Paper page

Original: publisher page

Pradnya Bapat, Shubhajit Paul, Naveen K. Thakral, Yin-Chao Tseng, Lynne S. Taylor* · Molecular Pharmaceutics 20, 5714-5727 (2023)

Does Media Choice Matter When Evaluating the Performance of Hydroxypropyl Methylcellulose Acetate Succinate-Based Amorphous Solid Dispersions?

In pH 6.8 phosphate, HPMCAS dissolved from compacts about six times faster at the highest than at the lowest buffer capacity tested, drug left the 10% loaded dispersions at the polymer's pace, and the authors trace the effect to a gel layer more acidic than the medium, which lowers polymer solubility at the surface.

Abbreviations

ASD amorphous solid dispersion; HPMCAS hydroxypropyl methylcellulose acetate succinate (grade AQOAT-MF); HPMCAS-TEA triethylamine salt of HPMCAS ("pre-ionized" polymer); IND indomethacin; INDester indomethacin methyl ester; DL drug loading (wt% drug in the ASD); FaSSIF / FeSSIF fasted / fed state simulated intestinal fluid; IDR intrinsic dissolution rate (rotating disk); ELSD evaporative light scattering detector; RH relative humidity; MW molecular weight; buffer capacity in mM/ΔpH; SI p. = PDF page of the supporting information.

Graphical abstract: Media and dispersion factors meet at the gel layer
Graphical abstract · p.5714 · Media and dispersion factors meet at the gel layerShows. compact, gel layer/unstirred water layer and bulk solution, with the pH rising outward; drug factors on one side, buffer pH, pKa, capacity and digestive components on the other.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How do buffer capacity, buffer species, bulk pH and micelles of the release medium change the release of HPMCAS, neat and from dispersions with indomethacin or its methyl ester, and which step limits that release?

Short answer

Buffer capacity matters most: neat HPMCAS released at about 0.16 mg min⁻¹ cm⁻² at 3 mM/ΔpH and about 1.01 at 51 mM/ΔpH, and FaSSIF micelles changed nothing. The gel layer sat 0.6–1.2 pH units below the bulk in phosphate, and release rose with gel pH. At 10% loading the drug left with the polymer; both drugs slowed polymer release, most at high buffer capacity. ······

Conclusion

For HPMCAS-MF compacts at 37 °C, the authors conclude that drug release from dispersions containing a model acidic (IND) or neutral (INDester) drug is controlled by polymer release ("demonstrate"); drug and polymer were measured together only at 10% loading. ···· Polymer release is a strong function of buffer capacity, buffer species, bulk pH, hydrodynamics and drug loading, and was "highly correlated" with the gel-layer pH, which lay well below the bulk pH. ··· They name polymer solubility at the polymer–solution interface as the rate-limiting step ("was elucidated as"): protons released as HPMCAS ionizes lower the interfacial pH ("probable"), buffer species carry them away, and release is limited by diffusion across the boundary layer rather than by chain disentanglement ("in line with the supposition"). ···· Both drugs lower polymer release, INDester "somewhat" more than IND at high buffer capacity, "most likely" because they reduce hydration of the polymer. ·· Two links in this chain were not measured: HPMCAS solubility at the interfacial pH, which rests on cited data that stop at pH 6.5, and hydration of the gel in the medium, which was inferred from water uptake from humid air. · The authors extend the results to the intestine, where low buffer capacity "might" make release polymer-diffusion-controlled and slower than in common test media. ·

01Why this study

Known 1Release can be polymer-controlled

At lower drug loading the drug enters solution at the polymer's dissolution rate as colloidal species, so Noyes–Whitney equations fail and polymer release must be measured too.

Simonelli 1969, ref 17; Yang 2023, ref 18; Saboo 2020, ref 19 ·

Known 2Buffer capacity rules enteric coatings

Above a threshold pH, buffer capacity dominates drug release from enteric-coated forms.

Shek 1978, ref 32; Hens 2017, ref 33; Sakamoto 2021, ref 34

Known 3HPMCAS dissolution and drug release are linked

Some studies tie drug release from HPMCAS dispersions to the polymer's dissolution rate.

Hiew 2022, ref 12; Qian 2012, ref 38; Wang 2018, ref 39

Known 4A model exists for carboxylic polymers

For Eudragit L and S, diffusion-limited dissolution scales with polymer solubility at the interface, and buffer species raise it by carrying protons away.

Nguyen 2005, ref 51

Gap → this paperHow do the buffer capacity, species and pH of the medium change HPMCAS release when the polymer is molecularly mixed with a lipophilic drug?
More detail

What was already known. The introduction and discussion build on these points:

  • Supersaturation, not sink release, is what counts. Dispersions raise bioavailability by creating supersaturated solutions that drive membrane transport, so release should be tested under nonsink conditions ("generally accepted"; Indulkar 2016, ref 1; Sun 2016, ref 15; Mosquera-Giraldo 2018, ref 16).
  • Two release regimes. Release is drug-controlled at higher and polymer-controlled at lower drug loading, first shown for PVP dispersions (Simonelli 1969, ref 17) and studied in copovidone dispersions (Yang 2023, ref 18; Saboo 2020, ref 19). In the polymer-controlled regime the drug enters the bulk regardless of the drug concentration there and forms colloidal drug-rich species, so Noyes–Whitney type equations fail (refs 20, 21).
  • Biorelevant media complicate the picture. Drug speciation in micellar media makes release data hard to deconvolute, and the link between measured concentration and supersaturation is hard to establish (Elkhabaz 2018, ref 22).
  • Measure the polymer too. Because release may be polymer-controlled, polymer release should be measured as well as drug release (refs 17, 23).
  • pH and buffer capacity for enteric polymers. Phosphate buffers at pH 6.5 or 6.8 are the usual surrogate media. pH matters for ionizable drugs (refs 24, 25) and for polymers with pH-dependent solubility; older enteric-coating studies focus on when the coat ruptures, and only a few give polymer release rates (refs 26–31, 40–45). Above a threshold pH, buffer capacity dominates release from enteric-coated forms (refs 32–34).
  • HPMCAS in dispersions. HPMCAS is increasingly used in commercial dispersions (Qi 2022, ref 35) because it delays crystallization from supersaturated solutions (refs 12, 35–37). Some studies link drug release to the HPMCAS dissolution rate (refs 12, 38, 39), and a recent study found that the buffer system changes drug release from a dispersion, without measuring polymer release (Sakamoto 2021, ref 34).
  • A dispersion is not a coating. In a dispersion the drug and the enteric polymer are mixed molecularly, whereas in a coated form they sit in separate phases, so dispersions "may" respond differently to the medium.
  • Polymer dissolution background, used in the discussion. Glassy entangled polymers dissolve by swelling into a gel and chain disentanglement (refs 52–62). A carboxylic acid polymer that is insoluble at low pH must first ionize: water and base move in, the acid groups react, the polymer leaves the matrix, and polymer and protons diffuse through the boundary layer; a gel layer adds transport steps (refs 51, 63–65). In Nguyen and Fogler's study of Eudragit L and S, diffusion-limited dissolution scaled with interfacial polymer solubility, buffer species acted as proton carriers, and a plateau of rate against rotation speed marked a switch to disentanglement control (ref 51). For weakly acidic drugs the surface pH lies below the bulk pH, more so at low buffer capacity (Mooney 1981, refs 63, 64; Hens 2022, ref 68). HPMCAS-MF has a pKa of 4.92 or 5.0 and its solubility rises steeply between pH 5.0 and 6.5 (Hiew 2022, ref 12; Nguyen 2023, ref 67). Fasted intestinal fluids have buffer capacities of 2–8 mM/ΔpH (refs 33, 45, 49, 50). ·····

What the paper set out to do. Measure how the buffer capacity, composition and pH of the medium change HPMCAS release, for the neat polymer and for dispersions with IND and INDester at low and high loading, using surface-area-normalized dissolution (Wood's apparatus) to remove surface-area differences, under different hydrodynamics; image gel formation by confocal microscopy; and estimate the gel-layer pH with a pH-sensitive dye built into the polymer.

02How they approached it

One enteric polymer and two drugs that differ only in an acid group (IND ionizes at pH 6.8, INDester does not), pressed into compacts of fixed area so rates compare directly, with drug and polymer assayed separately. The medium was varied one property at a time: buffer capacity at fixed pH, then pH, buffer species, micelles, ionic strength and rotation speed. ··

Neat HPMCASHPMCAS-MF, enteric polymerReference in every medium; pKa 4.92 or 5.0 (cited). Measured.
HPMCAS-TEAtriethylamine saltPolymer "pre-ionized", so it releases no protons as it dissolves. Measured. ·
IND/HPMCAS dispersionindomethacin, 10 and 50 wt% DLWeakly acidic drug, mostly anionic at pH 6.8; crystalline solubility 459 µg/mL. Measured. ·
INDester/HPMCAS dispersionindomethacin methyl ester, 10 and 50 wt% DLNeutral, more lipophilic drug; crystalline solubility 0.6 and amorphous 3.8 µg/mL. Measured. ··
Neat amorphous INDmelt-quenchedDrug without polymer, one medium only. Measured. ·
Fig. 1: Structures of IND, INDester and HPMCAS
Fig. 1 · p.5715 · Structures of IND, INDester and HPMCASShows. IND with a free carboxylic acid (circled OH), INDester with the methyl ester (circled OCH3), HPMCAS with its substituents.

What was done

Experiment

Excess drug in pH 6.8 buffer→crystalline and amorphous solubility.····

Experiment

Rotary-evaporated dispersions, TEA salt and melt-quenched IND→100 mg compacts with a 0.5 cm² face.···

↓
Experiment

Rotating disk, 100 rpm, phosphate 3–51 mM/ΔpH, FaSSIF, FeSSIF, pH 7.5–9.0 media→drug by HPLC, polymer by HPLC-ELSD→normalized release rates.······

↓
Experiment

Partial dissolution→confocal cross-sections→gel thickness.·

Experiment

pH dye in the polymer→gel scraped off→UV-vis→gel apparent pH.·

Experiment

Powders at 95% RH, 12 h→water uptake.·

↓
Experiment

Rotation 100–700 rpm→rate against RPM^0.5.·

↓
Comparison

Release rate against gel pH; rotation data against the diffusion model (eqs 2, 3); results read in the Nguyen–Fogler framework.···

More detail

What was done

  1. Materials. HPMCAS was AQOAT-MF. INDester was made from IND and benzenesulfonic acid in methanol and was more than 98% pure by NMR. HPMCAS-TEA was made by adding one equivalent of triethylamine (2.38 mmol per 2 g polymer) in methanol/dichloromethane and drying. Dispersions were made by rotary evaporation (IND from methanol/dichloromethane at 60 °C, INDester from tetrahydrofuran at 45 °C), cryomilled and sieved to 106–250 µm; they and melt-quenched IND were amorphous by PXRD and polarized light microscopy. ······
  2. Solubility. Crystalline IND and INDester were stirred 48 h at 37 °C in 100 mM pH 6.8 phosphate and ultracentrifuged; amorphous INDester solubility came from a methanolic stock added to buffer containing 1000 µg/mL HPMCAS, with the drug-rich phase pelleted by ultracentrifugation. ·
  3. Release. 100 mg of powder was pressed at 1500 psi into an 8 mm die, leaving one 0.5 cm² face in 100 mL medium at 37 °C and 100 rpm. Samples were taken every 5 min to 30 min and every 10 min to 1 h, with volume replaced. Drug was assayed by HPLC-UV and HPMCAS by HPLC with an evaporative light scattering detector, with a calibration and gradient for each medium. The rate was the initial linear slope converted by eq 1; some samples crystallized later in the run. Each point is the mean of three runs. ···
  4. Media. Phosphate pH 6.8 at 5, 10, 25, 50 and 100 mM (3, 5, 13, 26 and 51 mM/ΔpH); 50 mM phosphate at pH 7.5 (18 mM/ΔpH) and pH 9.0 (2 mM/ΔpH); glycine–NaOH pH 9.0 at 50 and 100 mM (25 and 51 mM/ΔpH); FaSSIF in pH 6.5 phosphate (12 mM/ΔpH) and its blank buffer; FeSSIF-V2 in pH 5.8 maleate (25 mM/ΔpH); FeSSIF V1 (pH 5.0); and 50 mM phosphate with and without NaCl (ionic strength 98 against 196 mM). ····
  5. Gel layer. Compacts of HPMCAS with the dye prodan were partly dissolved for 60 min, air-dried, cut with a razor blade, and the cross-section imaged by confocal fluorescence microscopy.
  6. Gel pH. Compacts of HPMCAS (or the TEA salt) containing chlorophenol red or bromothymol blue were exposed in the same apparatus; the gel was scraped off onto a slide, and its absorbance spectrum compared with a calibration of the dye in solutions of known pH.
  7. Hydrodynamics. HPMCAS in pH 6.8 phosphate (5, 26, 51 and 77 mM/ΔpH) and at pH 9.0 (51 mM/ΔpH), and the TEA salt, were run at 100–700 rpm, a laminar-flow range. ·
  8. Water uptake. 100 mg powders of neat HPMCAS and the four dispersions were held at 37 °C and 95% RH and weighed every 2 h for 12 h.

Key equations

Normalized release rate (Eq. 1)
R=k×VS×x

The slope k of the release curve, times the medium volume V (100 mL), divided by the exposed area S (0.5 cm²) and by the weight fraction x of the component in the compact; dividing by x puts drug and polymer from the same compact on one scale, so equal values mean they leave together.

Diffusion-controlled flux (Eq. 2)
Jp=DpδCp

Polymer flux equals its diffusion coefficient divided by the boundary-layer thickness, times the polymer's solubility at the polymer–solution interface; the authors use it to tie release to the interfacial pH through C_p.·

Boundary layer at a rotating disc (Eq. 3)
δ=1.612Dp1/3ν1/6ω−1/2

The boundary layer thins with the square root of rotation speed, so diffusion-controlled release should rise linearly with RPM^0.5; this is the basis of the rotation test.·

Terms used on this page
  • Buffer capacity (mM/ΔpH): how much acid or base the medium absorbs per unit change in pH; here set mainly by the buffer concentration (Table S1).
  • Normalized release rate: release per unit area and per unit weight fraction of the component (Eq. 1).
  • Gel layer: the hydrated, swollen polymer layer on the compact surface.
  • Boundary layer (unstirred water layer): the thin layer of liquid next to the surface across which dissolved species diffuse.
  • Gel-layer apparent pH: the average pH reported by a dye in gel scraped from the compact; the authors use it as a stand-in for the pH at the dissolving surface.
  • Disentanglement control: release limited by how fast entangled chains free themselves from the gel rather than by diffusion.
  • HPMCAS-TEA: the triethylamine salt of HPMCAS, whose acid groups are already ionized.

03Main findings

1

Buffer capacity, not micelles, sets how fast HPMCAS dissolves

In pH 6.8 phosphate, neat HPMCAS released at about 0.16, 0.26, 0.59, 0.89 and 1.01 mg min⁻¹ cm⁻² at 3, 5, 13, 26 and 51 mM/ΔpH. FaSSIF matched its blank buffer (about 0.56 and 0.57); FeSSIF-V2 at pH 5.8 gave about 0.58, and FeSSIF V1 at pH 5.0 none. ··

Fig. 2: Neat HPMCAS release rate in different media
Fig. 2 · p.5717 · Neat HPMCAS release rate in different mediaShows. grey squares (pH 6.8 phosphate) rise steeply from 3 to 26 mM/ΔpH and level off; FaSSIF and its buffer overlap at 12; FeSSIF-V2 (pH 5.8) lies low; pH 7.5 phosphate highest.Also supports K1
More detail

The rate rose steeply at low buffer capacity and flattened at high buffer capacity, where it "may be approaching a plateau" (about 0.89 at 26 and 1.01 at 51 mM/ΔpH). Raising the ionic strength of 50 mM phosphate from 98 to 196 mM with NaCl did not change the rate (data not shown). ···

Micelles: FaSSIF (pH 6.5, 12 mM/ΔpH, about 0.56) fell on the phosphate trend (about 0.59 at 13 mM/ΔpH), and the blank FaSSIF buffer without taurocholate and lecithin gave the same rate (about 0.57). The authors conclude that FaSSIF micelles do not speed HPMCAS dissolution and that buffer capacity and pH matter more. ···

pH: FeSSIF-V2 (pH 5.8, maleate, 25 mM/ΔpH) gave about 0.58, against about 0.89 in pH 6.8 phosphate of similar buffer capacity, as the pH nears the threshold for HPMCAS dissolution; its match with FaSSIF is "likely" a coincidence. In FeSSIF V1 (pH 5.0) no polymer dissolved, "presumably" because the pH is too low for the polymer to reach the ionization it needs. ·····

Species and pKa: 50 mM phosphate at pH 7.5 (18 mM/ΔpH) gave the fastest neat-polymer rate, about 1.09, while 50 mM phosphate at pH 9.0 has a buffer capacity of only 2 mM/ΔpH and gave about 0.67, which the authors put down to that low buffer capacity. Glycine–NaOH at pH 9.0 gave about 0.67 at 25 and 0.99 at 51 mM/ΔpH. ·····

2

The gel layer is more acidic than the medium, and release follows its pH

Gel apparent pH was 5.6, 6.0 and 6.2 in pH 6.8 phosphate of 13, 26 and 51 mM/ΔpH, and 6.3 in pH 7.5 phosphate; release rose with it from about 0.60 to 1.09. The pre-ionized TEA salt had a gel pH of 6.7 and released fastest, about 1.62. ·

Fig. 10: Release rate against gel-layer pH
Fig. 10 · p.5723 · Release rate against gel-layer pHShows. four HPMCAS points rising with gel pH from 5.6 to 6.3; the TEA salt alone at gel pH 6.7 and the highest rate.Also supports K3
More detail

A gel layer formed only from 13 mM/ΔpH upward and thickened with buffer capacity, from 3 ± 1 µm at 13 to 19 ± 5 µm at 51 mM/ΔpH (labelled widths at 26 mM/ΔpH: 5.60 and 6.37 µm); at 5 mM/ΔpH the surface kept its grain boundaries and showed no gel. ·

The scraped gel always read below the bulk pH: 5.6 ± 0.2, 6.0 ± 0.1 and 6.2 ± 0.2 in pH 6.8 phosphate of 13, 26 and 51 mM/ΔpH; 6.3 ± 0.1 in pH 7.5 phosphate; 6.2 ± 0.2 in 100 mM glycine–NaOH at pH 9.0. No gel formed in 10 mM pH 6.8 phosphate or 50 mM glycine pH 9.0. The TEA salt in 50 mM pH 6.8 phosphate gave 6.7 ± 0.1. ·

Plotted against gel pH, the HPMCAS rate rose from about 0.60 (gel pH 5.6) through 0.90 and 1.01 to 1.09 (gel pH 6.3), and the TEA salt sat at about 1.62 (gel pH 6.7). The authors call the rate "highly correlated" with gel pH; the salt, which releases no protons, has a gel pH "extremely close" to the bulk and faster release, which "further" supports the link. Extrapolating the data, release would stop near gel pH 5, "consistent with" no release in FeSSIF V1. ·····

Two details matter when reading Fig. 10: the TEA salt's medium is 50 mM phosphate here but "51 mM/ΔpH" in Fig. 7, and the gel pH is an average over gel scraped from the compact, not a reading at the dissolving surface. ··

Fig. 6: Gel layer in confocal cross-sections
Fig. 6 · p.5721 · Gel layer in confocal cross-sectionsShows. grain boundaries and no gel at 5 mM/ΔpH; a bright band of about 4, 6 and 14–24 µm at 13, 26 and 51 mM/ΔpH; note the different scale bars.
3

At 10% loading the drug leaves at the polymer's pace

From the 10% IND dispersion, IND and HPMCAS left at the same normalized rate at every buffer capacity (about 0.12 and 0.10 at 3, 0.80 and 0.78 at 26 mM/ΔpH) and in FaSSIF (about 0.51 and 0.49). The 10% INDester dispersion behaved the same way. ·

Fig. 3: Drug and polymer from the 10% IND dispersion
Fig. 3 · p.5718 · Drug and polymer from the 10% IND dispersionShows. grey squares (IND) and red circles (HPMCAS) overlap at every buffer capacity; purple diamond = neat amorphous IND at 26 mM/ΔpH.Also supports K2
More detail

For the IND dispersion the drug rate rose about 7- to 8-fold from 3 to 51 mM/ΔpH (text: "∼8"), following the polymer, whose dependence on buffer capacity resembled that of neat HPMCAS. The authors read the equal rates as drug release controlled by polymer dissolution ("suggesting"). ···

In FaSSIF the dispersion released drug and polymer at the same rates as in phosphate of similar buffer capacity, so micelles did not change release, "consistent with polymer-controlled release". ··

Neat amorphous IND, in 50 mM phosphate, gave about 0.40 against about 0.80 for IND from the dispersion, which the authors call "much slower"; this compares rates per unit of drug in the compact, and per unit area the dispersion released less IND. ···

For the 10% INDester dispersion, drug and polymer also matched: about 0.13 and 0.11 at 3, 0.57 and 0.56 at 13, 0.59 and 0.62 at 26, and 0.57 and 0.59 at 51 mM/ΔpH (Fig. S3). Hence, the authors write, any change in polymer release is a change in drug release. Drug release was not measured for the 50% dispersions, and released INDester exceeds its amorphous solubility in the medium. ···

The authors predict a lower drug release rate under "physiological intestinal conditions (pH 6.5, 12 mM/ΔpH)" than in the usual 50 mM pH 6.8 phosphate.

4

Both drugs slow polymer release, most at high buffer capacity and high loading

At 51 mM/ΔpH, HPMCAS released at about 1.01 neat, 0.76 from the 10% IND dispersion and 0.58 from the 10% INDester dispersion; at 50% loading about 0.58 and 0.45. At 3 mM/ΔpH all lay between 0.04 and 0.16, so the absolute losses were small there. ·

Fig. 4: Polymer release from 10% (a) and 50% (b) dispersions against neat HPMCAS
Fig. 4 · p.5719 · Polymer release from 10% (a) and 50% (b) dispersions against neat HPMCASShows. blue triangles (neat) pull away from the dispersions above 13 mM/ΔpH at 10%, and at all buffer capacities at 50%; red circles (INDester) lowest at high buffer capacity.Also supports K5
More detail

At 10% loading the dispersions released polymer at almost the neat rate from 3 to 13 mM/ΔpH, but at 26 and 51 mM/ΔpH neat polymer was faster even after normalizing for dilution by the drug (differences about 0.11 and 0.27 at 26, 0.25 and 0.43 at 51 mM/ΔpH for IND and INDester). The authors read this as buffer capacity setting the rate-limiting step at low buffer capacity ("appears to dictate") and the drug's effect predominating at high buffer capacity. INDester had a "somewhat larger" effect than IND at 26 and 51 mM/ΔpH. ···

At 50% loading polymer release was "clearly hindered" across the whole range: about 0.04 and 0.05 at 3, 0.40 and 0.44 at 13, and 0.58 and 0.45 at 51 mM/ΔpH for IND and INDester. The INDester dispersion levelled off from 13 mM/ΔpH (about 0.44–0.45). The loss against neat polymer grew with buffer capacity, up to about 0.55 for INDester at 51 mM/ΔpH. ···

Two qualifications come from the plotted values: in relative terms the drug's effect at 3 mM/ΔpH is not smaller (dispersion/neat ratios about 0.25–0.69 at 3 against 0.45–0.75 at 51 mM/ΔpH), and the INDester-over-IND ranking reverses at 13 mM/ΔpH for 50% loading. ·

Fig. 5: Loss of polymer release caused by the drug
Fig. 5 · p.5720 · Loss of polymer release caused by the drugShows. bars of neat minus dispersion rate grow with buffer capacity; dark bars (50% INDester) tallest at 26 and 51 mM/ΔpH.
5

Faster stirring speeds release in step with the square root of rotation speed, with no plateau

Release rose with rotation speed in every medium. Relative to 100 rpm it reached about 2.9–3.3 at 700 rpm, on roughly one line against RPM^0.5, with no plateau; the TEA salt went from about 1.63 to 4.78. ·

Fig. 7: Release rate against rotation speed
Fig. 7 · p.5722 · Release rate against rotation speedShows. (a) all series rise linearly with RPM^0.5, the TEA salt (purple) highest, 5 mM/ΔpH (yellow) lowest; (b) relative to 100 rpm the series nearly coincide. Colours differ between panels.Also supports K4
More detail

At 5 mM/ΔpH the rate stayed lowest at every speed (about 0.26 at 100 rpm, 0.76 at 700 rpm); at 26, 51 and 77 mM/ΔpH and at pH 9.0 the series ran from about 0.9–1.0 to 2.9–3.3, a similar dependence. Relative to 100 rpm the enhancement was about 1.42–1.59 at 200, 1.62–2.04 at 300, 2.32 at 500 and 2.88–3.34 at 700 rpm. ··

The authors read the common linear rise as "consistent with a predominantly diffusion-controlled process": faster rotation thins the boundary layer, and the slope differs between media because interfacial solubility differs. Because no plateau appeared even for the pre-ionized salt, and because HPMCAS-MF (about 18,000 Da) is "likely" below the entanglement threshold of other polysaccharides (about 22–34 kDa), they consider disentanglement control "unlikely". ····

For comparison, eqs 2 and 3 alone predict 1.41, 1.73, 2.24 and 2.65 at 200, 300, 500 and 700 rpm; the measured values are close up to 500 rpm and higher at 700 rpm. ·

6

The drugs reduce water uptake, INDester more than IND

After 12 h at 95% RH, neat HPMCAS took up about 6.2% water; the IND dispersions about 5.1% (10%) and 3.9% (50%), the INDester dispersions about 4.6% and 2.4%. Uptake rates fell from about 1.9 to 0.38 mg/h.

Fig. 8: Water uptake at 95% RH
Fig. 8 · p.5722 · Water uptake at 95% RHShows. extent (a) and rate (b) fall from neat HPMCAS (black) to the 50% INDester dispersion; red = IND, beige = INDester.Also supports K5
More detail

Uptake rates were about 1.9 (neat), 1.3 and 0.49 (IND 10% and 50%) and 1.1 and 0.38 mg/h (INDester 10% and 50%). The authors summarize that neat HPMCAS absorbs most water, fastest, and that INDester lowers uptake more than IND. They use this to explain slower polymer release from the dispersions: less water gives a more viscous gel. The rate is not defined, and uptake was measured from humid air, not in the release media. ···

04Further observations

  • Crystalline solubility at pH 6.8 was 459 µg/mL for IND and 0.6 µg/mL for INDester; amorphous INDester 3.8 µg/mL. ··
  • Doubling ionic strength did not change HPMCAS release.
  • Some release runs crystallized; only the initial linear part was used.
More detail
  • Solubility. In 100 mM pH 6.8 phosphate at 37 °C, crystalline IND dissolved to 459 ± 10 µg/mL and crystalline INDester to 0.6 ± 0.1 µg/mL; amorphous INDester reached 3.8 ± 0.4 µg/mL in buffer containing 1000 µg/mL HPMCAS. The amorphous solubility of IND could not be measured because ionized IND reached high concentrations and crystallized; the authors estimate about 9.6 mg/mL from the amorphous/crystalline ratio of un-ionized IND. The two INDester values were measured in different media. ·····
  • Ionic strength. 50 mM pH 6.8 phosphate with enough NaCl to raise the ionic strength from 98 to 196 mM gave the same HPMCAS rate within error. ·
  • Crystallization during release. Some samples, not identified, crystallized during the runs; only the initial linear part of each release curve gave the rate.

05How the authors connect the findings

1HPMCAS must ionize before it dissolves: water and base enter, the acid groups ionize and release protons, and polymer and protons diffuse out through a boundary layer (Fig. 9).
↓
2The released protons make the pH at the polymer surface lower than the bulk pH ("probable"), which lowers HPMCAS solubility there. ·
↓
3Release is diffusion-controlled, so flux follows interfacial solubility (eq 2); buffer species carry protons to the bulk and lift the interfacial pH. ··
↓
4A lipophilic drug lowers water uptake → a more viscous gel → polymer escapes more slowly; this shows most at high buffer capacity and high loading. ··
↓
High buffer capacity or pre-ionized polymerMany proton carriers (26–51 mM/ΔpH) or no protons released (TEA salt)↓gel pH 6.0–6.7↓higher interfacial solubility↓fast polymer release↓fast drug release.···
Low buffer capacity or low bulk pHFew proton carriers (3–13 mM/ΔpH) or bulk pH near 5↓gel pH 5.6 or lower, or no gel↓low interfacial solubility↓slow polymer release, none at pH 5.0↓slow drug release.···
What sets the switch point. The buffer capacity of the medium, together with buffer pKa and bulk pH, through how far it lifts the interfacial pH toward the bulk pH. ·
Conclusion drawn. Polymer solubility at the polymer–solution interface is the rate-limiting step for HPMCAS release (conclusions: "was elucidated as"; abstract: "was observed to be").
Fig. 9: The four steps of weakly acidic polymer dissolution
Fig. 9 · p.5722 · The four steps of weakly acidic polymer dissolutionShows. glassy core, gel layer, boundary layer and bulk; (1) water and base in, (2) ionization releasing H⁺, (3) polymer into the boundary layer, (4) polymer and protons to the bulk.
More detail
  1. A weakly acidic polymer that is insoluble at low pH must ionize before its chains dissolve. Without a gel layer the steps are: transport of water and base to the protonated polymer, the acid–base reaction, release of polymer from the solid, and transport of polymer and liberated protons across the boundary layer to the bulk. A gel layer adds transport through the gel and release of ionized polymer from it. The slowest step limits polymer dissolution and, because drug follows polymer, drug release too ("expected"). ·
  2. Following Nguyen and Fogler, the authors take the diffusion-limited dissolution rate to be proportional to polymer solubility at the interface, which for an enteric polymer depends on the interfacial hydrogen ion concentration. Protons released as HPMCAS ionizes make the interfacial pH lower than the bulk pH ("probable"), lowering solubility and flux (eq 2); with a pKa near 5 and solubility rising steeply between pH 5.0 and 6.5, small pH drops matter. This "readily" explains the steep initial rise of rate with buffer capacity. ····
  3. A higher concentration of buffer species carries more protons to the bulk and lessens the interfacial pH drop; changing bulk pH or buffer species changes the base and proton-carrier concentrations, and so the interfacial pH. The gel pH measurements "strongly" support this, and the release rate follows gel pH (Fig. 10). ··
  4. Rotation thins the boundary layer, and the common linear dependence on RPM^0.5 without a plateau places the rate-limiting step in diffusion across the boundary layer, not in disentanglement; HPMCAS-MF is "unlikely" to be entangled. ··

[+] High buffer capacity or pre-ionized polymer. The interfacial pH stays close to the bulk pH (gel pH 6.0–6.2 in 50–100 mM phosphate, 6.7 for the salt) → high interfacial solubility → fast release. ··

[-] Low buffer capacity or bulk pH near the threshold. The interfacial pH drops (gel pH 5.6 at 13 mM/ΔpH) → low solubility → slow release, stopping near a gel pH of about 5 (FeSSIF V1). ··

  1. In a dispersion the lipophilic drug lowers the amount and rate of water absorbed; with less water the gel is more viscous and the polymer escapes into the boundary layer less easily ("can be attributed"; conclusions: "most likely"). At low buffer capacity and low loading interfacial solubility still dominates, so the drug matters little; at high buffer capacity the drug's effect shows; at high loading both hydration and diffusion matter. ··

What sets the switch point. How far the medium lifts the interfacial pH toward the bulk pH: buffer capacity first, then buffer pKa and bulk pH. In vivo buffer capacities of 2–8 (fasted) and 3–15 mM/ΔpH (fed) would place release in the low-solubility, diffusion-controlled regime ("might be"). ···

Conclusion drawn. The polymer solubility at the polymer–solution interface "was elucidated as the rate-limiting step" for HPMCAS release, and polymer release controls drug release. ·

06What it means for formulation

Stated by the authors
  • Judge drug-loading effects on release in media of physiologically relevant buffer capacity and hydrodynamics; the ranking can change with the medium.
  • Release in the intestine, at lower buffer capacity, is predicted to be slower than in 50 mM phosphate. ·
AI reading, not stated in the paper
  • A standard 50 mM phosphate test (26 mM/ΔpH) ran neat HPMCAS about 3–6 times faster than the 3–5 mM/ΔpH buffers closest to the cited fasted range, so it can flatter HPMCAS dispersions.
More detail
Stated by the authors
  • Any assessment of how drug loading affects release "needs to consider" physiologically relevant buffer capacity and hydrodynamics, since relative outcomes may differ between media.
  • A lower drug release rate "is predicted" under physiological intestinal conditions than in the usual 50 mM pH 6.8 phosphate; with intestinal buffer capacities of 2–8 (fasted) and 3–15 mM/ΔpH (fed), release "might be" polymer-diffusion-controlled in vivo, and boundary-layer thickness, set by particle size and hydrodynamics, is "expected" to matter greatly. ·
  • The results "can be translated" to predict in vivo outcomes and should help design more in vivo relevant release tests. ·
  • Because release may be polymer-controlled, polymer release should be measured as well as drug release. ·
AI reading, not stated in the paper
  • In 50 mM phosphate (26 mM/ΔpH) neat HPMCAS released about 3.4 times faster than at 5 mM/ΔpH and about 5.6 times faster than at 3 mM/ΔpH; a release test in standard buffer can overstate how fast an HPMCAS dispersion releases in a weakly buffered intestine.
  • For polymer-controlled HPMCAS dispersions, the FaSSIF micelles did not change release, so the buffer of the biorelevant medium, not its micelles, is the variable to control.
  • Pre-ionizing the polymer (the TEA salt) removed the acidic gel and raised release 1.6- to 1.8-fold at 100 rpm; salt forms of enteric polymers are a possible lever, though TEA itself is a research tool here.
  • Comparisons of drug loading or drug type can change with the medium: the INDester-over-IND ranking held at 26–51 mM/ΔpH but not at 13 mM/ΔpH for 50% loading.

07Open questions

Raised by the authors
  • The critical entanglement molecular weight of HPMCAS-MF has not been reported.
Not covered by this paper (AI reading)
  • Drug release was not measured at 50% loading, nor in bicarbonate buffer. ·
  • HPMCAS solubility and pH at the dissolving surface were not measured.
More detail
Raised by the authors
  • The critical molecular weight for entanglement of HPMCAS-MF is not reported; the authors estimate from other polysaccharides that it is not, or only weakly, entangled. ·
  • The link between measured drug concentration and supersaturation in micellar media is hard to establish (background).
Not covered by this paper (AI reading)
  • Drug release from the 50% dispersions, where polymer release fell most, was not measured, so polymer control there is assumed.
  • Intestinal bicarbonate buffers were not used; the "physiological" FaSSIF has 12 mM/ΔpH, above the cited fasted range.
  • HPMCAS solubility above pH 6.5 and the pH at the dissolving surface were not measured; the gel pH is an average over scraped gel. ·
  • Gel hydration in the release media was not measured; water uptake came from humid air.
  • How released INDester exists in the medium (dissolved, drug-rich droplets or crystals) above its amorphous solubility was not characterized.
  • Only HPMCAS-MF compacts were tested; other grades and powders or particles were not.

08How solid

AI assessment, not a statement made in the paper
Moderate

The release trends are direct, triplicate and consistent between figures, and drug–polymer congruence is shown at 10% loading. The mechanism rests on a correlation with an averaged gel pH, cited solubility data and rotation scaling, and some media labels conflict. ······

More detail
What holds
  • The buffer-capacity dependence of neat HPMCAS release is large (about 0.16 to 1.01) and monotonic, with replicate SDs mostly smaller than the markers.
  • The FaSSIF control is direct: the same rate with and without micelles.
  • Drug and polymer leave at the same normalized rate for both drugs at 10% loading, across all buffer capacities. ·
  • Gel pH falls below the bulk pH in every medium, and the pre-ionized salt control behaves as predicted. ·
  • Release rises with rotation speed in every medium, with no plateau. ·
What weakens it
  • Interfacial solubility, the proposed rate-limiting quantity, was not measured; the evidence is a correlation of four HPMCAS points and one salt point with an averaged gel pH, plus cited solubility data that stop at pH 6.5. ·
  • Drug release was measured only at 10% loading, yet the conclusion covers the dispersions in general.
  • The drug's smaller effect at low buffer capacity holds in absolute terms only; the INDester-over-IND ranking is restricted to 26–51 mM/ΔpH. ·
  • The rotation data fit the trend expected for diffusion control but rise above the Levich scaling at 700 rpm.
  • The TEA salt's medium and the pH 9.0 and 77 mM/ΔpH series are labelled inconsistently between text, figures and Table S1. ·
  • The hydration argument uses water uptake from humid air with an undefined rate; the in vivo statements rest on non-bicarbonate media; INDester was released above its amorphous solubility without a stated sample treatment. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.5715)key figureDefines the systems: IND with a free acid, INDester with it methylated, and HPMCAS with its substituents.··0.2
Fig. 2 (p.5717)key figureThe medium screen: neat HPMCAS release rises steeply with phosphate buffer capacity, and FaSSIF, FeSSIF-V2, glycine and pH 7.5 and 9.0 phosphate are placed on the same axis.F1, K1
Fig. 3 (p.5718)key figureDrug and polymer leave the 10% IND dispersion at the same normalized rate in phosphate and FaSSIF; neat amorphous IND is slower per unit drug.F3, K2Per unit area the dispersion releases less IND than neat amorphous IND.
Fig. 4 (p.5719)key figurePolymer release from 10% and 50% dispersions against neat polymer: the drug slows release, most at high buffer capacity and loading.F4, K5The INDester-over-IND ranking holds only at 26–51 mM/ΔpH.
Fig. 5 (p.5720)key figureThe same comparison as absolute differences from neat polymer.F4Relative reductions at 3 mM/ΔpH are not smaller.
Fig. 6 (p.5721)key figureGel layer absent at 5 mM/ΔpH and thicker as buffer capacity rises.F2Labelled widths differ from the text means.
Fig. 7 (p.5722)key figureRelease rises linearly with RPM^0.5 in every medium, with no plateau, the basis of the diffusion-control argument.·F5, K4TEA medium and the pH 9.0 and 77 mM/ΔpH series labelled inconsistently; enhancement above Levich scaling at 700 rpm.··
Fig. 8 (p.5722)key figureWater uptake from humid air: highest for neat polymer, lowest for the 50% INDester dispersion.F6, K5Rate undefined; vapour, not liquid.
Fig. 9 (p.5722)key figureSchematic of the dissolution steps of a weakly acidic polymer.0.5A schematic, not data.
Fig. 10 (p.5723)key figureRelease rate against gel-layer pH, the key evidence for interfacial-pH control.F2, K3Four HPMCAS points plus the salt; the salt's medium conflicts with Fig. 7.·
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Fig. S1 (SI p.2-3)NMR identity and purity of INDester.
Fig. S2 (SI p.3-4)FaSSIF and blank FaSSIF buffer give the same polymer release.F1
Fig. S3 (SI p.4)INDester and HPMCAS leave the 10% INDester dispersion together.F3, K2INDester exceeds its amorphous solubility in the medium.
Tables S1–S2 (SI p.5)Buffer recipes with buffer capacities; ELSD gradients.·0.2Some media of Fig. 7 have no recipe.