Paper page

Original: publisher page

Niraj S. Trasi, Jared A. Baird, Umesh S. Kestur, Lynne S. Taylor* · The Journal of Physical Chemistry B 118, 9974-9982 (2014)

Factors Influencing Crystal Growth Rates from Undercooled Liquids of Pharmaceutical Compounds

Crystal growth rates from the undercooled melts of 31 drugs differed by about four orders of magnitude at their maxima; slow growers had viscous melts and a small gap between Tm and Tg, good glass formers included some of the fastest growers, and 10 mol% PVP slowed fast and slow growers by a broadly similar factor.

Abbreviations

APAP acetaminophen; IMC indomethacin; PVP poly(vinylpyrrolidone) K-12; MCV maximum crystal growth velocity; Tcryst,max temperature of the MCV; Tm melting temperature; Tg glass transition temperature; ΔT undercooling (Tm − T); ΔHf heat of fusion; ΔSm melting entropy; ΔG free energy difference between melt and crystal; Ukin growth rate corrected for the thermodynamic driving force; τα structural relaxation time; a molecular diameter; GFA glass-forming ability; GS glass stability; DSC differential scanning calorimetry.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How much do crystal growth rates from undercooled drug melts differ between compounds, which molecular, thermodynamic and kinetic properties go with fast growth, and does a polymer slow fast growers as much as slow ones?

Short answer

By about four orders of magnitude: maximum growth velocities ran from 216 µm/s (nimesulide) to 0.02 µm/s (clotrimazole). The slowest group had a far more viscous melt and a smaller Tm − Tg than average, and melting entropy accounted for part of what viscosity left. PVP at 10 mol% cut growth of five drugs by a broadly similar factor, "around 5−10" in the authors' words. ·······

Conclusion

For 31 drugs measured above Tg, crystal growth rates from the undercooled melt differed by about 4 orders of magnitude at the maximum and "about 5 orders" when compared at equal undercooling, and the compounds that resist crystallization on cooling and reheating (class III) included both some of the fastest and some of the slowest growers. ··· Fast growers tended to have a lower melt viscosity, a larger Tm − Tg, a higher Tm and a lower melting entropy; the authors conclude that melt viscosity and configurational entropy "could explain much" of the variation while other factors "clearly play a role". ···· In five drugs with hydrogen bond donor groups, 10 mol% PVP reduced growth by "around the same extent" whatever the starting rate, from which the authors infer that fast growers "will clearly require" more polymer. ·· They propose an extended risk classification that combines nucleation tendency with growth rate; nucleation rates were not measured, and the transfer of the rankings to storage temperatures is assumed. ····

01Why this study

Known 1Amorphous drugs must stay glassy for the product's life

Amorphous forms have improved the effect of poorly soluble drugs, but must stay non-crystalline for 2−3 years, too long to test directly.

Kwong 2011, ref 1; Bollag 2010, ref 2

Known 2Cooling and reheating tests rank crystallization tendency

About 50 compounds fell into three classes, but such tests mix up nucleation and growth.

Baird 2010, ref 3 ·

Known 3Polymers can act on nucleation and growth separately

For acetaminophen, HPMCAS mainly blocked nucleation while PAA mainly slowed growth.

Trasi 2012, ref 7 ·

Known 4Growth maxima had been linked to simple properties

In earlier organic compounds the maximum growth velocity tracked transition enthalpies and atom count and varied by about 5 decades.

Naito 1993, ref 17

Gap → this paperHow widely do growth rates differ among drug-like compounds, what sets the difference, and does a polymer slow all of them alike?
More detail

What was already known. The introduction builds on these points:

  • Glass lifetime. Delivering a drug as a glass has improved its therapeutic impact for several molecules (Kwong 2011, ref 1; Bollag 2010, ref 2), but the glass must last the product's lifetime, typically 2−3 years. Since waiting that long for every candidate is not feasible, the authors call for a fundamental understanding of crystallization tendency to separate high-risk compounds from those that can be delivered as glasses.
  • The cooling and reheating classification. Baird 2010 (ref 3) melt-quenched and reheated about 50 organic compounds, mostly drugs: class I crystallized on cooling (poor glass-forming ability, GFA), class II on reheating (good GFA, poor glass stability, GS), and class III not at all (good GFA and GS). Most of the 31 compounds here were classified in that study.
  • Why that classification is not enough. Nucleation and growth rates both have bell-shaped temperature dependences, with the growth maximum at a higher temperature than the nucleation maximum (Okui 1990, ref 4). Fast crystallizers grow fast where nuclei form readily; class II compounds are thought to nucleate during cooling where growth is slow and to crystallize on reheating. A class III compound may have low nucleation and low growth, or fast growth with low nucleation, so the test alone cannot tell which process controls devitrification.
  • Polymers. Polymers are thought to stabilize amorphous drugs by lowering molecular mobility, especially when they interact specifically with the drug (Kestur 2010, ref 5; Van den Mooter 2001, ref 6). The polymer must be miscible, and a drug that crystallizes fast should need more polymer, so it matters whether a polymer acts on nucleation or on growth. In acetaminophen (APAP), 15% w/w HPMCAS inhibited nucleation with little effect on growth, while poly(acrylic acid) increased nucleation but substantially slowed growth; both turned APAP from class II into class III (Trasi 2012, ref 7). ·
  • Growth is easier to study than nucleation. Nuclei are too small to observe, whereas crystal growth of organic compounds has been studied widely (refs 8−16). Naito and Miura (ref 17) proposed that the maximum crystal growth velocity (MCV) depends on the summed enthalpies of all transitions between Tg and Tm and on the number of non-hydrogen atoms; it varied by about 5 decades in their set.
  • Surface growth. Growth at the free surface is generally faster than in the bulk, especially at low temperature, and is thought to reflect higher surface mobility near Tg (Zhu 2008, ref 13; Zhu 2011, ref 19); whether surface and bulk rates rank compounds alike had not been explored.

What the paper set out to do. Three goals: to measure the range of crystal growth rates in a group of pharmaceutically relevant compounds; to test how well the rates correlate with molecular, thermodynamic and kinetic properties; and to find how far a polymer, PVP, can change the growth rate of compounds with different intrinsic rates.

02How they approached it

One method, many drugs: seeded growth from the undercooled melt of 31 chemically diverse drugs, ranked and then compared with their thermal properties, literature melt viscosities and earlier glass-forming class; subsets test surface growth and the effect of PVP. ·

Group 1 fast growersMCV of 10 µm/s or more; 13 drugsNimesulide, flutamide, acetaminophen, salicin, pimozide, griseofulvin, efavirenz, celecoxib, piroxicam, nilutamide, carbamazepine, mevastatin, tolbutamide; MCV 20.6−216 µm/s; measured.
Group 2 intermediate growersMCV 1−10 µm/s; 10 drugsDroperidol, flurbiprofen, aceclofenac, tolazamide, salsalate, bifonazole, dibucaine, probucol, cinnarizine, clozapine; MCV 1.1−8.2 µm/s; measured.
Group 3 slow growersMCV 0.01−1 µm/s; 8 drugsFelodipine, loratadine, indomethacin, warfarin, ketoprofen, carvedilol, miconazole, clotrimazole; MCV 0.02−0.86 µm/s; measured.
PVP K-12polymer, Mw 2−3000 g/molAdded at 10 mol% to acetaminophen, flutamide, nilutamide, aceclofenac and indomethacin, all with hydrogen bond donor groups; measured. ··

What was done

Experiment

Melt quenched between coverslips and seeded with its own crystals→growth front filmed on a hot stage 30−90 °C above Tg→bulk growth rate versus temperature, 31 drugs.·

Experiment

DSC→Tm, heat of fusion and Tg of each drug.·

↓
Experiment

Top coverslip removed→surface growth near Tg, 14 drugs.·

Experiment

Drug cryomilled with 10 mol% PVP, melted and seeded→growth rate, 5 drugs.·

↓
Analysis

Rates against T/Tg and Tm − T→MCV ranking→three groups→group averages of 11 properties.···

↓
Literature

Melt viscosities from Baird 2012→viscosity against Tm − Tg→growth corrected for driving force against viscosity→then against melting entropy.····

↓
Comparison

Growth groups laid against the earlier glass-forming classes→extended classification of crystallization risk.·

More detail

What was done

  1. Bulk growth. 3−5 mg of drug powder was melted between two coverslips, quenched to room temperature on an aluminum block, seeded at the edge with the starting crystalline material (so that the polymorph of interest grows) and heated until growth had reached the bulk. On a Linkam hot stage under a polarizing microscope the advancing front was photographed at intervals; the slope of front position against time gave the radial growth rate. Each drug was measured from about 30 to 90 °C above its Tg, lower for faster growers. No replicates or uncertainties are reported. ··
  2. Surface growth. The same with the top coverslip removed, possible only close to Tg; irregular fronts were converted to an equivalent radius from the crystallized area.
  3. PVP. Drug and 10 mol% PVP K-12 were cryomilled, melted between coverslips, seeded with the starting crystal form and measured as above. The basis of "mol%" is not stated. ·
  4. Thermal data. DSC (TA Q2000) gave Tm, heat of fusion ΔHf and Tg; melting entropy ΔSm and Tm − Tg are listed in Table 1 with molecular weight, atom count, crystal density, rotatable bonds and the literature melt viscosity. ·
  5. Normalization. Growth rates were compared against T/Tg (equal mobility at Tg assumed) and against the undercooling ΔT = Tm − T (driving force). ·
  6. Grouping. By MCV the compounds were split into group 1 (10−100 µm/s), group 2 (1−10) and group 3 (0.01−1); for each property the group average minus the global average, divided by the global standard deviation, was plotted (Fig. 6). ··
  7. Viscosity and entropy. Viscosities from ref 25 were plotted against Tm − Tg (17 drugs, Fig. 7). For nine drugs with viscosity−temperature data, growth rates were corrected for driving force (Ukin) and plotted against viscosity (Fig. 8), then normalized by τα/a and plotted against ΔSm/R (Fig. 9). ····

Key equations

Jackson growth rate (Eq. 1)
U=2kBTπλ2ηf[1−exp(−ΔHΔTkBTTm)]exp(−ΔSkB)

Growth needs molecules to cross the interface (the 1/η term, mobility) and to stay attached (the bracket, driving force), and only a fraction of them arrive correctly oriented (the entropy term). λ is the jump distance and f the fraction of active growth sites. The paper uses it as the framework for its three factors: viscosity, driving force and entropy.··

Growth corrected for driving force (Eq. 2)
Ukin=U1−e−ΔG/RT,ΔG≈ΔSmΔT

Dividing the measured rate by the driving-force factor leaves the kinetic part, which is then compared with viscosity (Fig. 8).··

Relaxation-time normalization (in text, p.9980)
τα=CηG,Ukinταa

With C = 4 and G = 2 taken as constants and a the molecular diameter, this removes the viscosity dependence so that the remainder can be compared with melting entropy (Fig. 9).·

Group deviation (Fig. 6)
AverageGroup−AverageAllStdevAll

How far a group's mean property lies from the mean of all compounds, in standard deviations.·

Terms used on this page
  • Undercooled liquid: a melt held below its melting point without crystallizing; undercooling ΔT = Tm − T.
  • MCV (maximum crystal velocity): the highest growth rate of a compound over temperature, reached at Tcryst,max; below it growth is limited by viscosity, above it by the shrinking driving force.
  • GFA / GS: glass-forming ability (no crystallization on cooling) and glass stability (no crystallization on reheating) in the test of ref 3; class I, II, III there means crystallizing on cooling, on reheating, or not at all.
  • Fragility: how steeply viscosity rises as the melt is cooled toward Tg.
  • Stokes−Einstein relation: diffusion inversely proportional to viscosity; it fails close to Tg.
Fig. 5: Why growth rate has a maximum
Fig. 5 · p.9978 · Why growth rate has a maximumShows. driving force rising and mobility falling on cooling; their product peaks at the MCV, at Tcryst,max.

03Main findings

1

Growth rates differ by about four orders of magnitude between drugs

Maximum growth velocity ran from 216 µm/s (nimesulide) to 0.02 µm/s (clotrimazole). Compared at equal T/Tg the spread was about 4 orders, at equal undercooling about 5, and the ranking changed with the scale. ····

Fig. 1: Bulk growth rates of 31 drugs, coloured by glass-forming class
Fig. 1 · p.9976 · Bulk growth rates of 31 drugs, coloured by glass-forming classShows. rates over about six decades against T/Tg (a) and undercooling (b); red = class I and II, blue = class III; blue symbols at both the top and the bottom.Also supports F2, K1, K2
More detail

Bulk growth rates of the 31 drugs, measured between about 30 and 90 °C above Tg, covered roughly 4 × 10⁻⁵ to 100 µm/s in Fig. 1, over T/Tg of about 1.03 to 1.36 and undercoolings of about 15 to 120 K. On the T/Tg scale the fastest and slowest compounds differed by about 4 orders of magnitude, with griseofulvin fastest, closely followed by nilutamide, celecoxib and tolbutamide; on the undercooling scale the spread was about 5 orders, with acetaminophen and pimozide fastest. The authors note that the order changes with the scale. · Table 1 ranks the compounds by MCV: 13 have MCVs of 20.6 µm/s or more (group 1), 10 lie between 1.1 and 8.2 (group 2) and 8 between 0.02 and 0.86 (group 3). The group 1 limit is printed as 10−100 µm/s, yet nimesulide (216) and flutamide (104) belong to it. How the MCVs were obtained is not stated, and several do not match the plotted data: nimesulide's highest plotted bulk rate is about 8.6 µm/s against an MCV of 216, while felodipine and indomethacin reach about 1.2 and 1.25 µm/s on the plots against MCVs of 0.86 and 0.47. ···

Table 1: Properties of the 31 drugs in order of maximum growth velocity
Table 1 · p.9979 · Properties of the 31 drugs in order of maximum growth velocityShows. MCV from 216 to 0.02 µm/s with the three groups coloured, beside MW, Tm, Tg, ΔHf, ΔSm, Tm − Tg, density and melt viscosity.
2

Good glass formers include some of the fastest growers

The compounds that did not crystallize on cooling or reheating (class III) ranged from nimesulide at 216 µm/s to clotrimazole at 0.02 µm/s. The compounds with poor glass stability all had MCVs between 1.8 and 104 µm/s. ·

See also Fig. 1

More detail

In Fig. 1 each compound is coloured by its class in the cooling and reheating test of ref 3: red for class I and II, blue for class III. Of the 19 blue compounds, 7 are in growth group 1, 4 in group 2 and all 8 of group 3; of the 12 red compounds, 6 are in group 1, 6 in group 2 and none in group 3. The authors read this as class III spanning "the entire range" and poor-GS compounds populating the upper half. They argue that the fast-growing class III compounds "clearly" form glasses because they nucleate poorly under the test conditions; nucleation rates were not measured. The class labels are not always used in one scheme: acetaminophen is called class II in the introduction but appears as class IB in the new scheme.

3

Slow growers have viscous melts and a small Tm − Tg

Group 3 sat about one standard deviation above the average melt viscosity and one below the average Tm − Tg. Across 17 drugs, viscosity at Tm fell linearly as Tm − Tg rose (R² = 0.7368). ····

Fig. 6: How each group's average property departs from the overall average
Fig. 6 · p.9980 · How each group's average property departs from the overall averageShows. group 3 (blue) far above average in viscosity and far below in Tm − Tg; group 1 (red) high in Tm and density, low in viscosity.Read it as. bars in units of the overall standard deviation.Also supports K3
More detail

Fig. 6 shows, for each of 11 properties, how far each group's average lies from the overall average in standard deviations. Group 3 stands out for viscosity (about +0.95) and Tm − Tg (about −0.99); group 1 has a higher Tm (about +0.55), a lower molecular weight (about −0.28), fewer atoms (about −0.32), a lower melting entropy (about −0.38), a lower viscosity (about −0.73), fewer rotatable bonds (about −0.35) and a higher crystal density (about +0.63). The authors read these departures as "suggesting" important factors, with viscosity deviating most. Crystal density does not fall steadily with growth rate: group 2 is lowest (about −0.69) and group 3 average (about 0.00). · The viscosity bars rest on only 17 compounds, 5 of the 13 in group 1.

In Fig. 7, the 17 drugs with a melt viscosity fall along y = −0.0028x + 0.3989 (R² = 0.7368): group 3 at Tm − Tg of 85−117 with viscosities of 0.0703−0.191 Pa·s, group 1 at 121−146 with 0.0136−0.0513 Pa·s. · The authors call it a "somewhat linear trend" with considerable scatter, especially at high viscosity. Bifonazole, aceclofenac and tolazamide have group 2 MCVs but sit among the group 1 points (Tm − Tg 134, 143 and 154); the authors suggest that aceclofenac and bifonazole are "more fragile" and that tolazamide "could be" slowed by its structure, neither of which was measured. ·· Celecoxib's Tm − Tg is printed as 125 although its Tm and Tg differ by 108 K; the fit uses 125.

Fig. 7: Melt viscosity against Tm − Tg
Fig. 7 · p.9980 · Melt viscosity against Tm − TgShows. a falling line through 17 drugs; blue (slow) high and left, red (fast) low and right; starred group 2 drugs among the red.Also supports K3
4

Viscosity alone does not set growth across compounds

Corrected for driving force, each drug grew more slowly as its melt became more viscous, but at a viscosity of about 10 Pa·s nilutamide grew at about 20 µm/s and miconazole at about 0.02 µm/s. The authors see two sets about 2−3 orders apart. ··

Fig. 8: Growth corrected for driving force against viscosity
Fig. 8 · p.9980 · Growth corrected for driving force against viscosityShows. each drug falls steeply with viscosity; nilutamide, nimesulide and felodipine lie 2−3 decades above the others.Also supports K4
More detail

For nine drugs with viscosity−temperature data, Ukin fell steeply with log viscosity within each compound (Fig. 8): nilutamide from about 66 to 2.2 µm/s between log η of about −0.2 and 2.8, miconazole from about 0.049 to 0.00046 µm/s between about 0.5 and 3.1. Near log η ≈ 1, nilutamide (about 20 µm/s), nimesulide (about 3.3) and felodipine (about 1.9, at log η ≈ 1.4) lie well above bifonazole (about 0.085), aceclofenac (about 0.10), cinnarizine (about 0.066), ketoprofen and indomethacin (about 0.05) and miconazole (about 0.019). The authors read this as two groups whose growth rates differ by around 2−3 orders at similar viscosity, so "Clearly" other parameters contribute. The upper set includes felodipine, a group 3 compound by MCV, so the two sets are not the MCV groups.

5

Melting entropy explains part of the remaining spread

After the driving-force and relaxation-time corrections, growth fell with melting entropy: log(Ukin τα/a) = −0.6 ΔSm/R − 0.95, R² = 0.61, for nine drugs. Entropy "certainly plays a role", but other factors remain. ··

More detail

The normalized growth rate was highest for nilutamide (about −5.1 at ΔSm/R ≈ 8.7) and lowest for miconazole (about −8.2 at ΔSm/R ≈ 10.9); cinnarizine, at the highest entropy (ΔSm/R ≈ 12.5), lay at about −7.9. The authors follow Jackson's argument that only the fraction of molecules with the correct orientation can join the crystal, a fraction reflected by the entropy difference. They note scatter similar to that found by Ediger and co-workers, and suggest that the missing factors "could include" molecular interactions in the melt and at the interface. The fit can be reproduced from the plotted points. The constants in τα and the molecular diameters are not given, and the text calls the entropy "configurational" and 0.61 a correlation coefficient while the figure prints R². ·

Fig. 9: Normalized growth against melting entropy
Fig. 9 · p.9981 · Normalized growth against melting entropyShows. a falling trend with scatter, y = −0.6x − 0.95, R² = 0.61.Also supports K4
6

PVP slowed fast and slow growers by a similar factor

At 70 °C neat flutamide grew about 170 times faster than aceclofenac, yet 10 mol% PVP cut the growth of both, and of three other drugs, by about 3- to 14-fold, with one point near 50-fold. The authors call it "around the same extent", a factor of "around 5−10". ···

Fig. 3: Growth with and without 10 mol% PVP
Fig. 3 · p.9977 · Growth with and without 10 mol% PVPShows. each drug's PVP series runs parallel to and below its neat series, for fast (flutamide) and slow (indomethacin) growers alike.Also supports K5
More detail

Read from Fig. 3, PVP lowered the growth rate of flutamide from about 1.5 to 0.14 µm/s at 40 °C and from about 78 to 5.6 at 70 °C; of acetaminophen from about 0.23 to 0.037 at 60 °C and from about 45 to 7.4 at 100 °C; of aceclofenac from about 0.028 to 0.0035 at 50 °C and from about 1.75 to 0.34 at 80 °C; of nilutamide from about 5.2 to 1.1 at 80 °C and from about 38 to 7.3 at 100 °C (but from about 1.5 to 0.031 at 70 °C); and of indomethacin from about 0.027 to 0.005 at 90 °C and from about 1.25 to 0.17 at 120 °C. The ratios are about 9−14 for flutamide, 3−6 for acetaminophen, 4−8 for aceclofenac, 5−8 for indomethacin and about 5 for nilutamide except the 70 °C point. PVP raised Tg by only about 2−3 °C in each mixture. The five drugs were chosen because all carry good hydrogen bond donors and "would be expected" to bind PVP similarly; that interaction was not measured. The authors conclude that the initial growth rate "did not appear" to influence the extent of reduction, so that a fast grower "will clearly require" more polymer to reach a given rate. · Mol% was not defined, and on any basis the PVP mass fraction differs between drugs of molecular weight 151.1 to 357.7.

04Further observations

  • Surface and bulk growth rank compounds differently: felodipine is fast at the surface but slow in the bulk. ··
  • PVP raised the Tg of each mixture by only about 2−3 °C.
  • Three group 2 drugs have melt viscosities as low as group 1. ·
More detail
  • Surface versus bulk. Near Tg, surface growth rates of 14 compounds ranged from about 0.00005 µm/s (loratadine) to about 1 µm/s (nimesulide). Felodipine grew faster at the surface (about 0.06−0.42 µm/s at T/Tg ≈ 1.04−1.11) than carbamazepine and nilutamide, yet in the bulk it was slower than nilutamide at all temperatures and than carbamazepine at higher temperatures. Loratadine was slowest in both modes, and piroxicam and acetaminophen fast in both. The surface data lie at lower T/Tg (about 0.98−1.14) than the bulk data (about 1.07−1.33), so most comparisons span different temperatures. ···
  • Small Tg change. Adding 10 mol% PVP raised Tg by around 2−3 °C in all five mixtures.
  • Outliers in Fig. 7. Bifonazole (Tm − Tg 134, 0.0101 Pa·s), aceclofenac (143, 0.0143 Pa·s) and tolazamide (154, 0.0066 Pa·s) have group 2 MCVs but low melt viscosities and large Tm − Tg like group 1. ····
Fig. 2: Surface against bulk growth for 14 drugs
Fig. 2 · p.9976 · Surface against bulk growth for 14 drugsShows. surface rates near Tg (a) rank the drugs differently from bulk rates at higher T/Tg (b).

05How the authors connect the findings

1Every growth model has a mobility term (viscosity) and a driving-force term that grows with undercooling; their product peaks at the MCV, which lies near 0.94 Tm. ···
↓
2If all melts have a similar viscosity at Tg, a drug with a small Tm − Tg is still viscous at its MCV temperature, so its MCV is low. ·
↓
3At similar viscosity and driving force, the melting entropy sets how many molecules arrive in the right orientation, so drugs with a high melting entropy grow more slowly. ·
↓
Slow growth (extended classes III and IV)Nuclei may form↓growth stays slow↓crystallization slow even when nuclei are present↓lower risk for an amorphous product.··
Fast growth with low nucleation (extended class II)Good glass former on cooling↓residual or process-induced nuclei↓fast growth↓may crystallize over the shelf life.··
What sets the switch point. The growth rate of the compound once nuclei exist; glass-forming ability alone does not separate the two cases. ·
Conclusion drawn. Viscosity and entropy "could explain much" of the variation in growth rate, and because a polymer cuts growth by a similar factor, fast growers "will clearly require" more polymer. ·
Fig. 4: Extended classification by nucleation and growth
Fig. 4 · p.9977 · Extended classification by nucleation and growthShows. four boxes, growth upward and nucleation to the left; example drugs in each class.Also supports K6
More detail
  1. All growth models (normal, screw-dislocation and two-dimensional nucleation growth) contain a term for molecular mobility, needed to cross the interface, and a term for the driving force that keeps molecules attached. In Jackson's form (Eq. 1), mobility enters as 1/η, assuming the Stokes−Einstein relation, which the authors consider reasonable in their temperature range but which fails close to Tg. Near Tm mobility is high and the driving force small; on cooling the driving force rises (ΔG ∝ Tm − T) while mobility falls, so growth peaks at the MCV (Fig. 5). Below Tcryst,max growth is dominated by viscosity, above it by thermodynamics. ····
  2. The MCV tends to occur near 0.94 Tm (ref 26). If the viscosity at Tg were the same for all compounds, one with a high melt viscosity at Tm and a short range to Tg would be more viscous at its MCV temperature and so grow more slowly; the authors find this consistent with Fig. 7 ("This makes sense") and add that fragility must also be considered. ··
  3. The remaining differences at equal viscosity and driving force (Fig. 8) are attributed in part to the entropy term of Eq. 1: a molecule must be correctly oriented to attach, and a larger melting entropy means fewer such molecules (Fig. 9). Other factors, possibly interactions in the melt and at the interface, remain. ··
  4. For risk, the authors combine nucleation tendency, inferred from the cooling and reheating test, with growth rate (Fig. 4). Class IA: high nucleation and growth with overlapping zones, crystallizing on cooling (carbamazepine, griseofulvin). Class IB: high nucleation and growth with little overlap, good GFA but poor GS (acetaminophen). Class II: rapid growth but low nucleation, good GFA but poor GS if nuclei are present (nimesulide, nilutamide, celecoxib). Class III: ready nucleation with slow growth (cinnarizine, droperidol). Class IV: slow nucleation and growth (warfarin, miconazole).

Slow growers (classes III and IV). Even if nuclei form, growth is slow → crystallization over the shelf life is slow → class III carry intermediate risk and class IV are "likely" the most robust. ·

Fast growers that nucleate poorly (class II). They pass the cooling test as good glass formers, but processing may leave residual or induced nuclei → these grow fast → the product "may have a high probability" of crystallizing over its shelf life; classes I and II are the highest risk. ··

What sets the switch point. Once nuclei are present, the growth rate decides the outcome, which is why class III compounds of ref 3 split into the new classes II and IV. ·

Conclusion drawn. In the conclusions, differences in melt viscosity and configurational entropy "could explain much of the observed variation", while additional factors "clearly play a role"; for drugs with a hydrogen bond donor, PVP reduces growth "by the same extent irrespective of the growth rate", "indicating" that faster growers need more polymer. ··

06What it means for formulation

Stated by the authors
  • A good glass former is not necessarily safe: if it grows fast, process-induced nuclei can crystallize it over the shelf life. ·
  • Fast-growing drugs need more polymer to reach a given growth rate.
  • Growth rates above Tg bear directly on melt extrusion, where slow cooling leaves the product in the undercooled range.
AI reading, not stated in the paper
  • Tm − Tg from one DSC run, and a melt viscosity where available, give an early flag for slow or fast growers.
  • The relative PVP effect means the polymer level should be scaled to the neat drug's growth rate.
More detail
Stated by the authors
  • The cooling and reheating test should be complemented by a growth rate: class III compounds with high growth rates "may have a high probability" of crystallizing over the shelf life if residual or process-induced nuclei are present, while those with low growth rates crystallize much more slowly even with nuclei.
  • Class I compounds are the highest risk for amorphous delivery, then class II; class III are intermediate and class IV "likely" the most robust.
  • For a given polymer and a drug with an available OH or NH donor, the relative reduction by the polymer is similar, so "if it is desirable to reduce the growth rate to a given value", fast growers need more polymer. ·
  • Because the rates were measured above Tg, they apply to crystal growth during high-temperature processing such as melt extrusion, where post-extrusion cooling is usually slow.
  • Fast growers in the undercooled liquid are "likely" also relatively fast in the glass, especially when fast growth comes from a small melting entropy, although trends cannot readily be extrapolated from high to low temperature. ·
AI reading, not stated in the paper
  • Tm − Tg and the melt viscosity are cheap early descriptors; in this set a small Tm − Tg went with slow growth, so a large gap between Tm and Tg is a warning sign for a drug meant to be formulated amorphous.
  • The PVP result is relative: a tenfold cut leaves a flutamide-like drug far faster than an untreated indomethacin-like drug, so polymer loading should be chosen from the neat-drug growth rate rather than a fixed percentage.
  • Fast-growing drugs that pass the cooling test (the new class II, such as nimesulide, nilutamide and celecoxib here) need extra care in processes that can seed nuclei, such as milling or incomplete melting.
  • The PVP comparison is at equal molar ratio; on a mass basis the light acetaminophen received relatively more polymer than indomethacin.

07Open questions

Raised by the authors
  • Which factors beyond viscosity and entropy, such as interactions in the melt and at the interface, set growth?
  • Do the rankings hold at storage temperatures below Tg? ·
Not covered by this paper (AI reading)
  • Nucleation rates were not measured; the extended classes rest on the cooling and reheating test.
  • How the MCVs were obtained is not stated, and some disagree with the plotted data.
More detail
Raised by the authors
  • What are the additional factors behind the scatter left by viscosity and entropy? They "could include" molecular level interactions in the melt and at the interface.
  • How do the rankings transfer to storage temperatures? Trends "cannot readily be extrapolated" from high to low temperature, although fast growers are "likely" to stay relatively fast. ·
  • Near Tg, diffusion decouples from viscosity and some crystals grow by a diffusionless mechanism, outside the range of Eq. 1.
Not covered by this paper (AI reading)
  • Nucleation was not measured, so the extended classes rest on the earlier cooling and reheating test, partly from ref 3. ·
  • The MCV derivation and Tcryst,max are not reported; the conclusions' "0.94Tm" is a cited rule. ··
  • Only one polymer, at one molar level, in five drugs with hydrogen bond donors; drugs without donors, other polymers and equal mass loadings were not tested. ·
  • Viscosity values are from the literature and cover only 17 drugs (nine for Figs. 8 and 9).
  • No replicates or uncertainties are given for any growth rate.

08How solid

AI assessment, not a statement made in the paper
Moderate

The spread of growth rates and its link to melt viscosity and Tm − Tg rest on a large, direct data set, and the Fig. 6 and Fig. 7 analyses reproduce from Table 1. But the MCV derivation is not stated and some MCVs disagree with the plotted rates, no replicates are given, and the viscosity, entropy and PVP analyses rest on 17, 9 and 5 drugs. ·······

More detail
What holds
  • 31 chemically diverse drugs were measured with one seeded hot-stage method over a wide temperature range. ·
  • The group deviations of Fig. 6 and the viscosity fit of Fig. 7 can be recomputed from Table 1 (the fit to four digits). ·
  • The class III spread is visible directly in Fig. 1: blue symbols at both the top and the bottom. ·
  • The PVP effect was measured at several temperatures per drug, and its size is consistent across temperatures for four of the five drugs.
What weakens it
  • How the MCVs were obtained is not stated; they lie far above the plotted rates for several drugs and below them for felodipine and indomethacin, and the group 1 limit is broken by nimesulide and flutamide. ·
  • One row of Table 1 is internally inconsistent (celecoxib Tm − Tg), and Tcryst,max and the ΔG method are missing. ·
  • No replicate numbers or uncertainties for any rate.
  • Viscosity is known for 17 of 31 drugs, so the strongest bar of Fig. 6 rests on 5 group 1 drugs; Figs. 8 and 9 use nine drugs and constants without units. ·
  • The PVP comparison is on an undefined molar basis, and one ratio is about 50 rather than 5−10. ·
  • Nucleation, fragility and drug–PVP interactions, which carry the explanations, were not measured. ··
  • Class labels mix two schemes, and the surface−bulk comparison spans different temperatures. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Graphical abstract (p.9974)Repeats the extended classification of Fig. 4 as the paper's visual summary.0.5A schematic, not data.
Fig. 1 (p.9976)key figureThe main data set: bulk growth rates of 31 drugs against two temperature scales, coloured by glass-forming class.·F1, F2, K1, K2Plotted rates exceed the Table 1 MCV for felodipine.
Fig. 2 (p.9976)key figureCompares surface and bulk growth of 14 drugs; the order differs.·0.4Surface and bulk lie at different T/Tg.
Fig. 3 (p.9977)key figureThe PVP test: five drugs with and without 10 mol% PVP.F6, K5Ratios 3−14 with one about 50; mol% basis undefined.·
Fig. 4 (p.9977)key figureProposes the extended classification by nucleation and growth.0.5, K6A schematic, not data.
Fig. 5 (p.9978)key figureExplains the growth maximum as mobility times driving force.0.2A schematic, not data.
Table 1 (p.9979)key figureRanks the drugs by MCV and lists the properties used in Figs. 6 and 7.F1Celecoxib Tm − Tg inconsistent; group 1 limit broken; MCV origin not stated.··
Fig. 6 (p.9980)key figureShows which properties separate the growth groups: viscosity and Tm − Tg most.F3, K3Viscosity bars rest on 17 drugs; density not monotonic.·
Fig. 7 (p.9980)key figureLinks melt viscosity to Tm − Tg across 17 drugs.F3, K3Celecoxib plotted at the printed 125.
Fig. 8 (p.9980)key figureShows that growth at equal viscosity still differs by 2−3 decades.F4, K4The two sets are not the MCV groups.
Fig. 9 (p.9981)key figureTests melting entropy as the remaining factor.F5, K4Constants without units; R² called a correlation coefficient.·