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Original: publisher page

Patrick J. Marsac, Sheri L. Shamblin, Lynne S. Taylor* · Pharmaceutical Research 23(10), 2417-2426 (2006)

Theoretical and Practical Approaches for Prediction of Drug–Polymer Miscibility and Solubility

Flory–Huggins theory, fed with a drug–polymer interaction parameter taken from melting point depression, predicts that nifedipine and felodipine mix fully with PVP but are only sparingly soluble in it as crystals; the authors conclude that PVP keeps these amorphous drugs from crystallizing mainly by slowing them down, not by thermodynamics.

Abbreviations

API active pharmaceutical ingredient; FH Flory–Huggins; χ Flory–Huggins interaction parameter; PVP poly(vinylpyrrolidone) (grades K12, K29/32, K90); Φ volume fraction; m ratio of the polymer volume to the lattice-site (drug) volume; ΔGv free energy change of crystallization; ΔHfus heat of fusion; T_M melting temperature; Tg glass transition temperature; methyl pyrrolidone = 1-methyl-2-pyrrolidone, the small-molecule analogue of PVP.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Can lattice solution theory, with an interaction parameter measured by DSC melting point depression, predict drug–polymer miscibility and the solubility of a crystalline drug in a polymer, and what does that say about how polymers stabilize amorphous drugs?

Short answer

Partly. Melting point depression in PVP K12 gave χ = −3.8 (nifedipine) and −4.2 (felodipine), which predict miscibility at every composition, as reported elsewhere; solubility parameters gave positive values that wrongly predict nifedipine–PVP to be immiscible. The predicted crystalline solubility in PVP is low (about 0.06–0.07 g/g nifedipine, 0.25–0.31 g/g felodipine), so most dispersions are supersaturated and the authors infer that stabilization is mainly kinetic, which they did not measure. ······

Conclusion

For nifedipine and felodipine in PVP K12, the melting onset of the crystalline drug fell steadily as polymer was added, and fitting this depression with Flory–Huggins theory gave negative interaction parameters, which the authors read as exothermic mixing ("indicating") and which predict that both drugs mix with PVP at every composition, in agreement with the miscibility reported in their companion study. ···· Interaction parameters from group-contribution solubility parameters came out positive and wrongly predicted nifedipine–PVP to be immiscible; the authors blame specific (hydrogen-bonding) interactions, which the geometric-mean rule behind solubility parameters ignores ("most likely"). ·· Because a polymer adds little mixing entropy whatever its grade, they infer that the balance of drug–polymer against drug–drug and polymer–polymer interactions decides miscibility. ·· A solubility model built on the same parameter, checked only against the solubility of the two drugs in methyl pyrrolidone, predicts that the crystalline drugs dissolve poorly in PVP (nifedipine would need more than 90% polymer to stay below saturation), and the Hoffman estimate shows only a modest drop in the driving force for crystallization; from these the authors conclude that crystallization inhibition "can therefore be attributed predominantly to a kinetic stabilization", a link they did not measure. ······ The scope is two dihydropyridine drugs and one polymer family, with interaction parameters obtained near the drug melting points and applied at an unstated, lower temperature. ··

01Why this study

Known 1Polymers stop amorphous drugs from crystallizing, but nobody agrees why

Miscibility is generally thought to matter.

Law 2001, ref 1; Crowley 2003, ref 12; refs 1–13

Known 2Miscibility could act in two ways

Mixing changes the drug's local environment and lowers its chemical potential, and with it the driving force for crystallization.

Law 2001, ref 1; Six 2002, ref 15

Known 3Flory–Huggins theory handles polymer–solvent mixing

It counts molecular size through volume fractions and is still a good starting point despite its limits.

Flory 1953, ref 18; refs 17–22 ·

Known 4χ has been estimated two ways

From solubility parameters, used for drug–polymer pairs, and from melting point depression, used only for polymer blends and polymer–solvent systems.

Greenhalgh 1999, ref 25; refs 25–27 · Nishi 1975, ref 30; Hoei 1992, ref 33 ·

Known 5The two model drugs mix with PVP

Nifedipine and felodipine are miscible with PVP and nifedipine hydrogen-bonds to it.

Marsac 2006, ref 28 ·

Gap → this paperCan lattice theory, with a measured interaction parameter, predict whether a drug mixes with a polymer and how much crystalline drug the polymer can dissolve?
More detail

What was already known. The introduction and discussion build on these points:

  • Why amorphous drugs need a polymer. Crystallization of an amorphous drug can lower its apparent solubility, dissolution rate and bioavailability and damage the dosage form ("may"). Low-Tg amorphous drugs can be kept amorphous on pharmaceutical time scales by adding a polymeric crystallization inhibitor, but the mechanism is debated and no consensus exists, although achieving miscibility is "generally considered" important. (Law 2001, ref 1; Taylor 1997, ref 2; Crowley 2003, ref 12; refs 1–13) ·
  • What miscibility means here. A single amorphous phase formed by liquid–liquid mixing of amorphous drug and amorphous polymer, which the authors call "clearly" an oversimplification below Tg, where the system is not at equilibrium. Mixing is reached by dissolving both in a solvent and removing it, or by melting the drug into the polymer, as in melt extrusion. (Chiou 1971, ref 14)
  • Processing and re-equilibration. A dispersion made in a perturbed state must re-equilibrate after processing; it may stay one phase or become metastable or unstable, and then tends to separate, although slow dynamics may keep it usable.
  • Two reasons miscibility matters. If drug and polymer do not mix, the pure amorphous drug governs crystallization and the polymer has little effect; if they mix, the drug's chemical potential, and so the driving force, falls. (Law 2001, ref 1; Six 2002, ref 15)
  • Why lattice models were little used. The split of the mixing free energy into enthalpy and entropy was uncertain, in part because reliable thermodynamic data are hard to get.
  • Flory–Huggins theory. For a large and a small molecule, free energy is better written in volume fractions than mole fractions, because the large molecule has far fewer configurations. The theory has known limits and more advanced models exist, but it is "still considered" an excellent starting point. (Hildebrand 1950, ref 17; Flory 1953, ref 18; Young 1991, ref 19; Rubinstein 2003, ref 20; Painter 1991, ref 21; Coleman 1991, ref 22) ·
  • What χ means. It reflects the relative strength of adhesive (drug–polymer) and cohesive (drug–drug, polymer–polymer) interactions, has an entropic part and changes with temperature and composition. (Flory 1953, ref 18; Newing 1950, ref 23; Bawn 1950, ref 24)
  • Ways to measure χ. For polymer–solvent systems: vapour pressure, inverse gas chromatography, osmotic pressure and melting point depression, mostly unusable for viscous, non-volatile drug–polymer blends. Solubility parameter differences have been advocated for pharmaceutical miscibility (Greenhalgh 1999, ref 25; Hancock 1997, ref 26; Forster 2001, ref 27). Melting point depression has given χ for polymer blends (Nishi 1975, ref 30) and polymer–solvent systems (refs 18, 31, 32) but had not been used for drug–polymer pairs. (refs 18, 19) ··
  • Melting point depression with PEG. It is well documented for drugs in polyethylene glycol, where the polymer melts near 60 °C and is liquid at the drug's melting point. (Kaur 1980, ref 34; Bartsch 2004, ref 35; Anastasiadou 1983, ref 36)
  • Solubility of drugs in polymers. It has been measured in a low-Tg polymer (Jasti 2004, ref 39) but not in high-Tg polymers; one practice estimates it from a low-molecular-weight analogue of the polymer (Breitenbach 2002, ref 40). ·
  • The model systems. The companion paper reports that felodipine and nifedipine are miscible with PVP at all concentrations, that nifedipine hydrogen-bonds extensively to PVP, that the Hoffman equation fits both drugs, and that both pure drugs nucleate much faster than dispersions with even a little polymer. (Marsac 2006, ref 28; Tang 2002, ref 29) ···

What the paper set out to do. Test whether lattice solution models apply to drug–polymer systems, use them to predict miscibility and estimate the thermodynamic quantities involved, link miscibility to the solubility of the crystalline drug in the polymer, and use this to understand how polymers stabilize amorphous drugs. Nifedipine, felodipine and PVP are the model systems.

02How they approached it

Two dihydropyridine drugs with different melting properties and one polymer family. The interaction parameter was estimated two ways (calculated from structure, and measured from melting point depression) and then fed into Flory–Huggins predictions of miscibility, driving force and crystalline solubility; the only checks are cited miscibility and a measured solubility in methyl pyrrolidone. ···

Nifedipinedihydropyridine calcium channel blockerHigher melting (445.25 K) and heat of fusion (39.89 kJ/mol); χ with PVP −3.8 from melting data, +2.0 from solubility parameters. Measured and modelled. ··
Felodipinedihydropyridine calcium channel blockerLower melting (414.75 K) and heat of fusion (30.83 kJ/mol); χ −4.2 from melting data, +0.5 from solubility parameters. Measured and modelled. ··
PVP K12low-molecular-weight PVP, MW 2,500, Tg 100 °CThe polymer used for all melting point depression data and the solubility model. Measured and modelled.
PVP K29/32also printed K29/30; Tg 168 °CGave no melting point depression at 10 °C/min; used in the miscibility simulations and solubility predictions. Measured (screening only) and modelled. ·
PVP K90MW 1,250,000Entropy simulation only. Modelled only. ·
Methyl pyrrolidone1-methyl-2-pyrrolidone, the small-molecule analogue of PVPIdeal-entropy reference for the entropy and solubility comparisons; crystalline drug solubility measured at 25 °C. Measured and modelled. ··

What was done

Model

Flory–Huggins free energy with χ = 0→entropy of mixing for nifedipine with methyl pyrrolidone and three PVP grades.·

Model

Free energy of mixing vs composition for χ from −4.2 to 2.0→χ needed for miscibility.··

↓
Calculation

Group-contribution solubility parameters→χ by Eq. 2.·

Experiment

DSC of drug–PVP K12 physical mixtures at 1 °C/min→melting onset vs PVP content.·

↓
Model

Melting point depression equation→straight-line plot→χ→predicted melting curves vs data.···

↓
Comparison

Both χ estimates against the miscibility simulation and the cited miscibility.·

↓
Model

Hoffman equation with pure and depressed melting points→driving force for crystallization vs temperature.·

Model

Solubility equation with Flory–Huggins activity coefficient→crystalline solubility in PVP K12, PVP K29/32 and methyl pyrrolidone.·

Experiment

Crystalline solubility in methyl pyrrolidone at 25 °C by UV–Vis.·

↓
Comparison

Predicted vs measured solubility in methyl pyrrolidone; predicted solubility in PVP vs practical drug contents.·

More detail

What was done

  1. Properties. Densities of the amorphous drugs and PVP K12 were measured by helium pycnometry and converted to molecular volumes (MW/density); heats and temperatures of fusion came from DSC; solubility parameters were calculated by the Fedors group-contribution method (Table I). ····
  2. Lattice model. The amorphous drug was treated as a solvent and one lattice site was set equal to the drug's molecular volume; volume fractions came from weight fractions and true densities. The entropy of mixing (χ = 0) was computed for nifedipine with methyl pyrrolidone, PVP K12 (MW 2,500), K29/32 and K90 (MW 1,250,000), and the free energy of mixing of nifedipine–PVP K29/32 for χ = −4.2, −3.8, 0.5, 1.0 and 2.0. ·····
  3. χ from solubility parameters. Eq. 2 with the Table I solubility parameters (22.9, 25.0 and 27.4 J^1/2/cm^3/2). ··
  4. Melting point depression. Drug and PVP K12 particles (45–75 µm) were dried over phosphorus pentoxide for at least a week and blended geometrically: nifedipine with 5–25 wt% PVP K12 and felodipine with 5–25 wt% in finer steps, two to three samples each. Melting was measured in a modulated DSC at 1 °C/min under nitrogen and taken as the extrapolated onset of the melting endotherm. A first attempt with PVP K29/30 at 10 °C/min showed essentially no depression; slowing the scan and controlling particle size, and switching to the lower-Tg PVP K12, made the depression visible. ··
  5. χ from the depression. Eq. 3 was rearranged so that a plot against Φ_polymer² has slope χ; data from 0 to 0.25 polymer fraction were used. The fitted χ was put back into Eq. 3 to predict the melting curve, alongside χ = 0 and χ = 2.0. ····
  6. Driving force. The Hoffman equation (Eq. 4) gave the free energy of crystallization of pure amorphous nifedipine from 0 to 180 °C; a modified Hoffman form with the depressed melting point gave the same for nifedipine with 30% and 40% PVP. ···
  7. Solubility. Eqs. 5 and 6 were solved together with the melting-point χ to predict the solubility of crystalline drug in PVP K12 and K29/32. For methyl pyrrolidone the same χ was assumed and the mixing entropy taken as ideal. Solubility in methyl pyrrolidone was measured at 25 °C (excess crystals, at least 24 h, centrifuged, filtered, UV–Vis). For comparison, nifedipine solubility was also predicted with χ = 0.5. ····

Key equations

Free energy of mixing (Eq. 1)
ΔGMRT=ndruglnΦdrug+npolymerlnΦpolymer+ndrugΦpolymerχ

The first two terms are the entropy of mixing, small when one partner is a polymer; the last term carries the drug–polymer interaction. With χ = 0 it gives Fig. 1; with several χ values, Fig. 2.··

χ from solubility parameters (Eq. 2)
χ=VsiteRT(δdrug−δpolymer)2

A squared difference can never be negative, so this route always predicts endothermic mixing; it gave +2.0 for nifedipine and +0.5 for felodipine.·

Melting point depression (Eq. 3)
1TMmix−1TMpure=−RΔHfus[lnΦdrug+(1−1m)Φpolymer+χΦpolymer2]

The drug melts lower in the polymer by an amount set by mixing entropy (first two terms) and interaction (χ term); plotting the rearranged form against Φ_polymer² gives χ as the slope.··

Hoffman driving force (Eq. 4)
ΔGv≈ΔHfus(TMpure−T)T(TMpure)2

The free energy gained on crystallizing grows as the temperature falls below the melting point; with the depressed melting point it estimates the driving force left in the dispersion.·

Solubility of a crystal (Eq. 5)
lnγdrugxdrug=−ΔHfusRT[1−TTm]−1RT∫TmTΔCPconfigdT+1R∫TmTΔCPconfigTdT

The right side is the ideal solubility of the crystal, set by its heat and temperature of fusion; the activity coefficient γ corrects it for non-ideal mixing. The heat-capacity values used are not printed.·

Activity coefficient in the polymer (Eq. 6)
lnγdrug=lnΦdrugxdrug+(1−1m)Φpolymer+χΦpolymer2

Flory–Huggins theory supplies γ from molecular size and χ; solved together with Eq. 5 it gives the solubility in PVP. High melting point, high heat of fusion and positive χ all lower the solubility.·

Terms used on this page
  • Miscibility: amorphous drug and amorphous polymer forming one phase. Solubility here: how much crystalline drug the polymer can dissolve at equilibrium. A dispersion can be miscible yet supersaturated with respect to the crystal.
  • Flory–Huggins interaction parameter (χ): one number for the net interaction; negative means drug–polymer contacts are preferred (exothermic mixing), positive means they are disfavoured.
  • Adhesive / cohesive interactions: between unlike molecules (drug–polymer) / between like molecules (drug–drug, polymer–polymer).
  • Melting point depression: the crystalline drug melts at a lower temperature when mixed with a polymer it dissolves in, because its chemical potential in the mixture is lower.
  • Lattice site: the unit volume of the Flory–Huggins lattice, here the volume of one drug molecule; m is how many sites one polymer chain occupies.
  • Driving force for crystallization (ΔGv): the free energy released when the amorphous drug crystallizes.
  • Supersaturation: drug present above its solubility, so crystallization is thermodynamically favoured.
Table I: The inputs: molecular data of the two drugs and PVP K12
Table I · p.2419 · The inputs: molecular data of the two drugs and PVP K12Shows. molecular weight, density, molecular volume, heat of fusion, melting temperature and solubility parameter.

03Main findings

1

Mixing with a polymer adds little entropy, whatever the grade

Nifedipine gains far less mixing entropy with PVP than with its small analogue methyl pyrrolidone, and PVP K12, K29/32 and K90 give almost the same curve. ·

Fig. 1: Entropy of mixing: small molecule vs three PVP grades
Fig. 1 · p.2420 · Entropy of mixing: small molecule vs three PVP gradesShows. nifedipine with methyl pyrrolidone (a) gains far more mixing entropy than with PVP K12 (b), K29/32 (c) or K90 (d), which nearly coincide.Read it as. no numbers on the vertical axis; compare shapes only.Also supports K4
More detail

With χ = 0, Eq. 1 gives the entropy of mixing across composition. For nifedipine with methyl pyrrolidone the curve is far deeper (minimum near Φ ≈0.44) than with any PVP grade (minima near Φ ≈0.6); PVP K12 lies slightly below K29/32 and K90, which are "virtually identical" at every composition (read from Fig. 1, which has no ordinate scale). The authors explain the small entropy by the chain connectivity of the polymer's repeat units. They generalize that, for typical drugs (MW 200–600) and polymers (MW 10,000–1,500,000), the entropy term is "predicted to be relatively constant", so the balance of adhesive and cohesive interactions "will essentially determine" miscibility, and that a chemically different polymer is "more likely" to give miscibility than a lower-molecular-weight grade. Only nifedipine was simulated. ······

2

Solubility parameters predict nifedipine–PVP to be immiscible, contrary to experiment

Group contributions give χ = +2.0 for nifedipine–PVP and +0.5 for felodipine–PVP; miscibility over the whole range needs χ of about 0.6 or less, so nifedipine–PVP is predicted immiscible, yet both drugs are reported miscible with PVP. ···

Fig. 2: Free energy of mixing for five χ values
Fig. 2 · p.2420 · Free energy of mixing for five χ valuesShows. χ = 2.0 (e) positive, immiscible; 0.5 and 1.0 shallow; −3.8 and −4.2 deep, one minimum, miscible.Also supports K2
More detail

Fig. 2 shows the free energy of mixing of nifedipine–PVP K29/32 for five χ values: at χ = 2.0 it is positive everywhere (immiscible); at 0.5 and 1.0 it is slightly negative; at −3.8 and −4.2 it is deeply negative with one minimum near Φ ≈0.54 (read from Fig. 2). From these curves the authors estimate that χ of about 0.6 or less is needed for full miscibility, noting that the critical value depends on how the lattice is defined. Some unfavourable interaction can be tolerated because of the mixing entropy, though less than for small molecules ("it can be inferred"). Eq. 2 with Table I solubility parameters gave +2.0 for nifedipine–PVP and +0.5 for felodipine–PVP: endothermic mixing, and immiscibility for nifedipine. This conflicts with the companion study, which found both drugs miscible with PVP at all concentrations. The authors attribute the failure "most likely" to specific interactions: nifedipine hydrogen-bonds extensively to PVP, and Eq. 2 assumes the unlike interaction is the geometric mean of the like ones, which holds for van der Waals forces but not for directional ones. They add that solubility-parameter χ values are "likely to be inaccurate" for the many drugs and polymers that form specific interactions. The printed 2.0 and 0.5 could not be reproduced from Table I at a single temperature. ···········

3

PVP K12 lowers the melting point of both drugs

At 1 °C/min the melting onset fell from about 171 to 156.5 °C (nifedipine) and from about 141 to 122 °C (felodipine) as PVP K12 rose to Φ ≈0.28 (25 wt%); PVP K29/30 at 10 °C/min gave essentially no depression. ··

Fig. 3: Melting point depression in PVP K12
Fig. 3 · p.2421 · Melting point depression in PVP K12Shows. (a) nifedipine endotherms broaden and shift down with PVP; (b) melting onset vs PVP volume fraction, nifedipine (▲) and felodipine (●).Also supports K1
More detail

The first trials, with PVP K29/30 at 10 °C/min, showed essentially no depression (data not shown). The authors trace this "most likely" to the polymer's high Tg (168 °C): it is not liquid-like at the drug melting points (171 and 142 °C), so drug and polymer mix too slowly. Slower scanning, controlled particle size and the lower-Tg PVP K12 (Tg 100 °C) gave a clear depression, of a size similar to that seen for crystalline polymers in solvents. The Methods report a linear decrease up to 25 wt% PVP K12. Read from Fig. 3b, nifedipine onsets were about 171, 170, 168, 165.5, 160.5 and 156.5 °C at Φ_polymer 0, 0.057, 0.114, 0.169, 0.224 and 0.277, falling further to about 148 and 144.5 °C at 0.331 and 0.383. Felodipine onsets fell from about 141 to 138, 134 and 131 °C at Φ up to 0.196, then scattered between about 120 and 126 °C from 0.224 to 0.331, and reached about 115.5 °C at 0.383. The figure plots more compositions than the Methods list, and the nifedipine volume fractions appear to have been computed with felodipine's density. ······

4

The depression gives a negative χ that predicts full miscibility

The straight-line fit gave χ = −3.8 (nifedipine, r² 0.99) and −4.2 (felodipine, r² 0.92); with χ = −3.8, Eq. 3 tracks the measured nifedipine melting curve, and both values predict miscibility at all compositions, consistent with experiment. ····

Fig. 4: From depression to χ, and back
Fig. 4 · p.2422 · From depression to χ, and backShows. (a) the straight-line plot whose slope is χ = −3.8; (b) measured nifedipine onsets against Eq. 3 with χ = 2.0, 0 and −3.8.Also supports K1, K3
More detail

Plotting the rearranged Eq. 3 against Φ_polymer² gave a straight line at low polymer content (Fig. 4a); r² was 0.99 for nifedipine and 0.92 for felodipine over 0–0.25, and linearity was lost at higher contents, which the authors put down "most likely" to the composition dependence of χ and slower mixing as the melting point nears the polymer Tg. The slopes gave χ = −3.8 (nifedipine–PVP) and −4.2 (felodipine–PVP), valid near the drug melting points. Put back into Eq. 3, χ = −3.8 follows the measured onsets to within about 1 °C (about 157 against 156.5 °C at Φ ≈0.28); χ = 0 would give only a small depression (about 168.4 °C at Φ = 0.30), coming from the small mixing entropy, and χ = 2.0, the solubility-parameter value, predicts a rise to about 175.8 °C, which is not physical. The authors call the observed depression "certainly consistent with" a negative χ and exothermic mixing, say the χ = −3.8 value predicts miscibility (Fig. 2), "consistent with experimental observations", and conclude that "our results suggest" the method gives reasonable values. The felodipine fit is not shown. ···········

5

Mixing with PVP lowers the driving force for crystallization only a little

At 20 °C the free energy of crystallization of amorphous nifedipine is about −9.0 kJ/mol pure, −8.4 with 30% PVP and −7.95 with 40% PVP; the gap between pure drug and 40% PVP is smaller than that between nifedipine and felodipine. ·

Fig. 5: Driving force for crystallization of amorphous nifedipine
Fig. 5 · p.2423 · Driving force for crystallization of amorphous nifedipineShows. pure drug (a), 30% PVP (b), 40% PVP (c): the curves differ by only 1–2 kJ/mol at room temperature.Also supports K5
More detail

The Hoffman equation, with the pure and the depressed melting point, gives the free energy of crystallization from 0 to 180 °C (Fig. 5, read): pure nifedipine about −9.45, −9.0 and −5.45 kJ/mol at 0, 20 and 100 °C, reaching zero at about 171 °C; with 30% PVP about −9.1, −8.4 and −4.1, zero at about 148 °C; with 40% PVP about −8.6, −7.95 and −2.7, zero at about 128 °C. The authors note that mixing must lower the drug's chemical potential, through entropy and, if adhesive interactions win, enthalpy, and that melting point depression is the visible sign of it. Yet the predictions "do not forecast a large reduction" in driving force, especially at lower temperatures, and the reduction is "most likely underestimated" because equilibrium depression is hard to reach at high polymer content. Since the pure drugs nucleate much faster than dispersions with even a little polymer (companion study), the reduced driving force "seems unlikely" to explain the slower crystallization, "suggesting" kinetic and/or interfacial factors. The 40% PVP curve crosses zero below any melting onset shown in Fig. 3. ·········

6

The crystalline drugs are predicted to dissolve poorly in PVP

Predicted solubility: nifedipine 0.06 (PVP K29/32) and 0.07 g/g (PVP K12), felodipine 0.25 and 0.31 g/g; in methyl pyrrolidone 0.15 and 0.48 g/g predicted against 0.21 and 0.45 g/g measured. Nifedipine would need more than 90% polymer to stay below saturation. ··

Table II: Predicted and measured solubility of the crystalline drugs
Table II · p.2424 · Predicted and measured solubility of the crystalline drugsShows. low predicted solubility in PVP; methyl pyrrolidone predictions against measurements; the effect of χ = 0.5.Also supports K6
More detail

Eqs. 5 and 6 with the melting-point χ gave the Table II values. To test the method, the same χ was assumed for the drugs in methyl pyrrolidone with ideal mixing entropy: predicted 0.15 (nifedipine) and 0.48 g/g (felodipine) against measured 0.21 (+/0.02) and 0.45 (+/−0.07) g/g at 25 °C, which the authors call "good agreement" and take as confirming χ. With χ = 0.5, nifedipine solubility in methyl pyrrolidone drops to 0.004 g/g and in PVP to 0.001 g/g, over an order of magnitude below the measured value, showing how sensitive solubility is to χ. Solubility in PVP is lower than in methyl pyrrolidone because the polymer contributes less mixing entropy, so estimates of polymer solubility from a small analogue "need to be corrected". The lower-melting felodipine, with its lower heat of fusion, is predicted to be more soluble than nifedipine. For nifedipine, a formulation would need more than 90% polymer to avoid thermodynamically driven crystallization, feasible only at very low dose, and the authors conclude ("suggest") that drugs in most practical dispersions are supersaturated. The temperature of the predictions and the heat-capacity terms are not stated, and the nifedipine check is about 30% low. ···········

04Further observations

  • Polymer grade matters for the experiment: PVP K29/30 at 10 °C/min gave no measurable depression.
  • Felodipine's melting points scatter more (r² 0.92 against 0.99 for nifedipine). ·
  • Melting point depression is the experimental sign of the drug's lowered activity in the polymer.
More detail
  • High-Tg polymers hide the depression. With PVP K29/30 (Tg 168 °C) at 10 °C/min, neither drug showed a measurable depression; the authors liken this to known kinetic artefacts in polymer blends and solved it with PVP K12 (Tg 100 °C), slower scans and sieved particles. ···
  • Felodipine data are noisier. The felodipine fit had r² 0.92 against 0.99 for nifedipine, and its onsets are not monotonic beyond Φ ≈0.2 (about 122 °C at Φ ≈0.224, 126 °C at 0.250, 122 °C at 0.277). ··
  • Depression as activity. The drug in the dispersion reaches the chemical potential of the crystal at a lower temperature than the pure drug, which is why it melts lower; the same reduced activity underlies the driving-force and solubility estimates. ·
  • Solubility vs miscibility. Crystals found in a dispersion after manufacture or storage do not necessarily mean drug and polymer are immiscible; the solubility limit may simply have been exceeded.

05How the authors connect the findings

1A polymer adds little mixing entropy, and about the same for any grade, so the interaction term χ decides miscibility. ·
↓
2Melting point depression gives a negative χ, meaning exothermic mixing, so nifedipine and felodipine are predicted miscible with PVP at every composition. ·
↓
3Mixing lowers the drug's chemical potential, but only a little: the driving force for crystallization falls modestly and the crystalline solubility in PVP stays low. ·
↓
Drug content below the solubility in the polymerDrug not supersaturated↓no thermodynamic drive to crystallize↓stable; for nifedipine this needs more than 90% polymer.·
Drug content above the solubility (most practical dispersions)Drug supersaturated↓crystallization thermodynamically favoured↓only slow kinetics hold it back.·
What sets the switch point. The solubility of the crystalline drug in the polymer, which falls with higher melting point and heat of fusion and with less favourable drug–polymer interaction. ·
Conclusion drawn. Stabilization is mainly kinetic (abstract: "suggesting that kinetic rather than thermodynamic stabilization plays a significant role"; conclusions: "can therefore be attributed predominantly to a kinetic stabilization").
More detail
  1. Flory–Huggins theory gives a mixing entropy that is much smaller for a drug with a polymer than with a small solvent, and nearly independent of polymer molecular weight; the authors infer that the relative strength of adhesive and cohesive interactions "will essentially determine" miscibility and that a chemically different polymer is a better lever than a different grade. ····
  2. A negative χ from melting point depression means drug–polymer contacts are preferred; with χ = −3.8 or −4.2 the free energy of mixing has a single minimum, so the drugs mix with PVP at every composition, as observed in the companion study. Solubility parameters fail here because they cannot represent hydrogen bonding ("most likely"). ··
  3. Mixing lowers the drug's chemical potential relative to the pure amorphous drug, so the driving force must fall. Melting point depression measures this. The Hoffman estimate shows only a small fall, smaller than the difference between nifedipine and felodipine, and the crystalline solubility in PVP is low (0.06–0.31 g/g). ···

[+] Below the solubility. The drug is thermodynamically stable in the polymer and cannot crystallize; for nifedipine that requires more than 90% polymer, only feasible for very low doses. ·

[-] Above the solubility. Most formulations contain more drug than the polymer can dissolve, so the drug is supersaturated and will "tend to crystallize"; since the pure drugs nucleate much faster than the dispersions, kinetic and/or interfacial factors must hold crystallization back. ··

What sets the switch point. The solubility of the crystal in the polymer. It falls with higher melting temperature and heat of fusion and with a positive mixing enthalpy, so high-melting drugs that interact weakly with the polymer "will display very low solubility" and "will most likely be harder to stabilize". ··

Conclusion drawn. Inhibition of crystallization "can therefore be attributed predominantly to a kinetic stabilization", and molecular-level miscibility matters because it changes the drug's environment, "which leads to altered thermodynamics and more importantly dynamics" (conclusions). ·

06What it means for formulation

Stated by the authors
  • If a drug does not mix with a polymer, try a chemically different polymer rather than a lower grade.
  • Do not trust solubility-parameter χ values for drugs that hydrogen-bond to the polymer.
  • Solubility measured in a small analogue of the polymer overestimates solubility in the polymer.
AI reading, not stated in the paper
  • Unless the dose is very low, a PVP dispersion of these drugs is supersaturated, so physical stability rests on keeping the drug immobile.
More detail
Stated by the authors
  • When a drug and polymer are immiscible, a chemically different polymer is "more likely" to bring miscibility than a lower-molecular-weight grade of the same polymer.
  • Solubility-parameter estimates of χ are "likely to be inaccurate" for systems with specific interactions, which many drugs and pharmaceutical polymers form.
  • Melting point depression can give "reasonable values" of χ, but needs a polymer that is liquid-like at the drug's melting point, slow heating and controlled particle size. ·
  • Solubility measured in a low-molecular-weight analogue of the polymer must be corrected for the lower mixing entropy of the polymer.
  • High-melting drugs with a high heat of fusion "will most likely be harder to stabilize"; a thermodynamically stable nifedipine dispersion would need more than 90% polymer, feasible only for very low doses. ·
  • Achieving molecular-level miscibility is "of critical importance", because it changes the drug's local environment and its dynamics.
AI reading, not stated in the paper
  • Unless the dose is very low, a PVP dispersion of these drugs is supersaturated with respect to the crystal, so its physical stability depends on keeping the drug immobile (storage well below Tg, low moisture), not on being below solubility.
  • A negative χ measured near the melting point is no guarantee at storage temperature: χ changes with temperature, and the paper obtains it only from melting data between about 120 and 172 °C.
  • The method needs a polymer that softens below the drug's melting point; for high-Tg polymers the fast-scan DSC result can wrongly suggest no interaction.

07Open questions

Raised by the authors
  • How does χ change with composition and temperature? ··
Not covered by this paper (AI reading)
  • The solubility in PVP and the kinetic stabilization were inferred, not measured. ·
More detail
Raised by the authors
  • χ depends on composition and temperature; the loss of linearity at high polymer content and the fact that Eq. 3 gives χ near the drug melting point leave both dependences open. ··
  • The reduction in driving force is "most likely underestimated", because equilibrium melting points are hard to reach at high polymer content.
Not covered by this paper (AI reading)
  • The solubility of the crystalline drug in PVP was predicted, not measured; the only check is methyl pyrrolidone, where the nifedipine prediction is about 30% low. ·
  • No crystallization, nucleation or mobility measurement supports the kinetic conclusion.
  • Felodipine–PVP miscibility was not computed with its own parameters, and the temperature of the miscibility and solubility predictions is not stated. ·
  • Two drugs from one chemical class and one polymer family were studied.

08How solid

AI assessment, not a statement made in the paper
Moderate

The melting point depression data and the negative χ for nifedipine are clear and the model reproduces them. But the solubility and driving-force numbers rest on unstated temperatures and inputs, and the kinetic conclusion is inferred, not measured. ····

More detail
What holds
  • Melting onsets fall steadily with PVP K12 for both drugs, and χ = −3.8 reproduces the nifedipine curve within about 1 °C. ·
  • The sign of χ is robust: χ = 0 or a positive value cannot produce the observed depression. ·
  • The positive solubility-parameter χ contradicts the cited miscibility, so the method comparison is clear-cut. ·
  • The Hoffman and Flory–Huggins calculations reproduce the plotted and tabulated values when recomputed (with the heat-capacity terms set to zero for the solubility). ···
What weakens it
  • Table II gives no temperature and no heat-capacity values; under recomputation one value (felodipine in PVP K29/32) does not match, and the methyl pyrrolidone check is about 30% low for nifedipine. ·
  • χ comes from melting data at about 120–172 °C and is applied without temperature correction. ·
  • The 40% PVP driving-force curve rests on a melting temperature that the paper does not show.
  • Nifedipine volume fractions appear to use felodipine's density; Fig. 3b plots compositions the Methods do not list. ·
  • The solubility-parameter χ values cannot be reproduced.
  • The generalisations (constant entropy for any drug, kinetic stabilization for most dispersions) rest on one or two drugs and on no kinetic data. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Table I (p.2419)key figureThe model inputs: MW, measured density, molecular volume, heat and temperature of fusion, solubility parameter for nifedipine, felodipine and PVP K12.··0.2Nifedipine T_M 445.25 K vs 171 °C in the text.
Fig. 1 (p.2420)key figureShows that a polymer adds far less mixing entropy than a small molecule, nearly independent of PVP grade.F1, K4No ordinate scale; one drug only.·
Fig. 2 (p.2420)key figureFree energy of mixing for χ = −4.2 to 2.0; the basis for the miscibility threshold of about 0.6.·F2, K2, K3Felodipine's χ drawn on the nifedipine system.
Fig. 3 (p.2421)key figureThe experimental data: melting endotherms (a) and melting onset vs PVP K12 fraction for both drugs (b).·F3, K1More compositions than the Methods list; nifedipine Φ may use felodipine's density.·
Fig. 4 (p.2422)key figureExtracts χ = −3.8 for nifedipine (a) and shows the fitted model reproducing the melting curve, against χ = 0 and 2.0 (b).·F4, K1Fit range stated two ways; small non-zero intercept.
Fig. 5 (p.2423)key figureHoffman driving force vs temperature for pure nifedipine and with 30% and 40% PVP.F5, K5The 40% PVP melting temperature is not in Fig. 3.
Table II (p.2424)key figurePredicted crystalline solubility in PVP K29/32, PVP K12 and methyl pyrrolidone, with the measured methyl pyrrolidone values.F6, K6Temperature and heat-capacity terms unstated; nifedipine check about 30% low.·