Paper page

Original: publisher page

Clara E. Correa-Soto, Yi Gao, Anura S. Indulkar, Geoff G. Z. Zhang*, Lynne S. Taylor* · Pharmaceutical Research 40, 777-790 (2023)

Release Enhancement by Plasticizer Inclusion for Amorphous Solid Dispersions Containing High Tg Drugs

Adding 5 to 10 g of a lipophilic plasticizer per 100 g of drug and PVPVA let dispersions of the high-Tg drugs atazanavir and ledipasvir release drug and polymer together at three to five times the drug loading of the plain dispersion, while the lower-Tg control ritonavir gained little.

Abbreviations

ASD amorphous solid dispersion; ATZ atazanavir; LED ledipasvir; RTV ritonavir; PVPVA polyvinylpyrrolidone/vinyl acetate (copovidone); DL drug loading (wt% drug relative to drug + polymer); LoC limit of congruency; GLY glycerol; GDA glycerol diacetate; GTA glycerol triacetate; GTB glycerol tributyrate; CA citric acid; TEC triethyl citrate; TEAC triethyl o-acetylcitrate (ATEC in Table III); TBC tri-n-butyl citrate; TBAC tributyl o-acetylcitrate (ATBC in Table III); Tg glass transition temperature; DVS dynamic vapor sorption; LLPS liquid-liquid phase separation; RH relative humidity.

Fig. 9: Fold increase of the LoC with TBC or GTB: ATZ, LED, RTV
Fig. 9 · p.785 · Fold increase of the LoC with TBC or GTB: ATZ, LED, RTVShows. fivefold for ATZ, three- (TBC) and fourfold (GTB) for LED, 1.2-fold for the lower-Tg RTV.Read it as. ATZ and RTV at 5% w/w plasticizer, LED at 10% w/w; binary LoCs cited.Also supports F4, K4

Story. Why they did it → how → what they found → how it fits together → what is left. Each part opens with the short version; "More detail" under it gives the full account. Grey ids open the evidence behind a sentence.

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Question

Do non-surfactant plasticizers raise the limit of congruency (LoC) of PVPVA dispersions that contain high-Tg drugs?

Short answer

Yes for the two high-Tg drugs: with 5% w/w plasticizer the ATZ LoC rose from a cited 5% to as much as 25% DL, and with 10% w/w the LED LoC rose from a cited 5% to 15–20% DL; the lower-Tg RTV went only from 25% to 30% DL. ···

Conclusion

For ATZ- and LED-PVPVA dispersions tested by surface-normalized dissolution in pH 6.8 buffer at 37 °C, 5% w/w of TEAC, TBC, TBAC or GTB raised the ATZ LoC fivefold, to 25% DL, and 10% w/w of TEAC, TBC or GTB raised the LED LoC three- to fourfold, whereas glycerol, GDA and citric acid raised the ATZ LoC only to 7.5% DL. ····· For the lower-Tg RTV the gain was 1.2-fold, which the authors take as confirming a limited gain for lower-Tg drugs. ·· The plasticizers lowered the Tg of drug:plasticizer glasses by 30–53 °C and changed water vapour uptake little, and GTB and TBC sped up the dissolution of drug-free PVPVA. ···· The authors find it "reasonable to suggest" that one mechanism is faster polymer chain disentanglement through a larger free volume in the hydrated gel; chain mobility was not measured, and they note that the extent of plasticization does not correlate precisely with polymer release. ·· They call plasticizers "a potential new strategy" to raise drug loading of high-Tg drugs with a low tendency to crystallize, a gain that needs "to be balanced" against crystallization risk. ·

01Why this study

Known 1Release is good only below the LoC

At low drug:polymer ratio PVPVA dissolution controls release, drug and polymer leave together and drug-rich nanodroplets form; above the LoC release slows.

Indulkar 2019, ref 12; Saboo 2020, ref 17

Known 2High-Tg drugs have low LoCs

Indomethacin's LoC is 10% DL, its low-Tg ester's 2.5-fold higher; ATZ and LED are at or below 10% DL, RTV at 25%.

Saboo 2020, ref 17; Que 2019, ref 16; Indulkar 2019, ref 12 ·

Known 3Surfactants may work by plasticizing

Surfactants raised the LoC of a dispersion of a high-Tg drug, possibly through their plasticizing effect.

Correa-Soto 2022, ref 37

Known 4Plasticizers serve processing

Citrate esters and triacetin lower hot-melt extrusion temperatures; their effect on release was unexplored.

Mendonsa 2020, ref 33 ·

Gap → this paperCan a non-surfactant plasticizer raise the LoC of a dispersion of a high-Tg drug?
More detail

What was already known. The introduction builds on these points:

  • Polymer-controlled, congruent release and the LoC. Amorphous drugs dissolve much more slowly than PVPVA, so the best ASDs let the polymer control release: the drug's amorphous solubility is exceeded and drug-rich nanodroplets form. At low drug:polymer ratios ASDs dissolve rapidly and completely under non-sink conditions; at higher ratios release slows, drug concentration usually stays below the amorphous solubility and no nanodroplets form. The highest DL that still gives near-complete, congruent release of drug and polymer is the LoC. (Craig 2002, ref 7; Taylor 2016, ref 9; Indulkar 2019, ref 12; Saboo 2019, ref 14; Saboo 2020, ref 17)
  • Low LoCs cost dose size. Polymer-controlled release is "widely reported" only at low drug:polymer ratio, especially for high-Tg drugs; this raises excipient amount and tablet burden, or gives poor performance if DL is pushed. (He 2015, ref 6; Indulkar 2019, ref 12; Saboo 2019, ref 14; Que 2019, ref 16)
  • A Tg–LoC link has emerged for PVPVA ASDs. Indomethacin-PVPVA has an LoC of 10% DL, while its ester analogue (Tg 1.7 °C) has a 2.5-fold higher LoC; ATZ and LED have LoCs at or below 10% DL; lower-Tg RTV and miconazole reach 25% DL, and clopidogrel and loratadine up to 40% DL. (Saboo 2020, ref 17; Que 2019, ref 16; Indulkar 2019, ref 12; Yang 2021, ref 18) ·
  • Other routes to higher DL. Polymer combinations, drug ionization and surfactants have been explored (refs 19–29). Plasticizers aid spray drying, lower hot-melt extrusion (HME) temperatures (triacetin, citrate esters, tocopheryl derivatives, surfactants), and low-Tg drugs can plasticize polymers in melt-extruded forms. (Wan 1992, ref 30; Mendonsa 2020, ref 33; Zhu 2002, ref 35)
  • Surfactants may act by plasticization. In the group's earlier work, surfactants raised the LoC of an ASD of a high-Tg drug, and this was "suggested" to come from their plasticizing effect; a non-surfactant small-molecule additive also improved release at higher DL. (Correa-Soto 2022, ref 37) The same study gave the binary ATZ-PVPVA LoC of 5% DL used here. ·
  • Tg depression measures plasticizer efficiency. Plasticizers are chosen for HME for lower processing temperature and melt viscosity, low volatility, stability and compatibility; their efficiency is often defined by the Tg depression they produce, Tg being a key parameter of chain mobility. (Miller 2008, ref 38; Immergut 1965, ref 39)
  • Release was not studied. To the authors' knowledge, the effect of plasticizers on drug release, and on release as a function of DL, had not been explored.

What the paper set out to do. Test the hypothesis that non-surfactant plasticizers raise the LoC of PVPVA ASDs of high-Tg drugs (ATZ, LED), with the lower-Tg RTV as control, using glycerol derivatives and citrate plasticizers; citrates were chosen as widely used, nontoxic and approved, and glycerol derivatives to widen the chemical range. ·

02How they approached it

Two high-Tg drugs and one lower-Tg control in PVPVA, each with plasticizers from two families whose members span LogP −1.68 to 3.06; the release rate of drug and polymer from compacts sets the LoC, and DSC, water sorption and drug-free polymer dissolution probe why. ···

ATZ–PVPVAatazanavir, high-Tg drugTg 104 °C (literature); cited binary LoC 5% DL; tested with all nine plasticizers at 5% w/w. Measured. ·
LED–PVPVAledipasvir, very high-Tg drugTg about 160 °C; cited binary LoC 5% DL; plasticizer at 5 and 10% w/w. Measured. ·
RTV–PVPVAritonavir, lower-Tg controlTg 50 °C; cited binary LoC 25% DL; 5% w/w GTB or TBC at 30 and 35% DL. Measured. ··
Glycerol seriesglycerol, GDA, GTA, GTBEach added ester group raises LogP, from −1.33 (glycerol) to 2.58 (GTB). Measured with ATZ; GTB also with LED and RTV.
Citric acid seriescitric acid, TEC, TEAC, TBC, TBACLogP from −1.68 (citric acid) to 3.06 (TBAC). Measured with ATZ; the four esters also with LED; TBC with RTV.
PVPVA aloneneat polymer, or with 10% w/w GTB or TBCReference release rate and water uptake. Measured. ··

What was done

Experiment

Drug, PVPVA and plasticizer dissolved in methanol→rotary evaporation→amorphous powders checked by PXRD.··

↓
Experiment

100 mg compacts in 100 mL pH 6.8 buffer, 37 °C, 100 rpm→HPLC and SEC of drug and PVPVA over 120 min→normalized release rates and LoC.··

Literature

Binary LoCs of ATZ, LED and RTV from earlier studies.··

↓
Experiment

DSC of 8:1 drug:plasticizer glasses→Tg depression.··

Experiment

DVS at 95% RH, 37 °C→water uptake and its rate.·

Experiment

Drug-free PVPVA compacts with plasticizer→polymer release rate.·

↓
Comparison

Fold increase of the LoC for ATZ, LED and RTV with TBC and GTB.

Literature

Devotta's free-volume model of chain disengagement→proposed mechanism.·

More detail

What was done

  1. Dispersions. Drug (ATZ, LED or RTV), PVPVA and plasticizer were dissolved in methanol, rotary-evaporated at 55 °C, dried under vacuum for at least 24 h, ground and sieved below 250 µm; PXRD showed no sharp peaks. ·
  2. Composition convention. "5% w/w" means 5 g of plasticizer per 100 g of drug + PVPVA (used for ATZ and RTV); LED dispersions got 10 g per 100 g. DL is the drug share of drug + polymer only, so "ATZ 10% DL" is 10 g ATZ + 90 g PVPVA (+ 5 g plasticizer). ·
  3. Release. A 100 mg compact (8 mm die, 2500 psi, 60 s; 0.5 cm² face) rotated at 100 rpm in 100 mL of 50 mM phosphate buffer pH 6.8 at 37 °C; samples to 120 min were analysed by HPLC (drug) and SEC (PVPVA). The slope of cumulative mg released, divided by the face area and the component's fraction, gives the normalized release rate; after a lag, the slope from 30 to 60 min was used. A formulation was below its LoC if more than 80% of the drug was released within 120 min at a rate similar to that of the polymer. Rates are means ± SD of n = 3. Nanodroplet size was measured by DLS after 90 min. ····
  4. Tg. Modulated DSC (2 °C/min, ±1 °C per 60 s) on 8:1 drug:plasticizer glasses, dried briefly to avoid crystallization (n = 3), and on 10% DL LED ASDs. ··
  5. Water uptake. About 5 mg was dried at 0% RH and exposed to 95% RH at 37 °C for at least 8 h; water content and its time derivative are plotted for the first 200–300 min. ·
  6. Controls. Drug-free PVPVA with 10% w/w GTB or TBC was dissolved under the same conditions, and RTV dispersions with 5% w/w GTB or TBC were tested at 30 and 35% DL. ·

Key equations

Normalized release rate (Eq. 1)
R=kS×x

The slope k of cumulative mg released versus time is divided by the compact face area S (0.5 cm²) and the mass fraction x of drug or polymer in the dispersion, so drug and polymer rates can be compared directly: equal values mean congruent release.·

Devotta free-volume mobility (unnumbered, p.788)
mp,∞=Adexp−(Bdfg)

The highest mobility a polymer chain can reach rises steeply with the fractional free volume f_g of the gel; A_d is a constant and B_d relates to the size of the mobile species. With the disengagement rate proportional to chain mobility and f_g taken as additive over components, a plasticizer that adds free volume should speed polymer dissolution. Cited, not fitted.···

Terms used on this page
  • Limit of congruency (LoC): the highest drug loading at which drug and polymer are released together, quickly and almost completely.
  • Congruent release: drug and polymer leave the dispersion at the same normalized rate, so release is controlled by the polymer.
  • Plasticizer: a small molecule that lowers the Tg of a polymer or glass by increasing free volume and chain mobility.
  • Free volume: the unoccupied volume between molecules; more free volume means more molecular mobility and a lower Tg.
  • Chain disentanglement (disengagement): polymer chains in the wet gel layer working free of each other by reptation before they diffuse into solution.
  • LLPS and nanodroplets: when dissolved drug exceeds its amorphous solubility it separates into drug-rich nanodroplets.
  • dm/dT: rate of mass change during water sorption, in % per minute.
Fig. 1: Structures of the three drugs and nine plasticizers, with MW, LogP and Tg
Fig. 1 · p.780 · Structures of the three drugs and nine plasticizers, with MW, LogP and TgShows. glycerol and citric acid families with rising ester chain length and LogP; drug Tgs 104, 50 and 161 °C.

03Main findings

1

Lipophilic plasticizers raise the ATZ LoC up to fivefold

With 5% w/w plasticizer the ATZ LoC rose from a cited 5% DL to 25% with GTB, TEAC, TBC or TBAC and to 20% with TEC, but only to 7.5–10% with glycerol, GDA, GTA or citric acid. ··

Fig. 2: ATZ LoC with 5% w/w glycerol-series plasticizers
Fig. 2 · p.781 · ATZ LoC with 5% w/w glycerol-series plasticizersShows. 5 (none), 7.5 (glycerol), 7.5 (GDA), 10 (GTA), 25% DL (GTB).Also supports K1
Fig. 4: ATZ LoC with 5% w/w citric-acid-series plasticizers
Fig. 4 · p.782 · ATZ LoC with 5% w/w citric-acid-series plasticizersShows. 5 (none), 7.5 (citric acid), 20 (TEC), 25% DL (TEAC, TBC, TBAC).Also supports K1
More detail

The binary ATZ-PVPVA dispersion released rapidly and completely at 5% DL but hardly at all at 10% DL (earlier study), giving an LoC of 5% DL. · In the glycerol series the LoC rose with each ester: 7.5% DL with glycerol and with GDA, 10% with GTA and 25% with GTB (Fig. 2). · In the citric acid series citric acid itself "slightly" raised it to 7.5% DL, TEC to 20%, and TEAC, TBC and TBAC to 25% (Fig. 4): up to fivefold. · At 20% DL every citrate-ester dispersion released more than 80% of drug and polymer. At the LoC loading, TEC (20% DL), TEAC and TBAC (25% DL) showed a lag of about 20 min before almost complete release; 20% DL with TEAC showed no lag. In all cases the drug exceeded its LLPS concentration and formed drug-rich nanodroplets of 500–1500 nm. · Each LoC is the highest loading tested with good release; whether loadings above 25% were tried is not stated, and the release profiles are in the SI, which was not supplied.

2

Plasticized ATZ dispersions release drug and polymer together, often faster than PVPVA alone

At 20% DL, ATZ with TEAC, TBC or TBAC released at about 4.6–5.1 mg/min·cm² against about 2.7 for neat PVPVA; at the LoC loading the rates were about 2.0–3.3, close to or below neat PVPVA. ··

Fig. 5: ATZ release rates at 20% DL (A) and at each LoC (B)
Fig. 5 · p.783 · ATZ release rates at 20% DL (A) and at each LoC (B)Shows. at 20% DL TEAC, TBC, TBAC well above the neat PVPVA line; at the LoC most bars near or below it.Read it as. pink = ATZ, black = PVPVA; dashed line = neat PVPVA.Also supports K3
More detail

In Fig. 3, 10% DL ATZ with GTA released ATZ at ≈3.8 and PVPVA at ≈3.6 mg/min·cm², and 25% DL ATZ with GTB at ≈5.2 and ≈4.5, all above neat PVPVA (≈2.7 ± 0.5). · At 20% DL (Fig. 5A), ATZ rates were ≈4.6 (TEAC), ≈5.1 (TBC) and ≈5.1 (TBAC), with PVPVA at ≈3.8–4.2; only TEC (ATZ ≈2.7, PVPVA ≈2.35) was not faster than neat polymer. · At each LoC loading (Fig. 5B) the rates were ≈3.3/3.0 (7.5% DL, citric acid), ≈3.1/2.8 (25% DL, TBC), ≈2.4/2.3 (25% DL, TBAC) and ≈2.0/1.7 (25% DL, TEAC) for ATZ/PVPVA, which the authors call "generally similar" to neat polymer. · Drug and polymer rates stayed close to each other in every case, as congruent release requires. ·· The conclusion section's statement that dissolution was faster than neat polymer "in all cases" below the LoC is not met by the TEC, TEAC and TBAC bars at the LoC. · No statistics are given, and the neat PVPVA SD (≈0.5) is as large as several of these differences.

Fig. 3: ATZ release rates with GTA (10% DL) and GTB (25% DL)
Fig. 3 · p.782 · ATZ release rates with GTA (10% DL) and GTB (25% DL)Shows. both drug and polymer above neat PVPVA.
3

LED needs twice the plasticizer, then its LoC triples or quadruples

At 5% w/w only citric acid released 10% DL LED completely. At 10% w/w, TEAC lowered the dispersion's Tg from 99.1 to 85.8 °C and raised release by 90 min from 20 to 94%; the LED LoC then reached 15% DL with TEAC or TBC and 20% with GTB. ··

Table I: LED 10% DL: 5 versus 10% w/w TEC or TEAC
Table I · p.783 · LED 10% DL: 5 versus 10% w/w TEC or TEACShows. more plasticizer, lower Tg, more release; TEAC 10% reaches 94% by 90 min.Also supports K2
Fig. 6: LED LoC with 10% w/w plasticizer
Fig. 6 · p.784 · LED LoC with 10% w/w plasticizerShows. 5 (none), 15 (TEAC, TBC), 20% DL (GTB).Also supports K2
More detail

LED has a dry Tg of about 160 °C and a cited binary LoC of 5% DL; if low mobility limits release, a plasticizer "is expected" to raise the LoC. · At 10% DL with 5% w/w plasticizer, citrates and GTB gave minimal release except citric acid, which gave complete release (data not shown). Because LED's Tg is about 55 °C above ATZ's, the authors raised the level to 10% w/w (Table I): with TEC the dispersion Tg fell from 95.6 to 84.9 °C and release by 90 min rose from 12 to 20%; with TEAC the Tg fell from 99.1 to 85.8 °C and release rose from 20 to 94%. The plain 10% DL dispersion (Tg 109.2 °C, from ref 16) released no detectable drug. ·· The text gives these Tg drops as 10 and 14 °C; the table values give 10.7 and 13.3 °C. At 10% w/w and 10% DL, TEAC, TBC and GTB gave complete release, TEC and TBAC less than 30%. The LoC rose to 15% DL with TEAC or TBC and to 20% DL with GTB (Fig. 6). · At these LoC loadings LED released at ≈4.3 (TEAC), ≈7.0 (TBC) and ≈5.3 mg/min·cm² (GTB), with PVPVA at ≈4.6, ≈6.2 and ≈4.8, all above neat PVPVA (≈2.7) (Fig. 7). ·

Fig. 7: LED release rates at the LoC
Fig. 7 · p.784 · LED release rates at the LoCShows. LED and PVPVA rates above neat PVPVA for all three plasticizers.
4

The lower-Tg control RTV gains little

RTV with 5% w/w GTB or TBC released completely at 30% but not at 35% DL: a 1.2-fold gain over its cited LoC of 25%, against fivefold for ATZ and three- to fourfold for LED. ···

See also Fig. 9

More detail

RTV (Tg 50 °C) has a cited binary LoC of 25% DL, so its mobility "is expected" to limit release less, and little gain was predicted. · With 5% w/w GTB or TBC, RTV dispersions released completely at 30% DL but not at 35% DL (Fig. S4, SI not supplied), which the authors take as "confirming" a limited gain for low-Tg drugs. · Fig. 9 sets the fold increases side by side: TBC gave 5 (ATZ), 3 (LED) and 1.2 (RTV), GTB 5, 4 and 1.2. · The ATZ and RTV values use 5% w/w plasticizer, LED 10% w/w, and all binary LoCs are cited; RTV was tested only at two loadings 5% DL apart. ·

5

All plasticizers lower the drug Tg by 30 to 53 °C

In 8:1 drug:plasticizer glasses, ATZ fell from 105.5 °C to 62.2–75.1 °C and LED from 162 °C to 109.1–114.6 °C. The authors note that the extent of plasticization does not correlate precisely with release: GTA gave the largest ATZ drop but an LoC of only 10% DL. ····

Table II: Tg of ATZ:plasticizer 8:1 glasses
Table II · p.785 · Tg of ATZ:plasticizer 8:1 glassesShows. drops of 30.4–43.3 °C; GTA largest.Also supports K5
More detail

Every plasticizer tested lowered the drug Tg, which the authors read as "suggesting" miscibility (Tables II and III). For ATZ the reductions were 32.7 °C (glycerol), 43.3 (GTA), 34.0 (TEC), 30.4 (TEAC), 33.3 (TBC) and 30.9 °C (TBAC); for LED 53.1 (TEC), 47.6 (TEAC, printed as ATEC), 51.1 (TBC) and 48.9 °C (TBAC, printed as ATBC). The citrates gave similar drops of about 30 °C for ATZ and 50 °C for LED. ··· The plasticized ASDs also had lower Tgs than the binary ASDs, and PVPVA with GTB or TBC about 30 °C lower than neat PVPVA (Table S2, not supplied). · The drops do not rank the LoC gains: GTA (43.3 °C) reached 10% DL while TEAC (30.4 °C) reached 25%. These Tgs are of drug:plasticizer mixtures without polymer, at about 11 wt% plasticizer, not of the dispersions themselves.

Table III: Tg of LED:plasticizer 8:1 glasses
Table III · p.785 · Tg of LED:plasticizer 8:1 glassesShows. drops of 47.6–53.1 °C for the four citrate esters.
6

A plasticizer alone speeds PVPVA dissolution

Drug-free PVPVA released at about 2.7 mg/min·cm²; with 10% w/w GTB about 4.8 and with TBC about 6.1. ·

Fig. 8: PVPVA dissolution with and without plasticizer
Fig. 8 · p.784 · PVPVA dissolution with and without plasticizerShows. neat ≈2.7, with GTB ≈4.8, with TBC ≈6.1 mg/min·cm².Also supports K5
More detail

As a control, PVPVA compacts without drug but with 10% w/w GTB or TBC dissolved faster than neat PVPVA (Fig. 8): ≈4.8 ± 0.16 and ≈6.1 ± 0.34 against ≈2.7 ± 0.5 mg/min·cm². The authors describe the rate as "as much as twice" that of neat polymer, with a Tg reduction of about 30 °C, and say Fig. 8 "confirms" that plasticizers speed polymer dissolution. · They add that polymer release in the ATZ and LED dispersions was raised "in some instances". ··

7

Plasticizers change water vapour uptake little

At 95% RH, 20% DL ATZ dispersions held about 25–28.5% water at 200 min with TEC, TBC, TEAC or TBAC against about 25% without plasticizer, and about 32% with GTB; in drug-free PVPVA, TBC and GTB lowered uptake from about 42 to 32–34%. ···

Fig. 10: Water uptake of ATZ dispersions at 95% RH
Fig. 10 · p.786 · Water uptake of ATZ dispersions at 95% RHShows. uptake falls with DL (A, B); TBC dispersions near-flat with DL (C, D); citrate esters close to the binary, GTB higher (E, F).Also supports K6
More detail

Binary ATZ dispersions took up less water as DL rose: ≈32% (5% DL), ≈31% (10%), ≈25% (20%) and ≈23% (30%) at 200 min, against ≈41% for PVPVA; the peak sorption rate, at about 6–7 min, fell from ≈2.5 (PVPVA) to ≈1.15%/min (30% DL). The authors relate this to ATZ's lipophilicity. · With 5% w/w TBC, the 10, 20 and 30% DL dispersions held ≈28.4, ≈27.0 and ≈27.0%, which the authors call similar to the binary dispersions, although the ternary values change little with DL. ·· At 20% DL, TEC gave uptake close to the binary (≈25.0%), TBC, TEAC and TBAC slightly more (≈27.0–28.5%) and GTB clearly more (≈31.6%, peak rate ≈1.70 against ≈1.26). · In drug-free PVPVA, 10% w/w TBC or GTB lowered uptake at 300 min from ≈41.8 to ≈34.4 and ≈32.0%, more than dilution of the polymer to 90% would give; the authors expected this from their lipophilicity (Log P around 2.5). · The authors therefore see "relatively minor" changes in water uptake and do not attribute the release gains to faster solvent ingress. · These are vapour-phase data read at 200–300 min, not liquid-water penetration. ·

Fig. 11: Water uptake of PVPVA with 10% w/w TBC or GTB
Fig. 11 · p.786 · Water uptake of PVPVA with 10% w/w TBC or GTBShows. both plasticizers lower uptake and its peak rate.

04Further observations

  • Release of the ATZ dispersions at their LoC began after a lag of about 20 min with TEC, TEAC and TBAC.
  • Drug-rich nanodroplets of 500–1500 nm formed; the systems measured are not named. ·
  • For LED at 10% DL, even 10% w/w TEC or TBAC released less than 30%.
  • Citric acid was the only 5% w/w plasticizer that released 10% DL LED completely, but it was not carried forward. ·
More detail
  • Lag before release at the LoC. At the LoC loading, TEC (20% DL), TEAC (25%) and TBAC (25%) dispersions showed a lag of about 20 min, then almost complete release; for these, the release rate was taken from 30 to 60 min. TEAC at 20% DL showed no lag. ·
  • Nanodroplets. "In all cases" the LLPS concentration was reached, giving drug-rich nanodroplets of 500 to 1500 nm by DLS after 90 min; which dispersions were measured, and the solution concentrations, are not given. ··
  • Two citrate esters fail for LED. At 10% DL LED with 10% w/w plasticizer, TEC and TBAC released less than 30% of the drug, although TBAC is the most lipophilic plasticizer tested and gave an LoC of 25% DL with ATZ. ··
  • Citric acid with LED. At 5% w/w, citric acid was the only plasticizer that gave complete release of 10% DL LED (data not shown); citric acid was not tested at higher LED loadings. ·
  • Inconsistent neat-drug Tgs. ATZ is listed at 104 °C (Fig. 1) and 105.5 °C (Table II); LED at 161 °C (Fig. 1), 160 °C (text) and 162 °C (Table III). ··
  • A second dashed line. Fig. 7 carries an unexplained second dashed line at ≈2.06 mg/min·cm² besides the neat PVPVA line at ≈2.70. ·

05How the authors connect the findings

1Below the LoC, drug release is tied to PVPVA dissolution, which for this glassy polymer under stirring is "most likely" limited by chain disengagement from the gel. ·
↓
2A plasticizer enters the polymer, separates the chains and raises free volume, which lowers Tg and raises chain mobility. ··
↓
3In Devotta's model, chain mobility rises with the gel's fractional free volume and the disengagement rate rises with mobility. ··
↓
High-Tg drug with plasticizerPlasticizer adds free volume to the hydrated gel↓chains disentangle faster↓polymer and coupled drug release faster↓good release persists to a higher DL.·
More high-Tg drug, no plasticizerLess water in the gel and more high-Tg drug↓less free volume↓slower disengagement↓release declines above the LoC.
Lower-Tg drugDrug mobility limits release less↓little to gain from a plasticizer↓small LoC increase.·
What sets the switch point. The free volume of the hydrated gel: lowered by high-Tg drug, raised by plasticizer; lipophilic plasticizers "appear" more effective, so their interaction with the drug "may" also matter. ·
Conclusion drawn. One mechanism is faster polymer disentanglement ("it is reasonable to suggest").
More detail
  1. Polymer dissolution controls release below the LoC. PVPVA dissolves much faster than amorphous lipophilic drugs, also from low-DL dispersions. Polymer dissolution proceeds by water ingress (the glass becomes a gel), chain reptation and disengagement at the gel–liquid interface, and diffusion away. For glassy, high-molecular-weight PVPVA under stirring the authors take disengagement as "most likely" rate-limiting, while noting it is hard to separate from water ingress.
  2. Water ingress is not the lever. Additives have been proposed to speed water uptake, but these plasticizers changed vapour sorption only slightly; the authors' explanation is that the plasticizing gain in sorption rate "may" be offset by the plasticizers' unfavourable interaction with water. ··
  3. Plasticizers raise free volume and chain mobility. By free volume theory, low-Tg small molecules penetrate the polymer, separate chains and raise free volume and mobility; small molecules such as residual solvents are known to speed polymer dissolution this way (Devotta, Ouano, Cooper). Fig. 8 is offered as direct support: PVPVA with GTB or TBC dissolves faster. ···
  4. Free volume links to disengagement. Devotta's model makes the disengagement rate proportional to chain mobility, whose maximum grows with the fractional free volume of the gel (E2), taken as additive over components. A plasticizer that raises the gel's free volume should therefore speed polymer dissolution and, below the LoC, the coupled drug release ("is predicted"). ···

[+] High-Tg drug with plasticizer. Plasticizer restores free volume → faster disentanglement → polymer-controlled, congruent release continues to a higher DL → LoC rises fivefold for ATZ and three- to fourfold for LED. ·

[-] Rising DL. The gel holds less water because the drug is much less hydrophilic than PVPVA, and a larger volume fraction of high-Tg drug adds less free volume → free volume falls → release declines past the LoC.

Lower-Tg drug. RTV's own mobility limits release less → only a 1.2-fold gain. ··

What sets the switch point. The authors frame it as gel free volume, set by drug Tg, water content and plasticizer; they also note that lipophilic plasticizers "appear" more effective than hydrophilic ones, which "suggests" that drug–plasticizer interaction may matter, and that plasticizers "may also affect" the drug-rich barrier postulated above the LoC. ··

Conclusion drawn. "It is reasonable to suggest" that one mechanism by which plasticizers raise dissolution rate and LoC of high-Tg drug ASDs is greater polymer chain mobility, i.e. faster disentanglement; the conclusion section calls this "the suggested mechanism". The authors add that the free-volume picture is consistent with the faster polymer release but that additional factors are "likely". ·

06What it means for formulation

Stated by the authors
  • Plasticizers are "a potential new strategy" to raise drug loading, and cut excipient burden, for high-Tg drugs with a low tendency to crystallize.
  • They "may serve dual functions" as processing aids in hot-melt extrusion of high-Tg drugs.
  • Release gains need "to be balanced" against a higher crystallization risk.
AI reading, not stated in the paper
  • In these data 5% w/w of a citrate ester or GTB sufficed for ATZ (Tg about 105 °C); LED (Tg about 160 °C) needed 10% w/w.
  • The Tg drop of a drug:plasticizer mix did not rank performance; a release test at several loadings is still needed to choose a plasticizer.
  • At the LoC itself the plasticized ATZ dispersions released no faster than neat PVPVA; a loading below the LoC leaves margin.
More detail
Stated by the authors
  • Plasticizers show "tremendous potential" as an alternative to surfactants for better release at higher DL, which matters because surfactants can promote crystallization and migrate to interfaces. ·
  • For PVPVA formulations made by hot-melt extrusion, the identified plasticizers "may serve dual functions", especially for high-Tg drugs that otherwise need high, potentially degrading process temperatures; the conclusion says they "will be useful" to expand HME for ASDs.
  • The strategy is presented as a way to raise drug loading of high-Tg drugs "with a low tendency to crystallize" without compromising release, which "may help" with the high excipient burden of ASDs.
  • Release gains that come with a lower ASD Tg "need to be balanced" against the risk of drug crystallization.
AI reading, not stated in the paper
  • Choice of plasticizer: in this set, the more lipophilic esters (GTB, TBC, TBAC) and TEAC gave the largest ATZ gains, but TBAC failed with LED and TEAC matched the lipophilic ones with ATZ; neither LogP nor Tg depression alone picked the winner, so plasticizers need to be screened per drug.
  • Level: the amount needed scaled with the drug's Tg (5% for ATZ, 10% for LED); a drug with a Tg near 160 °C may need 10% or more.
  • Margin: at the LoC loading several plasticized ATZ dispersions released after a lag and at rates no higher than neat PVPVA, so the LoC is an edge, not a safe operating point.
  • Stability: plasticizers lower the dispersion Tg, and no storage or crystallization data were reported here; physical stability needs its own test before a plasticized formulation is chosen.

07Open questions

Raised by the authors
  • Does the plasticizer change formation of the drug-rich barrier above the LoC? ·
  • Why does the extent of plasticization not correlate precisely with polymer release, and what causes the decline in release above a certain DL?
  • Does liquid water penetrate plasticized dispersions differently from water vapour?
Not covered by this paper (AI reading)
  • Were loadings above 25% (ATZ) or 20% (LED) tested?
  • Physical stability of the plasticized dispersions was not tested.
More detail
Raised by the authors
  • A more in-depth study is needed to tie plasticizer action to drug-rich barrier formation, which "may be important" for the differences among plasticizers.
  • Lipophilic plasticizers seem more effective; how they interact with the drug, especially in the presence of water, is open.
  • The lack of a precise correlation between plasticization and polymer release, and the origin of the release decline at a certain DL, remain "outstanding questions".
  • Water penetration from bulk liquid, rather than vapour, should be studied.
  • How far plasticization raises crystallization risk is not quantified.
Not covered by this paper (AI reading)
  • Whether higher loadings were tested above the 25% (ATZ) and 20% (LED) LoCs is not stated, so these may be lower bounds.
  • Citric acid at 10% w/w, or at higher LED loadings, was not tested although it alone released 10% DL LED at 5% w/w.
  • The proposed mechanism was not measured: no gel-layer free volume, chain mobility or disentanglement rate. ·
  • Binary LoCs were not re-measured under this paper's protocol.
  • Only PVPVA, one buffer, compacts and three drugs; no storage stability or crystallization tests.

08How solid

AI assessment, not a statement made in the paper
Moderate

The LoC gains are large and consistent across nine plasticizers and two high-Tg drugs, with triplicate release rates. But the binary LoCs are cited, the LoC steps are coarse, the mechanism is not measured, and the Tg data come from drug:plasticizer glasses rather than the dispersions. ·····

More detail
What holds
  • Fivefold (ATZ) and three- to fourfold (LED) LoC gains are far larger than the 2.5–5% DL steps used to find them. ··
  • Drug and polymer rates stay close to each other in every plasticized dispersion, as expected for congruent release. ···
  • The drug-free control shows directly that GTB and TBC speed PVPVA dissolution.
  • The low-Tg control behaves as predicted (1.2-fold). ·
What weakens it
  • Binary LoCs are cited from three earlier studies, and the fold increases compare different plasticizer levels.
  • Whether higher loadings were tested above the top LoCs is not stated; the release profiles are in an SI that was not supplied.
  • The conclusion that dissolution was faster than neat polymer "in all cases" conflicts with the rates at the LoC.
  • No statistics; the neat PVPVA SD (≈0.5) is as large as several rate differences.
  • The mechanism rests on cited theory: no free volume, mobility or disentanglement was measured, and Tg depression does not rank the LoC gains. ·
  • "Lipophilic is better" has exceptions (TEAC, TBAC with LED, citric acid with LED).
  • The RTV control is one test at two loadings with a lower plasticizer level than LED.
  • Small inconsistencies: neat-drug Tgs, Tg drops in the text, figure citations, a caption and an unexplained line. ····

09Figure guide

Every figure and table of the paper, what it is there for, and what to check on the original. Key figures are shown with the story.

FigureWhat it does in the paperSupportsCheck (AI note)
Fig. 1 (p.780)key figureDefines the three drugs and nine plasticizers with MW, LogP and drug Tg.·0.2Citric acid MW printed as 129 g/mol; TBAC named "tributyl citrate" in the caption.·
Fig. 2 (p.781)key figureATZ LoC rises along the glycerol series to 25% DL with GTB.F1, K1, K7Highest loading tested is not stated.
Fig. 3 (p.782)key figureGTA and GTB dispersions release drug and polymer faster than neat PVPVA.F2
Fig. 4 (p.782)key figureATZ LoC with citric acid and its esters, up to 25% DL.F1, K1Highest loading tested is not stated.
Fig. 5 (p.783)key figureRelease rates at 20% DL and at the LoC; congruent but not always faster than PVPVA.·F2, K3At the LoC several bars are at or below neat PVPVA.
Table I (p.783)key figureRaising LED plasticizer from 5 to 10% w/w lowers Tg and raises release.F3, K2Text Tg drops (10, 14 °C) differ from the table (10.7, 13.3 °C).·
Fig. 6 (p.784)key figureLED LoC rises to 15–20% DL with 10% w/w plasticizer.F3, K2Binary LoC cited.
Fig. 7 (p.784)key figureLED and PVPVA rates at the LoC exceed neat PVPVA.F3, K3Unexplained second dashed line.
Fig. 8 (p.784)key figurePlasticizer alone speeds PVPVA dissolution.F6, K5
Fig. 9 (p.785)key figureFold LoC increase: ATZ 5, LED 3–4, RTV 1.2.header, F4, K4Binary LoCs cited; unequal plasticizer levels.·
Table II (p.785)key figureTg drops of ATZ by six plasticizers.F5, K5Drops do not rank the LoC gains.
Table III (p.785)key figureTg drops of LED by four citrate esters.F5ATEC and ATBC = TEAC and TBAC.
Fig. 10 (p.786)key figureWater uptake of binary and plasticized ATZ dispersions.··F7, K6Caption omits TBAC; values at 200 min, not equilibrium.·
Fig. 11 (p.786)key figurePlasticizers lower PVPVA water uptake.F7Values at 300 min.
Fig. S1, Fig. S4, Table S2 (SI)Release profiles (ATZ 20–25% DL; RTV 30–35% DL) and ASD Tgs, described in the text.··F1, F4, F5SI not supplied.