in "reasonable consistency" with the melting values, the difference "most probably" due to temperature, composition and slow mixing in the melting test. ·· Indomethacin forms the most favourable mixture with PVP, "most likely" because its carboxyl group hydrogen bonds more strongly; ketoconazole, which has no hydrogen bond donor, is speculated to interact through dipole–dipole forces. ·· After correcting for the smaller entropy of mixing with a polymer, the predicted solubility of all five compounds in PVP is low, so dispersions at most practical loadings carry a driving force to crystallize and their apparent stability is "most likely" kinetic. ·· This last step rests on assumptions (ideal mixing entropy with EP, identical drug–EP and drug–PVP contacts, the same activity coefficient at both solubility limits), and no solubility in a polymer and no stability data were measured. ·

01Why this study

Known 1Amorphous drugs dissolve better but may crystallize

Polymers that mix with the drug make it more resistant to crystallization.

Andronis 2000, ref 28; Crowley 2003, ref 29

Known 2A single Tg is the usual test for miscibility

It is not infallible and says nothing about the free energy of mixing.

Vanhee 2000, ref 30; Shamblin 1996, ref 38

Known 3Mixing follows adhesive versus cohesive interactions

Strong drug–polymer contacts that do not cost strong self-contacts should make mixing exothermic.

Coleman 1991, ref 32; Marsac 2006, ref 51

Known 4Solubility in a polymer needs the activity coefficient

It is very hard to measure in viscous, glassy polymers.

Sandler 1999, ref 52

Known 5The approach builds on the group's earlier work

Melting point depression had already given χ for felodipine and nifedipine with PVP.

Marsac 2006, ref 39

Gap → this paperHow can χ and the activity coefficient of a drug in a polymer be estimated from experiment, and what do they predict for miscibility and solubility?
More detail

What was already known. The paper cites by number; the introduction builds on these points:

  • Dispersions need miscibility. Drugs dispersed in polymers are used in contact lenses, stents, implants, patches and oral products (refs 1–23). An intimately blended dispersion needs the drug and polymer to be miscible and gives an amorphous system whose apparent solubility and bioavailability can be raised (refs 22–26). About half of new molecules are estimated to have solubility problems (Fahr 2007, ref 27). Miscible drug–polymer blends resist crystallization better than the amorphous drug alone (Andronis 2000, ref 28; Crowley 2003, ref 29).
  • Tg is a weak test. Blends made by melt extrusion, spray drying or freeze drying are usually called miscible when they show one Tg (refs 30–38), but one Tg does not prove miscibility and gives no thermodynamic information. Methods that give the free energy of mixing at different temperatures and compositions are therefore wanted (Marsac 2006, ref 39). Polymer–polymer blending has been studied in depth (refs 30–32, 35, 36, 40–44); drug–polymer mixing much less.
  • Chemistry sets the enthalpy of mixing. Following polymer science (Coleman 1991, ref 32; Coleman 1995, ref 41; Painter 1991, ref 45), the degree and type of interaction decide the free energy of mixing: strong adhesive (drug–polymer) interactions formed at the expense of weak cohesive (self) interactions are expected to make mixing exothermic, but adhesive interactions that require breaking strong cohesive ones may not. Several authors have linked specific interactions to single-phase dispersions (refs 46–51, including Taylor 1997, ref 48; Taylor 1998, ref 49; Marsac 2006, ref 51).
  • Solubility is a lattice term times an activity coefficient. By Eq. 1 the mole fraction solubility of a crystalline drug depends on the crystal lattice (heat of fusion, melting point, heat capacities) and on the activity coefficient γ, which holds any non-ideal entropy or heat of mixing (Sandler 1999, ref 52; Yalkowsky 1999, ref 53). The lattice term is accessible from thermal data, so the problem is γ, which is exceedingly difficult to obtain for drugs in polymers because of high viscosity, low vapour pressure and non-equilibrium states. ·
  • Melting point depression as a probe. Melting point depression is a standard way to study polymer–polymer mixing (refs 34, 54–56), and the group had used it to extract χ for felodipine and nifedipine with PVP (Marsac 2006, ref 39). ·

What the paper set out to do. Expand the earlier work (ref 39) by comparing two ways of estimating the activity coefficient of a drug in a polymer, melting point depression of the drug in the polymer and solubility of the drug in a low-molecular-weight liquid analogue of the polymer; discuss the use and limits of each; and use the resulting interaction information to estimate the free energy of mixing, the compatibility and phase stability of drug–polymer mixtures, and the thermodynamic driving force for crystallization of drugs in amorphous dispersions.

02How they approached it

Take drug–polymer pairs whose miscibility is already known, estimate χ by two independent experiments, check that χ sorts the pairs, then use χ to compute free energy of mixing and crystalline solubility in PVP. ···

Indomethacin–PVP K12miscible pairCarboxyl hydrogen bond donor; largest PVP carbonyl shift; melting and solubility routes, FTIR. ·
Felodipine–PVP K12miscible pairNH donor; melting route run against a 50 wt% felodipine dispersion; solubility route, FTIR. ··
Nifedipine–PVP K12miscible pairNH donor, largest computed dipole moment; melting route (data not shown) and solubility route. ··
Ketoconazole–PVP K12miscible pairNo hydrogen bond donor and no carbonyl shift; melting and solubility routes. ··
Sucrose–PVP K12miscible pairOH donors; degrades on melting; melting route (data not shown) and solubility route. ··
Sucrose–dextranmiscible pairMelting route only, data not shown. ·
Ibuprofen–dextranimmiscible pairMelting route only; no depression, data not shown. ·
Indomethacin–dextranimmiscible pairMelting route only; no depression, data not shown. ·
Itraconazole–Eudragit E100partially miscible pair; cationic polymerMelting route. ·
PVP K29/32 and PVP K90higher-molecular-weight PVP gradesModelled only, in the solubility prediction. ··

What was done

Literature

Nine pairs classed miscible, partly miscible or immiscible from earlier Tg, FTIR and microscopy work.

↓
Experiment

Crystalline drug mixed with polymer powder, DSC at 1 °C/min→melting point vs polymer volume fraction→χ from the offset melting point (Eq. 2).··

Experiment

Crystalline drug in EP at 25 °C→solubility→γ from Eq. 1→χ.··

Experiment

FTIR of the PVP carbonyl band→shift with each drug.·

Calculation

DFT dipole moments of single molecules.·

↓
Model

γ in EP corrected for the smaller entropy of mixing with PVP (Eq. 8)→predicted solubility in PVP K12, K29/32, K90.·

Model

χ into the Flory–Huggins free energy (Eq. 10)→ΔG/RT curves.·

↓
Model

Predicted solubility in PVP K29/32 vs drug loading→fraction of drug available to crystallize.·

↓
Comparison

χ from the two routes against each other, against the miscibility classes and against drug chemistry.··

More detail

What was done

  1. Melting point depression. Crystalline drug and polymer were sieved to 45–90 µm, dried over nitrogen for at least a week and mixed as powders, one to three samples per polymer concentration. Melting was recorded by DSC at 1 °C/min (TA 2920, nitrogen 45 ml/min). The offset of melting was taken as the extrapolated offset of the bulk melting endotherm. PVP K12 fractions reached about 0.23 by volume, Eudragit E100 about 0.54. For felodipine the crystals were mixed with a 50 wt% felodipine–PVP K12 dispersion made by solvent evaporation from ethanol. ··
  2. χ from the melting data. Eq. 2 was linearized in χ as in the earlier paper, with a lattice site equal to the volume of one EP molecule, and fitted to the offset melting points; the authors stress that the fit holds only at low polymer content, so χ is a composite value over that range. ···
  3. Solubility in EP. Excess crystalline compound was stirred in EP at 25 °C for at least 24 h in the dark, centrifuged, filtered and assayed by UV-Vis (felodipine, nifedipine, ketoconazole, indomethacin) or HPLC with refractive index detection (sucrose).
  4. From solubility to γ and to PVP. The ideal solubility came from Eq. 1 with literature heats of fusion, melting points and heat capacities (for ketoconazole the heat capacity difference was approximated by its value at Tg); γ in EP is the ideal over the measured solubility. Eq. 8 then corrects γ for the smaller combinatorial entropy of mixing with PVP, assuming ideal mixing entropy with EP and identical drug–EP and drug–PVP contacts, and Eq. 1 gives the predicted solubility in PVP K12 (2,500 g/mol), K29/32 (40,000 g/mol) and K90. ···
  5. Free energy and crystallization. χ from each route went into Eq. 10, with χ taken as independent of composition, to draw ΔG/RT against polymer fraction; the predicted solubility in PVP K29/32 gave the fraction of drug above solubility at each loading (Fig. 6). ·
  6. Chemistry. Spin-coated films on ZnSe at one hydrogen bond donor per PVP carbonyl were measured by FTIR, and dipole moments of single molecules were computed by DFT (B3LYP). ·

Key equations

Crystalline solubility (Eq. 1)
lnγdrugxdrug=−ΔGfusRT=−ΔHfus(Tm)RT[1−TTm]−1RT∫TmTΔCPdT+1R∫TmTΔCPTdT

The mole fraction solubility x of a crystalline drug times its activity coefficient γ equals the crystal's free energy penalty, set by heat of fusion, melting point and heat capacities. With the lattice term known, measuring x gives γ.

Melting point depression (Eq. 2)
(1TMmix−1TMpure)=−RΔHfus(MVdrugMVlattice)[lnΦdrugmdrug+(1mdrug−1mpolymer)Φpolymer+χΦpolymer2]

A polymer that mixes with the molten drug lowers its melting point; the first two bracket terms are the entropy effect alone (the athermal line in Figs. 2–4) and the χ term adds the interaction. Fitted to offset melting points, it gives χ.

From the liquid analogue to PVP (Eq. 8)
lnγdrugPVP=MVdrugMVlattice[1mdruglnΦdrugxdrug+(1mdrug−1mPVP)ΦPVP]+lnγdrugEP

The activity coefficient in PVP is the one measured in EP plus a Flory–Huggins correction for the smaller entropy of mixing with a long chain.

Free energy of mixing (Eq. 10)
ΔGRT=ΦdrugmdruglnΦdrug+ΦpolymermpolymerlnΦpolymer+χΦdrugΦpolymer

The two logarithm terms are the entropy of mixing, small for a long polymer; the χ term is the enthalpy. This draws the curves of Fig. 5.

Terms used on this page
  • Flory–Huggins interaction parameter χ: one number per lattice site for the energy of drug–polymer contacts relative to drug–drug and polymer–polymer contacts. Negative = favourable (exothermic) mixing, zero = athermal, positive = unfavourable.
  • Athermal mixing: mixing with no heat effect, driven by entropy alone.
  • Activity coefficient γ: how far a component's effective concentration departs from ideal; γ < 1 means it is more soluble than ideal.
  • Ideal solubility: the solubility a crystal would have if it mixed ideally (γ = 1), fixed by its melting data.
  • Onset and offset of melting: the start and the end of the DSC melting peak; the offset reflects melting at the final, mixed composition.
  • Lattice site: the volume unit of Flory–Huggins theory, here the volume of one EP molecule; m is the number of sites a molecule occupies.
  • Adhesive and cohesive interactions: between drug and polymer, and within each pure component.
Fig. 1: Structures of the compounds
Fig. 1 · p.141 · Structures of the compoundsShows. PVP, sucrose, indomethacin, ketoconazole, nifedipine, felodipine, dextran, Eudragit E100, ibuprofen, itraconazole.
Table I: The nine pairs and their known miscibility
Table I · p.144 · The nine pairs and their known miscibilityShows. miscible, immiscible or partially miscible, with the evidence (Tg, FTIR, microscopy) and its source.

03Main findings

1

Pairs known to be miscible lower the drug's melting point; immiscible pairs do not

Indomethacin's offset melting point fell from about 161.5 to 155 °C at 0.23 volume fraction PVP K12, and ketoconazole's from about 150 to 147.5 °C. Itraconazole with Eudragit E100 moved less than 1 °C up to about 0.54, and dextran left ibuprofen and indomethacin unchanged. ····

Fig. 2: Indomethacin melting point versus PVP K12 content
Fig. 2 · p.144 · Indomethacin melting point versus PVP K12 contentShows. DSC traces (left); onset (squares) and offset (diamonds) melting points with fitted lines and the entropy-only line (dashed).Read it as. diamonds below the dashed line mean favourable mixing (negative χ).Also supports K1
Fig. 4: Itraconazole with Eudragit E100: no depression
Fig. 4 · p.145 · Itraconazole with Eudragit E100: no depressionShows. offset melting point flat near 168 °C while the entropy-only line falls to about 156.5 °C; axis labelled PVP K12.Also supports K1
More detail

For indomethacin with PVP K12 the offset melting point fell steadily from about 161.5 °C (no polymer) to about 155 °C at a PVP volume fraction of 0.23, more than the athermal line, which predicts about 158.6 °C even at 0.25. The onset fell much further, from about 160 to 135.5 °C. Ketoconazole's offset fell from about 150.0 to 147.5 °C over the same range, slightly below the athermal line (about 147.8 °C at 0.25). Itraconazole with Eudragit E100 stayed between about 168.0 and 167.4 °C up to a fraction of about 0.54, although entropy alone predicts about 156.5 °C at 0.6 (the axis of this figure is labelled PVP K12; see X5). Sucrose was depressed by both PVP and dextran, and nifedipine and felodipine by PVP K12 as in the earlier paper (data not shown); ibuprofen and indomethacin showed no depression with dextran (data not shown). The authors conclude that pairs reported miscible show melting point depression "to various degrees", while immiscible or partially miscible pairs show little or none. ······

Fig. 3: Ketoconazole offset melting point versus PVP K12 content
Fig. 3 · p.145 · Ketoconazole offset melting point versus PVP K12 contentShows. a small depression just beyond the entropy-only line; the fitted line misses the curvature.
2

The value of χ depends strongly on which point of the melting peak is used

For indomethacin–PVP K12, χ was −6.16 from the onset, −1.94 from the midpoint and −0.82 from the offset. The authors use the offset. ·

More detail

The depression is greatest when the onset of melting is used and least with the offset (Fig. 2). The authors argue that "theoretically" the offset should be used because it gives the melting point at the final composition, assuming complete mixing, and all Table II values use it. The eight-fold spread of χ for one pair, depending on how the peak is read, is the largest uncertainty in the melting route. ···

3

Offset χ is near or below zero with PVP K12 and positive with dextran and Eudragit E100

χ was −0.82 (indomethacin), −0.08 (felodipine, ketoconazole), 0.00 (nifedipine) and 0.02 (sucrose) with PVP K12; 0.20 for sucrose–dextran; and 0.38, 0.72 and 0.11 for ibuprofen–dextran, indomethacin–dextran and itraconazole–Eudragit E100, which are lower limits. ··

Table II: Properties and offset χ of the nine pairs
Table II · p.146 · Properties and offset χ of the nine pairsShows. MW, density, molecular volume, heat of fusion, melting point and χ.Also supports K2
More detail

All five pairs reported miscible with PVP gave negative or near-zero χ; the pairs reported immiscible gave larger positive values. Where the melting point did not move, χ is only a lower limit, since an immiscible polymer leaves the melting point unchanged (Table II footnote e); how a finite value was obtained in those cases is not described. The felodipine value was measured against a 50 wt% felodipine dispersion: with the premixed dispersion the depression was "slightly" different from that with pure PVP K12, which the authors read ("This suggests") as slow mixing in the test causing χ to be underestimated, most for polymers whose Tg is close to the drug's melting point. Dextran, with a Tg around 140 °C, "may" therefore underestimate the depression. The text names ibuprofen–dextran as the highest value (0.72), but Table II assigns 0.72 to indomethacin–dextran and 0.38 to ibuprofen–dextran. ·········

4

All five compounds dissolve better than ideal in EP, giving more negative χ

At 25 °C the solubility in EP ranged from 0.074 (sucrose) to 0.396 weight fraction (indomethacin); γ was 0.15–0.89 and χ −0.08 to −1.83. Only felodipine gave the same χ by both routes (−0.08). ··

Table III: Solubility in EP and predicted solubility in PVP
Table III · p.146 · Solubility in EP and predicted solubility in PVPShows. measured w, x, γ and χ in EP; predicted w and γ in PVP K12, K29/32, K90.Also supports K3, K4
More detail

The measured solubilities were 0.268 (felodipine), 0.215 (nifedipine), 0.079 (ketoconazole), 0.074 (sucrose) and 0.396 weight fraction (indomethacin), or 0.099, 0.083, 0.018, 0.026 and 0.173 as mole fraction. All exceed the ideal solubility, so every γ is below 1: 0.89, 0.26, 0.68, 0.37 and 0.15 (0.146 in the text for indomethacin). The corresponding χ were −0.08, −0.81, −0.12, −0.53 and −1.83, against −0.08, 0.00, −0.08, 0.02 and −0.82 from melting. The authors see "a reasonable consistency" between the two sets, with the solubility route generally more favourable, "most probably" because it refers to 25 °C and one composition (the solubility limit) while the melting route refers to the melting temperature and low polymer fractions, and because mixing may be kinetically hindered in the melting test. The differences reach 1.01 (indomethacin) and the order of the compounds differs between the routes. ······

5

In the free-energy curves indomethacin–PVP stands out

With the melting-route χ, the ΔG/RT curve of indomethacin–PVP lies well below the entropy-only curve while the other four PVP pairs lie close to it. The solubility-route χ deepen the curves, most for indomethacin, then nifedipine and sucrose. ·

Fig. 5: Free energy of mixing with PVP
Fig. 5 · p.147 · Free energy of mixing with PVPShows. ΔG/RT versus polymer fraction for five drugs with PVP and sucrose with dextran; long dashes from solubility, short dashes from melting, solid athermal.Read it as. deeper curve = more favourable mixing; no y-axis numbers.
More detail

Fig. 5 draws ΔG/RT against polymer volume fraction for each PVP pair with three curves: athermal (χ = 0), melting-route χ and solubility-route χ. The y-axes carry no numbers. For indomethacin the minimum of the melting-route curve is about 2.4 times and that of the solubility-route curve about 5 times as deep as the athermal minimum (read from Fig. 5e). For felodipine and ketoconazole all three curves nearly coincide; for nifedipine and sucrose only the solubility curve drops below. For sucrose with dextran the melting-route curve lies above the athermal curve (χ = 0.20). The minima lie at polymer fractions of about 0.5–0.6. The authors conclude that the differences between compounds come from χ, since the combinatorial entropy is "virtually constant" across systems. Curves for the immiscible pairs are not drawn because their enthalpy of mixing cannot be accessed. ···

6

Predicted solubility in PVP is low, so most drug in a typical dispersion is above solubility

Corrected for PVP's smaller mixing entropy, predicted solubility in PVP K12 is 0.011–0.144 weight fraction and in PVP K29/32 0.010–0.134; indomethacin falls from 0.396 in EP to 0.144 and 0.134. At 50 wt% polymer about 82–99% of the drug is "available for crystallization". ···

Fig. 6: Fraction of drug available to crystallize in PVP K29/32
Fig. 6 · p.148 · Fraction of drug available to crystallize in PVP K29/32Shows. from left, indomethacin, felodipine, nifedipine, sucrose, ketoconazole; each line reaches zero at the predicted solubility.Also supports K4
More detail

Predicted weight-fraction solubilities in PVP K12, K29/32 and K90 were 0.072, 0.065, 0.065 (felodipine); 0.054, 0.049, 0.049 (nifedipine); 0.011, 0.010, 0.010 (ketoconazole); 0.016, 0.015, 0.015 (sucrose); and 0.144, 0.134, 0.134 (indomethacin). Solubility drops sharply from EP to the 2,500 g/mol polymer and only slightly from there to 40,000 g/mol and K90, which the authors explain by the entropy term (1/m_drug − 1/m_polymer) approaching 1/m_drug as the chain grows. The corresponding activity coefficients in PVP are higher than in EP and above 1 for four compounds (1.18–5.97); only indomethacin stays below 1 (0.50–0.54). In Fig. 6 the fraction of drug in excess of the K29/32 solubility falls to zero only at about 0.86 (indomethacin), 0.93 (felodipine), 0.95 (nifedipine) and 0.99 (sucrose, ketoconazole) polymer; at 0.50 polymer it is about 0.82–0.99. The authors read this as a thermodynamic driving force for crystallization at most practical polymer concentrations ("It is clear that these predictions suggest"), so that stable dispersions are hard to achieve and apparent stability is "most likely" kinetic. The text gives 0.144 for indomethacin in K29/32 where Table III gives 0.134. ·······

7

Indomethacin gives the largest carbonyl shift; ketoconazole gives none

PVP's C=O band shifted to lower wavenumber by 45 cm−1 with indomethacin, 25 cm−1 with felodipine and sucrose and 0 with ketoconazole, which has no hydrogen bond donor but a computed dipole moment of 6.03 D. ·

Table IV: Dipole moments and PVP carbonyl shifts
Table IV · p.148 · Dipole moments and PVP carbonyl shiftsShows. 45 cm−1 for indomethacin, 25 for felodipine and sucrose, 0 for ketoconazole.Also supports K5
More detail

In dispersions with one hydrogen bond donor per PVP carbonyl, the carbonyl band moved by 45 cm−1 (indomethacin), 25 cm−1 (felodipine, sucrose) and 0 (ketoconazole); no shift is given for nifedipine. Computed dipole moments were 9.58 D (nifedipine), 6.03 (ketoconazole), 5.40 (sucrose), 5.30 (felodipine), 4.22 (alpha-D-glucose), 3.91 (vinyl pyrrolidone), 2.68 (indomethacin) and 1.76 (ibuprofen). The authors take the carbonyl shift as evidence of drug–PVP hydrogen bonds, stronger than the drug–drug bonds they replace because PVP carries the better acceptor; they rationalize indomethacin's favourable χ and low γ by the acidity of its carboxyl group ("most likely"), and "speculate" that ketoconazole, without donors and with no shift, interacts with PVP through dipole–dipole forces. ······

04Further observations

  • Melting against a premixed felodipine–PVP dispersion changed the depression slightly; the authors infer that slow mixing makes the test underestimate the interaction. ·
  • Beyond PVP K29/32 the predicted solubility hardly changes. ·
  • Sucrose degrades on melting; its melting-route value is a gross estimate.
  • Dextran's Tg of about 140 °C may limit mixing during the melting test. ·
  • Predicted activity coefficients in PVP exceed 1 for four of the five compounds.
More detail
  • Premixed dispersion. Felodipine crystals in contact with a felodipine–PVP K12 dispersion showed a melting point depression described as "slightly lower" than with pure PVP K12 at the same overall composition (data not shown). The authors take this ("This suggests") as evidence that mixing during the experiment leads to an underestimation of the true interaction, most noticeable when the drug's melting point is close to the polymer's Tg. As worded, a smaller depression with the premixed sample would point the other way (X6). ···
  • Polymer molecular weight. Predicted solubilities differ markedly between EP and PVP K12 (2,500 g/mol) but by at most 0.010 weight fraction between K12 and K29/32 (40,000 g/mol), and not at all between K29/32 and K90. ·
  • Sucrose and dextran. Sucrose can degrade on melting, so its melting data are a "gross estimation" of the polymer's effect. Dextran has a Tg around 140 °C, and the depression with it "may be underestimated". ··
  • Activity coefficients in PVP. Predicted γ in PVP K12 are 3.94 (felodipine), 1.18 (nifedipine), 5.04 (ketoconazole), 1.76 (sucrose) and 0.50 (indomethacin), rising slightly for K29/32 and K90.
  • Polarity. From the structures, the authors note that all compounds are polar and can form interactions beyond van der Waals forces; van der Waals-only systems would be expected to mix endothermically. ·

05How the authors connect the findings

1Entropy always favours mixing and is nearly the same for all drug–polymer pairs, because drugs are small and polymers long; so χ decides miscibility. ·
↓
2The sign of χ follows the balance of drug–polymer (adhesive) and self (cohesive) interactions.
↓
3Even with favourable χ, the small entropy of mixing with a long chain keeps crystalline solubility low → most drug at practical loadings is above solubility → stability is kinetic. ·
↓
Adhesive at least as strong as cohesiveThe drug hydrogen bonds to PVP's carbonyl, or interacts by dipoles↓χ near or below zero↓melting point depressed↓miscible.···
Adhesive weaker than cohesiveDextran with ibuprofen or indomethacin, or ionic Eudragit E100 with itraconazole↓positive χ↓no depression↓immiscible.·
What sets the switch point. How strong the drug's donor is compared with its own self-association: indomethacin's acidic carboxyl gives the most favourable mixing ("most likely").
Conclusion drawn. The solubility of most drugs in polymers "is likely to be low at room temperature".
More detail
  1. When an API mixes with a polymer, the entropy of mixing is favourable and relatively fixed, because API molecular weights are about 200–600 and those of pharmaceutical polymers 10,000–1,000,000. Any pair can therefore tolerate a certain maximum unfavourable enthalpy of mixing, and predicting miscibility needs the magnitude of χ. The free-energy curves "illustrate" that differences between compounds come from χ, not from the entropy term. ··
  2. The sign and size of the enthalpy of mixing follow the strength and number of interactions in the mixture relative to the pure materials: exothermic only if the cross-contacts are stronger or more numerous, endothermic if a component self-associates more strongly, athermal if they are similar. Hydrogen bonds (typically 10–20 kJ/mol), dipolar electrostatic forces and universal but weak van der Waals forces all contribute. ·

Adhesive at least as strong as cohesive. Felodipine, nifedipine and sucrose self-associate by hydrogen bonds in the amorphous state, but these are compensated by stronger hydrogen bonds to PVP's carbonyl, the better acceptor; the carbonyl shift is the evidence. Ketoconazole cannot hydrogen bond yet mixes about athermally, and the authors "speculate" on dipole–dipole forces plus van der Waals contacts of a large molecule. Indomethacin's acidic carboxyl forms the strongest bonds (largest shift) and the most favourable mixture. → χ near or below zero → melting point depression → miscible. ····

Adhesive weaker than cohesive. Neither ibuprofen nor indomethacin is expected to form contacts with dextran stronger than in the pure components, and "it can be speculated" that entropy cannot offset the unfavourable adhesive interactions. Eudragit E100 has strong ionic self-interactions and itraconazole mainly dispersive ones, so adhesive interactions are "predicted" to be unfavourable, giving the reported miscibility gap. → positive χ → no melting point depression → immiscible or partially miscible. ·

  1. Interactions with EP are expected to match those with PVP, but the entropy of mixing with the polymer is much smaller, so the predicted crystalline solubility in PVP is low. Drug above this solubility is "available for crystallization", so at most practical polymer contents a dispersion is supersaturated and its stability, if any, comes from kinetics; a small dissolved fraction "may help explain" why crystallization is not always complete. ··

What sets the switch point. The balance between the drug's donor strength towards PVP's carbonyl and its own self-association. The authors rationalize indomethacin's position by the relative acidity of its carboxyl donor ("most likely"), against the NH groups of felodipine and nifedipine and the OH groups of sucrose.

Conclusion drawn. Interaction parameters inform on miscibility; both experimental routes achieved "some success" but have limits; and "the solubility of most drugs in polymeric matrices is likely to be low at room temperature unless extremely favorable cohesive interactions are formed" (cohesive as printed; see X14). ··

06What it means for formulation

Stated by the authors
  • Combining solution theory with melting point depression or solubility in a liquid analogue can explore drug–polymer miscibility and the driving force for crystallization.
  • Thermodynamically stable dispersions are hard to achieve; apparent stability is "most likely" kinetic.
AI reading, not stated in the paper
  • Treat χ from these methods as a ranking tool within one method, not as a design number.
More detail
Stated by the authors
  • Miscibility of drugs with polymers "can be explored by coupling solution theories with experimental data", and these estimates give insight into the physical stability of drug–polymer mixtures and the driving force for crystallization.
  • For melting point depression, choose polymers whose Tg is well below the drug's melting point, use the offset melting point, and expect underestimation when the drug's Tm is close to the polymer's Tg. ··
  • Solubility in a polymer is best estimated from γ measured in a low-molecular-weight analogue rather than from the melting route, because γ depends on temperature and composition.
  • At most practical polymer contents a dispersion is above the crystalline solubility; stability comes from kinetics, and a small dissolved fraction may stay amorphous. ·
AI reading, not stated in the paper
  • χ for one pair moved from −6.16 to −0.82 with the point of the melting peak, and the two routes differed by up to 1.01; χ values from these methods are best used to rank pairs within one method and one protocol, not as absolute inputs.
  • In this set the clearest marker of favourable mixing with PVP is a strong hydrogen bond donor that shifts PVP's carbonyl band; a large dipole without donors (ketoconazole) gave only about athermal mixing.
  • If predicted solubilities of about 1–14 wt% hold, ordinary drug loadings depend on kinetic stabilization (for example a high Tg and low mobility), which needs stability testing; the paper offers no measured solubility in a polymer to confirm the predictions.

07Open questions

Raised by the authors
  • How much does slow mixing during the melting test bias χ, especially when the polymer's Tg is close to the drug's melting point? ·
Not covered by this paper (AI reading)
  • No solubility of a crystalline drug in a polymer was measured to test the EP-based predictions.
More detail
Raised by the authors
  • χ from the melting route is a composite over low polymer fractions near the melting point, and the solubility route gives χ at 25 °C at one composition; how χ varies with composition and temperature is left open. ·
  • Mixing during the melting test "may still be kinetically limited", so the true interaction may be underestimated, most for polymers with a Tg close to the drug's melting point such as dextran. ··
  • The EP route rests on the drug's solubility in EP indicating its compatibility with a polymerized version of the solvent, and gives a solubility in an equilibrium liquid, not a glass.
Not covered by this paper (AI reading)
  • The predicted solubilities in PVP were not checked against a measured solubility in a polymer.
  • No physical stability or crystallization data test the claim that stability is kinetic. ·
  • Several inputs are not printed (lattice volume, heat capacities, the relation behind Fig. 6), so the χ, γ and Fig. 6 values cannot be recomputed from the paper. ·
  • The two χ routes rank the compounds differently (nifedipine and sucrose move most).

08How solid

AI assessment, not a statement made in the paper
Moderate

The qualitative split between miscible and immiscible pairs rests on direct melting data and agrees with earlier classifications. The numbers are softer: χ depends on how the melting peak is read, the two routes differ by up to 1.01, and the low solubility in PVP is a prediction under strong assumptions, untested here. ···

More detail
What holds
  • Melting point depression of indomethacin and ketoconazole by PVP K12 and its absence for itraconazole with Eudragit E100 are shown directly. ··
  • The offset χ sort the nine pairs in line with the miscibility classes taken from Tg, FTIR and microscopy. ·
  • The solubilities in EP are measured, and indomethacin is the most favourable pair by both routes and has the largest carbonyl shift. ·
What weakens it
  • χ of one pair varied from −6.16 to −0.82 with the point of the melting peak; the fit range is unstated and the fitted lines miss the curvature of the data. ·
  • Six of the nine pairs rest on melting data that are not shown, and the indomethacin–dextran immiscibility rests on unreported Tg data. ·
  • The two routes differ by up to 1.01 in χ and rank the compounds differently; "reasonable consistency" is generous. ·
  • The predicted PVP solubilities and the "kinetic stability" conclusion rest on assumptions about EP and on predicted, not measured, solubilities. ·
  • Internal inconsistencies: the χ attributed to ibuprofen–dextran, the indomethacin solubility in K29/32, two molecular volumes, and the Fig. 4 axis. ···
  • The positive χ of the non-depressing pairs are only lower limits.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.141)key figureDefines the compounds and polymers by structure.··0.2A schematic, not data.
Table I (p.144)key figureSets the reference classes: which pairs are reported miscible, partially miscible or immiscible.0.2Indomethacin–dextran Tg data are not shown.
Fig. 2 (p.144)key figureShows a clear depression for indomethacin–PVP K12 and how much onset and offset differ.F1, K1Fit range not stated; onset points leave the fit above φ ≈0.175.
Fig. 3 (p.145)key figureShows a small depression for ketoconazole–PVP K12.F1The fitted line misses the curvature of the points.
Fig. 4 (p.145)key figureShows no depression for itraconazole–Eudragit E100.F1, K1Axis and caption name PVP K12.
Table II (p.146)key figureGives the offset χ for all nine pairs and the inputs to Eq. 2.F3, K2Ibuprofen molecular volume does not follow from MW and density; TM differs from the plotted offset.·
Table III (p.146)key figureGives the measured solubilities in EP, γ, χ and the predicted solubility in PVP.F4, F6, K3, K4Indomethacin K29/32 value differs from the text.
Fig. 5 (p.147)key figureTurns both χ sets into free-energy curves for comparison with athermal mixing.F5No y-axis numbers; PVP grade not stated.
Fig. 6 (p.148)key figureTranslates the predicted solubility into the fraction of drug free to crystallize.F6, K4Plotted relation not printed.
Table IV (p.148)key figureLinks χ to chemistry by carbonyl shifts and dipole moments.F7, K5No shift given for nifedipine.