Paper page

Original: publisher page

Chailu Que, Yi Gao, Shweta A. Raina, Geoff G. Z. Zhang, Lynne S. Taylor · Crystal Growth & Design (Just Accepted Manuscript, published on the web 14 Feb 2018) (2018)

Paclitaxel Crystal Seeds with Different Intrinsic Properties and Their Impact on Dissolution of Paclitaxel-HPMCAS Amorphous Solid Dispersions

Paclitaxel needle seeds made in four ways and added at the same 18 wt% to a dissolving paclitaxel–HPMCAS dispersion took away very different amounts of supersaturation; the authors trace this to the seeds' growth area (needle ends) and tip structure, not their mass, and explain why HPMCAS slows but does not stop their growth.

Abbreviations

ASD amorphous solid dispersion; HPMCAS hydroxypropyl methylcellulose acetate succinate (grade AS-MF); S supersaturation ratio (concentration over crystalline solubility); S16, S80 seeds grown at S = 16 or 80; w/ s with ultrasonication; -2 after growth without polymer; -3 after growth with HPMCAS; bulk API, "seeds from bottle" as-received paclitaxel dihydrate; ρc critical radius of a two-dimensional nucleus; l average distance between adjacent adsorbed polymer molecules; SEM, TEM scanning and transmission electron microscopy; PBPK physiologically based pharmacokinetic; SI p. = page of the supporting information.

Graphical abstract: Two seed types, two supersaturation profiles
Graphical abstract · p.38 · Two seed types, two supersaturation profilesShows. an ASD dissolution curve that stays high with long-needle seeds (red) and falls with short seeds (green), with the seeds before and after growth.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

View
Question

At equal weight, do paclitaxel seed crystals of different origin and shape change the supersaturation produced by a paclitaxel–HPMCAS ASD differently, and why can HPMCAS, a strong nucleation inhibitor, not stop the seeds from growing?

Short answer

Yes. After 16 h, long S16 needles and bulk API left about 19 and 25 µg/mL in solution, while S80 needles and short sonicated needles left only about 8–10 µg/mL, against 31.6 µg/mL without seeds. · HPMCAS does not stop growth because the estimated 2D critical nucleus (5.4–7.0 nm at S = 88) is smaller than the spacing of adsorbed polymer (10–16 nm in the text). ··

Conclusion

For paclitaxel–HPMCAS 49/51 ASDs dissolved under non-sink conditions in pH 6.8 buffer, with 18 wt% paclitaxel seeds suspended in the medium, the authors conclude that the impact of the seeds depends on their properties, not their mass: seeds with more needle ends per gram (sonicated) or flatter, rougher tips (S80) removed much more supersaturation than long, smooth-tipped needles or bulk API ("clearly demonstrates"). ··· They state that high-aspect-ratio seeds had less impact per unit weight than low-aspect-ratio seeds, and that high-aspect-ratio crystals in an ASD will "likely" do less harm than equant ones. · HPMCAS is a very effective inhibitor of primary nucleation but only slows growth; the authors attribute the partial inhibition to adsorbed polymer whose spacing exceeds the 2D critical nucleus at high supersaturation, and predict that growth stops, leaving residual supersaturation, once the critical nucleus has grown to the polymer spacing ("we can predict"). ····· Two links were proposed but not measured: a different number of active growth sites behind the S16–S80 difference ("most likely"), and suppression of secondary nucleation by HPMCAS ("Assuming"). · They recommend weighing seed origin, morphology, interface properties and the supersaturation generated when judging residual crystallinity, because percent crystallinity "per se is not a predictive indicator". ·

01Why this study

Known 1Amorphous products can carry crystals

An ivacaftor ASD may contain up to 15% crystalline drug, a commercial paclitaxel formulation contained trace crystals, and crystallinity below 1% is hard to detect.

Zha 2014, ref 13; Schmitt 2015, ref 15; Wanapun 2010, ref 18

Known 2Seeds can erase the benefit

Seeds can reduce the solubility advantage of the amorphous form if their growth is not inhibited during dissolution.

Alonzo 2012, ref 19

Known 3Seed history matters

Crystals grown in different environments can grow at different rates, but seeding studies used conventionally crystallized bulk API.

Schram 2016, ref 20; Jackson 2016, ref 21; Ilevbare 2013, ref 10

Known 4Polymers act on nucleation and growth

Polymers can inhibit nucleation from supersaturated solution, and adsorbed polymer can pin growth steps.

Ilevbare 2013, ref 10; Kubota 1995, ref 25 ·

Gap → this paperAt the same weight percent crystallinity, do seeds of different morphology affect ASD dissolution differently?
More detail

What was already known. The introduction and theory section build on these points:

  • Supersaturation is the benefit, crystallization the risk. Free drug in solution drives absorption; an ASD can create supersaturation under non-sink conditions, but the higher chemical potential of the supersaturated solute drives crystallization, and if crystallization is not slowed the solubility gain is lost. (Williams 2013, ref 1; Hancock 2000, ref 4; Almeida e Sousa 2015, ref 5; Hoffman 1958, ref 6)
  • Residual crystals are common and hard to see. Some polymers inhibit nucleation of amorphous drugs in the solid state and in solution, but water or heat can crystallize the drug during manufacture, storage or dissolution. The Kalydeco (ivacaftor) patent allows up to 15% crystalline drug in the ASD; a commercial tacrolimus formulation contains a low level of crystalline seeds from manufacture; a lyophilized paclitaxel formulation contained trace crystals. X-ray diffraction, thermal analysis, microscopy and Raman detect crystals, but levels below 1% are hard to detect, so a completely crystal-free ASD may not always be achievable. (Wegiel 2013, ref 8; Matsumoto 1999, ref 9; Ilevbare 2013, ref 10; Trasi 2015, ref 11; Marsac 2010, ref 12; Zha 2014, ref 13; Trasi 2017, ref 14; Schmitt 2015, ref 15; Wanapun 2010, ref 18) ·
  • Seeds can remove supersaturation. Seeds will "potentially" reduce the solubility enhancement if growth is not inhibited during dissolution. (Alonzo 2012, ref 19)
  • Seeds used so far may not be representative. Earlier work evaluated seeding with crystals from conventional solvent crystallization; seeds that form inside an ASD may differ from the bulk API used to set crystallinity limits, and crystals evolved in different environments grow at different rates. (Ilevbare 2013, ref 10; Alonzo 2012, ref 19; Schram 2016, ref 20; Jackson 2016, ref 21)
  • Theory of growth inhibition. In adsorption layer theory, molecules join kink sites along growth steps, and a new layer needs a two-dimensional nucleus of critical radius ρc (eq 2). Polymer adsorbed at kink sites pins the steps; the step velocity then falls with the spacing l of adsorbed molecules (eq 3) and is zero when l is smaller than ρc. (Burton 1951, ref 23; Kubota 2001, ref 24; Kubota and Mullin 1995, ref 25; Cabrera 1958, ref 26)
  • The ceiling of supersaturation. The amorphous solubility is the highest supersaturation a solubility-enhancing formulation can produce on dissolution. (Taylor and Zhang 2016, ref 31)

What the paper set out to do. Test the hypothesis that seeds of different morphology, compared at the same initial weight percent crystallinity, have different effects on ASD dissolution. Paclitaxel, which crystallizes as needles, was the model; seeds were made under different conditions and added to the dissolution medium of a paclitaxel–HPMCAS ASD, with bulk API for comparison, and electron microscopy was used to understand the seed properties. ··

02How they approached it

One drug, one polymer and one ASD; only the seeds change. Seeds were grown at two supersaturations, half of each batch was sonicated, and all were compared at an equal 18 wt%, first in plain supersaturated solution and then in the medium of a dissolving ASD, with as-received bulk API as a further seed type. ·····

No seedscontrolASD dissolved in paclitaxel-saturated buffer; measured.
S16seeds grown at S = 16Long thin needles, aspect ratio ≈24, smooth pointed tips; measured. ··
S80seeds grown at S = 80Needles with more short crystals, aspect ratio ≈20, same end area per gram as S16, flatter and rougher tips; measured. ···
S16 w/ sS16 sonicated 10 minFragments under ≈2 µm, aspect ratio ≈7, about 9 times the end area of S16; measured. ··
S80 w/ sS80 sonicated 10 minFragments under ≈2 µm, aspect ratio ≈5, about 7 times the end area of S80; measured. ··
Bulk APIseeds from bottleAs-received paclitaxel dihydrate slurried 5.5 h; size and end area not characterised; used in ASD dissolution only. ···
Paclitaxel–HPMCAS 49/51 ASDsolvent-evaporated filmThe formulation dissolved in every dissolution run; measured. ·
Fig. 3: The four seed types
Fig. 3 · p.15 · The four seed typesShows. long needles grown at S = 16 and S = 80 (4 µm bars) and short sonicated fragments (2 µm bars).

What was done

Experiment

Crystalline solubility by shake flask; amorphous solubility by light scattering, pyrene fluorescence and ultracentrifugation→S = 88 at the amorphous solubility.·····

Experiment

Unseeded solution at S ≈88→induction time with and without 20 µg/mL HPMCAS.·

↓
Experiment

Seeds grown at S = 16 or 80 for 5.5 h→half sonicated→SEM size distributions, end area per gram, tip images.·····

↓
Experiment

18 wt% seeds in 31.6 µg/mL solution without polymer→desupersaturation over 10 min→SEM sizes and aspect ratios after growth.···

Experiment

Same assay with HPMCAS→TEM of the grown crystals→dendrite finger width taken as adsorption-site spacing.···

↓
Experiment

49/51 ASD film dissolved in 15 mL with no seeds or 18 wt% of each seed type→UV concentration for 16 h→HPLC residual concentration.···

↓
Model

Eq. 2 with literature interfacial tensions→critical 2D nucleus radius versus supersaturation.··

Comparison

Critical radius against the measured adsorption-site spacing at the residual supersaturation after 16 h (Fig. 14).·

More detail

What was done

  1. Solubility. Crystalline solubility of the dihydrate: excess solid in 50 mM pH 6.8 phosphate buffer, 37 °C, 300 rpm, 48 h, ultracentrifuged, HPLC. Amorphous solubility, all in buffer with 20 µg/mL HPMCAS-MF at 37 °C: methanol stock added slowly while the 400 nm extinction was followed (onset of scattering); stepwise addition with 1 µM pyrene (change in the emission peak ratio); and the supernatant concentration after pelleting a drug-rich phase made at 40 µg/mL. Each method was run in triplicate. ···
  2. Nucleation. Unseeded paclitaxel at 30.7 µg/mL in 50 mL buffer, 37 °C, 300 rpm, with or without 20 µg/mL HPMCAS; induction time from the rise of extinction at 400 nm.
  3. Seeds. Methanol stock was added to 15 mL buffer to 5.8 µg/mL (S = 16) or 28.8 µg/mL (S = 80); crystals grew 5.5 h. Half of each batch was probe-sonicated 10 min on ice (40% amplitude, 4 s on, 2 s off). As-received crystals were slurried in buffer 5.5 h as bulk API seeds.
  4. Seed characterisation. SEM of 100 crystals per sample gave length c and width b distributions; the end area per gram was estimated assuming cuboid crystals; TEM and SEM imaged the tips of S16 and S80. ··
  5. Seeded growth. Seed suspensions were diluted to 18 wt% seeds relative to the paclitaxel added, final 15 mL; HPMCAS (33 µg/mL in the methods) or no polymer was added first; methanol stock then gave 31.6 µg/mL (S = 88). Concentration was followed by an in situ UV probe (230 nm minus 400 nm). Crystals after growth were sized by SEM (no polymer) or imaged by TEM (with HPMCAS); 20 finger widths per sample were measured. ···
  6. ASD dissolution. A 49/51 paclitaxel–HPMCAS film was made by rotary evaporation from THF in a 20 mL vial, with enough drug to reach the amorphous solubility in 15 mL. It was dissolved in 15 mL of paclitaxel-saturated buffer (no seeds) or of seed suspension (18 wt%, made equal in seed mass by dilution with saturated buffer). UV was followed for 16 h, and the residual concentration was measured by HPLC after 0.45 µm filtration. ··
  7. Critical nucleus. The growth-unit area of paclitaxel (2.64 nm²) came from the CSD crystal structure RIGKUP; with interfacial tensions of methylene iodide, octane and felodipine as stand-ins for paclitaxel, eq 2 gave ρc at S = 88 and as a function of S. ···

Key equations

Supersaturation ratio (Eq. 1)
S=aa*=cγ′c*(γ′)*

Supersaturation is the activity of the dissolved drug over its activity at crystalline saturation; in simple buffer the activity coefficients are taken as equal, so S is the concentration over the crystalline solubility (31.6/0.36 ≈ 88).·

Critical radius of a 2D nucleus (Eq. 2)
ρc=γakTlnS

The smallest island that can start a new layer on a crystal face shrinks as supersaturation rises; γ is the edge free energy, a the area of one growth unit. With literature interfacial tensions it gives 5.4–7.0 nm at S = 88.·

Step velocity with adsorbed polymer (Eq. 3)
υυ0=1−ρcl(l>ρc),υ=0(l<ρc)

Adsorbed polymer pins the growth steps; the closer the polymer molecules (spacing l) are to the critical radius, the slower the steps move, and they stop when the spacing is smaller than ρc.·

Terms used on this page
  • Seed: a crystal already present that drug can grow on, so no new nucleus is needed.
  • Desupersaturation: the fall of dissolved drug concentration as drug crystallizes.
  • Primary nucleation: the first appearance of crystals in a solution without crystals; secondary nucleation: new crystals produced by or on existing crystals.
  • Aspect ratio: crystal length divided by width; needles have high aspect ratios.
  • Crystal end area: the area of the needle tips, the fast-growing faces; given here per gram of seed.
  • 2D (two-dimensional) nucleus: an island one molecular layer thick that starts a new layer on a crystal face; ρc is its critical radius.
  • Step pinning: polymer adsorbed on a crystal face holds back the advancing edge of a growing layer.
  • Dendritic growth: growth into many thin fingers instead of a flat face.

03Main findings

1

Sonication multiplies the growth area of the needles

S16 and S80 needles had about the same end area per gram (≈0.00024 m²/g) and aspect ratios of ≈24 and ≈20. Sonication cut them below ≈2 µm, lowered the aspect ratio to ≈7 and ≈5 and raised the end area to ≈0.0021 and ≈0.0017 m²/g, about 7–9-fold. ···

Fig. 5: End area per gram of seed
Fig. 5 · p.17 · End area per gram of seedShows. sonicated seeds carry about 7–9 times the end area of the unsonicated needles; S16 and S80 are equal.Also supports K1
More detail

All four seed types were needles (SEM, Fig. 3); the unsonicated ones were long and thin, S16 partly curved and S80 partly in aligned bundles. By length, most crystals were under 4 µm (S16 ≈38 and ≈35 of 100 in the 0–2 and 2–4 µm bins; S80 ≈44 and ≈30), with tails to ≈34 µm for S16 and ≈20 µm for S80; S80 had relatively more short crystals, which the authors explain by classical nucleation theory (a higher nucleation rate at higher supersaturation gives smaller crystals). After sonication ≈99–100 of 100 crystals were under 2 µm. Widths peaked at 0.15–0.20 µm for S16 and 0.10–0.15 µm for S80 and S80 w/ s; the authors state there is no significant difference among these three, while S16 w/ s became narrower (mode 0.05–0.10 µm). ··· Assuming cuboid crystals, the end area per gram was ≈0.00024 (S16), ≈0.00023 (S80), ≈0.0021 (S16 w/ s) and ≈0.0017 m²/g (S80 w/ s); the text gives "about 7–8 fold", the plot ratios are ≈8.8 for the S16 pair and ≈7.4 for the S80 pair. Mean aspect ratios were ≈23.6, ≈20.1, ≈7.3 and ≈4.7. ····

2

Without polymer, seeds with more ends drain supersaturation fastest at first

From 31.6 µg/mL (S = 88), sonicated seeds brought the concentration down to ≈12–13 µg/mL within 2 min, against ≈22 (S16) and ≈26 µg/mL (S80). By 10 min S80 still held ≈11.5 µg/mL, and S16 had fallen lowest, to ≈3.3.

Fig. 6: Desupersaturation without polymer
Fig. 6 · p.18 · Desupersaturation without polymerShows. from 31.6 µg/mL, sonicated seeds (yellow, teal) fall fastest in the first 2 min; S80 (light blue) stays highest; S16 (pink) ends lowest at 10 min.Read it as. the time axis is in minutes, not hours.
More detail

With 18 wt% seeds and no polymer, desupersaturation started immediately for all seeds (Fig. 6). S16 w/ s and S80 w/ s fell along almost the same curve (≈20 µg/mL at 1 min, ≈12–13 at 2 min, ≈8–10 at 4 min, ≈5–6.5 at 10 min). S16 fell more slowly at first (≈27.3 at 1 min, ≈21.6 at 2 min) but crossed below the sonicated seeds after ≈5–6 min and reached ≈3.3 µg/mL at 10 min; S80 was slowest throughout (≈26.1 at 2 min, ≈11.5 at 10 min). The authors attribute the faster early loss with sonicated seeds to their larger end area ("presumably"), and the S16–S80 difference, despite equal end areas, to events beyond growth at the needle ends ("perhaps suggesting"). Replicate numbers are not stated, and unseeded paclitaxel at this supersaturation crystallizes within 6 min, so primary nucleation may contribute late in the run. ····

3

Without polymer, long S16 needles breed fine crystals

After growth the mean aspect ratio fell for S16 (≈23.6 → ≈17.7) but rose for S80 (≈20.1 → ≈23.2), S16 w/ s (≈7.3 → ≈14.7) and S80 w/ s (≈4.7 → ≈13.7). S16 gained short crystals, and SEM showed small needles on larger crystals, which the authors read as secondary nucleation. ···

Fig. 8: Aspect ratio before and after growth without polymer
Fig. 8 · p.20 · Aspect ratio before and after growth without polymerShows. aspect ratio falls for S16 and rises for the other three seeds; hatched bars are sonicated seeds.Also supports K6
More detail

Length distributions after growth (Fig. 7): S16 gained crystals under 2 µm (≈38 → ≈53 of 100) instead of shifting to longer ones; S80 lost some short crystals (0–2 µm ≈44 → ≈35) and gained 4–8 µm ones; the sonicated seeds grew clearly (S16 w/ s: crystals under 1 µm ≈84 → ≈25, longest ≈12 µm; S80 w/ s: ≈75 → ≈42, longest ≈13 µm). S16 w/ s also widened (modal width 0.05–0.10 → 0.10–0.15 µm); the authors call the widths of the others comparable before and after, although the S80 and S80 w/ s readings also shift somewhat wider. ·· The aspect ratio changes are in Fig. 8 (the discussion cites Fig. 7). ·· SEM after growth (Fig. 15) shows clusters of small needles on S16-2 and small crystals on an S80-2 needle labelled as secondary nuclei. The authors' reading: fine low-aspect-ratio crystals formed by secondary nucleation lowered the S16 aspect ratio and limited the S80 increase, and the new crystals add growth sites that "can further accelerate" desupersaturation; in sonicated seeds secondary nucleation also occurred but growth at the many ends dominated. ··

Fig. 15: Secondary nuclei on grown crystals
Fig. 15 · p.29 · Secondary nuclei on grown crystalsShows. small needles beside and on larger S16-2 and S80-2 crystals; arrows mark nuclei.Also supports K6
4

HPMCAS stops nucleation but only slows growth, and splits the needle tips

Unseeded paclitaxel at S ≈88 crystallized within 6 min without polymer but stayed supersaturated for more than 16 h with 20 µg/mL HPMCAS. Seeds grown with HPMCAS developed bundles of thin fingers at their ends, ≈10.5–16.8 nm wide (text: 10–16 nm). ··

Fig. 9: Needle tips after growth with HPMCAS
Fig. 9 · p.21 · Needle tips after growth with HPMCASShows. every seed type grows bundles of thin fingers at its ends (dendritic growth); lower row at higher magnification.
More detail

The induction-time result makes HPMCAS a "highly effective" nucleation inhibitor for paclitaxel; the methods give 30.7 µg/mL (S ≈85) for this test, the results S = 88. ·· Seeds grown at S = 88 in the presence of HPMCAS (33 µg/mL in the methods, 31.6 µg/mL in the captions) changed shape: TEM (Fig. 9) shows the needle ends split into bundles of thin parallel fingers (dendritic growth), and fine crystals from broken dendrites made size distributions impossible. ·· The authors explain the dendrites by HPMCAS adsorbing on the seeds and pinning the growth steps, so that crystal grows only between adsorption sites (Kubota–Mullin model, "can be explained"), and take the finger width as the distance between adjacent adsorption sites. From 20 measurements per sample (Fig. 10) this was ≈16.8 nm (S16-3), ≈16.0 (S80-3), ≈10.5 (S16 w/ s-3) and ≈14.3 nm (S80 w/ s-3); the text gives 10 to 16 nm and later ~10–20 nm. ···· No desupersaturation curves of seeded growth with HPMCAS are shown.

Fig. 10: Finger width, read as adsorption-site spacing
Fig. 10 · p.22 · Finger width, read as adsorption-site spacingShows. ≈10.5–16.8 nm across the four seed types; hatched bars are sonicated seeds.Also supports K4
5

In ASD dissolution, the seed type decides how much supersaturation is left

All runs reached the amorphous solubility (≈31–33 µg/mL) within about 2 h. Without seeds the concentration stayed there for 16 h; with 18 wt% seeds the residual concentrations at 16 h (HPLC) were ≈25 (bulk API), ≈19 (S16), ≈10 (S80), ≈9 (S80 w/ s) and ≈8 µg/mL (S16 w/ s), all far above the crystalline solubility of 0.36 µg/mL. ··

Fig. 11: ASD dissolution with and without seeds
Fig. 11 · p.23 · ASD dissolution with and without seedsShows. all runs reach ≈31–33 µg/mL; sonicated seeds (yellow, teal) and later S80 (blue) pull the concentration down, S16, bulk API and no seeds stay high.Also supports K1
Fig. 12: Residual concentration after 16 h by HPLC
Fig. 12 · p.24 · Residual concentration after 16 h by HPLCShows. ≈8–10 µg/mL with sonicated and S80 seeds, ≈19 with S16, ≈25 with bulk API, ≈31.6 without seeds; dashed lines mark amorphous and crystalline solubility.Also supports K1, K2
More detail

UV profiles (Fig. 11): the unseeded ASD rose to ≈31 µg/mL within ≈1.5 h and stayed there for 16 h, which the authors relate to HPMCAS inhibiting nucleation. Every seeded run also first reached ≈32–33 µg/mL at ≈2–4 h, which the authors read as dissolution being much faster than growth, "quite a remarkable observation" at 18 wt% seeds. Then the profiles split: S16 w/ s and S80 w/ s fell from ≈3.5–4 h, fast at first and then more slowly (≈19.5 at 8 h, ≈14–15 µg/mL at 16 h); S80 fell later but steadily (≈26.4 at 8 h, ≈15.6 at 16 h); bulk API (≈27.5) and S16 (≈29.2) declined only slightly by 16 h. ··· HPLC at 16 h (Fig. 12) gave lower values for all seeded runs: ≈25.3 (bulk API), ≈19.2 (S16, error bar ≈14–24), ≈10.4 (S80), ≈9.0 (S80 w/ s) and ≈7.9 µg/mL (S16 w/ s), with ≈31.6 µg/mL unseeded; by HPLC bulk API, not S16, retained the most, the reverse of the UV order. ·· Residual concentrations far above the crystalline solubility (0.36 µg/mL) lead the authors to call HPMCAS "a very effective crystal growth inhibitor at somewhat lower supersaturations", while it cannot completely block growth at the amorphous solubility. ·

6

At high supersaturation the critical nucleus is smaller than the polymer spacing

Eq. 2 gives ρc = 5.4–7.0 nm at S = 88 for three stand-in interfacial tensions, below the 10–16 nm finger widths. At the residual supersaturation after 16 h (S ≈22–54) the curve rises to ≈6.8–8.8 nm, close to the spacing for S16 w/ s (≈10.5 nm) but further below it for the other seeds. ···

Fig. 14: Critical nucleus size against polymer spacing
Fig. 14 · p.28 · Critical nucleus size against polymer spacingShows. ρc (line) rises steeply as supersaturation falls; points are finger widths at each seed's residual supersaturation after 16 h.Read it as. growth should stop where a point meets the line.Also supports K5
More detail

The interfacial tension of paclitaxel crystals could not be measured, so the authors used literature values for methylene iodide (log P 1.6), octane (5.15) and felodipine (3.4): 4.16, 5.08 and 3.90 × 10⁻²⁰ J/nm², with a = 2.64 nm², T = 310 K and lnS = 4.47, giving ρc = 5.7, 7.0 and 5.4 nm (Table 3). Eq. 2 reproduces these numbers, but with the printed units the result is dimensionless, so the values are best read as estimates. ···· Fig. 14 plots ρc against S (the γ used is not stated; the curve matches the mean of the three values) together with the finger widths at the residual supersaturation from HPLC: S16 at S ≈53.5 (≈16.8 nm), S80 at ≈29 (≈16.0), S80 w/ s at ≈25 (≈14.3) and S16 w/ s at ≈22 (≈10.5); the curve there reads ≈6.8, ≈8.0, ≈8.4 and ≈8.8 nm. · The authors read the comparison as follows: at S = 88 the critical nucleus is smaller than the spacing, so by eq 3 HPMCAS cannot prevent growth, though it poisons the interface ("presumably" because of the very high supersaturation); as supersaturation falls ρc grows, and growth should stop when ρc equals the spacing, which for S16 w/ s and S80 w/ s "explain[s]" the near-zero growth at 16 h. By eq 3 the S80 w/ s values would still allow about 40% of the unhindered step speed. ···

Table 3: Critical nucleus radius at S = 88
Table 3 · p.27 · Critical nucleus radius at S = 88Shows. three stand-in interfacial tensions give ρc = 5.4–7.0 nm.Also supports K4
7

Seeds made at different supersaturations differ in tip structure and behaviour

S16 and S80 seeds had similar end areas per gram, but S16 tips were more pointed and smooth while S80 tips were flatter and rougher. With HPMCAS, S80 seeds left ≈10 µg/mL against ≈19 µg/mL for S16; without polymer, S16 reached the lower concentration by 10 min. ···

Fig. 16: Tips of S16 and S80 seedsFig. 16: Tips of S16 and S80 seeds
Fig. 16 · p.31–32 · Tips of S16 and S80 seedsShows. TEM (top four) and SEM (bottom two): S16 tips pointed and smooth, S80 tips flat and rough.Also supports K7
More detail

TEM (Fig. 16, 100 and 50 nm scale bars) shows S16 needles ending in narrow, smooth tips and S80 needles ending flat with rough, mottled edges; SEM shows the same contrast at the micrometre scale. The authors take the different tip structure as "most likely" a sign of different growth mechanisms at the two generation supersaturations, giving a different number of active sites for polymer adsorption and growth, in line with earlier AFM work on seeds made in different environments. ·· They summarise that the generation supersaturation changes seed properties: S16 and S80 had similar end areas and size distributions but different growth kinetics with and without polymer. The direction differs between the two tests: with HPMCAS (ASD dissolution) S80 removed much more supersaturation than S16, while without polymer S80 was the slowest seed type throughout the 10 min. ····

04Further observations

  • The three amorphous-solubility methods agree within ≈1.4 µg/mL (30.9–32.3 µg/mL). ·
  • With HPMCAS, broken dendrites produced many fine crystals, so sizes after growth could not be measured. ·
  • At 16 h the UV readings of seeded runs were ≈2–10 µg/mL above the HPLC values. ··
  • The as-received paclitaxel is the dihydrate. ·
More detail
  • Amorphous solubility. Light scattering gave 31.5 ± 0.8, pyrene fluorescence 30.9 ± 1.8 and ultracentrifugation 32.3 ± 0.4 µg/mL (with 20 µg/mL HPMCAS), average about 31.6 µg/mL, against 0.36 ± 0.01 µg/mL for the crystalline dihydrate: an 88-fold solubility advantage. ··
  • Fines from dendrites. Breakage of the dendritic crystals grown with HPMCAS gave many fine crystals; for the same reason the effect of HPMCAS on secondary nucleation could not be judged, and the authors assume that the polymer suppresses it. ···
  • UV versus HPLC. At 16 h the UV apparent concentration exceeded the HPLC value by ≈10 (S16), ≈2 (bulk API), ≈5 (S80), ≈7 (S16 w/ s) and ≈5 µg/mL (S80 w/ s), while the unseeded run agreed (≈31.3 vs ≈31.6); the paper does not discuss the difference. ··
  • Solid form. PXRD of the as-received drug shows a crystalline pattern (strongest peak ≈5.3° 2θ), and TGA shows ≈4% weight loss up to ≈75 °C, identified by the authors as the dihydrate. ·
  • Film. The rotary-evaporated ASD formed a thin, clear film on the vial wall.

05How the authors connect the findings

1Paclitaxel grows as needles, fast at the needle ends, so the growth area per gram of seed is set by the number of ends. ·
↓
2Sonication multiplies the ends; the generation supersaturation changes the tip structure and, the authors propose, the number of active sites. ··
↓
3HPMCAS stops primary nucleation and adsorbs on the growing faces, pinning the steps so that a 2D nucleus must fit between adsorbed chains. ··
↓
4As supersaturation falls the critical nucleus grows; when it reaches the polymer spacing, growth stops and residual supersaturation persists. ·
↓
Few ends per gram (long S16 needles, bulk API)small growth area↓slow growth even at S = 88↓≈19–25 µg/mL left after 16 h.··
Many ends or rough tips (sonicated seeds, S80)large growth area↓critical nucleus (5–7 nm) smaller than the polymer spacing (10–16 nm)↓growth continues↓≈8–10 µg/mL left after 16 h.···
What sets the switch point. The growth area available per gram of seed and the tip structure, not the seed mass ("clearly demonstrates"). ·
Conclusion drawn. Percent crystallinity "per se is not a predictive indicator"; seed origin, morphology, interface properties and supersaturation must be considered. ·
More detail
  1. Needles form because the end faces grow much faster than the side faces; per unit mass, high-aspect-ratio needles therefore offer less growth area than shorter needles or equant crystals. The authors call this "the most likely explanation" for the modest effect of some seeds. ·
  2. Sonication breaks needles into shorter crystals with "presumably" more ends; the estimated end area per gram rises about 7–9-fold. S16 and S80 have equal end areas, but S80 tips are flatter and rougher, which "most likely" reflects a different growth mechanism and a different number of active sites. ··
  3. HPMCAS is a highly effective inhibitor of primary nucleation, so an unseeded ASD holds S = 88 for at least 16 h. On seeds, HPMCAS adsorbs and pins the growth steps; crystals then grow between the adsorption sites as dendrites whose finger width marks the site spacing (10–16 nm). ···

Long needles or bulk API. With HPMCAS present, the small growth area keeps desupersaturation slow and nearly linear, leaving ≈19–25 µg/mL after 16 h; the authors note that high-aspect-ratio seeds had less impact per unit weight. ···

Sonicated seeds. At S = 88 the critical 2D nucleus (5–7 nm) fits between adsorbed HPMCAS molecules, so the many ends keep growing: desupersaturation starts after the ASD has dissolved, is fast at first and then slows, leaving ≈8–9 µg/mL. S80 seeds follow later but end close (≈10 µg/mL), which the authors relate to their rougher tips. S16 w/ s seeds also widened as they grew, which "most likely explains" their rapid and extensive desupersaturation. ····

  1. As the concentration falls, ρc grows (eq 2) and the steps slow (eq 3); when ρc reaches the polymer spacing, growth stops and supersaturation persists ("we can predict"). For S16 w/ s and S80 w/ s the spacing is close to ρc at the 16 h supersaturation, "explaining" the near-zero growth then; the authors present this as the theoretical basis of residual supersaturation seen in earlier seeded studies and as a reason to revise PBPK models that assume a return to crystalline solubility. ···

What sets the switch point. The available growth area (ends per gram) and the tip (interface) structure; the authors write that the mass of crystal seeds "is not the relevant parameter" (abstract: "clearly demonstrates"). ·

Conclusion drawn. Crystallinity limits set in weight percent, often at the detection limit, are "arbitrary"; the number of growth sites matters more, and high-aspect-ratio crystals in an ASD "likely" have a smaller impact per unit weight than equant ones. ··

06What it means for formulation

Stated by the authors
  • Do not judge residual crystals by weight percent alone; their growth area, morphology, interface structure and the polymer's ability to poison growth decide their impact. ·
  • High-aspect-ratio crystals in an ASD are likely less harmful per unit weight than equant ones.
  • PBPK models that assume a return to the crystalline solubility after crystallization need to be improved.
AI reading, not stated in the paper
  • Any step that breaks needle crystals (milling, high-shear mixing, compression) could raise the effect of the same amount of residual crystallinity.
  • A polymer that blocks nucleation well can still let existing crystals grow; seeded dissolution tests reveal this, unseeded ones do not.
More detail
Stated by the authors
  • Crystallinity limits are usually set in weight percent and often at the detection limit of the method; the authors call this "arbitrary" and point to the number of available growth sites, although it is hard to assess.
  • In assessing residual crystals, crystal morphology and growth area, interface structure and the effectiveness of additives in poisoning growth "need to be taken into account"; seed origin and the supersaturation generated also matter. ·
  • With 18 wt% seeds, depending on seed properties, the ASD showed either virtually no effect or significant desupersaturation; high-aspect-ratio crystals are "likely" less harmful per unit weight than more equant residual crystals, all other factors being equal. ·
  • Residual supersaturation persists after seeded growth in the presence of a growth inhibitor; PBPK absorption models that assume a return to the crystalline solubility are "clearly not supported" and need improving. ·
  • More work is needed to set appropriate limits on crystal content in amorphous formulations.
AI reading, not stated in the paper
  • For a drug that crystallizes as needles, processes that fragment crystals (milling, high-shear granulation, compression) may turn a harmless trace of long needles into many growth ends; checking crystal habit and size, not only percent crystallinity, would show this.
  • HPMCAS kept an unseeded solution at S = 88 for 16 h yet could not stop seeded growth there; a nucleation test alone overstates how well a polymer protects supersaturation when crystals are already present.
  • By the authors' own model, inhibition by adsorbed polymer weakens as supersaturation rises; a formulation that reaches somewhat lower supersaturation might be less sensitive to residual seeds, but this was not tested here.
  • The seed load (18 wt%) is far above typical crystallinity limits, which makes the residual 8–25 µg/mL notable but also means the low-level case was not tested.

07Open questions

Raised by the authors
  • Why does the ASD still reach the amorphous solubility with 18 wt% seeds present?
  • How does HPMCAS affect secondary nucleation?
  • What crystal-content limits are appropriate for amorphous formulations?
Not covered by this paper (AI reading)
  • Seeds were suspended in the medium, not formed inside the ASD.
  • UV and HPLC concentrations disagree at 16 h.
  • Replicate numbers and error bars are not stated.
More detail
Raised by the authors
  • The amorphous solubility is reached despite 18 wt% seeds, so dissolution must be much faster than growth; the authors call this remarkable and say it "needs to be further considered".
  • The effect of HPMCAS on secondary nucleation could not be evaluated because fines from broken dendrites look like secondary nuclei; the analysis assumes suppression. ·
  • Appropriate limits on crystal content in amorphous formulations need more investigation, and PBPK models need to account for residual supersaturation. ·
Not covered by this paper (AI reading)
  • All seeds were added to the dissolution medium; crystals formed within the ASD during manufacture or storage, embedded in polymer, were not tested. ·
  • Only one drug, one polymer, one drug loading (49 wt%) and one seed load (18 wt%) were studied; equant crystals, which the authors expect to be most harmful, were not included. ··
  • The UV and HPLC concentrations at 16 h differ by up to ≈10 µg/mL and rank S16 and bulk API differently.
  • Replicate numbers, error-bar definitions and statistics are not given for the kinetic and imaging data.
  • No desupersaturation curves of seeded growth with HPMCAS are shown, so growth and dissolution are not separated in the polymer case.
  • The number of active sites on S16 and S80 tips, the growth mechanism and the coverage of HPMCAS on the crystals were not measured. ·
  • The bulk API seeds were not characterised.

08How solid

AI assessment, not a statement made in the paper
Moderate

The main contrast, sonicated versus long needles at equal mass, is large and consistent between UV and HPLC. · But replicate numbers are not stated, UV and HPLC differ at 16 h, the S16–S80 order reverses between experiments, and the nucleus-spacing argument rests on stand-in interfacial tensions. ···

More detail
What holds
  • Seeds were compared at an equal weight fraction in the same ASD set-up, and the difference between sonicated and long needles (≈8–9 µg/mL with sonicated seeds vs ≈19 µg/mL with S16 seeds by HPLC) is far larger than the error bars shown. ·
  • The end-area and aspect-ratio differences that the argument uses are large (about 7–9-fold; ≈24 vs ≈5–7). ·
  • The nucleation result is clear-cut (6 min vs more than 16 h) and is matched by the unseeded ASD holding S = 88 for 16 h. ·
  • The amorphous solubility rests on three methods that agree; the printed ρc values reproduce from eq 2. ·
What weakens it
  • Replicate numbers and error-bar meanings are not stated for the growth, dissolution and imaging data, and "no significant difference" is claimed without a test.
  • UV and HPLC concentrations at 16 h differ by up to ≈10 µg/mL and rank S16 and bulk API differently.
  • The aspect-ratio ranking does not hold everywhere: S80 (aspect ratio ≈20) desupersaturated almost like sonicated seeds with HPMCAS, and S16 went lowest without polymer by 10 min; the reversal is not discussed.
  • The interface-structure explanation for S16 versus S80 rests on a few TEM and SEM tip images; active sites were not measured. ·
  • ρc uses interfacial tensions of other compounds and has a unit inconsistency; the adsorption-site spacing is inferred from finger widths; the claim that growth stops at ρc ≈ spacing fits S16 w/ s but not clearly S80 w/ s. ··
  • Conditions are stated inconsistently (HPMCAS 33 vs 31.6 µg/mL, S 80 vs 88; induction test at S ≈85 vs 88), and the seed mass for S16 is nominal. ··
  • Secondary nucleation is inferred from aspect ratios and SEM images, not quantified. ·

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.7)Defines the materials: structures of paclitaxel and HPMCAS with its substituents.·0.2One substituent in the legend has an extra CH2.
Fig. 2 (p.11)Scheme of the seeded dissolution: seed suspension diluted with saturated solution and added to the ASD vial with a UV probe.0.2A schematic, not data.
Table 1 (p.13–14)Crystalline (0.36) and amorphous (30.9–32.3 µg/mL) solubility by four methods, setting S = 88.0.4
Table 2 (p.14)Names the four seed types by generation supersaturation and sonication.0.2
Fig. 3 (p.15)key figureShows the four seed types as needles of different length.0.2
Fig. 4 (p.16)Length and width distributions of the seeds; sonicated seeds all under 2 µm.F1Width "no significant difference" has no test.
Fig. 5 (p.17)key figureEnd area per gram: about 7–9-fold more after sonication.F1, K1The S16 pair reads ≈8.8-fold against "7–8 fold" in the text.
Fig. 6 (p.18)key figurePolymer-free desupersaturation: more ends, faster early loss; S16 lowest by 10 min.F2n not stated; no unseeded control in the 6 min nucleation window.·
Fig. 7 (p.18–19)Size distributions before and after polymer-free growth; S16 gains fines, sonicated seeds grow longer.F3Widths of S80 and S80 w/ s also shift.
Fig. 8 (p.20)key figureAspect ratio after growth falls for S16, rises for the others.F3, K6Cited as Fig. 7 in the discussion.
Fig. 9 (p.21)key figureTEM after growth with HPMCAS: dendritic finger bundles at needle ends.F4HPMCAS concentration and S stated inconsistently.
Fig. 10 (p.22)key figureFinger widths ≈10.5–16.8 nm, taken as adsorption-site spacing.F4, K4Range given as 10–16 and ~10–20 nm in the text.
Fig. 11 (p.23)key figureASD dissolution with each seed type over 16 h; the seed type sets the decline.F5, K1UV values above HPLC at 16 h.
Fig. 12 (p.24)key figureHPLC residual concentration at 16 h: ≈8–25 µg/mL with seeds, ≈31.6 without.F5, K1, K2n and bar type not stated.
Fig. 13 (p.25)Concentration–temperature phase diagram framing nucleation, growth and liquid–liquid separation.0.1Caption cites ref 32, text ref 33.
Table 3 (p.27)key figureInputs and results for ρc at S = 88 with three stand-in interfacial tensions.F6, K4Units of γ and a make ρc dimensionless.
Fig. 14 (p.28)key figureρc versus S with finger widths at the residual supersaturation; the basis of the growth-stop argument.F6, K5γ of the curve not stated; S80 w/ s point lies well above the curve.·
Fig. 15 (p.29)key figureSEM of small crystals on grown S16 and S80 needles, read as secondary nucleation.F3, K6
Fig. 16 (p.31–32)key figureTEM and SEM of S16 (pointed, smooth) and S80 (flat, rough) tips.F7, K7Few images; active sites not measured.
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Figs. S1–S2 (SI p.2)PXRD and TGA showing that the as-received paclitaxel is the dihydrate.·0.4