Paper page

Original: publisher page

Dana E. Moseson, Tze Ning Hiew, Yongchao Su, Lynne S. Taylor* · J Pharm Sci (accepted manuscript; journal name, volume and pages not printed; Version of Record at ScienceDirect pii S0022354922001472) (2022)

Formulation and processing strategies which underpin susceptibility to matrix crystallization in amorphous solid dispersions

In bicalutamide-copovidone (BCL-PVPVA) dispersions, the undissolved solid crystallized during dissolution and capped the dissolved concentration, most of all at high drug loading, after cryomilling, or when a surfactant-containing powder was cryomilled; dispersions whose drug and polymer dissolved together, at 5-10% loading, escaped it.

Abbreviations

ASD amorphous solid dispersion; BCL bicalutamide; PVPVA poly(vinylpyrrolidone-co-vinyl acetate), copovidone (Kollidon VA64); DL drug loading (wt% BCL in the solid); LoC limit of congruency; SE solvent evaporation; HME hot melt extrusion; MP mortar and pestle with sieving; CM cryomilling (CM30s, CM2m, CM5m, CM10m = 30 s, 2, 5, 10 min); SDS sodium dodecyl sulfate; TPGS vitamin E TPGS; sample IDs read DL-process/milling (30-SE/CM5m = 30% DL, solvent evaporation, cryomilled 5 min; 30-SDS3/MP = 30% DL with 3 wt% SDS, mortar and pestle); F/F0 fluorine atomic % in a region relative to an unexposed control (EDX); MCR-ALS multivariate curve resolution-alternating least squares; ssNMR solid-state NMR; CP-MAS cross-polarization magic angle spinning; T1, T1ρ 1H spin-lattice relaxation times in the laboratory and rotating frames; Tg glass transition temperature.

Graphical abstract: Complete release vs matrix crystallization, with three risk factors
Graphical abstract · p.2 · Complete release vs matrix crystallization, with three risk factorsShows. a dissolving particle vs one that grows a crystalline shell; risk factors high drug loading, surfactants, mechanical activation.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Which formulation and processing factors make a BCL-PVPVA amorphous solid dispersion crystallize in the solid before it dissolves (matrix crystallization), and what prevents it?

Short answer

Drug loadings of 20-50%, where the polymer dissolves ahead of the drug, cryomilling, and cryomilling of surfactant-containing powders raised the risk; 5 and 10% DL dispersions released drug and polymer together and reached ≈91-96% of the dose, and the 10% DL composition still reached ≈93% after 10 min cryomilling or hot melt extrusion. ·····

Conclusion

For BCL-PVPVA ASDs dosed to at most 30 µg/mL in pH 6.8 buffer at 37 °C, the authors conclude that matrix crystallization is surface-mediated: when PVPVA dissolves faster than BCL, a polymer-depleted, drug-rich boundary layer forms at the surface, crystallizes, and "could prevent release". ···· Susceptibility of the 30% DL ASD rose "moderately" with surface area and "notably" with mechanical activation such as cryomilling, and the authors "suggest" that activation creates high-surface-energy particles and/or nuclei or phase-separated domains, in line with the poorer ~10 nm homogeneity of the milled ASDs by ssNMR. ·· Higher drug loading made matrix crystallization faster, and at 50% DL a crystalline surface layer even held back polymer release. · The most successful strategy was a drug loading at or below the LoC, where release is congruent and complete even after milling; congruent release "may be a strategy to avoid matrix crystallization". ·· Surfactants raised the release rate, and SDS made release congruent, but both surfactant ASDs were more susceptible after cryomilling, so a surfactant "may be a high-risk formulation strategy if milling is required". ·· The surface energy or nuclei created by milling, the surface mobility given by surfactant, the loss of BCL-PVPVA hydrogen bonds on hydration and the crystallization kinetics of the cryomilled solvent-evaporated powder were proposed or assumed but not measured. ···

01Why this study

Known 1Matrix crystallization removes the driving force

Polymers can stop crystallization in a supersaturated solution, but when the amorphous solid itself crystallizes before dissolving, the driving force for dissolution is lost.

Moseson 2021, ref 11; refs 1-10

Known 2Its mechanism is poorly understood

Evidence comes mostly from imaging or Raman of crystals growing on amorphous nifedipine, celecoxib, indomethacin and indomethacin methyl ester.

Raina 2014, ref 12; Xie 2016, ref 13; Saboo 2020, ref 14; Savolainen 2009, ref 15

Known 3BCL-PVPVA crystallizes in the matrix

In the group's earlier study the hydrated solid crystallized to form 2 before dissolving, thought to be because incongruent release leaves mobile drug without polymer.

Moseson 2021, ref 11 ·

Known 4BCL is mechanically activated

Milling and compression change its solid form.

Nemet 2008, ref 20; Szafraniec-Szczęsny 2020, ref 21

Known 5PVPVA ASDs have two release regimes

At or below the LoC drug and polymer dissolve together; above it the drug dissolves far more slowly.

Saboo 2020, ref 14; Indulkar 2019, ref 29; refs 26-30

Known 6Surfactants cut both ways

They can speed release but may promote crystallization.

refs 31-38

Gap → this paperWhich of drug loading, surface area, release rate and processing history put a BCL-PVPVA ASD at risk of matrix crystallization, and how can it be avoided?
More detail

What was already known. The introduction builds on these points:

  • Two places to crystallize. ASDs create supersaturation, but both the amorphous solid and the supersaturated solution are metastable. Crystallization in solution (nucleation and growth) consumes supersaturation and can be inhibited by polymers; in matrix crystallization the amorphous solid turns into the more stable crystal before entering solution, lowering the driving force for dissolution. (refs 1-10; Moseson 2021, ref 11)
  • Earlier evidence. Neat amorphous nifedipine crystallized directly in buffer, with or without polymer in the medium, but not when formulated as an ASD (Raina 2014, ref 12). For amorphous celecoxib, polymers in the medium did not change the onset of matrix crystallization but slowed growth (Xie 2016, ref 13). An indomethacin methyl ester-PVPVA ASD crystallized at the compact surface on hydration, likely because of the compound's low Tg and high crystallization tendency (Saboo 2020, ref 14). Raman of amorphous compacts showed slow surface crystallization of indomethacin to the α form and immediate crystallization of carbamazepine (Savolainen 2009, ref 15).
  • The model system. In the earlier BCL-PVPVA study, matrix crystallization dominated the achievable supersaturation through competition between dissolution and crystallization of the hydrated amorphous solid; the 30% DL HME ASD nucleated at the solid-liquid interface after 20-30 min and then grew form 2 crystals rapidly. The authors had hypothesized that incongruent release leaves the hydrated drug highly mobile and unprotected by interactions with the polymer. (Moseson 2021, ref 11) ··
  • Why it matters. The authors regard matrix crystallization as the most detrimental failure mode during dissolution, analogous to loss of the amorphous state on storage. (refs 16-19)
  • Processing. BCL is known to be mechanically activated by milling and compression (Nemet 2008, ref 20; Szafraniec-Szczęsny 2020, ref 21), so the effect of processing on release and crystallization of BCL ASDs was an open question. BCL has high glass forming ability (Baird class 3; refs 22-24). ·
  • Release regimes. PVPVA ASDs show polymer-controlled (congruent) release at or below the LoC and drug-controlled (incongruent) release above it, with drug release often orders of magnitude slower and sometimes stopping. (Saboo 2020, ref 14; Hiew 2021, ref 26; Saboo 2019, ref 27; Que 2019, ref 28; Indulkar 2019, ref 29; Saboo 2020, ref 30)
  • Surfactants. Surfactants can speed release from ASDs but may raise crystallization propensity. (refs 31-38)

What the paper set out to do. Evaluate drug loading, surface area, release rate and processing history of BCL-PVPVA ASDs to find the risk factors for matrix crystallization during hydration and dissolution and ways to prevent it, characterizing the solids by XRPD, DSC and ssNMR and imaging compact surfaces and cross-sections by SEM-EDX and confocal fluorescence microscopy. ··

02How they approached it

One fast-crystallizing drug in one polymer, dosed so that the solution never exceeds 30 µg/mL BCL, a level at which BCL does not nucleate from solution with PVPVA present; any shortfall from complete release then reflects crystallization of the undissolved solid. One factor was changed at a time around a 30% DL reference. ···

Reference 30% DL ASDsbinary BCL-PVPVAMade by solvent evaporation and ground by mortar and pestle (30-SE/MP, two sieve fractions), or by hot melt extrusion and 30 s cryomilling (30-HME/CM30s); release incongruent. Measured.
Cryomilled 30% DL ASDs30-SE/CM30s, CM2m, CM5mThe same SE powder cryomilled for 30 s, 2 or 5 min; <100 µm. Measured.
Drug-loading series5-, 10-, 20-, 30-, 50-SE/MP100-250 µm; 5 and 10% DL release congruently, 20-50% incongruently. Measured.
Milled or extruded 10% DL ASDs10-SE/CM10m, 10-HME/CM30sA congruently releasing composition given 10 min cryomilling or HME. Measured.
SDS ternaries30-SDS1.5, 30-SDS3, 30-SDS3/CM30% BCL with 1.5 or 3 wt% SDS (5 or 10% of the DL); congruent release. Measured.
TPGS ternaries30-TPGS1.5, 30-TPGS3, 30-TPGS3/CM5m30% BCL with 1.5 or 3 wt% vitamin E TPGS; incongruent release. Measured.
Medium controlssurfactant in buffer30-SE/MP dissolved in buffer containing 3 µg/mL SDS or TPGS, to separate wetting from a change in release mechanism. Measured.

What was done

Experiment

ASDs made by solvent evaporation or HME→sized by mortar and pestle or cryomilling (30 s-10 min)→sieved.····

Experiment

XRPD, DSC and ssNMR (13C CP-MAS, 1H T1 and T1ρ) of the powders→amorphous state and nanoscale homogeneity.···

↓
Experiment

Non-sink powder dissolution, 30 µg/mL dose, pH 6.8, 37 °C, 4 h→BCL by in-line UV, PVPVA by SEC-HPLC.·

Experiment

Raman of 30% DL slurries→MCR-ALS→form 2 growth over time.·

↓
Experiment

Compacts exposed 5-60 min→SEM and EDX of surfaces and cross-sections→drug enrichment F/F0.···

Experiment

Dye-loaded compacts→confocal cross-sections→drug-rich layer, gel layer and swelling.·

↓
Comparison

Final concentration and drug vs polymer release compared across processing, drug loading and surfactant→risk factors and mitigation.·······

More detail

What was done

  1. Formulations. Seventeen ASDs (Table 1): binary BCL-PVPVA at 5, 10, 20, 30 and 50% DL, and 30% DL ternaries with 1.5 or 3 wt% SDS or TPGS.
  2. Preparation. Solvent evaporation from methanol on a rotary evaporator at 50 °C, then vacuum drying overnight; or hot melt extrusion at 180 °C product temperature, 50 rpm, about 2 min residence (30% DL from the earlier study, plus a new 10% DL batch). ·
  3. Sizing. Light grinding in a mortar and pestle with 60 and/or 140 mesh sieves (106-250 µm and <106 µm, called 100-250 and <100 µm in the figures), or cryomilling at 10 Hz for 30 s to 10 min after 5 min pre-cooling, in 1 min grinding and 1 min cooling cycles; extrudates were always cryomilled 30 s. ··
  4. Solid state. XRPD (10-20° 2θ) and modulated DSC (0-220 °C, 5 °C/min) on all formulations; 13C CP-MAS ssNMR at 12 kHz and 1H T1 and T1ρ relaxation (13C-detected) on amorphous BCL, PVPVA, 30-SE/MP, 30-HME/CM30s and 30-SE/CM5m. ···
  5. Dissolution. Powder in 200 mL pH 6.8, 50 mM phosphate buffer at 37 °C (100 mL for 30-HME/CM30s), dosed so that complete release gives 30 µg/mL BCL at every loading; BCL followed for 4 h by in-line UV probes, PVPVA for 2 h by SEC-HPLC of filtered samples; n = 3. Surfactant controls dissolved 30-SE/MP in buffer containing 3 µg/mL SDS or TPGS. ·
  6. Crystallization kinetics. 400 mg of 30% DL ASD in 12 mL buffer (10 mg/mL drug), stirred at 37 °C, Raman spectra every 2 min for 2 h; MCR-ALS resolved amorphous BCL and form 2 (component 2). ·
  7. Compacts. 100 mg (150 mg for confocal) compressed at 1500 psi in a Wood's apparatus, exposed face-down to 100 mL medium at 37 °C, 100 rpm, for 5, 30 or 60 min, then dried. SEM imaged surfaces and cross-sections; EDX mapped fluorine to give F/F0 (n = 4, t-test). For confocal, Nile red (drug-rich domains, red) and Alexa Fluor 488 (polymer/water-rich domains, green) were built into the ASD; exposed compacts were embedded in paraffin, halved, and z-stacks were imaged. ·····

Key equations

Drug enrichment ratio (stated in words, p.11)
F/F0=xF,regionxF,control

Fluorine occurs only in BCL, so the fluorine atomic % of a region divided by that of an unexposed control measures drug enrichment; values above 1 mean the region has lost polymer. The paper reports 1.23 at the 30-SE/MP surface after 30 min and 1.41 in its boundary layer after 1 h.··

Terms used on this page
  • Matrix crystallization: crystallization of the amorphous drug in or on the undissolved ASD particle, before the drug reaches solution.
  • Congruent release: drug and polymer dissolve at the same normalized rate (polymer-controlled release). Incongruent release: the polymer dissolves faster than the drug (drug-controlled release).
  • LoC (limit of congruency): the highest drug loading that still releases congruently.
  • Mechanical activation: changes caused by mechanical energy (milling, compression) that make a solid transform more readily.
  • Boundary layer: the drug-rich surface layer left when the polymer dissolves first; gel layer: the hydrated, swollen layer below it.
  • T1 and T1ρ: ssNMR relaxation times; when drug and polymer signals give the same value, the two are mixed on a scale of about 150 nm (T1) or 10 nm (T1ρ), as used in this paper.
  • Desupersaturation: the fall of a supersaturated concentration as crystals grow.
  • Form 1 and form 2: the stable (solubility 4.3 µg/mL) and metastable (15 µg/mL) BCL polymorphs; amorphous BCL reaches 150 µg/mL.

03Main findings

1

Surface area alone does not explain the loss

At 30% DL the solvent-evaporated powder reached ≈86% of the dose (100-250 µm) and ≈79% (<100 µm, more variable), the extruded and milled powder only ≈60% (≈18 µg/mL, just above form 2 solubility); in slurry all three began forming form 2 at 20-25 min. ···

Fig. 1: 30% DL release: solvent evaporation vs extrusion, two sieve fractions
Fig. 1 · p.13 · 30% DL release: solvent evaporation vs extrusion, two sieve fractionsShows. ≈86% and ≈79% of dose for the SE powders vs ≈60% for the extruded and milled powder; dashed lines mark form 1 and form 2 solubility.Also supports K2
More detail

With the same composition and dose, 30-SE/MP (100-250 µm) rose to ≈40% of dose at 30 min, ≈59% at 60 min and ≈86% (≈25.7 µg/mL; text ~26 µg/mL) at 4 h. The smaller fraction (<100 µm) dissolved faster at first (≈46% at 30 min) but levelled off at ≈79% (≈23.7 µg/mL; text ~24 µg/mL) with a standard deviation of about ±11 points. 30-HME/CM30s levelled off at ≈60% (≈18 µg/mL), just above the ~15 µg/mL form 2 solubility. · In Raman slurries the form 2 component first appeared at about 21-29 min for all three powders and reached complete conversion at ≈57 min (HME), ≈61 min (SE <100 µm) and ≈77 min (SE 100-250 µm). The authors read near-complete release of the large SE fraction as reduced susceptibility, the lower level of the small fraction as a surface-area contribution, and the modest kinetic differences as "readily attributable" to surface area; because even the small SE fraction exceeded the HME powder, "additional factors must contribute". ··· Surface area itself was not measured, and the slurries were at about 330 times the dissolution concentration. ·

Fig. 2: Form 2 growth in slurry (Raman)
Fig. 2 · p.14 · Form 2 growth in slurry (Raman)Shows. onset after about 20-25 min for all three 30% DL powders; the large SE fraction converts last.
2

Cryomilling makes the 30% DL dispersion crystallize more

Cryomilling the solvent-evaporated powder for 30 s, 2 or 5 min lowered its final level to ≈75%, ≈50% and ≈49% of the dose (≈15 µg/mL, about form 2 solubility and below the extruded powder), while PVPVA release stayed alike, ≈96-99% at 2 h. ···

Fig. 4: Cryomilling time and 30% DL release
Fig. 4 · p.16 · Cryomilling time and 30% DL releaseShows. 30 s, 2 and 5 min cryomilling end at ≈75%, ≈50% and ≈49%; blue and green lines are the SE/MP (100-250 µm) and HME averages.Also supports K2
More detail

Cryomilling increased fines, agglomeration of fines and surface damage (SEM), which the authors take as a progressive increase in surface area, SE/MP < HME/CM30s < SE/CM5m; no surface area was measured. ·· 30-SE/CM30s ended at ≈75% (≈22.6 µg/mL; text ~23 µg/mL) with slightly more variability; after 2 min it fell to ≈50% (≈15 µg/mL), with no further change at 5 min (≈49%); both plateaued from about 100 min. · These are compared in Fig. 4 with the larger 100-250 µm MP fraction; against the size-matched <100 µm MP fraction (≈79%), the 30 s effect is within the size effect, whereas 2 and 5 min fall well below it. · Polymer release from all 30% DL powders was similar: ≈38-51% within 2.5 min, ≈72-86% at 30 min and ≈96-99% at 2 h, with the HME powder slightly slowest at 30-60 min. ·· The authors "suggest" that mechanical activation forms high-surface-energy particles and/or nuclei or phase-separated domains that drive matrix crystallization, and note that it is unclear whether HME alone or only the milling that must follow it produces this. ·

Fig. 5: PVPVA release from the 30% DL powders
Fig. 5 · p.17 · PVPVA release from the 30% DL powdersShows. polymer release is fast and similar for all processing histories.
3

At 5-10% drug loading drug and polymer dissolve together and crystallization is avoided

5 and 10% DL released >90% of drug and polymer within 10 min; 20, 30 and 50% DL released the polymer ahead of the drug and ended at ≈88, ≈86 and ≈73% (text ~19 µg/mL for 50%), with 50% DL polymer release delayed (≈80% at 2 h). The 10% DL composition still reached ≈93% after 10 min cryomilling or HME. ····

Fig. 6: Drug loading: (a) BCL and (b) PVPVA release
Fig. 6 · p.18 · Drug loading: (a) BCL and (b) PVPVA releaseShows. 5 and 10% DL release drug and polymer at once; 20-30% release polymer first; 50% DL plateaus at ≈73% with delayed polymer.Also supports K3, K4
More detail

BCL release reached ≈91% (5% DL) and ≈94-96% (10% DL) at the first 5 min point and stayed there; PVPVA reached ≈90% and ≈97% by 10 min. ··· At 20% DL the polymer was ≈82% released at 10 min while the drug was ≈33%; the drug ended at ≈88% (≈26.5 µg/mL). At 30% DL the values were ≈68% vs ≈18% at 10 min and ≈86% final. ··· The 50% DL powder released BCL about as fast as 30-SE/MP at first (≈46% at 30 min) but levelled off at ≈73% from about 120 min (the text gives ~19 µg/mL; the figure shows ≈22 µg/mL), and its polymer release started only after about 7 min and reached ≈60% at 1 h and ≈80% at 2 h. ·· The authors read 5-10% DL as polymer-controlled release that leaves little amorphous solid to crystallize, 20% DL as incongruent, and the 50% DL plateau as matrix crystallization with the polymer "likely" entrapped under a drug-rich amorphous or crystalline surface layer. ·· In the results the 5-30% DL powders "appeared to have minimal (or no) propensity to crystallize", whereas the discussion states that every incongruent loading (20-50%) released incompletely, "indicating some degree of crystallization". ·· The 10% DL composition cryomilled for 10 min released more slowly at first (≈67% at 5 min) but reached ≈93%, and 10-HME/CM30s reached ≈93% too, against ≈96% for 10-SE/MP; the delay is attributed to wetting of agglomerated fines. ·· No LoC value is stated; by these data it lies between 10 and 20% DL.

Fig. 7: 10% DL survives cryomilling and extrusion
Fig. 7 · p.19 · 10% DL survives cryomilling and extrusionShows. all three 10% DL powders reach ≈93-96%.Also supports K3
4

Surfactants speed release, but milled surfactant dispersions crystallize

1.5% SDS made 30% DL release congruent (>80% in 30 min); 3% SDS was variable, with one replicate failing; TPGS (still incongruent) reached ≈93-94%; after 5 min cryomilling the 3% TPGS dispersion stopped at ≈60% (≈18 µg/mL) and the 3% SDS dispersion fell from ≈84% to ≈78%. ·······

Fig. 8: Surfactant ASDs, MP and cryomilled
Fig. 8 · p.20 · Surfactant ASDs, MP and cryomilledShows. (a) 1.5% SDS fast; (b) 3% SDS variable, milled powder desupersaturates; (c) 1.5% TPGS near-complete; (d) 3% TPGS, milled powder stops at ≈60%. Legends name samples by surfactant as % of DL.Also supports K5
More detail

SDS. 30-SDS1.5/MP reached ≈82% (106-250 µm) and ≈92% (<106 µm) at 30 min and ≈90-94% at 4 h, with congruent drug and polymer release (polymer data in the SI). SDS in the medium (3 µg/mL) only slightly speeded the binary 30-SE/MP (≈46% vs ≈42% at 30 min); the authors conclude that SDS improves wetting but that the fast release of the SDS ASDs came from a change to polymer-controlled release. ··· With 3% SDS release was initially congruent, but one of three replicates (106-250 µm) dropped and the small fraction was even more variable (error bars about ±15-20 points); both still ended at ≈86-90%. ··· After 5 min cryomilling the 3% SDS powder released fastest (≈80% at 30 min), peaked at ≈84% at 45-60 min and then desupersaturated to ≈78%, which the authors take as more crystal nuclei formed in the milled matrix. ·

TPGS. 30-TPGS1.5/MP released incongruently but faster than the binary ASD (≈54% vs ≈42% at 30 min for 106-250 µm) and reached ≈93-94%; TPGS in the medium gave a similar improvement (≈50% at 30 min, ≈90% final). The authors conclude that TPGS did not change the release mechanism but that the faster release eliminated significant matrix crystallization. ·· At 3% TPGS release was again incongruent (≈88-91% final). After 5 min cryomilling the TPGS ASD released slowly (≈37% at 30 min) and stopped at ≈60% (≈18 µg/mL), "extensive matrix crystallization" in the authors' words. · The text calls this sample 30-TPGS1.5, while Table 1 and the caption name it 30-TPGS3/CM5m. For both surfactants the comparison is with their own unmilled powders; the milled binary 30-SE/CM5m ended lower still (≈49%).

5

A drug-rich crust forms at the surface and crystallizes there

After 30 min the 10% DL compact surface stayed smooth, while the 30% DL surface was drug-enriched (F/F0 1.23 ± 0.07) and the extruded, cryomilled and 50% DL surfaces carried crystals; after 1 h the 30% DL compact had a 94 ± 8 µm drug-enriched boundary layer (F/F0 1.41 ± 0.10) with crystals, and the 50% DL compact a 5-10 µm crystal crust. ···

Fig. 9: Compact surfaces after 30 min and 1 h
Fig. 9 · p.23 · Compact surfaces after 30 min and 1 hShows. smooth 10% DL surface vs drug-enriched, cratered and crystal-covered 30-50% DL surfaces.Also supports K1
Fig. 10: Cross-sections with EDX after 1 h
Fig. 10 · p.24 · Cross-sections with EDX after 1 hShows. a 94 µm drug-enriched boundary layer (F/F0 1.41) on 30% DL; a 5-10 µm crystal crust on 50% DL.Also supports K1
More detail

SEM surfaces at 30 min. 10-SE/MP smooth; 30-SE/MP uneven with F/F0 = 1.23 ± 0.07 (p < 0.01), about 20% drug enrichment; 30-SE/CM5m with pores at the interface and a broad, striated crystal; 30-HME/CM30s with needle-like form 2 crystals beginning; 50-SE/MP with needle-shaped crystal clusters on a beehive-like surface of undissolved amorphous drug-rich domains. After 1 h crystal clusters lay both under and on the surfaces. · The authors relate the beehive surface to the delayed polymer release ("may be due to").

SEM-EDX cross-sections at 1 h. 30-SE/MP showed a dense boundary layer 94 ± 8 µm thick (n = 10) containing crystals, with F/F0 = 1.41 ± 0.10 (about 40% drug enrichment, p < 0.01), above a porous gel layer with F/F0 = 0.93 ± 0.06 (not different from the start). 50-SE/MP showed a 5-10 µm surface layer of crystals above a much thinner gel layer (F/F0 = 0.96 ± 0.05). · The crystals were assigned to form 2 by their needle morphology.

Confocal cross-sections. In 30% DL compacts a red (drug-rich) surface layer grew from 55 ± 6 µm at 5 min to 103 ± 9 µm at 30 min above a gel layer 440 ± 6 µm thick at 5 min; the compact swelled from 2092 ± 24 to 2696 ± 50 µm in 60 min, and its surface became irregular, likely from crystallization. · In 50% DL compacts, scattered red domains of 8 ± 2 µm at 5 min, resembling the crystals seen by SEM, became a thin continuous red layer of 1.9 ± 0.3 µm at 30 min and had disappeared by 60 min; the compact swelled less (1988 ± 11 to 2441 ± 12 µm) and no gel layer could be distinguished. The authors read this as surface crystallization expelling the dye and as the drug-rich layer "potentially" blocking water ingress. ·· All layer measurements are on compacts, not powder particles.

Fig. 11: Confocal cross-sections, 30% and 50% DL
Fig. 11 · p.26 · Confocal cross-sections, 30% and 50% DLShows. red drug-rich layer thickening on 30% DL; thin red rim on 50% DL that disappears by 60 min.
6

Milled dispersions are less uniform at the 10 nm scale

By T1ρ, BCL and PVPVA relaxed alike in 30-SE/MP (22.6 vs 22.0 ms) but not in 30-HME/CM30s (33.9 vs 22.7 ms) or 30-SE/CM5m (33.9 vs 29.1 ms); by T1 all three were mixed at ~150 nm, and all ASDs were amorphous with one Tg. ··

Table 2: ssNMR relaxation times and homogeneity
Table 2 · p.28 · ssNMR relaxation times and homogeneityShows. T1ρ of BCL and PVPVA match only for 30-SE/MP.Also supports K6
More detail

T1 values of BCL and PVPVA matched in each ASD (4.3/4.4, 5.1/5.0 and 5.2/5.2 s), so each was judged miscible on a ~150 nm scale, consistent with a single Tg. T1ρ matched only for 30-SE/MP (22.6 ± 5.5 vs 22.0 ± 2.2 ms); in both milled samples the BCL value (33.9 ms) stayed close to that of amorphous BCL (30.7 ± 3.1 ms), and they were judged not homogeneous on a ~10 nm scale. ·· The authors use this as support that mechanical activation forms phase-separated domains that "would be anticipated to promote crystallization"; n and the criterion for "homogeneous" are not stated, the HME sample was also milled, and the link to crystallization was not tested. ·· In 13C CP-MAS spectra most BCL peaks were unchanged in the ASDs, but the 144.4 ppm peak (tentatively the aromatic carbon next to N-H) shifted by about 1.5 ppm (≈142 ppm in amorphous BCL vs ≈144 ppm in the ASDs, read from Fig. 12B), which the authors read as a "possible" N-H…O=C hydrogen bond to PVPVA. ·

04Further observations

  • Cryomilling produced agglomerated fines with damaged surfaces.
  • In slurry the large SE fraction completed form 2 conversion last (≈77 min vs ≈57-61 min).
  • 50% DL compacts swelled less than 30% DL compacts, and no gel layer was visible. ·
  • SDS in the medium speeded release only slightly; TPGS in the medium about as much as TPGS in the ASD. ·
  • A ≈1.5 ppm 13C shift was read as possible BCL-PVPVA hydrogen bonding. ·
  • The 10% DL powder cryomilled 10 min started slower (≈67% at 5 min vs ≈95%).
More detail
  • Particle morphology. Mortar-and-pestle particles were flat-faced fragments; 5 min cryomilled particles were agglomerates of rough fines; extruded and milled particles were angular with fines attached; the same MP vs CM difference appeared for the surfactant ASDs. ·
  • Crystallization kinetics. In slurry, form 2 reached half conversion at ≈36 min (HME), ≈38 min (SE <100 µm) and ≈43 min (SE 100-250 µm); the authors find the crystal growth order matches the order of dissolved concentrations. ·
  • Swelling. Over 60 min the 30% DL compact thickened by about 600 µm (2092 → 2696 µm) and the 50% DL compact by about 450 µm (1988 → 2441 µm). ··
  • Surfactant controls. At 30 min, 30-SE/MP reached ≈42% in buffer, ≈46% with 3 µg/mL SDS and ≈50% with 3 µg/mL TPGS; final levels ≈86%, ≈92% and ≈90%. The 3 µg/mL controls equal the surfactant delivered by the 3 wt% ASDs but twice that of the 1.5 wt% ASDs. ···
  • Hydrogen bonding. The shifted 13C peak agrees with earlier FTIR and Raman evidence of BCL hydrogen bonding to PVP. ··
  • Amorphous state. All formulations were amorphous by XRPD (data not shown) and showed a single Tg (SI).
  • Early delay after heavy milling. 10-SE/CM10m released ≈67% at 5 min against ≈84% for 10-HME/CM30s and ≈95% for 10-SE/MP; by 15 min it was at ≈91%. ·

05How the authors connect the findings

1Above the LoC, PVPVA dissolves faster than BCL, so the particle surface turns into a drug-rich, polymer-poor layer. ···
↓
2Hydrated amorphous BCL in that layer is mobile and crystallizes to form 2 within 20-30 min, which removes the driving force for further release. ··
↓
Congruent release (5-10% DL)drug and polymer stay at the formulated ratio↓release finishes before nucleation↓complete dissolution, even after milling or HME.···
Incongruent release (20-50% DL)drug-rich boundary layer↓form 2 nucleates and grows at the surface↓release stops early; at 50% DL a crystal crust also holds the polymer back.····
Mechanical activation (cryomilling)high-surface-energy particles and/or nuclei or nanoscale phase-separated domains↓faster crystallization of the boundary layer↓plateau near form 2 solubility.···
Surfactant plus millingsurfactant possibly enriched at the surface raises local mobility↓more nuclei in the milled powder↓desupersaturation (SDS) or an early plateau (TPGS).···
What sets the switch point. The race between release and nucleation: if enough drug has dissolved before nucleation at 20-30 min, little solid is left to crystallize, which is why the incongruent but fast TPGS powder still released >90% (authors: "suggests"). ·
Conclusion drawn. Congruent release "may be a strategy to avoid matrix crystallization", and the "best-case scenario" is a drug loading at or below the LoC. ·
Fig. 13: Schematic: complete release vs matrix crystallization
Fig. 13 · p.30 · Schematic: complete release vs matrix crystallizationShows. (a) particle dissolves completely; (b) drug-rich boundary layer forms and crystallizes; (c) concentration outcomes.
More detail
  1. Polymer leaves first. In the incongruent regime the polymer releases faster than the drug and leaves a drug-rich layer on the surface; on a 30% DL compact the surface drug content rose by about 40% within 1 h, and from powders polymer loss is even faster. The authors state that incongruent release occurs regardless of processing, because polymer release from the 30% DL powders was much the same for all particle sizes and histories. ···
  2. The layer crystallizes. A drug-enriched layer holds much less polymer and is "highly susceptible to crystallization"; the highly mobile hydrated drug crystallizes in it, lowering dissolved concentration and the driving force for further release; the layer "could prevent release, promote surface crystallization, and prevent or slow continued hydration". ··

Congruent release (5-10% DL). drug and polymer remain in the solid at the formulated ratio, where drug-polymer interactions help inhibit crystallization → release completes faster than the nucleation induction time → 90-100% release, even for 10 min cryomilled or extruded powders, whose fast dissolution "may have been sufficient to overcome" the milling-induced tendency. ···

Incongruent release (20-50% DL). boundary layer forms at a rate set by polymer release → it crystallizes at a rate set by its own susceptibility → incomplete release; the 50% DL powder is at greatest risk "due to greater density of metastable amorphous drug in the drug-rich layer", and its thin, polymer-depleted crystal layer blocks hydration and release, so its slow, "seemingly congruent" release reflects repeated dissolution and re-formation of that crust. ···

Mechanical activation. a milled sample "is likely to" undergo surface disruption faster because it is less homogeneous at the nanometre scale and because fractures favour heterogeneous nucleation (cited); the authors "suggest" milling forms high-surface-energy particles and/or nuclei or phase-separated domains. They hypothesize that different dissolution but similar crystallization kinetics of 30-SE/MP and 30-SE/CM5m reflect how fast the boundary layer forms. ···

Surfactants. faster release lets drug reach solution before nucleation (TPGS, SDS) → but surface enrichment of surfactant "may provide for high local mobility" → milled surfactant powders crystallize more than their unmilled versions. ···

What sets the switch point. Whether release finishes before nucleation, which happens at 20-30 min; release behaviour (congruent or not) sets how fast a polymer-poor layer appears, and processing history sets how fast that layer crystallizes. ·

Conclusion drawn. "This research suggests an additional advantage of congruent release: preventing matrix crystallization." The authors hypothesize that keeping the matrix homogeneous until release protects the drug from preferential polymer dissolution and from hydration-induced mobility. ·

06What it means for formulation

Stated by the authors
  • Choose a drug loading at which drug and polymer release congruently, at or below the LoC.
  • If milling is required, a surfactant may be a high-risk choice.
  • Prevent matrix crystallization by formulation and process design: once it occurs, no further solubility advantage is gained and the new crystals may seed growth. ·
AI reading, not stated in the paper
  • Above the LoC, size reduction mattered as much as the preparation route here: 2-5 min cryomilling of a solvent-evaporated powder did more harm than extrusion plus 30 s milling.
  • A final concentration close to the metastable form's solubility after a non-sink test is the practical warning sign of matrix crystallization.
More detail
Stated by the authors
  • The best case is a drug loading at which drug and polymer release congruently, at or below the LoC; such formulations dissolved rapidly and completely even after mechanical activation. ·
  • Surfactants can raise the release rate and allow higher loading, but surfactant-containing formulations were more susceptible after mechanical activation, so a surfactant "may be a high-risk formulation strategy if milling is required". ·
  • Matrix crystallization negates the solubility advantage beyond the drug already released, and its crystals "may act as seeds"; it is "of tremendous importance" to formulate against it. ·
  • Systems at the greatest risk had high loading, mechanical activation and/or surfactant; the most resistant had rapid, congruent release.
AI reading, not stated in the paper
  • For extruded ASDs that must be milled, the data favour a congruently releasing loading; above the LoC, gentler size reduction should be preferred, because 2-5 min cryomilling took a 30% DL powder down to about the form 2 solubility.
  • A surfactant raises release rate but did not protect against milling: the milled surfactant ASDs still fell well short of complete release, although they ended above the milled binary ASD.
  • Measuring drug and polymer release together, at the intended dose and particle size, shows both the release regime and the crystallization risk in one test.

07Open questions

Raised by the authors
  • Does extrusion itself create high-energy particles or nuclei, or only the milling that must follow it?
  • Do drug or ASD Tg, persistence of drug-polymer interactions or phase-separation kinetics also govern susceptibility?
  • How and why do surfactants change release behaviour?
Not covered by this paper (AI reading)
  • Where between 10 and 20% DL the LoC of BCL-PVPVA lies.
  • Surface area, nuclei and surface energy of the milled powders were not measured. ·
More detail
Raised by the authors
  • Whether HME alone produces particles with more surface energy or nuclei than solvent evaporation, or whether this is only from milling; HME extrudates must be milled.
  • Additional factors that may govern susceptibility on hydration: Tg of the drug and/or ASD, persistence of drug-polymer interactions, kinetics of amorphous-amorphous phase separation.
  • Why some ASDs are susceptible and others not; their speculated reasons are loss of hydrogen bonds on hydration, mobility above the wet Tg, the rapid crystallization of BCL above Tg, and mechanical activation.
Not covered by this paper (AI reading)
  • The LoC of BCL-PVPVA was not located between 10 and 20% DL.
  • Surface area, nuclei, surface energy and crystallinity of the milled powders were not measured; mechanical activation is inferred from dissolution and T1ρ. ·
  • No crystallization kinetics were shown for the cryomilled solvent-evaporated powder or the surfactant ASDs.
  • The crystals on the exposed compacts were not identified by diffraction or spectroscopy.
  • One drug and one polymer, a single buffer and no biorelevant medium or in vivo data.

08How solid

AI assessment, not a statement made in the paper
Moderate

The release effects are large, replicated (n = 3) and consistent with the surface imaging, but the mechanistic links (nanoscale heterogeneity, surface energy, surfactant mobility) are proposed rather than measured, surface area was not measured, and several surfactant sample labels conflict. ······

More detail
What holds
  • 2-5 min cryomilling cut the 30% DL powder from ≈79% (size-matched MP fraction) to ≈49-50% of dose, with unchanged polymer release. ··
  • 5 and 10% DL powders released completely and together, and the 10% DL composition withstood 10 min cryomilling and HME. ··
  • Drug enrichment of exposed surfaces was measured by EDX with statistics, and SEM, EDX and confocal give one consistent picture of a drug-rich, crystallizing surface layer. ···
  • The dose was chosen so that solution crystallization does not interfere (from the earlier study). ·
What weakens it
  • Surface area was ranked from SEM images, not measured.
  • Crystallization kinetics were shown only for SE/MP and HME powders, yet a similar rate for the cryomilled SE powder is part of the argument.
  • Fig. 4 compares cryomilled <100 µm powders with the 100-250 µm MP fraction.
  • Sample identities conflict for the cryomilled TPGS ASD, the 3% SDS replicate statements and Fig. 3. ··
  • The 50% DL plateau differs between text and figure, and results and discussion disagree on whether 20-30% DL crystallized. ·
  • A TPGS effect beyond wetting is not separated from the medium control, and the controls carry twice the surfactant of the 1.5 wt% ASDs. ·
  • The T1ρ comparison is unreplicated and mixes extrusion with milling.
  • Layers were measured on compacts, crystals were identified by shape, and the surfactant penalty after milling is relative to unmilled surfactant ASDs. ··

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Graphical abstract (p.2)Summarizes the two outcomes and the three risk factors.headerA schematic, not data.
Table 1 (p.7)Defines the 17 formulations, processing and sieve fractions.0.2SDS1.5 row sums to 98.5 wt%; sieve sizes named differently elsewhere.·
Fig. 1 (p.13)key figureShows that SE beats HME at 30% DL and that the smaller SE fraction is lower and more variable.F1, K2
Fig. 2 (p.14)key figureRaman slurry kinetics: similar onset for SE and HME powders.F1Slurry at 10 mg/mL, far above the dissolution dose; caption "C30s".·
Fig. 3 (p.15)Particle morphology after MP or cryomilling.F2Caption names 1.5% surfactant samples, panels 3%; no surface area measured.·
Fig. 4 (p.16)key figureCryomilling time lowers the 30% DL plateau to about form 2 solubility.F2, K2Comparator line is the larger MP fraction.
Fig. 5 (p.17)key figurePolymer release is fast and independent of processing at 30% DL.F2
Fig. 6 (p.18)key figureDrug loading sets congruent vs incongruent release and the final level.·F3, K3, K450% DL plateau ≈22 µg/mL vs ~19 µg/mL in text.
Fig. 7 (p.19)key figure10% DL release is complete after 10 min cryomilling or HME.F3, K3Caption "C10m".
Fig. 8 (p.20)key figureSurfactant ASDs: faster release, but milled powders crystallize.···F4, K5Legend sample names conflict with Table 1 and text.·
Fig. 9 (p.23)key figureCompact surfaces: smooth at 10% DL, drug-enriched and crystallizing at 30-50% DL.F5, K1Crystal form assigned by shape.
Fig. 10 (p.24)key figureCross-sections: drug-enriched boundary layer (30%) and crystal crust (50%).F5, K1Measured on compacts, not powder.
Fig. 11 (p.26)key figureConfocal: growth of the drug-rich layer (30%) and a vanishing rim (50%).·F5Polymer depletion of the 50% DL crust inferred from dye.
Fig. 12 (p.28)13C spectra: a 1.5 ppm shift read as possible hydrogen bonding.F6Cited as "Figure 11" in the text.
Table 2 (p.28)key figureT1/T1ρ: milled ASDs less homogeneous at ~10 nm.F6, K6n and criterion not stated.
Fig. 13 (p.30)key figureSchematic of the two dissolution pathways.·0.5A schematic, not data.
Figs. S1-S8, Table S1 (SI, cited p.10-27)Raman component spectra, all polymer release data of Figs. S2-S6, Tg values and DSC, ChemDraw shifts (SI not supplied).·