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Original: publisher page

Tian Xie, Lynne S. Taylor* · Journal of Pharmaceutical Sciences xxx (2016) 1-11 (article in press; final volume and pages not printed) (2016)

Effect of Temperature and Moisture on the Physical Stability of Binary and Ternary Amorphous Solid Dispersions of Celecoxib

In celecoxib dispersions with 60–80% drug, PVP and PVP/VA protect best against crystallization in dry heat, but under high humidity the very hygroscopic PVP loses its lead, and replacing a small part of the PVP by HPMCAS or HPMC changes stability very little either way.

Abbreviations

AAPS amorphous–amorphous phase separation; ASD amorphous solid dispersion; CEX celecoxib; DL drug loading (wt% drug in the dry ASD); DVS dynamic vapor sorption; HPMC hydroxypropyl methylcellulose; HPMCAS HPMC acetate succinate; PVP polyvinylpyrrolidone (grades K12 and K29/32); PVP/VA PVP-vinyl acetate copolymer (Kollidon VA64); RH relative humidity; RT room temperature (~20 °C); Tg glass transition temperature; ratios such as 6:4 or 6:3.5:0.5 are CEX:polymer(s) by weight.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How do PVP, PVP/VA, HPMCAS and HPMC, alone or as PVP-major polymer pairs, affect the crystallization of amorphous celecoxib stored under heat and humidity, and does adding a cellulosic polymer to PVP cost solid-state stability?

Short answer

Dry at 80 °C, the PVP, PVP/VA and PVP-major ternary dispersions (80% drug) stayed amorphous for about 120 days, against 6 days for HPMCAS and HPMC. At RT/94% RH (60% drug), PVP/VA (150 days) and HPMCAS (115 days) outlasted PVP and the PVP-major ternaries, which showed diffraction peaks within a month. The ternaries behaved like the PVP binary under all three conditions shown. ···

Conclusion

For celecoxib ASDs at 60–80% drug loading, the authors conclude that the polymers forming stronger hydrogen bonds with the drug (PVP, PVP/VA) and raising Tg more were the better crystallization inhibitors in the absence of moisture, a link they hedge in the discussion as "may contribute". · Under high RH, stability depended on both hygroscopicity and drug–polymer interaction strength, and the Tg of the moisture-exposed dispersions "was not predictive" of crystallization. · PVP-containing binary and ternary dispersions "appeared to" undergo partial AAPS at 94% RH before crystallizing, read from two Tg events in DSC and the loss of the hydrogen-bonded N–H band in film IR, while the other binaries crystallized directly. ·· Replacing 12.5–20% of the PVP by HPMCAS or HPMC did not substantially alter crystallization kinetics, which the authors present as proof of concept for miscible polymer pairs that combine solid-state and solution inhibition. ·· Two links were not measured here: AAPS in the ternary powders, which rests on film IR only, and the solution-phase benefit of the pair, which rests on the group's earlier dissolution study. ·

01Why this study

Known 1Two ways polymers stabilize amorphous drugs

They raise Tg and form specific interactions such as hydrogen bonds, whose strength appears to track inhibitor effectiveness.

Van den Mooter 2001, ref 3; Wegiel 2014, ref 11

Known 2Water undermines both

It lowers Tg and can break drug–polymer hydrogen bonds, which may lead to AAPS and crystallization.

Marsac 2010, ref 16; Rumondor 2010, ref 17

Known 3Solid-state and solution inhibitors differ

Polyacrylic acid stops acetaminophen growth in the glass but not in solution, so polymer pairs could cover both.

Trasi 2012, ref 26; Trasi 2015, ref 27

Known 4A PVP pair already helped release

Replacing 20% of the PVP by HPMC or HPMCAS improved release of high-loading celecoxib ASDs.

Xie 2016, ref 32

Gap → this paperDoes a small cellulosic second polymer cost a PVP dispersion its solid-state stability under heat and humidity?
More detail

What was already known. The introduction builds on these points:

  • Amorphous drugs trade stability for solubility. The amorphous form gives higher kinetic solubility and faster dissolution, and so better absorption, but it tends to crystallize on storage. (refs 1, 2)
  • Tg is only part of the polymer effect. Polymers are thought to lower drug mobility by raising Tg (antiplasticization; Van den Mooter 2001, ref 3), but crystallization inhibition cannot always be explained by Tg (refs 4–6, including Marsac 2006, ref 6). Polymers also form hydrogen bonds (refs 5, 7, 8) or ionic interactions (refs 9, 10) with the drug, and interaction strength "appears to have some correlation" with inhibitor effectiveness (Wegiel 2014, ref 11).
  • Water acts in two ways. Crystalline solids adsorb water at the surface (ref 12); amorphous solids also take it into the bulk. Water (Tg −137 °C, ref 13) lowers the Tg of the dispersion (refs 14, 15) and can irreversibly disrupt drug–polymer interactions by hydrogen bonding with a hydrophilic polymer (Marsac 2010, ref 16). Both may induce AAPS (Rumondor 2010, ref 17; Purohit 2015, ref 18), with crystallization in the drug-rich domains (ref 19), or the higher mobility may lead to direct crystallization (refs 15, 20). ·
  • One polymer rarely does both jobs. A drug must stay amorphous for a 3–5 year shelf life (ref 21) and also during dissolution, but the best solid-state inhibitor may fail in solution and vice versa (refs 22–25). Polyacrylic acid inhibits acetaminophen growth from the supercooled liquid (Miyazaki 2004, ref 7; Trasi 2012, ref 26) but not nucleation or growth in aqueous solution (Trasi 2015, ref 27). Combinations of polymers chosen for each phase "could be" an important advance (refs 28–30).
  • Ternaries raise a miscibility question. If the two polymers are miscible, it "should be relatively straightforward" to check that the drug gives one amorphous phase, and if drug–polymer interactions matter, the interactions within the blend must be understood; the authors know of no extensive study of this.
  • The group's own starting point. High-loading celecoxib ASDs with PVP released better when 20% of the PVP was replaced by HPMC or HPMCAS, both of which strongly inhibit celecoxib crystallization from supersaturated solutions (Xie 2016, ref 32).

What the paper set out to do. Evaluate the physical stability of celecoxib ASDs made with different polymers under high-stress temperature and humidity, and the miscibility and physical stability of ternary ASDs relative to the matching binary ASDs. ··

02How they approached it

One drug at high loading; five polymers that span interaction strength (vinylpyrrolidone polymers against cellulosics) and hygroscopicity; PVP-major pairs with a small cellulosic fraction; dry heat, humidity and both together as stresses; interaction, Tg, water uptake and crystal growth measured as candidate explanations for the storage results. ··

PVP-K29/32polyvinylpyrrolidone, Mw 58,000Strong hydrogen bond to celecoxib; most hygroscopic class; highest Tg. Measured. ··
PVP-K12low-molecular-weight PVP, MW 2000–3000Same chemistry, lower Tg; not in the IR or dry-storage sets. Measured. ··
PVP/VAKollidon VA64, vinylpyrrolidone–vinyl acetate copolymerHydrogen bond comparable to PVP; takes up less water. Measured. ··
HPMCAScellulose ester, grade AS-MFWeak interaction; least hygroscopic polymer. Measured. ··
HPMCcellulose ether, Type 606No clear interaction; moderately hygroscopic; not in the growth-rate set. Measured. ··
PVP-major ternariescelecoxib:PVP:HPMCAS or celecoxib:PVP:HPMC8:1.6:0.4, 6:3.5:0.5 and 5:4:1, so 12.5–20% of the PVP replaced; 90:8:2 with HPMCAS for growth. Measured.

What was done

Experiment

Spin-coated films→FTIR of N–H and C=O bands→drug–polymer and PVP–HPMCAS interactions.··

Experiment

Films at 94% RH for up to 18 days→FTIR changes.·

↓
Experiment

Dry ASDs→DSC Tg against polymer content.·

Experiment

Polymers and ASDs at 5–95% RH, 25 °C→sorption isotherms.··

Experiment

6:4 ASDs, 3 days at 56–94% RH→DSC Tg and number of Tg events.··

↓
Experiment

Quench-cooled 90:10 melts→crystal growth rate at 80–100 °C.·

↓
Experiment

ASD powders at 80 °C/0% RH, RT/94% RH and 40 °C/75% RH→PXRD over time.···

↓
Comparison

Storage ranking set against interaction strength, Tg drop and water uptake.··

More detail

What was done

  1. Dispersions. Celecoxib and polymer(s) were dissolved in ethanol/dichloromethane, rotary evaporated, vacuum dried overnight, ground, sieved to 106–250 µm and kept over phosphorus pentoxide.
  2. Interactions. Films were spin-coated on KRS-5 crystals and measured in transmission (64 scans, 4 cm−1). Celecoxib:polymer ratios ran from 9:1 to 1:9; PVP:HPMCAS blends from 10 to 90% HPMCAS; ternary films carried 10, 40 or 60% HPMCAS. Neat crystalline and melt-quenched amorphous celecoxib were measured by ATR. Selected films were held at 94% RH and RT and remeasured after 1 and 18 days. ···
  3. Miscibility and mobility. Dry Tg (onset, second heating at 20 °C/min) was measured for binaries at 20–80% polymer, ternaries and PVP:HPMCAS blends. For moisture, 6:4 binaries were held 3 days in open pans at 56, 75 or 94% RH, sealed hermetically and scanned twice from −20 to 100 °C. ··
  4. Water uptake. Dynamic vapor sorption at 25 °C from 5 to 95% RH in 10% steps, after drying at 45 °C, on amorphous celecoxib, the five polymers, 5:5 binaries and 5:4:1 ternaries.
  5. Crystal growth. Cryo-milled physical mixtures were melted, quench cooled, held at 80 °C until nuclei appeared, and the growth of the nucleus diameter was followed by polarized light microscopy at 80, 90 and 100 °C. Compositions were 90:10 binaries (not HPMC) and 90:8:2 PVP:HPMCAS ternaries. ·
  6. Storage. Powders in open vials were stored under seven conditions (80, 60 and 40 °C at 0% RH; RT at 56, 75 and 94% RH; 40 °C/75% RH) and checked periodically by PXRD. Results are reported for three: 80 °C/0% RH at 80% drug, RT/94% RH at 60% drug and 40 °C/75% RH at 80% drug. ·
Terms used on this page
  • AAPS (amorphous–amorphous phase separation): the single amorphous phase splits into a drug-rich and a polymer-rich amorphous phase; here inferred from two glass transitions after humidity exposure.
  • Antiplasticization: a polymer with a higher Tg raises the Tg of the drug and so lowers its mobility; water does the opposite (plasticization).
  • N–H band shift: when the celecoxib NH2 group hydrogen-bonds to a polymer carbonyl, its stretching band moves to lower wavenumber; a larger shift is read as a stronger bond, and the polymer C=O band gains a lower-wavenumber shoulder.
  • Ternary ASD: drug plus two polymers; here PVP as the major polymer with a small fraction of HPMCAS or HPMC.
  • PXRD halo: an amorphous sample gives a broad hump; sharp peaks on it mark crystalline drug.
Fig. 1: Structures of celecoxib and the four polymer types
Fig. 1 · p.2 · Structures of celecoxib and the four polymer typesShows. the sulfonamide NH2 donor of celecoxib; the pyrrolidone carbonyl of PVP and PVP/VA; the cellulose backbones of HPMCAS and HPMC.

03Main findings

1

PVP and PVP/VA hydrogen-bond with celecoxib; the cellulosics barely do

With PVP the celecoxib N–H band moved from 3268 to 3196 cm−1 and the PVP C=O band gained a shoulder at 1661 cm−1; PVP/VA behaved alike (about 3198 and 1662 cm−1). · HPMCAS shifted the N–H band only to 3237 cm−1, and HPMC gave no clear change. ··

Fig. 2: Celecoxib N–H and polymer carbonyl bands with PVP and HPMCAS
Fig. 2 · p.4 · Celecoxib N–H and polymer carbonyl bands with PVP and HPMCASShows. with PVP (a), the N–H band moves to 3196 cm−1 and the C=O band gains a 1661 cm−1 shoulder; with HPMCAS (b), the N–H band moves only to 3237 cm−1.Read it as. bottom trace neat amorphous celecoxib, then 9:1, 7:3, 5:5, 3:7, 1:9, top trace neat polymer.Also supports K1
More detail

Neat crystalline celecoxib shows its NH2 stretches at 3322 and 3225 cm−1; in the amorphous drug they lie at 3351 and 3268 cm−1, so hydrogen bonding in amorphous celecoxib "appears weaker" than in the crystal (a lower N–H frequency goes with a shorter hydrogen bond). · With PVP (Fig. 2a), a new band at 3196 cm−1 grows at the expense of the 3268 cm−1 band as polymer content rises, and the PVP carbonyl at 1682 cm−1 develops a shoulder at 1661 cm−1, where the drug does not absorb, that grows with the drug:polymer ratio. The authors write that this "clearly indicates" hydrogen bonds between the celecoxib NH2 and the PVP C=O. · PVP/VA gives the same pattern on its pyrrolidone carbonyl (1684 → shoulder at 1662 cm−1; N–H to about 3198 cm−1), while its acetate carbonyl (1737 cm−1) hardly changes except at the highest drug loadings; the bond strength is called comparable, but a larger fraction of drug "appears" bonded with PVP-K29/32, "presumably" because the vinyl acetate units dilute the pyrrolidone groups. ··· With HPMCAS (Fig. 2b) the N–H band moves only to 3237 cm−1 and the ester carbonyl from 1743 to 1734 cm−1, read as a "much weaker" interaction. · HPMC has no carbonyl, and its films show no clear spectral evidence of interaction; any interaction "appears" similar to that within amorphous celecoxib. · The PVP/VA and HPMC spectra are in the SI, which was not supplied. ·

2

In the dry state, the stronger interactors also raise Tg more and slow crystal growth more

At 40% polymer the dry dispersions had a Tg of 103 °C (PVP-K29/32), 84.4 °C (PVP-K12) and 81 °C (PVP/VA), against 71 °C (HPMC) and 64 °C (HPMCAS). At 80 °C, celecoxib crystals grew at about 0.01 µm/s alone, about 0.0003 µm/s with 10% HPMCAS and about 0.00003–0.00007 µm/s with 10% PVP or PVP/VA.

Fig. 6: Dry Tg of the binary dispersions
Fig. 6 · p.6 · Dry Tg of the binary dispersionsShows. one Tg per composition; PVP-K29/32 (red) highest, HPMCAS (green) lowest.Also supports K2
Fig. 8: Crystal growth rate of celecoxib, 80–100 °C
Fig. 8 · p.8 · Crystal growth rate of celecoxib, 80–100 °CShows. log scale; neat celecoxib on top, HPMCAS next, the vinylpyrrolidone polymers and ternaries clustered lowest.Also supports K7
More detail

Every binary dispersion showed a single Tg between those of its components (Fig. 6), which "suggests" miscibility. · Read from Fig. 6, the Tg at 20, 40, 50 and 80% polymer was about 75.5, 102.5, 117 and 146 °C with PVP-K29/32, but only about 60, 64.5, 68.5 and 81.5 °C with HPMCAS. · PVP-K12 (about 97 °C) and PVP/VA (about 102 °C) have lower Tg than HPMCAS (about 117 °C) and HPMC (about 140 °C), yet they "apparently" raised the dispersion Tg more. ····

Crystal growth from 90:10 melts (Fig. 8, log scale) was fastest for neat celecoxib (about 0.010, 0.14 and 0.97 µm/s at 80, 90 and 100 °C). HPMCAS slowed it about thirty-fold at 80 °C (about 0.00031 µm/s), and the vinylpyrrolidone polymers by a further factor of about four to ten: about 0.00007 µm/s (PVP/VA), 0.000037 µm/s (PVP-K12) and 0.00003 µm/s (PVP-K29/32). ··· The authors describe growth as "much faster" with HPMCAS than with PVP, PVP/VA as "slightly faster" than PVP, which "may be because" PVP carries more pyrrolidone carbonyls per gram, and the higher PVP molecular weight as only "minimally" slower. · Replacing a fifth of the PVP by HPMCAS (90:8:2) raised the growth rate slightly (about 0.000053 and 0.00007 µm/s at 80 °C), still far below the HPMCAS binary. ··

3

Dry heat: PVP-based dispersions last about 120 days, cellulosic ones 6 days

At 80 °C/0% RH and 80% drug, celecoxib with PVP-K29/32, with PVP/VA, and the PVP ternaries with a little HPMCAS or HPMC first showed crystallinity after about 120 days; with HPMCAS or HPMC after 6 days. ·

Fig. 9: PXRD after storage at 80 °C/0% RH, RT/94% RH and 40 °C/75% RH
Fig. 9 · p.9 · PXRD after storage at 80 °C/0% RH, RT/94% RH and 40 °C/75% RHShows. (a) 6 days, peaks only for HPMCAS and HPMC; (b) 28 days, peaks for PVP-K29/32 and the PVP ternaries; (c) 33 days, small features only for HPMCAS.Read it as. sharp peaks on the broad halo mark crystalline celecoxib.Also supports F4, F7, K2, K3
More detail

Fig. 9a shows the 6-day patterns: only an amorphous halo for PVP/VA, both 8:1.6:0.4 ternaries and PVP-K29/32, and sharp peaks on the halo for HPMCAS (strongest) and HPMC. The ~120-day point is stated in the text but not shown. The authors connect the ranking with the stronger hydrogen bonds and the larger Tg increase of the vinylpyrrolidone polymers ("may contribute"), and conclude that the stability of a ternary "could be largely predicted" from the binary of similar composition. · They also note that the growth rates "appear to be predictive" of this ranking and "might potentially" cut the time of stability studies; growth was measured on 90:10 melts, not on the 80:20 powders. ·

4

High humidity reverses part of the ranking

At RT/94% RH and 60% drug, celecoxib:PVP/VA stayed amorphous for 150 days and celecoxib:HPMCAS for 115 days, while the binaries with PVP or HPMC and the PVP-major ternaries showed diffraction peaks within a month. ·

See also Fig. 9

More detail

In the 28-day patterns (Fig. 9b), the HPMC ternary (6:3.5:0.5) shows strong sharp peaks, celecoxib:PVP-K29/32 6:4 smaller clear peaks and the HPMCAS ternary weak features; celecoxib:PVP/VA, celecoxib:HPMCAS and also celecoxib:PVP-K12 show only a halo, and celecoxib:HPMC at most faint features. · The 150- and 115-day points are stated, not shown. HPMCAS dispersions take up less water than PVP/VA dispersions, yet PVP/VA lasted longer, "most likely due to" its stronger interaction with the drug; the same argument is given for PVP/VA against HPMC, which take up similar water. Replacing part of the PVP by a less hygroscopic cellulosic reduced uptake but "was not large enough" to change stability, and the strong solution-phase inhibition of the cellulosics "clearly" does not carry over to a humid matrix that contains PVP. ·

5

PVP dispersions take up most water, lose most Tg and show signs of AAPS

At 95% RH the 5:5 dispersions gained about 22 wt% (PVP-K12) and 17 wt% (PVP-K29/32) of water, against about 8 (HPMC), 7 (PVP/VA) and 3.6 wt% (HPMCAS). After 3 days at 94% RH the Tg of the 6:4 PVP dispersions fell by about 62–66 °C, against 25–39 °C for the others, and their first DSC heating showed two Tg events. ··

Fig. 5: Water sorption isotherms at 25 °C
Fig. 5 · p.6 · Water sorption isotherms at 25 °CShows. neat polymers (left) and 5:5 or 5:4:1 dispersions (right); PVP highest, HPMCAS lowest; note the different y-axes.Also supports K4
More detail

Water uptake. The neat polymers rank PVP > PVP/VA > HPMC > HPMCAS (about 68, 48, 31 and 12 wt% at 95% RH), PVP uptake hardly depends on grade, and amorphous celecoxib takes up only 2 wt%. · In the dispersions, uptake follows the polymer order except for celecoxib:PVP/VA, which is "largely suppressed" and close to celecoxib:HPMC; the PVP dispersions rise steeply above 75% RH. ·

Tg loss. Table 1 gives the onset Tg of 6:4 dispersions before and after 3 days at RT: PVP-K29/32 103 → 64, 61 and 37.4 °C at 56, 75 and 94% RH; PVP-K12 84.4 → 22 °C at 94% RH; PVP/VA 81 → 42.1 °C; HPMCAS 64 → 39 °C; HPMC 71 → 38 °C. The reductions plotted in Fig. 10 are largest for PVP at every RH, which the authors find consistent with the sorption profiles ("it is apparent"). ·

Two glass transitions. After 94% RH the first heating (Fig. 7a) shows two events for PVP-K12 (about 28 and 53 °C) and PVP-K29/32 (about 55 and 84 °C) and a single Tg for PVP/VA, HPMCAS and HPMC; on reheating all show one Tg, for which "a possible explanation" is remixing of the separated phases. ·· The lower event is "surmised" to belong to a drug-rich domain; its composition could not be quantified. After 75% RH the two-Tg signature "appeared less pronounced" in PVP-K12 and was absent in the others. ·

IR under humidity. In celecoxib:PVP films at 94% RH the bonded N–H band at 3196 cm−1 fell, the 3268 cm−1 band rose and the 1661 cm−1 shoulder decreased slightly; the film crystallized within 18 days. The authors read this as water irreversibly disrupting "some" drug–PVP hydrogen bonds and "possibly" inducing AAPS before crystallization. · Celecoxib:HPMCAS and celecoxib:PVP/VA films showed no notable change over 18 days. ·

The authors tie these together as the "most likely" cause of the fast crystallization of PVP dispersions at high humidity: hygroscopicity → disruption of drug–polymer interactions → crystallization. Two cautions: the 55 °C event of PVP-K29/32 sits on an endothermic peak that the single-Tg samples share, and no DSC was done on ternary powders. ·

Fig. 7: DSC after 3 days at 94% RH (a) and 75% RH (b)
Fig. 7 · p.7 · DSC after 3 days at 94% RH (a) and 75% RH (b)Shows. first heating (left) with arrows at two events for PVP-K12 (green) and PVP-K29/32 (purple); second heating (right) with one Tg each.Also supports K4
Fig. 10: Tg reduction after 3 days at 56, 75 and 94% RH
Fig. 10 · p.10 · Tg reduction after 3 days at 56, 75 and 94% RHShows. the PVP dispersions lose the most Tg at every RH.
Fig. 4: Celecoxib:PVP 3:7 film before and after 94% RH
Fig. 4 · p.5 · Celecoxib:PVP 3:7 film before and after 94% RHShows. red unexposed, green 1 day, purple 18 days; the bonded N–H band near 3200 cm−1 loses intensity.
6

Tg after humidity does not rank stability

After 3 days at 94% RH four of the binaries had similar Tg, 37.4–42.1 °C, yet at that RH their stability ranged from peaks within a month (PVP-K29/32) to 150 days (PVP/VA). ··

Table 1: Tg of 6:4 dispersions before and after 3 days at 56, 75 and 94% RH
Table 1 · p.9 · Tg of 6:4 dispersions before and after 3 days at 56, 75 and 94% RHShows. at 94% RH four binaries cluster at 37.4–42.1 °C.Also supports K5
More detail

At 94% RH the Tg was 37.4 °C (PVP-K29/32), 42.1 °C (PVP/VA), 39 °C (HPMCAS) and 38 °C (HPMC); only PVP-K12 was lower (22 °C). The authors write that "it is clear" Tg alone cannot explain the stability differences, and conclude that Tg "was not predictive" of crystallization under high RH. The Tg reduction, by contrast, separates the PVP dispersions (about 62–66 °C at 94% RH) from the others (about 25–39 °C). · Table 1 does not say from which heating scan its values come; they lie close to the single Tg of the second heating.

7

At 40 °C/75% RH PVP/VA lasts longest and PVP beats HPMCAS

At 40 °C/75% RH and 80% drug, celecoxib:PVP/VA lasted up to about 4 months, celecoxib:PVP-K29/32 and its HPMCAS ternary 70 days, and celecoxib:HPMCAS 33 days. ·

See also Fig. 9

More detail

The 33-day patterns (Fig. 9c) show only a halo for PVP/VA, the ternary and PVP-K29/32, and small sharp features already on celecoxib:HPMCAS. · The authors call it "interesting" that PVP now beats HPMCAS. At or below 75% RH the sorption gap between PVP and HPMCAS dispersions is small (about 5.3 against 2.2 wt% at 75% RH for 5:5), and the results "suggest" that drug–polymer interactions became the dominant factor. · The text says crystallization occurred at an earlier time point in all systems without naming the comparison.

8

The ternaries follow the PVP binary in every test

The ternaries had a single Tg slightly below the PVP binary, slightly lower water uptake (about 12–13.5 against 17 wt% at 95% RH), slightly faster crystal growth and the same storage behaviour under all three conditions shown. ······

More detail

In ternary films with 10% HPMCAS or less the spectra look like celecoxib:PVP; celecoxib–PVP bonds persist up to 40% HPMCAS, and PVP–HPMCAS bonds appear only at 60% HPMCAS, weaker than in the drug-free blend. "This suggests" that the celecoxib–PVP bond is favoured and is not substantially disrupted by HPMCAS. · Whether PVP–HPMCAS bonds exist at the low HPMCAS levels is "unclear". The single Tg of the ternaries supports the expected miscibility. · Water uptake of the 5:4:1 ternaries was about 13.5 (HPMC) and 12.3 wt% (HPMCAS) at 95% RH, with the PVP profile. · Growth at 90:8:2 was slightly faster than with PVP alone. · In storage the ternaries matched the PVP binary: about 120 days at 80 °C, peaks within a month at 94% RH, 70 days at 40 °C/75% RH. ·· The authors' reading: the small HPMCAS amount did not disrupt the drug–PVP bonds "and hence" did not change crystallization kinetics, which "lends support" to using polymer pairs. · At 94% RH, however, the HPMC ternary shows stronger peaks at 28 days than the PVP binary.

04Further observations

  • PVP and HPMCAS hydrogen-bond with each other and form a miscible blend. ··
  • In the dispersion PVP/VA takes up little water, close to HPMC. ·
  • Celecoxib:PVP-K12 6:4 shows no peaks at 28 days at 94% RH despite the largest uptake and lowest Tg. ···
  • PVP/VA is also a good solution crystallization inhibitor, but its dispersion dissolves slowly. ·
  • Edge crystallization appeared after more than a month in some high-loading HPMCAS and PVP/VA films.
More detail
  • PVP and HPMCAS bind each other. In PVP:HPMCAS films the PVP C=O band (1682 cm−1) gains a shoulder at 1643 cm−1, assigned to PVP bonded to the HPMCAS carboxylic acid; its lower wavenumber than the drug–PVP shoulder (1661 cm−1) is read as a stronger bond. The 1682 cm−1 band stays dominant even at high HPMCAS content, "consistent with" the low acid content of HPMCAS. The blends show one Tg at every ratio, so the polymers are taken as miscible. ···· Polymer blends are usually immiscible, so the authors point to the hydrogen bond as what makes this pair mix.
  • PVP/VA takes up little water in the dispersion. Neat PVP/VA took up about 48 wt% at 95% RH, but celecoxib:PVP/VA 5:5 only about 7 wt%, close to celecoxib:HPMC (about 8 wt%). ··
  • Low-molecular-weight PVP. PVP-K12 and K29/32 took up the same water (about 67–68 wt% at 95% RH) and gave similar growth rates, but the K12 dispersion had the lowest Tg after 94% RH (22 °C) and the most water at 95% RH (about 22 wt%). ··· Its 28-day pattern at 94% RH nevertheless shows only a halo, although the text groups the PVP binaries with those crystallizing within a month. ·
  • PVP/VA in solution. The nucleation induction time of celecoxib was about 13 h with 5 µg/mL PVP/VA, against 5 min without polymer and under 2 h with PVP. The celecoxib:PVP/VA ASD, however, dissolved much more slowly and reached lower supersaturation than the ternary ASDs. The reference given for the comparators is misnumbered.
  • Films resist longer than expected. Celecoxib:HPMCAS and celecoxib:PVP/VA films showed no notable spectral change over 18 days at 94% RH; after more than a month some high-loading films crystallized at the substrate edge. · Ternary films changed like celecoxib:PVP films. ·
Fig. 3: PVP:HPMCAS films
Fig. 3 · p.5 · PVP:HPMCAS filmsShows. the PVP carbonyl (1682 cm−1) gains a 1643 cm−1 shoulder at high HPMCAS.

05How the authors connect the findings

1Polymers that hydrogen-bond strongly with celecoxib and raise Tg slow crystallization in the dry state (authors: "may contribute", "may restrict" drug diffusion). ·
↓
2Absorbed water plasticizes the dispersion and competes for the drug–polymer hydrogen bonds. ·
↓
Hygroscopic PVPLarge water uptake↓large Tg drop and loss of celecoxib–PVP bonds↓partial AAPS into drug-rich domains↓crystallization within a month at 94% RH.··
PVP/VALess water and a strong interaction↓less plasticization and no AAPS↓amorphous for 150 days at 94% RH and about 4 months at 40 °C/75% RH.···
CellulosicsLittle water but a weak interaction↓no AAPS↓direct crystallization; HPMCAS lasts 115 days at 94% RH but falls behind PVP at 40 °C/75% RH.···
What sets the switch point. Water uptake: above 75% RH the PVP dispersions take up far more water than the others; at or below 75% RH the gap narrows and interaction strength decides (authors: "suggest"). ·
Conclusion drawn. A small cellulosic fraction neither breaks the celecoxib–PVP bonds nor lowers water uptake enough to matter, so the ternary behaves like the PVP dispersion (authors: "hence did not substantially impact"). ·
More detail
  1. In the dry state, PVP and PVP/VA form stronger hydrogen bonds with celecoxib than the cellulosics do and raise Tg more; the authors suggest the bonds "may restrict the diffusive motion and hence self-association" of drug molecules, and cite polyacrylic acid with acetaminophen as a case where a stronger bond stabilized more at similar Tg. ··
  2. Water lowers Tg and can disrupt drug–polymer hydrogen bonds by bonding to the hydrophilic polymer; the resulting mobility and loss of interaction can lead either to AAPS followed by crystallization in drug-rich regions, or to direct crystallization.

PVP dispersions. PVP is the most hygroscopic polymer, its dispersions take up the most water above 75% RH and lose the most Tg; IR shows bonded N–H giving way to free N–H, and DSC shows two Tg events after 94% RH. The authors conclude that the rapid crystallization "can therefore most likely be accounted for" by hygroscopicity that disrupts the interactions. ···

PVP/VA dispersions. They take up much less water "and hence" resist plasticization and AAPS, as reported earlier for felodipine and quinidine, and they keep a strong interaction. ··

Cellulosic dispersions. They take up little water and show no AAPS, but their weak interaction lets the drug crystallize directly. At 94% RH low uptake keeps HPMCAS ahead of PVP; at 40 °C/75% RH, where the uptake gap is small, interaction strength dominates and PVP wins. ··

What sets the switch point. The relative size of water uptake and interaction strength. PVP absorbs more water than HPMCAS at every RH, but the difference is smaller at or below 75% RH, and the authors write that the 40 °C/75% RH results "suggest" that drug–polymer interactions became the dominant factor there. ·

Conclusion drawn. The ternary is governed by its major polymer. HPMCAS at low levels does not compete for the PVP carbonyls (IR), and the cellulosic reduces water uptake only slightly, so stability is unchanged (C45: "was not able to disrupt ... and hence did not substantially impact"). ·· The authors draw the practical conclusion that ternary stability "could be largely predicted" from the matching binary.

06What it means for formulation

Stated by the authors
  • Miscible polymer pairs can add solution inhibition without a solid-state penalty ("may be useful"; conclusions: "proof of concept").
  • Crystal growth rates "might potentially" shorten stability screening.
  • PVP/VA alone "might" do both jobs, but its slow dissolution "may be undesirable" for a pain drug. ·
AI reading, not stated in the paper
  • Dry-heat and humid stress tests rank these polymers differently, so a polymer chosen from a dry test alone can fail at high humidity.
  • A minor cellulosic fraction does not repair the humidity weakness of PVP; the major polymer sets solid-state stability.
More detail
Stated by the authors
  • ASDs with two polymers "may be useful to optimize performance in different scenarios (e.g., storage and dissolution)"; in the conclusions this becomes "proof of concept" for miscible polymer pairs that maximize inhibition in the solid and solution phases. The solution-phase side comes from the group's earlier dissolution study. ·
  • The stability of a ternary "could be largely predicted" from the binary of similar composition.
  • Crystal growth rate measurements "appear to be predictive" of relative crystallization in the dispersions and "might potentially substantially reduce" the time and cost of long-term stability studies.
  • PVP/VA stabilized amorphous celecoxib well at elevated temperature and humidity and inhibits crystallization in solution, so "the same goal might be reached" with one polymer; but its dispersion dissolves slowly, which "may be undesirable" for a drug used against pain, as reported for itraconazole with PVP/VA. ··
AI reading, not stated in the paper
  • For these polymers, the order of stability depends on the stress: PVP ranks with PVP/VA in dry heat but behind HPMCAS at 94% RH. A polymer screen at one condition does not predict another.
  • The minor cellulosic in a PVP-major ternary neither helps nor harms solid-state stability, so moisture protection has to come from the choice of the major polymer or from packaging.
  • Tg measured after moisture exposure was similar for dispersions with very different stability, so water uptake and the persistence of drug–polymer bonds under humidity are worth measuring alongside Tg.
  • The growth-rate screen was run on 90:10 melts at 80–100 °C, which ranked the polymers as dry storage at 80 °C did, but it says nothing about humid conditions, where the ranking changed.

07Open questions

Raised by the authors
  • Do PVP–HPMCAS hydrogen bonds form in the ternary at low HPMCAS, and at the expense of the drug–PVP bonds?
  • What are the compositions of the separated amorphous phases?
Not covered by this paper (AI reading)
  • AAPS in the ternary powders was not measured; it rests on film IR.
  • Does the ternary keep its dissolution advantage after humid storage?
More detail
Raised by the authors
  • Whether hydrogen bonding between PVP and HPMCAS exists in ternaries with 10% HPMCAS or less, and whether it would form at the cost of the celecoxib–PVP bond, is "unclear".
  • The exact composition of the two amorphous phases after 94% RH "cannot be quantified".
Not covered by this paper (AI reading)
  • AAPS in the ternary powders was not measured by DSC; the abstract's statement rests on film IR (Fig. S9, not supplied).
  • The dissolution benefit of the ternary was not re-measured after storage, so the combined claim for storage and dissolution rests on separate studies. ·
  • Results at 60 and 40 °C/0% RH and at RT/56 and 75% RH are not reported in the main text, and Table S1 is cited for two different contents.
  • Crystallinity was not quantified, only one PXRD pattern per condition is shown, and the stated time points (120, 150, 115 days, 4 months, 70 days) have no interval.
  • The growth-rate screen omitted HPMC and was run at 90:10 rather than at the storage loadings.

08How solid

AI assessment, not a statement made in the paper
Moderate

The dry-state ranking is consistent across IR, Tg, growth rate and storage. ··· The humidity explanation combines tests at different compositions, the two-Tg evidence is thin, only one PXRD time point per condition is shown, and the SI is missing. ···

More detail
What holds
  • The dry-state ranking agrees across four independent measurements: IR band shifts, dry Tg, growth rates and 80 °C storage. ····
  • Water uptake and Tg loss are measured directly, and Table 1 and Fig. 10 agree to within about 0.6 °C. ··
  • The observation that Tg after humidity does not rank stability rests on tabulated Tg values with standard deviations. ·
  • The ternary results match the PVP binary in every test, a consistent pattern. ·····
What weakens it
  • Storage times are stated, not shown: one pattern per condition, no sampling schedule, no quantification.
  • At 94% RH the figure does not show peaks for celecoxib:PVP-K12 at 28 days, and shows stronger peaks for the HPMC ternary than for the PVP binary. ·
  • AAPS rests on two-Tg DSC for the binaries, where one PVP-K29/32 event coincides with an endotherm shared by single-Tg samples, and on film IR for the ternaries. ·
  • Sorption, humidity DSC, growth and storage used different compositions (5:5, 6:4, 90:10, 8:2, 6:3.5:0.5). ·
  • Table 1 does not state its heating scan; two references for the solution data are misnumbered; the SI is not available. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.2)key figureDefines the drug and polymers: celecoxib, PVP, PVP/VA, HPMCAS and HPMC structures.····0.2A schematic, not data.
Fig. 2 (p.4)key figureShows the hydrogen bond: N–H and C=O shifts with PVP, smaller shifts with HPMCAS.·F1, K1Caption colour of the neat polymer trace is wrong; PVP grade not named.
Fig. 3 (p.5)key figureShows that PVP and HPMCAS hydrogen-bond with each other (1643 cm−1 shoulder).0.4
Fig. 4 (p.5)key figureShows water weakening the celecoxib–PVP bond in a 3:7 film over 18 days at 94% RH.F5Text says the 7:3 film crystallized; the caption implies the 3:7 film.
Fig. 5 (p.6)key figureRanks water uptake: PVP > PVP/VA > HPMC > HPMCAS for polymers; PVP/VA suppressed in the dispersion.·F5, K4Dispersions at 5:5, not the storage loadings.
Fig. 6 (p.6)key figureShows one Tg per binary composition and the larger Tg rise with the vinylpyrrolidone polymers.F2, K2
Fig. 7 (p.7)key figureThe AAPS evidence: two Tg events for the PVP dispersions after 94% RH, one Tg on reheating.·F5, K4The ≈55 °C arrow sits on an endotherm shared by single-Tg samples; 75% RH panel has no arrows.·
Fig. 8 (p.8)key figureRanks crystal growth: celecoxib > HPMCAS > PVP/VA ≈ ternaries > PVP.F2, K7Measured at 90:10 in melts, not at the storage loadings.
Fig. 9 (p.9)key figureThe storage outcome under three conditions, one time point each.··F3, F4, F7, K2, K3Stated times not shown; PVP-K12 at 28 days shows a halo; HPMCAS at 33 days already has features.··
Table 1 (p.9)key figureTg before and after humidity: similar values at 94% RH for very different stabilities.F6, K5Heating scan not stated; 56% RH not in the method.
Fig. 10 (p.10)key figureTg reduction by RH: the PVP dispersions lose most.F5
Figs. S1–S3 (SI, cited p.3)IR of neat celecoxib, celecoxib:PVP/VA and celecoxib:HPMC films.··F1Not supplied.
Figs. S4–S9 (SI, cited p.4)IR of ternary films dry and of all films after moisture.··F8, F5Not supplied; the ternary AAPS rests on Fig. S9.
Fig. S10 and Table S1 (SI, cited p.6, p.10)Blend and ternary Tg; stability summary for all storage conditions.·F8Table S1 cited for two contents.
Figs. S11, S12 (SI, cited p.10)Nucleation induction time with PVP/VA; dissolution of celecoxib:PVP/VA against the ternary.·0.4, K8Comparator reference misnumbered.