Paper page

Original: publisher page

Na Li, Jonathan L. Cape, Bharat R. Mankani, Dmitry Y. Zemlyanov, Kimberly B. Shepard, Michael M. Morgen, Lynne S. Taylor* · Molecular Pharmaceutics (ACS Just Accepted Manuscript, published on the web 15 Sep 2020) (2020)

Water-induced phase separation of spray dried amorphous solid dispersions

When ritonavir-PVPVA dispersions are spray dried from methanol that contains water, the drug can separate into drug-rich domains while the droplet dries; from 60:40 H2O:MeOH the particles come out with drug-rich surfaces and the 25% loading dispersion dissolves about four times slower, and even 10:90 slows it by about a third while leaving few traces in the solid-state tests.

Abbreviations

ASD amorphous solid dispersion; SDD spray dried dispersion; RTV ritonavir; PVPVA copovidone (Kollidon VA 64); MeOH methanol; H2O:MeOH solvent ratio in w/w; DL drug loading (wt% drug in total solids); mDSC modulated differential scanning calorimetry; Tg glass transition temperature; XPS X-ray photoelectron spectroscopy; SNDR surface normalized dissolution rate; DLS dynamic light scattering; C/S concentration-to-solubility ratio of the drug in the drying droplet; χ Flory-Huggins interaction parameter; DVS dynamic vapor sorption; LLPS liquid-liquid phase separation; SI p. = page of the supporting information (PDF index).

Graphical abstract: More solvent water, more supersaturation during drying
Graphical abstract · p.2 · More solvent water, more supersaturation during dryingShows. drying paths in the drug-polymer-solvent-water tetrahedron (red = drug above its solubility) and C/S against time for a wet and a less wet feed.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Does water in a methanol spray solvent make spray dried ritonavir-PVPVA dispersions phase separate, which methods can detect it in the powder, and does it change how fast the drug dissolves?

Short answer

Yes. From 60:40 H2O:MeOH, a feed that had already separated, the particles carried 59-70% ritonavir on the surface at 25% DL and the 25% DL dissolution rate fell to about a quarter; from 10:90 the separation was subtle (a second phase only in aged DSC at 50% DL) but the 25% DL rate still fell by about a third. A drying model puts the onset near 12.5:87.5 H2O:MeOH at 25% DL. ·······

Conclusion

For ritonavir-PVPVA dispersions spray dried at 4% solids, water in the methanol spray solvent "can lead to phase separation" during drying, and both experiment and model "suggested" that the extent grows with the amount of water. ·· At 25% DL, the loading reported earlier as the congruent-release boundary of this pair, the separation caused by 10:90 "appeared to be subtle and was hard to capture" by solid-state methods, yet dissolution slowed; the authors attribute the slower release "possibly" to slow-releasing drug-rich phases and "likely" to surface drug enrichment and less drug available for congruent release, neither of which was measured directly. ··· At 50% and 75% DL release was already close to that of neat amorphous ritonavir and did not change with the solvent, so the effect of phase separation on release is "expected to be more profound" at low DL. ·· Surface compositions from the pyrene probe showed "good agreement" with XPS, which the authors offer as a fast, low-cost surface method. The drying model with a four-component Flory-Huggins phase diagram is described as "consistent with experimental observations", "suggesting" that small changes in solvent composition near a phase boundary may change phase behavior strongly; in the model the 10:90 trajectory itself stays in the one-phase region at 25% and 50% DL. ··· Colloids of 390-467 nm formed only during dissolution of the 25% DL dispersions and are attributed to liquid-liquid phase separation in solution, not to domains formed during drying. ··

01Why this study

Known 1Water makes ASDs separate

Phase separation, often driven by water, happens during manufacture, storage and dissolution, and leads to crystallization and altered release.

Mugheirbi 2017, ref 8; Rumondor 2011, ref 10; Purohit 2017, ref 12

Known 2Trace water in the solvent already splits films

Small amounts of water in otherwise non-aqueous solvents caused substantial phase separation in spin-coated and rotary-evaporated dispersions.

Li 2017, ref 23; Li 2019, ref 15

Known 3One Tg is not proof of mixing

DSC can miss small domains; fluorescence probes and XPS have been used instead.

Qian 2010, ref 11; Purohit 2015, ref 29; Bhardwaj 2018, ref 31 ·

Known 4Ritonavir-PVPVA releases congruently up to 25% DL

Above it, release slows to that of the neat amorphous drug.

Indulkar 2019, ref 67 ·

Gap → this paperDoes water in a spray solvent cause phase separation in spray dried particles, can it be detected in the powder, and does it matter for release?
More detail

What was already known. References are numbered as printed in the paper.

  • Spray drying conditions matter. The properties of spray dried dispersions depend on solvent composition, solids loading, drying rate and dryer geometry (refs 40, 45-47), but how these parameters change phase behavior was unclear; most work on ASD phase behavior used calculated miscibility (refs 34-39) or model samples made by spin coating, rotary evaporation, film casting or solvent-free methods (refs 15, 23, 40-44).
  • Water drives phase separation. ASDs are kinetically stabilized and prone to phase separation, often driven by water, during manufacturing (Mugheirbi 2017, ref 8; Chen 2018, ref 9), storage (Rumondor 2011, ref 10; Qian 2010, ref 11) and dissolution (Purohit 2017, ref 12), with crystallization (refs 13, 14) and altered release (Purohit 2017, ref 12; Li 2019, ref 15) as consequences.
  • Detection is hard. DSC is the usual gold standard (Baird 2010, ref 16), but a single Tg does not reliably show homogeneity (Qian 2010, ref 11); domains below 100 nm or small Tg differences can escape it, two Tgs do not always mean immiscibility in polymer blends (refs 60-62), and heating can mix or demix the sample (Purohit 2015, ref 21). AFM and TEM need flat or thin model samples (refs 15, 17-24), solid-state NMR is costly and slow (refs 25-28), while pyrene fluorescence (Purohit 2015, ref 29; Purohit 2017, ref 25; Tian 2016, ref 30) and XPS of spray dried particle surfaces (refs 9, 31, 32) have been applied. ··
  • Water in the spray solvent is a plausible risk. Trace water in otherwise non-aqueous solvents caused substantial phase separation in spin-coated films (Li 2017, ref 23) and rotary-evaporated dispersions (Li 2019, ref 15). Water may enter a spray solvent from the air or be added to dissolve a component, and solvent pairs with different boiling points and polarity, such as methanol-dichloromethane, could shift composition during drying in the same way.
  • The model pair. Ritonavir crystallizes slowly (Baird 2010, ref 16), so amorphous phase separation can be studied without crystallization getting in the way; PVPVA is widely used and dissolves in both methanol and water (ref 50). Ritonavir's amorphous solubility at pH 6.5 is 19-38 µg/mL, against 1.3-2.4 µg/mL crystalline (Ilevbare 2013, ref 53). ·
  • The release benchmark. Copovidone dispersions release drug and polymer together (congruently) at low DL and much slower above a drug-specific limit; for ritonavir-PVPVA the limit is 25% DL, and at 40% and 50% DL release resembles that of the neat amorphous drug (Indulkar 2019, ref 67; limits of 5% to about 30% in refs 68-71). Phase-separated domains can speed or slow release depending on their composition and location (Li 2019, ref 15). ··

What the paper set out to do. Two goals: to understand how a binary spray solvent containing water affects the miscibility of a spray dried model ASD, and to develop experimental and theoretical approaches to follow the phase behavior, combining DSC, pyrene fluorescence and XPS for orthogonal checks, surface normalized dissolution for performance, and a droplet drying model for the composition path. ··

02How they approached it

One drug-polymer pair dried under one set of dryer conditions, varying only the water in the methanol spray solvent and the drug loading; each dispersion is probed in bulk (DSC), at the particle surface (pyrene fluorescence, XPS) and in release (intrinsic dissolution), and the drying droplet is simulated. ···

RTV-PVPVA SDD from methanol0:100 controlWater-free feed; one Tg and a surface matching the bulk; 25, 50 and 75% DL; measured. ··
RTV-PVPVA SDD from 10:90 H2O:MeOHlow waterOne-phase feed; subtle separation; 25, 50 and 75% DL; measured. ··
RTV-PVPVA SDD from 60:40 H2O:MeOHhigh waterFeed already separated into drug-rich droplets, so a suspension was sprayed; 25, 50 and 75% DL; measured. ·
50% DL SDDs from 20:80 and 40:60DSC seriesIntermediate water contents; aged DSC only; measured. ·
Methanol SDDs stored at 75% RHhumidity-induced separationReference for the pyrene ratio only; measured. ·
Neat amorphous ritonavirrotary evaporatedDissolution control; measured. ·
Simulated drying dropletsmodel onlyInitial H2O:MeOH from 10:90 to 50:50 at 25% and 50% DL; modelled only.

What was done

Experiment

RTV + PVPVA at 25, 50 and 75% DL in MeOH or H2O:MeOH, 4% solids→spray dried (outlet 50 °C)→tray dried at 30 °C.·

↓
Experiment

PXRD and modulated DSC→crystallinity and Tg→50% DL SDDs aged 72 h at 40 °C→second-phase signals.··

Experiment

Pyrene peak 1/3 ratio→local polarity→surface %RTV by calibration.·

Experiment

XPS of C 1s, O 1s and S 2p→surface %RTV.

↓
Experiment

Intrinsic dissolution at pH 6.5→SNDR; DLS→colloid size.·

Model

Droplet heat and mass transfer ODEs→composition path→four-component Flory-Huggins→two-phase region and C/S.··

↓
Comparison

Pyrene versus XPS surface composition; SNDR versus surface composition; simulated paths versus measured separation.···

More detail

What was done

  1. Spray drying. Ritonavir and PVPVA (25, 50, 75 wt% DL) with 0.1 wt% pyrene were dissolved at 4% solids in methanol, 10:90 or 60:40 H2O:MeOH (w/w); 50% DL was also sprayed from 20:80 and 40:60. A BLD-35 dryer with a Schlick 2.0 nozzle ran at 175-195 °C inlet, 50 °C outlet, 120 psi, 450 g/min drying gas and 25 g/min feed; powders were tray dried at 30 °C for at least 12 h and stored at 4 °C over drierite. The 60:40 feed had already separated into drug-rich droplets in a polymer solution before spraying. ··
  2. Solid state. PXRD (5-35° 2θ) checked crystallinity. Modulated DSC (2.5 °C/min, ±1.5 °C every 60 s, nonhermetic pans) gave Tg as the midpoint; because the first DSC runs of the 50% DL series were ambiguous, those samples were aged 72 h at 40 °C and rerun: a low-temperature event that shrinks on aging was read as solvent, one that stays or grows as a drug-rich phase. ···
  3. Surface. Pyrene's emission peak 1/3 ratio (excitation 332 nm) falls in less polar surroundings; the ratios of the methanol SDDs against DL served as a calibration to back-calculate surface %RTV. XPS (Al Kα, at least 4 spots) gave surface %RTV from the C 1s and O 1s peaks fitted with pure-compound spectra, with S 2p as a check. ··
  4. Release. About 50 mg of powder was compressed (1500 psi, 2 min) in an 8 mm die with an ethyl cellulose backing and rotated at 100 rpm in 100 mL pH 6.5, 50 mM phosphate buffer; ritonavir was assayed by HPLC and the slope of concentration against time, normalized to area and DL, gave the SNDR (n = 3). Neat amorphous ritonavir served as control. Colloids in the medium and precipitates in the 60:40 solvent were sized by DLS. ·
  5. Model. A spherical 30 µm droplet was split into concentric shells inside a closed gas shell; ODEs moved mass (diffusion plus an evaporation-tied flow) and heat (conduction) between shells, with modified Maxwell evaporation at the surface. Along the computed composition path, a four-component Flory-Huggins free energy with six χ values located the drug solubility; points above it were drawn red, and C/S tracked the degree of supersaturation. ···

Key equations

Flory-Huggins free energy of mixing (Eq. 12, SI)
ΔGmix=RT∑i=1nφiNlnφi∑i=1K−1∑j=i+1Kχijφiφj

The free energy of mixing methanol, water, ritonavir and PVPVA from their volume fractions φ and pairwise interaction parameters χ; as printed the combinatorial sum and the χ sum are not joined by an operator, while the standard form adds them. Its minima along the drying path locate the two-phase region.··

Flory-Huggins sorption isotherm (SI footnote 3)
lna1,g=lnϕ1+ϕ2(1−v1v2)+χ12ϕ22

Vapor activity against the volume fractions of sorbed vapor and solid; fitting it to vapor sorption data gave the drug- and polymer-solvent χ values (0.8, 2.8, 0.73, 1.13).·

Modified Maxwell evaporation (Eq. 6, SI)
kevap=4πrdroplet,tDvFW1Psat,1RTdroplet,boundary×10−6(1−RS)

The evaporation rate of each solvent scales with droplet radius, vapor diffusivity and saturation pressure; methanol's higher volatility is what bends the composition path toward water.·

Terms used on this page
  • SDD: spray dried dispersion. DL: drug loading, wt% ritonavir in the solids.
  • Two-phase region (binodal): compositions where the drug exceeds its solubility and a drug-rich phase can separate.
  • C/S: drug concentration divided by its solubility in the current droplet composition; above 1 the droplet is supersaturated.
  • Pyrene peak 1/3 ratio: ratio of two vibronic emission bands of pyrene; lower values mean less polar surroundings.
  • Non-reversing heat flow: the part of the modulated DSC signal that holds enthalpic relaxation; an aged glass shows a peak near its Tg.
  • SNDR: surface normalized dissolution rate from a constant-area compact.
  • Congruent release: drug and polymer leave the dispersion at the same rate, governed by the polymer.

03Main findings

1

Methanol dispersions are one phase; at 75% DL the 10:90 dispersion already shows two transitions

Methanol SDDs had one Tg, falling from 91 to 75 to 63 °C as DL rose from 25 to 75%; from 10:90 the 25% and 50% DL SDDs also had one Tg (92 and 75 °C), but the 75% DL SDD showed multiple transitions. ··

Fig. 3: Unaged DSC of 25-75% DL SDDs from methanol and 10:90
Fig. 3 · p.16 · Unaged DSC of 25-75% DL SDDs from methanol and 10:90Shows. one Tg falling 91 → 75 → 63 °C for methanol SDDs; the 75% DL 10:90 trace (black, top) has two steps.Also supports K1
More detail

The methanol SDDs shown by PXRD were X-ray amorphous (broad halo, none of the sharp crystalline peaks), and no SDD showed a melting peak in DSC; PXRD of the water-containing SDDs is not shown. ·· In unaged modulated DSC every methanol SDD had a single glass transition, at 91, 75 and 63 °C for 25, 50 and 75% DL, between ritonavir's Tg of 51 °C and PVPVA's 108 °C. From 10:90, the 25% DL SDD (92 °C) and the 50% DL SDD (75 °C) also had one transition, the latter slightly broader than its methanol twin, which the authors say "may indicate subtle inhomogeneity". The 75% DL SDD from 10:90 showed a step starting near ≈50 °C and a second near ≈90-97 °C, read as multiple amorphous phases ("suggesting"). ···· The discussion assigns this two-Tg result to the 75% DL system "prepared with 60% water", but Fig. 3 contains only methanol and 10:90 samples. ·

2

Aging reveals a second phase in 50% DL dispersions from 10:90 onward

After 72 h at 40 °C, 50% DL SDDs from 10:90, 20:80 and 40:60 showed a second non-reversing event near ≈50-55 °C beside the main one near ≈68-70 °C; the methanol SDD showed only the main one. ·

Fig. 4: Aged 50% DL SDDs from four solventsFig. 4: Aged 50% DL SDDs from four solvents
Fig. 4 · p.17-18 · Aged 50% DL SDDs from four solventsShows. (A) the reversing step broadens with solvent water and splits at 40:60; (B) the non-reversing peak gains a shoulder near 50-55 °C for every water-containing solvent.Also supports K1
More detail

The first DSC runs on the four 50% DL SDDs gave broad, ambiguous transitions, so the samples were aged at 40 °C, which the authors judge too low to induce phase separation, to let pre-existing phases relax. · In the reversing signal the glass transition widened with solvent water, from ≈67-83 °C (methanol) to ≈62-87 °C (10:90) and ≈50-90 °C (20:80), and split into a small step at ≈49-55 °C and a main step at ≈65-85 °C for 40:60. In the non-reversing signal the methanol SDD had one relaxation peak at ≈70 °C, whereas 10:90, 20:80 and 40:60 had a shoulder at ≈50-55 °C plus the main peak at ≈68-69 °C, which the authors take as "confirming the presence of a second phase". ·· They conclude that pre-existing separation "can be readily detected as the enthalpic relaxation peak grows", and that DSC with careful sample preparation is a useful complement.

3

The pyrene probe sees a less polar environment in 60:40 dispersions

The pyrene peak 1/3 ratio of methanol SDDs fell almost linearly from ≈2.15 (0% RTV) to ≈1.62 (100%); 10:90 SDDs matched it, whereas 60:40 SDDs were lower at every DL (≈1.87 against ≈2.05 at 25% DL), as were methanol SDDs stored at 75% RH. ···

Fig. 6: Pyrene peak 1/3 ratio against drug content
Fig. 6 · p.20 · Pyrene peak 1/3 ratio against drug contentShows. methanol and 10:90 SDDs on one line; 60:40 SDDs (green) and humid-stored methanol SDDs (purple) lower.Also supports K1
More detail

The ratio drops as more of the lipophilic drug surrounds pyrene, so for one-phase SDDs it tracks drug content; the 10:90 values (≈2.015, ≈1.92, ≈1.775 at 25, 50, 75% DL) were "nearly identical" to methanol (≈2.05, ≈1.89, ≈1.765). ··· SDDs from 60:40 gave ≈1.87, ≈1.78 and ≈1.65, and methanol SDDs stored at 75% RH gave ≈1.83, ≈1.79 and ≈1.67. The authors read the lower values as a less polar pyrene environment that "could be due to" drug-rich regions formed by phase separation into which pyrene partitions; pyrene partitioning was not measured. ···

4

Dispersions from 60:40 have drug-rich surfaces

By XPS, 60:40 SDDs carried 59-70% ritonavir on the surface at 25% DL and 85-91% at 50% DL (O 1s and C 1s), against 20-21% and 45-50% for methanol SDDs; the 25% DL 10:90 SDD was also enriched (34-43%). Surface contents back-calculated from the pyrene ratio followed XPS within about 20 points. ····

Fig. 7: XPS surface drug content against nominal content
Fig. 7 · p.21 · XPS surface drug content against nominal contentShows. (A) 10:90 and (B) 60:40 points against the methanol line; 60:40 surfaces far above the line at 25% and 50% DL.Read it as. dark blue and red = methanol O 1s and C 1s; light blue and orange = water-containing solvent O 1s and C 1s.Also supports K2
More detail

For methanol SDDs the XPS surface content rose linearly with DL (R² 0.9720 for O 1s and 0.9946 for C 1s), read as a homogeneous distribution of ritonavir. · The full Table S1 values (C 1s, O 1s, S 2p, % RTV) are: methanol 21/20/25, 50/45/53, 74/82/81; 10:90 43/34/46, 53/38/55, 64/58/67; 60:40 70/59/74, 85/91/85, 74/82/92 at 25, 50 and 75% DL. The authors call the 10:90 departures "slight deviations" at 25% and 75% DL and the 60:40 values "significant surface drug enrichment" at 25% and 50% DL; the 75% DL 60:40 values carry the largest scatter (± 11 and ± 17). ·· They explain the 60:40 surfaces in two ways: the feed was already a suspension of drug-rich droplets whose composition is set by the solvent, not by DL, and heterogeneity "can be carried over"; and water, which boils later than methanol, lingers behind the inward-moving drying front so that the poorly soluble drug "may precipitate" at the surface. · Pyrene-derived contents agreed with XPS for methanol SDDs (≈21, ≈51, ≈74 against 20-21, 45-50, 74-82) but departed by up to ≈20 points for some water-containing SDDs (60:40 at 50% DL ≈71.5 against 85-91; at 75% DL ≈96 against 75-82); the authors still report "good agreement". ··

Fig. 8: Surface content from pyrene against XPS
Fig. 8 · p.22 · Surface content from pyrene against XPSShows. points near the diagonal for methanol SDDs, departures of up to ≈20 points for some 60:40 and 10:90 SDDs.Also supports K5
5

Water in the spray solvent slows dissolution at 25% DL only

At 25% DL the SNDR fell from ≈3.5 (methanol) to ≈2.27 (10:90) and ≈0.90 mg·min⁻¹·cm⁻¹ (60:40), in the same order as surface drug content rose; it stayed over 100 times the ≈0.003-0.006 of 50% and 75% DL SDDs, which were close to neat amorphous ritonavir (≈0.0026) and unchanged by the solvent. ····

Fig. 9: Surface normalized dissolution rates
Fig. 9 · p.23 · Surface normalized dissolution ratesShows. at 25% DL the rate falls with solvent water; 50% and 75% DL are more than 100 times slower and near neat amorphous ritonavir. Note the broken axis.Also supports K3, K4
More detail

The authors describe the 10:90 drop as "by nearly half" and the 60:40 drop as "about a quarter of the original value"; read from Fig. 9 the ratios are ≈0.65 and ≈0.26. ·· Plotted against XPS surface content (Fig. 10A), the three 25% DL SDDs fall from ≈3.5 at ≈21% surface ritonavir to ≈2.28 at ≈43% and ≈0.92 at ≈70%. ·· At 50% DL the SNDR was ≈0.0063 (methanol), ≈0.0054 (10:90) and ≈0.0053 (60:40), and at 75% DL ≈0.0033, ≈0.0040 and ≈0.0031, against ≈0.0026 for neat amorphous ritonavir; the authors call these slightly higher than or similar to the neat drug and note that the test conditions "may" not have been discriminative. ···· In Fig. 10B the 0% and 10% labels of the 50% DL points appear swapped relative to Fig. 9 and Table S1. For the 25% DL 10:90 SDD the authors say "microstructural and local compositional changes may be subtle" but caused "remarkable changes" in dissolution.

Fig. 10: Dissolution rate against XPS surface drug content
Fig. 10 · p.26 · Dissolution rate against XPS surface drug contentShows. (A) 25% DL rate falls as surface drug rises; (B) no trend at 50% and 75% DL.Also supports K3
6

Colloids form only from 25% DL dispersions, whatever the solvent

During dissolution all 25% DL SDDs exceeded the amorphous solubility and formed drug-rich colloids of 390-467 nm; none formed at 50% or 75% DL. Precipitates formed in the 60:40 solvent were 1626 ± 94 nm. ··

More detail

Colloid sizes were 390 ± 21 nm (methanol, 60 min), 467 ± 24 nm (10:90, 60 min) and 454 ± 23 nm (60:40, 130 min). Adding 60 wt% water to a methanol solution at 1.6% solids gave precipitates of 1626 ± 94 nm, and the authors expect still larger ones in the 4% solid feed, and growth rather than breakage of soft, low-Tg drug particles during spray drying. · They conclude that the colloids are not the domains formed during spray drying but come from liquid-liquid phase separation as drug is released quickly ("Clearly"), and that fast release with colloid formation survives even 60% water in the spray solvent at 25% DL. ·

7

In the model, a few percent more water sends the drying droplet deep into the two-phase region

Methanol leaves first, so the droplet's water fraction first rises (15 → ≈26% for 15:85) and the composition path bends toward the water corner; at 25% DL the path enters the two-phase region from about 12.5:87.5, and C/S peaks near ≈2.4 at 12.5:87.5 but ≈320 at 15:85. At 50% DL the 11.5:88.5 path already crosses it, while 10:90 stays one phase at both loadings. ······

See also Fig. 13

Fig. 11: Computed drying paths at 25% DL and pseudo-ternary sections
Fig. 11 · p.31 · Computed drying paths at 25% DL and pseudo-ternary sectionsShows. (A) paths turn red (supersaturated) from 12.5:87.5 upward; (B-D) the two-phase region grows from a small lobe at 11.5:88.5 to nearly the whole diagram at 30:70.Also supports K6
More detail

Without water, ritonavir, PVPVA and methanol are fully miscible, so fast solvent removal "should" give a homogeneous dispersion. With water, the computed paths become parabolic and, as water increases, pass ever closer to and then through the water-rich two-phase region; at the end of drying all paths return to the same one-phase dry composition, which the authors attribute to a "favorable" drug-polymer interaction parameter, although the SI sets χ34 at 0.5. ··· At 25% DL, 10:90 and 11.5:88.5 stay below the drug solubility throughout, 12.5:87.5 crosses it over a middle segment, and 15:85 and wetter feeds are supersaturated over most of the path; the authors place the threshold at "approximately 12.5/87.5", which "may move higher or lower" because concentration gradients were not modelled and χ is uncertain. ·· At 50% DL the 11.5:88.5 path is supersaturated over most of its length. · In pseudo-ternary sections at 11.5:88.5 the 25% DL path bypasses the two-phase region while the 50% DL path runs along its edge; at 15:85 and 30:70 both paths run inside it for most of their length. · C/S at 15:85 climbs from ≈0.23 to ≈320 within ≈0.3 s and stays above 1 until ≈0.6 s; at 12.5:87.5 it exceeds 1 only between ≈0.28 and ≈0.42 s, with a maximum of ≈2.4. · The authors conclude that "a small increase in initial water content, when near a phase boundary, can have strong effects" on driving force and time for separation, and that deep paths give nearly pure drug-rich phases while grazing paths give phases mixed with solvent or polymer. ··

Fig. 12: Computed drying paths at 50% DL
Fig. 12 · p.32 · Computed drying paths at 50% DLShows. 11.5:88.5 already red over most of its path; 10:90 blue.

04Further observations

  • The 60:40 feed was a suspension of drug-rich droplets before spraying.
  • For the 75% DL 60:40 SDD the three XPS signals disagree (74-92% ritonavir). ·
  • The simulated droplet dries in ≈0.5-0.7 s and is hot for <1% of that time.
  • The assumed drug-polymer χ mainly moves the drug-polymer side of the computed diagram. ·
  • Pyrene sees only the near-surface region, as XPS does. ·
More detail
  • The 60:40 feed was already separated. Before spraying, the 60:40 solution held drug-rich droplets suspended in a polymer solution, so it was a suspension that was dried; the other feeds were one phase. ·
  • One SDD has uncertain surface data. The 75% DL 60:40 SDD gave 74 ± 11 (C 1s), 82 ± 17 (O 1s) and 92 ± 2 (S 2p) % ritonavir, the widest spread in Table S1. ·
  • Drying is fast. A 30 µm simulated droplet dries in about 0.5-0.7 s depending on water content; it starts above 100 °C but spends <1% of the simulated time at high temperature before settling near the wet-bulb temperature (<10 °C), the authors' reason for using room-temperature χ values. ·
  • χ34 is uncertain. The main text estimates the drug-polymer χ as "likely <0.5, and possibly close to zero", the SI assumes 0.5; varying it from -0.5 to 0.5 mainly shifted the polymer/drug-rich side of the diagram, which the authors say does not change their conclusions. ···
  • Both surface methods are shallow. XPS reads the outer 0-10 nm; the authors argue that UV light reaches only a fraction of its wavelength into a solid, so solid-state pyrene fluorescence is also surface sensitive; pyrene has detected 2-8 nm domains in another dispersion (ref 25). ·
  • Humidity reproduces the pyrene shift. Storing methanol SDDs at 75% RH lowered the ratio to ≈1.83-1.67, close to the 60:40 values. ·

05How the authors connect the findings

1Methanol evaporates faster than water, so the drying droplet gets richer in water before it dries. ·
↓
2Water is an antisolvent for ritonavir: its solubility drops and the composition can cross into the two-phase region (C/S > 1). ··
↓
Little water, low DLPath bypasses or grazes the two-phase region↓brief or no supersaturation↓drug and polymer mix again as solvent leaves↓homogeneous SDD with fast, congruent release at 25% DL.···
More water, or a feed already separatedDeep and long supersaturation, or drug-rich droplets in the feed↓drug-rich domains and a drug-enriched surface as water lingers behind the drying front↓fewer low-DL domains and a slow-releasing surface↓slower release at 25% DL.···
High DL (50, 75%)More prone to separate↓release already incongruent and close to neat amorphous drug↓little further change.·
What sets the switch point. The initial water content relative to the phase boundary (about 12.5:87.5 at 25% DL in the model) and the DL relative to the congruent-release boundary (25% DL for this pair). ··
Conclusion drawn. Near a phase boundary a small increase in solvent water "can have strong effects" on the driving force and time for separation, and its effect on release "is expected to be more profound in low drug loading systems". ·
Fig. 13: Supersaturation and water content during drying, 25% DL
Fig. 13 · p.33 · Supersaturation and water content during drying, 25% DLShows. (A) C/S just above 1 for 12.5:87.5 but up to ≈320 for 15:85; (B) water rises before it falls.Also supports F7, K6
More detail
  1. In a methanol-water feed, methanol evaporates faster, so the water fraction rises during drying (from 15 to ≈26% for a 15:85 feed in the model) before it falls to zero; the composition path curves toward the water corner. ·
  2. Water acts as an antisolvent for ritonavir while PVPVA dissolves in both solvents, so the drug's solubility falls as water accumulates; polymer concentration rises at the same time and "can also facilitate drug solubilization", so C/S reflects both. More initial water lowers solubility so fast that wet feeds start inside the two-phase region. ··

Little water, low DL. At 10:90 to 11.5:88.5 and 25% DL the path stays below the solubility, and at 12.5:87.5 C/S exceeds 1 only briefly; at the end the favourable drug-polymer interaction brings the system back to one phase. Such an SDD keeps the congruent, polymer-controlled release of a 25% DL ritonavir-PVPVA dispersion. ····

More water. At 15:85 and above the drying droplet is supersaturated up to ≈320-fold for most of its life; at 60:40 the feed is already a suspension of drug-rich droplets whose composition is set by the solvent. The dried particles carry drug-rich domains and a drug-enriched surface, helped by water lingering behind the inward-moving drying front. At or below the congruent boundary, drug-rich phases leave less drug in fast-releasing low-DL domains, and a drug-rich surface "could prevent or slow down" release from the core; the authors judge both "likely" behind the slower 25% DL dissolution. ·····

High DL. At the same solvent, more of the path lies in the two-phase region at higher DL, so 50% and 75% DL SDDs are "more prone" to separate; but their drug contents, even at surface compositions of 38-91% ritonavir, "appeared to be well above" the congruent boundary, so release was incongruent and close to the neat drug, and separation "may be minimal" in its effect. ··

What sets the switch point. For drying, the initial water content against the model threshold (about 12.5:87.5 at 25% DL; lower at 50% DL); for release, the DL against the congruent-release boundary (25% DL). ··

Conclusion drawn. Calculated diagrams and trajectories are "consistent with experimental observations, suggesting that small variations in solvent composition may cause significant changes in ASD phase behavior during drying"; the release consequences are "expected to be more profound in low drug loading systems". ·

06What it means for formulation

Stated by the authors
  • Water in a spray solvent, added on purpose or picked up by hygroscopic solvents, can change SDD microstructure and dissolution.
  • Routine dissolution tests and DSC can serve as quality indicators of SDD homogeneity.
  • Phase diagrams with drying trajectories can assess phase-separation risk for mixed solvents.
AI reading, not stated in the paper
  • For a low-DL SDD near its congruent limit, a clean DSC trace does not clear the batch; dissolution is the sensitive test.
More detail
Stated by the authors
  • Water is sometimes added to spray solvents to dissolve polymers or surfactants, and hygroscopic solvents such as methanol and acetone pick up moisture in storage; if phase separation occurs during drying, even a small amount "can have a profound impact" on microstructure and dissolution.
  • Solvent mixtures used for cellulosic polymers (methanol-dichloromethane) change composition during drying, so phase separation "is also possible" whenever drug and polymer solubilities differ between the solvents.
  • Release testing was the most sensitive method for low-DL SDDs; DSC with carefully designed sample preparation (aging) also helps, and routine dissolution tests and DSC "can serve as quality indicators", although more sensitive direct methods "may be needed". ··
  • Pyrene fluorescence could assess SDD surface composition as a fast, low-cost method.
  • The findings "should aid" spray drying process development and the risk assessment of solvent-based processes with mixed solvents.
AI reading, not stated in the paper
  • Treat the water content of the spray solvent as a process parameter to specify and test, especially for low-DL dispersions whose release depends on congruent dissolution; here a 10% water content already cost about a third of the release rate.
  • A clean DSC trace or a near-nominal surface composition does not clear a low-DL SDD; a constant-area dissolution test picked up the 10:90 change that DSC and pyrene missed.
  • At high DL the same separation is hard to see in release, because release is already slow; there, solid-state methods (aged DSC) carry the burden.
  • A feed that is already cloudy (as at 60:40) gives drug-rich particle surfaces; checking feed clarity before spraying is a cheap screen.

07Open questions

Raised by the authors
  • More sensitive direct miscibility methods "may be needed".
  • The model threshold "may move higher or lower" with concentration gradients and better χ values.
  • The dissolution conditions may not have been discriminative at 50% and 75% DL.
Not covered by this paper (AI reading)
  • Size and location of the domains inside the particles were not measured.
  • The model keeps 10:90 one-phase although the experiments suggest separation.
More detail
Raised by the authors
  • Powerful techniques with higher sensitivity for direct miscibility characterization "may be needed".
  • The 12.5:87.5 threshold "may move higher or lower depending on concentration gradients which were not explicitly considered in these simulations, and the limited accuracy of χ parameters".
  • The lack of a solvent effect at 50% and 75% DL "may also be because the dissolution conditions used in this work were not discriminative".
Not covered by this paper (AI reading)
  • The size, number and location of drug-rich domains inside the particles were not measured, so the surface-barrier and fewer-low-DL-domains explanations rest on surface composition and release alone.
  • Polymer release was not measured, so congruency of the 25% DL SDDs was taken from earlier work rather than shown.
  • The model's χ values are partly assumed and inconsistently described, it keeps the 10:90 path in the one-phase region at both loadings, and no 75% DL path is shown. ··
  • One drug, one polymer, one dryer setting and one dissolution condition (temperature not printed) were tested; storage stability of the separated SDDs was not followed.
  • No 60:40 DSC and no PXRD of the water-containing SDDs are shown. ·

08How solid

AI assessment, not a statement made in the paper
Moderate

The 60:40 effect is clear and seen by pyrene, XPS and dissolution, and aged DSC shows a second phase from 10:90 at 50% DL. But the 10:90 effect at 25% DL rests mainly on one dissolution comparison, several statements disagree with the paper's own figures, and the model does not place 10:90 in the two-phase region. ······

More detail
What holds
  • The 60:40 SDDs differ from methanol SDDs by three independent methods: lower pyrene ratio, drug-rich surfaces by XPS (three elements), and a ≈4-fold slower 25% DL dissolution. ···
  • XPS of the methanol SDDs matches the nominal composition (R² 0.97-0.99), so the method itself is sound for these powders.
  • Aged DSC gives a consistent extra low-temperature event in all three water-containing 50% DL SDDs and not in the methanol one.
  • The 25% DL dissolution rates follow surface drug content monotonically across the three solvents, with n = 3. ···
  • The model reproduces the experimental trend of more separation with more water and more at higher DL. ··
What weakens it
  • Text and figures disagree in several places: "nearly half" versus a ≈35% drop, a "60% water" DSC result that Fig. 3 does not contain, swapped labels in Fig. 10B, and a fluorescence-XPS comparison cited to the wrong figure. ···
  • The claim that the 25% DL 10:90 SDD shows no solid-state change overlooks its XPS surface enrichment (43% against 21% by C 1s).
  • "Good agreement" between pyrene and XPS allows departures of up to ≈20 points, and the two methods rank the 50% and 75% DL 60:40 SDDs differently.
  • 60:40 DSC data and PXRD of the water-containing SDDs are not shown. ·
  • The model's χ34, integration scheme and χ sources are described differently in the main text and SI, its drying conditions differ from the dryer used, and it keeps 10:90 one-phase. ····
  • The dissolution temperature and the 75% RH storage conditions are not printed.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Graphical abstract (p.2)Summarizes the idea: more solvent water, longer and higher supersaturation during drying.headerThe blue C/S curve does not match Fig. 13A.
Fig. 1 (p.7)Defines the system: structures of ritonavir, PVPVA and the pyrene probe.··0.2
Table 1 (p.8-9)Spray drying settings shared by all SDDs.0.2
Table 2 (p.9)Which SDDs were made and which analyses each received.0.2PXRD of water-containing SDDs listed but not shown.
Table 3 (p.13-14)Properties of ritonavir and PVPVA (Tg 51 and 108 °C, solubilities).·0.1
Fig. 2 (p.15)Methanol SDDs are X-ray amorphous.F1Only methanol SDDs shown.
Fig. 3 (p.16)key figureUnaged DSC: one Tg for methanol SDDs, multiple transitions at 75% DL from 10:90.F1, K1The discussion cites it as a 60% water result.
Fig. 4 (p.17-18)key figureAged DSC: a second phase in 50% DL SDDs from 10:90 to 40:60.·F2, K1
Fig. 5 (p.19)Pyrene emission bands used for the peak 1/3 ratio, and the excimer band of crystals.0.2
Fig. 6 (p.20)key figurePyrene ratio lower for 60:40 and humid-stored SDDs.F3, K10% and 100% points of unstated origin.
Fig. 7 (p.21)key figureXPS: drug-rich surfaces for 60:40, smaller departures for 10:90.·F4, K210:90 departures larger than "slight" at 25% DL.
Fig. 8 (p.22)key figurePyrene-derived against XPS surface content.F4, K5Departures up to ≈20 points.
Fig. 9 (p.23)key figureDissolution rates: solvent matters at 25% DL only.F5, K3, K410:90 drop ≈35%, not "nearly half".
Table 4 (p.25)Colloid sizes during dissolution of 25% DL SDDs.F6, K7
Fig. 10 (p.26)key figureDissolution rate against surface drug content.F5, K350% DL labels 0% and 10% water appear swapped.
Fig. 11 (p.31)key figureComputed paths and two-phase regions at 25% DL; threshold ≈12.5:87.5.·F7, K610:90 stays one phase in the model.
Fig. 12 (p.32)key figureComputed paths at 50% DL: 11.5:88.5 already separates.F7, K6
Fig. 13 (p.33)key figureC/S and water content during drying for 12.5:87.5 and 15:85.·0.5, F7, K6Model conditions differ from the dryer used.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Tables S1-S2 (SI p.2-3)XPS surface composition of all nine SDDs; symbols of the drying model.·F475% DL 60:40 values scatter.