Paper page

Original: publisher page

Hanh Thuy Nguyen, Tu Van Duong, Lynne S. Taylor* · Molecular Pharmaceutics 20, 1681-1695 (2023)

Impact of Gastric pH Variations on the Release of Amorphous Solid Dispersion Formulations Containing a Weakly Basic Drug and Enteric Polymers

An hour at gastric pH before transfer to pH 6.5 cut the release of most delamanid ASDs made with enteric polymers, and the authors trace the loss to drug crystals that form on the surface of the undissolved ASD while the polymer cannot dissolve.

Abbreviations

ASD amorphous solid dispersion; DLM delamanid; DL drug loading; HPMCP hydroxypropyl methylcellulose phthalate (grades HPMCP-50 = P-50 and HPMCP-55 = P-55); HPMCAS hydroxypropyl methylcellulose acetate succinate (grades LF, MF, HF); SR supersaturation ratio; PLM polarized light microscopy; PXRD powder X-ray diffraction; SEM scanning electron microscopy; PVPVA poly(vinylpyrrolidone-co-vinyl acetate); HPLC-ELSD liquid chromatography with evaporative light scattering detection; pHmax pH of maximum solubility of a salt; SI p. = page of the supporting information.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

How does the pH of the gastric stage (1.6, 3.0 or 5.0) change drug release from delamanid ASDs made with the enteric polymers HPMCP and HPMCAS, and what causes the failures?

Short answer

Strongly, and differently for each polymer and drug form: after the acid stage, final release of the salt ASDs ranged from about 0 to 100%, the HPMCP ASDs did best, the HPMCAS ASDs reached at most about 50%, and the free base did worse than the salt. · Solution crystallization in the acid was ruled out; the authors attribute the losses to drug crystals on the surface of the undissolved ASD, seen by SEM and PLM but not by PXRD. ···

Conclusion

For 25% DL delamanid ASD tablets held 60 min at pH 1.6, 3.0 or 5.0 and then 30 min at pH 6.5, release depended on the gastric pH, the polymer type and grade, and whether the free base or the edisylate salt was used. ·· ASDs with HPMCP gave better overall release than those with HPMCAS ("In general"), and with HPMCP-50 the salt matched or outperformed the free base, giving "some protection" against gastric pH variation. · Impaired release "was attributed to" surface crystallization that starts in the gastric stage while the polymer is insoluble (conclusions: "was demonstrated to be responsible"); crystallization was more extensive with HPMCAS, whose grades the authors call poor inhibitors of matrix crystallization at all pH. · Crystallization from solution in the acid stage was not the main failure route, since supersaturation did not predict final release and predissolved PVPVA changed nothing. · Two links were not measured: the amount and identity of the crystals on the ASDs, which stayed below PXRD detection, and the drug-polymer interactions invoked for HPMCP-55. ·· The authors recommend evaluating gastric pH variation for weakly basic drugs in enteric-polymer ASDs and suggest that limiting contact with low pH, for example by an enteric coating, "may be important". ·

01Why this study

Known 1Enteric polymers stay undissolved in acid

Un-ionized at low pH, they inhibit crystal growth less well there; HPMCAS-LF slowed felodipine crystal growth less at low pH.

Schram 2015, ref 24 ·

Known 2Weak bases dissolve in acid and can crystallize later

Their solubility falls as pH rises, so they may crystallize on transfer to the intestine.

Elkhabaz 2019, ref 27; refs 28-31

Known 3The delamanid salt was more robust

Edisylate ASDs were more stable than the free base and released better at pH 6.5.

Van Duong 2022, ref 15 ·

Known 4Gastric pH varies with food

It can rise to about 6-7 after a meal, and delamanid is dosed with food.

refs 33-35, 40-42 ·

Gap → this paperHow do delamanid ASDs with enteric polymers behave at low and intermediate gastric pH, where the drug can dissolve but the polymer cannot?
More detail

What was already known. The introduction builds on these points:

  • ASDs and supersaturation. ASDs generate supersaturated solutions that tend to crystallize; polymers inhibit nucleation and crystal growth through π-π, ionic, hydrogen- or halogen-bonding interactions and hydrophobic contacts, and need hydrophilic groups to release the drug. (refs 1-11)
  • Enteric polymers in ASDs. Amphiphilic ionizable polymers (HPMCAS, HPMCP, Eudragit L100, cellulose acetate phthalate) maintain supersaturation and improve absorption; HPMCAS is used in several marketed ASDs, HPMCP only in itraconazole (Lozanoc) and delamanid (Deltyba). (refs 4, 7, 11-22)
  • Low pH weakens them as inhibitors. Enteric polymers are un-ionized and insoluble in acid; HPMCAS-LF inhibited felodipine crystal growth less well at lower pH (Schram 2015, ref 24); so a polymer's inhibitory power in gastric fluid matters whenever the drug can crystallize there. (refs 6, 10, 23-27) ·
  • Weak bases. BCS class II weak bases ionize and dissolve in acid and may crystallize on transfer to intestinal pH, so their crystallization may be harder to inhibit. (refs 27-31)
  • Delamanid. Delamanid (DLM), a nitroimidazooxazole used against tuberculosis, is a weak base with poor solubility and low bioavailability; its absorption depends on food and fed dosing is recommended; the marketed product uses an enteric polymer. The free base crystallizes readily, salts such as the edisylate had better amorphous stability, and edisylate ASDs with enteric polymers released more at pH 6.5 than the neat amorphous salt or the free-base ASD. (Van Duong 2022, ref 15; refs 22, 32-35) ···
  • Food and gastric pH. With food, pH, buffer capacity, surface tension, protein, bile salts and lipids may change dissolution; peak gastric pH can rise to about 6.0-7.0 and returns to fasting levels after 1-4 h; pH 6.4, 5.0 and 3.0 are used to model early, middle and late times after a meal. (refs 36-45) ·
  • The open issue. In acid the DLM formulation is nominally insoluble because the polymer is protonated, but the ionized drug may leach out; how DLM ASDs dissolve and crystallize at low and intermediate acidity was unknown.

What the paper set out to do. Test how polymer type and grade (HPMCP-50, HPMCP-55, HPMCAS-LF, -MF, -HF) and drug form (free base or edisylate salt) affect release and crystallization of DLM ASDs in two-stage tests whose gastric pH mimics fed and fasted states. The working hypothesis: pH-dependent crystallization tendency, drug form and drug and polymer solubility versus pH govern the release profiles. ···

02How they approached it

One weakly basic drug, two drug forms and five enteric polymer grades, each tested at three gastric pH values that span fasted to fed conditions, plus a pH 6.5 control; crystals were then looked for on the ASD itself and in the medium. All ASDs had 25% DL and were tested as tablets at 37 °C. ····

DLM free base with HPMCP-50spray-dried ASDThe only free-base system; HPMCP-50 reported pKa about 4.2-4.3, dissolution threshold pH 5.0; measured. ·
DLM edisylate with HPMCP-50salt ASD, rotary evaporatedSame polymer as the free base; measured. ··
DLM edisylate with HPMCP-55salt ASDMore phthalyl, higher molecular weight and acid resistance; pKa 4.49-4.83, threshold pH 5.5; measured.
DLM edisylate with HPMCAS-LFsalt ASDMost succinoyl of the HPMCAS grades; pKa 5.09, threshold pH 4.8-5.5; measured.
DLM edisylate with HPMCAS-MFsalt ASDIntermediate grade; pKa 4.92-5.0, threshold pH 5.2-6.0; measured.
DLM edisylate with HPMCAS-HFsalt ASDHighest acetyl:succinoyl ratio; pKa 5.15, threshold pH 5.7-6.8; measured.
Neat amorphous DLM edisylateno polymerSuspended alone to see how fast the salt turns into crystals; measured.

What was done

Experiment

Drug and polymers in media pH 1.6-6.5, 37 °C→crystalline, amorphous and polymer solubility.····

↓
Experiment

25% DL ASD tablets, 60 min at pH 1.6, 3.0 or 5.0→shift to pH 6.5 for 30 min→drug release by fiber-optic UV, polymer release by HPLC-ELSD.···

Calculation

Maximum acid-stage concentration divided by crystalline solubility→supersaturation ratio.·

↓
Experiment

Neat amorphous salt in suspension→PXRD over time.·

Experiment

ASD powders and films, 1 h in acid→PXRD, SEM, PLM.··

Experiment

Undissolved particles after the shift→SEM.

↓
Experiment

pH 3.0→6.5 release with predissolved PVPVA→test of solution crystallization.·

↓
Comparison

Crystals seen after acid set against release after transfer, by polymer, pH and drug form (Fig. 10).··

More detail

What was done

  1. Solubility. Crystalline DLM was stirred in excess for 48 h at 37 °C in HCl pH 1.6 or phosphate buffers pH 2.0-6.5 (Table 1), ultracentrifuged and assayed by HPLC. Amorphous solubility came from pumping a DMSO stock into 50 mL medium until light scattering appeared at 450 nm. Polymers (50 mg in 15 mL, 48 h) were hydrolysed and their cellulose backbone assayed by HPLC-ELSD, checked by phenol-sulfuric acid colorimetry. A Henderson-Hasselbalch fit of the solubility data gave the DLM pKa. ····
  2. ASDs. Salt ASDs: DLM, 1,2-ethanedisulfonic acid and polymer in acetone-DCM, rotary evaporated at 40 °C, dried, cryo-milled and sieved to 106-250 µm. Free-base ASD: spray dried with HPMCP-50 from MeOH-DCM (inlet 75 °C), since rotary evaporation could not make it amorphous. All at 25% DL. ··
  3. Tablets and release. 75 mg disintegrating tablets held ASD equivalent to 5 mg DLM (100 µg/mL when fully released). USP II, 150 rpm, 37 °C: either 50 mL pH 6.5 buffer, or 60 min in 45-48 mL of 0.02 M HCl pH 1.6, phosphate buffer pH 3.0 or pH 5.0, after which concentrated pH 7.3 buffer brought the volume to 50 mL and the pH to 6.4-6.6 for 30 min. Drug was measured in situ by second-derivative UV (330-350 nm); polymer by sampling, centrifugation and HPLC-ELSD. ···
  4. Supersaturation. The maximum SR after 1 h was the concentration divided by the crystalline solubility at that pH. ·
  5. Crystallization. Neat amorphous salt was stirred in pH 1.6, 3.0, 5.0 or 6.5 media for up to 120 h and sampled for PXRD. ASD powders (20 mg in 50 mL, 1 h) were filtered off for PXRD and SEM. Spin-coated ASD films were laid on acidic media and watched by PLM for 60 min, then imaged by SEM. Undissolved particles after the full pH-shift test were imaged by SEM. ····
  6. Solution crystallization control. pH 3.0 → 6.5 tests were repeated with 1 mg/mL PVPVA predissolved, a known inhibitor of DLM solution crystallization. ·

Key equations

Supersaturation ratio (in words, p.1684)
SR=solution concentrationcrystalline solubility

The concentration reached after 1 h in acid divided by the crystalline solubility at the same pH; above 1 the solution is supersaturated. At the amorphous solubility the ratio is 42 for DLM, which caps the SR the authors report at pH 5.0.··

Terms used on this page
  • Enteric polymer: an acidic polymer that stays undissolved at stomach pH and dissolves near or above its dissolution pH threshold.
  • Weak base and pKa: below its pKa DLM is protonated and much more soluble.
  • Amorphous solubility: the highest concentration the amorphous drug can give before a separate drug-rich phase forms.
  • Supersaturation ratio (SR): concentration divided by crystalline solubility; above 1 crystals can form.
  • Salt disproportionation: a salt reverting to its neutral free form, here followed by crystallization of the free base.
  • pHmax: the pH below which the salt is the stable solid; above it the free base is.
  • Matrix or surface crystallization: crystals forming in or on the wetted, undissolved ASD rather than from the solution.
  • Two-stage (pH-shift) test: an acid stage that mimics the stomach, followed by a buffer addition that mimics transfer to the intestine.

03Main findings

1

The drug dissolves in strong acid, the polymers only near neutral pH

Crystalline DLM solubility fell from 10.2 µg/mL at pH 1.6 to 0.018 µg/mL at pH 6.5, amorphous from 154.5 to 0.76 µg/mL (ratio 42). The polymers were insoluble below pH 4.5; at pH 5.0 HPMCP-50 reached 893 and HPMCP-55 189 µg/mL. ··

Fig. 1: Drug and polymer solubility versus pH
Fig. 1 · p.1684 · Drug and polymer solubility versus pHShows. amorphous and crystalline DLM solubility (left axis) collapse above pH 3; the polymers (right axis) dissolve only from about pH 5.Read it as. the gastric stage is a window in which the drug can dissolve but the polymer cannot.
More detail

Both solubilities fell steeply with pH: amorphous DLM gave about 60, 22.5 and 9 µg/mL at pH 2.0, 2.5 and 3.0 and about 1 µg/mL or less from pH 4.0, and crystalline solubility was about 500-fold lower at pH 6.5 than at pH 1.6. · The Henderson-Hasselbalch fit gave a pKa of 3.94 ± 0.04 against a reported 4.3; the fitted curve follows the amorphous data but gives about 3.7 instead of 10.2 µg/mL for crystalline DLM at pH 1.6. · The polymers began to dissolve near their reported thresholds: HPMCP-50 893 ± 95 and HPMCP-55 189 ± 18 µg/mL at pH 5.0, HPMCAS-LF 1687 ± 47 and -MF 1401 ± 69 µg/mL at pH 5.5, HPMCAS-HF only from about pH 6.0. At pH 6.5 the order was HPMCP-50 ≈ HPMCAS-LF > HPMCAS-MF > HPMCP-55 > HPMCAS-HF, with ">20 mg/mL" printed for the first two, although only 50 mg was added to 15 mL. · The authors relate the HPMCAS grades to their succinoyl content and summarize: at pH 1.6 the drug dissolves and the polymers do not, at pH 3.0 and 5.0 both have low solubility, at pH 6.5 the polymers dissolve and the drug hardly at all. · For the HPMCP grades at pH 5.0 this summary is too strong.

2

Gastric pH and polymer grade decide how much drug the salt ASDs finally release

At pH 6.5 alone, release was ≈96% (HPMCP-50), ≈89% (HPMCP-55), ≈88% (HPMCAS-LF), ≈57.5% (-MF) and ≈0% (-HF). After 60 min at pH 1.6 / 3.0 / 5.0 and transfer to pH 6.5, final release was ≈101 / ≈41 / ≈82% for HPMCP-50, ≈94.5 / ≈80.5 / ≈12.5% for HPMCP-55, ≈47.5 / ≈37.5 / ≈50% for LF, ≈40 / ≈10 / ≈12.5% for MF and ≈18 / ≈1 / ≈0% for HF.

Fig. 3: Release of the salt ASDs with HPMCP-50 and HPMCP-55
Fig. 3 · p.1686 · Release of the salt ASDs with HPMCP-50 and HPMCP-55Shows. drug (A, B) and polymer (C, D) release for the pH 6.5 control and the three pH-shift tests; dashed line = shift to pH 6.5.Also supports K1
Fig. 4: Release of the salt ASDs with HPMCAS-LF, -MF and -HF
Fig. 4 · p.1687 · Release of the salt ASDs with HPMCAS-LF, -MF and -HFShows. drug (A-C) and polymer (D-F) release; no HPMCAS ASD recovers after the acid stage.Also supports K2
More detail

During the acid stage most drug left at pH 1.6: about 30% from HPMCP-50, under 10% from HPMCP-55, ≈27.5% from HPMCAS-LF, ≈36.5% from -MF and ≈21% from -HF by 60 min. At pH 3.0 every salt ASD released only about 0.5-3.5%. At pH 5.0 HPMCP-50 released ≈80% within 10 min, while the others released almost nothing. After transfer from pH 1.6, both HPMCP ASDs rose to near complete release, whereas the HPMCAS ASDs gained little and HPMCAS-HF fell from ≈21 to ≈18%. From pH 3.0, HPMCP-55 rose to ≈80.5% but HPMCP-50 only to ≈41%, and the HPMCAS ASDs reached ≈1-37.5%. From pH 5.0, HPMCP-50 stayed at ≈82% with no further release, HPMCP-55 rose only to ≈12.5%, HPMCAS-LF climbed to ≈50% and MF and HF stayed near or below ≈12.5%. · The authors read this as release depending on gastric pH and polymer grade, with none of the HPMCAS ASDs releasing near completely after the shift. · They summarize that HPMCP ASDs gave better overall release than HPMCAS ASDs ("In general"); this does not hold for HPMCP-55 after pH 5.0. ·

3

Polymer release in the acid stage does not track drug release

At pH 1.6 and 3.0 every polymer released about 10% or less in acid. At pH 5.0 HPMCP-50 released ≈70-79% and HPMCP-55 ≈65% of its polymer by 60 min, yet HPMCP-55 released no drug. After transfer the HPMCP polymers reached ≈67-112%, HPMCAS-MF ≈53-54.5% and -HF ≈16.5-19.5%. ·

More detail

The HPMCP grades behaved alike at pH 1.6 and 3.0, with minimal release in acid and rapid release after the shift, HPMCP-50 faster; at pH 5.0 both dissolved, HPMCP-55 much more slowly (≈17.5% at 5 min to ≈65.5% at 60 min, against ≈69.5 to ≈78.5% for HPMCP-50). · For the free-base ASD, HPMCP-50 reached ≈102-105.5% within 5 min of the shift from pH 1.6 or 3.0 while drug release stayed at ≈62.5 and ≈32.5 µg/mL, and at pH 5.0 ≈62.5-87% of the polymer dissolved while drug release stayed at ≈7 µg/mL; the authors conclude the low drug release was not due to poor polymer release. ·· For HPMCAS, polymer release followed drug release (LF > MF > HF): at pH 6.5 alone, ≈94, ≈45.5 and ≈29.5% by 60 min, and the acid stage changed little in the final polymer values (LF ≈92%, MF ≈53-54.5%, HF ≈16.5-19.5%). · Yet HPMCAS-LF dissolved to ≈92% after pH 1.6 while its drug release stayed at ≈47.5%. · The authors conclude that polymer solubility and polymer release also contribute to drug release.

4

With HPMCP-50, the salt releases more than the free base

The free-base ASD finished at ≈62 / ≈33.5 / ≈6.5 µg/mL after pH 1.6 / 3.0 / 5.0 (100 µg/mL = complete), the salt at ≈101 / ≈41 / ≈82%; at pH 6.5 alone ≈81-86 µg/mL against ≈96%. Free-base films crystallized at all three pH values; the salt film stayed clear at pH 1.6. ····

Fig. 2: Free-base HPMCP-50 ASD: release and crystals on films
Fig. 2 · p.1685 · Free-base HPMCP-50 ASD: release and crystals on filmsShows. drug release in µg/mL (A), polymer release (B) and SEM of films after 1 h at pH 1.6, 3.0 and 5.0 (C).Also supports K3
More detail

The free base could not be made amorphous at 25% DL by rotary evaporation, so it was spray dried; the spray-dried ASD gave a PXRD halo and released >80% at pH 6.5, against 20% for an earlier rotary-evaporated ASD that held residual crystallinity. ··· In acid, the free-base ASD released ≈39 µg/mL by 60 min at pH 1.6, ≈1-2 µg/mL at pH 3.0 and ≈7 µg/mL at pH 5.0; after the shift it reached ≈62.5 µg/mL from pH 1.6, ≈33.5 from pH 3.0 and stayed at ≈6.5 from pH 5.0. SEM of free-base films after 1 h showed flakes at pH 1.6, star-shaped crystals at pH 3.0 and a fine granular surface at pH 5.0, and PLM showed birefringent particles at all three, which the authors read as crystallization in all simulated gastric fluids. ·· The authors conclude that the salt "matched or outperformed" the free base at every gastric pH but "only partially remediated" the pH dependence, since release after pH 3.0 stayed low. · They propose that the salt delays crystallization because it must first convert to the free base ("likely"). · The free base was tested only with HPMCP-50 and was made by a different process.

5

Supersaturation in the acid stage rises with pH but does not predict final release

Maximum SR after 1 h was ≈0.9-3.8 at pH 1.6, ≈3.3-11.4 at pH 3.0 and ≈11-42 at pH 5.0. At pH 3.0 HPMCP-55 (SR ≈7.5) ended at ≈80.5% but HPMCAS-MF (SR ≈7.0) at ≈10%. Predissolved PVPVA did not change pH 3.0 → 6.5 release. ···

Fig. 9: Maximum supersaturation after 1 h in acid
Fig. 9 · p.1690 · Maximum supersaturation after 1 h in acidShows. SR rises from pH 1.6 to 5.0 for all six ASDs; three ASDs sit at 42 at pH 5.0.Also supports K8
More detail

SR rose from pH 1.6 to 5.0 for every ASD: free base ≈3.8 → ≈6.6 → ≈42, salt HPMCP-50 ≈3.0 → ≈11.4 → ≈42, HPMCP-55 ≈0.9 → ≈7.5 → ≈42, LF ≈2.7 → ≈4.9 → ≈19, MF ≈3.3 → ≈7.0 → ≈25, HF ≈1.8 → ≈3.3 → ≈11. The authors note that most ASDs supersaturated the acid medium, that SR stayed low at pH 1.6 because the crystalline solubility is high there, and that at pH 5.0 some ASDs reached the limit set by the amorphous solubility. · The value of 42 equals the amorphous to crystalline solubility ratio, although the measured concentrations at pH 5.0 for HPMCP-50 were far above the amorphous solubility. · Concentrations did not generally fall during the acid stage, and with 1 mg/mL PVPVA the pH 3.0 → 6.5 results were ≈44 versus ≈41% (HPMCP-50), ≈82 versus ≈80.5% (HPMCP-55) and ≈7 versus ≈10% (HPMCAS-MF). · From these points the authors conclude that crystallization from solution in the acid stage was not the main failure route; its absence "may be due to" a minor amount of dissolved polymer. ··

Fig. S6: Release with and without predissolved PVPVA
Fig. S6 · p.SI-8 · Release with and without predissolved PVPVAShows. solid symbols with 1 mg/mL PVPVA, open without; the curves overlap.Also supports K4
6

The amorphous salt turns into crystalline free base within minutes at pH 1.6 and 3.0

Free-base PXRD peaks appeared after 5 min at pH 1.6 and were clear by 1 h at pH 3.0, but first weak peaks appeared only after about 14 h at pH 5.0 and 6.5.

More detail

At pH 1.6 peaks at about 5.3°, 17.5°, 21° and 28° 2θ were present from 5 min and matched the DLM free-base pattern by 4 h; at pH 3.0 a weak peak was visible at 5 and 15 min and several peaks at 1 h; at pH 5.0 the pattern stayed amorphous to at least 4 h, with weak peaks at 14-48 h and clear ones from 72 h; at pH 6.5 weak features at 14 h and clear peaks from 24 h. The authors conclude that pHmax lies below pH 1.6, so the free base is the stable crystalline form at all tested pH and the amorphous salt disproportionates and crystallizes as free base; this fits the small supersaturation the neat salt gave at pH 1.6 in earlier work. · The slower conversion at pH 5.0 and 6.5 is "likely due to" a lower driving force for dissolution.

Fig. 5: The neat amorphous salt converting to crystalline free base
Fig. 5 · p.1688 · The neat amorphous salt converting to crystalline free baseShows. PXRD over time at pH 1.6, 3.0, 5.0 and 6.5; black trace in A = DLM reference.Also supports K7
7

After 1 h in acid, crystals appear on ASD surfaces, more with HPMCAS and at higher pH

PXRD found no crystals in any ASD powder after 1 h in acid. SEM and PLM showed none on HPMCP films at pH 1.6, crystals on all films except HPMCP-55 at pH 3.0, and dense small crystals on all films at pH 5.0; HPMCAS-HF crystallized even at pH 1.6. ··

Fig. 8: Crystals on ASD films after 1 h in acid
Fig. 8 · p.1690 · Crystals on ASD films after 1 h in acidShows. rows = polymers, columns = pH 1.6, 3.0, 5.0; clear HPMCP films at pH 1.6, crystals at higher pH.Also supports K5
More detail

Fresh salt ASD particles had smooth faces. After 1 h in acid, HPMCP powders were unchanged at pH 1.6, HPMCP-50 carried small particles at pH 3.0 and was covered by small round agglomerates at pH 5.0, and HPMCP-55 showed crystals at pH 5.0 to a lower extent; HPMCAS powders became pitted and porous, especially HF, with agglomerates that increased with pH. · Films told the same story: at pH 3.0 star- and needle-shaped crystals formed on all but HPMCP-55, and at pH 5.0 the surfaces were covered by smaller crystals, the HPMCP-50 film partly dissolving with crystals on undissolved regions. ·· After the shift to pH 6.5, undissolved particles were covered in small crystals within 30 min. · PXRD detects about 1-5% crystallinity, so the crystal mass was small. · The authors conclude that crystallization was more extensive with HPMCAS ("In general") and that the HPMCAS grades were poor inhibitors of matrix crystallization at all pH; at pH 1.6, however, only HPMCAS-HF is reported to have crystallized. ·

Fig. 7: Crystals on ASD powders after 1 h in acid
Fig. 7 · p.1690 · Crystals on ASD powders after 1 h in acidShows. agglomerates on HPMCP-50 at pH 5.0, porous HPMCAS surfaces.Also supports K6

04Further observations

  • The free base could not be made amorphous at 25% DL by rotary evaporation; spray drying worked. ·
  • The Henderson-Hasselbalch curve fits the amorphous solubility but underestimates crystalline solubility at pH 1.6 (≈3.7 versus 10.2 µg/mL).
  • HPMCP-55 held back drug at pH 1.6 (≈9%, SR ≈0.9) although neither HPMCP grade released more than about 5% of its polymer there. ···
  • HPMCAS-HF released almost no drug even at pH 6.5, while ≈29.5% of its polymer dissolved by 60 min. ·
  • Undissolved particles were covered with small crystals 30 min after the shift.
More detail
  • Free base needs spray drying. Rotary evaporation could not give an amorphous 25% DL free-base ASD; spray drying gave collapsed spherical particles with a PXRD halo. ·
  • The pKa fit. The fitted pKa of 3.94 ± 0.04 is below the reported 4.3; the fitted crystalline curve lies below the measured 10.2 µg/mL at pH 1.6 but close to the data from pH 2.0 upward. ·
  • HPMCP-55 at pH 1.6. It released ≈9% drug in acid (text: under 10%), against ≈30.5% for HPMCP-50, with SR ≈0.9 and polymer release of ≈1-2%; after transfer it still reached ≈94.5%. The authors note that polymer solubility cannot explain the difference and infer, with "may", stronger drug-polymer interactions in HPMCP-55. ·····
  • HPMCAS-HF at pH 6.5. Drug release stayed at about 0% for 60 min while polymer release rose to ≈29.5%. ·
  • After the shift. Particles collected after the full test had rough, porous or granular surfaces covered in small crystals; for HPMCP-50 after pH 5.0 they were aggregates of small particles. ·
  • Concentration stability. Within the acid stage concentrations hardly fell (for example ≈3.5 → ≈2% for HPMCP-50 at pH 3.0); after transfer from pH 1.6 HPMCAS-HF dropped from ≈21 to ≈18%.

05How the authors connect the findings

1In the acid stage the enteric polymer stays largely undissolved while ionized drug leaches out, reaching supersaturation that rises from pH 1.6 to 5.0. ··
↓
2Crystallization from solution is not the failure route: concentrations did not fall, PVPVA changed nothing and SR did not predict final release. ·
↓
3The wetted, undissolved ASD crystallizes at its surface instead, more at pH 5.0 and with HPMCAS. ···
↓
No surface crystals in acid (HPMCP at pH 1.6, HPMCP-55 at pH 3.0)polymer dissolves at pH 6.5↓amorphous drug leaves with it↓near complete release.·
Surface crystals formed in acidpolymer dissolves at pH 6.5↓crystals act as seeds and nearby amorphous drug crystallizes↓crystallization competes with release↓incomplete release.·
What sets the switch point. Whether crystals form before the polymer dissolves: the salt must first convert to free base ("likely"), HPMCP-50 dissolves at pH 5.0 and releases the drug before crystals matter ("presumably"), and slowly dissolving HPMCAS-MF and -HF leave time to crystallize. ··
Conclusion drawn. Impaired release "was attributed to" surface crystallization during gastric immersion (conclusions: "was demonstrated to be responsible").
Fig. 10: The authors' picture of the failure
Fig. 10 · p.1691 · The authors' picture of the failureShows. at pH 6.5 drug leaves with the dissolving polymer; at gastric pH ≤ 5 the undissolved ASD crystallizes at its surface and release after transfer is impaired.
More detail
  1. At pH 1.6 the polymers are insoluble, yet the authors report a notable amount of drug released "for all ASDs", as for other weak bases (HPMCP-55 released under 10%); at pH 3.0 and 5.0 both drug and polymer are poorly soluble. Supersaturation in the acid medium rose from pH 1.6 to 5.0, and at pH 5.0 some ASDs reached the amorphous solubility limit. Supersaturation provides the driving force for crystallization in both stages. ·····
  2. Crystallization from solution in the acid stage was ruled out as the main route: concentrations did not generally fall, predissolved PVPVA did not change release, and the final release did not follow the gastric SR. A minor amount of dissolved polymer "may" explain why solution crystallization stayed low. ··
  3. The undissolved ASD matrix stays in the acid; absorbed water lowers its Tg and raises mobility, so the drug crystallizes in the matrix, with crystals "likely" mainly at the surface. Matrix crystallization "seems to be an important failure mechanism", with extent depending on pH, polymer and drug form, and was more extensive at pH 5.0 and with HPMCAS. ···

No surface crystals in acid. On transfer the polymer dissolves and the amorphous drug is released with it; the presence or absence of surface crystals after pH 1.6 "largely correlates" with release after transfer.

Surface crystals formed in acid. Matrix crystals are less soluble and "can act as seeds"; as the polymer ionizes and hydrates at higher pH, amorphous drug near the seeds crystallizes, so "there appear to be two competing processes, drug crystallization and drug release". Once drug enters solution its concentration stays constant, "likely" because dissolved polymer limits seed growth in the bulk. The small crystal mass is still "potentially catastrophic" to release. ···

What sets the switch point. Three factors are named. The salt delays crystallization because it must first convert to free base ("it is likely"), giving a kinetic advantage with HPMCP-50. · HPMCP-50 dissolves at pH 5.0, so most drug leaves in the acid stage, which "presumably mitigates" surface crystallization: release and crystallization compete. HPMCAS-MF and -HF dissolve poorly even at pH 6.5, giving more time for matrix crystallization at pH 6.5 ("can be attributed"). For HPMCP-55 at pH 1.6, the authors invoke a lower drug chemical potential from stronger drug-polymer interactions ("may"). ·

Conclusion drawn. Abstract: impaired release "was attributed to surface drug crystallization that initiated during suspension in the gastric compartment"; conclusions: surface crystallization "was demonstrated to be responsible for suboptimal drug release".

06What it means for formulation

Stated by the authors
  • Evaluate gastric pH variation (fasted to fed, acid-reducing agents) when developing ASDs of weakly basic drugs with enteric polymers. ·
  • Limiting the drug's contact with low pH, for example by an enteric coating, "may be important".
  • Salt formation gives some protection; other strategies against crystallization where the polymer is insoluble "clearly need to be explored". ·
AI reading, not stated in the paper
  • For delamanid, only the salt with HPMCP-50 kept final release at or above about 40% after every gastric pH tested.
  • A single-stage pH 6.5 test would have ranked HPMCP-50, HPMCP-55 and HPMCAS-LF alike (≈88-96%) and missed the failures.
More detail
Stated by the authors
  • Gastric pH variations should be evaluated for ASDs with weakly basic drugs and enteric polymers ("These findings suggest"); in vitro tests are usually standardized and rarely vary gastric pH.
  • For a weak base with a high crystallization tendency, gastric pH variations "may be important in vivo" for how much drug is absorbed.
  • Strategies that mitigate crystallization at pH where the polymer is insoluble "clearly need to be explored"; minimizing contact with low pH, for example by an enteric coating, "may be important". ·
  • For metastable formulations such as ASDs, phase transitions during dissolution must be studied together with release kinetics.
AI reading, not stated in the paper
  • Polymer choice for a crystallizing weak base cannot rest on intestinal-pH release alone: HPMCP-55's acid resistance protected the drug at pH 1.6 and 3.0 but failed at pH 5.0, the fed-state range.
  • The crystals that mattered here escaped PXRD; SEM or PLM of particles or films after an acid stage was the informative screen.
  • The salt advantage is shown for one polymer and one process pair, so a salt form should be checked case by case rather than assumed protective.

07Open questions

Raised by the authors
  • How much crystal forms in the acid stage, and how does it relate quantitatively to later release? This needs more sensitive crystallinity methods. ·
  • Which formulation strategies prevent crystallization where the polymer is insoluble, and how do gastric pH variations act in vivo? ·
Not covered by this paper (AI reading)
  • What physical state does the drug take above its amorphous solubility at pH 5.0 and 6.5?
  • Are the crystals on the ASDs free base, and do HPMCAS-LF and -MF crystallize at pH 1.6? ·
More detail
Raised by the authors
  • The low crystal mass prevented a quantitative relation between gastric crystallization and release; more sensitive methods would be needed. ·
  • Formulation strategies against crystallization where the polymer is insoluble need to be explored, and the in vivo impact of gastric pH variation is postulated, not measured. ·
Not covered by this paper (AI reading)
  • Release values far above the amorphous solubility were not characterized (colloids, drug-rich phase), and the SR at pH 5.0 appears capped at 42.
  • The crystals on ASD surfaces were not identified; their free-base identity is inferred from the neat salt.
  • The low release of HPMCAS-LF and -MF after pH 1.6 is not matched by reported crystals at that pH.
  • Drug-polymer interactions proposed for HPMCP-55 were not measured.
  • Polymer solubility values above about 3.3 mg/mL cannot come from 50 mg in 15 mL.
  • One drug, one drug loading (25%), a 60 min acid stage, simple HCl and phosphate media without bile salts or food components, and a salt versus free-base comparison confounded with the manufacturing process.

08How solid

AI assessment, not a statement made in the paper
Moderate

The release data are clear and cover the full matrix of polymer, drug form and gastric pH. But the causal link to surface crystallization rests on qualitative micrographs, several summary statements are broader than the data, and the polymer solubility values contain an impossibility. ···

More detail
What holds
  • Drug and polymer release were measured for six ASDs under four conditions each, with error bars, and the main differences are large (for example ≈12.5 versus ≈82% after pH 5.0 for HPMCP-55 and HPMCP-50). ·
  • The solubility data are measured, with the pH 1.6 and 6.5 values printed with SD.
  • The neat salt's conversion to free base is shown directly by PXRD against the reference pattern.
  • Solution crystallization is tested by a control (predissolved PVPVA) as well as by the lack of concentration decline. ·
What weakens it
  • The crystal evidence is qualitative SEM and PLM on separate powders and films; PXRD detected nothing, and the crystals on the ASDs were not identified. ·
  • Several summary claims are wider than the data: "all testing conditions" for HPMCP, "all ASDs" releasing at pH 1.6, the "20-65%" range, and lower release after pH 5.0 than 3.0. ···
  • HPMCAS-LF and -MF released poorly after pH 1.6 without reported crystals at that pH.
  • The salt versus free base comparison uses one polymer and different processes.
  • Polymer solubilities above about 3.3 mg/mL are impossible with the stated amounts; concentrations far above the amorphous solubility are not explained, and SR at pH 5.0 looks capped. ··
  • Replicate numbers and the drug-loading basis of the salt ASDs are not stated. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Abstract graphic (p.1681)Summarizes the mechanism: release at pH 6.5 versus surface crystallization at gastric pH ≤ 5.headerA schematic, not data.
Table 1 (p.1682)Recipes of the pH 1.6-6.5 media for solubility and crystallization tests.0.2pH 4.5-6.5 rows print values under "water (mL)".
Table 2 (p.1683)Volumes of the two-stage test: 45-48 mL acid plus pH 7.3 buffer to 50 mL, final pH 6.4-6.6.0.2Basis of % release in the acid stage not stated.
Fig. 1 (p.1684)key figureDrug and polymer solubility versus pH: the drug dissolves in acid, the polymers from about pH 5.·F1Polymer values above about 3.3 mg/mL exceed what 50 mg in 15 mL allows.
Table 3 (p.1684)Cited pKa values and dissolution pH thresholds of the five polymers.0.2
Fig. 2 (p.1685)key figureFree-base ASD: drug and polymer release by gastric pH and crystals on films after 1 h.··F4, K3Release plotted in µg/mL, not %.
Fig. 3 (p.1686)key figureSalt ASDs with HPMCP-50 and -55: drug and polymer release by gastric pH.·F2, F3, K1
Fig. 4 (p.1687)key figureSalt ASDs with HPMCAS-LF, -MF, -HF: drug and polymer release by gastric pH.·F2, F3, K2
Fig. 5 (p.1688)key figureNeat amorphous salt: free-base peaks within minutes at pH 1.6 and 3.0, after about 14 h at pH 5.0 and 6.5.F6, K7
Fig. 6 (p.1689)PXRD of ASD powders after 1 h in acid: halos only.F7
Fig. 7 (p.1690)key figureSEM of ASD powders after 1 h in acid: agglomerates on HPMCP-50 at pH 5.0, porous HPMCAS surfaces.F7, K6
Fig. 8 (p.1690)key figureSEM of ASD films after 1 h in acid: the pH and polymer pattern of surface crystals.F7, K5No crystals visible on LF and MF films at pH 1.6 despite low later release.
Fig. 9 (p.1690)key figureMaximum SR in the acid stage for six ASDs, rising with pH.F5, K8Values of 42 look capped; reference line drawn at ≈0.8, not 1.·
Fig. 10 (p.1691)key figureThe authors' mechanism: polymer-controlled release at pH 6.5 versus surface crystallization at gastric pH.0.5A schematic, not data.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Table S1 (SI p.2)HPLC-ELSD conditions of the polymer assay.
Fig. S1 (SI p.3)DLM solubility versus pH with Henderson-Hasselbalch curves (pKa 3.94).·F1
Fig. S2 (SI p.4)Spray-dried free-base ASD amorphous when fresh; crystals on its films after 1 h in acid.·F4
Figs. S3-S4 (SI p.5-6)SEM of fresh salt ASD particles and of particles after the full pH-shift test.·F7
Fig. S5 (SI p.7)PLM of salt ASD films after 1 h in acid.F7
Fig. S6 (SI p.8)key figurePredissolved PVPVA leaves pH 3.0 → 6.5 release unchanged.F5, K4