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Tze Ning Hiew, Lynne S. Taylor* · Journal of Controlled Release 352, 47-60 (2022)

Combining drug salt formation with amorphous solid dispersions – a double edged sword

Making amorphous salts of the low-Tg weak base lumefantrine raised its Tg from about 20 °C to as much as about 101 °C and delayed crystallisation in PVPVA dispersions, but the higher the salt Tg, the lower the drug loading at which the dispersion still released its drug.

Abbreviations

ASD amorphous solid dispersion; DL drug loading (wt%); LoC limit of congruency; PVPVA copovidone (Kollidon VA 64); Tg glass transition temperature (onset, DSC); PEG 250 diacid poly(ethylene) glycol 250 diacid, (1:1) and (2:1) give the drug:acid mole ratio; besylate benzenesulfonate; tosylate p-toluenesulfonate; camsylate (1S)-(+)-10-camphorsulfonate; RH relative humidity; PXRD powder X-ray diffraction; SEM scanning electron microscopy; v_p* critical polymer volume fraction.

Fig. 2: Onset Tg of the free base, the salts and PVPVA
Fig. 2 · p.50 · Onset Tg of the free base, the salts and PVPVAShows. Tg rises from about 20 °C (free base) through the carboxylate salts (about 28–42 °C) and sulfonates (about 70–85 °C) to HCl and sulfate (about 96 and 101 °C), close to PVPVA.Also supports F1, K1
Fig. 13: Highest loading with good release against neat-salt Tg
Fig. 13 · p.57 · Highest loading with good release against neat-salt TgShows. 35% for the free base falling to 2% for the sulfate; colours as in Fig. 2.Read it as. each point is the last good loading tested; the next tested loading failed.Also supports F3, K2

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How does turning lumefantrine into salts of different Tg change the physical stability and the drug release of its PVPVA dispersions?

Short answer

It moves them in opposite directions. The high-Tg salts (about 70–101 °C) released well only up to 2–15% DL, against 35% for the free base (about 20 °C), while dispersions of the low-Tg carboxylate salts were among the first to crystallise at 40 °C/75% RH. ···

Conclusion

For lumefantrine–PVPVA dispersions dissolved as compacts in pH 6.8 buffer at 37 °C, the highest loading with good release fell from 35% for the free base (Tg about 20 °C) to 20–25% for the carboxylate salts (about 28–42 °C), 10–15% for the sulfonate and HCl salts (about 70–96 °C) and 2% for the sulfate (about 101 °C). ·· The authors conclude that drug Tg "may be an important factor" in the achievable loading even without specific drug–polymer interactions, pointing to the sulfate and the free base, neither of which showed such interactions by FTIR. ·· Higher-Tg salts and some of their dispersions resisted crystallisation longer (camsylate dispersion at 10% DL: 12 weeks; neat HCl and sulfate salts: at least 16 weeks), so the authors see a trade-off ("It appears") between stability gained through Tg elevation and release at higher loading, and advise attention to salt Tg "at least for PVPVA-based ASDs". ··· Their mechanism, that a high-Tg, poorly hydrated salt cannot separate from the hydrated polymer, is offered as a "potential explanation" supported by the loss of release at 10 °C and by film imaging; the Tg of the hydrated phases and the structure of the dissolving surface were not measured. ···

01Why this study

Known 1Tg governs amorphous stability

Mobility and crystallisation rise sharply above Tg, so low-Tg drugs are paired with high-Tg polymers.

Towler 2008, ref 19; Ueda 2014, ref 22 ·

Known 2Lumefantrine crystallises fast from PVPVA

The free base has a Tg of 19.7 °C and no hydrogen-bond donor; in the authors' earlier study it crystallised quickly.

Hiew 2022, ref 10 ··

Known 3Salts raise Tg

Amorphous sodium indomethacin has a Tg about 75 °C above the free acid, and the counterion tunes it.

Tong 1999, ref 30; Tong 2002, ref 31

Known 4High Tg can hurt release

Some ASDs with a Tg well above the dissolution temperature released poorly.

Saboo 2020, ref 12; Yang 2021, ref 15; Que 2019, ref 32

Gap → this paperDoes salt formation make an ASD more stable, and what does it do to drug release?
More detail

What was already known. The introduction and discussion build on these points:

  • ASDs are a leading enabling formulation. Molecularly obese new drugs are often poorly soluble; ASDs give supersaturation, with the polymer slowing nucleation and crystal growth. Since early 2010 the FDA approved 16 ASD products, and 19 between 2007 and 2017. (Hann 2011, ref 1; Jermain 2018, ref 2; Taylor 2016, ref 9; refs 16–18)
  • Tg sets physical stability. Stability depends on storage temperature relative to Tg, and crystallisation speeds up above Tg, as shown for amorphous sucrose; pairing a low-Tg drug with a high-Tg polymer raises the dispersion Tg. Drug–polymer hydrogen bonds slow crystallisation, a lack of specific interactions can speed it. (Towler 2008, ref 19; refs 20, 21; Ueda 2014, ref 22; refs 12, 23–26) ·
  • The earlier lumefantrine study. Without specific interactions with the polymer, lumefantrine ASDs crystallised quickly at elevated temperature and humidity; with ionic drug–polymer interactions they stayed stable. Lumefantrine is a weak base (tertiary amine pKa 8.73) with a Tg of 19.7 °C, no available hydrogen-bond donor, yellow crystals and no reported polymorphism, so its PVPVA ASDs "may" crystallise quickly. (Hiew 2022, ref 10; Amin 2013, ref 27; de Freitas-Marques 2020, ref 28) ··
  • Salt formation is possible and raises Tg. With its high pKa, lumefantrine can in theory form salts with many acids, since salt formation needs a pKa difference above 2. Salts improve dissolution and solid-state properties. Amorphous sodium indomethacin has a Tg about 75 °C above the free acid, the alkali-metal ionic radius correlates with the Tg rise, and amorphous propranolol salts crystallise at higher temperatures than the free base. Salt formation is therefore a "potential strategy" against crystallisation, but little explored in ASDs. (Tong 1998, ref 29; Tong 1999, ref 30; Tong 2002, ref 31; Towler 2008, ref 19) ··
  • A higher Tg may impair release. Recent studies gave "some evidence" that systems with a high Tg relative to the dissolution temperature release poorly, so raising Tg through a salt is a potential concern for ASD release. (Saboo 2020, ref 12; Yang 2021, ref 15; Que 2019, ref 32)
  • Background used in the discussion. Fast-releasing PVPVA ASDs release drug and polymer congruently, at the polymer's rate; above a drug-specific loading release falls off a cliff, ascribed to a drug-rich barrier layer formed by amorphous–amorphous phase separation; reported LoCs for PVPVA systems range from 5 to 35%, and the causes are poorly understood. Polymer dissolution is controlled by water ingress, chain disentanglement and chain diffusion, and glassy polymers must first be plasticised (critical polymer volume fraction). (Indulkar 2019, ref 36; Saboo 2019, ref 13; Saboo 2020, ref 37; Narasimhan 1996, ref 43; Narasimhan 1997, ref 45) ····
  • PVPVA was the chosen polymer. It is one of the most common neutral polymers in marketed ASDs. (Wyttenbach 2017, ref 33)

What the paper set out to do. Examine how salt formation, and the Tg rise that comes with it, affects two ASD metrics, physical stability and release, for lumefantrine in PVPVA: lumefantrine was reacted with a series of acids, the Tg of the amorphous salts was measured by DSC, salts and ASDs were stored open at 40 °C/75% RH and checked by PXRD, and release was measured with the Wood's intrinsic dissolution apparatus.

02How they approached it

One weak base, seven acids, one polymer: the counterion sets the Tg of the amorphous drug, from 19.7 °C for the free base to about 101 °C for the sulfate, and the same PVPVA dispersions are then tested for crystallisation under stress and for release. ··

Lumefantrine free basereference formWeak base, pKa 8.73, log P 8.34, Tg 19.7 °C; no hydrogen-bond donor. Measured. ·
PEG 250 diacid salt, 1:1carboxylate, excess acidTg about 28 °C; the most hygroscopic salt. Measured. ··
Benzoate saltcarboxylateTg about 33 °C. Measured.
PEG 250 diacid salt, 2:1carboxylateTg about 42 °C. Measured.
Besylate saltsulfonateTg about 70 °C. Measured.
Tosylate saltsulfonateTg about 74.5 °C. Measured.
Camsylate saltsulfonateTg about 85 °C. Measured.
HCl salthydrochlorideTg about 96 °C. Measured.
Sulfate salt2:1 drug:acidTg about 101 °C, the highest. Measured. ·
PVPVAcopovidone, Kollidon VA 64The carrier polymer in every dispersion; Tg 102.9 °C. Measured. ·

What was done

Experiment

Drug and acid dissolved and dried→amorphous salts→with PVPVA→dispersions at 2–35% DL.··

↓
Experiment

Modulated DSC→onset Tg of salts and dispersions.··

Experiment

Vapour sorption→water uptake of salts and dispersions.···

Experiment

Shake-flask solubility in pH 6.8 buffer.·

↓
Experiment

Open-dish storage at 40 °C/75% RH→PXRD for crystallisation and disproportionation.··

Experiment

Compacts in pH 6.8 buffer at 37 °C→drug release profiles and rates.··

↓
Experiment

Two lag-phase 30% DL dispersions→drug and PVPVA release→SEM of the dissolving surface.··

Experiment

Dissolution at 10 °C against 37 °C.·

Experiment

FTIR of dispersion films→drug–polymer interactions.·

Experiment

Confocal imaging of films at high RH→phase separation.·

↓
Comparison

Highest loading with good release against neat-salt Tg (Fig. 13).

Calculation

Critical polymer volume fraction of PVPVA from its Tg (Eq. 1).·

More detail

What was done

  1. Salts. Lumefantrine and each acid were dissolved at a 1:1 mole ratio (sulfate 2:1; PEG 250 diacid at both 1:1 and 2:1) in the solvent of Table 1 (DCM/MeOH, DCM/acetone, DCM or THF), the solvent was removed by rotary evaporation at 45 °C, and the solids were dried overnight under vacuum.
  2. Dispersions. Each salt (or the free base) and PVPVA were dissolved at 20 mg/mL solids, evaporated, dried, cryo-milled and sieved below 250 µm. Loadings: free base 5–35%, carboxylate salts 20–30%, sulfonate salts 10 and 15%, HCl 5–25%, sulfate 2–35%. ·
  3. Tg. Modulated DSC at 3 °C/min (±0.636 °C every 40 s), onset Tg from the second heating, n = 2.
  4. Water. Salts were scanned from 5 to 95% RH by DVS; selected dispersions were taken to 95% RH at 40 °C. ·
  5. Stability. Neat amorphous salts and dispersions were stored in open dishes at 40 °C/75% RH and checked by PXRD (4–40° 2θ) at set times, up to 32 weeks. ·
  6. Release. Compacts in the Wood's apparatus (method of ref 10) were dissolved in 250 mL of 50 mM pH 6.8 phosphate buffer at 37 °C (two formulations also at 10 °C); drug was measured by HPLC and, for two formulations, PVPVA by the method of refs 34 and 35; n = 3. The surface-normalised release rate was taken from the linear part of each profile. ··
  7. Surface. Compacts were stopped at 0, 10, 60 and 90 min, dried with air and imaged by SEM at 1000×. ·
  8. Interactions and phase separation. Spin-coated films were analysed by FTIR in the carbonyl region; Nile red-stained films were imaged by confocal microscopy at 37 °C and high RH. ··
  9. Calculation. The critical polymer volume fraction of PVPVA was computed with Eq. 1 from its Tg (102.9 °C), 37 °C and its density (1.19 g/cm³). ·

Key equations

Critical polymer volume fraction (Eq. 1)
vp*=1/ρp1/ρp+Tg−Tβ/αf·1ρs

A glassy polymer must take up solvent until its volume fraction falls to v_p* before its chains can disentangle; the further T lies below Tg, the more solvent is needed. For PVPVA at 37 °C the authors estimate v_p* = 0.89, i.e. at least 11% water.·

Disentanglement rate (Eq. 2)
kd=B(1−vp)1.9

Above v_p*, the rate at which polymer chains disentangle rises with hydration; B lumps molecular weight, solvent viscosity and temperature. The paper uses it only in the argument.

Terms used on this page
  • Onset Tg: the temperature at which the glass transition begins on heating; the paper reports onset values throughout.
  • Disproportionation: a salt reverting to the free base (and free acid), seen here as free-base or acid peaks in PXRD.
  • Congruent release: drug and polymer leave the dispersion at the same normalised rate; incongruent when the polymer leaves faster.
  • LoC (limit of congruency): the highest loading with congruent, fast release; above it release "falls off a cliff". In this paper it is read from drug release only (Fig. 13).
  • Lag phase: a delay before drug release starts.
  • Surface-normalised release rate: drug released per minute per cm² of compact surface, in mg·min⁻¹·cm⁻².
  • Critical polymer volume fraction (v_p*): the polymer fraction below which a glassy polymer is plasticised enough for its chains to disentangle.
  • Water-induced (amorphous–amorphous) phase separation: water drives drug and polymer into separate drug-rich and polymer-rich phases.
Fig. 1: Structures of lumefantrine, PVPVA and the acids
Fig. 1 · p.49 · Structures of lumefantrine, PVPVA and the acidsShows. lumefantrine (tertiary amine, one OH), PVPVA (n = 1.2 m) and benzoic, PEG 250 diacid, benzenesulfonic, p-toluenesulfonic, camphorsulfonic, hydrochloric and sulfuric acids.

03Main findings

1

Salt formation raised the Tg, by counterion, up to about 101 °C

The free base has a Tg of 19.7 °C. The carboxylate salts reached about 28–42 °C, the sulfonates about 70–85 °C, the HCl salt about 96 °C and the sulfate about 101 °C, close to PVPVA (about 103 °C). ·

See also Fig. 2

More detail

Every amorphous form showed a single glass transition. Onset Tg (read from Fig. 2) was 19.7 °C for the free base, about 28 °C for PEG 250 diacid (1:1), 33 °C for benzoate, 42 °C for PEG 250 diacid (2:1), 70 °C for besylate, 74.5 °C for tosylate, 85 °C for camsylate, 96 °C for HCl and 101 °C for the sulfate; PVPVA was 102.9 °C. The authors summarise this as a counterion-dependent rise, sulfonates above carboxylates, the sulfate highest and the benzoate only "~10 °C" above the free base (Fig. 2 places it about 13 °C higher). · The PEG 250 diacid salt with excess acid (1:1) had a lower Tg than the 2:1 salt (about 28 against 42 °C). ·

2

Dispersions of high-Tg salts keep the polymer's Tg at every loading

Low-Tg forms lowered the dispersion Tg by about 5 °C per 5% DL (free base: about 99 °C at 5% DL to 73 °C at 35% DL). Dispersions of the high-Tg salts stayed at about 101–105.5 °C, near PVPVA. ·

More detail

Free base dispersions fell from about 99 °C (5% DL) through 95.5, 91, 87 and 82 °C to about 73 °C (35% DL); PEG 250 diacid (1:1) dispersions were about 66 and 62 °C at 25 and 30% DL, benzoate about 77, 72 and 67 °C at 20–30% DL, PEG 250 diacid (2:1) about 79, 72 and 70 °C. Besylate, tosylate, camsylate, HCl and sulfate dispersions lay between about 101 and 105.5 °C at every loading tested, with little or no trend. · The authors later state that all the dispersions have a Tg below neat PVPVA; that holds for the low-Tg forms only. ·

Fig. 3: Onset Tg of the dispersions against loading
Fig. 3 · p.51 · Onset Tg of the dispersions against loadingShows. free base and carboxylate dispersions fall with loading; high-Tg salt dispersions stay near 101–105 °C.
3

The higher the salt Tg, the lower the loading that still releases

Good release was seen up to 35% DL for the free base, 20–25% for the carboxylate salts, 10% for the sulfonates, 15% for HCl and only 2% for the sulfate; at the next loading tested, release lagged or almost stopped. ··

See also Fig. 13

Fig. 7: Drug release profiles of all dispersions
Fig. 7 · p.53 · Drug release profiles of all dispersionsShows. (a) free base releases at every loading; (b–d) carboxylates fail at 25–30%; (e–g) sulfonates fail at 15%; (h) HCl fails at 20%; (i) sulfate releases only at 2%.Also supports K2
More detail

Free base dispersions released fast at every loading tested, 5–35% DL, reaching about 63–84% by 25–30 min and 67–81% at 90 min, with rates of about 3.2–3.9 mg·min⁻¹·cm⁻². · The low-Tg salts went further before failing: benzoate released about 60% at 20% DL (rate about 1.9) but only about 14% at 25% DL and about 10% at 30% DL, after a 20 min lag; PEG 250 diacid (2:1) released about 75–77% at 20 and 25% DL (rates about 2.4 and 3.2), and both PEG 250 diacid salts lagged at 30% DL (about 37 and 44.5% at 90 min). · The sulfonates released well at 10% DL (besylate and camsylate about 77–81%, tosylate about 58% with a plateau after 30 min) and almost nothing at 15% DL (besylate about 9% at 90 min, tosylate and camsylate about 0). · The HCl salt released about 78–93% at 5–15% DL (rates about 3.9–4.5), about 26% at 20% DL and nothing at 25%. · The sulfate released about 94% at 2% DL (rate about 4.5) but only about 3.5% (about 0.1 mg) at 5% DL, and nothing at 10–35% DL. ··

Plotted against the neat-salt Tg, the highest loading with good release is 35% (free base, about 20 °C), 25% (PEG 250 diacid 1:1, about 28 °C), 20% (benzoate, about 33 °C), 25% (PEG 250 diacid 2:1, about 42 °C), 10% (besylate, tosylate, camsylate, about 70–85 °C), 15% (HCl, about 96 °C) and 2% (sulfate, about 101 °C). The authors write that this limit "declines precipitously" as Tg rises and that drug Tg "may be an important factor" in the achievable loading, "even for an ASD without drug–polymer specific interactions". · Each value is the last good tested loading, so the real limits are intervals, and the free base's 35% is the highest loading tested; the ranking is not strictly monotonic (PEG 250 diacid 2:1 above benzoate, HCl above the sulfonates). · No numerical criterion for "good release" is given, and drug and polymer release were compared for only two formulations.

Fig. 8: Surface-normalised drug release rates
Fig. 8 · p.54 · Surface-normalised drug release ratesShows. good releasers at about 3–4.5 mg·min⁻¹·cm⁻², failing ones below 1.
4

In lag-phase dispersions the polymer leaves first

From the benzoate 30% DL dispersion about 20% of the PVPVA but almost no drug left in 30 min; after 90 min about 50% of the polymer against about 8.5% of the drug. The PEG 250 diacid (2:1) 30% DL dispersion lost about 9% of its PVPVA before drug release began; then both rose. ··

Fig. 9: Drug against PVPVA release from two lag-phase dispersions
Fig. 9 · p.54 · Drug against PVPVA release from two lag-phase dispersionsShows. open circles (PVPVA) above filled circles (drug); (a) benzoate 30% DL, (b) PEG 250 diacid (2:1) 30% DL.Also supports K4
More detail

For the benzoate 30% DL dispersion, PVPVA release reached about 20% at 30 min and 24% at 45 min, then climbed again to about 39, 46 and 50% at 60, 75 and 90 min, while drug release started only after about 45 min (about 2% at 45 min, 8.5% at 90 min). The authors read this as incongruent release that "could account for" the low drug release, and state that drug release began only after about 20% of the PVPVA had left, raising the effective loading to "~57%"; that value cannot be reproduced from the stated polymer loss, which gives about 35–38%. ···· For the PEG 250 diacid (2:1) 30% DL dispersion, about 9% of PVPVA left in 30 min with no drug, after which both rose to about 51% (polymer) and 34% (drug) at 90 min; the authors estimate the effective loading rose only to about 33%, which "could explain" the steadier release. ·· The same formulation released more drug in Fig. 7d (about 44.5% at 90 min), so lag-phase values vary between runs.

SEM of the benzoate 30% DL compact showed large pits after 10 min and a rough, irregular surface, more pitted at 60 min; the PEG 250 diacid (2:1) compact was smoother, with pits of 10–30 µm at 10 min that became fewer later. The authors "postulated" that the pits come from phase separation into a discrete PVPVA-rich phase followed by preferential PVPVA release.

Fig. 11: SEM of dissolving compacts
Fig. 11 · p.55 · SEM of dissolving compactsShows. (a–d) benzoate 30% DL at 0, 10, 60, 90 min, pitted and rough; (e–h) PEG 250 diacid (2:1) 30% DL, smoother with fewer pits.
5

At 10 °C two well-releasing dispersions stopped releasing

The benzoate 20% DL dispersion reached about 59 µg/mL at 37 °C but stayed at about 0 at 10 °C; the besylate 10% DL dispersion reached about 38–39 µg/mL at 37 °C against about 1 µg/mL at 10 °C. ·

Fig. 10: Release at 10 °C against 37 °C
Fig. 10 · p.55 · Release at 10 °C against 37 °CShows. black circles (37 °C) plateau at about 59 and 38 µg/mL; red triangles (10 °C) stay near zero.Also supports K5
More detail

At 37 °C the two dispersions released about 60% (benzoate 20% DL) and about 80% (besylate 10% DL) of their drug within about 30–60 min and then plateaued over 120 min; at 10 °C release was "dramatically reduced" for both, to about 0 and about 1 µg/mL. The authors conclude that the dissolution temperature relative to Tg "appears to play a role" in release, consistent with refs 12 and 15. Cooling also slows the polymer, which was not measured at 10 °C.

6

Higher-Tg forms crystallised later, with exceptions

At 40 °C/75% RH the neat benzoate, PEG 250 diacid and besylate salts crystallised within 4 weeks, the camsylate after 32 weeks, and the HCl and sulfate salts not within 16 weeks. Benzoate and PEG 250 diacid dispersions crystallised within a week and the camsylate 10% DL dispersion after 12 weeks, but the besylate 10% DL dispersion after only 3 days. ··

More detail

All fresh salts and dispersions were X-ray amorphous. · Recrystallised neat salts gave patterns different from crystalline lumefantrine, read by the authors as no disproportionation. · In the dispersions the picture was mixed: the 20–30% DL benzoate and both PEG 250 diacid dispersions crystallised within a week, the 2:1 PEG salt and the benzoate with free-base peaks (disproportionation) and the 1:1 PEG salt without; the besylate dispersions crystallised after 3 days (10% DL) and 2 weeks (15% DL) with free-base and benzenesulfonic acid peaks; the camsylate dispersions after 12 weeks, at 10% DL without disproportionation. ···· For comparison the authors cite free-base dispersions crystallising within 2 weeks at 10% DL and after 8 (or, elsewhere, 4) weeks at 5% DL. · The sulfate 5% DL dispersion is reported both as amorphous to 16 weeks and as showing peaks after 12 weeks. · The authors conclude that drug or salt Tg "appears to be an important predictor" of stability, especially at higher loading. Tosylate and HCl dispersion stability is not reported.

Fig. 6: PXRD of dispersions that crystallised in storage
Fig. 6 · p.52 · PXRD of dispersions that crystallised in storageShows. crystalline peaks in benzoate, PEG 250 diacid, besylate and camsylate dispersions, compared with lumefantrine, the acids and the crystallised salts; (f) a weak peak in the sulfate 5% DL trace.Also supports K3
7

FTIR shows little drug–polymer interaction

The PVPVA carbonyl peaks (1736 and 1684 cm⁻¹) did not shift in any dispersion except the tosylate; peak-height changes were clearest for the excess-acid PEG 250 diacid (1:1) salt. ··

More detail

FTIR of films at 10–30% DL showed the vinyl acetate (1736 cm⁻¹) and vinylpyrrolidone (1684 cm⁻¹) carbonyl peaks of PVPVA unshifted at every loading for all salts except the tosylate; peak-height ratios changed with loading for several dispersions, most visibly for the PEG 250 diacid (1:1) salt. The authors read this as at most a "minor extent" of interaction and conclude that the stoichiometric salts interact with PVPVA less than drugs studied before; the free base and sulfate dispersions show no "compelling evidence" of specific interactions. ·· Their wording on which salts show hydrogen bonding is not consistent between sections.

Fig. 12: Carbonyl-region FTIR of the dispersions
Fig. 12 · p.56 · Carbonyl-region FTIR of the dispersionsShows. PVPVA peaks at 1736 and 1684 cm⁻¹ unshifted except for the tosylate; spectra of the neat salts and amorphous lumefantrine for comparison.Also supports K6

04Further observations

  • No salt dissolved measurably in pH 6.8 buffer (below 0.002 µg/mL).
  • The neat salts took up little water: under about 2% at 95% RH for most, 3.3% for the sulfate and 6.6% for PEG 250 diacid (1:1), which liquefied. Dispersions took up 35–55%. ·
  • Free base and benzoate dispersion films phase-separated at high RH; the sulfate film did not.
  • PVPVA needs at least 11% water to start disentangling at 37 °C.
More detail
  • Solubility. The equilibrium solubility of every salt in 50 mM pH 6.8 buffer at 37 °C was below the 0.002 µg/mL detection limit, while release experiments measured tens of µg/mL of drug in the medium. ··
  • Water sorption. At 95% RH the salts gained about 0.8% (benzoate), 1.4% (besylate), 1.7% (HCl), 1.8% (camsylate), 2.0% (tosylate), 3.3% (sulfate), 3.9% (PEG 250 diacid 2:1) and 6.6% (PEG 250 diacid 1:1, with an upswing above 85% RH and liquefaction). · Selected dispersions took up 35–55% water at 40 °C/95% RH, more at lower loading; PVPVA itself is given as about 45% at 95% RH. ·· (Fig. 4)
  • Phase separation in humid films. Confocal images (SI) showed water-induced phase separation in free base and benzoate dispersion films and none in the sulfate film; the authors attribute the free base behaviour to its lack of specific interactions and high lipophilicity (log P 8.34). ·
  • Polymer plasticisation. Eq. 1 gives v_p* = 0.89 for PVPVA at 37 °C, so at least 11% water is needed to start chain disentanglement; with about 45% water at 95% RH, PVPVA dissolves rapidly and completely. ·· If each 1% water lowers Tg by 10 °C, every dispersion's wet Tg would be below 37 °C, so the authors find the release behaviour "difficult to rationalize" by wet Tg alone. ·
  • Release rate ceiling. All formulations with near-complete release had rates above 3 mg·min⁻¹·cm⁻², and the authors note the highest rates were similar to that of neat PVPVA, which is not reported in this paper. ··
  • Literature LoCs. Indomethacin, which hydrogen-bonds to PVPVA, has an LoC of 10% against 25% for its ester, which does not; reported LoCs of PVPVA systems span 5–35%. ··
Fig. 4: Water sorption of the amorphous salts
Fig. 4 · p.51 · Water sorption of the amorphous saltsShows. most salts under 2% at 95% RH; sulfate 3.3%; PEG 250 diacid (1:1) 6.6% with an upswing above 85% RH.

05How the authors connect the findings

1Good release from PVPVA dispersions is polymer-controlled: the drug leaves at about the polymer's normalised rate. ·
↓
2In water, drug and polymer separate in the gel layer; as long as the drug-rich phase does not form a continuous layer, both still leave at the polymer's rate.
↓
3Separating needs mobility. The neat salts take up far less water than PVPVA, so a high-Tg salt stays much less plasticised than the hydrated polymer. ··
↓
Low-Tg form(free base, carboxylate salts). Drug-rich phase mobile at 37 °C↓separates and leaves with the dissolving polymer↓good release up to 20–35% DL.·
High-Tg salt(sulfonates, HCl, sulfate). Drug-enriched phase stays glassy and needs more water↓separation is held back while the polymer leaves↓release stops above 2–15% DL.··
Low-Tg form in humid storageNo specific interactions and a lipophilic drug↓water-induced phase separation↓mobile drug-rich phase crystallises without the polymer's protection.··
High-Tg salt in humid storageNo obvious phase separation (sulfate)↓crystallisation delayed by weeks (camsylate, sulfate).··
What sets the switch point. The Tg of the drug form relative to the dissolution temperature: cooling the medium to 10 °C turned two good releasers into poor ones ("appears to play a role"). ··
Conclusion drawn. A trade-off between stability and release: "It appears that there is a trade-off" between improving physical stability through Tg elevation and good release at higher loading.
More detail
  1. In fast-releasing PVPVA dispersions drug and polymer leave congruently; because the neat polymer releases much faster than a neat amorphous lipophilic drug, polymer control speeds drug release, and release "should ideally be polymer-controlled". Above a drug-specific loading a drug-rich barrier layer, thought to form by amorphous–amorphous phase separation, makes release drug-controlled and it falls off a cliff. ··
  2. For the polymer to dissolve, its chains must be solvated, which requires breaking drug–polymer contacts; with few specific interactions this "should be facile" for lumefantrine. If drug and polymer separate in the gel layer, both "would be anticipated" to release at the neat polymer's rate as long as the separated drug cannot form a continuous barrier. The authors note that the best release rates were similar to that of neat PVPVA. ·
  3. Separation needs molecular mobility. Neat amorphous salts absorb far less water than PVPVA (mostly under 2% against 35–55% for the dispersions), so for high-Tg salts the hydrated salt is plasticised much less than the hydrated polymer; a phase separation that is thermodynamically favoured but arrested by this asymmetry is established for polymer–solvent blends. The authors call this a "potential explanation". ··

Low-Tg forms. The drug-rich phase stays mobile, separation proceeds and the drug leaves with the dissolving polymer → release at the polymer's rate up to 35% DL (free base) or 20–25% DL (carboxylate salts). ··

High-Tg salts. Any separation after water uptake is "expected to become increasingly detrimental" because the drug-enriched phase has a higher Tg, and a larger Tg − T means a lower v_p* and more water to plasticise it (Eq. 1) → release stops above 2–15% DL; the sulfate 5% DL dispersion was stable but released almost nothing. ···

Stability, low-Tg forms. Without specific interactions and with a log P of 8.34, the free base "predisposed" its dispersion to water-induced phase separation; once separated, the low Tg of the drug or salt raised the crystallisation risk, worst at higher loading. ·

Stability, high-Tg salts. No obvious phase separation was seen in the sulfate film, and the camsylate delayed crystallisation by about 10 weeks against the free base at 10% DL; drug or salt Tg "appears to be an important predictor" of stability. ··

What sets the switch point. Two observations "support" the explanation: dispersions that released well at 37 °C released poorly at 10 °C, and phase separation was seen in low-Tg but not in high-Tg dispersion films. The authors also judge that wet Tg alone cannot explain release, since every dispersion's wet Tg should fall below 37 °C. ···

Conclusion drawn. Tg elevation by salt formation improved stability but lowered the LoC, which "potentially limits" the loading with rapid release; hence the advice to watch salt Tg, "at least for PVPVA-based ASDs". ·

06What it means for formulation

Stated by the authors
  • When a salt is used in an ASD, consider its Tg: it may improve stability and impair release at the same time, at least in PVPVA.
  • Release from ASDs should ideally be polymer-controlled.
AI reading, not stated in the paper
  • For a low-Tg weak base in PVPVA, a high-Tg salt chosen for stability can cut the workable loading several-fold; test release at the target loading before choosing the counterion.
  • In this set, the HCl salt (Tg about 96 °C) still released well at 15% DL, more than the sulfonates, so counterion choice is not fully captured by Tg.
More detail
Stated by the authors
  • When using a salt in an ASD formulation, "attention should be paid to the Tg of the salt", since it may have opposing effects on physical stability and drug release, at least for PVPVA-based ASDs.
  • Tg elevation by salt formation improved ASD stability but lowered the LoC, which "potentially limits" the loading at which rapid release is seen.
  • Release from ASDs "should ideally be polymer-controlled" to make the most of the formulation.
AI reading, not stated in the paper
  • For a low-Tg weak base like lumefantrine in PVPVA, a salt that cures crystallisation can lower the loading with good release from 35% to 2–15%; release should be tested at the intended loading before a counterion is chosen, not inferred from the free base.
  • The low-Tg carboxylate salts kept loadings of 20–25% but crystallised within a week under 40 °C/75% RH in open dishes; they would need protection from humidity rather than a different counterion.
  • The HCl salt (Tg about 96 °C) released well at 15% DL while the sulfonates (about 70–85 °C) failed at 15%, and the besylate dispersion crystallised fastest of all; counterion chemistry, disproportionation and hygroscopicity matter alongside Tg. HCl dispersion stability was not reported.
  • "Good release" here includes plateaus near 60% and is based on drug release alone; a formulator would want a defined criterion and polymer release data before setting a loading limit.

07Open questions

Raised by the authors
  • How do drug additives change the overall Tg and the polymer disentanglement kinetics, and so the dissolution rate of PVPVA dispersions?
  • The role of Tg in the release cliff is not well understood.
Not covered by this paper (AI reading)
  • The Tg of the hydrated drug-rich phase and the structure of the dissolving surface were not measured.
  • Tg is confounded with counterion class (carboxylate against strong-acid salts).
  • Each loading limit is a coarse interval, and congruency was tested for only two formulations. ·
More detail
Raised by the authors
  • The impact of drug additives on the overall Tg and on polymer disentanglement kinetics, and through them on the dissolution rate of PVPVA-based ASDs, "has not been evaluated and requires further consideration".
  • Why release falls off a cliff remains "poorly understood", and the role of Tg is "not well understood".
Not covered by this paper (AI reading)
  • The mechanism rests on the Tg of hydrated drug-rich phases and on a barrier at the compact surface; neither was measured, and the phase-separation images are in SI figures that were not supplied.
  • The high-Tg salts are all strong-acid salts and the low-Tg salts all carboxylates; a high-Tg carboxylate or low-Tg strong-acid salt would separate Tg from counterion chemistry.
  • Loadings were tested in 5% steps (2 and 5% for the sulfate), the free base was not tested above 35%, and drug and polymer release were compared only at 30% DL for two salts. ·
  • The 10 °C experiment did not include the polymer or a free base control.
  • Whether the salts disproportionate during dissolution, and how the counterion mass affects the nominal loading, was not addressed.

08How solid

AI assessment, not a statement made in the paper
Moderate

The Tg and release data are direct, cover nine drug forms and are internally consistent in their broad grouping. But each loading limit is a coarse interval with no stated criterion, Tg varies together with counterion class, the mechanism is not measured, and several stability statements contradict each other. ·······

More detail
What holds
  • Salt formation raised Tg strongly and by counterion, with n = 2 and small error bars.
  • Release at 37 °C was measured for nine drug forms at several loadings each, n = 3; the low-Tg group released well to 20–35% DL and the high-Tg group only to 2–15%. ··
  • The polymer-first release of the two lag-phase dispersions was measured directly. ·
  • Cooling to 10 °C stopped release from two good releasers.
What weakens it
  • The loading limits have no numerical criterion, include plateaus near 60%, and are last-good points of a coarse grid; the free base value is only a lower bound. ·
  • The Tg ranking is not monotonic within groups, and Tg is confounded with counterion class, hygroscopicity and disproportionation. ·
  • The mechanism (arrested phase separation) and the drug-rich barrier were not measured; the 10 °C test lacks a polymer control. ·
  • Stability statements conflict (sulfate 5% DL, free base 5% DL, HCl salt), and the besylate dispersion crystallised faster than the free base. ···
  • The "~57%" effective loading cannot be reproduced, and release values of one lag-phase formulation differ between figures. ·
  • The SI was not available, so the phase-separation images, dispersion water uptake and PXRD time courses could not be checked. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.49)key figureDefines the systems: lumefantrine, PVPVA and the eight acids used to make the salts.0.2
Table 1 (p.49)Solvent systems for preparing each salt and its dispersions.0.2
Fig. 2 (p.50)key figureThe independent variable: onset Tg of the free base, each salt and PVPVA.F1, K1Benzoate rise is ~10 °C in the text, about 13 °C in the figure.
Fig. 3 (p.51)key figureDispersion Tg against loading: falls for low-Tg forms, flat near PVPVA for high-Tg salts.F2Not all dispersions lie below PVPVA, as the text says.
Fig. 4 (p.51)key figureWater sorption of the neat salts, mostly under 2% at 95% RH.0.4
Fig. 5 (p.51)PXRD of recrystallised neat salts, different from crystalline lumefantrine.F6, K3The HCl trace shows no clear peaks although the caption lists it.
Fig. 6 (p.52)key figurePXRD of dispersions that crystallised in storage, with disproportionation for benzoate, PEG 250 diacid (2:1) and besylate.F6, K3Sulfate 5% DL is amorphous in one section, crystalline in another.
Fig. 7 (p.53)key figureThe main release data: profiles of all nine forms at each loading.F3, K2"Near complete" release is about 80%; one lag-phase run differs from Fig. 9b.·
Fig. 8 (p.54)key figureRelease rates: good releasers about 3–4.5, failing ones below 1 mg·min⁻¹·cm⁻².F3, K2Some "good" formulations have rates below 3.
Fig. 9 (p.54)key figurePolymer leaves before drug in two lag-phase dispersions.·F4, K4The "~57%" effective loading cannot be reproduced.
Fig. 10 (p.55)key figureCooling to 10 °C stops release from two good releasers.F5, K5No polymer control at 10 °C.
Fig. 11 (p.55)key figureSEM of dissolving compacts: pits and rough surfaces.F4The text cites a 30 min image not in the figure.
Fig. 12 (p.56)key figureFTIR: little evidence of drug–polymer interaction.F7, K6Text wording on which salts interact is inconsistent.
Fig. 13 (p.57)key figureThe central relation: highest loading with good release against neat-salt Tg.F3, K2Limits are last-good points without a stated criterion.··
Figs. S2–S8, Table S1 (SI, not supplied)Storage PXRD, sulfate release, FTIR peak ratios, phase-separation images, dispersion water uptake.····F6, 0.4SI not available; text statements only.