Paper page

Original: publisher page

Bernard Van Eerdenbrugh, Jared A. Baird, Lynne S. Taylor* · Journal of Pharmaceutical Sciences 99(9), 3826-3838 (2010)

Crystallization Tendency of Active Pharmaceutical Ingredients Following Rapid Solvent Evaporation—Classification and Comparison with Crystallization Tendency from Undercooled Melts

Forty drugs were spin coated from three solvents and watched for a week: they sort into rapid, intermediate and slow crystallizers, the solvent rarely changes the class, the class mostly matches the one found earlier from the melt, and a few thermal and molecular descriptors partly separate the classes.

Abbreviations

API active pharmaceutical ingredient; DCM dichloromethane; MIX 1:1 (w/w) dichloromethane/ethanol; EtOH ethanol; MeOH methanol; ACN acetonitrile; PLM polarized light microscopy; RH relative humidity; PCA principal component analysis; MW molecular weight; #RB number of rotatable bonds; Tm melting point (onset); Tg glass transition temperature (midpoint); ΔHfus heat of fusion; ΔSfus entropy of fusion; ΔGv free energy difference between crystalline and amorphous states per unit volume; W* free energy of forming a critical nucleus; γ nucleus–liquid interfacial free energy; DModXPS+ distance of a compound to a PCA model; AAAA, AAAC, AACC, ACCC, CCCC crystallinity categories from completely amorphous to completely crystalline; Class I, II, III rapid, intermediate, slow crystallizers.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How readily do drugs crystallize after rapid solvent evaporation, does the solvent or the route to the amorphous state (solution or melt) change that, and which compound properties go with it?

Short answer

Of 93 drug–solvent combinations (40 drugs), 39 crystallized during spin coating (Class I), 23 within a week (Class II) and 31 stayed mostly amorphous (Class III). The solvent changed the class of only 4 drugs. 68% of the combinations got the same class as from the melt; 2% got the opposite one. ··

Conclusion

For 40 neat drugs spun into films about 1 µm thick from dichloromethane, ethanol or their 1:1 mixture and stored dry at room temperature for 7 days, the authors conclude that under rapid solidification crystallization is governed mainly by the inherent properties of the compound ("suggests"), not by the solvent or by whether the glass comes from solution or from the melt. ···· The claim is bounded to fast drying: when the slow crystallizers were dried slowly in a vial, 22 of 31 combinations were fully crystalline at the first look. ·· Slow crystallizers tend to be larger and more flexible and to have a higher Tg; rapid crystallizers have higher heats and entropies of fusion and so a more negative ΔGv, which the authors read through classical nucleation theory as a lower nucleation barrier ("consistent with theory"). ··· They add that rapid crystallizers "may not be appropriate candidates" for solid dispersions and that PCA "may provide some a priori prediction" of the class; the prediction was checked on three compounds. ·· Nucleation and growth rates, on which the reading of each class rests, were not measured, and the melt classes are taken from the companion study (ref 1). ··

01Why this study

Known 1Amorphous drugs dissolve better, until they crystallize

Calculated solubility gains reach 1600-fold, but crystallization in storage or during dissolution can erase them.

Hancock 2000, ref 8

Known 2Many factors drive crystallization from the glass

Driving force (ΔGv), molecular mobility (Tg), hydrogen bonding, moisture and the way the amorphous form was made.

Bhugra 2008, ref 15

Known 3Industry uses two routes

Cooling the melt (melt extrusion) or removing solvent (spray drying, freeze-drying).

Willart 2008, ref 17

Known 4Large, standardized data sets are rare

Greaser et al. found no single parameter that captured the stability of 12 drugs and suggested multivariate analysis.

Greaser 2009, ref 21

Known 5The same compounds had been classified from the melt

51 drugs were cooled and reheated in DSC pans and sorted into three classes.

Baird 2010, ref 1

Gap → this paperDoes a drug crystallize as readily after rapid solvent evaporation as from the melt, that is, does the compound or the preparation method set its crystallization tendency?
More detail

References are numbered in the order of the printed list.

What was already known. The introduction builds on these points:

  • Poor solubility is the common problem. More and more new drug candidates are BCS Class II or IV, with bioavailability limited by low solubility and sometimes by permeability. Platforms to overcome this include particle size reduction, complexation, cosolvents, prodrugs and the amorphous form, often as a solid dispersion. (Amidon 1995, ref 2; refs 3–7)
  • The amorphous advantage is real but fragile. The amorphous form has a higher apparent solubility than the crystal; calculations from thermodynamic parameters suggest gains of up to 1600-fold, highly compound specific. Crystallization, during storage of the solid (refs 9–11) or during dissolution (refs 12–14, including Alonzo 2010, ref 14), often drastically reduces the advantage. (Hancock 2000, ref 8)
  • Crystallization from the glass is complex. It combines nucleation and growth. Known factors are thermodynamic (the free energy difference between crystal and amorphous form, ΔGv), kinetic (molecular mobility, often indicated by Tg) and molecular (hydrogen bonding), plus moisture content and the method used to make the amorphous form. (Bhugra 2008, ref 15)
  • Several routes, two in industry. Amorphous solids can be made by cooling the melt, condensing vapour, milling, precipitation or solvent evaporation; industrially they are made by cooling from the melt (melt extrusion) or by solvent evaporation or sublimation (spray drying, freeze-drying). (Hancock 1997, ref 16; Willart 2008, ref 17)
  • Most stability studies cover one or a few drugs. Studying many compounds under standardized conditions would potentially give a more general understanding. Greaser et al. related the amorphous stability of 12 APIs, made by cooling the melt in DSC pans, to kinetic and thermodynamic parameters; they saw a reasonable correlation between stability above Tg and configurational entropy, concluded that no simple approach suffices, and suggested multivariate analysis. (Greaser 2009, ref 21)
  • The melt study of the same compounds. The glass-forming ability and glass stability of 51 structurally diverse compounds had been classified after cooling from the melt in DSC pans, and multivariate analysis had probed which compound properties correlate with crystallization tendency. (Baird 2010, ref 1)
  • Solvent evaporation is less studied. Although solvent evaporation is a common way to make amorphous material, fewer studies evaluate the crystallization tendency of APIs made this way.

What the paper set out to do. Classify the crystallization behaviour of a large group of compounds after rapid solvent evaporation, using spin coating as a miniaturized model of fast drying in three solvents of different polarity, compare the classes with the melt classes of the same compounds, and use PCA of physicochemical descriptors to see where the differences in crystallization behaviour come from. The question behind it: how much does the preparation method matter, against the inherent properties of the compound?

02How they approached it

Take the 51 compounds already classified from the melt, dissolve each in three solvents, dry them as fast as possible by spin coating at one fixed concentration, score crystallinity under polarized light over a week of dry storage, and compare the resulting classes with the melt classes; then ask which of seven descriptors separate the classes. ·····

Class I drugsrapid crystallizers, 144-Biphenylcarboxylic acid, 4-biphenylmethanol, 4-phenylphenol, anthranilic acid, benzamide, benzocaine, caffeine, chlorzoxazone, dibucaine, felbinac, flufenamic acid, lidocaine, phenacetin, tolbutamide; at least half crystalline within 30 min of spin coating; measured.
Class I/II drugs2Clofoctol, flurbiprofen; class depends on the solvent; measured.
Class II drugsintermediate, 94-Biphenylcarboxaldehyde, bifonazole, carbamazepine, chlorpropamide, fenofibrate, nilutamide, nimesulide, probucol, tolazamide; amorphous films that are at least half crystalline by day 7; measured.
Class II/III drugs2Cinnarizine, loratadine; class depends on the solvent; measured.
Class III drugsslow crystallizers, 13Aceclofenac, acetaminophen, atenolol, celecoxib, clotrimazole, felodipine, indomethacin, itraconazole, ketoconazole, ketoprofen, miconazole, pimozide, ritonavir; mostly amorphous at day 7; measured, and also dried slowly. ·
Validation compoundsPABA, piroxicam, clarithromycinSpin coated but kept out of the class models; projected onto them as one Class I, II and III compound. ···
Excluded compounds11 of 51Griseofulvin, nifedipine, procaine and tolfenamic acid degraded in solution; antipyrin and ibuprofen sublimed under vacuum; five more are missing from Table 2 without a named reason. ···
Solvent systemsDCM, MIX, EtOHDichloromethane, a 1:1 (w/w) dichloromethane/ethanol mixture and ethanol, chosen for different polarities; DCM is the most volatile. ···
Felodipinemethod compoundSpin coated at nine concentrations to pick the working concentration. ·

What was done

Experiment

Felodipine spin coated at 0.03–1.30 M→film thickness by weight, crystal coverage after 94% RH→standard 0.26 M.···

Experiment

Solubility (UV) and degradation (HPLC) of 51 drugs in DCM, MIX and EtOH→93 combinations of 40 drugs kept.·····

↓
Experiment

Spin coating, 8000 rpm for 20 s→polarized light at day 0, 1, 3, 5 and 7 of dry storage→Class I, II or III.···

↓
Experiment

Class III solutions dried slowly in a vial→polarized light, days 0–7→effect of drying rate.·

Comparison

Spin-coating classes against the melt classes of ref 1→agreement table.··

↓
Analysis

PCA of seven descriptors for 40 drugs→scores and class contributions→one model per class→Coomans' plot with three validation compounds.······

More detail

What was done

  1. Choosing the concentration. Felodipine, a compound known to form an amorphous film, was spin coated from 0.03 to 1.30 M in DCM and MIX and up to 0.26 M in EtOH (its solubility limit there). Film thickness came from the weight gain of the cover slip and the density of amorphous felodipine (1.28 g/mL). Films were then held 2 days at 94% RH to crystallize them, so that crystal coverage could be judged. Coverage was complete from 0.26 M, and 0.26 M was set as the standard to keep as many low-solubility drugs as possible; six combinations with solubility 0.20–0.26 M were run at 0.20 M. ······
  2. Screening criteria. Solubility in the three solvents was measured by UV after 24 h of shaking with excess drug (Table 1 gives the calibration solvent, wavelength and R² of 54 compounds). Saturated solutions were checked by HPLC for degradation, because degradation products resemble the parent and could change nucleation; four drugs were excluded for degradation and two because their films sublimed under vacuum. 93 of the 153 drug–solvent combinations (40 of 51 compounds) remained. ·····
  3. Spin coating and scoring. 200 µL of solution was spread over an 18 × 18 mm cover slip and spun 20 s at 8000 rpm, in triplicate; the films were about 1 µm thick, thin enough to assume that crystals span the whole film so that crystallinity could be judged from areas. Films were scored by polarized light within 30 min (day 0), after a night under vacuum (day 1), and after 2, 4 and 6 days over P2O5 (days 3, 5, 7), on a five-step scale from AAAA (no birefringence) to CCCC (fully crystalline). Class I: at least AACC at day 0; Class II: at least AACC at day 7; Class III: AAAA or AAAC at day 7. ···
  4. Slow evaporation. For each Class III combination, 400 µL of solution was left to evaporate at ambient conditions in a glass vessel (12 mm wide, 6 mm high), in triplicate, then scored in the same way from the moment the solvent was gone.
  5. Comparison with the melt. In the melt study (ref 1), Class I crystallized while cooling at 20 °C/min in DSC, Class II on reheating at 10 °C/min and Class III not at all. Each of the 93 spin-coating results was set against the melt class of the same compound and the share of each class pair expressed as a percentage of 93. ·
  6. Descriptors and PCA. Seven descriptors per compound: melting point Tm, Tg, heat of fusion ΔHfus, entropy of fusion ΔSfus, the crystal–amorphous free energy difference ΔGv (from the Hoffman equation at 293.15 K), molecular weight and number of rotatable bonds. Tm, Tg and ΔHfus came from DSC in ref 1; energies were put on a volume basis with the crystal density; for 16 molecules too fast-crystallizing for a Tg, Tg was estimated from the Tg/Tm ratio of the 35 others. Data were centred and scaled; the class was not used to build the model. Compounds of mixed class were counted as Class I (I/II) or Class III (II/III). Separate three-component models were then built for each class, and three compounds not used in the models were projected onto them in a Coomans' plot. ·····

Key equations

Entropy of fusion (Eq. 1)
ΔSfus=ΔHfusTm

The entropy gained on melting, from the measured heat of fusion and melting point; one of the seven PCA descriptors.

Hoffman equation (Eq. 2)
ΔGv=−ΔHfus(Tm−T)TTm2

An estimate of how much lower in free energy the crystal is than the amorphous form, here at T = 293.15 K and per unit volume; the more negative, the larger the drive to crystallize.

Nucleation barrier (Eq. 3)
W*=16πγ33ΔGv2

Classical nucleation theory: the work to form a critical nucleus falls with the square of the driving force and rises with the cube of the interfacial free energy γ; the authors use it to read the larger driving force of Class I as a lower barrier.·

Terms used on this page
  • Crystallinity categories: AAAA completely amorphous, AAAC slightly crystalline, AACC about half crystalline, ACCC mostly crystalline, CCCC completely crystalline, judged from the birefringent area.
  • Class I, II, III: rapid, intermediate and slow crystallizers, defined by the category at day 0 and day 7 (spin coating) or by when crystals appear in a DSC cooling–reheating cycle (melt).
  • PCA scores and contributions: each compound becomes a point on new axes (principal components) that summarize the seven descriptors; a class contribution is how far the class average of a descriptor lies from the overall average, in standard deviations.
  • Cross-validated predicted variation: the share of the data a model predicts when parts of the data are left out in turn; a guard against over-fitting.
  • Coomans' plot: each compound plotted by its distance to two class models (DModXPS+); a line marks the critical distance (significance 0.05) beyond which a compound does not fit that model.
Fig. 2: Crystal coverage of felodipine films after 94% RH
Fig. 2 · p.3832 · Crystal coverage of felodipine films after 94% RHShows. full crystal coverage from 0.26 M, patches at 0.20 and 0.13 M, none below (DCM).

03Main findings

1

Drugs fall into three classes, and the solvent rarely matters

39 combinations crystallized during spin coating, 23 within a week and 31 stayed mostly amorphous. Of 33 drugs tested in more than one solvent, the solvent changed the class of 4. ·

Table 2: The class of every drug in every solvent
Table 2 · p.3832 · The class of every drug in every solventShows. 40 drugs grouped as I, I/II, II, II/III and III, with the class in DCM, MIX and EtOH.Also supports K1, K2
More detail

The 93 combinations split into 39 Class I, 23 Class II and 31 Class III; by compound, 14 were Class I, 9 Class II and 13 Class III in every solvent tested, and four had a solvent-dependent class: clofoctol and flurbiprofen (I or II), cinnarizine and loratadine (II or III) (Table 2). · Class I compounds were extensively crystalline immediately after spin coating, which the authors read as "extremely fast nucleation and growth rates" from the supersaturated solution or the viscous late-stage film ("suggesting"). Class II and III compounds gave substantially amorphous films. About half of the Class II compounds showed a little crystallinity right after spin coating; the authors propose that such nuclei, rapid nucleation in the film, or both drive Class II ("may be due", "probably important"), with growth at room temperature fast enough that the film was at least half crystalline after a week. ··· Class III compounds showed no crystallinity right after spin coating and stayed mostly amorphous, "implying" slow nucleation and/or growth. · Of the 33 compounds tested in more than one solvent, 10 differed between solvents in their category at one or more time points (bifonazole, carbamazepine, celecoxib, cinnarizine, clofoctol, clotrimazole, felodipine, flurbiprofen, loratadine, nilutamide), but only 4 changed class. The authors conclude that crystallization depends largely on the compound and that solvent choice "seems to be less critical" for forming amorphous material and for its short-term stability, "at least" for these solvents and this method; they explain this by the very short drying time, which would suppress solvent-specific effects ("can be explained"). ··

2

Slow evaporation crystallizes most slow crystallizers

Dried slowly in a vial, 22 of the 31 Class III combinations were completely crystalline at the first look. Only clotrimazole, ketoprofen, miconazole and ritonavir were not, and their outcome varied with the solvent. ·

Table 3: The slow crystallizers dried slowly
Table 3 · p.3833 · The slow crystallizers dried slowlyShows. crystallinity categories from day 0 to day 7 for the 31 Class III combinations after slow evaporation; most are CCCC from the start.Also supports K3
More detail

Celecoxib, felodipine, indomethacin, itraconazole, ketoconazole, pimozide, acetaminophen, atenolol, aceclofenac, cinnarizine and loratadine were CCCC at day 0 in every solvent tested (Table 3). ··· Clotrimazole started at AAAC in all three solvents and reached ACCC by day 7 in DCM and MIX but only AACC in EtOH. Ketoprofen stayed AAAA for 7 days from MIX and EtOH but reached AACC from DCM. Miconazole was CCCC from DCM, AAAA throughout from MIX and AAAC from day 3 in EtOH; ritonavir was CCCC from DCM but went from AAAA to AACC by day 7 from MIX. · The authors call the loss of amorphous material "an obvious result" of the longer time the solution stays supersaturated before its viscosity rises, and the solvent dependence of the four partly amorphous compounds a sign that the solvent matters much more during slow evaporation ("implies"). ·· Together with F1 this leads them to the view that under rapid solidification the crystallization of an API "appears to be largely independent" of the solvent.

3

The solvent class matches the melt class in 68% of cases

68% of the 93 combinations got the same class from spin coating and from the melt, 30% differed by one class, and 2% (atenolol in MIX and EtOH) were opposite. ·

Table 4: Spin-coating classes against melt classes
Table 4 · p.3834 · Spin-coating classes against melt classesShows. percentages of 93 combinations; the diagonal (35, 8, 25) is the 68% agreement.Also supports K4
More detail

Table 4 cross-tabulates the two classifications as percentages of 93 combinations: 35% were Class I by both, 8% Class II by both and 25% Class III by both; no combination was Class I by evaporation and Class III from the melt, and 2% were the reverse. By compound: 13 of the 14 Class I compounds were also melt Class I (dibucaine was melt Class II); 2 of the 9 Class II compounds were melt Class II (bifonazole, tolazamide), 3 melt Class I and 4 melt Class III; 10 of the 13 Class III compounds were melt Class III, with atenolol melt Class I and acetaminophen and celecoxib melt Class II. Clofoctol and flurbiprofen (I/II) were melt Class II; cinnarizine (II/III) melt Class II and loratadine melt Class III. Counted per compound, 25 of 40 agree in every solvent. The melt study adds detail: only flufenamic acid and tolbutamide among the 13 compounds that are Class I by both methods could be made amorphous by quenching in liquid nitrogen; clofoctol and flurbiprofen crystallized on cooling at 1 °C/min; the three spin-Class II, melt-Class I compounds could be quenched to glasses; nilutamide and nimesulide recrystallized on slower reheating (2 °C/min). The authors note that the methods differ in time scale and medium and that the class definitions shape the result, call the similarity "remarkable", and conclude that a drug crystallizing readily during solvent evaporation "would also be anticipated" to crystallize easily from the melt, and that under rapid solidification the crystallization tendency is "dominated by the physicochemical properties" of the API ("suggests"). ···

4

PCA scores partly separate rapid from slow crystallizers

A three-component PCA of seven descriptors explained 97.6% of their variation (89.8% cross-validated). On the first two components Class I sits left and low, Class III upper right, and Class II is scattered. ·

Fig. 3: PCA scores by class
Fig. 3 · p.3835 · PCA scores by classShows. black Class I, grey Class II, white Class III; triangles are class averages.Read it as. Class I to the left and below, Class III to the upper right, with overlap.Also supports K5
More detail

The model's three components explained 55.9%, 30.7% and 11.0% of the descriptor variation; cross-validation predicted 89.8% (31.3% with the first component, 69.5% with the first two), which the authors take as "good predictivity". · In the scores plot (Fig. 3) the class averages lie at about (−0.9, −0.6) for Class I, (0.4, −0.2) for Class II and (0.7, 0.7) for Class III. Class I points spread over t[1] from about −4.1 to 2.9 and mostly lie left or below zero; Class III points mostly lie in the upper right, with exceptions, one at about (−3.8, 0.0); Class II is scattered. The third component did not separate the classes. The authors speak of "a certain extent of differentiation" from descriptors alone, without any class information in the model.

5

Slow crystallizers are larger, more flexible and higher in Tg

Against the average, Class III has a higher MW (about +0.70 SD), more rotatable bonds (+0.57) and a higher Tg (+0.46); Class I has a higher ΔHfus (+0.41) and ΔSfus (+0.46) and a more negative ΔGv (−0.29). Tm differs little.

Fig. 4: How each class differs from the average, descriptor by descriptor
Fig. 4 · p.3835 · How each class differs from the average, descriptor by descriptorShows. black Class I, grey Class II, white Class III, in standard deviations from the overall mean.Also supports K5, K6
More detail

The class contributions (Fig. 4, in standard deviations from the all-compound average, read from the plot) are: MW −0.68, +0.03, +0.70 for Class I, II, III; rotatable bonds −0.42, −0.21, +0.57; ΔHfus +0.41, −0.30, −0.26; ΔSfus +0.46, −0.27, −0.33; ΔGv −0.29, +0.29, +0.13; Tm −0.08, −0.12, +0.14; Tg −0.34, −0.16, +0.46. The authors read the size and flexibility trend as "intuitive": a molecule must orient correctly to join a lattice, which is harder for complex, flexible molecules, in line with ref 1 and ref 31. · Higher ΔHfus and ΔSfus make ΔGv more negative for Class I; by classical nucleation theory (Eq. 3) a larger driving force lowers the nucleation barrier, so the correlation is "consistent with theory", and it "suggests" that differences in interfacial free energy γ between compounds are small compared with those in ΔGv. · Note that ΔGv is least negative for Class II, not Class III. Unlike in the melt study, Tg separates the solvent classes (low for Class I and II, high for Class III) while Tm hardly does; the authors explain this by the classification itself: staying amorphous for days at room temperature favours compounds whose Tg is above the storage temperature, whereas the melt test is short and all samples are above Tg ("can be readily understood"). · Some Tg values were estimated from Tm.

6

Class models give a first-pass prediction, checked on three drugs

Per-class PCA models placed the Class I (PABA) and Class III (clarithromycin) validation compounds correctly; the Class II compound (piroxicam) fit both models. The Class III model could not discriminate. ···

Fig. 5: Coomans' plot of the Class I and Class II models
Fig. 5 · p.3836 · Coomans' plot of the Class I and Class II modelsShows. distance to each model, critical lines at significance 0.05, validation compounds as triangles.Read it as. black Class I, grey Class II, white Class III, as in Figs. 3 and 4; the printed caption key is reversed.Also supports K7
More detail

Three-component models were built for each class: Class I explained 97.9% of the variability (87.9% predictable), Class II 99.1% (88.1%) and Class III 96.1% (76.7%). All compounds lay close to the Class III model, so it was not used. · In the Coomans' plot of the Class I and Class II models (Fig. 5), with critical distances of about 2.1 and 2.6, Class III compounds generally lie far from both models, Class I compounds often lie far from the Class II model, and Class II compounds cluster close to the Class I model in a small region (read with the key of Figs. 3 and 4; the printed caption key is reversed). ·· Of the validation compounds, PABA lies inside the Class I model only and clarithromycin far from both, both "well predicted"; piroxicam lies inside both models, which the authors read as a "potential Class II behavior, although other classifications might also be possible". · The caption also labels clarithromycin Class II, against the text. The authors conclude that a single descriptor cannot explain crystallization after solvent evaporation, but that a PCA model of easily accessible descriptors allows "a first pass a priori evaluation"; the conclusions soften this to "may provide some a priori prediction" with "a suitable data set". ·

04Further observations

  • Film thickness rises with concentration, to about 6 µm (DCM) at 1.30 M; DCM films are the thickest from 0.78 M.
  • From 1.04 M the films were uneven and held crystals in the bulk.
  • Below 0.26 M, felodipine films crystallized only in patches at 94% RH.
  • Four drugs degraded in solution and two sublimed under vacuum. ·
  • About half of the Class II drugs showed a little crystallinity right after spin coating.
More detail
  • Film thickness. Average felodipine film thickness rose from about 0.1 µm at 0.03 M to about 0.8 µm at 0.26 M and, in DCM, to about 6.2 µm at 1.30 M (MIX about 4.2 µm). DCM and MIX films were of similar thickness up to 0.52 M (about 1.1 µm both); from 0.78 M DCM films were thicker (about 3.3 against 1.9 µm). At 0.26 M the three solvents gave about 0.80 (DCM), 0.65 (EtOH) and 0.52 µm (MIX). The authors attribute the thicker DCM films "most likely" to its higher volatility, so that the deposit stiffens before it spins off. ···
  • Thick films are uneven. From 1.04 M the films were visibly not flat and contained crystals in the bulk, "suggesting" nonuniform deposition and slower evaporation. ·
  • Coverage sets the lower concentration. After 2 days at 94% RH, felodipine films from 0.26 M upward were completely covered by crystals; at 0.20 and 0.13 M only patches crystallized and at 0.07 and 0.03 M no crystals were seen (similar in the other solvents, data not shown). A working window of 0.26–0.78 M was taken from this. ·
  • Exclusions. Griseofulvin, nifedipine, procaine and tolfenamic acid showed degradation in the saturated solutions; antipyrin and ibuprofen films sublimed under vacuum. Six combinations with solubility of 0.20–0.26 M were run at 0.20 M; each has the same class as the same drug in its other solvents. ···
  • Day-0 crystallinity. About half of the Class II compounds showed a small amount of crystallinity right after spin coating and the others none until later; no Class III compound showed crystallinity right after spin coating (details in the SI, not supplied).
  • Process parallel. The authors liken the fast drying of spin coating to spray drying ("some similarity"), as opposed to slow room-temperature or rotary evaporation.
Fig. 1: Felodipine film thickness against concentration
Fig. 1 · p.3831 · Felodipine film thickness against concentrationShows. black DCM, grey MIX, white EtOH; inset for ≤0.26 M.

05How the authors connect the findings

1In spin coating, solvent removal makes the solution supersaturated; the process is fast and the film thin, which "should minimize" nucleation and growth in solution. ·
↓
2Drying is so short that solvent-specific effects on nucleation and growth are suppressed, so the compound decides ("can be explained"). ·
↓
Class IExtremely fast nucleation and growth↓crystals form during drying↓largely crystalline at day 0.
Class IIAmorphous film with nuclei from spin coating and/or fast nucleation in the film↓growth at room temperature↓at least half crystalline by day 7.·
Class IIISlow nucleation and/or growth; Tg above storage temperature keeps the film glassy↓mostly amorphous after 7 days.·
What sets the class. A larger driving force (more negative ΔGv, from higher ΔHfus and ΔSfus) lowers the nucleation barrier; larger, more flexible molecules find it harder to join a lattice; a Tg above storage temperature keeps the film glassy. ··
Conclusion drawn. Under rapid solidification, crystallization is "governed mainly by the inherent properties of the compound" ("suggests"), so solvent and melt routes rank drugs alike. ·
More detail
  1. Spin coating runs through deposition, spin-up, spin-off and evaporation; for the drug, evaporation is the key stage, because solvent removal produces a supersaturated solution in which nuclei can form and grow. Where supersaturation is reached and how quickly viscosity rises depend on the solvent. The short process and the thin film with a large air contact should keep nucleation and growth in the solution phase to a minimum ("should minimize"). ·
  2. Because evaporation and film formation are so fast, any solvent-specific effect on nucleation or growth is suppressed ("can be explained"); slow evaporation, where the solution stays supersaturated longer before viscosity rises, both crystallizes most Class III combinations and lets the solvent matter ("an obvious result", "implies"). ··

Class I. Despite very rapid drying, extensive crystallization appears at once, "suggesting" extremely fast nucleation and growth from the supersaturated solution or the viscous late-stage film.

Class II. The films form largely amorphous; crystals then come from nuclei formed during spin coating, from relatively rapid nucleation in the amorphous film, or both ("may be due"; both "probably important"); growth at room temperature is fast enough to reach at least half crystallinity in a week. ·

Class III. No crystallinity at first and little over 7 days, "implying" slow nucleation and/or growth; the criterion favours compounds with a Tg above storage temperature, which are glassy during storage. ·

What sets the class. By classical nucleation theory the barrier W* falls with the square of ΔGv; Class I compounds have the highest ΔHfus and ΔSfus and the most negative ΔGv, "consistent with theory", which "suggests" that interfacial free energies differ less between compounds than driving forces. Larger MW and more rotatable bonds, as in Class III, make it harder for molecules to orient into a lattice ("intuitive"). For the solvent route, Tg relative to storage temperature also matters, whereas in the short melt test all samples are above Tg. ····

Conclusion drawn. The similarity of solvent and melt classes, despite different media and time scales, "suggests" that under rapid solidification the crystallization tendency is dominated by the physicochemical properties of the API; for the extreme classes "it appears to be the compound rather than the processing conditions" that decides. A single descriptor cannot capture this, but several together allow a first-pass estimate. ···

06What it means for formulation

Stated by the authors
  • A drug that crystallizes readily during spray drying "would also be anticipated" to crystallize from a melt, as in melt extrusion.
  • Class I drugs "may not be appropriate candidates" for solid dispersions.
  • Spin coating is a low-consumption screen for crystallization tendency.
AI reading, not stated in the paper
  • A milligram-scale spin-coat test can triage candidates for amorphous formulation before choosing spray drying or melt extrusion.
  • The classes describe neat drugs; slow drying is a much harsher test than fast drying.
More detail
Stated by the authors
  • Because solvent and melt classes largely agree, a drug that crystallizes readily during solvent evaporation (for example spray drying) "would also be anticipated" to crystallize easily from the melt (for example melt extrusion); this matters when choosing the amorphous form for a dosage form.
  • Class I compounds "will be much more challenging" to keep amorphous than Class III compounds and "may not be appropriate candidates for solid dispersion technology".
  • Spin coating "proved" a useful, low-consumption technique for making thin drug films and screening crystallization tendency.
  • A PCA model of easily accessible descriptors may give a first-pass a priori estimate of crystallization tendency, "with a suitable data set".
AI reading, not stated in the paper
  • A spin-coat screen needs milligrams and a week; it can sort candidates into "hard", "medium" and "easy" glass formers before any polymer or process is chosen, and the ranking is unlikely to flip between spray drying and melt extrusion.
  • The classes were measured on neat drugs, dry, at room temperature. Polymers, humidity and higher temperatures were not tested, so a Class I drug is a warning, not a verdict: whether a polymer can hold it amorphous is a separate question.
  • Drying rate mattered more than solvent: 22 of 31 slow crystallizers became fully crystalline when dried slowly. Slow solvent removal (film casting, rotary evaporation, slow tray drying) is a much harsher test than spray drying for the same drug.
  • A Tg well above the storage temperature went with the slow crystallizers; for a neat drug, Tg relative to storage temperature is a quick first check.

07Open questions

Raised by the authors
  • Can the PCA prediction be made reliable "with a suitable data set"?
  • The Class II validation compound fit both models.
Not covered by this paper (AI reading)
  • Nucleation and growth rates, which carry the reading of each class, were not measured. ·
  • Prediction was checked on three compounds only.
More detail
Raised by the authors
  • The conclusions limit the predictive use of PCA to "a suitable data set"; a larger or better-chosen set is implied.
  • The Class II validation compound could not be placed with confidence ("other classifications might also be possible"), and the Class III model could not discriminate at all. ·
  • Interfacial free energies γ are "difficult to either measure or estimate", so their role in the nucleation barrier stays inferred.
Not covered by this paper (AI reading)
  • Whether Class I crystallization starts in the supersaturated solution or in the viscous film, and whether Class II crystals grow from day-0 nuclei or new nucleation, was not resolved; no rates were measured. ··
  • The predictive claim rests on three validation compounds, one per class, with no prediction rate on an independent set.
  • The melt classes are cited from ref 1 and defined by different criteria; per compound the agreement is 25 of 40. ·
  • Polymers, humidity, temperature and storage beyond 7 days were not studied; descriptor values per compound are not printed.

08How solid

AI assessment, not a statement made in the paper
Moderate

The classification is direct and its counts check out, and the solvent result rests on 33 drugs. The link to the melt rests on cited classes, the descriptor picture on plot readings, and the prediction on three compounds; the Fig. 5 caption is wrong. ···

More detail
What holds
  • The class counts in the text (39, 23, 31; 14, 9, 13 compounds) match Table 2, and every cell of Table 4 can be recomputed from Table 2 and the melt classes in the text. ···
  • The small solvent effect is shown on 33 compounds in up to three solvents; only 4 changed class.
  • The slow-evaporation contrast is clear-cut: 22 of 31 combinations fully crystalline at the first look.
  • The PCA was built without class information, so the class separation in Fig. 3 is not forced by the model. ·
What weakens it
  • Melt classes come from ref 1 and use different criteria (DSC cooling and reheating rather than a week of storage); the 68% counts combinations, and per compound 25 of 40 agree. ··
  • Crystallinity was scored by eye in five steps; the per-time-point data are in the SI, which was not available. ·
  • Descriptor values are not printed and the class contributions are read from a bar chart; some Tg values were estimated from Tm; the ΔGv trend is not monotonic across classes. ··
  • Class separation in the scores plot is partial, the Class III model was unusable, prediction was tested on three compounds, and the Fig. 5 caption reverses the key and mislabels clarithromycin. ····
  • The nucleation and growth readings of each class and the role of γ are interpretations; no rates were measured. ···
  • The statement that the compound rather than processing decides holds for fast drying only.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Table 1 (p.3829)Lists the 54 compounds with the solvent, wavelength and R² of their UV calibration for solubility.0.2Lists 54 compounds against 51 in the text.
Fig. 1 (p.3831)key figureFilm thickness rises with felodipine concentration; DCM films thickest at high concentration.0.4DCM and MIX coincide at 0.52 M.
Fig. 2 (p.3832)key figureCrystals cover the whole film only from 0.26 M, which sets the working concentration.0.2
Table 2 (p.3832)key figureThe core result: class of each of the 93 drug–solvent combinations.F1, K1, K2
Table 3 (p.3833)key figureSlow evaporation of the Class III combinations: most fully crystalline at day 0.F2, K3Category names differ from the Methods.
Table 4 (p.3834)key figureCross-tabulation with the melt classes: 68% identical.F3, K4Counts combinations, not compounds.
Fig. 3 (p.3835)key figurePCA scores: partial separation of Class I and Class III.F4, K5
Fig. 4 (p.3835)key figureClass contributions of the seven descriptors.F5, K5, K6Some Tg values estimated; ΔGv not monotonic.·
Fig. 5 (p.3836)key figureCoomans' plot with three validation compounds.F6, K7Caption key reversed; clarithromycin mislabelled.·