Paper page

Original: publisher page

Alfred C. F. Rumondor, Igor Ivanisevic, Simon Bates, David E. Alonzo, Lynne S. Taylor* · Pharmaceutical Research 26(11), 2523-2534 (2009)

Evaluation of Drug-Polymer Miscibility in Amorphous Solid Dispersion Systems

Four drug–polymer amorphous dispersions were tested with DSC, with IR spectroscopy plus principal component analysis, and with PXRD plus pair-distribution-function and pure-curve analysis: felodipine–PVP and nifedipine–PVP mixed into one phase, felodipine–PAA largely did not, and ketoconazole–PVP remained ambiguous.

Abbreviations

API active pharmaceutical ingredient; ASD amorphous solid dispersion; DSC differential scanning calorimetry; IR mid-infrared spectroscopy; PXRD powder X-ray diffractometry; PCA principal component analysis; PC principal component; t[1], t[2] scores on PC1, PC2; PDF pair distribution function; PCRM Pure Curve Resolution Method; PVP poly(vinyl pyrrolidone) K29-32; PAA poly(acrylic acid); Tg glass transition temperature; Tg,mix Tg of a binary mixture; CK Couchman–Karasz equation; % polymer = weight % polymer on a dry weight basis.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

When DSC cannot tell whether drug and polymer share one amorphous phase, can IR with PCA and PXRD with PDF and pure-curve analysis decide it, and which of four model dispersions are one-phase?

Short answer

For the clear cases, yes: the methods agreed that felodipine–PVP and nifedipine–PVP are one-phase and that felodipine–PAA separates between 30 and 70% PAA. Ketoconazole–PVP stayed open: one Tg everywhere, small IR changes, and PXRD evidence whose composition the text and Table II assign differently. ···

Conclusion

Felodipine–PVP and nifedipine–PVP dispersions needed a second principal component in IR that calculated physical mixtures did not, gave PDF-fitted compositions away from the true ones and showed shifted pure-curve halos, and the authors conclude that both are one-phase over the compositions studied ("clearly established"), with drug–polymer hydrogen bonds known from earlier work favouring the mixing. ····· Felodipine–PAA dispersions at 30–70% PAA looked like physical mixtures in IR and PXRD and showed two Tgs at 10–30% PAA, so the authors call the system "practically immiscible" between 30 and 70% polymer; competition with PAA's own hydrogen bonds is "speculated" to be the cause, and IR suggests "at least some level of mixing" at 10 and 90% PAA. ····· Ketoconazole–PVP, which cannot form drug–polymer hydrogen bonds, showed one Tg at every composition and only slight IR changes; partial miscibility with one phase only at high PVP is "suspected", and the authors state the system "clearly needs further investigation". ···· The general conclusion is that IR and PXRD complement DSC and are "especially useful" when DSC results are inconclusive or variable. · The interaction energies behind the proposed mechanisms, drug–polymer hydrogen bonding and PAA self-association, were not measured. ·

01Why this study

Known 1Mixing decides stabilisation

A polymer delays crystallisation of an amorphous drug, but fully only when the two are mixed at the molecular level; physical mixtures need not inhibit it.

Crowley 2003, ref 5; Matsumoto 1999, ref 13; Shamblin 1999, ref 14 ·

Known 2DSC counts phases, imperfectly

One Tg is read as one phase, but domains below 15–30 nm or the heating itself can hide a second phase.

Olabisi 1979, ref 15; Newman 2008, ref 20 ··

Known 3Local probes exist

IR has shown drug–PVP hydrogen bonds in felodipine and nifedipine dispersions, and PXRD-derived PDFs have been used on indomethacin–PVP.

Konno 2006, ref 23; Rumondor 2009, ref 27; Newman 2008, ref 20 ·

Gap → this paperCan IR and PXRD analysis settle drug–polymer miscibility where DSC is inconclusive?
More detail

What was already known. The introduction and the opening of each results section build on these points:

  • Why amorphous, why a polymer. The amorphous form of a drug has a higher apparent solubility than the crystal, which can raise absorption when dissolution limits it; crystallisation during production or storage removes the benefit, and amorphous solid dispersions are one way to keep it. (Hancock 1997, ref 1; Hancock 2000, ref 2; Leuner 2000, ref 3; Serajuddin 1999, ref 4) A polymer can significantly delay crystallisation, through lower mobility, lower driving force, a higher barrier or disrupted molecular recognition. (refs 5–11; Bhugra 2008, ref 12)
  • Only molecular mixing stabilises fully. Maximum stabilisation "can only be realized" when drug and polymer are intimately mixed; indomethacin–PVP and sucrose–PVP physical mixtures did not inhibit crystallisation. (Matsumoto 1999, ref 13; Shamblin 1999, ref 14) A molecularly mixed system has one amorphous phase; more than one phase means regions of different drug:polymer ratio, so counting phases gives the limits of one-phase formation.
  • DSC is the routine test, with known limits. DSC counts amorphous phases in polymer blends and in drug–polymer or small-molecule mixtures, and is called the "golden standard". (Olabisi 1979, ref 15; Shamblin 1998, ref 16; Pomposo 1993, ref 17; Lu 1998, ref 18) Domains smaller than 15–30 nm may give only one Tg, the heating during the scan can change miscibility, and a single Tg above the lowest component Tg may not show the phase state at room temperature. (refs 15, 20) ·
  • What DSC had shown for these systems. Felodipine–PVP and nifedipine–PVP gave one Tg that varied with composition between the component Tgs; ketoconazole–PVP gave one Tg at 50% polymer and above; nothing was published for felodipine–PAA. (Marsac 2008, ref 10; Konno 2006, ref 23; Marsac 2007, ref 24; Van den Mooter 2001, ref 6) ·
  • IR sees interactions. IR is sensitive to local chemical environment, and changes are "usually indicative" of miscibility. For felodipine–PVP and nifedipine–PVP, shifts of the drug NH band were assigned to drug–polymer hydrogen bonds and the free drug carbonyl band grew with polymer content. (Marsac 2006, ref 9; Marsac 2008, ref 10; Konno 2006, ref 23; Rumondor 2009, refs 26, 27) ·· Reading such spectra by eye is "sometimes subjective", which motivates the chemometric analysis; PCA had been applied to physical mixtures of powders. (Rantanen 2005, ref 28) ·
  • PXRD sees local structure. PDFs calculated from PXRD patterns give insight into nearest-neighbour interactions, and changes in local structure, "presumably" from drug–polymer interactions, allow the number of phases to be inferred; Newman et al. did this for indomethacin–PVP. A pure-curve resolution method (PCRM) extracts component patterns from a composition series. (Bates 2006, ref 19; Newman 2008, ref 20; Ivanisevic 2009, ref 22) ··

What the paper set out to do. Characterise four drug–polymer systems at several ratios by DSC, IR and PXRD, use PCA to make the IR reading less subjective, and use PDF and PCRM analysis of PXRD to infer the number of amorphous phases, so as to find the limits of one-phase formation. ·

02How they approached it

Four pairs chosen by the kind of drug–polymer interaction: hydrogen bonds known (felodipine and nifedipine with PVP), no hydrogen bond possible (ketoconazole with PVP) and a polymer that hydrogen-bonds to itself (felodipine with PAA). Each pair was made at several ratios and read against a no-mixing reference: calculated physical-mixture spectra for IR, summed pure-component PDFs and measured pure patterns for PXRD. ·····

Felodipine–PVPPVP K29-32 dispersionDrug–polymer hydrogen bonding reported earlier; IR at 0–100% PVP and PXRD measured; DSC only cited. ····
Nifedipine–PVPPVP K29-32 dispersionSame interaction type; IR at 0, 25, 50, 70 and 100% PVP; PDF fit reported, PXRD patterns and pure curves not shown; DSC only cited. ····
Ketoconazole–PVPPVP K29-32 dispersionNo drug–polymer hydrogen bond possible; DSC, IR and PXRD measured. ···
Felodipine–PAAPAA dispersion, Mv ∼450,000PAA forms its own hydrogen bonds; DSC in two heating regimens, IR and PXRD measured. ···

What was done

Experiment

Drug and polymer dissolved in a common solvent→rotary evaporation→dried dispersion powders.

↓
Experiment

Ground powders→DSC at 20 °C/min, two regimens for felodipine–PAA→number of Tgs, compared with Couchman–Karasz.···

Experiment

Spin-coated films→IR→PCA together with calculated physical mixtures→scores and loadings.····

Experiment

Melt-quenched powders→PXRD→PDF fit of composition and PCRM pure curves.·····

↓
Comparison

Each technique read against its no-mixing reference, then the three combined per system.·

More detail

What was done

  1. Dispersions. Drug and polymer were dissolved together (1:1 w/w dichloromethane:ethanol for the PVP dispersions of felodipine and nifedipine, chloroform for ketoconazole–PVP, ethanol for felodipine–PAA), checked to be clear one-phase solutions, evaporated in about 10 min on a rotary evaporator and dried under vacuum for at least 12 h. PVP and PAA were first dried over phosphorus pentoxide for at least a week. ··
  2. DSC. Gently ground powders in pinholed pans were heated at 20 °C/min from 0 °C, to 180 °C for ketoconazole–PVP, and for felodipine–PAA either to 180 °C ("Experiment 1") or to 146 °C with a 30 s hold ("Experiment 2"), each cycled three times in all, at 0, 10, 30, 50, 70, 90 and 100% polymer. Midpoint Tgs were compared with the Couchman–Karasz prediction. Which cycle is reported, and how many samples, is not stated. ··
  3. IR. Solutions were spin-coated on ZnS or KRS-5, dried about 1 min at 90 °C and measured in transmission (500–4000 cm−1, 4 cm−1, 128 scans) under dry air. Physical-mixture spectra at 10–90% polymer were calculated from the pure amorphous drug and pure polymer spectra, and dispersions and calculated mixtures were analysed together by PCA over 700–4,000 cm−1 after unit normalisation. ··
  4. PXRD. The ground powders were held about 10 °C above the drug melting point for at least 15 min under nitrogen, quenched in ice and salt, ground again and measured in transmission with Cu Kα radiation, at 0, 30, 40, 60, 70 and 100% polymer. ·
  5. PDF fit. Each dispersion PDF was fitted with a scaled sum of the amorphous drug and polymer PDFs; if the fitted composition and the PDF peak positions match the true ones, the sample behaves as separate phases, and if not, as a mixed phase with a PDF of its own. ·
  6. PCRM. From the whole composition series, pure-component patterns were extracted and compared with the measured pure patterns; an extra component or a halo shift of about 1° 2θ or more is taken as indirect proof of mixing. ·

Key equations

Couchman–Karasz equation (Eqs. 1, 2)
Tg,mix=w1Tg1+Kw2Tg2w1+Kw2,K=ΔCp2ΔCp1

The single Tg expected for an ideally mixed blend, from the weight fractions w and Tgs of the two components, weighted by the ratio K of their heat-capacity steps. Two Tgs, or one Tg far from this line, are read as non-ideal or incomplete mixing. ΔCp and K are not printed; one K of about 1.33 reproduces every predicted value of Table I.··

Free energy of mixing (Eq. 5)
ΔGmix=ΔHmix−TΔSmix

Mixing is favoured when ΔGmix is negative. The ideal entropy of mixing (Eq. 3) always favours it, so the enthalpy of mixing, set by drug–polymer against drug–drug and polymer–polymer interactions, decides whether ΔGmix versus composition has one minimum (complete miscibility) or two (partial miscibility). Eq. 3 is printed without its minus sign.····

Enthalpy of mixing (Eq. 4)
ΔHmix=(Hii+Hjj)−Hij

The paper defines it as pure-component minus mixture enthalpy, so in its own convention a positive value is exothermic; elsewhere it uses the usual sign, in which negative favours mixing.·

Terms used on this page
  • Calculated physical mixture: a spectrum or PDF made by adding the pure-component ones in proportion; the "no mixing" reference.
  • Principal component (PC), score, loading: PCA describes a set of spectra by a few directions of variation; each spectrum gets scores (t[1], t[2]) on them, and a loading shows which wavenumbers make up a PC.
  • Pair distribution function (PDF): a transform of the PXRD pattern that shows how often atom pairs occur at each distance; its peaks reflect nearest-neighbour distances.
  • Amorphous halo: the broad hump in the PXRD pattern of an amorphous solid; pure curve: the pattern of one component extracted by PCRM from a composition series.
  • Binodal and spinodal: the edges of the region where two phases coexist and of the region where a mixture separates spontaneously.

03Main findings

1

DSC: felodipine–PAA has two Tgs at low PAA and unstable single Tgs at high PAA

At 10 and 30% PAA both heating regimens gave two Tgs, one at felodipine's (46–48 °C) and one near PAA's (130–133 °C). At 70 and 90% PAA the single Tg moved by 30–35 °C between regimens (121 vs 86; 114 vs 84 °C) and did not follow Couchman–Karasz (112, 126 °C).

Table I: Felodipine–PAA Tgs in two heating regimens
Table I · p.2526 · Felodipine–PAA Tgs in two heating regimensShows. two Tgs at 10 and 30% PAA in both regimens; single Tgs at 70 and 90% PAA that change by 30–35 °C between regimens.Also supports K2
More detail

Pure felodipine and PAA had Tgs of 48 and 132 °C in both regimens. At 10% PAA the dispersion showed 48 / 133 °C (Experiment 1) and 46 / 130 °C (Experiment 2), at 30% PAA 48 / 132 and 48 / 133 °C, against single predicted values of 59 and 79 °C. At 50% PAA, Experiment 1 gave two Tgs (48 / 121 °C) and Experiment 2 one (102 °C, predicted 96 °C). At 70 and 90% PAA one Tg was seen in each regimen, 121 and 86 °C, and 114 and 84 °C, against predictions of 112 and 126 °C. The weakest of the second transitions had a ΔCp of 0.044 J/g°C, which the authors judge small but reasonable for the little polymer present. ··

The authors read the two Tgs at 70 and 90% felodipine as showing that felodipine and PAA "are at least partially immiscible" ("These results suggest"), and the variable single Tgs at higher PAA as possibly ("could be an indication") temperature-dependent mixing. · No earlier DSC data existed for this pair.

2

DSC: ketoconazole–PVP has one Tg at every composition

A single Tg rose from ≈47 °C (no PVP) to ≈167 °C (pure PVP), near the Couchman–Karasz line; the largest gap was ≈10 °C below the line at 30% PVP. ·

Fig. 2: Ketoconazole–PVP Tg versus PVP content
Fig. 2 · p.2527 · Ketoconazole–PVP Tg versus PVP contentShows. measured Tgs (triangles) near the Couchman–Karasz line, below it at 10–30% PVP.Also supports K4
More detail

The thermograms at 0, 10, 30, 50, 70, 90 and 100% PVP each show one glass transition, with no second event up to about 175 °C. Read from Fig. 2, the measured Tgs were ≈47, ≈44, ≈54, ≈84, ≈109, ≈135 and ≈167 °C, against a Couchman–Karasz line at ≈47, ≈51, ≈64, ≈80, ≈103, ≈140 and ≈167 °C: below the line at 10–30% PVP, above it at 50–70%. At 10% PVP the measured value (≈44 °C) lies slightly below that of pure ketoconazole. ··

The authors call the agreement "reasonable", note that it matches the literature (one Tg at 50% PVP and above), and conclude that the results "suggest molecular level mixing". · In the Discussion they qualify this: the single Tg may come from heating driving the system to one phase, or from DSC failing to detect a second phase ("it is possible").

Fig. 1: DSC thermograms of ketoconazole–PVP, 0–100% PVP
Fig. 1 · p.2526 · DSC thermograms of ketoconazole–PVP, 0–100% PVPShows. one glass transition step per trace, moving up with PVP content.
3

IR–PCA: felodipine–PVP and nifedipine–PVP dispersions leave the physical-mixture line

The calculated physical mixtures lay on one line (t[2] ≈ −0.75 to −0.15) explained by PC1, the composition. The dispersions sat well above it (t[2] up to ≈1.25 for felodipine, ≈2.1 for nifedipine) and needed a second PC, whose loading is largest in the NH and carbonyl regions. ···

Fig. 3: Felodipine–PVP: PCA of IR spectra
Fig. 3 · p.2527 · Felodipine–PVP: PCA of IR spectraShows. (a) dispersions (blue) above the line of calculated physical mixtures (red); numbers are % PVP. (b) PC1 loading (red) matches the difference spectrum (black); PC2 loading (green) is strong in the boxed NH region.Read it as. the vertical distance from the red line is the mixing signal.Also supports K1
More detail

For felodipine–PVP, the calculated mixtures from 10 to 90% PVP ran from t[1] ≈ 2.8 to ≈ −2.7 with t[2] between ≈ −0.5 and ≈ −0.15. The dispersions at 10, 30, 50 and 70% PVP had t[2] of ≈0.8, ≈0.6, ≈1.25 and ≈1.2; the 90% PVP dispersion was only slightly above the line (≈0.15), and the pure components lay on it. The PC1 loading matched the felodipine-minus-PVP difference spectrum, so PC1 carries composition; the PC2 loading had its largest features in the NH (boxed in Fig. 3b) and carbonyl regions. ·

Nifedipine–PVP gave the same picture: calculated mixtures at t[2] ≈ −0.75 to −0.2, dispersions at 25, 50 and 70% PVP at t[2] ≈1.6, ≈2.1 and ≈1.3. ·

The authors state that the second PC "is thought to arise" from drug–polymer interactions, its NH and carbonyl features "presumably reflecting" drug–polymer hydrogen bonds, and that visual inspection and PCA together "suggest complete drug-polymer miscibility for both systems". ··

Fig. 4: Nifedipine–PVP: PCA of IR spectra
Fig. 4 · p.2528 · Nifedipine–PVP: PCA of IR spectraShows. the same separation of dispersions (blue) from calculated mixtures (red), with PC2 strong in the NH region.Also supports K1
4

IR: felodipine–PAA looks like a physical mixture at 30–70% PAA; ketoconazole–PVP changes only slightly

Felodipine–PAA dispersions at 30, 50 and 70% PAA matched the calculated mixtures (PC1 loadings correlated with ρ > 0.99, little PC2), while the 10 and 90% PAA dispersions were outliers. Ketoconazole–PVP kept its carbonyl peaks in place; only the drug carbonyl peak was slightly weaker than in the calculated mixture. ··

Fig. 7: Felodipine–PAA: PCA of IR spectra
Fig. 7 · p.2529 · Felodipine–PAA: PCA of IR spectraShows. (a) dispersions at 30–70% PAA (blue) on the line of calculated mixtures (red); 10 and 90% PAA (black) off it. (b) PC1 loading matches the difference spectrum; PC2 and PC3 carry the two outliers.Also supports K2, K3
More detail

Felodipine–PAA. Most dispersion spectra resembled the calculated mixtures by eye in both the carbonyl and NH regions. The calculated mixtures needed one PC, the dispersions three. The dispersions at 30, 50 and 70% PAA lay close to the mixture line (t[2] ≈ −0.3 to 0.0). The 90% PAA dispersion needed PC2 (t[2] ≈3.2) and the 10% PAA dispersion varied along PC3; both were also off the composition trend along PC1 (t[1] ≈1.7 and ≈ −2.35). ·· The authors conclude that at 30–70% PAA the samples "show a low extent of miscibility and resemble a physical mixture", and that at 10 and 90% PAA "there may be some level of molecular level mixing". ·

Ketoconazole–PVP. Ketoconazole cannot hydrogen-bond to PVP, and its spectra changed little: carbonyl peaks stayed at the pure-component wavenumbers, and the ketoconazole carbonyl peak was slightly lower in every dispersion than in the calculated mixture (shown at 30 and 70% PVP). · The authors "speculate" that dipole–dipole interactions cause this, and conclude that at least some molecules are mixed but that the extent of miscibility cannot be judged. PCA was abandoned because the calculated mixtures alone already needed two PCs. ···

Fig. 5: Ketoconazole–PVP carbonyl region
Fig. 5 · p.2528 · Ketoconazole–PVP carbonyl regionShows. dispersion (light green, cyan) and calculated mixture (dark green, blue) at 30 and 70% PVP; same peak positions, drug carbonyl slightly weaker in the dispersions.Also supports K4
Fig. 6: Felodipine–PAA carbonyl and NH regions
Fig. 6 · p.2529 · Felodipine–PAA carbonyl and NH regionsShows. dispersion and calculated mixture spectra at 30 and 70% PAA with the same band positions.Also supports K2
5

PDF fits: the fitted composition is right only for felodipine–PAA and one ketoconazole–PVP sample

Fitting each dispersion's PDF with the pure-component PDFs returned 29 and 64% polymer for felodipine–PAA (true 30 and 70), but 37 and 58 for felodipine–PVP, 53 and 85 for nifedipine–PVP, and 15 and 69 for ketoconazole–PVP.

Table II: Polymer content fitted from the PDFs versus actual
Table II · p.2531 · Polymer content fitted from the PDFs versus actualShows. correct fit only for felodipine–PAA (29, 64) and ketoconazole–PVP at 70% (69); misses elsewhere.Read it as. a correct fit means separate phases; a miss means mixing.Also supports K2, K4
More detail

A correct fitted composition means the dispersion is described by its separate components (limited miscibility); a wrong one means a structure of its own (mixing). By that reading Table II points to mixing in felodipine–PVP and nifedipine–PVP at both compositions, and to separate phases in felodipine–PAA. ·· The PDF shapes (Fig. 11) back this for the 70% polymer samples: the felodipine–PAA dispersion and calculated curves nearly coincide, while the felodipine–PVP ones differ in peak heights and beyond ≈11 Å. At 30% polymer the felodipine–PVP pair agree in peak positions, and the felodipine–PAA dispersion has a peak at ≈7.9 Å that the calculated curve lacks. ·· The authors write that the felodipine–PAA PDFs are similar, "confirming limited miscibility", and caution that a good composition match should be backed by inspecting the PDFs. ·

For ketoconazole–PVP the text names "the ketoconazole sample containing 70% drug" as the agreeing one, whereas Table II shows agreement at 70% polymer (69) and a large miss at 30% polymer (15); the Discussion then states structural change at 70% PVP and not at 30%. Text and table cannot both hold. ·· No threshold for good agreement is given: a 7-point gap (felodipine–PVP, 30 → 37) counts as poor, a 6-point gap (felodipine–PAA, 70 → 64) as good.

Fig. 11: PDFs of dispersions and calculated mixtures
Fig. 11 · p.2532 · PDFs of dispersions and calculated mixturesShows. (a) felodipine–PVP; (b) felodipine–PAA. Blue and black: dispersions with 30 and 70% polymer; red and green: calculated mixtures with 30 and 70%.Also supports K2
6

PCRM: halo shifts in felodipine–PVP, none in felodipine–PAA, slight ones in ketoconazole–PVP

The felodipine pure curve extracted from felodipine–PVP dispersions had its second halo shifted by more than 1° 2θ (≈23.1° → ≈21.3°), and nifedipine–PVP behaved the same. In felodipine–PAA the pure curves matched the measured patterns. Ketoconazole–PVP showed a slight PVP halo shift and a broader ketoconazole halo. ···

Fig. 8: Felodipine–PVP: PXRD patterns and pure curves
Fig. 8 · p.2530 · Felodipine–PVP: PXRD patterns and pure curvesShows. (a) halos only, 0–100% PVP. (b) felodipine pure curve (green) with its second halo moved to lower angle against measured felodipine (black); PVP curves red (measured) and blue (pure curve).Also supports K1
Fig. 10: Felodipine–PAA: PXRD patterns and pure curves
Fig. 10 · p.2531 · Felodipine–PAA: PXRD patterns and pure curvesShows. pure curves (green, blue) lying on the measured felodipine and PAA patterns (black, red): no shift.Also supports K2
More detail

All PXRD samples were X-ray amorphous, with broad halos only. · In felodipine–PVP, the felodipine pure curve kept its first halo at ≈11.5° but moved its second from ≈23.1° to ≈21.3°, and the PVP pure curve moved slightly (second halo ≈19.9° → ≈20.6°). The authors read these as structural changes from mixing, "an indirect sign of miscibility", and report the same for nifedipine–PVP without showing the data. ·· In felodipine–PAA the felodipine halos (≈11.5° and ≈23.0°) and the main PAA halo (≈18.7°) were reproduced, so the system "is thought to be immiscible" over the range studied. ·

In ketoconazole–PVP the text describes a slight (< 1° 2θ) shift of the PVP halos and no shift but a broadening of the ketoconazole halo; read from Fig. 9b, the first PVP halo moves from ≈11.5° to ≈12.7°, close to the paper's own 1° criterion. The authors take this as minor structural change, "confirming the hypothesis" that the system is at least partially miscible. ··

Fig. 9: Ketoconazole–PVP: PXRD patterns and pure curves
Fig. 9 · p.2530 · Ketoconazole–PVP: PXRD patterns and pure curvesShows. the PVP pure curve (blue) slightly shifted from measured PVP (red); the ketoconazole pure curve (green) broader than measured ketoconazole (black).Also supports K4

04Further observations

  • All PXRD samples were X-ray amorphous. ·
  • The second Tg events in felodipine–PAA were weak, down to a ΔCp of 0.044 J/g°C. ·
  • PCA of the calculated ketoconazole–PVP mixtures already needed two PCs, so PCA was dropped for this system. ·
  • The authors frame miscibility by the free energy of mixing: one minimum means complete miscibility, two minima partial miscibility (Fig. 12). ·
More detail
  • X-ray amorphous throughout. None of the felodipine–PVP, ketoconazole–PVP or felodipine–PAA patterns, from 0 to 100% polymer, had Bragg peaks; the pure PAA pattern rises steeply below about 5° 2θ. ·
  • Weak second transitions. In the felodipine–PAA samples with two Tgs, the smallest ΔCp was 0.044 J/g°C; the authors consider this reasonable for the small polymer content. ·
  • PCA failed for ketoconazole–PVP. The calculated physical mixtures, which by construction vary only in composition, needed two PCs; since the reason "could not be elucidated", no further PCA was done. ·
  • Theory of mixing. The Discussion sets out ΔGmix = ΔHmix − TΔSmix: complete miscibility with one minimum, complete immiscibility with positive ΔGmix, and partial miscibility with two minima (the binodal points) and inflection points (the spinodal points) between them, a theory for liquids that the authors extend to amorphous solids. Strict immiscibility is rare, since some of each component always dissolves in the other; a system is "practically" immiscible when that amount is extremely small. ····

05How the authors connect the findings

1Molecular mixing changes the local chemical environment and local structure; a physical mixture does not. So a spectral or structural change beyond composition marks mixing. ···
↓
2Whether mixing is favoured depends on ΔGmix: entropy always favours it, so the balance of drug–polymer against intra-species interactions decides. ·
↓
Drug–polymer hydrogen bonds (felodipine and nifedipine with PVP)Favourable interaction↓one free-energy minimum↓one amorphous phase↓second PC, off-target PDF fit, shifted halo.····
Polymer bonded to itself (felodipine with PAA)PAA's own hydrogen bonds compete↓drug-rich and polymer-rich phases↓physical-mixture spectra and PDFs, two Tgs.···
No hydrogen bond possible (ketoconazole with PVP)Only dipole–dipole contact↓slight IR changes↓structural change only at high PVP by PXRD↓partial miscibility.·
What sets the switch point. The balance of drug–polymer and intra-species interactions; for PAA the authors "speculate" that self-association wins. ·
Conclusion drawn. IR and PXRD complement DSC and are "especially useful" when DSC is inconclusive or variable.
Fig. 12: Free energy of mixing versus composition (schematic, adapted from ref 34)
Fig. 12 · p.2532 · Free energy of mixing versus composition (schematic, adapted from ref 34)Shows. green, complete immiscibility; red, partial miscibility with two minima; black, complete miscibility with one minimum.
More detail
  1. A physical mixture's IR spectrum and PDF are the composition-weighted sums of its components. Mixing at the molecular level adds something else: new drug–polymer contacts that shift IR bands (a second PC) and a new local structure that changes the PDF (a wrong fitted composition) and the pure curves (shifted halos). The authors call the halo shift "indirect proof of miscibility". ···
  2. With ideal mixing entropy always positive, ΔGmix becomes negative unless the enthalpy of mixing opposes it strongly enough. If the drug–polymer interaction is "sufficiently favorable" compared with drug–drug and polymer–polymer interactions, ΔGmix has one minimum and a one-phase dispersion is favoured; if it is weak, more than one phase "may be favored". ·

Felodipine and nifedipine with PVP. Hydrogen bonds between the drug NH and PVP were established in earlier work; together with entropy they "will be favorable" to mixing, giving one phase over the range studied. ··

Felodipine with PAA. Hydrogen bonding between felodipine and PAA is possible, but PAA forms multiple hydrogen bonds with itself; the authors "speculate" that this competition prevents complete mixing, leaving a drug-rich and a polymer-rich phase, each with only a little of the other component. At 10 and 90% PAA they "speculate" that some mixing occurs while the excess component forms its own phase. ···

Ketoconazole with PVP. No hydrogen bond is possible; the slight carbonyl changes are "speculated" to come from dipole–dipole interactions. PXRD (in the authors' reading) shows structural change at 70% PVP but not at 30% PVP, so a single phase forms "only at higher levels of PVP"; DSC's single Tg is put down to heating-driven mixing or poor detection. ··

What sets the switch point. Not measured here: no interaction energy or ΔHmix was determined. The authors rely on cited hydrogen bonding for the PVP systems and on cited PAA self-association for felodipine–PAA. ···

Conclusion drawn. The three techniques give "complementary results"; IR with PCA "can be utilized to verify" molecular mixing, and PXRD with PDF and PCRM "may be able to verify" mixing in completely and partially miscible systems, "especially useful" when DSC is inconclusive or variable. ·

06What it means for formulation

Stated by the authors
  • Maximum stabilisation of an amorphous drug needs molecular-level mixing with the polymer.
  • Where DSC is inconclusive or variable, add IR with PCA and PXRD with PDF or PCRM analysis. ·
AI reading, not stated in the paper
  • A single DSC Tg did not settle miscibility here; a structure-sensitive second method is worth adding before relying on a dispersion's stability.
  • A polymer able to hydrogen-bond is not enough: PAA's self-association apparently left felodipine poorly mixed, so the balance of interactions matters, not their mere possibility.
More detail
Stated by the authors
  • Maximum stabilisation "can only be realized" when drug and polymer are intimately mixed; physical mixtures may not inhibit crystallisation.
  • IR with PCA and PXRD with PDF and PCRM are "especially useful" when DSC results are inconclusive or variable. ·
  • Ketoconazole–PVP "clearly needs further investigation" of its miscibility as a function of composition and temperature.
AI reading, not stated in the paper
  • A single Tg is a weak guarantee: ketoconazole–PVP showed one Tg at every ratio while the PXRD evidence pointed to partial miscibility. Screening with a structure-sensitive method (IR, PXRD/PDF) as well as DSC reduces the risk of choosing a drug loading that is already phase-separated.
  • The comparison of felodipine with PVP and with PAA suggests that what counts is whether drug–polymer contacts beat the polymer's own (and the drug's own) interactions; a strongly self-associating polymer can be a poor partner even when it can hydrogen-bond to the drug.
  • Thermal history matters for the answer: the three methods here used films, powders and melt-quenched powders. When comparing methods, prepare the samples the same way, and as the final product will be made.
  • The paper gives miscibility, not performance: no stability or dissolution data link the one-phase or two-phase state to crystallisation or release.

07Open questions

Raised by the authors
  • How does ketoconazole–PVP miscibility depend on composition and temperature?
  • Is the single DSC Tg of ketoconazole–PVP produced by heating during the scan?
Not covered by this paper (AI reading)
  • Which ketoconazole–PVP composition is one-phase: the text and Table II disagree.
  • Did melting before PXRD change the phase state the PXRD reports?
More detail
Raised by the authors
  • The miscibility of ketoconazole–PVP as a function of composition and temperature.
  • Whether the single Tg of ketoconazole–PVP reflects mixing driven by heating, or a second phase too fine for DSC. ·
  • Why the calculated ketoconazole–PVP mixtures needed two PCs.
  • Whether felodipine–PAA mixing is temperature-dependent, given regimen-dependent Tgs.
Not covered by this paper (AI reading)
  • The composition assignment of the ketoconazole–PVP PDF result (Table II versus text) is unresolved, and with it the conclusion that only high-PVP dispersions are one-phase.
  • PXRD samples were held above the drug melting point before quenching; whether this changed the phase state relative to the DSC and IR samples was not tested.
  • The 10 and 90% PAA IR outliers were not checked for composition.
  • No phase compositions, domain sizes or interaction energies were measured; the mechanisms rest on cited hydrogen-bonding work. ·
  • The nifedipine–PVP PXRD results and any DSC of the PVP dispersions of felodipine and nifedipine were not shown here.
  • How miscibility relates to physical stability or release was not studied.

08How solid

AI assessment, not a statement made in the paper
Moderate

The contrast between the PVP dispersions of felodipine and nifedipine and felodipine–PAA is consistent across IR and PXRD. But each composition was measured once, the decision criteria are visual or unstated, the three methods used samples with different thermal histories, and the ketoconazole–PVP conclusion conflicts with Table II. ····

More detail
What holds
  • The PVP dispersions of felodipine and nifedipine leave the physical-mixture line along PC2 at every intermediate composition tested. ·
  • Felodipine–PAA matches physical mixtures in IR (PC1 loadings ρ > 0.99) and in PDF composition (29 and 64 for 30 and 70% PAA), and its 70% PAA PDF coincides with the calculated one. ··
  • PCRM halo shifts appear in felodipine–PVP and not in felodipine–PAA. ·
  • DSC two-Tg results for felodipine–PAA at 10 and 30% PAA hold in both heating regimens, and the Couchman–Karasz predictions in Table I are internally consistent. ·
What weakens it
  • Ketoconazole–PVP: text and Table II assign the PDF agreement to opposite compositions, so the high-PVP miscibility claim is unresolved.
  • The Discussion swaps 10 and 90% PAA for the two-Tg samples, and DSC supports two phases only at 10–30% PAA, not across 30–70%. ·
  • DSC used ground powders, IR spin-coated films dried at 90 °C, PXRD powders melted and quenched.
  • "Complete range" rests on 10–90% (felodipine) and 25–70% (nifedipine) PVP; nifedipine PXRD data and DSC of both PVP systems are not shown.
  • No threshold for PDF agreement (6 versus 7 points separate "good" from "poor"); PCA settings and replicates are not given; each Tg is a single determination. ··
  • The 10 and 90% PAA IR outliers also sit off the composition axis.
  • Plot readings differ from the text for the size of the ketoconazole–PVP halo shift and for the Couchman–Karasz fit. ·
  • The theory section has a sign misprint in Eq. 3 and mixes two sign conventions for ΔHmix. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Table I (p.2526)key figureDSC of felodipine–PAA: two Tgs at 10–30% PAA, regimen-dependent single Tgs above, with Couchman–Karasz predictions.F1, K2The Discussion cites two Tgs at 90% PAA; the table has them at 10% PAA.
Fig. 1 (p.2526)key figureDSC thermograms of ketoconazole–PVP: one glass transition per composition.F2Reported heating cycle not stated.
Fig. 2 (p.2527)key figureKetoconazole–PVP Tgs against the Couchman–Karasz line, read as molecular mixing.F2, K4Points sit ≈7–10 °C below the line at 10–30% PVP.
Fig. 3 (p.2527)key figureFelodipine–PVP PCA: dispersions leave the physical-mixture line; PC2 loading in the NH and carbonyl regions.·F3, K1
Fig. 4 (p.2528)key figureNifedipine–PVP PCA: same pattern as felodipine–PVP.·F3, K1
Fig. 5 (p.2528)key figureKetoconazole–PVP carbonyl region: same peak positions, drug carbonyl slightly weaker than calculated.F4, K4
Fig. 6 (p.2529)key figureFelodipine–PAA carbonyl and NH regions: dispersions resemble calculated mixtures.F4, K2
Fig. 7 (p.2529)key figureFelodipine–PAA PCA: 30–70% PAA on the mixture line, 10 and 90% PAA outliers.·F4, K2, K3The two outliers also sit off the PC1 composition axis.
Fig. 8 (p.2530)key figureFelodipine–PVP PXRD: halos only; felodipine pure-curve halo shifted by more than 1° 2θ.·F6, K1PXRD samples were melt-quenched.
Fig. 9 (p.2530)key figureKetoconazole–PVP PXRD: slight PVP halo shift, broadened ketoconazole halo.·F6, K4The first PVP halo shift reads ≈1.2°, not < 1°.
Fig. 10 (p.2531)key figureFelodipine–PAA PXRD: pure curves reproduce the measured patterns, no shift.·F6, K2
Table II (p.2531)key figurePDF-fitted versus actual polymer content for all four systems.F5, K2, K4Ketoconazole rows conflict with the text; no agreement threshold.·
Fig. 11 (p.2532)key figurePDFs of felodipine–PVP and felodipine–PAA dispersions against calculated mixtures.·F5, K2Contrast clear at 70% polymer only.
Fig. 12 (p.2532)key figureSchematic ΔGmix curves for complete immiscibility, partial and complete miscibility.0.5A schematic, not data.