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Original: publisher page

Alfred C. F. Rumondor, Lindsay A. Stanford, Lynne S. Taylor* · Pharmaceutical Research 26(12), 2599-2606 (2009)

Effects of Polymer Type and Storage Relative Humidity on the Kinetics of Felodipine Crystallization from Amorphous Solid Dispersions

Felodipine dispersions made with PVP or with HPMCAS stay largely amorphous for about 500 days in dry storage, but at 75% RH and above the PVP dispersions crystallize fast and far while the HPMCAS dispersions change little.

Abbreviations

AAPS amorphous–amorphous phase separation; API active pharmaceutical ingredient; ASD amorphous solid dispersion; HPMCAS hypromellose acetate succinate (printed "HPMAS" in Table I); PLS partial least squares; PVP poly(vinyl pyrrolidone); PXRD powder X-ray diffractometry; RH relative humidity; RMSEP root-mean-squared error of prediction; Tg glass transition temperature; "25% PVP" = dispersion containing 25 wt% polymer (75:25 drug:polymer, dry weight).

Table I: Felodipine crystallized at the last time point, every system and RH
Table I · p.2602 · Felodipine crystallized at the last time point, every system and RHShows. PVP 51–82% against HPMCAS 9–28% at 75–93% RH; at 0–52% RH every value is about 11% or less except 10% PVP.Read it as. mean (SD), n = 3, then storage days; "HPMAS" means HPMCAS; 10% PVP was read at 724 days, the others at 487–494 days.Also supports F4, K2, K3

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How do polymer type (PVP versus HPMCAS), polymer level (10–50 wt%) and storage RH (0–93%) set the rate and extent of felodipine crystallization from amorphous solid dispersions?

Short answer

Polymer type decides how much RH matters. At 0–52% RH the 25% and 50% dispersions of both polymers crystallized about 11% or less in about 490 days; at 75–93% RH the PVP dispersions reached 51–82% and the HPMCAS dispersions 9–28%. ···

Conclusion

For felodipine dispersions stored at room temperature for up to about 490 days (724 days for 10% PVP), PVP and HPMCAS were reported as similarly effective crystallization inhibitors at 0–52% RH, while at 75% RH and above crystallization from PVP dispersions proceeded "much faster" than from HPMCAS dispersions. ··· Crystallization from PVP dispersions rose steeply with RH, whereas HPMCAS dispersions were reported as insensitive to RH, and the authors conclude that physical stability as a function of RH is "highly dependent on the polymer". ·· They hypothesize ("It is hypothesized"; conclusions: "can be attributed") that the more hygroscopic PVP dispersions undergo moisture-induced drug–polymer immiscibility in addition to a lower Tg, and cite the polymer-level independence of the 93% RH rate as consistent with it; water content, Tg and phase separation of these samples were not measured. ·· At 75% RH and above the PVP dispersions "seemed to approach a kinetic plateau" with part of the drug still amorphous after 494–724 days, which the authors speculate ("possibly") reflects drug held in a polymer-rich phase by kinetic limitations rather than a solubility limit. ··

01Why this study

Known 1Polymers slow crystallization

Mixing an amorphous drug with a polymer retards its crystallization, which makes solid dispersions a practical way to keep the solubility advantage of the amorphous form.

refs 5–11; Hancock 2000, ref 12

Known 2Carrier polymers take up water

PVP, PVPVA, HPMC and HPMCAS inhibit crystallization but are often hygroscopic.

refs 7, 10, 11, 15–21

Known 3Water speeds felodipine crystallization

Moisture raised felodipine nucleation rates in solid dispersions and, in general, its growth rates.

Konno 2008, ref 16; Rumondor 2009, ref 24 ··

Known 4Felodipine–PVP separates in humid air

Around 75% RH and above, felodipine–PVP forms drug-rich and polymer-rich amorphous phases.

Konno 2008, ref 16; Marsac 2009, ref 46

Gap → this paperHow do polymer type and storage RH together set the bulk crystallization rate of a solid dispersion?
More detail

What was already known. The introduction and the discussion build on these points:

  • Why dispersions are used. An ASD mixes an amorphous drug with a second amorphous component, usually a polymer (refs 1–4). The amorphous form has a higher free energy and therefore a higher aqueous solubility than the crystal (Hancock 2000, ref 12; Hancock 1997, ref 13), which can raise bioavailability, as shown for ritonavir (Law 2004, ref 14). Because polymers retard crystallization of many drugs (refs 5–11), the approach is "commonly considered" viable for adequate physical stability.
  • Polymers that inhibit crystallization. PVP, PVPVA, hypromellose and HPMCAS have all been used (refs 7, 10, 11, 15–21). Their chemistry and polarity make them often hygroscopic, so a dispersion may absorb water during manufacture or storage.
  • Water harms physical stability. Sorbed water promoted crystallization of amorphous indomethacin (Andronis 1997, ref 22) and of amorphous sucrose–PVP (Shamblin 1999, ref 23). For felodipine, the nucleation rate in various dispersions increased with moisture content (Konno 2008, ref 16), and the growth rate with and without polymers in general increased with moisture (Rumondor 2009, ref 24, a PhD thesis). ··
  • Felodipine–PVP phase separates in humid air. Exposure to around 75% RH and above produced drug-rich and polymer-rich amorphous phases in felodipine–PVP (Konno 2008, ref 16; Marsac 2007, ref 33; Marsac 2009, ref 46). The discussion uses this as its main explanation.
  • Cited numbers used in the discussion. A 50% PVP dispersion takes up 0.36 g water per 0.5 g PVP at 93% RH, and PVP dispersions are more hygroscopic than HPMCAS dispersions (Rumondor 2009, ref 24); felodipine dissolves to about 0.25 g per g dry PVP (Marsac 2006, ref 38); large amounts of water lowered felodipine solubility in the methylpyrrolidone system by at least an order of magnitude (Marsac 2008, ref 18). ·
  • A framework for crystallization. Thermodynamically, crystallization is driven by ΔGc (the "degree of undercooling"), which can be estimated for a pure drug, for example with the Hoffman equation (refs 35–37), and with a polymer approached through ΔGmix from melting point depression (ref 38); with water present a reasonable estimate is "extremely difficult". Kinetically, a polymer lowers molecular mobility and raises Tg, which "can be expected" to slow crystallization (refs 5, 39); motif recognition and specific drug–polymer interactions also matter (refs 10, 17, 40, 41). Crystallization proceeds by nucleation and growth (refs 42–45). ····
  • Why these materials. Felodipine was chosen because moisture effects on its nucleation and growth had already been studied separately; PVP and HPMCAS were chosen as polymers of differing hygroscopicity.

What the paper set out to do. Measure by PXRD how much felodipine crystallizes over time from dispersions with two polymers of different hygroscopicity, at three polymer levels and six storage RHs, to fill the lack of systematic studies of polymer type and RH on bulk crystallization rate. ·

02How they approached it

One drug, two polymers that differ in hygroscopicity, three polymer levels and six humidities, all at room temperature for up to about 490 days (724 for 10% PVP); every sample was measured the same way, by PXRD with a calibrated PLS model. ···

Felodipinemodel hydrophobic drugThe only drug, in every dispersion; pure amorphous felodipine is mentioned as a reference without data. ·
PVPpolyvinylpyrrolidone, grade K29-32The hygroscopic polymer; 10, 25 and 50 wt% in the dispersion; measured at 0, 33, 52 (66 for 10% PVP), 75, 86 and 93% RH. ··
HPMCAShypromellose acetate succinate, AQOAT AS-MFThe less hygroscopic polymer (cited); 25 and 50 wt% measured over time at the same six RHs; 10 wt% formed two crystal forms and was not quantified. ··

What was done

Experiment

Felodipine + polymer in dichloromethane–ethanol→rotary evaporation, cryo-milling, sieving below 150 µm→checked X-ray amorphous.·

↓
Experiment

Storage over saturated salts at 0–93% RH, 22–25 °C, up to 724 days→periodic PXRD.·

Calculation

PLS models from standards of known crystallinity (R² ≥ 0.975, RMSEP 3.7–5.3)→% felodipine crystallized.·

↓
Analysis

F-tests at 95% confidence at the final common time point→significance of polymer, level and RH effects.···

Calculation

Incremental crystallized mass dM/dt at 93% RH→rate versus PVP level.·

↓
Literature

Cited phase separation, water uptake and solubility data→explanation of the fast crystallization and of the plateaus.···

More detail

What was done

  1. Samples. Felodipine and PVP K29-32 or HPMCAS AS-MF (both polymers dried over P2O5 for at least a week) were mixed at 90:10, 75:25 and 50:50 by dry weight, dissolved in 1:1 (w/w) dichloromethane–ethanol and rotary-evaporated. Three replicate batches per ratio were made independently, kept under vacuum for at least 72 h, cryo-milled in liquid nitrogen for 4 min in total and sieved to below 150 µm. PXRD showed no crystalline material. ··
  2. Storage. Samples were stored at room temperature (22–25 °C) in glass desiccators over P2O5 (0% RH) or saturated MgCl2 (33%), Mg(NO3)2 (52%, all but 10% PVP), NaNO2 (66%, 10% PVP only), NaCl (75%), KCl (86%) or KNO3 (93%). The last time points were 724 days for 10% PVP, 493–494 days for 25 and 50% PVP and 487–491 days for HPMCAS. ·
  3. PXRD. A Shimadzu XRD-6000 (Cu-Kα, Bragg–Brentano, 5–35° 2θ at 8°/min, 0.04° step) was checked each day against the [111] peak of a Si standard (28.423–28.463° 2θ), whose intensity also normalized that day's data. Each sample was read three times in a row. Dry and 93% RH-equilibrated dispersions gave identical patterns, so sorbed water did not distort the diffractograms. ··
  4. Milling control. 25% PVP and 25% HPMCAS samples with half the drug added as crystals were milled for 2, 4 and 6 min: IR spectra overlapped, diffractograms were nearly identical and crystallinity changed by less than 3%. The authors conclude that milling neither formed a dispersion nor altered the samples, apart from possibly introducing crystal defects ("may have"). ··
  5. Quantification. For each drug:polymer ratio, five standards with known crystalline:amorphous felodipine ratios were made by adding crystals to an X-ray-amorphous dispersion, then cryo-milling and sieving. PLS models (SIMCA-P+ v.11) gave R² ≥ 0.975 and Q² ≥ 0.973, with RMSEP of 4.0, 5.3 and 4.5 for 10, 25 and 50% PVP and 3.7 and 5.3 for 25 and 50% HPMCAS. Each stored sample's diffractogram was fitted to its model. ·
  6. Statistics. Differences were tested by F-test at 95% confidence, usually at the final common time point; where the RMSEP exceeded the spread between triplicates, the RMSEP was used as the denominator. Error bars in the time-course plots follow the same rule. ·
  7. Rate at 93% RH. For the PVP dispersions at 93% RH, the incremental mass of felodipine crystallizing per day (dM/dt, g/day) was calculated and plotted against log time; the calculation is not given. ··
  8. Plateau estimate. A mass balance in words compares the uncrystallized drug per gram of PVP–water with a cited solubility (step 5 of 0.5).
Terms used on this page
  • RMSEP: root-mean-squared error of prediction of a PLS model, in % crystallinity; the uncertainty of a single prediction (3.7–5.3 here).
  • Induction period (lag time): storage time before crystals become detectable.
  • Plateau: an extent of crystallization that stops rising before all the drug has crystallized.
  • Moisture-induced amorphous–amorphous phase separation (AAPS): sorbed water makes a drug–polymer dispersion split into a drug-rich and a polymer-rich amorphous phase; the paper also calls it moisture-induced drug–polymer immiscibility.
  • Form II: a second crystal form (polymorph) of felodipine described by Rollinger and Burger (ref 30).
Fig. 1: Diffractograms after about a month at 75% RH, 10, 25 and 50% PVP
Fig. 1 · p.2601 · Diffractograms after about a month at 75% RH, 10, 25 and 50% PVPShows. strong felodipine Bragg peaks with 10% PVP, weaker ones with 25%, mostly an amorphous halo with 50%.

03Main findings

1

Humidity switches PVP dispersions from stable to fast-crystallizing

With 25 or 50% PVP, 5% or less of the drug crystallized in about 493 days at 0–52% RH, but 51–82% at 75–93% RH. With 10% PVP, 14–23% crystallized at 0–33% RH and 58–74% at 66–93% RH over 724 days. ·

Fig. 2: 10% PVP: % felodipine crystallized versus time at six RHs
Fig. 2 · p.2601 · 10% PVP: % felodipine crystallized versus time at six RHsShows. fast rise at 75–93% RH, slow start at 66% RH, little change at 0 and 33% RH; at 93% RH a plateau near 70% within weeks.Read it as. ○ 0%, cyan ▶ 33%, blue ◀ 66%, green ▼ 75%, red ▲ 86%, black ■ 93% RH; the time axis breaks between 250 and 700 days.Also supports K1
Fig. 3: 25% PVP: % felodipine crystallized versus time
Fig. 3 · p.2601 · 25% PVP: % felodipine crystallized versus timeShows. near zero at 0–52% RH for about 493 days; ≈81–89% within two weeks at 93% RH; a slower climb at 75% RH.Read it as. same symbols as Fig. 2, but blue ◀ is 52% RH; the axis breaks between 180 and 480 days.Also supports F2, K1
More detail

Crystallization from all PVP dispersions sped up as RH rose, judged by the slopes of % crystallized against time (Figs. 2–4). ··· At 0, 33 and 52% RH the 25% and 50% PVP dispersions stayed close to zero for about 493 days (1.1–5.0%, within the 4.5–5.3 RMSEP), with no significant difference between the two levels. The 10% PVP dispersion crystallized more: 14.2% at 0% RH and 23.1% at 33% RH after 724 days. At 33% RH its extent was significantly higher than that of 25% and 50% PVP; at 0% RH the difference was reported as not significant in the results, but the discussion cites 0% RH as showing less crystallization with more PVP. ····

At 75% RH and above crystallization was fast and extensive: after about 494 days 68.6, 77.2 and 82.1% (25% PVP) and 50.8, 78.4 and 75.1% (50% PVP) at 75, 86 and 93% RH; 10% PVP reached 58.0% (66% RH), 61.3% (75%), 73.5% (86%) and 73.8% (93%) after 724 days. Every dispersion stored at 66% RH or above crystallized significantly more than the same dispersion at lower RH. · Fig. 1 shows the change in the raw data: after about a month at 75% RH the 10% and 25% PVP samples showed the Bragg peaks of crystalline felodipine, while the 50% PVP sample was still mostly an amorphous halo.

The rise was not equally fast at every high RH. At 93% RH most of the crystallization happened in the first days (25% PVP ≈47% at ≈1 day and ≈81% at ≈4 days), while at 75% RH the 25% PVP dispersion went from ≈3% at day 7 to ≈62% at day 105, and the 10% PVP dispersion at 66% RH stayed between ≈14 and ≈30% for ≈180 days before reaching ≈62% at ≈260 days. ···· The authors call PVP "an extremely effective crystallization inhibitor" at low RH and conclude that, when moisture is limited, a PVP dispersion has "excellent physical stability over pharmaceutically relevant time periods". ·

2

At high humidity, PVP crystallization stops before it is complete

At 86–93% RH the PVP dispersions levelled off at approximately 70, 80 and 75% crystallized for 10, 25 and 50% PVP, with part of the drug still amorphous after 494–724 days; at 93% RH the maximum came within about 20 days. ··

See also Fig. 3

More detail

At 93% RH crystallization was rapid at first and, by the text, reached its maximum after about twenty days (plot readings: ≈89% at ≈14 days for 25% PVP, ≈80% at ≈14 days for 50% PVP, ≈67% at ≈15 days for 10% PVP); afterwards no more drug crystallized. ··· Even after 724 days (10% PVP) or 494 days (25 and 50% PVP) at 86 and 93% RH, some drug was still amorphous. The plateaus were approximately 70% (10% PVP), 80% (25% PVP) and 75% (50% PVP) and did not differ significantly. Table I gives 73.5 and 73.8% (10% PVP), 77.2 and 82.1% (25% PVP) and 78.4 and 75.1% (50% PVP) at 86 and 93% RH; the 50% PVP value at 93% RH has the largest spread in the table (SD 16.2). ·· The authors describe this as crystallization that "seemed to approach a kinetic plateau".

Fig. 4: 50% PVP: % felodipine crystallized versus time
Fig. 4 · p.2602 · 50% PVP: % felodipine crystallized versus timeShows. the same pattern as 25% PVP, with a plateau near 75% at 86–93% RH and a slower rise at 75% RH.Read it as. same symbols as Fig. 3.
3

HPMCAS dispersions crystallize little at any humidity

After about 490 days the 25% HPMCAS dispersions had crystallized 8.6–27.7% and the 50% HPMCAS dispersions 9.2–16.6% across 0–93% RH; the authors report no significant effect of RH. ··

Fig. 6: 25% HPMCAS: % felodipine crystallized versus time
Fig. 6 · p.2603 · 25% HPMCAS: % felodipine crystallized versus timeShows. a slow rise at every RH, largest at 93% RH (≈28% at 491 days) and still climbing.Read it as. same symbols as Fig. 3; the y-axis stops at about 35%.Also supports K2
More detail

At 0 and 33% RH the HPMCAS dispersions crystallized only slightly over about 488 days (8.6–10.7%), with no significant difference between 25% and 50% HPMCAS. · At higher RH the extent rose most for 25% HPMCAS at 93% RH, reaching 27.7% after 491 days (≈11% at ≈15 days, ≈20% at ≈134 days, ≈23% at ≈198 days); at 75 and 86% RH it reached 13.9% and 16.4%. The 50% HPMCAS dispersion ended at 9.2–16.6% at all RHs. ·· At 86 and 93% RH crystallinity was still rising after about 490 days, unlike the plateaued PVP dispersions. · The authors report that, for a given polymer level, RH had no significant effect on the extent and that the two HPMCAS levels did not differ at a given RH; Table I shows 25% HPMCAS rising from 8.6% at 0% RH to 27.7% at 93% RH, and 27.7 versus 16.6% for 25 versus 50% HPMCAS at 93% RH, with no test statistics printed. ·· Overall they describe the extent from HPMCAS as "quite low".

4

Similar at low humidity, HPMCAS far better at high humidity

At 0–52% RH the two polymers did not differ significantly; at 93% RH, 82.1% (25% PVP) against 27.7% (25% HPMCAS) and 75.1% (50% PVP) against 16.6% (50% HPMCAS) had crystallized after about 490 days. ·

See also Table I

More detail

At 0, 33 and 52% RH the stabilizing ability of PVP and HPMCAS at a given level was not significantly different (PVP 1.1–5.0%, HPMCAS 8.6–10.7% at 25 and 50% polymer; these differences lie within about two RMSEP). The authors note similar results for felodipine nucleation rates with both polymers at 0 or 33% RH (ref 16). ···· At 75, 86 and 93% RH HPMCAS was "clearly a better stabilizer": 13.9, 16.4 and 27.7% (25% HPMCAS) against 68.6, 77.2 and 82.1% (25% PVP), and 10.6, 9.2 and 16.6% (50% HPMCAS) against 50.8, 78.4 and 75.1% (50% PVP). · PVP dispersions at high RH reached their plateau quickly, whereas HPMCAS dispersions at 86 and 93% RH were still crystallizing after about 490 days. ··

5

At 93% RH the amount of PVP no longer matters

In the first interval at 93% RH, felodipine crystallized at about 6.4, 5.8 and 5.5 g/day from 10, 25 and 50% PVP dispersions, with overlapping error bars; at 33% RH, 25 and 50% PVP had crystallized significantly less than 10% PVP. ··

Fig. 8: Incremental crystallized mass at 93% RH for three PVP levels
Fig. 8 · p.2604 · Incremental crystallized mass at 93% RH for three PVP levelsShows. nearly the same initial rate for 10, 25 and 50% PVP, falling to zero within about a month.Read it as. black ▼ 10%, red ▲ 25%, blue ■ 50% PVP; log time axis; dM/dt in g/day.Also supports K4
More detail

The incremental mass of felodipine crystallizing per day at 93% RH (Fig. 8) was ≈6.4 g/day (error bar ≈3.2–9.6) for 10% PVP at ≈2.5 days and ≈5.8 and ≈5.5 g/day for 25% and 50% PVP at ≈4 days; by ≈14 days it had fallen to ≈0.9, ≈0.4 and ≈0.2 g/day, and from ≈34 days on it was ≈0 for all three. The authors conclude that at 93% RH the absolute crystallization rates of the three PVP levels are "independent of the amount of polymer added", unlike at 33% RH, where 50% PVP crystallized significantly less than 10% PVP. · The calculation behind dM/dt, its mass basis and the time intervals are not given.

6

With 50% HPMCAS, crystals appear only after a delay

At 52% RH and above the 50% HPMCAS dispersions showed negligible crystalline drug for 35–120 days, while 25% HPMCAS started crystallizing early; once crystals appeared, the two crystallized at a similar rate. ··

Fig. 7: 50% HPMCAS: % felodipine crystallized versus time
Fig. 7 · p.2603 · 50% HPMCAS: % felodipine crystallized versus timeShows. near zero for 35–120 days at 52–93% RH, then a slow rise to 9–17%.Read it as. same symbols as Fig. 3; the y-axis runs from −10 to about 25%.Also supports K7
More detail

The 50% HPMCAS samples showed negligible crystalline drug after 100 days at 52% RH, 75 days at 75% RH, 120 days at 86% RH and 35 days at 93% RH (plot at 93% RH: ≈−1% at ≈35 days, ≈3% at ≈76 days), whereas 25% HPMCAS at 93% RH had already reached ≈11% at ≈15 days. ·· The authors read this as an induction period ("appeared to exhibit"), a lag of the kind commonly linked to nuclei growing to a detectable size (ref 47). · Once the 50% HPMCAS curve left zero, its slope was comparable to that of 25% HPMCAS, "especially obvious" at 93% RH (≈3 → ≈11% from ≈76 to ≈198 days for 50%, against ≈16 → ≈23% for 25%). ·· Assuming that growth below and above the detection limit is governed by the same factors, they conclude that nucleation was delayed in 50% HPMCAS and "speculate" that the growth rates are similar at both levels. ·

04Further observations

  • 10% HPMCAS dispersions crystallized into a mixture of two crystal forms, one of them Form II, and were not quantified.
  • Pure amorphous felodipine crystallized completely within 12 days at 0% and at 93% RH (stated, no data shown). ·
  • Sorbed water did not change the diffractograms, and milling changed crystallinity by less than 3%. ·
  • At 66% RH, 10% PVP crystallized slowly for about half a year before catching up. ·
More detail
  • Two crystal forms with little HPMCAS. The 10% HPMCAS dispersions crystallized partly to a mixture of two felodipine forms; the second was identified as Form II (Rollinger and Burger, ref 30) from peaks near ≈11.6 and ≈13.2° 2θ in the 491-day, 93% RH diffractogram (Fig. 5), and the paper therefore did not quantify these samples. The 25% HPMCAS sample showed sharp peaks at the positions seen for the PVP samples (tallest near ≈10.3 and ≈23.4° 2θ) without the Form II peaks, and the 50% HPMCAS sample was mostly amorphous. ··
  • Pure drug as reference. Pure amorphous felodipine crystallized completely in less than 12 days at 0% RH and at 93% RH; the paper gives no data or preparation for it. At 0% RH this contrasts with less than 15% crystallized from 10% PVP after about 730 days; at 93% RH the authors find the kinetics of the PVP dispersions up to the plateau "comparable" to it. ···
  • Controls on the method. Dry and 93% RH-equilibrated samples gave identical diffractograms, so sorbed water did not bias the crystallinity values. In milling tests with crystalline drug, IR spectra overlapped, diffractograms were nearly identical, crystalline peaks were slightly lower (possible defects, "may have") and crystallinity differed by less than 3% between 2 and 6 min. ···
  • Method error. RMSEP was 4.0, 5.3 and 4.5 for 10, 25 and 50% PVP and 3.7 and 5.3 for 25 and 50% HPMCAS; low-RH values below about 10% lie within about two RMSEP of zero, and some plotted values are slightly negative (≈−1.5 in Fig. 3, ≈−1 in Fig. 7). ···
  • 66% RH for 10% PVP. At 66% RH the 10% PVP dispersion had crystallized ≈14% at ≈28–58 days and ≈30% at ≈181 days, then ≈62% at ≈260 days, slower at first than at 75–93% RH. ·
Fig. 5: Diffractograms after 491 days at 93% RH, 10, 25 and 50% HPMCAS
Fig. 5 · p.2603 · Diffractograms after 491 days at 93% RH, 10, 25 and 50% HPMCASShows. Form II peaks (*) only with 10% HPMCAS; 50% HPMCAS mostly amorphous.

05How the authors connect the findings

1Sorbed water raises molecular mobility (lowers Tg), and PVP dispersions take up more water than HPMCAS dispersions. ·
↓
2Around 75% RH and above, felodipine–PVP has been shown to split into drug-rich and polymer-rich amorphous phases.
↓
PVP at 75% RH and aboveWater separates drug from PVP↓the drug-rich phase loses the polymer's protection↓it crystallizes about as fast as pure amorphous felodipine, whatever the PVP level↓crystallization stops at a plateau, drug left in the polymer-rich phase staying amorphous.····
HPMCAS, or PVP at 52% RH or belowDrug and polymer stay mixed↓crystallization stays slow↓with 50% HPMCAS nucleation is delayed, then growth runs as at 25%.··
What sets the switch point. The RH at which felodipine–PVP has been reported to phase separate, around 75% (cited), together with the higher water uptake of PVP dispersions. ··
Conclusion drawn. The faster PVP crystallization at high RH is explained by moisture-induced drug–polymer immiscibility (abstract: "It is hypothesized"; conclusions: "can be attributed").
More detail
  1. Sorbed water acts on kinetics and thermodynamics: it raises molecular mobility (lowers Tg) and changes the driving force for crystallization in ways that are "extremely difficult" to estimate for a drug–polymer–water mixture. PVP dispersions take up more water than HPMCAS dispersions (cited thesis data). ···
  2. Felodipine–PVP dispersions exposed to around 75% RH and above have been shown to form drug-rich and polymer-rich amorphous phases (refs 16, 33, 46).
  3. If such phase separation occurs, the polymer's stabilization of the amorphous drug "would be expected" to fall sharply, or vanish if separation is complete, and the overall crystallization rate to become independent of the amount of polymer, since the phase compositions are set by the extent of immiscibility.

[-] PVP at 75% RH and above. Water drives drug–PVP immiscibility → the drug-rich phase crystallizes quickly → at 93% RH the rate is the same for 10, 25 and 50% PVP ("exactly what was observed") and comparable to pure amorphous felodipine, and growth rates in films with 2.5–10% PVP are also comparable (cited) → crystallization stops at a plateau. The authors read this as "supporting the supposition" that the rapid crystallization "can be explained in part" by moisture-induced phase separation, "in addition to" higher mobility from sorbed water. ·····

[+] HPMCAS at any RH, and PVP at 52% RH or below. Drug and polymer stay mixed → crystallization is slow and RH-insensitive (HPMCAS) or minimal (PVP) → with 50% HPMCAS the first detectable crystals are delayed; the authors "speculate" that nucleation is delayed while growth is the same as with 25% HPMCAS. ···

  1. The plateau. The "abrupt" stop "seemed to suggest" a solubility limit of felodipine in the remaining amorphous phase. The numbers argue against it: with 20% of the drug left in a 50% PVP dispersion at 93% RH, the residual phase holds about 0.1 g felodipine per 0.86 g PVP–water, while the solubility, assumed to fall tenfold from about 0.25 g per g dry PVP, would be no more than 0.025 g per g. The stop therefore "possibly represents" drug in a polymer-rich phase that has not crystallized for kinetic reasons. ····

What sets the switch point. Water uptake: PVP dispersions are more hygroscopic, and felodipine–PVP has been reported to separate from around 75% RH, the RH from which PVP and HPMCAS diverge here. ···

Conclusion drawn. Faster crystallization from PVP dispersions at 75% RH and above is attributed to the higher moisture sorption of PVP dispersions, which causes drug–polymer immiscibility and lowers Tg (conclusions: "can be attributed"; abstract: "It is hypothesized"); storage effects on miscibility should be considered when interpreting crystallization data. ·

06What it means for formulation

Stated by the authors
  • Protected from moisture, felodipine–PVP dispersions are physically stable; stability versus RH depends strongly on the polymer. ·
  • Storage effects on miscibility must be considered when interpreting crystallization data.
AI reading, not stated in the paper
  • For felodipine–PVP, humidity protection matters more than polymer level: above 75% RH more PVP did not slow crystallization.
  • Storage at 0–52% RH could not tell PVP from HPMCAS here; only 75% RH and above did.
More detail
Stated by the authors
  • When moisture is limited, a felodipine–PVP dispersion has "excellent physical stability over pharmaceutically relevant time periods"; PVP and HPMCAS are both effective inhibitors when protected from moisture. ·
  • Physical stability as a function of RH is "highly dependent on the polymer"; PVP dispersions are much less stable at high RH than HPMCAS dispersions.
  • The results "highlight the importance" of considering storage effects on miscibility when interpreting crystallization data.
AI reading, not stated in the paper
  • In this study the hygroscopic polymer gave no extra protection at high RH whatever its level; for a moisture-sensitive drug–polymer pair, packaging and humidity control carry the stability, not the polymer content.
  • Dry or moderate-RH stability data did not rank the two polymers; only storage at 75% RH or above revealed the difference, so high-RH storage is the discriminating test for this pair.
  • A plateau below full crystallinity at high RH should not be read as a stable residual amorphous fraction; the authors argue it is kinetic, so it could shift with time or temperature.
  • HPMCAS kept felodipine below about 28% crystallized at 93% RH for about 490 days, but it was still crystallizing at the end.

07Open questions

Raised by the authors
  • Is the high-RH plateau of PVP dispersions kinetic, as they speculate, or a solubility limit? ·
  • Is the lag with 50% HPMCAS a delay of nucleation with unchanged growth?
Not covered by this paper (AI reading)
  • Water content, Tg and phase separation of the stored samples were not measured.
  • Only one drug and room temperature; no test statistics printed.
More detail
Raised by the authors
  • What sets the plateau: a thermodynamic solubility limit in the felodipine–PVP–water phase, which their numbers argue against, or drug held in a polymer-rich phase by kinetic limitations ("possibly")? ···
  • Does 50% HPMCAS delay nucleation without slowing growth? The authors infer it from lag times and slopes ("It can thus be speculated"). ·
Not covered by this paper (AI reading)
  • Water uptake, Tg and phase state of these dispersions during storage were not measured; the phase-separation mechanism rests on cited work. ··
  • The pure amorphous felodipine reference is stated without data.
  • The statistical statements about HPMCAS (no RH effect, no level effect) are not backed by printed test statistics and sit uneasily with Table I.
  • The basis of the dM/dt values is not given.
  • Only one drug and room temperature were studied; nucleation and growth were not measured separately; 10% HPMCAS was not quantified because two crystal forms appeared.

08How solid

AI assessment, not a statement made in the paper
Moderate

The kinetic data are direct, long (about 490–724 days), in triplicate and measured with a calibrated method, and the main contrast, PVP against HPMCAS at 75% RH and above, is large. The explanation, moisture-induced phase separation, is cited rather than measured here, and several statistical statements are not backed by printed tests. ···

More detail
What holds
  • The PVP–HPMCAS contrast at 75–93% RH is large against the method error: 51–82% against 9–28% crystallized, with RMSEP 3.7–5.3. ·
  • The steep RH dependence of the PVP dispersions appears at all three PVP levels and in the raw diffractograms. ·
  • Samples were prepared in independent triplicates, with controls for milling and for sorbed water in the diffraction patterns. ··
What weakens it
  • The mechanism is not measured: there are no water content, Tg or phase-separation data for these samples; the support is cited work and the polymer-level independence at 93% RH.
  • Statistical claims are not backed by printed statistics; "RH had no significant effect" for HPMCAS conflicts with 8.6% → 27.7% for 25% HPMCAS, and the 0% RH PVP-level statement differs between results and discussion. ·
  • Low-RH values differ by less than about two RMSEP, so "similar at low RH" rests on the method's resolution.
  • The dM/dt basis is not stated, the pure-drug reference has no data, and the plateau explanation rests on assumed and cited numbers. ··
  • 10% PVP was stored at 66% instead of 52% RH and read last at 724 days, so its Table I values are not directly comparable with the other systems.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.2601)key figureShows the PXRD read-out: Bragg peaks grow as the PVP content falls, after about a month at 75% RH.0.2
Fig. 2 (p.2601)key figureTime courses for 10% PVP at six RHs: steep RH dependence and a plateau near 70%.F1, K166% RH rose slowly for ≈180 days; two 93% RH points share the first time position.·
Fig. 3 (p.2601)key figureTime courses for 25% PVP: near zero at 0–52% RH, plateau near 80% at 86–93% RH.F1, F2, K1The few-day plateau holds only at 93% RH.
Fig. 4 (p.2602)key figureTime courses for 50% PVP: the same pattern, plateau near 75%.F2
Table I (p.2602)key figureFinal extent for every system and RH, the paper's main numbers.F1, F3, F4, K1, K2, K3Column heads read HPMAS; 10% PVP values are at 724 days, the others at 487–494 days.·
Fig. 5 (p.2603)key figureShows two crystal forms, including Form II, with 10% HPMCAS, which was therefore not quantified.·0.4
Fig. 6 (p.2603)key figureTime courses for 25% HPMCAS: low, slowly rising, highest at 93% RH.F3, K2An RH effect (8.6 → 27.7%) is visible despite the "no significant effect" statement.
Fig. 7 (p.2603)key figureTime courses for 50% HPMCAS: induction period, then a slow rise.F6, K7Values near zero include negative readings.
Fig. 8 (p.2604)key figureIncremental crystallized mass at 93% RH for three PVP levels, the basis for polymer-level independence.F5, K4Calculation and mass basis not given.