How fast must compounds of different crystallization tendency be cooled from the melt (Rcrit,cool), or reheated from the glass (Rcrit,heat), to avoid crystallization, and why do some good glass formers crystallize on fast reheating?
The eight "very high" tendency compounds crystallized even at the fastest cooling reached, 800–1100 °C/min; four "high" tendency compounds needed only 25 °C/min. Reheating needed far faster rates than cooling, for acetaminophen below 1 versus above 1910 °C/min. Faster prior cooling lowered the reheating rate for many compounds, which the authors read as fewer nuclei trapped during cooling. ······
For 25 neat organic compounds studied by conventional and rapid heat/cool DSC, the class (I–A) compounds have very high crystallization tendencies: cooling at up to about 1000 °C/min did not prevent crystallization. ·· Within class (I–B) the critical cooling rates differ by orders of magnitude, so four of its compounds "may be more appropriately classified" as borderline class (I–B)/(II), and class (II) compounds differ by orders of magnitude in the heating rate needed to avoid crystallization on reheating. ·· For class (I–B) and (II) compounds the heating rate needed far exceeds the cooling rate needed, by over three orders of magnitude for acetaminophen; the authors call this the first such report for organic systems. ·· Quench cooling lowered the critical heating rate for many compounds, and the authors conclude that this "strongly suggests" quenched-in nuclei formed during slower cooling, which "likely contribute" to crystallization on reheating; the nuclei themselves were not observed. ··· They propose, without storage data, that such glasses "may" crystallize during storage and that thermal evaluation of a drug's crystallization tendency is critical before choosing an amorphous formulation. ··
01Why this study
Compounds crystallize on cooling (I), only on reheating (II), or not at all (III); class (I) splits by whether liquid-N2 quenching gives a glass (I–B) or not (I–A).
Baird 2010, ref 8
Its controlled cooling stops at 20 °C/min and liquid-N2 quenching is uncontrolled.
Baird 2010, ref 8 ·
High performance DSC, chip calorimetry and the rapid heat/cool (RHC) prototype at 2000 °C/min; RHC looked "potentially useful" for organic compounds.
Danley 2008, ref 13; Gaisford 2008, ref 17
Cooling faster than the crystallization limit but slower than the nucleation limit may leave nuclei in the glass, possibly why class (II) compounds crystallize on reheating.
Angell 2008, ref 21; Baird 2010, ref 8
More detail
What was already known. The introduction builds on these points:
- Amorphous drugs need stable glasses. Amorphous solids matter in electronics, bio-preservation and drug delivery; poorly soluble new drugs can be made amorphous, usually with a polymer as a solid dispersion, but keeping the amorphous drug stable over shelf-life remains an enduring problem. (refs 1–7)
- Melt-cooled products depend on the crystallization tendency of the melt. For amorphous products made by melt cooling, such as melt extrusion, the inherent crystallization tendency from the undercooled melt is an important criterion for whether a drug suits an amorphous formulation. (Baird 2010, ref 8)
- The classification of ref 8. The earlier study sorted drug-like molecules by conventional DSC into class (I), crystallized on cooling, class (II), crystallized on reheating, and class (III), neither; quench cooling in liquid N2 then split class (I) into (I–A), which crystallized, and (I–B), which could be trapped amorphous. The labels are very high (I–A), high (I–B), moderate (II) and low (III) tendency, and classes (II) and (III) were separated at a 10 °C/min reheating rate. (Baird 2010, ref 8)
- Why faster rates are needed. Crystallization on cooling and reheating is "extremely time dependent" and can potentially be suppressed by fast scanning, but conventional DSC cannot cool or heat at controlled fast rates and liquid-N2 quenching is uncontrolled, so critical cooling rates within a class could not be measured. (Baird 2010, ref 8) ·
- Fast calorimetry. High performance DSC reaches controlled rates of hundreds of degrees per minute with sub-milligram samples and is used to detect small amorphous contents (refs 9–12); chip calorimetry on spin-coated films reaches up to 10⁷ °C/s and has been used mainly for fast-crystallizing polymers (refs 13–16); the RHC DSC reaches 2000 °C/min, and preliminary studies on organic compounds suggested it "could be an ideal technique" for their crystallization kinetics (Danley 2008, ref 13; Gaisford 2008, ref 17).
- Quenched-in nuclei. It had been suggested that cooling faster than the critical rate for crystallization but slower than the critical nucleation rate gives glasses containing quenched-in nuclei (Angell 2008, ref 21), and that class (II) compounds devitrify on heating partly for this reason (Baird 2010, ref 8).
- Methods to estimate a critical cooling rate. The Barandiarán–Colmenero (BC) and Cabral methods extrapolate the crystallization temperature measured at several cooling rates (Barandiarán 1981, ref 18; Cabral 2003, ref 19); the earlier study had applied them over 2–20 °C/min only. ··
What the paper set out to do. Determine or estimate the critical cooling rate and/or the critical heating rate of class (I–A), (I–B) and (II) compounds with conventional and RHC DSC, and, for compounds that form glasses easily but crystallize on reheating, use fast cooling and heating to test for quenched-in nuclei. The test set holds eight class (I–A), seven class (I–B) and ten class (II) compounds. ··
02How they approached it
Take 25 neat compounds already classified by conventional DSC and re-run them in a calorimeter that cools and heats about 100 times faster; then compare the cooling rate needed to avoid crystallization with the reheating rate needed, and reheat glasses made by slow and by fast cooling. ····
What was done
Classes, Tg values and 5 °C/min cooling data from the conventional-DSC study→8 class (I–A), 7 class (I–B) and 10 class (II) compounds.··
30–50 µg crystals melted in the RHC→cooled at 100, 500 °C/min and the maximum (687–1220 °C/min)→undercooling at crystallization.·
Class (I–B) compounds that stayed amorphous→cooled ever slower→slowest rate that still gives a glass.·
ln(cooling rate) against 1/ΔT²→BC and Cabral estimates of Rcrit,cool.·
Glass made at 20 °C/min→reheated at 10–200 °C/min (conventional DSC) or up to about 2000 °C/min (RHC)→Rcrit,heat.··
Glass made at the maximum cooling rate→reheated→Rcrit,heat after quench.·
Rcrit,cool against Rcrit,heat, and Rcrit,heat after slow against fast cooling; clofoctol cooled at one rate and reheated at four.··
Asymmetries read through schematic nucleation and growth curves (Fig. 5).·
More detail
What was done
- Compounds. Twenty-five commercial compounds (celecoxib a gift) were used as received; their MW, Tm and Tg are listed in Table 1, with Tg values taken from ref 8 and estimated for all class (I–A) compounds and 4-biphenylcarboxaldehyde.
- Conventional DSC (ref 8). A TA Q2000 with nitrogen purge, calibrated with benzophenone, indium and tin; runs in triplicate. For class (II) compounds, 3–5 mg in hermetic pans were heated at 10 °C/min to about 10 °C above Tm, held 3 min, cooled at 20 °C/min to −75 °C and reheated at 10–200 °C/min; the heating rate that avoided recrystallization was recorded as Rcrit,heat. The 5 °C/min cooling data in Table 2 also come from this instrument.
- Rapid heat/cool DSC. A prototype TA Instruments RHC calibrated with indium at 10–1700 °C/min, helium purge. Single crystals of about 30–50 µg were crimped in special Tzero pans, melted at 10 °C/min to about 10 °C above Tm and held 3 min. Class (I–A) and (I–B) compounds were cooled at 100 and 500 °C/min and at the maximum obtainable rate, 687–1220 °C/min depending on the compound. Class (I–B) compounds that did not crystallize were cooled at progressively slower rates to find Rcrit,cool. ··
- Estimates of Rcrit,cool. Where crystallization could not be avoided, ln(cooling rate) was regressed on 1/ΔT², with ΔT = Tm − Tcryst, and the BC and Cabral equations turned the intercept and slope into Rcrit,cool. 4-Biphenylcarboxaldehyde and carbamazepine were left out because their partial crystallization gave no clear exotherm peak. ····
- Reheating. Class (I–B) compounds with a glass and class (II) compounds were reheated at various rates after cooling at 20 °C/min and after cooling at the maximum obtainable rate (">500 °C/min"; printed for flufenamic acid 1025, dibucaine 800, clofoctol 860 °C/min). Crystallization on reheating was seen as a crystallization exotherm or a melting endotherm at Tm. ···
- Where crystallization happens. Clofoctol was cooled at a constant 20 °C/min and reheated at 200, 300, 400 and 500 °C/min, to tell crystallization on reheating from crystallization on cooling. ·
Key equations
The crystallization temperature measured at several cooling rates gives a straight line of ln(cooling rate) against 1/ΔT²; its intercept A, the rate at which the extrapolated undercooling becomes infinite, is taken as the critical cooling rate.·
The same line, read at an undercooling equal to Tm (in kelvin); because B*/Tm² is small here, the two methods give nearly the same values (Table 3).·
How far below its melting point a compound was cooled before it crystallized; the larger ΔT at a given rate, the slower the crystallization.·
Terms used on this page
- Undercooled melt: a liquid below its melting point that has not yet crystallized; below Tg it becomes a glass.
- Critical cooling rate (Rcrit,cool): the slowest cooling of the melt that avoids crystallization.
- Critical heating rate (Rcrit,heat): the slowest reheating of the glass, back through the undercooled melt, that avoids crystallization.
- Nucleation and growth: crystallization needs nuclei to form and then to grow; each step has its own rate and its own temperature of maximum rate.
- Quenched-in nuclei: nuclei formed during cooling that do not grow before the melt becomes a glass, and remain in it.
- Devitrification: crystallization of a glass when it is heated.
03Main findings
The very-high-tendency compounds crystallize even at the fastest cooling
All eight class (I–A) compounds crystallized at their maximum cooling rate of 800–1100 °C/min. Faster cooling only pushed the exotherm to lower temperatures; at 500 °C/min undercooling ranged from 15.1 °C (4-biphenylmethanol) to 90.8 °C (haloperidol). ····
More detail
The maximum cooling rates reached were 800 (4-biphenylmethanol), 815 (benzocaine), 839 (lidocaine), 913 (haloperidol), 1004 (benzamide), 1024 (atenolol), 1026 (phenacetin) and 1100 °C/min (felbinac), and every compound still crystallized. The authors write that cooling at more than 1000 °C/min did not suppress crystallization and place Rcrit,cool above 1000 °C/min, "confirming" ref 8; the over-1000 rate was in fact reached for four of the eight (X6). ···
For phenacetin the exotherm peak moved from about 113 to 109.5 to 107 °C at 100, 500 and 1026 °C/min, and for benzamide from about 97.5 to 90.5 to 85.5 °C at 100, 500 and 1004 °C/min (read from Fig. 1); the exotherm never vanished. ·
Compounds differed strongly in how far they could be undercooled. At 500 °C/min 4-biphenylmethanol crystallized 15.1 °C below Tm and haloperidol 90.8 °C below. Raising the rate from 5 to 500 °C/min lowered the crystallization temperature by about 6 °C for 4-biphenylmethanol but about 23 °C for benzocaine. The authors note that this change "seemed to correlate" with the absolute undercooling for most compounds, with "some exceptions": compounds crystallizing close to Tm "tended to" change least. Benzamide (32.3, 28.5, 36.5, 42.9 °C) and lidocaine (43.3, 39.4, 45.1, 45.5 °C) did not undercool steadily more with faster cooling. ···
The authors' reading: controlled cooling rates give "a tangible estimate" of relative crystallization rates for compounds that liquid-N2 quenching could not separate.
The "high" class splits into compounds that need 25 °C/min and ones that crystallize even at 687–1220 °C/min
Antipyrin, chlorpropamide, flufenamic acid and tolbutamide formed a glass already at 25 °C/min, while 4-biphenylcarboxaldehyde and carbamazepine still crystallized partly, and indoprofen fully, at the fastest cooling. ··
More detail
At the maximum RHC rate, 4-biphenylcarboxaldehyde (687 °C/min) and carbamazepine (1220 °C/min) crystallized partly, and indoprofen crystallized completely. Antipyrin, chlorpropamide, flufenamic acid and tolbutamide did not crystallize at the maximum rate, nor at progressively slower rates down to 25 °C/min, their Rcrit,cool in Table 4. ·
The authors propose that these four "may be more appropriately classified" as borderline class (I–B)/(II), and that class (I–B) compounds differ by orders of magnitude in Rcrit,cool, which the earlier study, limited to 20 °C/min, could not detect.
Chlorpropamide, flufenamic acid and tolbutamide had crystallized partly at 20 °C/min in ref 8, just below their Rcrit,cool of about 25 °C/min. By analogy, the authors "conjecture" that the Rcrit,cool of 4-biphenylcarboxaldehyde and carbamazepine is "probably only slightly faster" than the maximum RHC rate, consistent with both forming a glass in liquid N2. They conclude that class (I–B) compounds "may have" very different temperature dependencies of nucleation and growth. ··
The Table 2 row for indoprofen repeats the phenacetin row value for value, so indoprofen's own undercooling data are not available.
Regression estimates put Rcrit,cool at a few thousand K/min where the method works
Where crystallization temperature fell steadily with cooling rate, the BC and Cabral methods gave Rcrit,cool of 2.7 × 10³ to 8.1 × 10³ K/min as printed (r² 0.89–0.99); they failed for benzamide, lidocaine and indoprofen (r² < 0.55). ·
More detail
The printed BC estimates were 8.1 × 10³ (4-biphenylmethanol), 3.2 × 10³ (atenolol), 6.2 × 10³ (benzocaine), 3.0 × 10³ (felbinac), 6.6 × 10³ (haloperidol) and 2.7 × 10³ K/min (phenacetin), with near-identical Cabral values (5.9 × 10³ for benzocaine, 6.5 × 10³ for haloperidol). For benzamide, lidocaine and indoprofen the undercooling both rose and fell with cooling rate, and the methods were "clearly inappropriate" (r² < 0.55). The authors attribute this scatter "most likely" to the stochastic nature of nucleation and to heterogeneous nucleation in the pans; benzamide and lidocaine had shown it already over 2–20 °C/min. ····
The estimates, except haloperidol's, are much larger than the maximum RHC rates and so "may be reasonable estimates". Fitting over 5 to about 800 °C/min "seems to improve" the fits: atenolol, benzocaine and felbinac gave r² < 0.55 over 2–20 °C/min in ref 8 but r² ≥ 0.93 here. ··
Three printed values do not follow from the table's own inputs. Haloperidol's intercept 6.5 gives exp(6.5) ≈ 6.6 × 10², not the printed 6.6 × 10³, and the text's exclusion of haloperidol fits the smaller value; 4-biphenylmethanol's intercept is printed "8." where its Rcrit needs about 9.0; and the felbinac slope and r² cannot be reproduced from Table 2. ··
For practice the authors add that it is "probably sufficient to know" that a compound with Rcrit,cool above 500 °C/min will be difficult to make and keep amorphous, so such estimates are not needed.
Class (II) glasses differ by four orders of magnitude in the reheating rate they need
After cooling at 20 °C/min, Rcrit,heat ranged from 12.5 °C/min (bifonazole) and 15 °C/min (celecoxib) to above 1910 °C/min (acetaminophen). ·
More detail
Rcrit,heat after 20 °C/min cooling was 12.5 (bifonazole), 15 (celecoxib), 35 (tolazamide), below 50 (D(−) salicin), 175 (droperidol), 300 (cinnarizine), 400 (clofoctol), above 500 (nifedipine), above 1000 (dibucaine) and above 1910 °C/min (acetaminophen). The authors call this a "huge variation". ·
Because these compounds did not crystallize on slow cooling, the authors consider it "likely" that their nucleation and growth do not overlap much in temperature and "surmise" that growth happened only on reheating; differences in Rcrit,heat "can be inferred" as differences in relative nucleation and growth rates, spanning orders of magnitude.
Reheating needs far faster rates than cooling
Every class (I–B) and (II) compound needed a much faster reheating rate than cooling rate; for acetaminophen the gap was below 1 versus above 1910 °C/min, over three orders of magnitude. ·
See also Table 4
More detail
The four borderline class (I–B) compounds had Rcrit,cool 25 °C/min but needed above 1500–2000 °C/min on reheating after slow cooling. Class (II) compounds had Rcrit,cool of 5 °C/min or less but Rcrit,heat from 12.5 to above 1910 °C/min. ·
Flufenamic acid shows it in Fig. 2: cooled at 25 °C/min it gave no exotherm and showed a glass transition on reheating (labelled 19.45 °C), "indicating" a glass, yet after cooling at 1025 °C/min it still crystallized on reheating at 1900 °C/min, with an exotherm starting at a labelled 84.20 °C and a melting endotherm near 131 °C (read from Fig. 2). ·
Similar asymmetries are known for inorganic bulk metallic glasses; the authors believe this is the first report for organic systems ("to the best of the authors' knowledge"). ·
Faster prior cooling lowers the reheating rate needed for many compounds
Cooling at the maximum rate instead of 20 °C/min lowered Rcrit,heat in all ten cases where Table 4 allows a comparison, from slightly (tolazamide 35 → 30) to more than three-fold (dibucaine above 1000 → 300 °C/min). ···
See also Table 4
More detail
Rcrit,heat after slow versus maximum cooling was: antipyrin above 2000 versus 2000, chlorpropamide above 2000 versus 1000, cinnarizine 300 versus 135, clofoctol 400 versus 200, dibucaine above 1000 versus 300, droperidol 175 versus 125, nifedipine above 500 versus 250, tolazamide 35 versus 30, bifonazole 12.5 versus below 10 and celecoxib 15 versus below 10 °C/min. No change could be read for flufenamic acid (above 1900), tolbutamide (above 1500) and acetaminophen (above 1910 both), and none was given for D(−) salicin.
Dibucaine (Fig. 3): reheated at 300 °C/min, the glass made at 20 °C/min showed a melting endotherm near 66 °C and the glass made at 800 °C/min none; after 20 °C/min cooling the endotherm persisted, though smaller, even at 1000 °C/min (read from Fig. 3). Clofoctol (Fig. 4a): reheated at 200 °C/min, a small endotherm near 89 °C appeared after 20 °C/min cooling and not after 860 °C/min cooling. ·
To show that clofoctol crystallized on reheating rather than on cooling, it was cooled at a constant 20 °C/min and reheated at 200 to 500 °C/min: the endotherm shrank and vanished at 500 °C/min (Fig. 4b). "Assuming" the same number of nuclei formed during the constant cooling, the authors say this "confirm[s]" crystallization on reheating, "most likely linked" to quenched-in nuclei, and that the smaller asymmetry after quenching "strongly suggests" nuclei are generated during slower cooling. Table 4 lists 400 °C/min for clofoctol, where Fig. 4b still shows at most a trace of the endotherm. ···
The authors' reading of the rate effect: Rcrit,heat "was reduced, suggesting a reduction in the number of nuclei formed". The abstract states that quenching "greatly reduced" the asymmetry; the size of the drop varies from compound to compound. ··
04Further observations
- After quench cooling, bifonazole and celecoxib need under 10 °C/min on reheating, so they become borderline class (II)/(III). ·
- Benzamide and lidocaine crystallize erratically with cooling rate, "most likely" from stochastic nucleation. ··
- Fitting over a wide range of cooling rates improves the BC and Cabral fits. ··
- The authors link class (I–A) to lower MW and simpler structures. ·
More detail
- Two compounds move toward class (III). Bifonazole and celecoxib needed less than 10 °C/min on reheating after quench cooling; since classes (II) and (III) are separated by crystallization at 10 °C/min reheating, the authors call them borderline class (II)/(III), "depending on the cooling rate". ··
- Erratic crystallization. Benzamide and lidocaine did not undercool steadily more with faster cooling, here over 5–1004 and 5–839 °C/min and earlier over 2–20 °C/min; the authors give stochastic nucleation and heterogeneous nucleation in the DSC pans as the "most likely" cause. ···
- Wider rate range, better fits. Atenolol, benzocaine and felbinac gave r² < 0.55 over 2–20 °C/min in ref 8, but r² 0.99, 0.99 and 0.93 here. ····
- Molecular weight. The conclusions say class (I–A) molecules "tend to be" lower-MW compounds with simple structures and are therefore poor glass formers. In Table 1 class (I–A) has the lowest mean MW, but haloperidol (375.9) is among the heaviest compounds tested and acetaminophen (151.2, class II) among the lightest. ···
- Glass transition seen on reheating. Flufenamic acid cooled at 25 °C/min showed a step labelled 19.45 °C, 0.4787 J/(g·°C), on reheating; after 1025 °C/min cooling and 1900 °C/min reheating the step was labelled 31.18 °C; Table 1 gives Tg 17 °C. ·
05How the authors connect the findings
More detail
- Crystallization is two dependent steps, nucleation followed by growth, each with its own rate and temperature dependence below the melting temperature.
- Class (I–A) compounds crystallize even at the fastest cooling, which "indicate[s]" very rapid nucleation and/or growth rates that overlap strongly in temperature (Fig. 5a): when the nucleation rate becomes high, growth is fast enough to make nuclei grow at once. Differences in undercooling, for example ΔT ≈ 9.5 °C for 4-biphenylmethanol against ≈ 31.9 °C for benzocaine at 5 °C/min, "suggest" different temperature dependencies, so at ≈ 9.5 °C undercooling the nucleation and/or growth rates of 4-biphenylmethanol are "surmised" to be much higher. ···
- If the curves overlapped as much in class (I–B) and (II), a modest cooling rate could avoid crystallization only if nucleation or growth were slow, and little asymmetry would be expected. The observed Rcrit,heat far above Rcrit,cool instead "indicat[es]" less overlap in class (I–B) and minimal overlap in some class (II) compounds (Fig. 5b). ·
- The authors' scenario for a compound with Rcrit,cool = X, cooled and reheated at X: on cooling, the melt passes the growth maximum while the nucleation rate is low, so few nuclei form; lower down, near the nucleation maximum, nuclei form but growth is slow and viscosity high, so they do not grow. On reheating at X the glass first forms further nuclei, then carries all of them into the fast-growth range, where X is too slow to stop growth. "Assuming steady-state nucleation", as many nuclei form on reheating as on cooling; the asymmetry arises because nuclei formed on reheating meet higher growth rates. This "can account for" quenched-in nuclei and the asymmetry.
- Cooling rate alone can change glass properties (ref 22), but reheating through Tg "should in principle" erase the cooling history; so if no nuclei were trapped, the cooling rate should not change crystallization on reheating, yet it did. ·
[+] Quench cooling. The melt spends little time in the undercooled range → the probability of nucleation during cooling is minimized → assuming a nucleus-free glass, reheating must first nucleate and then grow crystals → Rcrit,heat falls (dibucaine above 1000 → 300 °C/min). ··
[-] Slow cooling. Nuclei form during cooling and are trapped → on reheating only growth is needed → crystallization even at very fast heating (acetaminophen above 1910 °C/min). ··
What sets the asymmetry. The separation of the nucleation and growth maxima in temperature; Rcrit,heat after slow and after quench cooling then "give information" on relative nucleation and growth rates. ·
Conclusion drawn. Class (I–B) and (II) compounds form glasses at adequate cooling rates, but "there is evidence" for quenched-in nuclei formed during cooling which "likely contribute" to their crystallization on even very fast reheating; these glasses "may" crystallize during storage. ·
06What it means for formulation
- A drug with Rcrit,cool above 500 °C/min will be difficult to make and keep amorphous ("probably sufficient to know").
- Glasses of class (I–B) and (II) drugs "may" crystallize on storage from nuclei formed during cooling; thermal evaluation of crystallization tendency "is critical". ·
- RHC with conventional DSC "can be valuable tools" in early development.
- A drug that forms a glass easily on cooling can still crystallize readily on reheating, so the reheating rate matters as much as the cooling rate.
- How fast a melt is cooled may change how readily its glass crystallizes later, even when both glasses look amorphous by DSC. ·
More detail
- For pharmaceutical systems it is "probably sufficient to know" that a compound with Rcrit,cool above 500 °C/min will be difficult to render and keep amorphous; estimating its exact Rcrit,cool is then not needed.
- Class (I–B) and (II) compounds "may form glasses" with a high tendency to crystallize during storage, owing to crystal nuclei formed during cooling.
- In-depth evaluation of a drug's inherent crystallization tendency, for example by thermal analysis, "is critical" to judge whether an amorphous formulation will stay stable over time.
- RHC DSC together with conventional DSC "can be valuable tools" to study the crystallization tendency of new chemical entities early in development and to inform formulation decisions.
- For melt-cooled products such as melt extrusion, the inherent crystallization tendency of the undercooled melt is an important criterion of a drug's suitability for amorphous formulation.
- A low Rcrit,cool does not mean a stable glass: acetaminophen forms a glass at below 1 °C/min yet crystallizes on reheating at above 1910 °C/min. Screening by cooling alone would rate such a drug as an easy glass former.
- In melt processes (extrusion, melt-quench), the cooling rate may set how many nuclei the product carries; a faster quench lowered the reheating rate needed in this neat-drug DSC work, which hints that cooling history deserves control, but no polymer, no storage and no product were tested. ··
- The rates here come from 30–50 µg neat crystals in DSC pans; heat transfer in larger masses and the effect of a polymer on nucleation and growth are outside this study. ·
07Open questions
- Do class (I–B) and (II) glasses actually crystallize during storage because of nuclei formed on cooling? Stated as a possibility only. ·
- The quenched-in nuclei were never observed directly.
- Indoprofen's own undercooling data are missing (duplicated row).
- No polymer or solid dispersion was tested.
More detail
- Whether glasses of class (I–B) and (II) compounds crystallize during storage owing to nuclei formed during cooling is put as "may"; no storage was done. ·
- The authors leave the exact Rcrit,cool of 4-biphenylcarboxaldehyde and carbamazepine open, "probably only slightly faster" than the maximum RHC rates.
- Nuclei were inferred from DSC rate effects, not seen or counted, for example by microscopy after reheating to the growth range; the clofoctol test assumes equal nucleation during constant cooling.
- Nucleation and growth rates were not measured as functions of temperature, so Fig. 5 is a schematic, not data. ·
- Indoprofen's own undercooling data are not printed, and three Table 3 values do not follow from their inputs. ···
- The RHC replicate numbers are not stated, and the highest heating rates exceed the calibrated range. ·
- Neat drugs only: whether a polymer, as in an amorphous solid dispersion, changes the asymmetry or the role of cooling history is untested.
08How solid
AI assessment, not a statement made in the paperThe DSC observations are direct and shown as thermograms for 25 compounds, and the asymmetry between cooling and reheating rates is large and clear. But the quenched-in nuclei are inferred, not observed; several table entries are misprinted or duplicated; and replicates for the fast runs are not stated. ·····
More detail
- Crystallization of all class (I–A) compounds at 800–1100 °C/min is shown directly, with thermograms for two of them. ··
- The asymmetry between Rcrit,cool and Rcrit,heat is large, from about one to over three orders of magnitude, so it does not hinge on small differences. ·
- The rate effect on reheating is shown in thermograms for dibucaine and clofoctol, and the clofoctol constant-cooling test separates crystallization on reheating from crystallization on cooling. ··
- Most printed regression results reproduce from the Table 2 data within rounding. ·
- The quenched-in nuclei, the paper's central explanation, are never observed or counted; the clofoctol test rests on an assumption of equal nucleation.
- The abstract's "greatly reduced" asymmetry holds for some compounds only; for others the drop is small or cannot be read.
- Rcrit,cool "above 1000 °C/min" for class (I–A) was reached for four of eight compounds; the others crystallized at 800–913 °C/min.
- The indoprofen row of Table 2 duplicates phenacetin; the haloperidol estimate is likely ten times too high in print; one intercept lacks a digit; the felbinac fit does not reproduce; the Table 4 column heads are wrong. ····
- Replicates of the fast runs are not stated, values from two instruments and two studies are mixed, and the heating rates above 1700 °C/min lie beyond the stated calibration. ·
- The storage claims are untested.
09Figure guide
Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.
| Figure | What it does in the paper | Supports | Check (AI note) |
|---|---|---|---|
| Table 1 (p.113) | Defines the test set: class, MW, Tm and Tg (Tg from ref 8) of the 25 compounds. | 0.2 | Lidocaine and dibucaine share Tm 68 °C and Tg −39 °C. |
| Table 2 (p.113)key figure | The cooling data: undercooling at crystallization for class (I–A) and three class (I–B) compounds up to the maximum rate. | F1, K1 | The indoprofen row repeats the phenacetin row. |
| Fig. 1 (p.114)key figure | Shows for two class (I–A) compounds that faster cooling lowers but never removes the crystallization exotherm. | F1, K1 | |
| Table 3 (p.115)key figure | Extrapolated Rcrit,cool by the BC and Cabral methods, with fit quality. | F3, K3 | Haloperidol value likely ten times too high; 4-biphenylmethanol intercept misprinted; felbinac fit not reproducible.·· |
| Table 4 (p.115)key figure | The reheating data: Rcrit,cool against Rcrit,heat after slow and after fast cooling for class (I–B) and (II). | F4, F5, F6, K4, K5 | Columns 2 and 3 are mislabelled; clofoctol 400 °C/min conflicts with the text and Fig. 4b.· |
| Fig. 2 (p.116)key figure | Illustrates the asymmetry for flufenamic acid: glass at 25 °C/min, crystallization on reheating at 1900 °C/min. | F5, K4 | Reheating rate of panel (a) not stated. |
| Fig. 3 (p.116)key figure | Shows for dibucaine that cooling at 800 instead of 20 °C/min removes crystallization on reheating at 300 °C/min. | F6, K5 | |
| Fig. 4 (p.117)key figure | Shows for clofoctol the same cooling-rate effect, and that crystallization occurs on reheating. | F6, K6 | At 400 °C/min the endotherm is barely visible, while Table 4 gives 400 as Rcrit,heat. |
| Fig. 5 (p.117)key figure | Schematic of overlapping versus separated nucleation and growth curves used to explain the classes and the asymmetry.·· | 0.5 | A schematic, not data. |