Paper page

Original: publisher page

Umesh S. Kestur, Hoyoung Lee, Darlene Santiago, Carlos Rinaldi, You-Yeon Won, Lynne S. Taylor* · Crystal Growth & Design 10 (8), 3585-3595 (2010)

Effects of the Molecular Weight and Concentration of Polymer Additives, and Temperature on the Melt Crystallization Kinetics of a Small Drug Molecule

A few weight percent of PVP slow the growth of felodipine crystals from the supercooled melt, far more at 70 °C than at 110 °C, more at higher concentration and somewhat more with longer chains; because Tg, Tm and hydrogen bonding hardly change, the authors argue that the slowing is kinetic.

Abbreviations

PVP poly(vinyl pyrrolidone); MW molecular weight; Mw weight-average molecular weight; DPw weight-average degree of polymerization; GR (or v) linear crystal growth rate; GR0 growth rate without polymer; Tg glass transition temperature; Tm melting temperature; ΔT supercooling (Tm − T); η viscosity; γ crystal–melt interfacial free energy; ΔHv, ΔGv enthalpy and free energy of crystallization per unit volume; Dt tracer diffusivity; Dm mutual diffusivity; ε fraction of PVP expelled from the growing crystal; c∞ bulk PVP weight fraction; RH relative humidity; SI p. = page of the supporting information.

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

View
Question

How do PVP molecular weight, PVP concentration and temperature change the growth rate of felodipine crystals from the amorphous melt, and is the slowing thermodynamic or kinetic?

Short answer

At 3 wt%, PVP cut the growth rate 3–6-fold at 110 °C and 11–21-fold at 70 °C, most with K-90; with K-29/32 the logarithm of the growth rate fell linearly with concentration, 35-fold down at 4.5 wt% and 70 °C. Tg, Tm and the IR hydrogen-bond signal did not change in ways that could explain this, so the authors call the effect "most likely kinetic". ·····

Conclusion

For felodipine form II growing at 70–110 °C from melts with 0.5–4.5 wt% PVP, PVP slowed growth at every temperature, more at lower temperature and higher concentration, and between 70 and 105 °C the logarithm of the growth rate fell linearly with K-29/32 concentration with a slope that rose linearly with temperature (Eq. 1). ···· Longer chains inhibited more, but the gain was small next to the effect of adding PVP at all, and from two ratios at 70 °C the authors "suspect" that the molecular-weight effect fades for very long chains. ·· Because Tg stayed at 43–44 °C, the one measured Tm barely moved and the NH hydrogen-bond shift was the same for all three grades, they rule out antiplasticization and a lower driving force and conclude that the effect is "most likely kinetic"; since K-90 raised melt viscosity 10–20-fold without matching inhibition, they also hold bulk viscosity to be a poor measure of drug mobility. ···· They "speculate" that drug–PVP hydrogen bonds reduce felodipine mobility, and from a diffusion model in which expelled PVP would pile up at the growth front they infer that the chains are encaged inside the growing spherulites. · These links were not measured: felodipine mobility, hydrogen bonding at 70–110 °C, the crystal–melt interfacial energy and the location of PVP in the crystals were not determined. ··

01Why this study

Known 1Amorphous drugs crystallize; polymers delay it

The amorphous form dissolves faster but tends to crystallize, and dispersing the drug in a polymer prevents or delays this.

refs 3–7

Known 2Small amounts of polymer can be enough

Some polymers inhibit crystallization below 10 wt%, by an unexplained mechanism.

Konno 2006, ref 14; refs 15–17

Known 3Four explanations were on the table

Polymer build-up at the crystal front, local antiplasticization, lower mobility and drug–polymer hydrogen bonding.

Konno 2006, ref 14 · Crowley 2003, ref 15 · Korhonen 2008, ref 17 · Matsumoto 1999, ref 18

Known 4Molecular-weight effects were mixed

Longer additive chains reduced crystallization in some systems, but PVP chain length hardly mattered for indomethacin.

refs 11, 34, 35; Matsumoto 1999, ref 18

Gap → this paperHow do polymer chain length, polymer amount and temperature each set the growth rate of a drug crystal in its melt, and is the polymer effect thermodynamic or kinetic?
More detail

What was already known. The introduction and discussion build on these points; references are numbered as printed.

  • Why amorphous, why polymers. Many new drug candidates are hydrophobic and poorly soluble (refs 1, 2); the amorphous form dissolves faster (refs 3, 4) but normally converts to the crystalline form over pharmaceutically relevant times, and molecular dispersion in a polymeric carrier prevents or at least delays this (refs 5–7). Several explanations for polymer stabilization had been proposed (refs 8–13).
  • Low polymer levels work, for unknown reasons. Certain polymers inhibit crystallization of amorphous drugs even below 10 wt% (refs 14–17). Proposed causes: possible accumulation of polymer at the interface between the crystal and the amorphous matrix (Konno 2006, ref 14), a local antiplasticization effect (Crowley 2003, ref 15), lower molecular mobility (Korhonen 2008, ref 17), and specific interactions such as hydrogen bonding (Matsumoto 1999, ref 18).
  • Felodipine is a convenient model. Its crystals grow relatively slowly compared with amorphous nifedipine or indomethacin (Ishida 2007, ref 16; Andronis 2000, ref 19), so growth can be followed at 70–110 °C.
  • Felodipine and PVP interact. PVP is miscible with felodipine and hydrogen bonds with it over the whole composition range up to the felodipine melting point; the extent of hydrogen bonding rises with PVP concentration (Konno 2006, ref 14) and its strength falls with temperature (Marsac 2009, ref 37; refs 38–41). The felodipine NH stretch reports these hydrogen bonds (Tang 2002, ref 22). ·
  • A thermodynamic test exists. A miscible additive should lower the drug's chemical potential in the melt and show up as a melting point depression (Marsac 2010, ref 30).
  • Antiplasticization is not always the answer. Some polymers were proposed to act by raising Tg and so lowering mobility (refs 9, 36), yet other polymers stabilize a drug without changing its Tg or even while lowering it (refs 11, 14, 18).
  • Molecular weight. In one-component polymers, longer chains crystallize less readily (refs 32, 33); in small molecule–polymer mixtures some studies found less crystallization with higher additive molecular weight (refs 11, 34, 35), while PVP molecular weight had a negligible effect on indomethacin (Matsumoto 1999, ref 18).
  • Polymer expulsion. In blends of crystalline and noncrystalline polymers, crystallization expels much of the amorphous polymer from the crystal (Wellscheid 1996, ref 42).

What the paper set out to do. Measure how PVP chain length (K-12, K-29/32, K-90) and amount (0.5–4.5 wt% K-29/32) change the growth rate of felodipine crystals from the melt at 70–110 °C, and use Tg, Tm, IR, viscosity, a crystal-growth equation and a diffusion model to decide whether the inhibition is thermodynamic or kinetic and what happens to the polymer at the growing crystal. ···

02How they approached it

One drug and one polymer family, varied in chain length (three grades at 3 wt%) and in amount (six levels of K-29/32), with growth followed on a hot stage at seven temperatures. Each candidate explanation got its own test: Tg for antiplasticization, Tm for driving force, IR for hydrogen bonding, viscosity for mobility, Raman and PXRD for the crystal itself. ·······

Felodipinepure supercooled meltThe control; Tg 43.3 °C, Tm 141.5 °C (form I); grows as form II. Measured. ·
PVP K-12Mw 2–3 × 10³ g/mol, DPw 22Shortest chains, at 3 wt%; Tg 102.9 °C. Measured.
PVP K-29/32Mw 4–5 × 10⁴ g/mol, DPw 360Middle chains, at 0.5, 0.75, 1.5, 3.0 and 4.5 wt%; Tg 163.9 °C. Measured, and the input of the diffusion model. ·
PVP K-90Mw 1–1.5 × 10⁶ g/mol, DPw 11260Longest chains, at 3 wt%; Tg 174.9 °C. Measured.

What was done

Experiment

Rotary-evaporated 10% PVP dispersions→cryomilled with crystalline felodipine to 0.5–4.5 wt%→melted and quenched between cover glasses→nuclei formed at 40 °C.·

↓
Experiment

Hot-stage growth at 70–110 °C→crystal diameter versus time→growth rate.···

Experiment

Raman and PXRD of the grown crystals→polymorph and lattice.···

↓
Experiment

DSC→Tg and Tm.··

Experiment

IR of 20 wt% PVP films→NH hydrogen bonding per grade.·

Experiment

Rheometry at 90–110 °C→melt viscosity per grade.··

↓
Analysis

Growth rate versus concentration and temperature→log-linear fits→Eq. 1.··

Model

Growth equation→viscosity-scaled growth rate versus 1/(TΔT).·

↓
Model

Diffusion of PVP at the growing front for ε = 1, 0.1 and 0.01→PVP at the crystal surface versus time.··

More detail

What was done

  1. Samples. PVP (K-12, K-29/32 or K-90) and felodipine were dissolved in 1:1 ethanol:dichloromethane and rotary-evaporated to a 10% PVP dispersion, dried 48 h, then cryomilled with crystalline felodipine to 0.5, 0.75, 1.5, 3 and 4.5% w/w; rotary evaporation was avoided below 5% polymer because felodipine then partly crystallized.
  2. Films. 2–4 mg was melted between two cover glasses, quenched to −5 °C, checked amorphous under crossed polarizers and stored dry (P2O5) at 40 °C, where crystal nuclei formed.
  3. Growth rates. The nuclei were grown at 70, 80, 90, 95, 100, 105 and 110 °C on a calibrated hot stage and photographed over time. Crystals were 5.5 ± 2 µm thick in every case, so the slope of diameter versus time was used as the growth rate. Form I crystals that appeared at the cover-glass edges of pure felodipine were excluded. ··
  4. Polymorph and lattice. Raman microscopy (marker peaks 1648 and 1503 cm⁻¹ for form II, 1643 and 1483 cm⁻¹ for form I) and PXRD of films with 0, 0.5 and 3 wt% K-29/32. ···
  5. Thermal analysis. Tg was taken as the onset on a second DSC heating at 10 °C/min; Tm as the melting offset at 1 °C/min, only for pure felodipine and 3% K-12, since the higher grades have a Tg above the drug melting point. ·
  6. Hydrogen bonding. IR of spin-coated amorphous films with 20 wt% of each grade at 25 °C, read from the felodipine NH stretch. ·
  7. Viscosity. Parallel-plate rheometry at 1 s⁻¹ for pure felodipine and 3 wt% of each grade at 90–110 °C, each run within 20 min (nucleation takes about 4 h); below 90 °C the melts crystallized during the run. A shear-rate sweep at 100 °C checked for Newtonian behaviour. ····
  8. Growth model. Eq. 5 was tested by plotting the viscosity-scaled growth rate vη against 1/(TΔT) for pure felodipine and 3% K-12; the other grades were left out as non-Newtonian. ·
  9. Diffusion model. PVP diffusion around a disk-shaped crystal growing at the measured rate (2.37 × 10⁻⁸ m/s for 3% K-29/32 at 100 °C) was solved with Frank's similarity solution, a mass balance in which a fraction ε of the polymer is expelled, and a Stokes–Einstein tracer diffusivity (4.98 × 10⁻¹⁶ m²/s). ·····

Key equations

Log-linear growth (Eq. 1)
ln(GR)(T,x)=ln(GR0)T+(aT+b)x

The logarithm of the growth rate falls linearly with PVP concentration x (wt%), and the slope aT + b depends linearly on temperature T (°C), with a = 0.0096 and b = −1.494 for PVP K-29/32.·

Growth rate (Eqs. 2 and 5)
v=kηexp(−ΔG*kBT)v=kηexp(πbγ2TmkBTΔHvΔT)

Growth is a mobility term (1/η) times the chance of forming a new crystal layer; the second form makes that barrier depend on the interfacial energy γ and the supercooling ΔT, so ln(vη) against 1/(TΔT) should be a straight line with a slope proportional to γ²/ΔHv.·

Polymer at the front (Eqs. 7 and 9)
c(r,t)=−12A(t)E1(−r24Dmt)+c∞∫R(t)∞2πr[c(r,t)−c∞]dr=επR(t)2c∞

The PVP concentration around a crystal of radius R(t) = vt; the excess polymer ahead of the front equals the fraction ε of polymer pushed out by the crystal. The E1 argument is printed with a minus sign.··

Stokes–Einstein (Eq. 11)
Dt=kBT6πηsRh

The tracer diffusivity of a PVP coil of hydrodynamic radius Rh in molten felodipine of viscosity ηs.

Terms used on this page
  • Linear growth rate: here the rate at which the crystal diameter increases (m/s).
  • Supercooling ΔT: how far below its melting point the melt is held; more supercooling means more driving force but also a more viscous melt.
  • Spherulite: a round, polycrystalline aggregate that grows outward from a centre.
  • Form I and form II: two crystal forms of felodipine; form I is the stable form supplied, form II the metastable one that grew here.
  • Zero-shear viscosity: the viscosity at vanishing shear; a Newtonian melt has the same viscosity at every shear rate, a shear-thinning one becomes less viscous when sheared faster.
  • Antiplasticization: an additive raising Tg and so lowering molecular mobility.
  • Tracer and mutual diffusivity: Dt is how fast a single polymer coil moves through the drug; Dm describes the mixture diffusing down a concentration gradient; the two coincide at infinite dilution.
  • ε: the fraction of polymer that the growing crystal pushes out rather than engulfs.

03Main findings

1

Pure felodipine grows fastest near 105 °C and about 40 times slower at 70 °C

Pure felodipine form II grew at about 1.7 × 10⁻⁷ m/s near 105 °C and about 3.5 × 10⁻⁹ m/s at 70 °C; the text calls the drop from 110 to 70 °C "approximately 2 orders of magnitude". ··

See also Fig. 4

More detail

The crystals grew as spherulites, and their diameter increased linearly with time at every temperature (Fig. 3; for example from about 119 to 407 µm over about 600–4800 s at 90 °C). ·· The slopes gave growth rates (read from Fig. 4) of about 3.5 × 10⁻⁹ m/s at 70 °C, 2.5 × 10⁻⁸ at 80, 6.6 × 10⁻⁸ at 90, 1.05 × 10⁻⁷ at 95, 1.5 × 10⁻⁷ at 100, 1.7 × 10⁻⁷ at 105 and 1.5 × 10⁻⁷ m/s at 110 °C; the authors place the maximum at about 105 ± 5 °C. · From 110 to 70 °C the plotted rate falls about 43-fold, which the text calls approximately 2 orders of magnitude. · All bulk crystals were the metastable form II; form I appeared only at the cover-glass edges of pure felodipine and was excluded. · Below 100 °C the crystal–melt interface was faceted and straight; above it became zigzag.

Fig. 3: Crystal diameter grows linearly with time (pure felodipine)
Fig. 3 · p.3588 · Crystal diameter grows linearly with time (pure felodipine)Shows. straight lines at 90, 95, 100 and 105 °C; their slopes are the growth rates.
2

3 wt% PVP slows growth at every temperature, far more at 70 °C than at 110 °C

At 110 °C, 3 wt% PVP cut the growth rate 3-fold (K-12, K-29/32) or 6-fold (K-90); at 70 °C, 11-, 15- and 21-fold. ·

Fig. 4: Growth rate versus temperature: pure felodipine and 3 wt% PVP of three molecular weights
Fig. 4 · p.3588 · Growth rate versus temperature: pure felodipine and 3 wt% PVP of three molecular weightsShows. circles = pure felodipine, with a maximum near 105 °C; triangles = K-12, diamonds = K-29/32, squares = K-90, all far below, most at 70 °C.Read it as. log scale; the vertical gap between the top curve and the others is the inhibition.Also supports F1, F3, K1, K3
More detail

Adding 3 wt% of any PVP grade lowered the growth rate at all seven temperatures (Fig. 4), and with PVP the rate still rose from 105 to 110 °C, where pure felodipine had already passed its maximum. · The authors write that the inhibiting effect "appears to be smaller at high temperatures": at 110 °C the reductions were 3-fold for K-12 and K-29/32 and 6-fold for K-90, at 70 °C 11-, 15- and 21-fold. · In the K-29/32 concentration series the same pattern held: 1.5 and 4.5 wt% gave 2- and 6-fold reductions at 110 °C but 3- and 35-fold at 70 °C. · PVP did not change the crystal shape at any molecular weight or concentration. ··

3

Longer PVP chains inhibit more, but the gain shrinks

At 70 °C and 3 wt%, K-29/32 was about 1.55 times as effective as K-12, but K-90 only 1.4 times as effective as K-29/32, although its Mw is 1–1.5 × 10⁶ against 4–5 × 10⁴ g/mol. ···

See also Fig. 4

More detail

At a given concentration inhibition grew with molecular weight, and K-90 was the most effective grade at every temperature (Fig. 4). · The authors stress that this effect is "not nearly as large" as the effect of adding the polymer at all. At 70 °C K-29/32 was about 1.55 times as effective as K-12 and K-90 1.4 times as effective as K-29/32, which they read as a hint ("Our results appear to hint") that the molecular-weight dependence fades for long chains; they offer this as "one possible explanation" for why earlier studies disagreed (refs 11, 18, 34, 35). ·· At 110 °C, however, K-12 and K-29/32 gave the same 3-fold reduction and K-90 a 6-fold one. ·

4

Growth falls log-linearly with PVP concentration, more steeply at lower temperature

With PVP K-29/32, the logarithm of the growth rate fell linearly with concentration at 70–105 °C; the slope ran from about −0.82 per wt% at 70 °C to about −0.49 at 105 °C and follows aT + b with a = 0.0096 and b = −1.494 (Eq. 1). ··

Fig. 8: Log growth rate falls linearly with PVP concentration
Fig. 8 · p.3591 · Log growth rate falls linearly with PVP concentrationShows. one straight line per temperature, 105 °C at the top to 70 °C at the bottom; lower lines are steeper.Also supports K2
More detail

Growth slowed with every step in K-29/32 concentration (0, 0.5, 0.75, 1.5, 3.0, 4.5 wt%) at every temperature (Fig. 7): at 70 °C from about 3.6 × 10⁻⁹ m/s without PVP to about 1.0 × 10⁻¹⁰ m/s at 4.5 wt%, at 105 °C from about 1.7 × 10⁻⁷ to about 1.7 × 10⁻⁸ m/s. ·· Plotted against concentration on a log scale, each temperature series fell on a straight line (Fig. 8), and the slopes of these lines rose linearly with temperature (Fig. 9). ·· Combining the two gives Eq. 1, with which, the authors write, growth rates for process conditions such as spray drying "might be reasonably estimated" from fast measurements at high temperature, within two limits: not near or below Tg, where kinetics change drastically, and not above the temperature of maximum growth. ·· The fits cover 70–105 °C; the 110 °C series is not in Figs. 8 and 9, and no regression statistics are given.

Fig. 7: Growth rate versus temperature at six PVP K-29/32 concentrations
Fig. 7 · p.3590 · Growth rate versus temperature at six PVP K-29/32 concentrationsShows. open circles 0, crossed symbols 0.5, filled circles 0.75, squares 1.5, triangles 3.0, open diamonds 4.5 wt%; widest spread at 70 °C.Also supports K1
Fig. 9: Slope of the Fig. 8 lines rises linearly with temperature
Fig. 9 · p.3591 · Slope of the Fig. 8 lines rises linearly with temperatureShows. ≈−0.82 per wt% at 70 °C to ≈−0.49 at 105 °C; the line is aT + b of Eq. 1.Also supports K2
5

Tg, Tm, hydrogen bonding and the crystal lattice do not change with PVP

Tg stayed at 43.4–44.1 °C with PVP against 43.3 °C without; Tm went from 141.5 to 140.7 °C with 3 wt% K-12; the NH band shifted from 3341 to 3337 cm⁻¹ equally for all three grades; PXRD of the crystals was unchanged. ···

Table 1: Tg and Tm of felodipine, PVP grades and dispersions
Table 1 · p.3587 · Tg and Tm of felodipine, PVP grades and dispersionsShows. Tg 43.3–44.1 °C for felodipine and all dispersions; Tm 141.5 against 140.7 °C with 3% K-12.Also supports K4
More detail
  • Tg. Dispersions with 0.5–4.5 wt% K-29/32 and with 3 wt% K-12 or K-90 had Tg values of 43.4–44.1 °C against 43.3 °C for pure felodipine (SD within ±1 °C); the authors conclude that antiplasticization is not the cause. ···
  • Tm. With 3 wt% K-12 the melting point was 140.7 °C against 141.5 °C for pure felodipine, which the authors read as no melting point depression and so no lower driving force; Tm could not be measured with the higher grades. ···
  • Hydrogen bonding. In amorphous films with 20 wt% PVP at 25 °C the felodipine NH band moved from 3341 to 3337 cm⁻¹ and broadened, read as stronger or more numerous drug–polymer than drug–drug hydrogen bonds; shift and broadening were the same for K-12, K-29/32 and K-90, so, the authors conclude, hydrogen bonding cannot explain the molecular-weight effect. ··
  • Crystal. PXRD patterns of crystals grown without PVP and with 0.5 and 3 wt% K-29/32 showed no discernible difference (reflections near 7.6, 15.0 and 22.5° 2θ), which the authors read as no co-crystallization of PVP. ·
Fig. S3: IR NH band of felodipine with 20 wt% PVP of each grade
Fig. S3 · p.SI-3 · IR NH band of felodipine with 20 wt% PVP of each gradeShows. the same shift (3341 to 3337 cm⁻¹) and broadening for K-12, K-29/32 and K-90.Also supports K6
6

Viscosity rises steeply with chain length but does not track inhibition

At 3 wt%, K-12 barely changed the melt viscosity, K-29/32 raised it 3–4-fold and K-90 10–20-fold, far more than the gain in inhibition; and growth corrected for viscosity was still lower with PVP. ···

Fig. 5: Melt viscosity versus temperature, pure felodipine and 3 wt% PVP
Fig. 5 · p.3589 · Melt viscosity versus temperature, pure felodipine and 3 wt% PVPShows. circles pure, triangles K-12, squares K-29/32, diamonds K-90; K-90 roughly 10–20-fold above pure felodipine.Also supports K5
More detail

At 100 °C the zero-shear viscosity (Fig. 5) was about 44 Pa·s for pure felodipine against about 58, 156 and 690 Pa·s with 3 wt% K-12, K-29/32 and K-90. · The authors relate the rise with chain length to the larger volume pervaded by a longer coil, swollen by favourable interaction with the drug ("is expected to be strong"). Two observations made them doubt viscosity as a measure of drug mobility. K-90 raised viscosity 10–20-fold but inhibited growth only modestly more than K-12. And when the growth rates of pure felodipine and 3% K-12 were multiplied by viscosity and plotted against 1/(TΔT) (Fig. 10), the PVP data lay lower and their fitted line was less steep. ··· Under Eq. 5 a less steep line would mean a larger driving force and so faster viscosity-corrected growth, the opposite of what was seen; hence viscosity "cannot be used as a precise measure" of felodipine mobility. · The 3% K-29/32 and K-90 melts were shear-thinning (Fig. S1), so only K-12 entered Fig. 10. ·

Fig. 10: Viscosity-scaled growth rate versus 1/(TΔT)
Fig. 10 · p.3592 · Viscosity-scaled growth rate versus 1/(TΔT)Shows. open triangles pure felodipine, open circles 3% K-12; the PVP line lies lower and is less steep.Also supports K5
7

If the crystal pushed PVP out, PVP would pile up at the front within seconds

For 3 wt% K-29/32 at 100 °C the model puts the PVP weight fraction at the crystal surface at 0.5 within about 52 s if all polymer is expelled, and still rising after 500 s (0.03 to about 0.07) if 99% is engulfed. ·

Fig. 12: Predicted PVP at the crystal surface versus time
Fig. 12 · p.3594 · Predicted PVP at the crystal surface versus timeShows. dotted ε = 1 (all expelled) reaches 0.5 in ≈52 s; dashed ε = 0.1; solid ε = 0.01, still rising at 500 s.Also supports K7
More detail

Crystals grew at a constant rate for up to 60 h, so the authors asked how the growth front could keep a constant composition, given that expelled polymer, diffusing much more slowly than the crystal grows, should accumulate there. ·· Their model (Eqs. 6–11), fed with the measured growth rate (2.37 × 10⁻⁸ m/s) and an estimated tracer diffusivity (4.98 × 10⁻¹⁶ m²/s), predicts a sharp PVP peak just ahead of the front that grows from about 0.08 at 5 s to about 1.75 (weight fraction) at 200 s when all polymer is expelled (Fig. 11). ·· With 10% expelled the surface value reaches about 0.46 at 500 s, with 1% about 0.07; raising Dt 100-fold does not change the picture. ·· Since growth did not slow, the authors conclude that "it seems reasonable" that all chains are encaged in the crystal, and, with the PXRD result, that PVP sits in separate domains within the crystalline phase without changing the felodipine lattice. ·

Fig. 11: Predicted PVP profiles ahead of the growing crystal, ε = 1
Fig. 11 · p.3594 · Predicted PVP profiles ahead of the growing crystal, ε = 1Shows. a peak at the front that grows from ≈0.08 at 5 s to ≈1.75 (weight fraction) at 200 s.

04Further observations

  • All bulk crystals were metastable form II; form I grew only at the cover-glass edges of pure felodipine.
  • Crystals were spherulites; PVP did not change their shape at any grade or concentration. ··
  • Crystal diameter grew linearly with time under every condition, over up to 60 h. ·
  • The 3 wt% K-29/32 and K-90 melts thinned with shear rate; the 3 wt% K-12 melt was Newtonian. ·
More detail
  • Polymorph. Raman marker peaks were 1648 cm⁻¹ (C=C stretch) and 1503 cm⁻¹ (aliphatic bending) for form II and 1643 and 1483 cm⁻¹ for form I; form II melted lower than form I on the hot stage. All growth rates are therefore form II rates. ··
  • Morphology. Pure felodipine grew as spherulites at all temperatures, with faceted, straight crystal–melt interfaces below 100 °C and zigzag ones above (Fig. 1). With 3 wt% of any grade at 90 °C (Fig. 2) and with 0–4.5 wt% K-29/32 at 80 °C (Fig. 6) the crystals stayed two-dimensional spherulites with a smooth, distinct interface. ···
  • Linear growth. Diameters increased linearly with time in every run, over 0–60 h, and the crystals were 5.5 ± 2 µm thick in every case. Diameter–time data are shown only for pure felodipine (Fig. 3). ··
  • Shear rate. At 100 °C the 3% K-90 melt had about 760 Pa·s at low shear, about 450 Pa·s at 1 s⁻¹ and about 180 Pa·s at 10 s⁻¹; 3% K-29/32 fell only from about 125 to 102 Pa·s and 3% K-12 stayed at about 42–45 Pa·s. The authors give a scaling exponent of 0.28 for K-90. ··
  • Viscosity window. Below 90 °C the melts crystallized during the viscosity measurement, so viscosities exist only for 90–110 °C.
  • Chain parameters. For the diffusion model the authors used DPw 22, 360 and 11260 and characteristic ratios 5, 10 and 10 for K-12, K-29/32 and K-90. ··
Fig. 1: Pure felodipine spherulites grown at 70–110 °C
Fig. 1 · p.3587 · Pure felodipine spherulites grown at 70–110 °CShows. faceted interfaces below 100 °C, zigzag ones above.

05How the authors connect the findings

1Growth slows as supercooling grows over 70–110 °C, so molecular transport, not driving force, limits growth here.
↓
2A lower driving force would show as a melting point depression; Tm hardly moved with 3% K-12, and polymer adsorbed on the crystal would lower, not raise, the interfacial energy. A thermodynamic cause is "unlikely". ···
↓
3Tg did not change, so PVP does not act by antiplasticization.
↓
4Viscosity rose far more with chain length than inhibition did, and viscosity-scaled growth was still lower with PVP, so bulk viscosity is not a precise measure of drug mobility. ·
↓
5What remains is lower felodipine mobility through drug–PVP hydrogen bonds ("We speculate"); weaker hydrogen bonds at high temperature would explain the weaker inhibition there. ·
↓
PVP expelled by the crystalexpelled chains↓pile up at the front↓front composition and growth rate drift with time.·
PVP engulfed by the crystalchains trapped inside the spherulite↓constant composition at the front↓constant growth rate, as observed.·
What sets the inhibition strength. Temperature (hydrogen bonds weaken on heating, a "potential explanation"), PVP concentration (log-linear) and, less so, chain length. ··
Conclusion drawn. The effect of PVP "is believed to be kinetic rather than thermodynamic" (introduction: "most likely kinetic in origin").
More detail
  1. Within the growth equation, cooling has two opposite effects: the melt becomes more viscous, which slows growth, and the driving force (about ΔT) rises, which speeds it. Over 70–110 °C (ΔT 71.4–31.4 °C) growth in the felodipine/PVP mixtures slowed with cooling, so the transport term dominates and growth is diffusion-limited, as reported for polymers and small molecules at high supercooling ("indicating"). ···
  2. A miscible additive is expected to lower the chemical potential of the drug in the melt and so the driving force, which "would likely be manifested" as a lower melting point. With 3 wt% K-12, Tm was 140.7 against 141.5 °C, read as unaffected. The only other thermodynamic lever, a higher crystal–melt interfacial energy γ, does not fit because polymer adsorbed on the crystal would lower γ. The authors conclude it is "unlikely" that PVP acts through the driving force and that the effect is "perhaps of purely kinetic origin". ····
  3. Tg of all dispersions stayed within about 1 °C of pure felodipine, which "suggests" antiplasticization is not the cause. ·
  4. Viscosity rose 3–4-fold (K-29/32) and 10–20-fold (K-90) while inhibition rose only modestly, and in Fig. 10 the viscosity-corrected rate with K-12 lay below that of pure felodipine although its slope implied a larger driving force; viscosity is therefore "of limited value" as a measure of felodipine mobility. ····
  5. The IR data show drug–PVP hydrogen bonds; the authors "speculate" that these are the main cause of lower felodipine mobility, possibly by coupling drug and polymer motions (ref 10). Because the strength of PVP–felodipine hydrogen bonds falls with temperature (ref 37), this "would also provide a potential explanation" for the weaker inhibition at high temperature. The hydrogen-bond signal itself does not depend on molecular weight. ····
  6. The constant growth rate over 0–60 h "indicates" a constant environment at the growth front. The diffusion model then separates two cases: ·

PVP expelled by the crystal. expelled chains diffuse away far more slowly than the crystal grows → PVP piles up at the front (0.5 weight fraction within about 52 s for ε = 1; still rising at ε = 0.01) → the front composition, and so growth, would change with time, which was not seen. ··

PVP engulfed by the crystal. all chains trapped inside the spherulite → composition at the front stays at the bulk value (c(R(t),t) = c∞) → constant growth, as observed; with PXRD showing an unchanged lattice, PVP is placed in separate domains within the crystal. ··

What sets the inhibition strength. In this picture, how strongly PVP lowers felodipine mobility: more polymer (log-linear in concentration), lower temperature (stronger hydrogen bonds, a "potential explanation") and, with diminishing returns, longer chains. ··

Conclusion drawn. Introduction: the inhibitory effect is "most likely kinetic in origin"; discussion: a thermodynamic cause is "unlikely"; conclusions: the effect "is believed to be kinetic rather than thermodynamic", and the model analysis "favors the idea" of reduced mobility through drug–polymer interactions. ·

06What it means for formulation

Stated by the authors
  • Eq. 1 "might" let growth rates at process conditions, such as spray drying, be estimated from quick measurements at high temperature.
  • Such extrapolation needs care near or below Tg and cannot go above the temperature of maximum growth.
  • Where PVP sits inside the crystal may matter for how fast the crystalline drug dissolves.
AI reading, not stated in the paper
  • 3–4.5 wt% PVP slowed growth 11–35-fold at 70 °C but only 3–6-fold at 110 °C, so the protection is weakest close to the growth maximum, as in hot processing.
  • Going from K-12 to K-29/32 bought more inhibition than going on to K-90, while K-90 multiplied melt viscosity.
  • With Tg unchanged at up to 4.5 wt% PVP, a Tg-based screen would miss this inhibition.
More detail
Stated by the authors
  • Eq. 1, with constants from 70–105 °C, could be used to estimate the growth rate at a given polymer level for conditions closer to real processes, for example spray drying, from measurements made quickly at high temperature where growth is fast; the authors word this as "might be reasonably estimated". ·
  • The extrapolation should not be carried to temperatures near or below the drug Tg, where crystallization kinetics change drastically, nor above the temperature of maximum growth.
  • Improved understanding of how polymers suppress crystallization should help design better inhibitor polymers.
  • How the polymer is distributed inside the crystalline drug may determine how fast drug dissolves from the crystalline state; this is left to future work.
AI reading, not stated in the paper
  • In this system the inhibition by PVP is strongest at large supercooling and fades toward the growth maximum (about 105 °C), so processes that hold the drug hot and near its growth maximum get the least protection from a small PVP fraction, while cooler conditions get much more.
  • The log-linear rule means each added wt% of PVP K-29/32 multiplies the growth rate by a roughly constant factor at a given temperature (about 0.44 per wt% at 70 °C and 0.61 per wt% at 105 °C, from the printed slopes), which gives a simple way to compare polymer levels.
  • The middle grade (K-29/32) gave most of the molecular-weight benefit, while K-90 added little inhibition but a large viscosity penalty; this is relevant for melt-based processes.
  • Tg and the IR signal did not distinguish the grades, although growth inhibition did; in this paper only growth-rate measurement ranked the polymers.

07Open questions

Raised by the authors
  • How are PVP chains arranged inside the crystal, and how does that change dissolution of the crystalline drug?
  • Does the molecular-weight effect vanish for very long chains?
Not covered by this paper (AI reading)
  • Felodipine mobility and hydrogen bonding were not measured at 70–110 °C.
  • Growth near Tg and at storage temperatures was not measured.
  • The location of PVP in the crystal was inferred from a model, not imaged.
More detail
Raised by the authors
  • How are the polymer molecules distributed at the molecular level inside the crystalline felodipine matrix, and how does this affect the dissolution rate of the crystalline drug?
  • Does the molecular-weight dependence of crystallization inhibition disappear asymptotically for very long chains, which would reconcile the conflicting literature? ·
Not covered by this paper (AI reading)
  • Felodipine mobility was never measured directly; hydrogen bonding was measured at 25 °C and 20 wt% PVP, not at 70–110 °C and 0.5–4.5 wt%.
  • No growth rates were measured below 70 °C, near Tg (43 °C) or at storage temperatures, where Eq. 1 is not expected to hold. ·
  • The location of PVP in the crystals (inside, at the front, between spherulite fibrils) was inferred from the model and from three PXRD reflections, not observed. ·
  • The crystal–melt interfacial energy γ, central to the thermodynamic argument, was not measured. ·
  • One drug and one polymer chemistry; whether other polymers follow the same log-linear rule is open.

08How solid

AI assessment, not a statement made in the paper
Moderate

The growth-rate data are direct and agree across Figs. 4, 7 and 8 and with the fold changes in the text. The mechanistic conclusions, a kinetic origin through hydrogen-bond-reduced mobility and PVP encaged in the crystal, rest on the absence of change in Tg, one Tm and room-temperature IR, and on a model whose printed inputs are inconsistent. ······

More detail
What holds
  • Growth rates read from Figs. 4, 7 and 8 agree with each other and with the fold changes stated in the text. ··
  • Eq. 1 reproduces the Fig. 9 slopes. ·
  • Tg is flat within the ±1 °C SD across all dispersions.
  • The model curves of Figs. 11 and 12 can be reproduced from the stated inputs once the sign of the E1 argument is corrected. ·
  • All growth data refer to one polymorph, form II, checked by Raman.
What weakens it
  • Kinetic origin: only one Tm (3% K-12, 0.8 °C lower, within the ±1 °C SD); γ not measured; the authors' own reading of Fig. 10 points to a larger driving force with PVP.
  • Hydrogen-bond mechanism: IR at 25 °C and 20 wt% PVP, identical for all grades, while inhibition differs by grade; mobility never measured.
  • Molecular-weight plateau: two ratios at 70 °C; at 110 °C the order is different.
  • Model: Dt cannot be reproduced from the stated solvent viscosity, the diameter growth rate is used as a radius growth rate, the printed equations carry sign misprints, and predicted weight fractions exceed 1; the encaging conclusion rests on this model and on growth linearity that is shown only for pure felodipine. ····
  • Lattice: PXRD shows three reflections of one family from oriented films.
  • The supercooling is computed from the form I melting point although form II grew; viscosities at 100 °C differ by about 30% between Fig. 5 and Fig. S1. ·
  • Replicates and the meaning of the error bars are not stated.

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Table 1 (p.3587)key figureThermal data: Tg unchanged by PVP; one Tm, with 3% K-12.F5, K4One Tm only, within the SD.
Fig. 1 (p.3587)key figurePure felodipine crystals are spherulites at all temperatures.0.4
Fig. 2 (p.3588)PVP grade does not change crystal shape at 90 °C.0.4
Fig. 3 (p.3588)key figureDiameter–time lines whose slopes give the growth rates.F1Shown for pure felodipine only.
Fig. 4 (p.3588)key figureThe molecular-weight result: growth rate versus temperature, pure and with 3 wt% PVP.F1, F2, F3, K1, K3Error bars undefined; replicates not stated.
Fig. 5 (p.3589)key figureMelt viscosity rises steeply with PVP molecular weight.F6, K5Values differ from Fig. S1 at 100 °C.
Fig. 6 (p.3590)PVP concentration does not change crystal shape at 80 °C.0.4
Fig. 7 (p.3590)key figureThe concentration result: growth rate versus temperature at 0–4.5 wt% K-29/32.F4, K1
Fig. 8 (p.3591)key figureLog growth rate linear in concentration at each temperature.F4, K2110 °C omitted; no fit statistics.
Fig. 9 (p.3591)key figureSlope of the Fig. 8 lines linear in temperature, giving Eq. 1.F4, K2
Fig. 10 (p.3592)key figureViscosity-scaled growth tested against Eq. 5.F6, K5Points not labelled by temperature; ΔT from the form I Tm.·
Fig. 11 (p.3594)key figureModel PVP profiles at the front for complete expulsion.F7Values above weight fraction 1.
Fig. 12 (p.3594)key figureModel surface PVP versus time for three expelled fractions.F7, K7Dt and front-speed inputs inconsistent.·
More detail
FigureWhat it does in the paperSupportsCheck (AI note)
Fig. S1 (SI p.1)Shear-rate dependence of the 3% melts at 100 °C.F6Printed exponent has the opposite sign.
Fig. S2 (SI p.2)Raman markers identify the grown crystals as form II.0.4
Fig. S3 (SI p.3)key figureNH band shift with PVP, the same for all grades.F5, K6
Fig. S4 (SI p.4)PXRD of crystals with 0, 0.5 and 3 wt% PVP: no difference.F5, K7Three reflections only; temperature 105 or 110 °C.·