Paper page

Original: publisher page

Pradnya Bapat, Shubhajit Paul, Yin-Chao Tseng, Lynne S. Taylor* · Molecular Pharmaceutics 21, 1466-1478 (2024)

Interplay of Drug−Polymer Interactions and Release Performance for HPMCAS-Based Amorphous Solid Dispersions

Lipophilic drugs that carry a positive charge at the pH of the HPMCAS gel layer take the ionized polymer out of solution as an insoluble complex, and their HPMCAS dispersions release poorly even at low drug loading; neutral and anionic drugs complex little and still release reasonably at higher loading.

Abbreviations

ASD amorphous solid dispersion; HPMCAS hydroxypropyl methylcellulose acetate succinate (grade AQOAT-MF, "HPMCAS-MF"); DL drug loading (wt% drug in the ASD); COOH the carboxylic acid (succinoyl) groups of HPMCAS; IND indomethacin; INDester indomethacin methyl ester; RTV ritonavir; CIL cilnidipine; LOR loratadine; CLO clotrimazole; CNZ cinnarizine; PHPH phenolphthalein; XPS X-ray photoelectron spectroscopy; LoC limit of congruency; normalized release rate in mg·min⁻¹·cm⁻²; SI p. = page of the supporting information (PDF index).

Graphical abstract: Anionic, neutral and cationic drugs with HPMCAS
Graphical abstract · p.1466 · Anionic, neutral and cationic drugs with HPMCASShows. repulsion (anionic drug), hydrophobic interactions (neutral drug) and a hydrophobic ion pair (cationic drug) with HPMCAS at pH 6.8, with sketched release curves from good to poor.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Do the charge and ionization of a drug decide how fast it is released from an HPMCAS-MF dispersion, through an insoluble drug–polymer complex?

Short answer

Largely yes, for the eight drugs tested. The weak bases LOR, CNZ and CLO took 70–90% of the HPMCAS into an insoluble complex at pH 6.0 and released at 0.17 mg·min⁻¹·cm⁻² or less from 25% DL dispersions, while IND, INDester, RTV and CIL complexed 5–17%, and IND, INDester and RTV still released at 0.45–0.66 at 25–30% DL. Neutral PHPH broke the charge rule (60% complexed). The step from complex to slow release is a correlation across drugs, not a measurement inside a dissolving dispersion. ·····

Conclusion

For HPMCAS-MF dispersions dissolved as compacts at 37 °C in 50 mM pH 6.8 phosphate, drug and polymer were released together (they "appear co-dependent") and both slowed as drug loading rose. ··· Weak bases slowed the polymer most when ionized: polymer release was about 30-fold slower than neat polymer with predominantly ionized CNZ, 7- to 11-fold with partially ionized LOR and CLO, and about 2-fold with RTV or with LOR and CLO at a pH where they are unionized. ·· Release plotted against the share of polymer complexed at pH 6.0 fell "roughly" on two trendlines: neutral or anionic drugs with at most 17% complexation, whose slower release at high loading the authors put "likely" down to lipophilicity, and LOR, CNZ, CLO and PHPH with 60–90% complexation and poor release even at low loading. ·· Ionization of LOR was needed for complexation (about 85% at pH 5.8, about 2% at pH 7.5), and the LOR dispersion released faster at pH 7.5 than at 6.8, the reverse of neat amorphous LOR ("somewhat counterintuitively"). ····· The authors explain the poor release by an insoluble ion-pair complex that lowers polymer solubility at the gel–solution interface, which "likely largely accounts" for the high-complexation drugs (stated without hedge in the abstract), and the PHPH case by hydrogen bonding to the polymer carboxylate, a "conjecture". · The complex inside a dissolving gel layer, the interfacial polymer solubility and the gel-layer pH were not measured here; the gel-layer pH is taken from the group's earlier work. ·· They propose that weakly basic lipophilic drugs with pKa above 5 "may" release poorly from HPMCAS-MF dispersions, especially above a 1:1 ratio of drug cations to polymer acid groups, and leave in vivo relevance open. ·

01Why this study

Known 1Release follows the polymer

When drug and polymer dissolve together (congruent release) the polymer sets the drug's release; copovidone dispersions lose this above the limit of congruency and release falls off a cliff.

Indulkar 2019, ref 15; Saboo 2019, ref 16 ·

Known 2Interactions can cut release

Drug–polymer hydrogen bonding lowers release at low loading in copovidone; HPMCAS dispersions often lose release more gradually with loading.

Deac 2023, ref 18; Saboo 2020, ref 28 ·

Known 3HPMCAS can bind ionically

The group traced the poor release of lumefantrine dispersions in enteric polymers to drug–polymer ionic interactions that reduce polymer hydration.

Hiew 2022, ref 14

Known 4The surface is more acidic than the bulk

Ionizing HPMCAS releases protons, so the gel layer of a compact in 50 mM pH 6.8 phosphate sits near pH 6.0.

Bapat 2023, ref 46 ·

Gap → this paperDoes a drug's charge, through complexation with HPMCAS, decide how fast an HPMCAS dispersion releases it?
More detail

What was already known. The introduction builds on these points:

  • Polymers carry the drug out. The amorphous form gives a higher transient solubility than the crystal, and a suitable polymer inhibits crystallization. Polymers also raise release above that of the neat amorphous drug when drug and polymer release congruently, that is when the polymer controls release, because the usual ASD polymers dissolve faster than poorly soluble drugs. Attention has therefore turned to how polymers are released. (refs 1–14)
  • The cliff in copovidone. For copovidone (PVPVA) dispersions, release is rapid and congruent at low loading and drops drastically above the limit of congruency, where drug and polymer no longer leave together ("falling-off-a-cliff"). (Indulkar 2019, ref 15; Saboo 2019, ref 16; Saboo 2020, ref 17; Deac 2023, ref 18; Yang 2021, ref 19; Yang 2023, ref 20)
  • Specific interactions. Drug–polymer hydrogen bonding has been implicated in poor release at relatively low loading in copovidone (refs 17, 18, 21–27); recent studies "suggest" a correlation between such interactions and release (refs 17, 18, 23). ·
  • HPMCAS behaves differently. Fewer studies address release mechanisms of HPMCAS dispersions, and some show a gradual decrease of release with loading rather than a cliff. (Hiew 2022, ref 14; Yang 2021, ref 19; Saboo 2020, ref 28; Qi 2022, ref 29)
  • A gap for enteric polymers. Enteric polymers have been studied for coating rupture (refs 30–37), but how a molecularly dispersed drug changes HPMCAS dissolution has had much less scrutiny, although HPMCAS is often the preferred polymer for spray-dried dispersions (refs 38–41). The interplay of drug and polymer chemistry with release is described as "relatively underexplored".
  • HPMCAS can bind drugs in two ways. It can form hydrogen bonds (ref 42) and ionic interactions (ref 43). In the group's lumefantrine study it "was suggested" that drug–polymer ionic interactions with enteric polymers reduced polymer hydration and dissolution and gave poor release. (Hiew 2022, ref 14)
  • The interface pH. Enteric polymers lower the pH near the polymer–water interface (unstirred water layer) because ionizing carboxylic acid groups release protons (refs 34–37, 44, 45). For HPMCAS compacts in 50 mM pH 6.8 phosphate the gel layer was estimated at pH 6.0, and in 50 mM pH 9.0 glycine buffer no gel layer formed and the surface pH was below 5.5. (Bapat 2023, ref 46) ·
  • HPMCAS solubility. HPMCAS dissolves to about 5 mg/mL at pH 6. (Nguyen 2023, ref 47)

What the paper set out to do. Test the hypothesis that lipophilic drug cations lower HPMCAS solubility by forming an ionic complex, giving poor release even at low loading, whereas anionic or neutral drugs affect polymer solubility less and can be loaded higher; and so show that the ionization state and charge of a drug play critical roles in release versus loading for HPMCAS dispersions. Complexation was to be measured at the pH estimated for the gel layer, and release at bulk pH 6.8, with selected systems at pH 7.5 and 9.0. ·

02How they approached it

One polymer and eight drugs chosen for their charge at the gel-layer pH: anionic, neutral, and weakly basic at three levels of ionization. Release of drug and polymer from compacts is set against how much polymer each drug takes out of solution at pH 6.0, the estimated gel-layer pH. ····

INDindomethacin, weak acidAnionic at pH 6.8 (pKa 4.5); 5–60% DL; drug and polymer release, complexation. Measured. ···
INDesterindomethacin methyl esterNeutral analogue of IND; 5–60% DL; drug and polymer release, complexation. Measured. ···
RTVritonavir, weak basePredominantly unionized at pH 6.8 (pKa 2.6); 10–47% DL; release, complexation. Measured. ···
CILcilnidipine, neutralUnionized; one release point at 40% DL and complexation. Measured. ··
LORloratadine, weak basePartially ionized at pH 6.8, unionized at 7.5 (pKa 5.2); 10–30% DL; release at two pH and two buffer strengths, neat amorphous LOR, complexation versus ratio, pH and ionic strength. Measured. ······
CLOclotrimazole, weak basePartially ionized at pH 6.8, unionized at 9.0 (pKa 5.9); 25% DL at two pH; complexation at 0.8:1. Measured. ··
CNZcinnarizine, weak basePredominantly ionized (pKa 8.4); 5–25% DL; complexation versus ratio; XPS of protonation. Measured. ····
PHPHphenolphthalein, neutral phenolUnionized; one release point at 27% DL and complexation. Measured. ··
HPMCAS-MFenteric cellulose esterThe only polymer; dissolves above pH 6 once its succinate acid groups ionize (pKa 4.9); neat compacts as reference. Measured. ··

What was done

Experiment

Rotary-evaporated ASDs pressed into 0.5 cm² compacts→one-face dissolution at 37 °C, 100 rpm→drug and polymer release rates (eq 1).··

Experiment

Crystalline and amorphous solubility of LOR and CLO at pH 6.8–9.0.··

↓
Experiment

LOR and CLO dispersions at higher bulk pH (7.5, 9.0) and LOR in 100 mM buffer→neat amorphous LOR at pH 3.0–7.5 as control.····

Experiment

XPS of CNZ dispersion compacts before and after partial dissolution→percent protonation.·

↓
Experiment

Drug and HPMCAS from THF into pH 6.0, 50 mM buffer→polymer left in the supernatant→percent complexed (eq 2), versus ratio, pH and ionic strength.···

↓
Comparison

Release rate against percent complexation at the matching ratio (Fig. 12) and against the cited gel-layer pH (Fig. 13).·

↓
Literature

Polymer flux set by interfacial solubility (eq 3) and ion-pair literature used to interpret.··

More detail

What was done

  1. Dispersions. HPMCAS-MF dispersions were made by rotary evaporation: IND (5–60% DL) from 1:2 methanol/dichloromethane at 60 °C, INDester (5–60%) from THF at 45 °C, and LOR, RTV, CNZ, PHPH and CLO from 1:2 methanol/dichloromethane at 50 °C. They were vacuum-dried overnight, cryomilled and sieved to 106–250 µm; amorphous state was checked by PXRD and polarized light microscopy, with patterns shown only for the 10% IND and INDester dispersions. How the CIL dispersion was made is not described. ···
  2. Neat amorphous drugs. LOR, RTV and CNZ were melt-quenched (2 g, 10 °C above the melting point, liquid nitrogen) and cryomilled.
  3. Release. 100 mg of powder was pressed at 1500 psi into an 8 mm die so that one 0.5 cm² face met 100 mL of buffer at 37 °C, rotating at 100 rpm, for 1 h with nine samples. Drug and polymer were assayed by HPLC (UV for drugs, evaporative light scattering for HPMCAS), and each slope was converted into a release rate normalized by area and by the component's weight fraction (eq 1), so drug and polymer rates can be compared directly. The standard medium was 50 mM pH 6.8 phosphate; the 25% DL LOR dispersion was also tested at pH 7.5 and in 100 mM pH 6.8 phosphate, the 25% DL CLO dispersion in 50 mM pH 9.0 glycine/NaOH, and neat amorphous LOR at pH 3.0, 6.8 and 7.5. n = 3. ·····
  4. Solubility. Crystalline solubility was measured by 48 h shake-flask at 37 °C with ultracentrifugation, and the amorphous solubility of LOR and CLO by adding a THF stock until UV extinction at 450 nm showed scattering; the other values in Table 1 are cited. ··
  5. Protonation by XPS. Compacts of neat CNZ and of the 25% DL CNZ dispersion, before and after 40–45 min of dissolution at pH 6.8, were dried and their N 1s spectra fitted with a protonated component, giving percent protonation in the top ∼10 nm. ·
  6. Complexation. Drug and HPMCAS were dissolved together in THF at set molar ratios of drug to HPMCAS succinoyl (COOH) groups and spiked into agitated buffer, by default pH 6.0, 50 mM phosphate (ionic strength 63 mM), to 0.5–1.0 mg/mL polymer, far below its solubility. The precipitate was pelleted by ultracentrifugation and the polymer left in the supernatant measured by HPLC or by a phenol–sulfuric acid colour test; percent complexed follows from eq 2. Controls: drug alone precipitated as drug, polymer alone stayed clear. LOR at 1:1 was also tested at pH 5.8–7.5 and at ionic strengths of 130 and 150 mM. Temperature and centrifugation conditions are not given. ······
  7. Why pH 6.0. For 50 mM pH 6.8 phosphate the gel layer of HPMCAS had been estimated at pH 6.0, so pH 6.0 is taken as the pH at which complexation can affect release. ·

Key equations

Normalized release rate (Eq. 1)
R=k×VS×x

The slope k of released amount against time, times the medium volume V (100 mL), divided by the exposed area S (0.5 cm²) and by the weight fraction x of the component in the compact. Dividing by x puts drug and polymer on one scale: equal R means the two leave in the proportion in which they sit in the dispersion.

Percent polymer complexed (Eq. 2)
complexed (%)=(1−polymer in the supernatanttotal polymer in the solution)×100

The polymer that leaves the supernatant on ultracentrifugation is counted as complexed with the drug; this rests on HPMCAS alone being fully soluble at pH 6.0.·

Polymer flux (Eq. 3)
Jp=DpδCp

The polymer flux J_p grows with its diffusion coefficient D_p and its solubility C_p at the polymer–solution interface and falls with the boundary-layer thickness δ. The authors use it to argue that anything lowering C_p, such as an insoluble complex, slows polymer and hence drug release.··

Terms used on this page
  • Congruent release: drug and polymer leave the dispersion at the same normalized rate, so the polymer sets the drug's release.
  • Gel layer: the hydrated, swollen surface region of a dissolving polymer compact; for HPMCAS its pH is lower than the bulk because the polymer's acid groups release protons as they ionize.
  • Percent complexation: the share of HPMCAS that leaves solution together with the drug as an insoluble precipitate.
  • Hydrophobic ion pair: a poorly soluble complex of an ion with an oppositely charged amphiphile, here a lipophilic drug cation with the ionized succinate groups of HPMCAS.
  • Drug:COOH ratio: moles of drug per mole of HPMCAS succinoyl acid groups; 1:1 corresponds to about 30% DL for LOR and CNZ.
  • Predominantly ionized, partially ionized, unionized: the authors' classes for the share of a weak base carrying a charge at the dissolution pH.
Fig. 1: The eight drugs and HPMCAS
Fig. 1 · p.1467 · The eight drugs and HPMCASShows. IND (acid), INDester (methyl ester), CLO, LOR, RTV and CNZ (bases), PHPH (two phenolic OH), CIL, and HPMCAS with its succinoyl side groups.

03Main findings

1

Drug and polymer leave together, and both slow as loading rises

For IND and INDester, drug and polymer release rates matched at each loading. Drug release fell from 0.85 to 0.50 mg·min⁻¹·cm⁻² (IND) and from 0.66 to 0.39 (INDester) between 5 and 60% DL, against about 0.91 for neat HPMCAS; IND was faster at every loading. ····

Fig. 11: Drug release rate against loading for five drugs at pH 6.8
Fig. 11 · p.1474 · Drug release rate against loading for five drugs at pH 6.8Shows. IND and INDester decline slowly to 60% DL; RTV, LOR and CNZ fall much faster, CNZ to about 0 at 25% DL.Also supports K1
More detail

In IND/HPMCAS dispersions the polymer released at about 0.84 (5% DL) down to about 0.51 mg·min⁻¹·cm⁻² (60% DL), next to drug rates of 0.85 to 0.50; in INDester dispersions the polymer fell from about 0.67 to about 0.37 next to drug rates of 0.66 to 0.39. Neat HPMCAS released at about 0.91 in both runs. The 10 and 50% DL points come from the group's earlier paper. · The authors read the matching rates as polymer-controlled release ("indicates"), and the higher rates of IND than INDester at equal loading as IND having less impact on HPMCAS release ("it is apparent"). · Across all drugs, release fell with loading at very different speeds (Fig. 11): RTV from 0.66 (10% DL) to 0.12 (47%), LOR from 0.49 (10%) to 0.1 (30%), CNZ from 0.6 (5%) to 0.01 (25%), and PHPH released at 0.22 at 27% DL. The authors note that these drugs have "somewhat comparable" log P (4.1 to 5.9), so lipophilicity alone cannot explain the spread, which "strongly suggest[s]" a role for drug–polymer interactions. ····· Drug and polymer release "appear co-dependent" in every HPMCAS dispersion studied. ·

Fig. 2: IND dispersions: drug and polymer leave together
Fig. 2 · p.1469 · IND dispersions: drug and polymer leave togetherShows. paired red (IND) and black (HPMCAS) bars of almost equal height at each loading, falling from neat HPMCAS (left).Also supports K1
2

Weak bases slow the polymer most when they are ionized

At 25% DL and pH 6.8, neat HPMCAS released about 1.6 times faster than the polymer from an RTV dispersion, about 7.4 times (LOR), 11.2 times (CLO) and 30 times (CNZ) faster. Where LOR (pH 7.5) and CLO (pH 9.0) are unionized, the ratio fell to about 2. ··

Fig. 4: 25% DL weak-base dispersions at two pH
Fig. 4 · p.1471 · 25% DL weak-base dispersions at two pHShows. (A) RTV halves the rate; (B) CNZ nearly stops release; (C) CLO and (D) LOR release slowly at pH 6.8 and much faster at pH 9.0 or 7.5.Also supports K2
More detail

The 25% DL dispersions at pH 6.8 released drug and polymer at about 0.40 and 0.43 (RTV), 0.10 and 0.12 (LOR), 0.05 and 0.08 (CLO) and 0.03 and 0.05 mg·min⁻¹·cm⁻² (CNZ), against about 0.90 for neat HPMCAS (Fig. 4). Raising the bulk pH lifted the LOR dispersion to about 0.62 and 0.70 at pH 7.5 and the CLO dispersion to about 0.25 and 0.28 at pH 9.0. Fig. 5 expresses the polymer slowdown as a ratio: RTV about 1.6; LOR about 7.4 at pH 6.8 and 2.0 at pH 7.5; CLO about 11.2 at pH 6.8 and 2.1 at pH 9.0; CNZ 30. The authors' order is CNZ, then the partially ionized LOR and CLO, then RTV, and reducing ionization by raising the pH "reduced their deleterious impact". · Not every ratio follows from the Fig. 4 bars: for CNZ the bars give about 18 rather than 30, and for RTV about 2.1 rather than 1.6; the order is unchanged. In the pH 9.0 glycine buffer, neat HPMCAS itself released more slowly (about 0.63), which the authors put down to the low buffer capacity of that buffer at the acidic surface. ·

Fig. 5: How much each weak base slows the polymer
Fig. 5 · p.1471 · How much each weak base slows the polymerShows. neat-to-ASD polymer rate ratio; green = unionized, yellow = partially ionized, red = predominantly ionized.Read it as. higher bar = slower polymer in the dispersion.Also supports K2
3

Cationic drugs take HPMCAS out of solution as an insoluble complex

In pH 6.0 buffer at 1:1 drug:COOH, IND, INDester, RTV and CIL took 5–17% of the HPMCAS into the precipitate, LOR 70% and CNZ 90%; CLO took 80% at 0.8:1. Neutral PHPH also took 60%. ··

Table 4: Percent HPMCAS complexed by each drug
Table 4 · p.1473 · Percent HPMCAS complexed by each drugShows. 5–17% for IND, INDester, RTV and CIL; 60–90% for PHPH, LOR, CLO and CNZ at about 1:1; rising with ratio for LOR and CNZ.Also supports K3
More detail

The test was checked with controls: CNZ alone at 460 µg/mL precipitated as drug, HPMCAS alone at 1 mg/mL stayed clear, and the two together gave an amorphous precipitate containing polymer. · Table 4 gives, at 1:1 drug:COOH, 5 ± 2% (IND), 7 ± 2% (INDester), 15 ± 3% (RTV), 17 ± 3% (CIL), 60 ± 4% (PHPH), 70 ± 5% (LOR) and 90 ± 5% (CNZ), and 80 ± 3% for CLO at 0.8:1; IND at 2:1 gave 8 ± 2%. Complexation rose with the ratio: LOR from 30 ± 5% (0.25:1, 10% DL) to 70 ± 5% (1:1, 30% DL); CNZ from 12 ± 3% (0.125:1, 5% DL) and 40 ± 6% (0.25:1) to about 99–100% at 1.5:1 and above, a plateau the authors place near 1.5 mol drug per mol COOH. ··· RTV complexed little at any ratio (6 → 15% from 0.1:1 to 1:1). At pH 6.0 the authors give HPMCAS as about 96% ionized, CNZ above 99%, CLO 46% and LOR 14%. · They call PHPH's high complexation interesting, since it is unionized.

Fig. 9: CNZ complexation against drug:COOH ratio
Fig. 9 · p.1473 · CNZ complexation against drug:COOH ratioShows. about 41% at 0.25:1, 90% at 1:1, a plateau near 100% from 1.5:1.Also supports K3
4

LOR binds HPMCAS only when ionized, and its dispersion releases faster at higher pH

LOR complexation at 1:1 fell from about 85% at pH 5.8 to about 5% at pH 6.8 and 2% at pH 7.5. The LOR dispersion released at about 0.10 at pH 6.8 and 0.62 at pH 7.5, whereas neat amorphous LOR did the reverse: about 0.22 at pH 3.0, 0.05 at 6.8 and 0.01 at 7.5. ·····

Fig. 10: LOR complexation against pH
Fig. 10 · p.1473 · LOR complexation against pHShows. about 85% at pH 5.8 falling to about 5% at 6.8 and 2% at 7.5.Also supports K4
Fig. 7: Neat amorphous LOR releases faster when ionized
Fig. 7 · p.1472 · Neat amorphous LOR releases faster when ionizedShows. about 0.01 at pH 7.5, 0.05 at 6.8, 0.22 at 3.0, the reverse of the LOR dispersion.Also supports K5
More detail

Between pH 5.8 and 7.5 the percent of HPMCAS complexed with LOR at 1:1 was about 85, 70, 60, 50, 25, 5 and 2% at pH 5.8, 6.0, 6.2, 6.3, 6.5, 6.8 and 7.5. The authors conclude that ionization of LOR "is necessary" for complexation, and that LOR, which has no hydrogen bond donors, binds ionized HPMCAS mainly electrostatically. The curve is steeper than the LOR pKa of 5.2 predicts (only 14% ionized at pH 6.0), which they call "not unreasonable" because pKa values shift in local microenvironments; a higher apparent pKa of bound LOR or cooperative hydrophobic binding "could" explain the high complexation. ··· For the dispersion, the 60 min profile at pH 6.8 reached about 2.5% release against about 17.8% at pH 7.5. Neat amorphous LOR behaved as a weak base should, releasing fastest where most ionized; the authors call the opposite behaviour of the dispersion "somewhat counterintuitive". ·· LOR's amorphous solubility was 9.0 µg/mL at pH 6.8 and 7.6 µg/mL at pH 7.5. ·

5

Release falls along two trendlines with complexation

Against percent complexation, the low-complexation drugs (at most 17%) released at about 0.43–0.68 up to 30% DL, and IND still at 0.50 at 60% DL; only RTV and CIL at 40–47% DL fell to about 0.15–0.25. LOR, CNZ, CLO and PHPH fell along a second line, from about 0.47 (LOR, 10% DL, 30% complexed) to about 0 (CNZ, 30% DL, 90%). ·

Fig. 12: Release against complexation: two trendlines
Fig. 12 · p.1474 · Release against complexation: two trendlinesShows. low-complexation drugs at upper left; LOR, CNZ, CLO and PHPH on a falling line to the right; labels give the loading.Also supports K6
More detail

Fig. 12 pairs each release rate with the complexation measured at the matching drug:COOH ratio. Left group: IND 30% DL (about 5% complexed, about 0.68), IND 60% (8%, 0.50), INDester 30% (7%, 0.54), RTV 10%, 25% and 47% (6, 11 and 15%; 0.66, 0.43 and 0.15) and CIL 40% (17%, 0.25). Right group: LOR 10, 20, 25 and 30% DL (30, 47, 63 and 70%; 0.47, 0.27, 0.17 and 0.11), CNZ 10, 25 and 30% (41, 83 and 90%; 0.40, 0.03 and 0.00), PHPH 27% (60%; 0.22) and CLO 25% (80%; 0.07); CNZ at 5% DL (12%, 0.60) sits with the left group. The authors read the two groups as anionic or unionized drugs at the left and LOR, CNZ, CLO and PHPH at the right, "roughly" on two trendlines. Within the left group release still trends with complexation. Some release values in Fig. 12 differ from Table S3 and Fig. 4 for the same dispersion (LOR 25% DL: 0.17 against about 0.10; CNZ 25%: 0.03 against 0.01), and the CIL, CLO and CNZ 30% points appear only in this figure. ·

04Further observations

  • A stronger buffer helped the LOR dispersion far more than neat polymer: about 2.5-fold (text ∼2.9) against about 1.1-fold from 50 to 100 mM. ·
  • Release of the LOR dispersion rose steeply with the cited gel-layer pH: about 0.12, 0.29 and 0.68 at pH 6.0, 6.2 and 6.3. ·
  • About 20% of CNZ is protonated in the dry dispersion, 11% after partial dissolution.
  • Higher ionic strength reduced LOR complexation only partly: about 70% falls to 65% (NaCl, 150 mM) or 48% (100 mM phosphate). ·
  • Neat HPMCAS dissolved more slowly in pH 9.0 glycine buffer (about 0.63) than at pH 6.8 (about 0.90). ·
  • Amorphous solubility at pH 6.8 was 9.0 (LOR) and 9.00 µg/mL (CLO), lower at higher pH.
More detail
  • Buffer strength. In 100 mM pH 6.8 phosphate, neat HPMCAS released at about 1.00 against 0.91 in 50 mM, while the LOR dispersion rose from about 0.10 and 0.12 (drug, polymer) to about 0.25 and 0.29. The text gives factors of ∼2.9 and ∼1.2; the bars give about 2.5 and 1.1. ··
  • Gel-layer pH. Fig. 13 places the three LOR dispersion results on a gel-layer pH axis: about 0.12 at pH 6.0 (50 mM pH 6.8), 0.29 at 6.2 (100 mM pH 6.8) and 0.68 at 6.3 (50 mM pH 7.5). The plotted values match the polymer rather than the drug bars, and only the 6.0 value has a stated source. The authors match this steep rise to a steep part of the complexation–pH curve, although the steepest fall in Fig. 10 lies between pH 6.3 and 6.8. ···
  • CNZ protonation. By XPS, neat CNZ showed no protonated nitrogen (0 ± 0%), the dry 25% DL dispersion 20 ± 1%, and the same compact after 40–45 min of dissolution 11 ± 1%; the protonated component sits about 2 eV above the main N 1s peak near 399 eV. The authors take this to mean that most CNZ ionizes only once the gel hydrates, and link the drop after dissolution to surface drug enrichment, for which no composition data are shown. ····
  • Ionic strength. For LOR at 1:1 and pH 6, complexation was about 70% in 50 mM phosphate (ionic strength 63 mM), 65% with added NaCl (150 mM) and 48% in 100 mM phosphate (130 mM). The authors conclude that the complex "appears unlikely" to be disrupted at biological ionic strength; the larger drop in 100 mM phosphate is not discussed. ·· They attribute the CNZ plateau above 1:1 to shielding at 63 mM ionic strength ("likely").
  • Neat polymer at pH 9.0. Neat HPMCAS released at about 0.63 in 50 mM pH 9.0 glycine/NaOH against about 0.90 at pH 6.8; earlier work found no gel layer and a surface pH below 5.5 in that buffer, and the authors attribute the slowdown to its low buffer capacity at the surface. ··
  • Solubilities. Crystalline LOR dissolved to 1.8 (pH 6.8) and 1.4 µg/mL (pH 7.5), crystalline CLO to 0.80 (pH 6.8) and 0.40 µg/mL (pH 9.0); amorphous LOR to 9.0 and 7.6, amorphous CLO to 9.00 and 5.2 µg/mL. Cited values range from 0.05 µg/mL (crystalline CIL) to 459 µg/mL (crystalline IND at pH 6.8).
  • Release above amorphous solubility. At pH 7.5 the LOR dispersion released about 17.8% of its drug in 60 min, several times the amount at the amorphous solubility; the paper does not discuss this, and the solubility line drawn in Fig. S2 does not match Table 1. ·
Fig. 8: N 1s spectra of CNZ
Fig. 8 · p.1472 · N 1s spectra of CNZShows. (A) neat CNZ, one peak; (B) the dry dispersion with a protonated shoulder near 401.6 eV; (C) a smaller shoulder after partial dissolution.

05How the authors connect the findings

1HPMCAS dissolves only once enough of its acid groups ionize, and drug release follows polymer release. ··
↓
2Ionizing HPMCAS releases protons, so the gel layer sits near pH 6.0 in 50 mM pH 6.8 buffer, and weak bases are more ionized there than in the bulk. ··
↓
Neutral or anionic drugLittle binding to ionized HPMCAS↓polymer stays soluble↓release slowed only by lower hydration of the lipophilic dispersion↓reasonable release at high loading.··
Lipophilic cation at gel-layer pHIon pair with the HPMCAS carboxylate↓insoluble complex↓lower polymer solubility at the gel–solution interface (eq 3)↓slow polymer and drug release even at low loading.··
Neutral phenol (PHPH)Hydrogen bonds to the carboxylate↓insoluble complex↓poor release like the cations.
What sets the switch point. The drug's ionization at the gel-layer pH (its pKa against about 6.0) and the drug:COOH ratio; near 1:1 most of the polymer is complexed. ···
Conclusion drawn. Complexation "likely largely accounts" for the poor release of the high-complexation drugs.
Fig. 13: LOR dispersion release against gel-layer pH
Fig. 13 · p.1475 · LOR dispersion release against gel-layer pHShows. about 0.12, 0.29 and 0.68 at gel-layer pH 6.0, 6.2 and 6.3 for three buffers.Also supports K7
More detail
  1. A glassy polymer dissolves by taking up water, plasticizing and letting hydrated chains diffuse away. Protonated HPMCAS interacts little with water, so a critical extent of ionization, and hence a threshold pH, is needed before it dissolves. Earlier studies showed that drug release from HPMCAS dispersions follows polymer release, and the authors postulated that polymer solubility at the gel–solution interface is the rate-limiting step (eq 3). ···
  2. A lipophilic drug slows hydration, so higher loading is "expected" to slow polymer dissolution for any drug (Figs. 2, 3).
  3. Ionizing HPMCAS releases protons into the gel layer; in 50 mM pH 6.8 phosphate the gel layer was estimated at pH 6.0. A weak base is more ionized there than in the bulk, so the pH that matters for complexation is the gel-layer pH, not the bulk pH. ···

Anionic or neutral drug (IND, INDester, RTV, CIL). These drugs "are expected" to interact weakly with ionized HPMCAS; little insoluble complex forms; the polymer stays soluble; their slower release at high loading "can likely be attributed mainly" to lipophilicity through less hydration; release stays reasonable to high loading. ··

Lipophilic cation (CNZ, and LOR and CLO where ionized). At pH 6.0 HPMCAS and CNZ are both nearly fully ionized; the drug cation pairs with the polymer carboxylate as a hydrophobic ion pair, by electrostatic attraction plus hydrophobic interaction, as known for polyelectrolytes with oppositely charged amphiphiles; the complex is insoluble; the polymer's interfacial solubility C_p falls; polymer and drug release slow even at low loading. In the authors' words, if such complexes form in the gel or boundary layer "a slow or nonexistent dissolution rate will be observed". ····

Neutral phenol (PHPH). It is rationalized by "hydrophobic hydrogen bonding": the HPMCAS carboxylate offers a hydrogen-bond site for the phenolic OH groups, supported by phenol–carboxylate complexes in water and by PHPH precipitating copovidone; the authors call it a "conjecture".

What sets the switch point. Ionization of the drug at the gel-layer pH: LOR complexes only as its share of cations rises toward pH 6, and CNZ, ionized at any physiological pH, complexes most. The drug:COOH ratio sets how much polymer is taken: complexation grows with ratio and plateaus near 1.5:1 for CNZ, which the authors attribute "likely" to ionic-strength shielding. ··· Drug chemistry, pKa, log P, the medium's buffer capacity, pH and ionic strength, and drug loading are all "likely determinants".

Conclusion drawn. Eq 3 "can be used to partially rationalize" the lower release with complexation; reduced solubility from complexation "likely largely accounts" for the right-hand trendline and lipophilicity "is likely the dominant factor" for the left. The abstract states it without hedge: electrostatic interactions "led to" insoluble complexes, which "resulted in" poor release.

06What it means for formulation

Stated by the authors
  • Weakly basic lipophilic drugs with pKa above 5 "may" release poorly from HPMCAS-MF, especially above a 1:1 ratio of drug cations to polymer acid groups.
  • Neutral and anionic drugs can be loaded much higher before release is impaired.
AI reading, not stated in the paper
  • For a weak base, the 1:1 drug:COOH ratio from the polymer's succinoyl content gives a first estimate of a loading ceiling in HPMCAS-MF.
  • Release of weak-base HPMCAS dispersions depends strongly on medium pH and buffer strength, so one standard medium can misrank them.
More detail
Stated by the authors
  • When formulating HPMCAS dispersions of lipophilic drugs, the drug's ability to form interactions that persist in water "should be considered", above all for lipophilic weak bases that are ionized together with the polymer.
  • Weakly basic lipophilic drugs with pKa above 5 "may lead to poor release" from HPMCAS-MF dispersions, in particular above a 1:1 molar ratio of drug cations to polymer anionic groups.
  • With anionic or neutral drugs "much higher drug loadings can be achieved" before release is impaired.
  • The boundary-layer pH is "likely" below the bulk pH, which matters when ionization is predicted from pKa.
  • Chemistry, pKa and log P of the drug, buffer capacity, pH and ionic strength of the medium, and drug loading are "all likely determinants" of release, with implications for polymer choice.
AI reading, not stated in the paper
  • The 1:1 ratio is computable from the HPMCAS grade's succinoyl content and the drug's molar mass; for LOR and CNZ it fell near 30% DL, and LOR already lost much of its release at 10–20% DL, so the ratio is an upper bound, not a safe loading.
  • A strong drug–polymer interaction is usually sought for physical stability; here an ionic interaction with HPMCAS costs release, so for weak bases the two goals can conflict in this polymer.
  • Because the effect runs through gel-layer pH, a weak base that releases well at pH 6.8 in a strong buffer may not do so in a weaker or more acidic one; release tests of such dispersions would need media with physiological buffer capacity.
  • Polymers without acid groups, or HPMCAS grades with fewer succinoyl groups, would be expected to avoid the ionic complex; this paper did not test them.

07Open questions

Raised by the authors
  • Do these in vitro results translate into poor in vivo performance?
Not covered by this paper (AI reading)
  • The complex was made in dilute buffer, not found in a dissolving gel layer; the gel-layer pH is cited.
  • Several release values disagree between Table S3 and the figures. ·
More detail
Raised by the authors
  • Whether the in vitro behaviour translates into poor in vivo performance needs future studies.
Not covered by this paper (AI reading)
  • No complex was isolated from, and no polymer solubility measured at, a dissolving compact, and the gel-layer pH of these dispersions was not measured; the causal chain is inferred from dilute coprecipitation plus a cited pH. ·
  • The hydrogen-bonding explanation for PHPH was not tested, for example by spectroscopy of the precipitate.
  • Only HPMCAS-MF was used; grades with other succinoyl contents, other enteric polymers and non-ionic polymers were not compared.
  • The lower complexation in 100 mM phosphate at the same pH offers a second explanation for the gain in stronger buffer that was not examined.
  • Release above the amorphous solubility of LOR at pH 7.5 (for example drug-rich nanodroplets) was not characterised.
  • Release values for the same dispersion differ between Table S3 and Figs. 4, 6 and 12, and the CNZ polymer-slowdown ratio is 30 in Fig. 5 but about 18 from Fig. 4. ·

08How solid

AI assessment, not a statement made in the paper
Moderate

Complexation and release were measured directly, in triplicate, for eight drugs, and the split into two groups is clear. But the link between complex and release is a correlation, the gel-layer pH is cited, and several release values disagree between table and figures. ···

More detail
What holds
  • Percent complexation is measured with controls and replicate standard deviations, and the contrast between 5–17% and 60–90% is large. ·
  • The pH dependence of LOR complexation is a direct, monotonic series of seven points.
  • The opposite pH response of the LOR dispersion and of neat amorphous LOR is a clean internal control for the ASD effect. ··
  • Drug and polymer release were both measured, so congruent release is shown, not assumed. ··
  • The RTV–LOR contrast (more lipophilic RTV, less complexation, faster release) separates complexation from lipophilicity better than the authors' log P comparison. ··
What weakens it
  • The causal step, complex in the gel lowering polymer solubility, is not measured on a dissolving dispersion; complexation was measured in dilute buffer spiked from THF, and the gel-layer pH comes from earlier work. ·
  • Release values for the same dispersions differ between Table S3 and the figures (LOR 25% DL 0.17 against about 0.10; CNZ 0.01 against about 0.03), and the CNZ ratio of 30 in Fig. 5 does not follow from Fig. 4. ·
  • The buffer recipes in Table S1 do not support the stated pH and molarity for several rows, including the pH 6.0 complexation buffer.
  • Fig. 13 does not say which component is plotted, and two of its three gel-layer pH values have no source.
  • The CIL release point and its dispersion preparation are undocumented; PXRD is shown only for two 10% DL dispersions. ·
  • PHPH, a neutral drug on the cationic trendline, is explained only by a stated conjecture.
  • Stronger phosphate buffer lowered LOR complexation at equal pH, an effect left out of the gel-pH explanation.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.1467)key figureDefines the systems: structures of the eight drugs and HPMCAS.0.2
Table 1 (p.1469)Crystalline and amorphous solubilities; LOR and CLO measured, the rest cited.0.4CNZ amorphous value cited to an analytical-method paper.
Fig. 2 (p.1469)key figureIND dispersions: drug and polymer release at equal rates, falling with loading.·F1, K1
Fig. 3 (p.1470)INDester dispersions: the same pattern at lower rates than IND.·F1, K1
Table 2 (p.1470)Classes the weak bases by ionization at pH 6.8 with literature pKa.·0.2
Fig. 4 (p.1471)key figure25% DL weak-base dispersions: release by drug and pH, with neat HPMCAS.F2, K2LOR, CNZ and RTV values differ from Table S3.
Fig. 5 (p.1471)key figurePolymer slowdown ratio by ionization class: CNZ > CLO > LOR > RTV.F2, K2CNZ 30 and RTV 1.6 do not follow from Fig. 4.
Fig. 6 (p.1471)LOR dispersion and neat HPMCAS in 50 and 100 mM buffer.0.4Bars give about 2.5-fold, text ∼2.9.
Fig. 7 (p.1472)key figureNeat amorphous LOR releases faster at lower pH.F4, K5pH 3.0 medium not listed in Table S1.
Table 3 (p.1472)Percent CNZ protonation: 0, 20, 11%.0.4
Fig. 8 (p.1472)key figureN 1s spectra behind Table 3.0.4Surface enrichment cited but not shown.
Fig. 9 (p.1473)key figureCNZ complexation rises with ratio to a plateau.F3, K3
Table 4 (p.1473)key figurePercent HPMCAS complexed for all drugs and ratios: the key complexation data.F3, K3IND 2:1 does not scale to 60% DL; CLO only at 0.8:1.·
Fig. 10 (p.1473)key figureLOR complexation falls with pH.F4, K4
Fig. 11 (p.1474)key figureRelease against loading for five drugs (data of Table S3).F1, K1
Fig. 12 (p.1474)key figureThe central correlation: release against complexation in two groups.F5, K6Some points differ from Table S3; CIL, CLO and CNZ 30% only here.·
Fig. 13 (p.1475)key figureRelease of the LOR dispersion against cited gel-layer pH.0.5, K7Component not labelled; two pH values unsourced.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Tables S1–S2 (SI p.2)Buffer recipes and HPLC conditions.·0.2Several buffer rows inconsistent with stated pH and molarity.
Table S3 (SI p.2–3)All drug release rates against loading.F1, F5Differs from figures for some dispersions.
Fig. S1 (SI p.3)LOR complexation at three ionic strengths.0.4100 mM phosphate lowers complexation to about 48%.
Fig. S2 (SI p.3)LOR dispersion release profiles at pH 6.8 and 7.5.F4Solubility line does not match Table 1.
Fig. S3 (SI p.4)PXRD halos of 10% IND and INDester dispersions.Only two dispersions shown.